UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-04873
The GAMCO Growth
Fund
(Exact name of registrant as specified in charter)
One Corporate Center
Rye, New
York 10580-1422
(Address of principal executive offices) (Zip code)
Bruce N. Alpert
Gabelli Funds, LLC
One Corporate Center
Rye, New York 10580-1422
(Name and address of agent for service)
Registrant's telephone number, including area code: 1-800-422-3554
Date of fiscal year end: December 31
Date of reporting period: July 1, 2017 – June 30, 2018
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2017 TO JUNE 30, 2018
| ProxyEdge | Report Date: 07/01/2018 |
| Meeting Date Range: 07/01/2017 - 06/30/2018 | 1 |
| The GAMCO Growth Fund |
| Investment Company Report | ||||||||||||
| C. R. BARD, INC. | ||||||||||||
| Security | 067383109 | Meeting Type | Special | |||||||||
| Ticker Symbol | BCR | Meeting Date | 08-Aug-2017 | |||||||||
| ISIN | US0673831097 | Agenda | 934656363 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | TO APPROVE THE AGREEMENT AND PLAN OF MERGER, DATED AS OF APRIL 23, 2017, AS IT MAY BE AMENDED FROM TIME TO TIME (THE "MERGER AGREEMENT"), BY AND AMONG C. R. BARD, INC., A NEW JERSEY CORPORATION (THE "COMPANY"), BECTON, DICKINSON AND COMPANY, A NEW JERSEY CORPORATION, AND LAMBDA CORP., A NEW JERSEY CORPORATION AND WHOLLY OWNED SUBSIDIARY OF BECTON, DICKINSON AND COMPANY. |
Management | For | For | ||||||||
| 2. | TO APPROVE BY ADVISORY (NON-BINDING) VOTE, CERTAIN COMPENSATION ARRANGEMENTS FOR THE COMPANY'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER CONTEMPLATED BY THE MERGER AGREEMENT. |
Management | For | For | ||||||||
| 3. | TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE MERGER AGREEMENT. |
Management | For | For | ||||||||
| NIKE, INC. | ||||||||||||
| Security | 654106103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | NKE | Meeting Date | 21-Sep-2017 | |||||||||
| ISIN | US6541061031 | Agenda | 934663774 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | ALAN B. GRAF, JR. | For | For | |||||||||
| 2 | JOHN C. LECHLEITER | For | For | |||||||||
| 3 | MICHELLE A. PELUSO | For | For | |||||||||
| 2. | TO APPROVE EXECUTIVE COMPENSATION BY AN ADVISORY VOTE. |
Management | For | For | ||||||||
| 3. | TO APPROVE THE FREQUENCY OF ADVISORY VOTES ON EXECUTIVE COMPENSATION BY AN ADVISORY VOTE. |
Management | 1 Year | For | ||||||||
| 4. | TO APPROVE THE NIKE, INC. LONG-TERM INCENTIVE PLAN, AS AMENDED. |
Management | For | For | ||||||||
| 5. | TO CONSIDER A SHAREHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS DISCLOSURE. |
Shareholder | Against | For | ||||||||
| 6. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. |
Management | For | For | ||||||||
| MICROSOFT CORPORATION | ||||||||||||
| Security | 594918104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MSFT | Meeting Date | 29-Nov-2017 | |||||||||
| ISIN | US5949181045 | Agenda | 934689514 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: WILLIAM H. GATES III | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: REID G. HOFFMAN | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: HUGH F. JOHNSTON | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: TERI L. LIST-STOLL | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: SATYA NADELLA | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: CHARLES H. NOSKI | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: HELMUT PANKE | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: SANDRA E. PETERSON | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: PENNY S. PRITZKER | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: CHARLES W. SCHARF | Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: ARNE M. SORENSON | Management | For | For | ||||||||
| 1L. | ELECTION OF DIRECTOR: JOHN W. STANTON | Management | For | For | ||||||||
| 1M. | ELECTION OF DIRECTOR: JOHN W. THOMPSON | Management | For | For | ||||||||
| 1N. | ELECTION OF DIRECTOR: PADMASREE WARRIOR | Management | For | For | ||||||||
| 2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION |
Management | For | For | ||||||||
| 3. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE EXECUTIVE COMPENSATION |
Management | 1 Year | For | ||||||||
| 4. | RATIFICATION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT AUDITOR FOR FISCAL YEAR 2018 |
Management | For | For | ||||||||
| 5. | APPROVAL OF MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE EXECUTIVE INCENTIVE PLAN |
Management | For | For | ||||||||
| 6. | APPROVAL OF THE MICROSOFT CORPORATION 2017 STOCK PLAN |
Management | For | For | ||||||||
| PALO ALTO NETWORKS, INC. | ||||||||||||
| Security | 697435105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | PANW | Meeting Date | 08-Dec-2017 | |||||||||
| ISIN | US6974351057 | Agenda | 934693056 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF CLASS III DIRECTOR: FRANK CALDERONI |
Management | For | For | ||||||||
| 1B. | ELECTION OF CLASS III DIRECTOR: CARL ESCHENBACH |
Management | For | For | ||||||||
| 1C. | ELECTION OF CLASS III DIRECTOR: DANIEL J. WARMENHOVEN |
Management | For | For | ||||||||
| 2. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING JULY 31, 2018. |
Management | For | For | ||||||||
| 3. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||||
| 4. | TO APPROVE THE PALO ALTO NETWORKS, INC. EXECUTIVE INCENTIVE PLAN. |
Management | For | For | ||||||||
| 5. | TO CONSIDER AND VOTE UPON A STOCKHOLDER PROPOSAL REGARDING A DIVERSITY REPORT, IF PROPERLY PRESENTED AT THE ANNUAL MEETING. |
Shareholder | Abstain | Against | ||||||||
| BECTON, DICKINSON AND COMPANY | ||||||||||||
| Security | 075887109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BDX | Meeting Date | 23-Jan-2018 | |||||||||
| ISIN | US0758871091 | Agenda | 934712933 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: CATHERINE M. BURZIK | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: R. ANDREW ECKERT | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: VINCENT A. FORLENZA | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: CLAIRE M. FRASER | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: CHRISTOPHER JONES | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: MARSHALL O. LARSEN | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: GARY A. MECKLENBURG | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: DAVID F. MELCHER | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: WILLARD J. OVERLOCK, JR. |
Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: CLAIRE POMEROY | Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: REBECCA W. RIMEL | Management | For | For | ||||||||
| 1L. | ELECTION OF DIRECTOR: TIMOTHY M. RING | Management | For | For | ||||||||
| 1M. | ELECTION OF DIRECTOR: BERTRAM L. SCOTT | Management | For | For | ||||||||
| 2. | RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. |
Management | For | For | ||||||||
| 3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. |
Management | For | For | ||||||||
| 4. | SHAREHOLDER PROPOSAL TO AMEND THE COMPANY'S PROXY ACCESS BY-LAW. |
Shareholder | Abstain | Against | ||||||||
| COSTCO WHOLESALE CORPORATION | ||||||||||||
| Security | 22160K105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | COST | Meeting Date | 30-Jan-2018 | |||||||||
| ISIN | US22160K1051 | Agenda | 934711448 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | KENNETH D. DENMAN | For | For | |||||||||
| 2 | W. CRAIG JELINEK | For | For | |||||||||
| 3 | JEFFREY S. RAIKES | For | For | |||||||||
| 2. | RATIFICATION OF SELECTION OF INDEPENDENT AUDITORS. |
Management | For | For | ||||||||
| 3. | APPROVAL, ON AN ADVISORY BASIS, OF EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
| 4. | SHAREHOLDER PROPOSAL REGARDING SIMPLE MAJORITY VOTE. |
Shareholder | Against | For | ||||||||
| 5. | SHAREHOLDER PROPOSAL REGARDING PRISON LABOR. |
Shareholder | Against | For | ||||||||
| VISA INC. | ||||||||||||
| Security | 92826C839 | Meeting Type | Annual | |||||||||
| Ticker Symbol | V | Meeting Date | 30-Jan-2018 | |||||||||
| ISIN | US92826C8394 | Agenda | 934712161 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: LLOYD A. CARNEY | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: MARY B. CRANSTON | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: FRANCISCO JAVIER FERNANDEZ-CARBAJAL |
Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: GARY A. HOFFMAN | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: ALFRED F. KELLY, JR. | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: JOHN F. LUNDGREN | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT |
Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON |
Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: JOHN A.C. SWAINSON | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: MAYNARD G. WEBB, JR. | Management | For | For | ||||||||
| 2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
| 3. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2018 FISCAL YEAR. |
Management | For | For | ||||||||
| ROCKWELL AUTOMATION, INC. | ||||||||||||
| Security | 773903109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ROK | Meeting Date | 06-Feb-2018 | |||||||||
| ISIN | US7739031091 | Agenda | 934714292 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| A | DIRECTOR | Management | ||||||||||
| 1 | BETTY C. ALEWINE | For | For | |||||||||
| 2 | J. PHILLIP HOLLOMAN | For | For | |||||||||
| 3 | LAWRENCE D. KINGSLEY | For | For | |||||||||
| 4 | LISA A. PAYNE | For | For | |||||||||
| B | TO APPROVE THE SELECTION OF DELOITTE & TOUCHE LLP AS THE CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. |
Management | For | For | ||||||||
| C | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE CORPORATION'S NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||||
| APPLE INC. | ||||||||||||
| Security | 037833100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | AAPL | Meeting Date | 13-Feb-2018 | |||||||||
| ISIN | US0378331005 | Agenda | 934716068 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of director: James Bell | Management | For | For | ||||||||
| 1b. | Election of director: Tim Cook | Management | For | For | ||||||||
| 1c. | Election of director: Al Gore | Management | For | For | ||||||||
| 1d. | Election of director: Bob Iger | Management | For | For | ||||||||
| 1e. | Election of director: Andrea Jung | Management | For | For | ||||||||
| 1f. | Election of director: Art Levinson | Management | For | For | ||||||||
| 1g. | Election of director: Ron Sugar | Management | For | For | ||||||||
| 1h. | Election of director: Sue Wagner | Management | For | For | ||||||||
| 2. | Ratification of the appointment of Ernst & Young LLP as Apple's independent registered public accounting firm for 2018 |
Management | For | For | ||||||||
| 3. | Advisory vote to approve executive compensation | Management | For | For | ||||||||
| 4. | Approval of the amended and restated Apple Inc. Non- Employee Director Stock Plan |
Management | For | For | ||||||||
| 5. | A shareholder proposal entitled "Shareholder Proxy Access Amendments" |
Shareholder | Abstain | Against | ||||||||
| 6. | A shareholder proposal entitled "Human Rights Committee" |
Shareholder | Against | For | ||||||||
| THE WALT DISNEY COMPANY | ||||||||||||
| Security | 254687106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | DIS | Meeting Date | 08-Mar-2018 | |||||||||
