UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-04873
The GAMCO Growth
Fund
(Exact name of registrant as specified in charter)
One Corporate Center
Rye, New York
10580-1422
(Address of principal executive offices) (Zip code)
Bruce N. Alpert
Gabelli Funds, LLC
One Corporate Center
Rye, New York
10580-1422
(Name and address of agent for service)
Registrant's telephone number, including area code: 1-800-422-3554
Date of fiscal year end: December 31
Date of reporting period: July 1, 2015 – June 30, 2016
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington, DC 20549. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2015 TO JUNE 30, 2016
| ProxyEdge | Report Date: 07/05/2016 |
| Meeting Date Range: 07/01/2015 - 06/30/2016 | |
| The GAMCO Growth Fund |
| Investment Company Report | ||||||||||||
| NXP SEMICONDUCTORS NV. | ||||||||||||
| Security | N6596X109 | Meeting Type | Special | |||||||||
| Ticker Symbol | NXPI | Meeting Date | 02-Jul-2015 | |||||||||
| ISIN | NL0009538784 | Agenda | 934248700 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | A) THE PROPOSAL TO APPROVE (WITHIN THE MEANING OF ARTICLE 2:107A OF THE DUTCH CIVIL CODE) THE COMPLETION BY NXP OF THE MERGER (THE "MERGER") OF NIMBLE ACQUISITION LIMITED, A WHOLLY-OWNED, INDIRECT SUBSIDIARY OF NXP ("MERGER SUB"), WITH AND INTO FREESCALE SEMICONDUCTOR, LTD. ("FREESCALE"), WITH FREESCALE SURVIVING THE MERGER AS A WHOLLY-OWNED, INDIRECT SUBSIDIARY OF NXP AND THE OTHER TRANSACTIONS CONTEMPLATED BY THE AGREEMENT AND PLAN OF MERGER (THE "MERGER AGREEMENT"), DATED AS OF ... (DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL) |
Management | For | For | ||||||||
| 2A | THE PROPOSAL TO APPOINT GREGORY L. SUMME AS NON-EXECUTIVE DIRECTOR OF NXP, EFFECTIVE AS OF THE EFFECTIVE TIME OF THE MERGER AND FOR A TERM ENDING AT THE CLOSE OF THE FIRST NXP ANNUAL GENERAL MEETING HELD AFTER SUCH EFFECTIVE TIME. |
Management | For | For | ||||||||
| 2B | THE PROPOSAL TO APPOINT PETER SMITHAM AS NON-EXECUTIVE DIRECTOR OF NXP, EFFECTIVE AS OF THE EFFECTIVE TIME OF THE MERGER AND FOR A TERM ENDING AT THE CLOSE OF THE FIRST NXP ANNUAL GENERAL MEETING HELD AFTER SUCH EFFECTIVE TIME. |
Management | For | For | ||||||||
| MCKESSON CORPORATION | ||||||||||||
| Security | 58155Q103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MCK | Meeting Date | 29-Jul-2015 | |||||||||
| ISIN | US58155Q1031 | Agenda | 934251531 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: ANDY D. BRYANT | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: WAYNE A. BUDD | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: N. ANTHONY COLES, M.D. | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: JOHN H. HAMMERGREN | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: ALTON F. IRBY III | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: M. CHRISTINE JACOBS | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: DONALD R. KNAUSS | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: MARIE L. KNOWLES | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: DAVID M. LAWRENCE, M.D. |
Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: EDWARD A. MUELLER | Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: SUSAN R. SALKA | Management | For | For | ||||||||
| 2. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 31, 2016. |
Management | For | For | ||||||||
| 3. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | ||||||||
| 4. | REAPPROVAL OF PERFORMANCE MEASURES AVAILABLE FOR PERFORMANCE-BASED AWARDS UNDER THE COMPANY'S MANAGEMENT INCENTIVE PLAN. |
Management | For | For | ||||||||
| 5. | APPROVAL OF AMENDMENTS TO AMENDED AND RESTATED BY-LAWS TO PERMIT SHAREHOLDER PROXY ACCESS. |
Management | For | For | ||||||||
| 6. | SHAREHOLDER PROPOSAL ON DISCLOSURE OF POLITICAL CONTRIBUTIONS AND EXPENDITURES. |
Shareholder | Against | For | ||||||||
| 7. | SHAREHOLDER PROPOSAL ON ACCELERATED VESTING OF EQUITY AWARDS. |
Shareholder | Against | For | ||||||||
| BE AEROSPACE, INC. | ||||||||||||
| Security | 073302101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BEAV | Meeting Date | 30-Jul-2015 | |||||||||
| ISIN | US0733021010 | Agenda | 934246910 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | RICHARD G. HAMERMESH | For | For | |||||||||
| 2 | DAVID J. ANDERSON | For | For | |||||||||
| 2. | SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
| 3. | PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2015 FISCAL YEAR. |
Management | For | For | ||||||||
| 4. | PROPOSAL TO AMEND THE B/E AEROSPACE, INC. AMENDED AND RESTATED NON-EMPLOYEE DIRECTORS STOCK AND DEFERRED COMPENSATION PLAN. |
Management | For | For | ||||||||
| RALPH LAUREN CORPORATION | ||||||||||||
| Security | 751212101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | RL | Meeting Date | 06-Aug-2015 | |||||||||
| ISIN | US7512121010 | Agenda | 934253410 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | FRANK A. BENNACK, JR. | For | For | |||||||||
| 2 | JOEL L. FLEISHMAN | For | For | |||||||||
| 3 | HUBERT JOLY | For | For | |||||||||
| 2. | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING APRIL 2, 2016. |
Management | For | For | ||||||||
| 3. | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AND OUR COMPENSATION PHILOSOPHY, POLICIES AND PRACTICES AS DESCRIBED IN OUR 2015 PROXY STATEMENT. |
Management | For | For | ||||||||
| PRECISION CASTPARTS CORP. | ||||||||||||
| Security | 740189105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | PCP | Meeting Date | 17-Aug-2015 | |||||||||
| ISIN | US7401891053 | Agenda | 934253864 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: PETER B. DELANEY | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: MARK DONEGAN | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: DON R. GRABER | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: LESTER L. LYLES | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: VERNON E. OECHSLE | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: JAMES F. PALMER | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: ULRICH SCHMIDT | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: RICHARD L. WAMBOLD | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: TIMOTHY A. WICKS | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: JANET C. WOLFENBARGER |
Management | For | For | ||||||||
| 2. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. |
Management | For | For | ||||||||
| 3. | ADVISORY VOTE REGARDING COMPENSATION OF NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||||
| 4. | SHAREHOLDER PROPOSAL REGARDING PROXY ACCESS. |
Shareholder | Against | For | ||||||||
| NIKE, INC. | ||||||||||||
| Security | 654106103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | NKE | Meeting Date | 17-Sep-2015 | |||||||||
| ISIN | US6541061031 | Agenda | 934263459 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | ALAN B. GRAF, JR. | For | For | |||||||||
| 2 | JOHN C. LECHLEITER | For | For | |||||||||
| 3 | MICHELLE A. PELUSO | For | For | |||||||||
| 4 | PHYLLIS M. WISE | For | For | |||||||||
| 2. | TO APPROVE EXECUTIVE COMPENSATION BY AN ADVISORY VOTE. |
Management | For | For | ||||||||
| 3. | TO AMEND THE ARTICLES OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK. |
Management | For | For | ||||||||
| 4. | TO RE-APPROVE THE EXECUTIVE PERFORMANCE SHARING PLAN AS AMENDED. |
Management | For | For | ||||||||
| 5. | TO APPROVE THE AMENDED AND RESTATED STOCK INCENTIVE PLAN. |
Management | Against | Against | ||||||||
| 6. | TO CONSIDER A SHAREHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS DISCLOSURE. |
Shareholder | Against | For | ||||||||
| 7. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. |
Management | For | For | ||||||||
| PARKER-HANNIFIN CORPORATION | ||||||||||||
| Security | 701094104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | PH | Meeting Date | 28-Oct-2015 | |||||||||
| ISIN | US7010941042 | Agenda | 934283095 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | LEE C. BANKS | For | For | |||||||||
| 2 | ROBERT G. BOHN | For | For | |||||||||
| 3 | LINDA S. HARTY | For | For | |||||||||
| 4 | WILLIAM E. KASSLING | For | For | |||||||||
| 5 | ROBERT J. KOHLHEPP | For | For | |||||||||
| 6 | KEVIN A. LOBO | For | For | |||||||||
| 7 | KLAUS-PETER MULLER | For | For | |||||||||
| 8 | CANDY M. OBOURN | For | For | |||||||||
| 9 | JOSEPH SCAMINACE | For | For | |||||||||
| 10 | WOLFGANG R. SCHMITT | For | For | |||||||||
| 11 | AKE SVENSSON | For | For | |||||||||
| 12 | JAMES L. WAINSCOTT | For | For | |||||||||
| 13 | DONALD E. WASHKEWICZ | For | For | |||||||||
| 14 | THOMAS L. WILLIAMS | For | For | |||||||||
| 2. | APPROVAL TO AMEND OUR AMENDED ARTICLES OF INCORPORATION TO IMPLEMENT A MAJORITY VOTING STANDARD FOR UNCONTESTED DIRECTOR ELECTIONS. |
Management | For | For | ||||||||
| 3. | APPROVAL TO AMEND OUR AMENDED ARTICLES OF INCORPORATION TO ELIMINATE CUMULATIVE VOTING IN DIRECTOR ELECTIONS. |
Management | Against | Against | ||||||||
| 4. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2016. |
Management | For | For | ||||||||
| 5. | APPROVAL OF, ON A NON-BINDING, ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||||
| 6. | APPROVAL OF THE PARKER-HANNIFIN CORPORATION 2015 PERFORMANCE BONUS PLAN. |
Management | For | For | ||||||||
| THE ESTEE LAUDER COMPANIES INC. | ||||||||||||
| Security | 518439104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | EL | Meeting Date | 12-Nov-2015 | |||||||||
| ISIN | US5184391044 | Agenda | 934281306 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF CLASS I DIRECTOR: ROSE MARIE BRAVO PLEASE NOTE AN ABSTAIN VOTE MEANS A WITHHOLD VOTE AGAINST THIS DIRECTOR |
Management | For | For | ||||||||
| 1B. | ELECTION OF CLASS I DIRECTOR: PAUL J. FRIBOURG PLEASE NOTE AN ABSTAIN VOTE MEANS A WITHHOLD VOTE AGAINST THIS DIRECTOR |
Management | For | For | ||||||||
| 1C. | ELECTION OF CLASS I DIRECTOR: MELLODY HOBSON PLEASE NOTE AN ABSTAIN VOTE MEANS A WITHHOLD VOTE AGAINST THIS DIRECTOR |
Management | For | For | ||||||||
| 1D. | ELECTION OF CLASS I DIRECTOR: IRVINE O. HOCKADAY, JR. PLEASE NOTE AN ABSTAIN VOTE MEANS A WITHHOLD VOTE AGAINST THIS DIRECTOR |
Management | For | For | ||||||||
| 1E. | ELECTION OF CLASS I DIRECTOR: BARRY S. STERNLICHT PLEASE NOTE AN ABSTAIN VOTE MEANS A WITHHOLD VOTE AGAINST THIS DIRECTOR |
Management | For | For | ||||||||
| 2. | RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS FOR THE 2016 FISCAL YEAR. |
Management | For | For | ||||||||
| 3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
| 4. | APPROVAL OF THE ESTEE LAUDER COMPANIES INC. AMENDED AND RESTATED FISCAL 2002 SHARE INCENTIVE PLAN. |
Management | Against | Against | ||||||||
| 5. | APPROVAL OF THE ESTEE LAUDER COMPANIES INC. AMENDED AND RESTATED NON-EMPLOYEE DIRECTOR SHARE INCENTIVE PLAN. |
Management | Against | Against | ||||||||
| ORACLE CORPORATION | ||||||||||||
| Security | 68389X105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ORCL | Meeting Date | 18-Nov-2015 | |||||||||
| ISIN | US68389X1054 | Agenda | 934283083 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | JEFFREY S. BERG | For | For | |||||||||
| 2 | H. RAYMOND BINGHAM | For | For | |||||||||
| 3 | MICHAEL J. BOSKIN | For | For | |||||||||
| 4 | SAFRA A. CATZ | For | For | |||||||||
| 5 | BRUCE R. CHIZEN | For | For | |||||||||
| 6 | GEORGE H. CONRADES | For | For | |||||||||
| 7 | LAWRENCE J. ELLISON | For | For | |||||||||
| 8 | HECTOR GARCIA-MOLINA | For | For | |||||||||
| 9 | JEFFREY O. HENLEY | For | For | |||||||||
| 10 | MARK V. HURD | For | For | |||||||||
| 11 | LEON E. PANETTA | For | For | |||||||||
| 12 | NAOMI O. SELIGMAN | For | For | |||||||||
| 2. | RE-APPROVAL OF THE ORACLE CORPORATION EXECUTIVE BONUS PLAN. |
Management | For | For | ||||||||
| 3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
| 4. | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2016. |
Management | For | For | ||||||||
| 5. | STOCKHOLDER PROPOSAL REGARDING RENEWABLE ENERGY TARGETS. |
Shareholder | Against | For | ||||||||
| 6. | STOCKHOLDER PROPOSAL REGARDING PROXY ACCESS. |
Shareholder | Against | For | ||||||||
| 7. | STOCKHOLDER PROPOSAL REGARDING QUANTIFIABLE PERFORMANCE METRICS. |
Shareholder | Against | For | ||||||||
| 8. | STOCKHOLDER PROPOSAL REGARDING AMENDMENT OF THE GOVERNANCE GUIDELINES. |
Shareholder | Against | For | ||||||||
| 9. | STOCKHOLDER PROPOSAL REGARDING VOTE TABULATION. |
Shareholder | Against | For | ||||||||
| 10. | STOCKHOLDER PROPOSAL REGARDING LOBBYING REPORT. |
Shareholder | Against | For | ||||||||
| THE HAIN CELESTIAL GROUP, INC. | ||||||||||||
| Security | 405217100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | HAIN | Meeting Date | 19-Nov-2015 | |||||||||
| ISIN | US4052171000 | Agenda | 934287687 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | IRWIN D. SIMON | For | For | |||||||||
| 2 | RICHARD C. BERKE | For | For | |||||||||
| 3 | ANDREW R. HEYER | For | For | |||||||||
| 4 | RAYMOND W. KELLY | For | For | |||||||||
| 5 | ROGER MELTZER | For | For | |||||||||
| 6 | SCOTT M. O'NEIL | For | For | |||||||||
| 7 | ADRIANNE SHAPIRA | For | For | |||||||||
| 8 | LAWRENCE S. ZILAVY | For | For | |||||||||
| 2. | ON AN ADVISORY BASIS, THE COMPENSATION AWARDED TO THE NAMED EXECUTIVE OFFICERS FOR THE FISCAL YEAR ENDED JUNE 30, 2015, AS SET FORTH IN THIS PROXY STATEMENT. |
Management | For | For | ||||||||
| 3. | THE RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP TO ACT AS REGISTERED INDEPENDENT ACCOUNTANTS OF THE COMPANY FOR THE FISCAL YEAR ENDING JUNE 30, 2016. |
Management | For | For | ||||||||
| 4. | A STOCKHOLDER PROPOSAL REGARDING PROXY ACCESS. |
Shareholder | For | For | ||||||||