| ISIN | US2546871060 | Agenda | 934720598 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of director: Susan E. Arnold | Management | For | For | ||||||||
| 1B. | Election of director: Mary T. Barra | Management | For | For | ||||||||
| 1C. | Election of director: Safra A. Catz | Management | For | For | ||||||||
| 1D. | Election of director: John S. Chen | Management | For | For | ||||||||
| 1E. | Election of director: Francis A. deSouza | Management | For | For | ||||||||
| 1F. | Election of director: Robert A. Iger | Management | For | For | ||||||||
| 1G. | Election of director: Maria Elena Lagomasino | Management | For | For | ||||||||
| 1H. | Election of director: Fred H. Langhammer | Management | For | For | ||||||||
| 1I. | Election of director: Aylwin B. Lewis | Management | For | For | ||||||||
| 1J. | Election of director: Mark G. Parker | Management | For | For | ||||||||
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's registered public accountants for 2018. |
Management | For | For | ||||||||
| 3. | To approve material terms of performance goals under the Amended and Restated 2002 Executive Performance Plan. |
Management | For | For | ||||||||
| 4. | To approve the advisory resolution on executive compensation. |
Management | For | For | ||||||||
| 5. | To approve the shareholder proposal requesting an annual report disclosing information regarding the Company's lobbying policies and activities. |
Shareholder | Against | For | ||||||||
| 6. | To approve the shareholder proposal requesting the Board to amend the Company's bylaws relating to proxy access to increase the number of permitted nominees, remove the limit on aggregating shares to meet the shareholding requirement, and remove the limitation on renomination of persons based on votes in a prior election. |
Shareholder | Abstain | Against | ||||||||
| APPLIED MATERIALS, INC. | ||||||||||||
| Security | 038222105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | AMAT | Meeting Date | 08-Mar-2018 | |||||||||
| ISIN | US0382221051 | Agenda | 934722302 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Judy Bruner | Management | For | For | ||||||||
| 1B. | Election of Director: Xun (Eric) Chen | Management | For | For | ||||||||
| 1C. | Election of Director: Aart J. de Geus | Management | For | For | ||||||||
| 1D. | Election of Director: Gary E. Dickerson | Management | For | For | ||||||||
| 1E. | Election of Director: Stephen R. Forrest | Management | For | For | ||||||||
| 1F. | Election of Director: Thomas J. Iannotti | Management | For | For | ||||||||
| 1G. | Election of Director: Alexander A. Karsner | Management | For | For | ||||||||
| 1H. | Election of Director: Adrianna C. Ma | Management | For | For | ||||||||
| 1I. | Election of Director: Scott A. McGregor | Management | For | For | ||||||||
| 1J. | Election of Director: Dennis D. Powell | Management | For | For | ||||||||
| 2. | Approval, on an advisory basis, of the compensation of Applied Materials' named executive officers for fiscal year 2017. |
Management | For | For | ||||||||
| 3. | Ratification of the appointment of KPMG LLP as independent registered public accounting firm for fiscal year 2018. |
Management | For | For | ||||||||
| 4. | Shareholder proposal to provide for right to act by written consent. |
Shareholder | Against | For | ||||||||
| 5 | Shareholder proposal for annual disclosure of EEO-1 data. |
Shareholder | Abstain | Against | ||||||||
| STARBUCKS CORPORATION | ||||||||||||
| Security | 855244109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | SBUX | Meeting Date | 21-Mar-2018 | |||||||||
| ISIN | US8552441094 | Agenda | 934721956 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Howard Schultz | Management | For | For | ||||||||
| 1B. | Election of Director: Rosalind G. Brewer | Management | For | For | ||||||||
| 1C. | Election of Director: Mary N. Dillon | Management | For | For | ||||||||
| 1D. | Election of Director: Mellody Hobson | Management | For | For | ||||||||
| 1E. | Election of Director: Kevin R. Johnson | Management | For | For | ||||||||
| 1F. | Election of Director: Jorgen Vig Knudstorp | Management | For | For | ||||||||
| 1G. | Election of Director: Satya Nadella | Management | For | For | ||||||||
| 1H. | Election of Director: Joshua Cooper Ramo | Management | For | For | ||||||||
| 1I. | Election of Director: Clara Shih | Management | For | For | ||||||||
| 1J. | Election of Director: Javier G. Teruel | Management | For | For | ||||||||
| 1K. | Election of Director: Myron E. Ullman, III | Management | For | For | ||||||||
| 1L. | Election of Director: Craig E. Weatherup | Management | For | For | ||||||||
| 2. | Advisory resolution to approve our executive compensation. |
Management | For | For | ||||||||
| 3. | Ratification of selection of Deloitte & Touche LLP as our independent registered public accounting firm for fiscal 2018. |
Management | For | For | ||||||||
| 4. | Proxy Access Bylaw Amendments. | Shareholder | Abstain | Against | ||||||||
| 5. | Report on Sustainable Packaging. | Shareholder | Abstain | Against | ||||||||
| 6. | "Proposal Withdrawn". | Shareholder | Abstain | |||||||||
| 7. | Diversity Report. | Shareholder | Abstain | Against | ||||||||
| BROADCOM LIMITED | ||||||||||||
| Security | Y09827109 | Meeting Type | Special | |||||||||
| Ticker Symbol | AVGO | Meeting Date | 23-Mar-2018 | |||||||||
| ISIN | SG9999014823 | Agenda | 934741148 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | To approve the scheme of arrangement under Singapore law among Broadcom, the shareholders of Broadcom and Broadcom Limited, a Delaware corporation, subject to approval of the High Court of the Republic of Singapore, as set forth in Broadcom's notice of, and proxy statement relating to, its Special Meeting. |
Management | For | For | ||||||||
| BROADCOM LIMITED | ||||||||||||
| Security | Y09827109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | AVGO | Meeting Date | 04-Apr-2018 | |||||||||
| ISIN | SG9999014823 | Agenda | 934729370 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Mr. Hock E. Tan | Management | For | For | ||||||||
| 1B. | Election of Director: Mr. James V. Diller | Management | For | For | ||||||||
| 1C. | Election of Director: Ms. Gayla J. Delly | Management | For | For | ||||||||
| 1D. | Election of Director: Mr. Lewis C. Eggebrecht | Management | For | For | ||||||||
| 1E. | Election of Director: Mr. Kenneth Y. Hao | Management | For | For | ||||||||
| 1F. | Election of Director: Mr. Eddy W. Hartenstein | Management | For | For | ||||||||
| 1G. | Election of Director: Mr. Check Kian Low | Management | For | For | ||||||||
| 1H. | Election of Director: Mr. Donald Macleod | Management | For | For | ||||||||
| 1I. | Election of Director: Mr. Peter J. Marks | Management | For | For | ||||||||
| 1J. | Election of Director: Dr. Henry Samueli | Management | For | For | ||||||||
| 2. | To approve the re-appointment of PricewaterhouseCoopers LLP as Broadcom's independent registered public accounting firm and independent Singapore auditor for the fiscal year ending November 4, 2018 and to authorize the Audit Committee to fix its remuneration, as set forth in Broadcom's notice of, and proxy statement relating to, its 2018 Annual General Meeting. |
Management | For | For | ||||||||
| 3. | To approve the general authorization for the directors of Broadcom to allot and issue shares in its capital, as set forth in Broadcom's notice of, and proxy statement relating to, its 2018 Annual General Meeting. |
Management | For | For | ||||||||
| 4. | NON-BINDING, ADVISORY VOTE To approve the compensation of Broadcom's named executive officers, as disclosed in "Compensation Discussion and Analysis" and in the compensation tables and accompanying narrative disclosure under "Executive Compensation" in Broadcom's proxy statement relating to its 2018 Annual General Meeting. |
Management | For | For | ||||||||
| ADOBE SYSTEMS INCORPORATED | ||||||||||||
| Security | 00724F101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ADBE | Meeting Date | 12-Apr-2018 | |||||||||
| ISIN | US00724F1012 | Agenda | 934730587 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Amy Banse | Management | For | For | ||||||||
| 1B. | Election of Director: Edward Barnholt | Management | For | For | ||||||||
| 1C. | Election of Director: Robert Burgess | Management | For | For | ||||||||
| 1D. | Election of Director: Frank Calderoni | Management | For | For | ||||||||
| 1E. | Election of Director: James Daley | Management | For | For | ||||||||
| 1F. | Election of Director: Laura Desmond | Management | For | For | ||||||||
| 1G. | Election of Director: Charles Geschke | Management | For | For | ||||||||
| 1H. | Election of Director: Shantanu Narayen | Management | For | For | ||||||||
| 1I. | Election of Director: Daniel Rosensweig | Management | For | For | ||||||||
| 1J. | Election of Director: John Warnock | Management | For | For | ||||||||
| 2. | Approval of the 2003 Equity Incentive Plan as amended to increase the available share reserve by 7.5 million shares. |
Management | Against | Against | ||||||||
| 3. | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending on November 30, 2018. |
Management | For | For | ||||||||
| 4. | Approval on an advisory basis of the compensation of the named executive officers. |
Management | For | For | ||||||||
| THE SHERWIN-WILLIAMS COMPANY | ||||||||||||
| Security | 824348106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | SHW | Meeting Date | 18-Apr-2018 | |||||||||
| ISIN | US8243481061 | Agenda | 934736945 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: A.F. Anton | Management | For | For | ||||||||
| 1B. | Election of Director: D.F. Hodnik | Management | For | For | ||||||||
| 1C. | Election of Director: R.J. Kramer | Management | For | For | ||||||||
| 1D. | Election of Director: S.J. Kropf | Management | For | For | ||||||||
| 1E. | Election of Director: J.G. Morikis | Management | For | For | ||||||||
| 1F. | Election of Director: C.A. Poon | Management | For | For | ||||||||
| 1G. | Election of Director: J.M. Stropki | Management | For | For | ||||||||
| 1H. | Election of Director: M.H. Thaman | Management | For | For | ||||||||
| 1I. | Election of Director: M. Thornton III | Management | For | For | ||||||||
| 1J. | Election of Director: S.H. Wunning | Management | For | For | ||||||||
| 2. | Advisory approval of the compensation of the named executives. |
Management | For | For | ||||||||
| 3. | Ratification of Ernst & Young LLP as our independent registered public accounting firm for 2018. |
Management | For | For | ||||||||
| HUMANA INC. | ||||||||||||
| Security | 444859102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | HUM | Meeting Date | 19-Apr-2018 | |||||||||
| ISIN | US4448591028 | Agenda | 934735107 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Kurt J. Hilzinger | Management | For | For | ||||||||
| 1b. | Election of Director: Frank J. Bisignano | Management | For | For | ||||||||
| 1c. | Election of Director: Bruce D. Broussard | Management | For | For | ||||||||
| 1d. | Election of Director: Frank A. D'Amelio | Management | For | For | ||||||||
| 1e. | Election of Director: Karen B. DeSalvo, M.D. | Management | For | For | ||||||||