| MICROSOFT CORPORATION | ||||||||||||
| Security | 594918104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MSFT | Meeting Date | 02-Dec-2015 | |||||||||
| ISIN | US5949181045 | Agenda | 934290329 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: WILLIAM H. GATES III | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: TERI L. LIST-STOLL | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: G. MASON MORFIT | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: SATYA NADELLA | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: CHARLES H. NOSKI | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: HELMUT PANKE | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: SANDRA E. PETERSON | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: CHARLES W. SCHARF | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: JOHN W. STANTON | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: JOHN W. THOMPSON | Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: PADMASREE WARRIOR | Management | For | For | ||||||||
| 2. | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | For | For | ||||||||
| 3. | RATIFICATION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT AUDITOR FOR FISCAL YEAR 2016 |
Management | For | For | ||||||||
| COMCAST CORPORATION | ||||||||||||
| Security | 20030N200 | Meeting Type | Special | |||||||||
| Ticker Symbol | CMCSK | Meeting Date | 10-Dec-2015 | |||||||||
| ISIN | US20030N2009 | Agenda | 934300144 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | VOTE ON A PROPOSAL TO AMEND AND RESTATE OUR AMENDED AND RESTATED ARTICLES OF INCORPORATION AS DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT, AND IN CONNECTION THEREWITH, TO RECLASSIFY EACH ISSUED SHARE OF OUR CLASS A SPECIAL COMMON STOCK INTO ONE SHARE OF CLASS A COMMON STOCK |
Management | For | For | ||||||||
| AUTOZONE, INC. | ||||||||||||
| Security | 053332102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | AZO | Meeting Date | 16-Dec-2015 | |||||||||
| ISIN | US0533321024 | Agenda | 934294086 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A | ELECTION OF DIRECTOR: DOUGLAS H. BROOKS | Management | For | For | ||||||||
| 1B | ELECTION OF DIRECTOR: LINDA A. GOODSPEED | Management | For | For | ||||||||
| 1C | ELECTION OF DIRECTOR: SUE E. GOVE | Management | For | For | ||||||||
| 1D | ELECTION OF DIRECTOR: EARL G. GRAVES, JR. | Management | For | For | ||||||||
| 1E | ELECTION OF DIRECTOR: ENDERSON GUIMARAES | Management | For | For | ||||||||
| 1F | ELECTION OF DIRECTOR: J.R. HYDE, III | Management | For | For | ||||||||
| 1G | ELECTION OF DIRECTOR: D. BRYAN JORDAN | Management | For | For | ||||||||
| 1H | ELECTION OF DIRECTOR: W. ANDREW MCKENNA | Management | For | For | ||||||||
| 1I | ELECTION OF DIRECTOR: GEORGE R. MRKONIC, JR. | Management | For | For | ||||||||
| 1J | ELECTION OF DIRECTOR: LUIS P. NIETO | Management | For | For | ||||||||
| 1K | ELECTION OF DIRECTOR: WILLIAM C. RHODES, III | Management | For | For | ||||||||
| 2 | RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2016 FISCAL YEAR. |
Management | For | For | ||||||||
| 3 | APPROVAL OF AMENDED AND RESTATED AUTOZONE, INC. 2011 EQUITY INCENTIVE AWARD PLAN. |
Management | For | For | ||||||||
| 4 | APPROVAL OF ADVISORY VOTE ON EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
| 5 | STOCKHOLDER PROPOSAL REGARDING POLITICAL DISCLOSURE AND ACCOUNTABILITY. |
Shareholder | Against | For | ||||||||
| BECTON, DICKINSON AND COMPANY | ||||||||||||
| Security | 075887109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BDX | Meeting Date | 26-Jan-2016 | |||||||||
| ISIN | US0758871091 | Agenda | 934311604 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: BASIL L. ANDERSON | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: CATHERINE M. BURZIK | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: VINCENT A. FORLENZA | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: CLAIRE M. FRASER | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: CHRISTOPHER JONES | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: MARSHALL O. LARSEN | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: GARY A. MECKLENBURG | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: JAMES F. ORR | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: WILLARD J. OVERLOCK, JR. |
Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: CLAIRE POMEROY | Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: REBECCA W. RIMEL | Management | For | For | ||||||||
| 1L. | ELECTION OF DIRECTOR: BERTRAM L. SCOTT | Management | For | For | ||||||||
| 2. | RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. |
Management | For | For | ||||||||
| 3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. |
Management | For | For | ||||||||
| 4. | AMENDMENTS TO THE 2004 EMPLOYEE AND DIRECTOR EQUITY-BASED COMPENSATION PLAN. |
Management | Against | Against | ||||||||
| WALGREENS BOOTS ALLIANCE | ||||||||||||
| Security | 931427108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | WBA | Meeting Date | 27-Jan-2016 | |||||||||
| ISIN | US9314271084 | Agenda | 934311539 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: JANICE M. BABIAK | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: DAVID J. BRAILER | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: WILLIAM C. FOOTE | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: GINGER L. GRAHAM | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: JOHN A. LEDERER | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: DOMINIC P. MURPHY | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: STEFANO PESSINA | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: BARRY ROSENSTEIN | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: LEONARD D. SCHAEFFER | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: NANCY M. SCHLICHTING | Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: JAMES A. SKINNER | Management | For | For | ||||||||
| 2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. |
Management | For | For | ||||||||
| 3. | RATIFY DELOITTE & TOUCHE LLP AS WALGREENS BOOTS ALLIANCE, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. |
Management | For | For | ||||||||
| COSTCO WHOLESALE CORPORATION | ||||||||||||
| Security | 22160K105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | COST | Meeting Date | 29-Jan-2016 | |||||||||
| ISIN | US22160K1051 | Agenda | 934310359 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | HAMILTON E. JAMES | For | For | |||||||||
| 2 | W. CRAIG JELINEK | For | For | |||||||||
| 3 | JOHN W. STANTON | For | For | |||||||||
| 4 | MARY A. WILDEROTTER | For | For | |||||||||
| 2. | RATIFICATION OF SELECTION OF INDEPENDENT AUDITORS. |
Management | For | For | ||||||||
| 3. | APPROVAL, ON AN ADVISORY BASIS, OF EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
| 4. | SHAREHOLDER PROPOSAL REGARDING PROXY ACCESS FOR SHAREHOLDERS. |
Shareholder | Against | For | ||||||||
| VISA INC. | ||||||||||||
| Security | 92826C839 | Meeting Type | Annual | |||||||||
| Ticker Symbol | V | Meeting Date | 03-Feb-2016 | |||||||||
| ISIN | US92826C8394 | Agenda | 934311490 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: LLOYD A. CARNEY | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: MARY B. CRANSTON | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: FRANCISCO JAVIER FERNANDEZ-CARBAJAL |
Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: ALFRED F. KELLY, JR. | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT |
Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: CATHY E. MINEHAN | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON |
Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: DAVID J. PANG | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: CHARLES W. SCHARF | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: JOHN A.C. SWAINSON | Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: MAYNARD G. WEBB, JR. | Management | For | For | ||||||||
| 2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
| 3. | APPROVAL OF VISA INC. 2007 EQUITY INCENTIVE COMPENSATION PLAN, AS AMENDED AND RESTATED. |
Management | For | For | ||||||||
| 4. | APPROVAL OF VISA INC. INCENTIVE PLAN, AS AMENDED AND RESTATED. |
Management | For | For | ||||||||
| 5. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2016 FISCAL YEAR. |
Management | For | For | ||||||||
| APPLE INC. | ||||||||||||
| Security | 037833100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | AAPL | Meeting Date | 26-Feb-2016 | |||||||||
| ISIN | US0378331005 | Agenda | 934319016 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: JAMES BELL | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: TIM COOK | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: AL GORE | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: BOB IGER | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: ANDREA JUNG | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: ART LEVINSON | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: RON SUGAR | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: SUE WAGNER | Management | For | For | ||||||||
| 2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS APPLE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016 |
Management | For | For | ||||||||
| 3. | AN ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION |
Management | For | For | ||||||||
| 4. | APPROVAL OF THE AMENDED AND RESTATED APPLE INC. 2014 EMPLOYEE STOCK PLAN |
Management | For | For | ||||||||
| 5. | A SHAREHOLDER PROPOSAL ENTITLED "NET-ZERO GREENHOUSE GAS EMISSIONS BY 2030" |
Shareholder | Against | For | ||||||||
| 6. | A SHAREHOLDER PROPOSAL REGARDING DIVERSITY AMONG OUR SENIOR MANAGEMENT AND BOARD OF DIRECTORS |
Shareholder | Against | For | ||||||||
| 7. | A SHAREHOLDER PROPOSAL ENTITLED "HUMAN RIGHTS REVIEW - HIGH RISK REGIONS" |
Shareholder | Against | For | ||||||||
| 8. | A SHAREHOLDER PROPOSAL ENTITLED "SHAREHOLDER PROXY ACCESS" |
Shareholder | Against | For | ||||||||
| THE WALT DISNEY COMPANY | ||||||||||||
| Security | 254687106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | DIS | Meeting Date | 03-Mar-2016 | |||||||||
| ISIN | US2546871060 | Agenda | 934321352 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: SUSAN E. ARNOLD | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: JOHN S. CHEN | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: JACK DORSEY | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: ROBERT A. IGER | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: MARIA ELENA LAGOMASINO |
Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: FRED H. LANGHAMMER | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: AYLWIN B. LEWIS | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT |
Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: MARK G. PARKER | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: SHERYL K. SANDBERG | Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: ORIN C. SMITH | Management | For | For | ||||||||
| 2. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S REGISTERED PUBLIC ACCOUNTANTS FOR 2016. |
Management | For | For | ||||||||
| 3. | TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
| 4. | TO APPROVE THE AMENDMENT TO THE RESTATED CERTIFICATE OF INCORPORATION. |
Management | For | For | ||||||||
| 5. | TO APPROVE THE SHAREHOLDER PROPOSAL RELATING TO SIMPLE MAJORITY VOTE. |
Shareholder | Against | For | ||||||||
| 6. | TO APPROVE THE SHAREHOLDER PROPOSAL RELATING TO LOBBYING DISCLOSURE. |
Shareholder | Against | For | ||||||||
| NOVO NORDISK A/S, BAGSVAERD | ||||||||||||
| Security | K72807132 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 18-Mar-2016 | ||||||||||
| ISIN | DK0060534915 | Agenda | 706709132 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | IN THE MAJORITY OF MEETINGS THE VOTES ARE CAST WITH THE REGISTRAR WHO WILL-FOLLOW CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE OF MEETINGS THERE IS NO-REGISTRAR AND CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN OF THE BOARD OR A-BOARD MEMBER AS PROXY. CLIENTS CAN ONLY EXPECT THEM TO ACCEPT PRO-MANAGEMENT-VOTES. THE ONLY WAY TO GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES ARE-REPRESENTED AT THE MEETING IS TO SEND YOUR OWN REPRESENTATIVE OR ATTEND THE-MEETING IN PERSON. THE SUB CUSTODIAN BANKS OFFER REPRESENTATION SERVICES FOR- AN ADDED FEE IF REQUESTED. THANK YOU |
Non-Voting | ||||||||||
| CMMT | PLEASE BE ADVISED THAT SPLIT AND PARTIAL VOTING IS NOT AUTHORISED FOR A-BENEFICIAL OWNER IN THE DANISH MARKET. PLEASE CONTACT YOUR GLOBAL CUSTODIAN-FOR FURTHER INFORMATION. |
Non-Voting | ||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE |
Non-Voting | ||||||||||
| 1 | THE BOARD OF DIRECTORS ORAL REPORT ON THE COMPANY'S ACTIVITIES IN THE PAST-FINANCIAL YEAR |
Non-Voting | ||||||||||
| 2 | ADOPTION OF THE AUDITED ANNUAL REPORT 2015 | Management | No Action | |||||||||
| 3.1 | APPROVAL OF ACTUAL REMUNERATION OF THE BOARD OF DIRECTORS FOR 2015 |
Management | No Action | |||||||||
| 3.2 | APPROVAL OF REMUNERATION LEVEL OF THE BOARD OF DIRECTORS FOR 2016 |
Management | No Action | |||||||||
| 4 | RESOLUTION TO DISTRIBUTE THE PROFIT | Management | No Action | |||||||||
| 5.1 | ELECTION OF GORAN ANDO AS CHAIRMAN | Management | No Action | |||||||||
| 5.2 | ELECTION OF JEPPE CHRISTIANSEN AS VICE CHAIRMAN |
Management | No Action | |||||||||
| 5.3A | ELECTION OF OTHER MEMBERS TO THE BOARD OF DIRECTORS: BRUNO ANGELICI |
Management | No Action | |||||||||
| 5.3B | ELECTION OF OTHER MEMBERS TO THE BOARD OF DIRECTORS: BRIAN DANIELS |
Management | No Action | |||||||||
| 5.3C | ELECTION OF OTHER MEMBERS TO THE BOARD OF DIRECTORS: SYLVIE GREGOIRE |