| 1f. | Election of Director: W. Roy Dunbar | Management | For | For | ||||||||
| 1g. | Election of Director: David A. Jones, Jr. | Management | For | For | ||||||||
| 1h. | Election of Director: William J. McDonald | Management | For | For | ||||||||
| 1i. | Election of Director: William E. Mitchell | Management | For | For | ||||||||
| 1j. | Election of Director: David B. Nash, M.D. | Management | For | For | ||||||||
| 1k. | Election of Director: James J. O'Brien | Management | For | For | ||||||||
| 1l. | Election of Director: Marissa T. Peterson | Management | For | For | ||||||||
| 2. | The ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm. |
Management | For | For | ||||||||
| 3. | The approval of the compensation of the named executive officers as disclosed in the 2018 proxy statement. |
Management | For | For | ||||||||
| INTUITIVE SURGICAL, INC. | ||||||||||||
| Security | 46120E602 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ISRG | Meeting Date | 19-Apr-2018 | |||||||||
| ISIN | US46120E6023 | Agenda | 934735121 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Craig H. Barratt, Ph.D. | Management | For | For | ||||||||
| 1B. | Election of Director: Michael A. Friedman, M.D. | Management | For | For | ||||||||
| 1C. | Election of Director: Gary S. Guthart, Ph.D. | Management | For | For | ||||||||
| 1D. | Election of Director: Amal M. Johnson | Management | For | For | ||||||||
| 1E. | Election of Director: Keith R. Leonard, Jr. | Management | For | For | ||||||||
| 1F. | Election of Director: Alan J. Levy, Ph.D. | Management | For | For | ||||||||
| 1G. | Election of Director: Jami Dover Nachtsheim | Management | For | For | ||||||||
| 1H. | Election of Director: Mark J. Rubash | Management | For | For | ||||||||
| 1I. | Election of Director: Lonnie M. Smith | Management | For | For | ||||||||
| 2. | To approve, by advisory vote, the compensation of the Company's Named Executive Officers. |
Management | For | For | ||||||||
| 3. | The ratification of appointment of PricewaterhouseCoopers LLP ("PwC") as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2018. |
Management | For | For | ||||||||
| HONEYWELL INTERNATIONAL INC. | ||||||||||||
| Security | 438516106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | HON | Meeting Date | 23-Apr-2018 | |||||||||
| ISIN | US4385161066 | Agenda | 934735804 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Darius Adamczyk | Management | For | For | ||||||||
| 1B. | Election of Director: Duncan B. Angove | Management | For | For | ||||||||
| 1C. | Election of Director: William S. Ayer | Management | For | For | ||||||||
| 1D. | Election of Director: Kevin Burke | Management | For | For | ||||||||
| 1E. | Election of Director: Jaime Chico Pardo | Management | For | For | ||||||||
| 1F. | Election of Director: D. Scott Davis | Management | For | For | ||||||||
| 1G. | Election of Director: Linnet F. Deily | Management | For | For | ||||||||
| 1H. | Election of Director: Judd Gregg | Management | For | For | ||||||||
| 1I. | Election of Director: Clive Hollick | Management | For | For | ||||||||
| 1J. | Election of Director: Grace D. Lieblein | Management | For | For | ||||||||
| 1K. | Election of Director: George Paz | Management | For | For | ||||||||
| 1L. | Election of Director: Robin L. Washington | Management | For | For | ||||||||
| 2. | Advisory Vote to Approve Executive Compensation. | Management | For | For | ||||||||
| 3. | Approval of Independent Accountants. | Management | For | For | ||||||||
| 4. | Reduce Ownership Threshold Required to Call a Special Meeting of Shareowners. |
Management | For | For | ||||||||
| 5. | Independent Board Chairman. | Shareholder | Against | For | ||||||||
| 6. | Report on Lobbying Payments and Policy. | Shareholder | Against | For | ||||||||
| COGNEX CORPORATION | ||||||||||||
| Security | 192422103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CGNX | Meeting Date | 25-Apr-2018 | |||||||||
| ISIN | US1924221039 | Agenda | 934740134 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1.1 | Election of Director for a term ending in 2021: Eugene Banucci |
Management | For | For | ||||||||
| 1.2 | Election of Director for a term ending in 2021: Jerry A. Schneider |
Management | For | For | ||||||||
| 1.3 | Election of Director for a term ending in 2020: Dianne M. Parrotte |
Management | For | For | ||||||||
| 2. | To amend the Articles of Organization of Cognex Corporation to increase the number of shares of Common Stock which the corporation has the authority to issue from 200,000,000 shares to 300,000,000 shares. |
Management | For | For | ||||||||
| 3. | To approve the Cognex Corporation 2001 General Stock Option Plan, as Amended and Restated. |
Management | Against | Against | ||||||||
| 4. | To ratify the selection of Grant Thornton LLP as Cognex's independent registered public accounting firm for fiscal year 2018. |
Management | For | For | ||||||||
| 5. | To approve, on an advisory basis, the compensation of Cognex's named executive officers as described in the proxy statement including the Compensation Discussion and Analysis, compensation tables and narrative discussion ("say-on-pay"). |
Management | For | For | ||||||||
| CHARTER COMMUNICATIONS, INC. | ||||||||||||
| Security | 16119P108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CHTR | Meeting Date | 25-Apr-2018 | |||||||||
| ISIN | US16119P1084 | Agenda | 934740843 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: W. Lance Conn | Management | For | For | ||||||||
| 1b. | Election of Director: Kim C. Goodman | Management | For | For | ||||||||
| 1c. | Election of Director: Craig A. Jacobson | Management | For | For | ||||||||
| 1d. | Election of Director: Gregory B. Maffei | Management | For | For | ||||||||
| 1e. | Election of Director: John C. Malone | Management | For | For | ||||||||
| 1f. | Election of Director: John D. Markley, Jr. | Management | For | For | ||||||||
| 1g. | Election of Director: David C. Merritt | Management | For | For | ||||||||
| 1h. | Election of Director: Steven A. Miron | Management | For | For | ||||||||
| 1i. | Election of Director: Balan Nair | Management | For | For | ||||||||
| 1j. | Election of Director: Michael A. Newhouse | Management | For | For | ||||||||
| 1k. | Election of Director: Mauricio Ramos | Management | For | For | ||||||||
| 1l. | Election of Director: Thomas M. Rutledge | Management | For | For | ||||||||
| 1m. | Election of Director: Eric L. Zinterhofer | Management | For | For | ||||||||
| 2. | The ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for the year ended December 31, 2018 |
Management | For | For | ||||||||
| 3. | Stockholder proposal regarding proxy access | Shareholder | Abstain | Against | ||||||||
| 4. | Stockholder proposal regarding lobbying activities | Shareholder | Against | For | ||||||||
| 5. | Stockholder proposal regarding vesting of equity awards | Shareholder | Against | For | ||||||||
| 6. | Stockholder proposal regarding our Chairman of the Board and CEO roles |
Shareholder | Against | For | ||||||||
| TEXAS INSTRUMENTS INCORPORATED | ||||||||||||
| Security | 882508104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | TXN | Meeting Date | 26-Apr-2018 | |||||||||
| ISIN | US8825081040 | Agenda | 934736957 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: R. W. Babb, Jr. | Management | For | For | ||||||||
| 1b. | Election of Director: M. A. Blinn | Management | For | For | ||||||||
| 1c. | Election of Director: T. M. Bluedorn | Management | For | For | ||||||||
| 1d. | Election of Director: D. A. Carp | Management | For | For | ||||||||
| 1e. | Election of Director: J. F. Clark | Management | For | For | ||||||||
| 1f. | Election of Director: C. S. Cox | Management | For | For | ||||||||
| 1g. | Election of Director: B. T. Crutcher | Management | For | For | ||||||||
| 1h. | Election of Director: J. M. Hobby | Management | For | For | ||||||||
| 1i. | Election of Director: R. Kirk | Management | For | For | ||||||||
| 1j. | Election of Director: P. H. Patsley | Management | For | For | ||||||||
| 1k. | Election of Director: R. E. Sanchez | Management | For | For | ||||||||
| 1l. | Election of Director: R. K. Templeton | Management | For | For | ||||||||
| 2. | Board proposal regarding advisory approval of the Company's executive compensation. |
Management | For | For | ||||||||
| 3. | Board proposal to approve the Texas Instruments 2018 Director Compensation Plan. |
Management | Against | Against | ||||||||
| 4. | Board proposal to ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for 2018. |
Management | For | For | ||||||||
| JOHNSON & JOHNSON | ||||||||||||
| Security | 478160104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | JNJ | Meeting Date | 26-Apr-2018 | |||||||||
| ISIN | US4781601046 | Agenda | 934737620 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Mary C. Beckerle | Management | For | For | ||||||||
| 1b. | Election of Director: D. Scott Davis | Management | For | For | ||||||||
| 1c. | Election of Director: Ian E. L. Davis | Management | For | For | ||||||||
| 1d. | Election of Director: Jennifer A. Doudna | Management | For | For | ||||||||
| 1e. | Election of Director: Alex Gorsky | Management | For | For | ||||||||
| 1f. | Election of Director: Mark B. McClellan | Management | For | For | ||||||||
| 1g. | Election of Director: Anne M. Mulcahy | Management | For | For | ||||||||
| 1h. | Election of Director: William D. Perez | Management | For | For | ||||||||
| 1i. | Election of Director: Charles Prince | Management | For | For | ||||||||
| 1j. | Election of Director: A. Eugene Washington | Management | For | For | ||||||||
| 1k. | Election of Director: Ronald A. Williams | Management | For | For | ||||||||
| 2. | Advisory Vote to Approve Named Executive Officer Compensation |
Management | For | For | ||||||||
| 3. | Ratification of Appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm for 2018 |
Management | For | For | ||||||||
| 4. | Shareholder Proposal - Accounting for Litigation and Compliance in Executive Compensation Performance Measures |
Shareholder | Against | For | ||||||||
| 5. | Shareholder Proposal - Amendment to Shareholder Ability to Call Special Shareholder Meeting |
Shareholder | Against | For | ||||||||
| ABBOTT LABORATORIES | ||||||||||||
| Security | 002824100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ABT | Meeting Date | 27-Apr-2018 | |||||||||
| ISIN | US0028241000 | Agenda | 934739840 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | R.J. Alpern | For | For | |||||||||
| 2 | R.S. Austin | For | For | |||||||||
| 3 | S.E. Blount | For | For | |||||||||
| 4 | E.M. Liddy | For | For | |||||||||
| 5 | N. McKinstry | For | For | |||||||||
| 6 | P.N. Novakovic | For | For | |||||||||
| 7 | W.A. Osborn | For | For | |||||||||
| 8 | S.C. Scott III | For | For | |||||||||
| 9 | D.J. Starks | For | For | |||||||||
| 10 | J.G. Stratton | For | For | |||||||||
| 11 | G.F. Tilton | For | For | |||||||||
| 12 | M.D. White | For | For | |||||||||
| 2. | Ratification of Ernst & Young LLP as Auditors | Management | For | For | ||||||||
| 3. | Say on Pay - An Advisory Vote to Approve Executive Compensation |
Management | For | For | ||||||||