Management | No Action | |||||||||
| 5.3D | ELECTION OF OTHER MEMBERS TO THE BOARD OF DIRECTORS: LIZ HEWITT |
Management | No Action | |||||||||
| 5.3E | ELECTION OF OTHER MEMBERS TO THE BOARD OF DIRECTORS: MARY SZELA |
Management | No Action | |||||||||
| 6 | RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS AS AUDITOR |
Management | No Action | |||||||||
| 7.1 | PROPOSALS FROM THE BOARD OF DIRECTORS: REDUCTION OF THE COMPANY'S B SHARE CAPITAL FROM DKK 412,512,800 TO DKK 402,512,800 |
Management | No Action | |||||||||
| 7.2 | PROPOSALS FROM THE BOARD OF DIRECTORS: AMENDMENTS TO THE ARTICLES OF ASSOCIATION: ABOLISHMENT OF BEARER SHARES |
Management | No Action | |||||||||
| 7.3 | PROPOSALS FROM THE BOARD OF DIRECTORS: AUTHORISATION TO THE BOARD OF DIRECTORS TO INCREASE THE COMPANY'S SHARE CAPITAL |
Management | No Action | |||||||||
| 7.4 | PROPOSALS FROM THE BOARD OF DIRECTORS: AUTHORISATION TO THE BOARD OF DIRECTORS TO ALLOW THE COMPANY TO REPURCHASE OWN SHARES |
Management | No Action | |||||||||
| 7.5A | PROPOSALS FROM THE BOARD OF DIRECTORS: AMENDMENTS TO THE ARTICLES OF ASSOCIATION: LEGAL NAME CHANGE OF NASDAQ OMX COPENHAGEN A/S |
Management | No Action | |||||||||
| 7.5B | PROPOSALS FROM THE BOARD OF DIRECTORS: AMENDMENTS TO THE ARTICLES OF ASSOCIATION: REGISTRATION OF THE EXECUTIVE MANAGEMENT |
Management | No Action | |||||||||
| 7.5C | PROPOSALS FROM THE BOARD OF DIRECTORS: AMENDMENTS TO THE ARTICLES OF ASSOCIATION: COMPANY ANNOUNCEMENTS IN ENGLISH |
Management | No Action | |||||||||
| 7.6 | ADOPTION OF REVISED REMUNERATION PRINCIPLES |
Management | No Action | |||||||||
| 8 | ANY OTHER BUSINESS | Non-Voting | ||||||||||
| STARBUCKS CORPORATION | ||||||||||||
| Security | 855244109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | SBUX | Meeting Date | 23-Mar-2016 | |||||||||
| ISIN | US8552441094 | Agenda | 934322861 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: HOWARD SCHULTZ | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: WILLIAM W. BRADLEY | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: MARY N. DILLON | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: ROBERT M. GATES | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: MELLODY HOBSON | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: KEVIN R. JOHNSON | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: JOSHUA COOPER RAMO | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: JAMES G. SHENNAN, JR. | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: CLARA SHIH | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: JAVIER G. TERUEL | Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: MYRON E. ULLMAN, III | Management | For | For | ||||||||
| 1L. | ELECTION OF DIRECTOR: CRAIG E. WEATHERUP | Management | For | For | ||||||||
| 2. | ADVISORY RESOLUTION TO APPROVE OUR EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
| 3. | APPROVE AMENDMENT AND RESTATEMENT OF OUR EXECUTIVE MANAGEMENT BONUS PLAN. |
Management | For | For | ||||||||
| 4. | RATIFICATION OF SELECTION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2016. |
Management | For | For | ||||||||
| 5. | ADOPT PROXY ACCESS BYLAW. | Shareholder | Against | For | ||||||||
| 6. | REVIEW POLICIES RELATED TO HUMAN RIGHTS. | Shareholder | Against | For | ||||||||
| LENNAR CORPORATION | ||||||||||||
| Security | 526057104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | LEN | Meeting Date | 13-Apr-2016 | |||||||||
| ISIN | US5260571048 | Agenda | 934331048 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | IRVING BOLOTIN | For | For | |||||||||
| 2 | STEVEN L. GERARD | For | For | |||||||||
| 3 | THERON I. "TIG" GILLIAM | For | For | |||||||||
| 4 | SHERRILL W. HUDSON | For | For | |||||||||
| 5 | SIDNEY LAPIDUS | For | For | |||||||||
| 6 | TERI P. MCCLURE | For | For | |||||||||
| 7 | STUART A. MILLER | For | For | |||||||||
| 8 | ARMANDO OLIVERA | For | For | |||||||||
| 9 | JEFFREY SONNENFELD | For | For | |||||||||
| 2. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS LENNAR'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING NOVEMBER 30, 2016. |
Management | For | For | ||||||||
| 3. | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF LENNAR'S NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||||
| 4. | APPROVAL OF THE LENNAR CORPORATION 2016 EQUITY INCENTIVE PLAN. |
Management | For | For | ||||||||
| 5. | APPROVAL OF THE LENNAR CORPORATION 2016 INCENTIVE COMPENSATION PLAN. |
Management | For | For | ||||||||
| 6. | APPROVAL OF A STOCKHOLDER PROPOSAL REGARDING OUR COMMON STOCK VOTING STRUCTURE, IF PROPERLY PRESENTED AT THE ANNUAL MEETING. |
Shareholder | Against | For | ||||||||
| ADOBE SYSTEMS INCORPORATED | ||||||||||||
| Security | 00724F101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ADBE | Meeting Date | 13-Apr-2016 | |||||||||
| ISIN | US00724F1012 | Agenda | 934333143 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: AMY L. BANSE | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: EDWARD W. BARNHOLT | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: ROBERT K. BURGESS | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: FRANK A. CALDERONI | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: JAMES E. DALEY | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: LAURA B. DESMOND | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: CHARLES M. GESCHKE | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: SHANTANU NARAYEN | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: DANIEL L. ROSENSWEIG | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: JOHN E. WARNOCK | Management | For | For | ||||||||
| 2. | APPROVAL OF THE 2003 EQUITY INCENTIVE PLAN AS AMENDED TO INCREASE THE AVAILABLE SHARE RESERVE BY 10 MILLION SHARES AND PROVIDE A MAXIMUM ANNUAL LIMIT ON NON-EMPLOYEE DIRECTOR COMPENSATION. |
Management | Against | Against | ||||||||
| 3. | APPROVAL OF THE 2016 EXECUTIVE CASH PERFORMANCE BONUS PLAN. |
Management | For | For | ||||||||
| 4. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. |
Management | For | For | ||||||||
| 5. | APPROVAL ON AN ADVISORY BASIS OF THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||||
| THE SHERWIN-WILLIAMS COMPANY | ||||||||||||
| Security | 824348106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | SHW | Meeting Date | 20-Apr-2016 | |||||||||
| ISIN | US8243481061 | Agenda | 934339967 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: A.F. ANTON | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: C.M. CONNOR | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: D.F. HODNIK | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: T.G. KADIEN | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: R.J. KRAMER | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: S.J. KROPF | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: J.G. MORIKIS | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: C.A. POON | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: J.M. STROPKI | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: M. THORNTON III | Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: S.H. WUNNING | Management | For | For | ||||||||
| 2. | ADVISORY APPROVAL OF COMPENSATION OF THE NAMED EXECUTIVES. |
Management | For | For | ||||||||
| 3. | APPROVAL OF THE 2006 STOCK PLAN FOR NONEMPLOYEE DIRECTORS (AMENDED AND RESTATED AS OF APRIL 20, 2016). |
Management | For | For | ||||||||
| 4. | RATIFICATION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016. |
Management | For | For | ||||||||
| PPG INDUSTRIES, INC. | ||||||||||||
| Security | 693506107 | Meeting Type | Annual | |||||||||
| Ticker Symbol | PPG | Meeting Date | 21-Apr-2016 | |||||||||
| ISIN | US6935061076 | Agenda | 934333686 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: JAMES G. BERGES | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: JOHN V. FARACI | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: VICTORIA F. HAYNES | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: MICHAEL H. MCGARRY | Management | For | For | ||||||||
| 2. | APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS ON AN ADVISORY BASIS |
Management | For | For | ||||||||
| 3. | REAPPROVE THE PERFORMANCE GOALS UNDER THE AMENDED AND RESTATED OMNIBUS INCENTIVE PLAN |
Management | For | For | ||||||||
| 4. | APPROVE THE AMENDMENT AND RESTATEMENT OF THE AMENDED AND RESTATED OMNIBUS INCENTIVE PLAN |
Management | For | For | ||||||||
| 5. | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016 |
Management | For | For | ||||||||
| 6. | SHAREHOLDER PROPOSAL REQUESTING THAT THE BOARD ADOPT A POLICY THAT GIVES PREFERENCE TO SHARE REPURCHASES RELATIVE TO CASH DIVIDENDS |
Shareholder | Against | For | ||||||||
| TEXAS INSTRUMENTS INCORPORATED | ||||||||||||
| Security | 882508104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | TXN | Meeting Date | 21-Apr-2016 | |||||||||
| ISIN | US8825081040 | Agenda | 934335781 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: R.W. BABB, JR. | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: M.A. BLINN | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: D.A. CARP | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: J.F. CLARK | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: C.S. COX | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: R. KIRK | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: P.H. PATSLEY | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: R.E. SANCHEZ | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: W.R. SANDERS | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: R.K. TEMPLETON | Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: C.T. WHITMAN | Management | For | For | ||||||||
| 2. | BOARD PROPOSAL REGARDING ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
| 3. | BOARD PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016. |
Management | For | For | ||||||||
| 4. | BOARD PROPOSAL TO APPROVE AMENDMENTS TO THE TEXAS INSTRUMENTS 2009 LONG-TERM INCENTIVE PLAN. |
Management | Against | Against | ||||||||
| HONEYWELL INTERNATIONAL INC. | ||||||||||||
| Security | 438516106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | HON | Meeting Date | 25-Apr-2016 | |||||||||
| ISIN | US4385161066 | Agenda | 934338840 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: WILLIAM S. AYER | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: KEVIN BURKE | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: JAIME CHICO PARDO | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: DAVID M. COTE | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: D. SCOTT DAVIS | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: LINNET F. DEILY | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: JUDD GREGG | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: CLIVE HOLLICK | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: GRACE D. LIEBLEIN | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: GEORGE PAZ | Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: BRADLEY T. SHEARES | Management | For | For | ||||||||
| 1L. | ELECTION OF DIRECTOR: ROBIN L. WASHINGTON | Management | For | For | ||||||||
| 2. | APPROVAL OF INDEPENDENT ACCOUNTANTS. | Management | For | For | ||||||||
| 3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
| 4. | 2016 STOCK INCENTIVE PLAN OF HONEYWELL INTERNATIONAL INC. AND ITS AFFILIATES. |
Management | For | For | ||||||||
| 5. | 2016 STOCK PLAN FOR NON-EMPLOYEE DIRECTORS OF HONEYWELL INTERNATIONAL INC. |
Management | For | For | ||||||||
| 6. | INDEPENDENT BOARD CHAIRMAN. | Shareholder | Against | For | ||||||||
| 7. | RIGHT TO ACT BY WRITTEN CONSENT. | Shareholder | Against | For | ||||||||
| 8. | POLITICAL LOBBYING AND CONTRIBUTIONS. | Shareholder | Against | For | ||||||||
| FORTUNE BRANDS HOME & SECURITY, INC. | ||||||||||||
| Security | 34964C106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | FBHS | Meeting Date | 26-Apr-2016 | |||||||||
| ISIN | US34964C1062 | Agenda | 934338890 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR (CLASS II): SUSAN S. KILSBY |
Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR (CLASS II): CHRISTOPHER J. KLEIN |
Management | For | For | ||||||||
| 2. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016. |
Management | For | For | ||||||||
| 3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. |
Management | For | For | ||||||||
| EOG RESOURCES, INC. | ||||||||||||
| Security | 26875P101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | EOG | Meeting Date | 26-Apr-2016 | |||||||||
| ISIN | US26875P1012 | Agenda | 934342267 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: JANET F. CLARK | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: CHARLES R. CRISP | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: JAMES C. DAY | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: H. LEIGHTON STEWARD | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: DONALD F. TEXTOR | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: WILLIAM R. THOMAS | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: FRANK G. WISNER | Management | For | For | ||||||||
| 2. | TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF DELOITTE & TOUCHE LLP, INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS AUDITORS FOR THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2016. |
Management | For | For | ||||||||
| 3. | TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||||
| THE COCA-COLA COMPANY | ||||||||||||
| Security | 191216100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | KO | Meeting Date | 27-Apr-2016 | |||||||||