| 4. | Shareholder Proposal - Independent Board Chairman | Shareholder | Against | For | ||||||||
| THE BOEING COMPANY | ||||||||||||
| Security | 097023105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BA | Meeting Date | 30-Apr-2018 | |||||||||
| ISIN | US0970231058 | Agenda | 934739927 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Robert A. Bradway | Management | For | For | ||||||||
| 1b. | Election of Director: David L. Calhoun | Management | For | For | ||||||||
| 1c. | Election of Director: Arthur D. Collins Jr. | Management | For | For | ||||||||
| 1d. | Election of Director: Kenneth M. Duberstein | Management | For | For | ||||||||
| 1e. | Election of Director: Edmund P. Giambastiani Jr. | Management | For | For | ||||||||
| 1f. | Election of Director: Lynn J. Good | Management | For | For | ||||||||
| 1g. | Election of Director: Lawrence W. Kellner | Management | For | For | ||||||||
| 1h. | Election of Director: Caroline B. Kennedy | Management | For | For | ||||||||
| 1i. | Election of Director: Edward M. Liddy | Management | For | For | ||||||||
| 1j. | Election of Director: Dennis A. Muilenburg | Management | For | For | ||||||||
| 1k. | Election of Director: Susan C. Schwab | Management | For | For | ||||||||
| 1l. | Election of Director: Ronald A. Williams | Management | For | For | ||||||||
| 1m. | Election of Director: Mike S. Zafirovski | Management | For | For | ||||||||
| 2. | Approve, on an Advisory Basis, Named Executive Officer Compensation. |
Management | For | For | ||||||||
| 3. | Ratify the Appointment of Deloitte & Touche LLP as Independent Auditor for 2018. |
Management | For | For | ||||||||
| 4. | Additional Report on Lobbying Activities. | Shareholder | Against | For | ||||||||
| 5. | Reduce Threshold to Call Special Shareholder Meetings from 25% to 10%. |
Shareholder | Against | For | ||||||||
| 6. | Independent Board Chairman. | Shareholder | Against | For | ||||||||
| 7. | Require Shareholder Approval to Increase the Size of the Board to More Than 14. |
Shareholder | Against | For | ||||||||
| S&P GLOBAL INC. | ||||||||||||
| Security | 78409V104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | SPGI | Meeting Date | 01-May-2018 | |||||||||
| ISIN | US78409V1044 | Agenda | 934746085 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Marco Alvera | Management | For | For | ||||||||
| 1b. | Election of Director: William D. Green | Management | For | For | ||||||||
| 1c. | Election of Director: Charles E. Haldeman, Jr. | Management | For | For | ||||||||
| 1d. | Election of Director: Stephanie C. Hill | Management | For | For | ||||||||
| 1e. | Election of Director: Rebecca Jacoby | Management | For | For | ||||||||
| 1f. | Election of Director: Monique F. Leroux | Management | For | For | ||||||||
| 1g. | Election of Director: Maria R. Morris | Management | For | For | ||||||||
| 1h. | Election of Director: Douglas L. Peterson | Management | For | For | ||||||||
| 1i. | Election of Director: Sir Michael Rake | Management | For | For | ||||||||
| 1j. | Election of Director: Edward B. Rust, Jr. | Management | For | For | ||||||||
| 1k. | Election of Director: Kurt L. Schmoke | Management | For | For | ||||||||
| 1l. | Election of Director: Richard E. Thornburgh | Management | For | For | ||||||||
| 2. | Vote to approve, on an advisory basis, the executive compensation program for the Company's named executive officers. |
Management | For | For | ||||||||
| 3. | Vote to ratify the appointment of Ernst & Young LLP as our independent Registered Public Accounting Firm for 2018. |
Management | For | For | ||||||||
| BRISTOL-MYERS SQUIBB COMPANY | ||||||||||||
| Security | 110122108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BMY | Meeting Date | 01-May-2018 | |||||||||
| ISIN | US1101221083 | Agenda | 934747354 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: P. J. Arduini | Management | For | For | ||||||||
| 1B. | Election of Director: J. Baselga, M.D., Ph.D. | Management | For | For | ||||||||
| 1C. | Election of Director: R. J. Bertolini | Management | For | For | ||||||||
| 1D. | Election of Director: G. Caforio, M.D. | Management | For | For | ||||||||
| 1E. | Election of Director: M. W. Emmens | Management | For | For | ||||||||
| 1F. | Election of Director: M. Grobstein | Management | For | For | ||||||||
| 1G. | Election of Director: A. J. Lacy | Management | For | For | ||||||||
| 1H. | Election of Director: D. C. Paliwal | Management | For | For | ||||||||
| 1I. | Election of Director: T. R. Samuels | Management | For | For | ||||||||
| 1J. | Election of Director: G. L. Storch | Management | For | For | ||||||||
| 1K. | Election of Director: V. L. Sato, Ph.D. | Management | For | For | ||||||||
| 1L. | Election of Director: K. H. Vousden, Ph.D. | Management | For | For | ||||||||
| 2. | Advisory vote to approve the compensation of our Named Executive Officers |
Management | For | For | ||||||||
| 3. | Ratification of the appointment of an independent registered public accounting firm |
Management | For | For | ||||||||
| 4. | Shareholder Proposal on Annual Report Disclosing How Risks Related to Public Concern Over Drug Pricing Strategies are Incorporated into Incentive Compensation Plans |
Shareholder | Against | For | ||||||||
| 5. | Shareholder Proposal to Lower the Share Ownership Threshold to Call Special Shareholder Meetings |
Shareholder | Against | For | ||||||||
| STRYKER CORPORATION | ||||||||||||
| Security | 863667101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | SYK | Meeting Date | 02-May-2018 | |||||||||
| ISIN | US8636671013 | Agenda | 934742001 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Mary K. Brainerd | Management | For | For | ||||||||
| 1b. | Election of Director: Srikant M. Datar, Ph.D. | Management | For | For | ||||||||
| 1c. | Election of Director: Roch Doliveux, DVM | Management | For | For | ||||||||
| 1d. | Election of Director: Louise L. Francesconi | Management | For | For | ||||||||
| 1e. | Election of Director: Allan C. Golston (Lead Independent Director) |
Management | For | For | ||||||||
| 1f. | Election of Director: Kevin A. Lobo (Chairman of the Board) |
Management | For | For | ||||||||
| 1g. | Election of Director: Sherilyn S. McCoy | Management | For | For | ||||||||
| 1h. | Election of Director: Andrew K. Silvernail | Management | For | For | ||||||||
| 1i. | Election of Director: Ronda E. Stryker | Management | For | For | ||||||||
| 1j. | Election of Director: Rajeev Suri | Management | For | For | ||||||||
| 2. | Ratify appointment of Ernst & Young LLP as our independent registered public accounting firm for 2018. |
Management | For | For | ||||||||
| 3. | Advisory vote to approve named executive officer compensation. |
Management | For | For | ||||||||
| PEPSICO, INC. | ||||||||||||
| Security | 713448108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | PEP | Meeting Date | 02-May-2018 | |||||||||
| ISIN | US7134481081 | Agenda | 934743041 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Shona L. Brown | Management | For | For | ||||||||
| 1b. | Election of Director: George W. Buckley | Management | For | For | ||||||||
| 1c. | Election of Director: Cesar Conde | Management | For | For | ||||||||
| 1d. | Election of Director: Ian M. Cook | Management | For | For | ||||||||
| 1e. | Election of Director: Dina Dublon | Management | For | For | ||||||||
| 1f. | Election of Director: Richard W. Fisher | Management | For | For | ||||||||
| 1g. | Election of Director: William R. Johnson | Management | For | For | ||||||||
| 1h. | Election of Director: Indra K. Nooyi | Management | For | For | ||||||||
| 1i. | Election of Director: David C. Page | Management | For | For | ||||||||
| 1j. | Election of Director: Robert C. Pohlad | Management | For | For | ||||||||
| 1k. | Election of Director: Daniel Vasella | Management | For | For | ||||||||
| 1l. | Election of Director: Darren Walker | Management | For | For | ||||||||
| 1m. | Election of Director: Alberto Weisser | Management | For | For | ||||||||
| 2. | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for fiscal year 2018. |
Management | For | For | ||||||||
| 3. | Advisory approval of the Company's executive compensation. |
Management | For | For | ||||||||
| 4. | Special shareowner meeting improvement. | Shareholder | Against | For | ||||||||
| ABBVIE INC. | ||||||||||||
| Security | 00287Y109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ABBV | Meeting Date | 04-May-2018 | |||||||||
| ISIN | US00287Y1091 | Agenda | 934746768 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Roxanne S. Austin | For | For | |||||||||
| 2 | Richard A. Gonzalez | For | For | |||||||||
| 3 | Rebecca B. Roberts | For | For | |||||||||
| 4 | Glenn F. Tilton | For | For | |||||||||
| 2. | Ratification of Ernst & Young LLP as AbbVie's independent registered public accounting firm for 2018 |
Management | For | For | ||||||||
| 3. | Say on Pay - An advisory vote on the approval of executive compensation |
Management | For | For | ||||||||
| 4. | Say When on Pay - An advisory vote on the frequency of the advisory vote to approve executive compensation |
Management | 1 Year | For | ||||||||
| 5. | Approval of a management proposal regarding amendment of the certificate of incorporation for the annual election of directors |
Management | For | For | ||||||||
| 6. | Approval of a management proposal regarding amendment of the certificate of incorporation to eliminate supermajority voting |
Management | For | For | ||||||||
| 7. | Stockholder Proposal - to Issue an Annual Report on Lobbying |
Shareholder | Against | For | ||||||||
| 8. | Stockholder Proposal - to Separate Chair and CEO | Shareholder | Against | For | ||||||||
| 9. | Stockholder Proposal - to Issue an Annual Compensation Committee Report on Drug Pricing |
Shareholder | Against | For | ||||||||
| 3M COMPANY | ||||||||||||
| Security | 88579Y101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MMM | Meeting Date | 08-May-2018 | |||||||||
| ISIN | US88579Y1010 | Agenda | 934745920 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Sondra L. Barbour | Management | For | For | ||||||||
| 1b. | Election of Director: Thomas "Tony" K. Brown | Management | For | For | ||||||||
| 1c. | Election of Director: David B. Dillon | Management | For | For | ||||||||
| 1d. | Election of Director: Michael L. Eskew | Management | For | For | ||||||||
| 1e. | Election of Director: Herbert L. Henkel | Management | For | For | ||||||||
| 1f. | Election of Director: Amy E. Hood | Management | For | For | ||||||||
| 1g. | Election of Director: Muhtar Kent | Management | For | For | ||||||||
| 1h. | Election of Director: Edward M. Liddy | Management | For | For | ||||||||
| 1i. | Election of Director: Gregory R. Page | Management | For | For | ||||||||
| 1j. | Election of Director: Michael F. Roman | Management | For | For | ||||||||
| 1k. | Election of Director: Inge G. Thulin | Management | For | For | ||||||||
| 1l. | Election of Director: Patricia A. Woertz | Management | For | For | ||||||||
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as 3M's independent registered public accounting firm. |
Management | For | For | ||||||||
| 3. | Advisory approval of executive compensation. | Management | For | For | ||||||||