| ISIN | US1912161007 | Agenda | 934335933 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR TO SERVE UNTIL THE 2017 ANNUAL MEETING: HERBERT A. ALLEN |
Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR TO SERVE UNTIL THE 2017 ANNUAL MEETING: RONALD W. ALLEN |
Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR TO SERVE UNTIL THE 2017 ANNUAL MEETING: MARC BOLLAND |
Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR TO SERVE UNTIL THE 2017 ANNUAL MEETING: ANA BOTIN |
Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR TO SERVE UNTIL THE 2017 ANNUAL MEETING: HOWARD G. BUFFETT |
Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR TO SERVE UNTIL THE 2017 ANNUAL MEETING: RICHARD M. DALEY |
Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR TO SERVE UNTIL THE 2017 ANNUAL MEETING: BARRY DILLER |
Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR TO SERVE UNTIL THE 2017 ANNUAL MEETING: HELENE D. GAYLE |
Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR TO SERVE UNTIL THE 2017 ANNUAL MEETING: EVAN G. GREENBERG |
Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR TO SERVE UNTIL THE 2017 ANNUAL MEETING: ALEXIS M. HERMAN |
Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR TO SERVE UNTIL THE 2017 ANNUAL MEETING: MUHTAR KENT |
Management | For | For | ||||||||
| 1L. | ELECTION OF DIRECTOR TO SERVE UNTIL THE 2017 ANNUAL MEETING: ROBERT A. KOTICK |
Management | For | For | ||||||||
| 1M. | ELECTION OF DIRECTOR TO SERVE UNTIL THE 2017 ANNUAL MEETING: MARIA ELENA LAGOMASINO |
Management | For | For | ||||||||
| 1N. | ELECTION OF DIRECTOR TO SERVE UNTIL THE 2017 ANNUAL MEETING: SAM NUNN |
Management | For | For | ||||||||
| 1O. | ELECTION OF DIRECTOR TO SERVE UNTIL THE 2017 ANNUAL MEETING: DAVID B. WEINBERG |
Management | For | For | ||||||||
| 2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION |
Management | For | For | ||||||||
| 3. | APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE INCENTIVE PLAN OF THE COCA- COLA COMPANY TO PERMIT THE TAX DEDUCTIBILITY OF CERTAIN AWARDS |
Management | For | For | ||||||||
| 4. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS TO SERVE FOR THE 2016 FISCAL YEAR |
Management | For | For | ||||||||
| 5. | SHAREOWNER PROPOSAL REGARDING HOLY LAND PRINCIPLES |
Shareholder | Against | For | ||||||||
| 6. | SHAREOWNER PROPOSAL REGARDING RESTRICTED STOCK |
Shareholder | Against | For | ||||||||
| 7. | SHAREOWNER PROPOSAL REGARDING ALIGNMENT BETWEEN CORPORATE VALUES AND POLITICAL AND POLICY ACTIVITY |
Shareholder | Against | For | ||||||||
| GENERAL ELECTRIC COMPANY | ||||||||||||
| Security | 369604103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | GE | Meeting Date | 27-Apr-2016 | |||||||||
| ISIN | US3696041033 | Agenda | 934341532 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| A1 | ELECTION OF DIRECTOR: SEBASTIEN M. BAZIN | Management | For | For | ||||||||
| A2 | ELECTION OF DIRECTOR: W. GEOFFREY BEATTIE | Management | For | For | ||||||||
| A3 | ELECTION OF DIRECTOR: JOHN J. BRENNAN | Management | For | For | ||||||||
| A4 | ELECTION OF DIRECTOR: FRANCISCO D'SOUZA | Management | For | For | ||||||||
| A5 | ELECTION OF DIRECTOR: MARIJN E. DEKKERS | Management | For | For | ||||||||
| A6 | ELECTION OF DIRECTOR: PETER B. HENRY | Management | For | For | ||||||||
| A7 | ELECTION OF DIRECTOR: SUSAN J. HOCKFIELD | Management | For | For | ||||||||
| A8 | ELECTION OF DIRECTOR: JEFFREY R. IMMELT | Management | For | For | ||||||||
| A9 | ELECTION OF DIRECTOR: ANDREA JUNG | Management | For | For | ||||||||
| A10 | ELECTION OF DIRECTOR: ROBERT W. LANE | Management | For | For | ||||||||
| A11 | ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS | Management | For | For | ||||||||
| A12 | ELECTION OF DIRECTOR: LOWELL C. MCADAM | Management | For | For | ||||||||
| A13 | ELECTION OF DIRECTOR: JAMES J. MULVA | Management | For | For | ||||||||
| A14 | ELECTION OF DIRECTOR: JAMES E. ROHR | Management | For | For | ||||||||
| A15 | ELECTION OF DIRECTOR: MARY L. SCHAPIRO | Management | For | For | ||||||||
| A16 | ELECTION OF DIRECTOR: JAMES S. TISCH | Management | For | For | ||||||||
| B1 | ADVISORY APPROVAL OF OUR NAMED EXECUTIVES' COMPENSATION |
Management | For | For | ||||||||
| B2 | RATIFICATION OF KPMG AS INDEPENDENT AUDITOR FOR 2016 |
Management | For | For | ||||||||
| C1 | LOBBYING REPORT | Shareholder | Against | For | ||||||||
| C2 | INDEPENDENT CHAIR | Shareholder | Against | For | ||||||||
| C3 | HOLY LAND PRINCIPLES | Shareholder | Against | For | ||||||||
| C4 | CUMULATIVE VOTING | Shareholder | Against | For | ||||||||
| C5 | PERFORMANCE-BASED OPTIONS | Shareholder | Against | For | ||||||||
| C6 | HUMAN RIGHTS REPORT | Shareholder | Against | For | ||||||||
| JOHNSON & JOHNSON | ||||||||||||
| Security | 478160104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | JNJ | Meeting Date | 28-Apr-2016 | |||||||||
| ISIN | US4781601046 | Agenda | 934340984 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: MARY C. BECKERLE | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: D. SCOTT DAVIS | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: IAN E.L. DAVIS | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: ALEX GORSKY | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: SUSAN L. LINDQUIST | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: MARK B. MCCLELLAN | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: ANNE M. MULCAHY | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: WILLIAM D. PEREZ | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: CHARLES PRINCE | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: A. EUGENE WASHINGTON | Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: RONALD A. WILLIAMS | Management | For | For | ||||||||
| 2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION |
Management | For | For | ||||||||
| 3. | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016 |
Management | For | For | ||||||||
| 4. | SHAREHOLDER PROPOSAL - POLICY FOR SHARE REPURCHASE PREFERENCE |
Shareholder | Against | For | ||||||||
| 5. | SHAREHOLDER PROPOSAL - INDEPENDENT BOARD CHAIRMAN |
Shareholder | Against | For | ||||||||
| 6. | SHAREHOLDER PROPOSAL - REPORT ON LOBBYING DISCLOSURE |
Shareholder | Against | For | ||||||||
| 7. | SHAREHOLDER PROPOSAL - TAKE-BACK PROGRAMS FOR UNUSED MEDICINES |
Shareholder | Against | For | ||||||||
| SNAP-ON INCORPORATED | ||||||||||||
| Security | 833034101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | SNA | Meeting Date | 28-Apr-2016 | |||||||||
| ISIN | US8330341012 | Agenda | 934342774 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: KAREN L. DANIEL | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: RUTH ANN M. GILLIS | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: JAMES P. HOLDEN | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: NATHAN J. JONES | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: HENRY W. KNUEPPEL | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: W. DUDLEY LEHMAN | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: NICHOLAS T. PINCHUK | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: GREGG M. SHERRILL | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: DONALD J. STEBBINS | Management | For | For | ||||||||
| 2. | PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2016. |
Management | For | For | ||||||||
| 3. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF SNAP-ON INCORPORATED'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN "COMPENSATION DISCUSSION AND ANALYSIS" AND "EXECUTIVE COMPENSATION INFORMATION" IN THE PROXY STATEMENT. |
Management | For | For | ||||||||
| THE BOEING COMPANY | ||||||||||||
| Security | 097023105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BA | Meeting Date | 02-May-2016 | |||||||||
| ISIN | US0970231058 | Agenda | 934340883 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: DAVID L. CALHOUN | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: ARTHUR D. COLLINS, JR. | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN |
Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: EDMUND P. GIAMBASTIANI, JR. |
Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: LYNN J. GOOD | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: LAWRENCE W. KELLNER | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: EDWARD M. LIDDY | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: DENNIS A. MUILENBURG | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: SUSAN C. SCHWAB | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: RANDALL L. STEPHENSON |
Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: RONALD A. WILLIAMS | Management | For | For | ||||||||
| 1L. | ELECTION OF DIRECTOR: MIKE S. ZAFIROVSKI | Management | For | For | ||||||||
| 2. | APPROVE, ON AN ADVISORY BASIS, NAMED EXECUTIVE OFFICER COMPENSATION. |
Management | For | For | ||||||||
| 3. | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR FOR 2016. |
Management | For | For | ||||||||
| 4. | SHAREHOLDER PROPOSAL: FURTHER REPORT ON LOBBYING ACTIVITIES. |
Shareholder | Against | For | ||||||||
| 5. | SHAREHOLDER PROPOSAL: SPECIAL SHAREOWNER MEETINGS. |
Shareholder | Against | For | ||||||||
| 6. | SHAREHOLDER PROPOSAL: INDEPENDENT BOARD CHAIRMAN. |
Shareholder | Against | For | ||||||||
| 7. | SHAREHOLDER PROPOSAL: ARMS SALES TO ISRAEL. |
Shareholder | Against | For | ||||||||
| BRISTOL-MYERS SQUIBB COMPANY | ||||||||||||
| Security | 110122108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BMY | Meeting Date | 03-May-2016 | |||||||||
| ISIN | US1101221083 | Agenda | 934349110 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: L. ANDREOTTI | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: P.J. ARDUINI | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: G. CAFORIO, M.D. | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: L.H. GLIMCHER, M.D. | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: M. GROBSTEIN | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: A.J. LACY | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: T.J. LYNCH, JR., M.D. | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: D.C. PALIWAL | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: V.L. SATO, PH.D. | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: G.L. STORCH | Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: T.D. WEST, JR. | Management | For | For | ||||||||
| 2. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS |
Management | For | For | ||||||||
| 3. | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM |
Management | For | For | ||||||||
| 4. | SPECIAL SHAREOWNER MEETINGS | Shareholder | Against | For | ||||||||
| PENSKE AUTOMOTIVE GROUP, INC. | ||||||||||||
| Security | 70959W103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | PAG | Meeting Date | 04-May-2016 | |||||||||
| ISIN | US70959W1036 | Agenda | 934346102 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | JOHN D. BARR | For | For | |||||||||
| 2 | MICHAEL R. EISENSON | For | For | |||||||||
| 3 | ROBERT H. KURNICK, JR. | For | For | |||||||||
| 4 | WILLIAM J. LOVEJOY | For | For | |||||||||
| 5 | KIMBERLY J. MCWATERS | For | For | |||||||||
| 6 | LUCIO A. NOTO | For | For | |||||||||
| 7 | ROGER S. PENSKE | For | For | |||||||||
| 8 | GREG PENSKE | For | For | |||||||||
| 9 | SANDRA E. PIERCE | For | For | |||||||||
| 10 | KANJI SASAKI | For | For | |||||||||
| 11 | RONALD G. STEINHART | For | For | |||||||||
| 12 | H. BRIAN THOMPSON | For | For | |||||||||
| 2. | RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITING FIRM FOR THE YEAR ENDING DECEMBER 31, 2016. |
Management | For | For | ||||||||
| 3. | APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
| PEPSICO, INC. | ||||||||||||
| Security | 713448108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | PEP | Meeting Date | 04-May-2016 | |||||||||
| ISIN | US7134481081 | Agenda | 934349261 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: SHONA L. BROWN | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: GEORGE W. BUCKLEY | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: CESAR CONDE | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: IAN M. COOK | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: DINA DUBLON | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: RONA A. FAIRHEAD | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: RICHARD W. FISHER | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: WILLIAM R. JOHNSON | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: INDRA K. NOOYI | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: DAVID C. PAGE | Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: ROBERT C. POHLAD | Management | For | For | ||||||||
| 1L. | ELECTION OF DIRECTOR: LLOYD G. TROTTER | Management | For | For | ||||||||
| 1M. | ELECTION OF DIRECTOR: DANIEL VASELLA | Management | For | For | ||||||||
| 1N. | ELECTION OF DIRECTOR: ALBERTO WEISSER | Management | For | For | ||||||||
| 2. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2016. |
Management | For | For | ||||||||
| 3. | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
| 4. | APPROVAL OF THE RENEWAL AND AMENDMENT OF THE PEPSICO, INC. LONG-TERM INCENTIVE PLAN. |
Management | For | For | ||||||||
| 5. | ESTABLISH BOARD COMMITTEE ON SUSTAINABILITY. |
Shareholder | Against | For | ||||||||
| 6. | REPORT ON MINIMIZING IMPACTS OF NEONICS. | Shareholder | Against | For | ||||||||
| 7. | POLICY REGARDING HOLY LAND PRINCIPLES. | Shareholder | Against | For | ||||||||
| 8. | ADOPT QUANTITATIVE RENEWABLE ENERGY TARGETS. |
Shareholder | Against | For | ||||||||
| ECOLAB INC. | ||||||||||||
| Security | 278865100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ECL | Meeting Date | 05-May-2016 | |||||||||
| ISIN | US2788651006 | Agenda | 934346897 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: DOUGLAS M. BAKER, JR. | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: BARBARA J. BECK | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: LESLIE S. BILLER | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: CARL M. CASALE | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: STEPHEN I. CHAZEN | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: JEFFREY M. ETTINGER | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: JERRY A. GRUNDHOFER | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: ARTHUR J. HIGGINS | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: MICHAEL LARSON | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: JERRY W. LEVIN | Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: DAVID W. MACLENNAN | Management | For | For | ||||||||
| 1L. | ELECTION OF DIRECTOR: TRACY B. MCKIBBEN | Management | For | For | ||||||||
| 1M. | ELECTION OF DIRECTOR: VICTORIA J. REICH | Management | For | For | ||||||||
| 1N. | ELECTION OF DIRECTOR: SUZANNE M. VAUTRINOT | Management | For | For | ||||||||
| 1O. | ELECTION OF DIRECTOR: JOHN J. ZILLMER | Management | For | For | ||||||||
| 2. | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT YEAR ENDING DECEMBER 31, 2016. |
Management | For | For | ||||||||
| 3. | APPROVE AN AMENDMENT TO THE ECOLAB INC. 2001 NON-EMPLOYEE DIRECTOR STOCK OPTION AND DEFERRED COMPENSATION PLAN. |
Management | For | For | ||||||||
| 4. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF EXECUTIVES DISCLOSED IN THE PROXY STATEMENT. |
Management | For | For | ||||||||
| 5. | STOCKHOLDER PROPOSAL REGARDING PROXY ACCESS. |
Shareholder | Against | For | ||||||||
| ALLERGAN PLC | ||||||||||||
| Security | G0177J108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | AGN | Meeting Date | 05-May-2016 | |||||||||
| ISIN | IE00BY9D5467 | Agenda | 934354565 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | NESLI BASGOZ, M.D. | For | For | |||||||||
| 2 | PAUL M. BISARO | For | For | |||||||||
| 3 | JAMES H. BLOEM | For | For | |||||||||
| 4 | CHRISTOPHER W. BODINE | For | For | |||||||||
| 5 | CHRISTOPHER J. COUGHLIN | For | For | |||||||||
| 6 | MICHAEL R. GALLAGHER | For | For | |||||||||
| 7 | CATHERINE M. KLEMA | For | For | |||||||||
| 8 | PETER J. MCDONNELL, M.D | For | For | |||||||||
| 9 | PATRICK J. O'SULLIVAN | For | For | |||||||||
| 10 | BRENTON L. SAUNDERS | For | For | |||||||||
| 11 | RONALD R. TAYLOR | For | For | |||||||||
| 12 | FRED G. WEISS | For | For | |||||||||
| 2. | TO APPROVE, IN A NON-BINDING VOTE, NAMED EXECUTIVE OFFICER COMPENSATION |
Management | For | For | ||||||||
| 3. | TO RATIFY, IN A NON-BINDING VOTE, THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016 AND TO AUTHORIZE, IN A BINDING VOTE, THE BOARD OF DIRECTORS, ACTING THROUGH THE AUDIT AND COMPLIANCE COMMITTEE, TO DETERMINE PRICEWATERHOUSECOOPERS LLP'S REMUNERATION |
Management | For | For | ||||||||
| 4A. | TO APPROVE THE AMENDMENT OF THE COMPANY'S: MEMORANDUM OF ASSOCIATION TO MAKE CERTAIN ADMINISTRATIVE AMENDMENTS |
Management | For | For | ||||||||
| 4B. | TO APPROVE THE AMENDMENT OF THE COMPANY'S: ARTICLES OF ASSOCIATION TO MAKE CERTAIN ADMINISTRATIVE AMENDMENTS |
Management | For | For | ||||||||
| 5A. | TO APPROVE THE AMENDMENT OF THE COMPANY'S ARTICLES OF ASSOCIATION IN ORDER TO: PROVIDE FOR A PLURALITY VOTING STANDARD IN THE EVENT OF A CONTESTED ELECTION |
Management | For | For | ||||||||
| 5B. | TO APPROVE THE AMENDMENT OF THE COMPANY'S ARTICLES OF ASSOCIATION IN ORDER TO: GRANT THE BOARD OF DIRECTORS SOLE AUTHORITY TO DETERMINE ITS SIZE |
Management | For | For | ||||||||
| 6. | TO APPROVE THE REDUCTION OF COMPANY CAPITAL |
Management | For | For | ||||||||
| 7. | TO CONSIDER A SHAREHOLDER PROPOSAL REGARDING AN ANNUAL REPORT ON LOBBYING ACTIVITIES, IF PROPERLY PRESENTED AT THE MEETING |
Shareholder | Against | For | ||||||||
| 8. | TO CONSIDER A SHAREHOLDER PROPOSAL REGARDING AN INDEPENDENT BOARD CHAIRMAN, IF PROPERLY PRESENTED AT THE MEETING |
Shareholder | Against | For | ||||||||
| COLGATE-PALMOLIVE COMPANY | ||||||||||||
| Security | 194162103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CL | Meeting Date | 06-May-2016 | |||||||||
| ISIN | US1941621039 | Agenda | 934347130 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: JOHN P. BILBREY | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: JOHN T. CAHILL | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: IAN COOK | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: HELENE D. GAYLE | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: ELLEN M. HANCOCK | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: C. MARTIN HARRIS | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: RICHARD J. KOGAN | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: LORRIE M. NORRINGTON | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: MICHAEL B. POLK | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: STEPHEN I. SADOVE | Management | For | For | ||||||||
| 2. | RATIFY SELECTION OF PRICEWATERHOUSECOOPERS LLP AS COLGATE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. |
Management | For | For | ||||||||
| 3. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | ||||||||
| 4. | STOCKHOLDER PROPOSAL ON SPECIAL SHAREOWNER MEETINGS. |
Shareholder | Against | For | ||||||||
| ABBVIE INC. | ||||||||||||
| Security | 00287Y109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ABBV | Meeting Date | 06-May-2016 | |||||||||
| ISIN | US00287Y1091 | Agenda | 934348524 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | WILLIAM H.L. BURNSIDE | For | For | |||||||||
| 2 | BRETT J. HART | For | For | |||||||||
| 3 | EDWARD J. RAPP | For | For | |||||||||
| 2. | RATIFICATION OF ERNST & YOUNG LLP AS ABBVIE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016 |
Management | For | For | ||||||||
| 3. | SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION |
Management | For | For | ||||||||
| 4. | APPROVAL OF A MANAGEMENT PROPOSAL REGARDING THE ANNUAL ELECTION OF DIRECTORS |
Management | For | For | ||||||||
| 5. | APPROVAL OF THE MATERIAL TERMS OF PERFORMANCE GOALS UNDER THE ABBVIE PERFORMANCE INCENTIVE PLAN |
Management | For | For | ||||||||
| 6. | STOCKHOLDER PROPOSAL - DRUG DISPOSAL REPORT |
Shareholder | Against | For | ||||||||
| 7. | STOCKHOLDER PROPOSAL - LOBBYING REPORT | Shareholder | Against | For | ||||||||
| 3M COMPANY | ||||||||||||
| Security | 88579Y101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MMM | Meeting Date | 10-May-2016 | |||||||||
| ISIN | US88579Y1010 | Agenda | 934345756 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | TO ELECT MEMBER TO THE BOARD OF DIRECTORS, EACH FOR A TERM OF ONE YEAR: SONDRA L. BARBOUR |
Management | For | For | ||||||||
| 1B. | TO ELECT MEMBER TO THE BOARD OF DIRECTORS, EACH FOR A TERM OF ONE YEAR: THOMAS "TONY" K. BROWN |
Management | For | For | ||||||||
| 1C. | TO ELECT MEMBER TO THE BOARD OF DIRECTORS, EACH FOR A TERM OF ONE YEAR: VANCE D. COFFMAN |
Management | For | For | ||||||||
| 1D. | TO ELECT MEMBER TO THE BOARD OF DIRECTORS, EACH FOR A TERM OF ONE YEAR: DAVID B. DILLON |
Management | For | For | ||||||||
| 1E. | TO ELECT MEMBER TO THE BOARD OF DIRECTORS, EACH FOR A TERM OF ONE YEAR: MICHAEL L. ESKEW |
Management | For | For | ||||||||
| 1F. | TO ELECT MEMBER TO THE BOARD OF DIRECTORS, EACH FOR A TERM OF ONE YEAR: HERBERT L. HENKEL |
Management | For | For | ||||||||
| 1G. | TO ELECT MEMBER TO THE BOARD OF DIRECTORS, EACH FOR A TERM OF ONE YEAR: MUHTAR KENT |
Management | For | For | ||||||||
| 1H. | TO ELECT MEMBER TO THE BOARD OF DIRECTORS, EACH FOR A TERM OF ONE YEAR: EDWARD M. LIDDY |
Management | For | For | ||||||||
| 1I. | TO ELECT MEMBER TO THE BOARD OF DIRECTORS, EACH FOR A TERM OF ONE YEAR: GREGORY R. PAGE |
Management | For | For | ||||||||
| 1J. | TO ELECT MEMBER TO THE BOARD OF DIRECTORS, EACH FOR A TERM OF ONE YEAR: INGE G. THULIN |
Management | For | For | ||||||||
| 1K. | TO ELECT MEMBER TO THE BOARD OF DIRECTORS, EACH FOR A TERM OF ONE YEAR: ROBERT J. ULRICH |
Management | For | For | ||||||||
| 1L. | TO ELECT MEMBER TO THE BOARD OF DIRECTORS, EACH FOR A TERM OF ONE YEAR: PATRICIA A. WOERTZ |
Management | For | For | ||||||||
| 2. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS 3M'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. |
Management | For | For | ||||||||
| 3. | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
| 4. | APPROVAL OF THE 2016 LONG-TERM INCENTIVE PLAN. |
Management | Against | Against | ||||||||
| 5. | STOCKHOLDER PROPOSAL ON SPECIAL MEETINGS. | Shareholder | Against | For | ||||||||
| 6. | STOCKHOLDER PROPOSAL ON SHARE REPURCHASE PROGRAM AND EXECUTIVE COMPENSATION. |
Shareholder | Against | For | ||||||||
| DANAHER CORPORATION | ||||||||||||
| Security | 235851102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | DHR | Meeting Date | 10-May-2016 | |||||||||
| ISIN | US2358511028 | Agenda | 934373301 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: DONALD J. EHRLICH | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: LINDA HEFNER FILLER | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: THOMAS P. JOYCE, JR. | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: TERI LIST-STOLL | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: WALTER G. LOHR, JR. | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: MITCHELL P. RALES | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: STEVEN M. RALES | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: JOHN T. SCHWIETERS | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: ALAN G. SPOON | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: ELIAS A. ZERHOUNI, M.D. | Management | For | For | ||||||||
| 2. | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS DANAHER'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. |
Management | For | For | ||||||||
| 3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. |
Management | For | For | ||||||||
| 4. | TO ACT UPON A SHAREHOLDER PROPOSAL REQUESTING THAT DANAHER ISSUE A REPORT DISCLOSING ITS POLITICAL EXPENDITURE POLICIES AND DIRECT AND INDIRECT POLITICAL EXPENDITURES. |
Shareholder | Against | For | ||||||||
| 5. | TO ACT UPON A SHAREHOLDER PROPOSAL REQUESTING THAT DANAHER ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL) |
Shareholder | Against | For | ||||||||
| CHIPOTLE MEXICAN GRILL, INC. | ||||||||||||
| Security | 169656105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CMG | Meeting Date | 11-May-2016 | |||||||||
| ISIN | US1696561059 | Agenda | 934347825 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | AL BALDOCCHI | For | For | |||||||||
| 2 | DARLENE FRIEDMAN | For | For | |||||||||
| 3 | JOHN CHARLESWORTH | For | For | |||||||||
| 4 | KIMBAL MUSK | For | For | |||||||||
| 5 | MONTY MORAN | For | For | |||||||||
| 6 | NEIL FLANZRAICH | For | For | |||||||||
| 7 | PAT FLYNN | For | For | |||||||||
| 8 | STEPHEN GILLETT | For | For | |||||||||
| 9 | STEVE ELLS | For | For | |||||||||
| 2. | AN ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT ("SAY-ON- PAY"). |
Management | For | For | ||||||||
| 3. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2016. |
Management | For | For | ||||||||
| 4. | A PROPOSAL TO APPROVE AN AMENDMENT TO THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF CHIPOTLE MEXICAN GRILL, INC., TO REMOVE A PROVISION ALLOWING ONLY THE BOARD OF DIRECTORS OR THE CHAIRMAN OF THE BOARD THE ABILITY TO CALL SPECIAL MEETINGS OF SHAREHOLDERS. |
Management | For | For | ||||||||
| 5. | A PROPOSAL TO APPROVE AMENDMENTS TO THE CHIPOTLE MEXICAN GRILL, INC. AMENDED AND RESTATED BYLAWS TO ADOPT A "PROXY ACCESS" BYLAW ALLOWING A SHAREHOLDER, OR GROUP OF NOT MORE THAN 20 SHAREHOLDERS, OWNING AN AGGREGATE OF NOT LESS THAN 5% OF OUR OUTSTANDING COMMON STOCK CONTINUOUSLY FOR AT LEAST THREE YEARS TO SUBMIT A LIMITED NUMBER OF CANDIDATES FOR ELECTION TO OUR BOARD AND TO REQUIRE US TO INCLUDE SUCH CANDIDATE(S), SUBJECT TO SATISFACTION OF THE REQUIREMENTS OF OUR BYLAWS, IN OUR PROXY MATERIALS FOR THE MEETING AT WHICH SUCH ELECTION WILL BE HELD. |
Management | For | For | ||||||||
| 6. | A SHAREHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, REQUESTING THAT THE BOARD OF DIRECTORS ADOPT AND PRESENT FOR SHAREHOLDER APPROVAL A "PROXY ACCESS" BYLAW TO ALLOW A SHAREHOLDER OR GROUP OF SHAREHOLDERS OWNING AN AGGREGATE OF 3% OR MORE OF OUR OUTSTANDING COMMON STOCK CONTINUOUSLY FOR AT LEAST THREE YEARS TO SUBMIT A LIMITED NUMBER OF CANDIDATES FOR ELECTION TO OUR BOARD AND TO REQUIRE US TO INCLUDE SUCH CANDIDATE(S) IN OUR PROXY MATERIALS FOR THE MEETING AT WHICH SUCH ELECTION WILL BE HELD. |
Shareholder | Against | For | ||||||||
| 7. | A SHAREHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, REQUESTING ADOPTION OF A STOCK RETENTION POLICY FOR SENIOR EXECUTIVES. |
Shareholder | Against | For | ||||||||
| 8. | A SHAREHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, REQUESTING THAT THE BOARD OF DIRECTORS IMPLEMENT CHANGES TO CHIPOTLE'S GOVERNING DOCUMENTS TO ALLOW SHAREHOLDERS OWNING AN AGGREGATE OF 10% OF OUR OUTSTANDING COMMON STOCK TO CALL SPECIAL MEETINGS OF SHAREHOLDERS. |
Shareholder | Against | For | ||||||||
| 9. | A SHAREHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, REQUESTING CHIPOTLE TO ISSUE AN ANNUAL SUSTAINABILITY REPORT MEETING SPECIFIED CRITERIA. |
Shareholder | Against | For | ||||||||
| 10. | A SHAREHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, REQUESTING THAT OUR COMPENSATION COMMITTEE PREPARE AND DISCLOSE A REPORT ON THE FEASIBILITY OF INCORPORATING SUSTAINABILITY MEASURES INTO EXECUTIVE OFFICER INCENTIVE COMPENSATION PROGRAMS. |