| 4. | Stockholder proposal on special shareholder meetings. | Shareholder | Against | For | ||||||||
| 5. | Stockholder proposal on setting target amounts for CEO compensation. |
Shareholder | Against | For | ||||||||
| DANAHER CORPORATION | ||||||||||||
| Security | 235851102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | DHR | Meeting Date | 08-May-2018 | |||||||||
| ISIN | US2358511028 | Agenda | 934749877 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Donald J. Ehrlich | Management | For | For | ||||||||
| 1B. | Election of Director: Linda Hefner Filler | Management | For | For | ||||||||
| 1C. | Election of Director: Thomas P. Joyce, Jr. | Management | For | For | ||||||||
| 1D. | Election of Director: Teri List-Stoll | Management | For | For | ||||||||
| 1E. | Election of Director: Walter G. Lohr, Jr. | Management | For | For | ||||||||
| 1F. | Election of Director: Mitchell P. Rales | Management | For | For | ||||||||
| 1G. | Election of Director: Steven M. Rales | Management | For | For | ||||||||
| 1H. | Election of Director: John T. Schwieters | Management | For | For | ||||||||
| 1I. | Election of Director: Alan G. Spoon | Management | For | For | ||||||||
| 1J. | Election of Director: Raymond C. Stevens, Ph.D. | Management | For | For | ||||||||
| 1K. | Election of Director: Elias A. Zerhouni, M.D. | Management | For | For | ||||||||
| 2. | To ratify the selection of Ernst & Young LLP as Danaher's independent registered public accounting firm. |
Management | For | For | ||||||||
| 3. | To approve on an advisory basis the Company's named executive officer compensation. |
Management | For | For | ||||||||
| 4. | To act upon a shareholder proposal requesting that Danaher reduce shareholder special meeting threshold from 25% to 10%. |
Shareholder | Against | For | ||||||||
| FIRST REPUBLIC BANK | ||||||||||||
| Security | 33616C100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | FRC | Meeting Date | 15-May-2018 | |||||||||
| ISIN | US33616C1009 | Agenda | 934753458 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: James H. Herbert, II | Management | For | For | ||||||||
| 1b. | Election of Director: Katherine August-deWilde | Management | For | For | ||||||||
| 1c. | Election of Director: Thomas J. Barrack, Jr. | Management | For | For | ||||||||
| 1d. | Election of Director: Frank J. Fahrenkopf, Jr. | Management | For | For | ||||||||
| 1e. | Election of Director: L. Martin Gibbs | Management | For | For | ||||||||
| 1f. | Election of Director: Boris Groysberg | Management | For | For | ||||||||
| 1g. | Election of Director: Sandra R. Hernandez | Management | For | For | ||||||||
| 1h. | Election of Director: Pamela J. Joyner | Management | For | For | ||||||||
| 1i. | Election of Director: Reynold Levy | Management | For | For | ||||||||
| 1j. | Election of Director: Duncan L. Niederauer | Management | For | For | ||||||||
| 1k. | Election of Director: George G.C. Parker | Management | For | For | ||||||||
| 1l. | Election of Director: Cheryl Spielman | Management | For | For | ||||||||
| 2. | To ratify the appointment of KPMG LLP as independent auditor of First Republic Bank for the fiscal year ended December 31, 2018. |
Management | For | For | ||||||||
| 3. | To approve, by advisory (non-binding) vote, the compensation of our executive officers (a "say on pay" vote). |
Management | For | For | ||||||||
| 4. | A shareholder proposal requesting that First Republic Bank prepare a diversity report to include specific additional disclosure relating to EEOC-defined metrics and details on related policies and programs. |
Shareholder | Against | For | ||||||||
| ZOETIS INC. | ||||||||||||
| Security | 98978V103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ZTS | Meeting Date | 15-May-2018 | |||||||||
| ISIN | US98978V1035 | Agenda | 934756341 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1.1 | Election of Director: Sanjay Khosla | Management | For | For | ||||||||
| 1.2 | Election of Director: Willie M. Reed | Management | For | For | ||||||||
| 1.3 | Election of Director: Linda Rhodes | Management | For | For | ||||||||
| 1.4 | Election of Director: William C. Steere, Jr. | Management | For | For | ||||||||
| 2. | Advisory vote to approve our executive compensation (Say on Pay) |
Management | For | For | ||||||||
| 3. | Ratification of appointment of KPMG LLP as our independent registered public accounting firm for 2018. |
Management | For | For | ||||||||
| THE CHARLES SCHWAB CORPORATION | ||||||||||||
| Security | 808513105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | SCHW | Meeting Date | 15-May-2018 | |||||||||
| ISIN | US8085131055 | Agenda | 934762990 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Walter W. Bettinger II | Management | For | For | ||||||||
| 1b. | Election of Director: Joan T. Dea | Management | For | For | ||||||||
| 1c. | Election of Director: Christopher V. Dodds | Management | For | For | ||||||||
| 1d. | Election of Director: Mark A. Goldfarb | Management | For | For | ||||||||
| 1e. | Election of Director: Charles A. Ruffel | Management | For | For | ||||||||
| 2. | Ratification of the selection of Deloitte & Touche LLP as independent auditors |
Management | For | For | ||||||||
| 3. | Advisory vote to approve named executive officer compensation |
Management | For | For | ||||||||
| 4. | Approval of 2013 Stock Incentive Plan as Amended and Restated |
Management | For | For | ||||||||
| 5. | Approval of Amended and Restated Bylaws to adopt a proxy access bylaw for director nominations by stockholders |
Management | Abstain | Against | ||||||||
| 6. | Stockholder Proposal requesting annual disclosure of EEO-1 data |
Shareholder | Abstain | Against | ||||||||
| 7. | Stockholder Proposal requesting disclosure of the company's political contributions and expenditures, recipients, and related policies and procedures |
Shareholder | Against | For | ||||||||
| ALIGN TECHNOLOGY, INC. | ||||||||||||
| Security | 016255101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ALGN | Meeting Date | 16-May-2018 | |||||||||
| ISIN | US0162551016 | Agenda | 934756567 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Kevin J. Dallas | Management | For | For | ||||||||
| 1b. | Election of Director: Joseph M. Hogan | Management | For | For | ||||||||
| 1c. | Election of Director: Joseph Lacob | Management | For | For | ||||||||
| 1d. | Election of Director: C. Raymond Larkin, Jr. | Management | For | For | ||||||||
| 1e. | Election of Director: George J. Morrow | Management | For | For | ||||||||
| 1f. | Election of Director: Thomas M. Prescott | Management | For | For | ||||||||
| 1g. | Election of Director: Andrea L. Saia | Management | For | For | ||||||||
| 1h. | Election of Director: Greg J. Santora | Management | For | For | ||||||||
| 1i. | Election of Director: Susan E. Siegel | Management | For | For | ||||||||
| 1j. | Election of Director: Warren S. Thaler | Management | For | For | ||||||||
| 2. | Proposal to ratify the appointment of PricewaterhouseCoopers LLP as Align Technology, Inc.'s independent registered public accountants for the fiscal year ending December 31, 2018. |
Management | For | For | ||||||||
| 3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. |
Management | For | For | ||||||||
| NVIDIA CORPORATION | ||||||||||||
| Security | 67066G104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | NVDA | Meeting Date | 16-May-2018 | |||||||||
| ISIN | US67066G1040 | Agenda | 934769502 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Robert K. Burgess | Management | For | For | ||||||||
| 1b. | Election of Director: Tench Coxe | Management | For | For | ||||||||
| 1c. | Election of Director: Persis S. Drell | Management | For | For | ||||||||
| 1d. | Election of Director: James C. Gaither | Management | For | For | ||||||||
| 1e. | Election of Director: Jen-Hsun Huang | Management | For | For | ||||||||
| 1f. | Election of Director: Dawn Hudson | Management | For | For | ||||||||
| 1g. | Election of Director: Harvey C. Jones | Management | For | For | ||||||||
| 1h. | Election of Director: Michael G. McCaffery | Management | For | For | ||||||||
| 1i. | Election of Director: Mark L. Perry | Management | For | For | ||||||||
| 1j. | Election of Director: A. Brooke Seawell | Management | For | For | ||||||||
| 1k. | Election of Director: Mark A. Stevens | Management | For | For | ||||||||
| 2. | Approval of our executive compensation. | Management | For | For | ||||||||
| 3. | Ratification of selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year 2019. |
Management | For | For | ||||||||
| 4. | Approval of an amendment and restatement of our Amended and Restated 2007 Equity Incentive Plan. |
Management | For | For | ||||||||
| 5. | Approval of an amendment and restatement of our Amended and Restated 2012 Employee Stock Purchase Plan. |
Management | For | For | ||||||||
| THE HOME DEPOT, INC. | ||||||||||||
| Security | 437076102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | HD | Meeting Date | 17-May-2018 | |||||||||
| ISIN | US4370761029 | Agenda | 934760136 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Gerard J. Arpey | Management | For | For | ||||||||
| 1b. | Election of Director: Ari Bousbib | Management | For | For | ||||||||
| 1c. | Election of Director: Jeffery H. Boyd | Management | For | For | ||||||||
| 1d. | Election of Director: Gregory D. Brenneman | Management | For | For | ||||||||
| 1e. | Election of Director: J. Frank Brown | Management | For | For | ||||||||
| 1f. | Election of Director: Albert P. Carey | Management | For | For | ||||||||
| 1g. | Election of Director: Armando Codina | Management | For | For | ||||||||
| 1h. | Election of Director: Helena B. Foulkes | Management | For | For | ||||||||
| 1i. | Election of Director: Linda R. Gooden | Management | For | For | ||||||||
| 1j. | Election of Director: Wayne M. Hewett | Management | For | For | ||||||||
| 1k. | Election of Director: Stephanie C. Linnartz | Management | For | For | ||||||||
| 1l. | Election of Director: Craig A. Menear | Management | For | For | ||||||||
| 1m. | Election of Director: Mark Vadon | Management | For | For | ||||||||
| 2. | Ratification of the Appointment of KPMG LLP | Management | For | For | ||||||||
| 3. | Advisory Vote to Approve Executive Compensation ("Say-on-Pay") |
Management | For | For | ||||||||
| 4. | Shareholder Proposal Regarding Semi-Annual Report on Political Contributions |
Shareholder | Against | For | ||||||||
| 5. | Shareholder Proposal Regarding EEO-1 Disclosure | Shareholder | Abstain | Against | ||||||||
| 6. | Shareholder Proposal to Reduce the Threshold to Call Special Shareholder Meetings to 10% of Outstanding Shares |
Shareholder | Against | For | ||||||||
| 7. | Shareholder Proposal Regarding Amendment of Compensation Clawback Policy |
Shareholder | Against | For | ||||||||
| SBA COMMUNICATIONS CORPORATION | ||||||||||||
| Security | 78410G104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | SBAC | Meeting Date | 17-May-2018 | |||||||||
| ISIN | US78410G1040 | Agenda | 934765011 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A | Election of Director for a three-year term: Brian C. Carr | Management | For | For | ||||||||
| 1B | Election of Director for a three-year term: Mary S. Chan | Management | For | For | ||||||||
| 1C | Election of Director for a three-year term: George R. Krouse, Jr. |
Management | For | For | ||||||||
| 2. | Ratification of the appointment of Ernst & Young LLP as SBA's independent registered public accounting firm for the 2018 fiscal year. |
Management | For | For | ||||||||
| 3. | Approval, on an advisory basis, of the compensation of SBA's named executive officers. |
Management | For | For | ||||||||
| 4. | Approval of the 2018 Employee Stock Purchase Plan. | Management | For | For | ||||||||
| EDWARDS LIFESCIENCES CORPORATION | ||||||||||||
| Security | 28176E108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | EW | Meeting Date | 17-May-2018 | |||||||||
| ISIN | US28176E1082 | Agenda | 934766594 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | ELECTION OF DIRECTOR: Michael A. Mussallem | Management | For | For | ||||||||
| 1b. | ELECTION OF DIRECTOR: Kieran T. Gallahue | Management | For | For | ||||||||
| 1c. | ELECTION OF DIRECTOR: Leslie S. Heisz | Management | For | For | ||||||||
| 1d. | ELECTION OF DIRECTOR: William J. Link, Ph.D. | Management | For | For | ||||||||
| 1e. | ELECTION OF DIRECTOR: Steven R. Loranger | Management | For | For | ||||||||
| 1f. | ELECTION OF DIRECTOR: Martha H. Marsh | Management | For | For | ||||||||
| 1g. | ELECTION OF DIRECTOR: Wesley W. von Schack | Management | For | For | ||||||||
| 1h. | ELECTION OF DIRECTOR: Nicholas J. Valeriani | Management | For | For | ||||||||
| 2. | ADVISORY VOTE TO APPROVE COMPENSATION OF NAMED EXECUTIVE OFFICERS |
Management | For | For | ||||||||
| 3. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM |
Management | For | For | ||||||||
| 4. | ADVISORY VOTE ON A STOCKHOLDER PROPOSAL REGARDING ACTION BY WRITTEN CONSENT |
Shareholder | Against | For | ||||||||
| CROWN CASTLE INTERNATIONAL CORP | ||||||||||||
| Security | 22822V101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CCI | Meeting Date | 17-May-2018 | |||||||||
| ISIN | US22822V1017 | Agenda | 934770810 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: P. Robert Bartolo | Management | For | For | ||||||||
| 1b. | Election of Director: Jay A. Brown | Management | For | For | ||||||||
| 1c. | Election of Director: Cindy Christy | Management | For | For | ||||||||
| 1d. | Election of Director: Ari Q. Fitzgerald | Management | For | For | ||||||||
| 1e. | Election of Director: Robert E. Garrison II | Management | For | For | ||||||||
| 1f. | Election of Director: Andrea J. Goldsmith | Management | For | For | ||||||||
| 1g. | Election of Director: Lee W. Hogan | Management | For | For | ||||||||
| 1h. | Election of Director: Edward C. Hutcheson, Jr. | Management | For | For | ||||||||
| 1i. | Election of Director: J. Landis Martin | Management | For | For | ||||||||
| 1j. | Election of Director: Robert F. McKenzie | Management | For | For | ||||||||
| 1k. | Election of Director: Anthony J. Melone | Management | For | For | ||||||||
| 1l. | Election of Director: W. Benjamin Moreland | Management | For | For | ||||||||
| 2. | The ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accountants for fiscal year 2018. |
Management | For | For | ||||||||
| 3. | The non-binding, advisory vote to approve the compensation of the Company's named executive officers. |
Management | For | For | ||||||||
| FISERV, INC. | ||||||||||||
| Security | 337738108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | FISV | Meeting Date | 23-May-2018 | |||||||||
| ISIN | US3377381088 | Agenda | 934770137 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Alison Davis | For | For | |||||||||
| 2 | Harry F. DiSimone | For | For | |||||||||
| 3 | John Y. Kim | For | For | |||||||||
| 4 | Dennis F. Lynch | For | For | |||||||||
| 5 | Denis J. O'Leary | For | For | |||||||||
| 6 | Glenn M. Renwick | For | For | |||||||||
| 7 | Kim M. Robak | For | For | |||||||||
| 8 | JD Sherman | For | For | |||||||||
| 9 | Doyle R. Simons | For | For | |||||||||
| 10 | Jeffery W. Yabuki | For | For | |||||||||
| 2. | To approve the material terms of the performance goals under the Amended and Restated Fiserv, Inc. 2007 Omnibus Incentive Plan. |
Management | For | For | ||||||||
| 3. | To approve, on an advisory basis, the compensation of the named executive officers of Fiserv, Inc. |
Management | For | For | ||||||||
| 4. | To ratify the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of Fiserv, Inc. for 2018. |
Management | For | For | ||||||||
| 5. | A shareholder proposal requesting the board of directors to adopt a by-law to provide for executive pay confidential voting. |
Shareholder | Against | For | ||||||||
| AMERICAN TOWER CORPORATION | ||||||||||||
| Security | 03027X100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | AMT | Meeting Date | 23-May-2018 | |||||||||
| ISIN | US03027X1000 | Agenda | 934771800 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Gustavo Lara Cantu | Management | For | For | ||||||||
| 1b. | Election of Director: Raymond P. Dolan | Management | For | For | ||||||||
| 1c. | Election of Director: Robert D. Hormats | Management | For | For | ||||||||
| 1d. | Election of Director: Grace D. Lieblein | Management | For | For | ||||||||
| 1e. | Election of Director: Craig Macnab | Management | For | For | ||||||||
| 1f. | Election of Director: JoAnn A. Reed | Management | For | For | ||||||||
| 1g. | Election of Director: Pamela D.A. Reeve | Management | For | For | ||||||||
| 1h. | Election of Director: David E. Sharbutt | Management | For | For | ||||||||
| 1i. | Election of Director: James D. Taiclet, Jr. | Management | For | For | ||||||||
| 1j. | Election of Director: Samme L. Thompson | Management | For | For | ||||||||
| 2. | To ratify the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2018. |
Management | For | For | ||||||||
| 3. | To approve, on an advisory basis, the Company's executive compensation. |
Management | For | For | ||||||||
| THERMO FISHER SCIENTIFIC INC. | ||||||||||||
| Security | 883556102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | TMO | Meeting Date | 23-May-2018 | |||||||||
| ISIN | US8835561023 | Agenda | 934773133 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Marc N. Casper | Management | For | For | ||||||||
| 1B. | Election of Director: Nelson J. Chai | Management | For | For | ||||||||
| 1C. | Election of Director: C. Martin Harris | Management | For | For | ||||||||
| 1D. | Election of Director: Tyler Jacks | Management | For | For | ||||||||
| 1E. | Election of Director: Judy C. Lewent | Management | For | For | ||||||||
| 1F. | Election of Director: Thomas J. Lynch | Management | For | For | ||||||||
| 1G. | Election of Director: Jim P. Manzi | Management | For | For | ||||||||
| 1H. | Election of Director: Lars R. Sorensen | Management | For | For | ||||||||
| 1I. | Election of Director: Scott M. Sperling | Management | For | For | ||||||||
| 1J. | Election of Director: Elaine S. Ullian | Management | For | For | ||||||||
| 1K. | Election of Director: Dion J. Weisler | Management | For | For | ||||||||
| 2. | An advisory vote to approve named executive officer compensation. |
Management | For | For | ||||||||
| 3. | Ratification of the Audit Committee's selection of PricewaterhouseCoopers LLP as the Company's independent auditors for 2018. |
Management | For | For | ||||||||
| ILLUMINA, INC. | ||||||||||||
| Security | 452327109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ILMN | Meeting Date | 23-May-2018 | |||||||||
| ISIN | US4523271090 | Agenda | 934776696 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Jay T. Flatley | Management | For | For | ||||||||
| 1b. | Election of Director: John W. Thompson | Management | For | For | ||||||||
| 1c. | Election of Director: Gary S. Guthart, Ph.D. | Management | For | For | ||||||||
| 2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 30, 2018. |
Management | For | For | ||||||||
| 3. | To approve, on an advisory basis, the compensation of the named executive officers as disclosed in the Proxy Statement. |
Management | For | For | ||||||||
| 4. | To approve, on an advisory basis, a stockholder proposal to elect each director annually. |
Shareholder | Against | For | ||||||||
| PAYPAL HOLDINGS, INC. | ||||||||||||
| Security | 70450Y103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | PYPL | Meeting Date | 23-May-2018 | |||||||||
| ISIN | US70450Y1038 | Agenda | 934777787 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Rodney C. Adkins | Management | For | For | ||||||||
| 1b. | Election of Director: Wences Casares | Management | For | For | ||||||||
| 1c. | Election of Director: Jonathan Christodoro | Management | For | For | ||||||||
| 1d. | Election of Director: John J. Donahoe | Management | For | For | ||||||||
| 1e. | Election of Director: David W. Dorman | Management | For | For | ||||||||
| 1f. | Election of Director: Belinda J. Johnson | Management | For | For | ||||||||
| 1g. | Election of Director: Gail J. McGovern | Management | For | For | ||||||||
| 1h. | Election of Director: David M. Moffett | Management | For | For | ||||||||
| 1i. | Election of Director: Ann M. Sarnoff | Management | For | For | ||||||||
| 1j. | Election of Director: Daniel H. Schulman | Management | For | For | ||||||||
| 1k. | Election of Director: Frank D. Yeary | Management | For | For | ||||||||
| 2. | Advisory vote to approve the compensation of our named executive officers. |
Management | For | For | ||||||||
| 3. | Approval of the PayPal Holdings, Inc. Amended and Restated 2015 Equity Incentive Award Plan. |
Management | Against | Against | ||||||||
| 4. | Approval of the PayPal Holdings, Inc. Amended and Restated Employee Stock Purchase Plan. |
Management | For | For | ||||||||
| 5. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent auditor for 2018. |
Management | For | For | ||||||||
| 6. | Stockholder proposal regarding stockholder proxy access enhancement. |
Shareholder | Abstain | Against | ||||||||
| 7. | Stockholder proposal regarding political transparency. | Shareholder | Against | For | ||||||||
| 8. | Stockholder proposal regarding human and indigenous peoples' rights. |
Shareholder | Against | For | ||||||||
| BLACKROCK, INC. | ||||||||||||
| Security | 09247X101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BLK | Meeting Date | 23-May-2018 | |||||||||
| ISIN | US09247X1019 | Agenda | 934785493 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Mathis Cabiallavetta | Management | For | For | ||||||||
| 1b. | Election of Director: Pamela Daley | Management | For | For | ||||||||
| 1c. | Election of Director: William S. Demchak | Management | For | For | ||||||||
| 1d. | Election of Director: Jessica P. Einhorn | Management | For | For | ||||||||
| 1e. | Election of Director: Laurence D. Fink | Management | For | For | ||||||||
| 1f. | Election of Director: William E. Ford | Management | For | For | ||||||||
| 1g. | Election of Director: Fabrizio Freda | Management | For | For | ||||||||
| 1h. | Election of Director: Murry S. Gerber | Management | For | For | ||||||||
| 1i. | Election of Director: Margaret L. Johnson | Management | For | For | ||||||||
| 1j. | Election of Director: Robert S. Kapito | Management | For | For | ||||||||
| 1k. | Election of Director: Sir Deryck Maughan | Management | For | For | ||||||||