Shareholder | Against | For | ||||||||
| GILEAD SCIENCES, INC. | ||||||||||||
| Security | 375558103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | GILD | Meeting Date | 11-May-2016 | |||||||||
| ISIN | US3755581036 | Agenda | 934355567 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: JOHN F. COGAN, PH.D. | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: KEVIN E. LOFTON | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: JOHN W. MADIGAN | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: JOHN C. MARTIN, PH.D. | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: JOHN F. MILLIGAN, PH.D. | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: NICHOLAS G. MOORE | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: RICHARD J. WHITLEY, M.D. |
Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: GAYLE E. WILSON | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: PER WOLD-OLSEN | Management | For | For | ||||||||
| 2. | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF GILEAD FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. |
Management | For | For | ||||||||
| 3. | TO APPROVE THE AMENDED AND RESTATED GILEAD SCIENCES, INC. CODE SECTION 162(M) BONUS PLAN. |
Management | For | For | ||||||||
| 4. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS PRESENTED IN THE PROXY STATEMENT. |
Management | For | For | ||||||||
| 5. | TO VOTE ON A STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, REQUESTING THAT THE BOARD TAKE STEPS TO PERMIT STOCKHOLDER ACTION BY WRITTEN CONSENT. |
Shareholder | Against | For | ||||||||
| THE WHITEWAVE FOODS COMPANY | ||||||||||||
| Security | 966244105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | WWAV | Meeting Date | 12-May-2016 | |||||||||
| ISIN | US9662441057 | Agenda | 934356230 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: MICHELLE P. GOOLSBY | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: STEPHEN L. GREEN | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: ANTHONY J. MAGRO | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: W. ANTHONY VERNON | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: DOREEN A. WRIGHT | Management | For | For | ||||||||
| 2. | TO APPROVE, ON AN ADVISORY BASIS, OUR EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
| 3. | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT AUDITOR FOR 2016. |
Management | For | For | ||||||||
| UNION PACIFIC CORPORATION | ||||||||||||
| Security | 907818108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | UNP | Meeting Date | 12-May-2016 | |||||||||
| ISIN | US9078181081 | Agenda | 934383528 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: ANDREW H. CARD, JR. | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: ERROLL B. DAVIS, JR. | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: DAVID B. DILLON | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: LANCE M. FRITZ | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: CHARLES C. KRULAK | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: JANE H. LUTE | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: MICHAEL R. MCCARTHY | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: MICHAEL W. MCCONNELL | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: THOMAS F. MCLARTY, III | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: STEVEN R. ROGEL | Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: JOSE H. VILLARREAL | Management | For | For | ||||||||
| 2. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. |
Management | For | For | ||||||||
| 3. | AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
| 4. | SHAREHOLDER PROPOSAL REGARDING EXECUTIVES TO RETAIN SIGNIFICANT STOCK IF PROPERLY PRESENTED AT THE ANNUAL MEETING. |
Shareholder | Against | For | ||||||||
| 5. | SHAREHOLDER PROPOSAL REGARDING INDEPENDENT CHAIRMAN IF PROPERLY PRESENTED AT THE ANNUAL MEETING. |
Shareholder | Against | For | ||||||||
| THE CHARLES SCHWAB CORPORATION | ||||||||||||
| Security | 808513105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | SCHW | Meeting Date | 17-May-2016 | |||||||||
| ISIN | US8085131055 | Agenda | 934355959 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: JOHN K. ADAMS, JR. | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: STEPHEN A. ELLIS | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: ARUN SARIN | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: CHARLES R. SCHWAB | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: PAULA A. SNEED | Management | For | For | ||||||||
| 2. | RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS |
Management | For | For | ||||||||
| 3. | ADVISORY APPROVAL OF NAMED EXECUTIVE OFFICER COMPENSATION |
Management | For | For | ||||||||
| 4. | STOCKHOLDER PROPOSAL REQUESTING DISCLOSURE OF LOBBYING POLICY, PROCEDURES AND OVERSIGHT; LOBBYING EXPENDITURES; AND PARTICIPATION IN ORGANIZATIONS ENGAGED IN LOBBYING |
Shareholder | Against | For | ||||||||
| 5. | STOCKHOLDER PROPOSAL REQUESTING ANNUAL DISCLOSURE OF EEO-1 DATA |
Shareholder | Against | For | ||||||||
| AMAZON.COM, INC. | ||||||||||||
| Security | 023135106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | AMZN | Meeting Date | 17-May-2016 | |||||||||
| ISIN | US0231351067 | Agenda | 934366623 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: JEFFREY P. BEZOS | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: TOM A. ALBERG | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: JOHN SEELY BROWN | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: WILLIAM B. GORDON | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: JAMIE S. GORELICK | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: JUDITH A. MCGRATH | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: JONATHAN J. RUBINSTEIN | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: THOMAS O. RYDER | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: PATRICIA Q. STONESIFER | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: WENDELL P. WEEKS | Management | For | For | ||||||||
| 2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS |
Management | For | For | ||||||||
| 3. | SHAREHOLDER PROPOSAL REGARDING SUSTAINABILITY REPORTING |
Shareholder | Against | For | ||||||||
| 4. | SHAREHOLDER PROPOSAL REGARDING A REPORT CONCERNING HUMAN RIGHTS |
Shareholder | Against | For | ||||||||
| 5. | SHAREHOLDER PROPOSAL REGARDING A REPORT CONCERNING CORPORATE POLITICAL CONTRIBUTIONS |
Shareholder | Against | For | ||||||||
| THERMO FISHER SCIENTIFIC INC. | ||||||||||||
| Security | 883556102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | TMO | Meeting Date | 18-May-2016 | |||||||||
| ISIN | US8835561023 | Agenda | 934367409 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: MARC N. CASPER | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: NELSON J. CHAI | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: C. MARTIN HARRIS | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: TYLER JACKS | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: JUDY C. LEWENT | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: THOMAS J. LYNCH | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: JIM P. MANZI | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: WILLIAM G. PARRETT | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: SCOTT M. SPERLING | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: ELAINE S. ULLIAN | Management | For | For | ||||||||
| 2. | AN ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. |
Management | For | For | ||||||||
| 3. | RATIFICATION OF THE AUDIT COMMITTEE'S SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR 2016. |
Management | For | For | ||||||||
| COMCAST CORPORATION | ||||||||||||
| Security | 20030N101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CMCSA | Meeting Date | 19-May-2016 | |||||||||
| ISIN | US20030N1019 | Agenda | 934357460 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | KENNETH J. BACON | For | For | |||||||||
| 2 | MADELINE S. BELL | For | For | |||||||||
| 3 | SHELDON M. BONOVITZ | For | For | |||||||||
| 4 | EDWARD D. BREEN | For | For | |||||||||
| 5 | JOSEPH J. COLLINS | For | For | |||||||||
| 6 | GERALD L. HASSELL | For | For | |||||||||
| 7 | JEFFREY A. HONICKMAN | For | For | |||||||||
| 8 | EDUARDO MESTRE | For | For | |||||||||
| 9 | BRIAN L. ROBERTS | For | For | |||||||||
| 10 | JOHNATHAN A. RODGERS | For | For | |||||||||
| 11 | DR. JUDITH RODIN | For | For | |||||||||
| 2. | RATIFICATION OF THE APPOINTMENT OF OUR INDEPENDENT AUDITORS |
Management | For | For | ||||||||
| 3. | APPROVAL OF OUR AMENDED AND RESTATED 2002 RESTRICTED STOCK PLAN |
Management | Against | Against | ||||||||
| 4. | APPROVAL OF OUR AMENDED AND RESTATED 2003 STOCK OPTION PLAN |
Management | Against | Against | ||||||||
| 5. | APPROVAL OF THE AMENDED AND RESTATED COMCAST CORPORATION 2002 EMPLOYEE STOCK PURCHASE PLAN |
Management | For | For | ||||||||
| 6. | APPROVAL OF THE AMENDED AND RESTATED COMCAST- NBCUNIVERSAL 2011 EMPLOYEE STOCK PURCHASE PLAN |
Management | For | For | ||||||||
| 7. | TO PROVIDE A LOBBYING REPORT | Shareholder | Against | For | ||||||||
| 8. | TO PROHIBIT ACCELERATED VESTING OF STOCK UPON A CHANGE IN CONTROL |
Shareholder | Against | For | ||||||||
| 9. | TO REQUIRE AN INDEPENDENT BOARD CHAIRMAN | Shareholder | Against | For | ||||||||
| 10. | TO STOP 100-TO-ONE VOTING POWER | Shareholder | For | Against | ||||||||
| THE HOME DEPOT, INC. | ||||||||||||
| Security | 437076102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | HD | Meeting Date | 19-May-2016 | |||||||||
| ISIN | US4370761029 | Agenda | 934359907 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: GERARD J. ARPEY | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: ARI BOUSBIB | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: GREGORY D. BRENNEMAN |
Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: J. FRANK BROWN | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: ALBERT P. CAREY | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: ARMANDO CODINA | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: HELENA B. FOULKES | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: LINDA R. GOODEN | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: WAYNE M. HEWETT | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: KAREN L. KATEN | Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: CRAIG A. MENEAR | Management | For | For | ||||||||
| 1L. | ELECTION OF DIRECTOR: MARK VADON | Management | For | For | ||||||||
| 2. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP | Management | For | For | ||||||||
| 3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION |
Management | For | For | ||||||||
| 4. | SHAREHOLDER PROPOSAL REGARDING PREPARATION OF AN EMPLOYMENT DIVERSITY REPORT |
Shareholder | Against | For | ||||||||
| 5. | SHAREHOLDER PROPOSAL TO REDUCE THE THRESHOLD TO CALL SPECIAL SHAREHOLDER MEETINGS TO 10% OF OUTSTANDING SHARES |
Shareholder | Against | For | ||||||||
| AMGEN INC. | ||||||||||||
| Security | 031162100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | AMGN | Meeting Date | 19-May-2016 | |||||||||
| ISIN | US0311621009 | Agenda | 934360645 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR FOR A TERM EXPIRING AT 2017: DR. DAVID BALTIMORE |
Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR FOR A TERM EXPIRING AT 2017: MR. FRANK J. BIONDI, JR. |
Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR FOR A TERM EXPIRING AT 2017: MR. ROBERT A. BRADWAY |
Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR FOR A TERM EXPIRING AT 2017: MR. FRANCOIS DE CARBONNEL |
Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR FOR A TERM EXPIRING AT 2017: MR. ROBERT A. ECKERT |
Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR FOR A TERM EXPIRING AT 2017: MR. GREG C. GARLAND |
Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR FOR A TERM EXPIRING AT 2017: MR. FRED HASSAN |
Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR FOR A TERM EXPIRING AT 2017: DR. REBECCA M. HENDERSON |
Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR FOR A TERM EXPIRING AT 2017: MR. FRANK C. HERRINGER |
Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR FOR A TERM EXPIRING AT 2017: DR. TYLER JACKS |
Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR FOR A TERM EXPIRING AT 2017: MS. JUDITH C. PELHAM |
Management | For | For | ||||||||
| 1L. | ELECTION OF DIRECTOR FOR A TERM EXPIRING AT 2017: DR. RONALD D. SUGAR |
Management | For | For | ||||||||
| 1M. | ELECTION OF DIRECTOR FOR A TERM EXPIRING AT 2017: DR. R. SANDERS WILLIAMS |
Management | For | For | ||||||||
| 2. | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. |
Management | For | For | ||||||||
| 3. | ADVISORY VOTE TO APPROVE OUR EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
| 4. | STOCKHOLDER PROPOSAL TO CHANGE THE VOTING STANDARD APPLICABLE TO NON-BINDING PROPOSALS SUBMITTED BY STOCKHOLDERS. |
Shareholder | Against | For | ||||||||
| INTEL CORPORATION | ||||||||||||
| Security | 458140100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | INTC | Meeting Date | 19-May-2016 | |||||||||
| ISIN | US4581401001 | Agenda | 934362168 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: ANEEL BHUSRI | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: ANDY D. BRYANT | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: JOHN J. DONAHOE | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: REED E. HUNDT | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: BRIAN M. KRZANICH | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: JAMES D. PLUMMER | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: DAVID S. POTTRUCK | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: FRANK D. YEARY | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: DAVID B. YOFFIE | Management | For | For | ||||||||