| 1l. | Election of Director: Cheryl D. Mills | Management | For | For | ||||||||
| 1m. | Election of Director: Gordon M. Nixon | Management | For | For | ||||||||
| 1n. | Election of Director: Charles H. Robbins | Management | For | For | ||||||||
| 1o. | Election of Director: Ivan G. Seidenberg | Management | For | For | ||||||||
| 1p. | Election of Director: Marco Antonio Slim Domit | Management | For | For | ||||||||
| 1q. | Election of Director: Susan L. Wagner | Management | For | For | ||||||||
| 1r. | Election of Director: Mark Wilson | Management | For | For | ||||||||
| 2. | Approval, in a non-binding advisory vote, of the compensation for named executive officers. |
Management | For | For | ||||||||
| 3. | Approval of an Amendment to the BlackRock, Inc. Second Amended and Restated 1999 Stock Award and Incentive Plan. |
Management | For | For | ||||||||
| 4. | Ratification of the appointment of Deloitte LLP as BlackRock's independent registered public accounting firm for the fiscal year 2018. |
Management | For | For | ||||||||
| 5. | Shareholder Proposal - Production of an Annual Report on Certain Trade Association and Lobbying Expenditures. |
Shareholder | Against | For | ||||||||
| AMAZON.COM, INC. | ||||||||||||
| Security | 023135106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | AMZN | Meeting Date | 30-May-2018 | |||||||||
| ISIN | US0231351067 | Agenda | 934793224 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Jeffrey P. Bezos | Management | For | For | ||||||||
| 1b. | Election of Director: Tom A. Alberg | Management | For | For | ||||||||
| 1c. | Election of Director: Jamie S. Gorelick | Management | For | For | ||||||||
| 1d. | Election of Director: Daniel P. Huttenlocher | Management | For | For | ||||||||
| 1e. | Election of Director: Judith A. McGrath | Management | For | For | ||||||||
| 1f. | Election of Director: Jonathan J. Rubinstein | Management | For | For | ||||||||
| 1g. | Election of Director: Thomas O. Ryder | Management | For | For | ||||||||
| 1h. | Election of Director: Patricia Q. Stonesifer | Management | For | For | ||||||||
| 1i. | Election of Director: Wendell P. Weeks | Management | For | For | ||||||||
| 2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS |
Management | For | For | ||||||||
| 3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION |
Management | For | For | ||||||||
| 4. | SHAREHOLDER PROPOSAL REGARDING DIVERSE BOARD CANDIDATES |
Shareholder | Against | For | ||||||||
| 5. | SHAREHOLDER PROPOSAL REGARDING A POLICY TO REQUIRE AN INDEPENDENT BOARD CHAIR |
Shareholder | Against | For | ||||||||
| 6. | SHAREHOLDER PROPOSAL REGARDING VOTE- COUNTING PRACTICES FOR SHAREHOLDER PROPOSALS |
Shareholder | Against | For | ||||||||
| FACEBOOK, INC. | ||||||||||||
| Security | 30303M102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | FB | Meeting Date | 31-May-2018 | |||||||||
| ISIN | US30303M1027 | Agenda | 934793034 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Marc L. Andreessen | For | For | |||||||||
| 2 | Erskine B. Bowles | For | For | |||||||||
| 3 | Kenneth I. Chenault | For | For | |||||||||
| 4 | S. D. Desmond-Hellmann | For | For | |||||||||
| 5 | Reed Hastings | For | For | |||||||||
| 6 | Jan Koum | For | For | |||||||||
| 7 | Sheryl K. Sandberg | For | For | |||||||||
| 8 | Peter A. Thiel | For | For | |||||||||
| 9 | Mark Zuckerberg | For | For | |||||||||
| 2. | To ratify the appointment of Ernst & Young LLP as Facebook, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2018. |
Management | For | For | ||||||||
| 3. | A stockholder proposal regarding change in stockholder voting. |
Shareholder | Abstain | Against | ||||||||
| 4. | A stockholder proposal regarding a risk oversight committee. |
Shareholder | Against | For | ||||||||
| 5. | A stockholder proposal regarding simple majority vote. | Shareholder | Against | For | ||||||||
| 6. | A stockholder proposal regarding a content governance report. |
Shareholder | Abstain | Against | ||||||||
| 7. | A stockholder proposal regarding median pay by gender. | Shareholder | Abstain | Against | ||||||||
| 8. | A stockholder proposal regarding tax principles. | Shareholder | Against | For | ||||||||
| UNITEDHEALTH GROUP INCORPORATED | ||||||||||||
| Security | 91324P102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | UNH | Meeting Date | 04-Jun-2018 | |||||||||
| ISIN | US91324P1021 | Agenda | 934797006 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: William C. Ballard, Jr. | Management | For | For | ||||||||
| 1b. | Election of Director: Richard T. Burke | Management | For | For | ||||||||
| 1c. | Election of Director: Timothy P. Flynn | Management | For | For | ||||||||
| 1d. | Election of Director: Stephen J. Hemsley | Management | For | For | ||||||||
| 1e. | Election of Director: Michele J. Hooper | Management | For | For | ||||||||
| 1f. | Election of Director: F. William McNabb III | Management | For | For | ||||||||
| 1g. | Election of Director: Valerie C. Montgomery Rice, M.D. | Management | For | For | ||||||||
| 1h. | Election of Director: Glenn M. Renwick | Management | For | For | ||||||||
| 1i. | Election of Director: Kenneth I. Shine, M.D. | Management | For | For | ||||||||
| 1j. | Election of Director: David S. Wichmann | Management | For | For | ||||||||
| 1k. | Election of Director: Gail R. Wilensky, Ph.D. | Management | For | For | ||||||||
| 2. | Advisory approval of the Company's executive compensation. |
Management | For | For | ||||||||
| 3. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for the Company for the year ending December 31, 2018. |
Management | For | For | ||||||||
| ROPER TECHNOLOGIES, INC. | ||||||||||||
| Security | 776696106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ROP | Meeting Date | 04-Jun-2018 | |||||||||
| ISIN | US7766961061 | Agenda | 934812391 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Shellye L. Archambeau | For | For | |||||||||
| 2 | Amy Woods Brinkley | For | For | |||||||||
| 3 | John F. Fort, III | For | For | |||||||||
| 4 | Brian D. Jellison | For | For | |||||||||
| 5 | Robert D. Johnson | For | For | |||||||||
| 6 | Robert E. Knowling, Jr. | For | For | |||||||||
| 7 | Wilbur J. Prezzano | For | For | |||||||||
| 8 | Laura G. Thatcher | For | For | |||||||||
| 9 | Richard F. Wallman | For | For | |||||||||
| 10 | Christopher Wright | For | For | |||||||||
| 2. | To consider, on a non-binding advisory basis, a resolution approving the compensation of our named executive officers. |
Management | For | For | ||||||||
| 3. | To ratify of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the year ending December 31, 2018. |
Management | For | For | ||||||||
| COGNIZANT TECHNOLOGY SOLUTIONS CORP. | ||||||||||||
| Security | 192446102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CTSH | Meeting Date | 05-Jun-2018 | |||||||||
| ISIN | US1924461023 | Agenda | 934795141 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Zein Abdalla | Management | For | For | ||||||||
| 1b. | Election of Director: Betsy S. Atkins | Management | For | For | ||||||||
| 1c. | Election of Director: Maureen Breakiron-Evans | Management | For | For | ||||||||
| 1d. | Election of Director: Jonathan Chadwick | Management | For | For | ||||||||
| 1e. | Election of Director: John M. Dineen | Management | For | For | ||||||||
| 1f. | Election of Director: Francisco D'Souza | Management | For | For | ||||||||
| 1g. | Election of Director: John N. Fox, Jr. | Management | For | For | ||||||||
| 1h. | Election of Director: John E. Klein | Management | For | For | ||||||||
| 1i. | Election of Director: Leo S. Mackay, Jr. | Management | For | For | ||||||||
| 1j. | Election of Director: Michael Patsalos-Fox | Management | For | For | ||||||||
| 1k. | Election of Director: Joseph M. Velli | Management | For | For | ||||||||
| 2. | Approve, on an advisory (non-binding) basis, the compensation of the Company's named executive officers. |
Management | For | For | ||||||||
| 3. | Ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the year ending December 31, 2018. |
Management | For | For | ||||||||
| 4. | Approve an amendment and restatement of the Company's 2004 Employee Stock Purchase Plan. |
Management | For | For | ||||||||
| 5a. | Approve the proposal to eliminate the supermajority voting requirements in the Company's Certificate of Incorporation with respect to: Amending the Company's By-laws. |
Management | For | For | ||||||||
| 5b. | Approve the proposal to eliminate the supermajority voting requirements in the Company's Certificate of Incorporation with respect to: Removing directors. |
Management | For | For | ||||||||
| 5c. | Approve the proposal to eliminate the supermajority voting requirements in the Company's Certificate of Incorporation with respect to: Amending certain provisions of the Company's Certificate of Incorporation. |
Management | For | For | ||||||||
| 6. | Stockholder proposal requesting that the Board of Directors take the steps necessary to permit stockholder action by written consent. |
Shareholder | Against | For | ||||||||
| 7. | Stockholder proposal requesting that the Board of Directors take the steps necessary to lower the ownership threshold for stockholders to call a special meeting. |
Shareholder | Against | For | ||||||||
| NETFLIX, INC. | ||||||||||||
| Security | 64110L106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | NFLX | Meeting Date | 06-Jun-2018 | |||||||||
| ISIN | US64110L1061 | Agenda | 934797284 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Class I Director: Richard N. Barton | Management | Abstain | Against | ||||||||
| 1b. | Election of Class I Director: Rodolphe Belmer | Management | For | For | ||||||||
| 1c. | Election of Class I Director: Bradford L. Smith | Management | Abstain | Against | ||||||||
| 1d. | Election of Class I Director: Anne M. Sweeney | Management | Abstain | Against | ||||||||
| 2. | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2018. |
Management | For | For | ||||||||
| 3. | Advisory approval of the Company's executive officer compensation. |
Management | For | For | ||||||||
| 4. | Stockholder proposal to allow holders of an aggregate of 15% of outstanding common stock to call special shareholder meeting, if properly presented at the meeting. |
Shareholder | Abstain | Against | ||||||||
| 5. | Stockholder proposal regarding proxy access bylaw for director nominees by stockholders, if properly presented at the meeting. |
Shareholder | For | Against | ||||||||
| 6. | Stockholder proposal regarding clawback policy, if properly presented at the meeting. |
Shareholder | Abstain | Against | ||||||||
| 7. | Stockholder proposal regarding shareholder right to act by written consent, if properly presented at the meeting. |
Shareholder | Abstain | Against | ||||||||
| 8. | Stockholder proposal regarding simple majority vote, if properly presented at the meeting. |
Shareholder | For | Against | ||||||||
| 9. | Stockholder proposal to amend Sections 2.8 and 3.3 of the bylaws to provide for the election of directors in uncontested elections by a majority vote of shares voted, if properly presented at the meeting. |
Shareholder | For | Against | ||||||||
| ALPHABET INC. | ||||||||||||
| Security | 02079K305 | Meeting Type | Annual | |||||||||
| Ticker Symbol | GOOGL | Meeting Date | 06-Jun-2018 | |||||||||
| ISIN | US02079K3059 | Agenda | 934803188 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Larry Page | For | For | |||||||||
| 2 | Sergey Brin | For | For | |||||||||
| 3 | Eric E. Schmidt | For | For | |||||||||
| 4 | L. John Doerr | For | For | |||||||||
| 5 | Roger W. Ferguson, Jr. | For | For | |||||||||
| 6 | Diane B. Greene | For | For | |||||||||
| 7 | John L. Hennessy | For | For | |||||||||
| 8 | Ann Mather | For | For | |||||||||
| 9 | Alan R. Mulally | For | For | |||||||||
| 10 | Sundar Pichai | For | For | |||||||||
| 11 | K. Ram Shriram | For | For | |||||||||
| 2. | The ratification of the appointment of Ernst & Young LLP as Alphabet's independent registered public accounting firm for the fiscal year ending December 31, 2018. |
Management | For | For | ||||||||
| 3. | The approval of amendments to Alphabet's 2012 Stock Plan to increase the share reserve by 11,500,000 shares of Class C capital stock and to prohibit the repricing of stock options granted under the 2012 Stock Plan without stockholder approval. |
Management | Against | Against | ||||||||
| 4. | A stockholder proposal regarding equal shareholder voting, if properly presented at the meeting. |
Shareholder | Abstain | Against | ||||||||
| 5. | A stockholder proposal regarding a lobbying report, if properly presented at the meeting. |
Shareholder | Against | For | ||||||||
| 6. | A stockholder proposal regarding a report on gender pay, if properly presented at the meeting. |
Shareholder | Abstain | Against | ||||||||
| 7. | A stockholder proposal regarding simple majority vote, if properly presented at the meeting. |
Shareholder | Against | For | ||||||||
| 8. | A stockholder proposal regarding a sustainability metrics report, if properly presented at the meeting. |
Shareholder | Against | For | ||||||||
| 9. | A stockholder proposal regarding board diversity and qualifications, if properly presented at the meeting. |
Shareholder | Against | For | ||||||||
| 10. | A stockholder proposal regarding a report on content governance, if properly presented at the meeting. |
Shareholder | Against | For | ||||||||
| BOOKING HOLDINGS INC. | ||||||||||||
| Security | 09857L108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BKNG | Meeting Date | 07-Jun-2018 | |||||||||
| ISIN | US09857L1089 | Agenda | 934800687 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Timothy M. Armstrong | For | For | |||||||||
| 2 | Jeffery H. Boyd | For | For | |||||||||
| 3 | Jeffrey E. Epstein | For | For | |||||||||
| 4 | Glenn D. Fogel | For | For | |||||||||
| 5 | Mirian Graddick-Weir | For | For | |||||||||
| 6 | James M. Guyette | For | For | |||||||||
| 7 | Robert J. Mylod, Jr. | For | For | |||||||||
| 8 | Charles H. Noski | For | For | |||||||||
| 9 | Nancy B. Peretsman | For | For | |||||||||
| 10 | Nicholas J. Read | For | For | |||||||||
| 11 | Thomas E. Rothman | For | For | |||||||||
| 12 | Craig W. Rydin | For | For | |||||||||
| 13 | Lynn M. Vojvodich | For | For | |||||||||
| 2. | Ratification of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2018. |
Management | For | For | ||||||||
| 3. | Advisory Vote to Approve 2017 Executive Compensation. | Management | For | For | ||||||||
| 4. | Vote to Approve Amendments to the Company's 1999 Omnibus Plan. |
Management | For | For | ||||||||
| 5. | Stockholder Proposal requesting that the Company adopt a policy that the Chairperson of the Board must be an independent director. |
Shareholder | Against | For | ||||||||
| COMCAST CORPORATION | ||||||||||||
| Security | 20030N101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CMCSA | Meeting Date | 11-Jun-2018 | |||||||||
| ISIN | US20030N1019 | Agenda | 934808265 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Kenneth J. Bacon | For | For | |||||||||
| 2 | Madeline S. Bell | For | For | |||||||||
| 3 | Sheldon M. Bonovitz | For | For | |||||||||
| 4 | Edward D. Breen | For | For | |||||||||
| 5 | Gerald L. Hassell | For | For | |||||||||
| 6 | Jeffrey A. Honickman | For | For | |||||||||
| 7 | Maritza G. Montiel | For | For | |||||||||
| 8 | Asuka Nakahara | For | For | |||||||||
| 9 | David C. Novak | For | For | |||||||||
| 10 | Brian L. Roberts | For | For | |||||||||
| 2. | Ratification of the appointment of our independent auditors |
Management | For | For | ||||||||
| 3. | Advisory vote on executive compensation | Management | For | For | ||||||||
| 4. | To provide a lobbying report | Shareholder | Against | For | ||||||||
| AUTODESK, INC. | ||||||||||||
| Security | 052769106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ADSK | Meeting Date | 12-Jun-2018 | |||||||||
| ISIN | US0527691069 | Agenda | 934810183 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Andrew Anagnost | Management | For | For | ||||||||
| 1b. | Election of Director: Crawford W. Beveridge | Management | For | For | ||||||||
| 1c. | Election of Director: Karen Blasing | Management | For | For | ||||||||
| 1d. | Election of Director: Reid French | Management | For | For | ||||||||
| 1e. | Election of Director: Mary T. McDowell | Management | For | For | ||||||||
| 1f. | Election of Director: Lorrie M. Norrington | Management | For | For | ||||||||
| 1g. | Election of Director: Betsy Rafael | Management | For | For | ||||||||
| 1h. | Election of Director: Stacy J. Smith | Management | For | For | ||||||||
| 2. | Ratify the appointment of Ernst & Young LLP as Autodesk, Inc.'s independent registered public accounting firm for the fiscal year ending January 31, 2019. |
Management | For | For | ||||||||
| 3. | Approve, on an advisory (non-binding) basis, the compensation of Autodesk, Inc.'s named executive officers. |
Management | For | For | ||||||||
| SALESFORCE.COM, INC. | ||||||||||||
| Security | 79466L302 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CRM | Meeting Date | 12-Jun-2018 | |||||||||
| ISIN | US79466L3024 | Agenda | 934814939 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Marc Benioff | Management | For | For | ||||||||
| 1b. | Election of Director: Keith Block | Management | For | For | ||||||||
| 1c. | Election of Director: Craig Conway | Management | For | For | ||||||||
| 1d. | Election of Director: Alan Hassenfeld | Management | For | For | ||||||||
| 1e. | Election of Director: Neelie Kroes | Management | For | For | ||||||||
| 1f. | Election of Director: Colin Powell | Management | For | For | ||||||||
| 1g. | Election of Director: Sanford Robertson | Management | For | For | ||||||||
| 1h. | Election of Director: John V. Roos | Management | For | For | ||||||||
| 1i. | Election of Director: Bernard Tyson | Management | For | For | ||||||||
| 1j. | Election of Director: Robin Washington | Management | For | For | ||||||||
| 1k. | Election of Director: Maynard Webb | Management | For | For | ||||||||
| 1l. | Election of Director: Susan Wojcicki | Management | For | For | ||||||||
| 2. | Amendment and restatement of our Certificate of Incorporation to allow stockholders to request special meetings of the stockholders. |
Management | For | For | ||||||||
| 3. | Amendment and restatement of our 2013 Equity Incentive Plan to, among other things, increase the number of shares authorized for issuance by 40 million shares. |
Management | Against | Against | ||||||||
| 4. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending January 31, 2019. |
Management | For | For | ||||||||
| 5. | An advisory vote to approve the fiscal 2018 compensation of our named executive officers. |
Management | For | For | ||||||||
| 6. | A stockholder proposal requesting the elimination of supermajority voting requirements. |
Shareholder | Against | For | ||||||||
| 7. | A stockholder proposal requesting a report on Salesforce's criteria for investing in, operating in and withdrawing from high-risk regions. |
Shareholder | Against | For | ||||||||
| SQUARE, INC. | ||||||||||||
| Security | 852234103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | SQ | Meeting Date | 19-Jun-2018 | |||||||||
| ISIN | US8522341036 | Agenda | 934810412 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Randy Garutti | For | For | |||||||||
| 2 | Mary Meeker | For | For | |||||||||
| 3 | Naveen Rao | For | For | |||||||||
| 4 | Lawrence Summers | For | For | |||||||||
| 2. | ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||||
| 3. | RATIFICATION OF APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING DECEMBER 31, 2018. |
Management | For | For | ||||||||
| SERVICENOW, INC. | ||||||||||||
| Security | 81762P102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | NOW | Meeting Date | 19-Jun-2018 | |||||||||
| ISIN | US81762P1021 | Agenda | 934814472 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Susan L. Bostrom | Management | For | For | ||||||||
| 1b. | Election of Director: Jonathan C. Chadwick | Management | For | For | ||||||||
| 1c. | Election of Director: Frederic B. Luddy | Management | For | For | ||||||||
| 1d. | Election of Director: Jeffrey A. Miller | Management | For | For | ||||||||
| 2. | To approve, on an advisory basis, the compensation of our Named Executive Officers. |
Management | For | For | ||||||||
| 3. | Ratification of PricewaterhouseCoopers LLP as the independent registered public accounting firm for 2018. |
Management | For | For | ||||||||
| 4. | To amend our 2012 Equity Incentive Plan to include a limit on non-employee director compensation. |
Management | For | For | ||||||||
| MASTERCARD INCORPORATED | ||||||||||||
| Security | 57636Q104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MA | Meeting Date | 26-Jun-2018 | |||||||||
| ISIN | US57636Q1040 | Agenda | 934814535 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of director: Richard Haythornthwaite | Management | For | For | ||||||||
| 1b. | Election of director: Ajay Banga | Management | For | For | ||||||||
| 1c. | Election of director: Silvio Barzi | Management | For | For | ||||||||
| 1d. | Election of director: David R. Carlucci | Management | For | For | ||||||||
| 1e. | Election of director: Richard K. Davis | Management | For | For | ||||||||
| 1f. | Election of director: Steven J. Freiberg | Management | For | For | ||||||||
| 1g. | Election of director: Julius Genachowski | Management | For | For | ||||||||
| 1h. | Election of director: Choon Phong Goh | Management | For | For | ||||||||
| 1i. | Election of director: Merit E. Janow | Management | For | For | ||||||||
| 1j. | Election of director: Nancy Karch | Management | For | For | ||||||||
| 1k. | Election of director: Oki Matsumoto | Management | For | For | ||||||||
| 1l. | Election of director: Rima Qureshi | Management | For | For | ||||||||
| 1m. | Election of director: Jose Octavio Reyes Lagunes | Management | For | For | ||||||||
| 1n. | Election of director: Jackson Tai | Management | For | For | ||||||||
| 2. | Advisory approval of Mastercard's executive compensation |
Management | For | For | ||||||||
| 3. | Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for Mastercard for 2018 |
Management | For | For | ||||||||
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Registrant The GAMCO Growth Fund
By (Signature and Title)* /s/Bruce N. Alpert
Bruce N. Alpert, Principal Executive Officer
Date 8/13/18
*Print the name and title of each signing officer under his or her signature.