| 2. | RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016 |
Management | For | For | ||||||||
| 3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION |
Management | For | For | ||||||||
| 4. | STOCKHOLDER PROPOSAL ON IMPLEMENTING PRINCIPLES ENTITLED "HOLY LAND PRINCIPLES" |
Shareholder | Against | For | ||||||||
| 5. | STOCKHOLDER PROPOSAL ON WHETHER TO ALLOW STOCKHOLDERS TO ACT BY WRITTEN CONSENT |
Shareholder | Against | For | ||||||||
| 6. | STOCKHOLDER PROPOSAL ON WHETHER TO ADOPT AN ALTERNATIVE VOTE COUNTING STANDARD |
Shareholder | Against | For | ||||||||
| CVS HEALTH CORPORATION | ||||||||||||
| Security | 126650100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CVS | Meeting Date | 19-May-2016 | |||||||||
| ISIN | US1266501006 | Agenda | 934366584 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: RICHARD M. BRACKEN | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: C. DAVID BROWN II | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: ALECIA A. DECOUDREAUX |
Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: NANCY-ANN M. DEPARLE | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: DAVID W. DORMAN | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: ANNE M. FINUCANE | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: LARRY J. MERLO | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: JEAN-PIERRE MILLON | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: RICHARD J. SWIFT | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: WILLIAM C. WELDON | Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: TONY L. WHITE | Management | For | For | ||||||||
| 2. | PROPOSAL TO RATIFY INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2016. |
Management | For | For | ||||||||
| 3. | SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
| 4. | STOCKHOLDER PROPOSAL REGARDING A REPORT ON ALIGNMENT OF CORPORATE VALUES AND POLITICAL CONTRIBUTIONS. |
Shareholder | Against | For | ||||||||
| 5. | STOCKHOLDER PROPOSAL REGARDING A REPORT ON EXECUTIVE PAY. |
Shareholder | Against | For | ||||||||
| PANERA BREAD COMPANY | ||||||||||||
| Security | 69840W108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | PNRA | Meeting Date | 19-May-2016 | |||||||||
| ISIN | US69840W1080 | Agenda | 934397248 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | LARRY J. FRANKLIN | For | For | |||||||||
| 2 | DIANE HESSAN | For | For | |||||||||
| 3 | WILLIAM W. MORETON | For | For | |||||||||
| 2. | TO APPROVE, IN AN ADVISORY "SAY-ON-PAY" VOTE, THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS OF PANERA BREAD COMPANY. |
Management | For | For | ||||||||
| 3. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS PANERA BREAD COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 27, 2016. |
Management | For | For | ||||||||
| BLACKROCK, INC. | ||||||||||||
| Security | 09247X101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BLK | Meeting Date | 25-May-2016 | |||||||||
| ISIN | US09247X1019 | Agenda | 934385130 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: ABDLATIF YOUSEF AL- HAMAD |
Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: MATHIS CABIALLAVETTA | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: PAMELA DALEY | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: WILLIAM S. DEMCHAK | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: JESSICA P. EINHORN | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: LAURENCE D. FINK | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: FABRIZIO FREDA | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: MURRY S. GERBER | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: JAMES GROSFELD | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: ROBERT S. KAPITO | Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: DAVID H. KOMANSKY | Management | For | For | ||||||||
| 1L. | ELECTION OF DIRECTOR: SIR DERYCK MAUGHAN | Management | For | For | ||||||||
| 1M. | ELECTION OF DIRECTOR: CHERYL D. MILLS | Management | For | For | ||||||||
| 1N. | ELECTION OF DIRECTOR: GORDON M. NIXON | Management | For | For | ||||||||
| 1O. | ELECTION OF DIRECTOR: THOMAS H. O'BRIEN | Management | For | For | ||||||||
| 1P. | ELECTION OF DIRECTOR: IVAN G. SEIDENBERG | Management | For | For | ||||||||
| 1Q. | ELECTION OF DIRECTOR: MARCO ANTONIO SLIM DOMIT |
Management | For | For | ||||||||
| 1R. | ELECTION OF DIRECTOR: JOHN S. VARLEY | Management | For | For | ||||||||
| 1S. | ELECTION OF DIRECTOR: SUSAN L. WAGNER | Management | For | For | ||||||||
| 2. | APPROVAL, IN A NON-BINDING ADVISORY VOTE, OF THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS, AS DISCLOSED AND DISCUSSED IN THE PROXY STATEMENT. |
Management | For | For | ||||||||
| 3. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS BLACKROCK'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR 2016. |
Management | For | For | ||||||||
| 4. | APPROVAL OF A MANAGEMENT PROPOSAL TO AMEND THE BYLAWS TO IMPLEMENT "PROXY ACCESS". |
Management | For | For | ||||||||
| 5. | A STOCKHOLDER PROPOSAL BY THE STEPHEN M. SILBERSTEIN REVOCABLE TRUST REGARDING PROXY VOTING PRACTICES RELATING TO EXECUTIVE COMPENSATION. |
Shareholder | Against | For | ||||||||
| TIFFANY & CO. | ||||||||||||
| Security | 886547108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | TIF | Meeting Date | 26-May-2016 | |||||||||
| ISIN | US8865471085 | Agenda | 934366748 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: MICHAEL J. KOWALSKI | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: ROSE MARIE BRAVO | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: GARY E. COSTLEY | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: FREDERIC CUMENAL | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: LAWRENCE K. FISH | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: ABBY F. KOHNSTAMM | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: CHARLES K. MARQUIS | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: PETER W. MAY | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: WILLIAM A. SHUTZER | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: ROBERT S. SINGER | Management | For | For | ||||||||
| 2. | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 31, 2017. |
Management | For | For | ||||||||
| 3. | APPROVAL OF THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS IN FISCAL 2015. |
Management | For | For | ||||||||
| 4. | SHAREHOLDER PROPOSAL THAT THE COMPANY ADOPT A GENERAL PAYOUT POLICY THAT GIVES PREFERENCE TO SHARE REPURCHASES (RELATIVE TO CASH DIVIDENDS) AS A METHOD TO RETURN CAPITAL TO SHAREHOLDERS. |
Shareholder | Against | For | ||||||||
| TESLA MOTORS, INC. | ||||||||||||
| Security | 88160R101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | TSLA | Meeting Date | 31-May-2016 | |||||||||
| ISIN | US88160R1014 | Agenda | 934391878 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1.1 | ELECTION OF CLASS III DIRECTOR: BRAD W. BUSS | Management | For | For | ||||||||
| 1.2 | ELECTION OF CLASS III DIRECTOR: IRA EHRENPREIS |
Management | For | For | ||||||||
| 2. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS TESLA'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. |
Management | For | For | ||||||||
| 3. | A STOCKHOLDER PROPOSAL TO ELIMINATE LIMITED SUPERMAJORITY VOTING REQUIREMENTS FROM TESLA'S GOVERNING DOCUMENTS. |
Shareholder | For | Against | ||||||||
| THE PRICELINE GROUP INC. | ||||||||||||
| Security | 741503403 | Meeting Type | Annual | |||||||||
| Ticker Symbol | PCLN | Meeting Date | 02-Jun-2016 | |||||||||
| ISIN | US7415034039 | Agenda | 934394723 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | TIMOTHY M. ARMSTRONG | For | For | |||||||||
| 2 | JEFFERY H. BOYD | For | For | |||||||||
| 3 | JAN L. DOCTER | For | For | |||||||||
| 4 | JEFFREY E. EPSTEIN | For | For | |||||||||
| 5 | JAMES M. GUYETTE | For | For | |||||||||
| 6 | CHARLES H. NOSKI | For | For | |||||||||
| 7 | NANCY B. PERETSMAN | For | For | |||||||||
| 8 | THOMAS E. ROTHMAN | For | For | |||||||||
| 9 | CRAIG W. RYDIN | For | For | |||||||||
| 10 | LYNN M. VOJVODICH | For | For | |||||||||
| 2. | TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. |
Management | For | For | ||||||||
| 3. | TO APPROVE ON AN ADVISORY BASIS THE COMPENSATION PAID BY THE COMPANY TO ITS NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||||
| SALESFORCE.COM, INC. | ||||||||||||
| Security | 79466L302 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CRM | Meeting Date | 02-Jun-2016 | |||||||||
| ISIN | US79466L3024 | Agenda | 934395903 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: MARC BENIOFF | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: KEITH BLOCK | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: CRAIG CONWAY | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: ALAN HASSENFELD | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: NEELIE KROES | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: COLIN POWELL | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: SANFORD ROBERTSON | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: JOHN V. ROOS | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: LAWRENCE TOMLINSON | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: ROBIN WASHINGTON | Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: MAYNARD WEBB | Management | For | For | ||||||||
| 1L. | ELECTION OF DIRECTOR: SUSAN WOJCICKI | Management | For | For | ||||||||
| 2. | APPROVAL OF THE AMENDMENT AND RESTATEMENT OF CERTIFICATE OF INCORPORATION TO CLARIFY PROVISIONS RELATED TO REMOVAL OF DIRECTORS |
Management | For | For | ||||||||
| 3. | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS |
Management | For | For | ||||||||
| 4. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION |
Management | For | For | ||||||||
| 5. | STOCKHOLDER PROPOSAL FOR POLICY LIMITING CHANGE IN CONTROL BENEFITS |
Shareholder | Against | For | ||||||||
| 6. | STOCKHOLDER PROPOSAL FOR SHARE RETENTION POLICY FOR SENIOR EXECUTIVES |
Shareholder | Against | For | ||||||||
| UNITEDHEALTH GROUP INCORPORATED | ||||||||||||
| Security | 91324P102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | UNH | Meeting Date | 06-Jun-2016 | |||||||||
| ISIN | US91324P1021 | Agenda | 934400247 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: WILLIAM C. BALLARD, JR. | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: EDSON BUENO, M.D. | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: RICHARD T. BURKE | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: ROBERT J. DARRETTA | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: STEPHEN J. HEMSLEY | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: MICHELE J. HOOPER | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: RODGER A. LAWSON | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: GLENN M. RENWICK | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: KENNETH I. SHINE, M.D. | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: GAIL R. WILENSKY, PH.D. | Management | For | For | ||||||||
| 2. | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
| 3. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2016. |
Management | For | For | ||||||||
| THE TJX COMPANIES, INC. | ||||||||||||
| Security | 872540109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | TJX | Meeting Date | 07-Jun-2016 | |||||||||
| ISIN | US8725401090 | Agenda | 934413206 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: ZEIN ABDALLA | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: JOSE B. ALVAREZ | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: ALAN M. BENNETT | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: DAVID T. CHING | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: ERNIE HERRMAN | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: MICHAEL F. HINES | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: AMY B. LANE | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: CAROL MEYROWITZ | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: JOHN F. O'BRIEN | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: WILLOW B. SHIRE | Management | For | For | ||||||||
| 2. | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS AS TJX'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2017. |
Management | For | For | ||||||||
| 3. | SAY-ON-PAY: ADVISORY APPROVAL OF TJX'S EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
| 4. | STOCKHOLDER PROPOSAL FOR INCLUSION OF DIVERSITY AS A CEO PERFORMANCE MEASURE. |
Shareholder | Against | For | ||||||||
| 5. | STOCKHOLDER PROPOSAL FOR A REVIEW AND SUMMARY REPORT ON EXECUTIVE COMPENSATION POLICIES. |
Shareholder | Against | For | ||||||||
| BIOGEN INC. | ||||||||||||
| Security | 09062X103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BIIB | Meeting Date | 08-Jun-2016 | |||||||||
| ISIN | US09062X1037 | Agenda | 934393442 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: ALEXANDER J. DENNER | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: CAROLINE D. DORSA | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: NANCY L. LEAMING | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: RICHARD C. MULLIGAN | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: ROBERT W. PANGIA | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: STELIOS PAPADOPOULOS |
Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: BRIAN S. POSNER | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: ERIC K. ROWINSKY | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: GEORGE A. SCANGOS | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: LYNN SCHENK | Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: STEPHEN A. SHERWIN | Management | For | For | ||||||||
| 2. | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS BIOGEN INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. |
Management | For | For | ||||||||
| 3. | SAY ON PAY - TO APPROVE AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
| ALPHABET INC | ||||||||||||
| Security | 02079K305 | Meeting Type | Annual | |||||||||
| Ticker Symbol | GOOGL | Meeting Date | 08-Jun-2016 | |||||||||
| ISIN | US02079K3059 | Agenda | 934406667 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | LARRY PAGE | For | For | |||||||||
| 2 | SERGEY BRIN | For | For | |||||||||
| 3 | ERIC E. SCHMIDT | For | For | |||||||||
| 4 | L. JOHN DOERR | For | For | |||||||||
| 5 | DIANE B. GREENE | For | For | |||||||||
| 6 | JOHN L. HENNESSY | For | For | |||||||||
| 7 | ANN MATHER | For | For | |||||||||
| 8 | ALAN R. MULALLY | For | For | |||||||||
| 9 | PAUL S. OTELLINI | For | For | |||||||||
| 10 | K. RAM SHRIRAM | For | For | |||||||||
| 11 | SHIRLEY M. TILGHMAN | For | For | |||||||||
| 2. | THE RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS ALPHABET'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. |
Management | For | For | ||||||||
| 3. | THE APPROVAL OF AMENDMENTS TO ALPHABET'S 2012 STOCK PLAN TO ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). |
Management | Against | Against | ||||||||
| 4. | THE APPROVAL OF AN AMENDMENT TO THE FOURTH AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF GOOGLE INC., ALPHABET'S WHOLLY OWNED SUBSIDIARY, TO REMOVE A PROVISION THAT REQUIRES THE VOTE OF THE STOCKHOLDERS OF ALPHABET, IN ADDITION TO THE VOTE OF ALPHABET (AS SOLE STOCKHOLDER), IN ORDER FOR GOOGLE TO TAKE CERTAIN ACTIONS. |
Management | Against | Against | ||||||||
| 5. | A STOCKHOLDER PROPOSAL REGARDING EQUAL SHAREHOLDER VOTING, IF PROPERLY PRESENTED AT THE MEETING. |
Shareholder | Against | For | ||||||||
| 6. | A STOCKHOLDER PROPOSAL REGARDING A LOBBYING REPORT, IF PROPERLY PRESENTED AT THE MEETING. |
Shareholder | Against | For | ||||||||
| 7. | A STOCKHOLDER PROPOSAL REGARDING A POLITICAL CONTRIBUTIONS REPORT, IF PROPERLY PRESENTED AT THE MEETING. |
Shareholder | Against | For | ||||||||
| 8. | A STOCKHOLDER PROPOSAL REGARDING THE ADOPTION OF A MAJORITY VOTE STANDARD FOR THE ELECTION OF DIRECTORS, IF PROPERLY PRESENTED AT THE MEETING. |
Shareholder | Against | For | ||||||||
| 9. | A STOCKHOLDER PROPOSAL REGARDING AN INDEPENDENT CHAIRMAN OF THE BOARD POLICY, IF PROPERLY PRESENTED AT THE MEETING. |
Shareholder | Against | For | ||||||||
| 10. | A STOCKHOLDER PROPOSAL REGARDING A REPORT ON GENDER PAY, IF PROPERLY PRESENTED AT THE MEETING. |
Shareholder | Against | For | ||||||||
| REGENERON PHARMACEUTICALS, INC. | ||||||||||||
| Security | 75886F107 | Meeting Type | Annual | |||||||||
| Ticker Symbol | REGN | Meeting Date | 10-Jun-2016 | |||||||||
| ISIN | US75886F1075 | Agenda | 934407671 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1.1 | ELECTION OF DIRECTOR: MICHAEL S. BROWN | Management | For | For | ||||||||
| 1.2 | ELECTION OF DIRECTOR: LEONARD S. SCHLEIFER | Management | For | For | ||||||||
| 1.3 | ELECTION OF DIRECTOR: GEORGE D. YANCOPOULOS |
Management | For | For | ||||||||
| 2. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. |
Management | For | For | ||||||||
| CELGENE CORPORATION | ||||||||||||
| Security | 151020104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CELG | Meeting Date | 15-Jun-2016 | |||||||||
| ISIN | US1510201049 | Agenda | 934403419 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | ROBERT J. HUGIN | For | For | |||||||||
| 2 | MARK J. ALLES | For | For | |||||||||
| 3 | RICHARD W BARKER D PHIL | For | For | |||||||||
| 4 | MICHAEL W. BONNEY | For | For | |||||||||
| 5 | MICHAEL D. CASEY | For | For | |||||||||
| 6 | CARRIE S. COX | For | For | |||||||||
| 7 | JACQUALYN A. FOUSE, PHD | For | For | |||||||||
| 8 | MICHAEL A. FRIEDMAN, MD | For | For | |||||||||
| 9 | JULIA A. HALLER, M.D. | For | For | |||||||||
| 10 | GILLA S. KAPLAN, PH.D. | For | For | |||||||||
| 11 | JAMES J. LOUGHLIN | For | For | |||||||||
| 12 | ERNEST MARIO, PH.D. | For | For | |||||||||
| 2. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. |
Management | For | For | ||||||||
| 3. | APPROVAL OF AN AMENDMENT TO THE COMPANY'S 2008 STOCK INCENTIVE PLAN. |
Management | Against | Against | ||||||||
| 4. | APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||||
| 5. | RATIFICATION OF AN AMENDMENT TO THE COMPANY'S BY-LAWS. |
Management | For | For | ||||||||
| 6. | STOCKHOLDER PROPOSAL TO REQUEST A BY-LAW PROVISION GRANTING STOCKHOLDERS THE RIGHT TO CALL SPECIAL MEETINGS, DESCRIBED IN MORE DETAIL IN THE PROXY STATEMENT. |
Shareholder | Against | For | ||||||||
| 7. | STOCKHOLDER PROPOSAL TO REQUEST A PROXY ACCESS BY-LAW PROVISION, DESCRIBED IN MORE DETAIL IN THE PROXY STATEMENT. |
Shareholder | For | Against | ||||||||
| TIME WARNER INC. | ||||||||||||
| Security | 887317303 | Meeting Type | Annual | |||||||||
| Ticker Symbol | TWX | Meeting Date | 17-Jun-2016 | |||||||||
| ISIN | US8873173038 | Agenda | 934408382 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: JAMES L. BARKSDALE | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: WILLIAM P. BARR | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: JEFFREY L. BEWKES | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: STEPHEN F. BOLLENBACH |
Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: ROBERT C. CLARK | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: MATHIAS DOPFNER | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: JESSICA P. EINHORN | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: FRED HASSAN | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: PAUL D. WACHTER | Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: DEBORAH C. WRIGHT | Management | For | For | ||||||||
| 2. | RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITOR. |
Management | For | For | ||||||||
| 3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. |
Management | For | For | ||||||||
| FACEBOOK INC. | ||||||||||||
| Security | 30303M102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | FB | Meeting Date | 20-Jun-2016 | |||||||||
| ISIN | US30303M1027 | Agenda | 934444946 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | MARC L. ANDREESSEN | Withheld | Against | |||||||||
| 2 | ERSKINE B. BOWLES | For | For | |||||||||
| 3 | S.D. DESMOND-HELLMANN | For | For | |||||||||
| 4 | REED HASTINGS | For | For | |||||||||
| 5 | JAN KOUM | For | For | |||||||||
| 6 | SHERYL K. SANDBERG | For | For | |||||||||
| 7 | PETER A. THIEL | For | For | |||||||||
| 8 | MARK ZUCKERBERG | For | For | |||||||||
| 2. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS FACEBOOK, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. |
Management | For | For | ||||||||
| 3. | TO HOLD A NON-BINDING ADVISORY VOTE ON THE COMPENSATION PROGRAM FOR OUR NAMED EXECUTIVE OFFICERS AS DISCLOSED IN OUR PROXY STATEMENT. |
Management | For | For | ||||||||
| 4. | TO RATIFY OUR GRANT OF RESTRICTED STOCK UNITS (RSUS) TO OUR NON-EMPLOYEE DIRECTORS DURING THE YEAR ENDED DECEMBER 31, 2013. |
Management | For | For | ||||||||
| 5. | TO RATIFY OUR GRANT OF RSUS TO OUR NON- EMPLOYEE DIRECTORS DURING THE YEARS ENDED DECEMBER 31, 2014 AND 2015. |
Management | For | For | ||||||||
| 6. | TO APPROVE OUR ANNUAL COMPENSATION PROGRAM FOR NON-EMPLOYEE DIRECTORS. |
Management | For | For | ||||||||
| 7A. | TO APPROVE THE ADOPTION OF OUR AMENDED AND RESTATED CERTIFICATE OF INCORPORATION, COMPRISING: THE APPROVAL OF THE ADOPTION OF AMENDMENTS TO OUR RESTATED CERTIFICATE OF INCORPORATION TO ESTABLISH THE CLASS C CAPITAL STOCK AND TO MAKE CERTAIN CLARIFYING CHANGES. |
Management | Against | Against | ||||||||
| 7B. | TO APPROVE THE ADOPTION OF OUR AMENDED AND RESTATED CERTIFICATE OF INCORPORATION, COMPRISING: THE APPROVAL OF THE ADOPTION OF AMENDMENTS TO OUR RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF CLASS A COMMON STOCK FROM 5,000,000,000 TO 20,000,000,000. |
Management | Against | Against | ||||||||
| 7C. | TO APPROVE THE ADOPTION OF OUR AMENDED AND RESTATED CERTIFICATE OF INCORPORATION, COMPRISING: THE APPROVAL OF THE ADOPTION OF AMENDMENTS TO OUR RESTATED CERTIFICATE OF INCORPORATION TO PROVIDE FOR THE EQUAL TREATMENT OF SHARES OF CLASS A COMMON STOCK, CLASS B COMMON STOCK, AND CLASS C CAPITAL STOCK IN CONNECTION WITH DIVIDENDS AND DISTRIBUTIONS, CERTAIN TRANSACTIONS, AND UPON OUR LIQUIDATION, DISSOLUTION, OR WINDING UP. |
Management | For | For | ||||||||
| 7D. | TO APPROVE THE ADOPTION OF OUR AMENDED AND RESTATED CERTIFICATE OF INCORPORATION, COMPRISING: THE APPROVAL OF THE ADOPTION OF AMENDMENTS TO OUR RESTATED CERTIFICATE OF INCORPORATION TO PROVIDE FOR ADDITIONAL EVENTS UPON WHICH ALL OF OUR SHARES OF CLASS B COMMON STOCK WILL AUTOMATICALLY CONVERT TO CLASS A COMMON STOCK, TO PROVIDE FOR ADDITIONAL INSTANCES WHERE CLASS B COMMON STOCK WOULD NOT CONVERT TO CLASS A COMMON STOCK IN CONNECTION WITH CERTAIN TRANSFERS, AND TO MAKE CERTAIN RELATED CHANGES TO THE CLASS B COMMON STOCK CONVERSION PROVISIONS. |
Management | For | For | ||||||||
| 8. | TO AMEND AND RESTATE OUR 2012 EQUITY INCENTIVE PLAN. |
Management | Against | Against | ||||||||
| 9. | A STOCKHOLDER PROPOSAL REGARDING CHANGE IN STOCKHOLDER VOTING. |
Shareholder | For | Against | ||||||||
| 10. | A STOCKHOLDER PROPOSAL REGARDING AN ANNUAL SUSTAINABILITY REPORT. |
Shareholder | For | Against | ||||||||
| 11. | A STOCKHOLDER PROPOSAL REGARDING A LOBBYING REPORT. |
Shareholder | For | Against | ||||||||
| 12. | A STOCKHOLDER PROPOSAL REGARDING AN INTERNATIONAL PUBLIC POLICY COMMITTEE. |
Shareholder | Against | For | ||||||||
| 13. | A STOCKHOLDER PROPOSAL REGARDING A GENDER PAY EQUITY REPORT. |
Shareholder | Against | For | ||||||||
| NIELSEN HOLDINGS PLC | ||||||||||||
| Security | G6518L108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | NLSN | Meeting Date | 21-Jun-2016 | |||||||||
| ISIN | GB00BWFY5505 | Agenda | 934413333 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: JAMES A. ATTWOOD, JR. | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: MITCH BARNS | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: DAVID L. CALHOUN | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: KAREN M. HOGUET | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: JAMES M. KILTS | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: HARISH MANWANI | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: KATHRYN V. MARINELLO | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: ROBERT POZEN | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: VIVEK RANADIVE | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: JAVIER G. TERUEL | Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: LAUREN ZALAZNICK | Management | For | For | ||||||||
| 2. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2016. |
Management | For | For | ||||||||
| 3. | TO REAPPOINT ERNST & YOUNG LLP AS OUR UK STATUTORY AUDITOR TO AUDIT OUR UK STATUTORY ANNUAL ACCOUNTS FOR THE YEAR ENDING DECEMBER 31, 2016. |
Management | For | For | ||||||||
| 4. | TO AUTHORIZE THE BOARD OF DIRECTORS TO DETERMINE THE COMPENSATION OF OUR UK STATUTORY AUDITOR. |
Management | For | For | ||||||||
| 5. | TO APPROVE THE NIELSEN HOLDINGS PLC 2016 EMPLOYEE SHARE PURCHASE PLAN. |
Management | For | For | ||||||||
| 6. | TO APPROVE ON A NON-BINDING, ADVISORY BASIS THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT PURSUANT TO THE RULES OF THE U.S. SECURITIES AND EXCHANGE COMMISSION. |
Management | For | For | ||||||||
| 7. | TO APPROVE ON A NON-BINDING, ADVISORY BASIS THE DIRECTORS' COMPENSATION REPORT FOR THE YEAR ENDED DECEMBER 31, 2015. |
Management | For | For | ||||||||
| 8. | TO APPROVE THE DIRECTORS' COMPENSATION POLICY. |
Management | For | For | ||||||||
| MASTERCARD INCORPORATED | ||||||||||||
| Security | 57636Q104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MA | Meeting Date | 28-Jun-2016 | |||||||||
| ISIN | US57636Q1040 | Agenda | 934417280 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: RICHARD HAYTHORNTHWAITE |
Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: AJAY BANGA | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: SILVIO BARZI | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: DAVID R. CARLUCCI | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: STEVEN J. FREIBERG | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: JULIUS GENACHOWSKI | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: MERIT E. JANOW | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: NANCY J. KARCH | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: OKI MATSUMOTO | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: RIMA QURESHI | Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: JOSE OCTAVIO REYES LAGUNES |
Management | For | For | ||||||||
| 1L. | ELECTION OF DIRECTOR: JACKSON TAI | Management | For | For | ||||||||
| 2. | ADVISORY APPROVAL OF MASTERCARD'S EXECUTIVE COMPENSATION |
Management | For | For | ||||||||
| 3. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR MASTERCARD FOR 2016 |
Management | For | For | ||||||||
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Registrant The GAMCO Growth Fund
By (Signature and Title)* /s/ Bruce N. Alpert
Bruce N. Alpert, Principal Executive Officer
Date 8/1/16
*Print the name and title of each signing officer under his or her signature.