UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-04873
The GAMCO Growth
Fund
(Exact name of registrant as specified in charter)
One Corporate Center
Rye, New York 10580-1422
(Address of principal executive offices) (Zip code)
Bruce N. Alpert
Gabelli Funds, LLC
One Corporate Center
Rye, New York 10580-1422
(Name and address of agent for service)
Registrant's telephone number, including area code: 1-800-422-3554
Date of fiscal year end: December 31
Date of reporting period: July 1, 2014 – June 30, 2015
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington, DC 20549. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2014 TO JUNE 30, 2015
| Investment Company Report | ||||||||||||
| MCKESSON CORPORATION | ||||||||||||
| Security | 58155Q103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MCK | Meeting Date | 30-Jul-2014 | |||||||||
| ISIN | US58155Q1031 | Agenda | 934050345 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: ANDY D. BRYANT | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: WAYNE A. BUDD | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: N. ANTHONY COLES, M.D. |
Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: JOHN H. HAMMERGREN |
Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: ALTON F. IRBY III | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: M. CHRISTINE JACOBS |
Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: MARIE L. KNOWLES |
Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: DAVID M. LAWRENCE, M.D. |
Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: EDWARD A. MUELLER |
Management | For | For | ||||||||
| 2. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 31, 2015. |
Management | For | For | ||||||||
| 3. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. |
Management | Abstain | Against | ||||||||
| 4. | SHAREHOLDER PROPOSAL ON ACTION BY WRITTEN CONSENT OF SHAREHOLDERS. |
Shareholder | Against | For | ||||||||
| 5. | SHAREHOLDER PROPOSAL ON DISCLOSURE OF POLITICAL CONTRIBUTIONS AND EXPENDITURES. |
Shareholder | Against | For | ||||||||
| 6. | SHAREHOLDER PROPOSAL ON ACCELERATED VESTING OF EQUITY AWARDS. |
Shareholder | Against | For | ||||||||
| MICHAEL KORS HOLDINGS LIMITED | ||||||||||||
| Security | G60754101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | KORS | Meeting Date | 31-Jul-2014 | |||||||||
| ISIN | VGG607541015 | Agenda | 934047146 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: JOHN D. IDOL | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: SILAS K.F. CHOU | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: ANN MCLAUGHLIN KOROLOGOS |
Management | For | For | ||||||||
| 2. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 28, 2015. |
Management | For | For | ||||||||
| 3. | TO APPROVE, ON A NON-BINDING ADVISORY BASIS, EXECUTIVE COMPENSATION. |
Management | Abstain | Against | ||||||||
| RALPH LAUREN CORP | ||||||||||||
| Security | 751212101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | RL | Meeting Date | 07-Aug-2014 | |||||||||
| ISIN | US7512121010 | Agenda | 934050939 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | FRANK A. BENNACK, JR. | For | For | |||||||||
| 2 | JOEL L. FLEISHMAN | For | For | |||||||||
| 3 | HUBERT JOLY | For | For | |||||||||
| 4 | STEVEN P. MURPHY | For | For | |||||||||
| 2. | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 28, 2015. |
Management | For | For | ||||||||
| 3. | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AND OUR COMPENSATION PHILOSOPHY, POLICIES AND PRACTICES AS DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT. |
Management | Abstain | Against | ||||||||
| 4. | CONSIDERATION OF A SHAREHOLDER PROPOSAL REGARDING A HUMAN RIGHTS RISK ASSESSMENT REPORT. |
Shareholder | Against | For | ||||||||
| PRECISION CASTPARTS CORP. | ||||||||||||
| Security | 740189105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | PCP | Meeting Date | 12-Aug-2014 | |||||||||
| ISIN | US7401891053 | Agenda | 934051551 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: MARK DONEGAN | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: DON R. GRABER | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: LESTER L. LYLES | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: DANIEL J. MURPHY |
Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: VERNON E. OECHSLE |
Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: ULRICH SCHMIDT | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: RICHARD L. WAMBOLD |
Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: TIMOTHY A. WICKS |
Management | For | For | ||||||||
| 2. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. |
Management | For | For | ||||||||
| 3. | ADVISORY VOTE REGARDING COMPENSATION OF NAMED EXECUTIVE OFFICERS. |
Management | Abstain | Against | ||||||||
| 4. | SHAREHOLDER PROPOSAL REGARDING ACCELERATED VESTING OF EQUITY AWARDS UPON A CHANGE IN CONTROL. |
Shareholder | Against | For | ||||||||
| BE AEROSPACE, INC. | ||||||||||||
| Security | 073302101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BEAV | Meeting Date | 10-Sep-2014 | |||||||||
| ISIN | US0733021010 | Agenda | 934064786 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | AMIN J. KHOURY | For | For | |||||||||
| 2 | JONATHAN M. SCHOFIELD | For | For | |||||||||
| 2. | SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. |
Management | Abstain | Against | ||||||||
| 3. | PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2014 FISCAL YEAR. |
Management | For | For | ||||||||
| NIKE, INC. | ||||||||||||
| Security | 654106103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | NKE | Meeting Date | 18-Sep-2014 | |||||||||
| ISIN | US6541061031 | Agenda | 934062819 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | ALAN B. GRAF, JR. | For | For | |||||||||
| 2 | JOHN C. LECHLEITER | For | For | |||||||||
| 3 | MICHELLE A. PELUSO | For | For | |||||||||
| 4 | PHYLLIS M. WISE | For | For | |||||||||
| 2. | TO HOLD AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. |
Management | Abstain | Against | ||||||||
| 3. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. |
Management | For | For | ||||||||
| DIAGEO PLC | ||||||||||||
| Security | 25243Q205 | Meeting Type | Annual | |||||||||
| Ticker Symbol | DEO | Meeting Date | 18-Sep-2014 | |||||||||
| ISIN | US25243Q2057 | Agenda | 934068657 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | REPORT AND ACCOUNTS 2014. | Management | For | For | ||||||||
| 2. | DIRECTORS' REMUNERATION REPORT 2014. | Management | For | For | ||||||||
| 3. | DIRECTORS' REMUNERATION POLICY. | Management | For | For | ||||||||
| 4. | DECLARATION OF FINAL DIVIDEND. | Management | For | For | ||||||||
| 5. | RE-ELECTION OF PB BRUZELIUS AS A DIRECTOR. (AUDIT, NOMINATION & REMUNERATION COMMITTEE) |
Management | For | For | ||||||||
| 6. | RE-ELECTION OF LM DANON AS A DIRECTOR. (AUDIT, NOMINATION & REMUNERATION COMMITTEE) |
Management | For | For | ||||||||
| 7. | RE-ELECTION OF LORD DAVIES AS A DIRECTOR. (AUDIT, NOMINATION, REMUNERATION COMMITTEE(CHAIRMAN OF THE COMMITTEE)) |
Management | For | For | ||||||||
| 8. | RE-ELECTION OF HO KWONPING AS A DIRECTOR. (AUDIT, NOMINATION & REMUNERATION COMMITTEE) |
Management | For | For | ||||||||
| 9. | RE-ELECTION OF BD HOLDEN AS A DIRECTOR. (AUDIT, NOMINATION & REMUNERATION COMMITTEE) |
Management | For | For | ||||||||
| 10. | RE-ELECTION OF DR FB HUMER AS A DIRECTOR. (NOMINATION COMMITTEE(CHAIRMAN OF THE COMMITTEE)) |
Management | For | For | ||||||||
| 11. | RE-ELECTION OF D MAHLAN AS A DIRECTOR. (EXECUTIVE COMMITTEE) |
Management | For | For | ||||||||
| 12. | RE-ELECTION OF I MENEZES AS A DIRECTOR. (EXECUTIVE COMMITTEE(CHAIRMAN OF THE COMMITTEE)) |
Management | For | For | ||||||||
| 13. | RE-ELECTION OF PG SCOTT AS A DIRECTOR. (AUDIT(CHAIRMAN OF THE COMMITTEE), NOMINATION, REMUNERATION COMMITTEE) |
Management | For | For | ||||||||
| 14. | ELECTION OF NS MENDELSOHN AS A DIRECTOR. (AUDIT, NOMINATION & REMUNERATION COMMITTEE) |
Management | For | For | ||||||||
| 15. | ELECTION OF AJH STEWART AS A DIRECTOR. (AUDIT, NOMINATION & REMUNERATION COMMITTEE) |
Management | For | For | ||||||||
| 16. | RE-APPOINTMENT OF AUDITOR. | Management | For | For | ||||||||
| 17. | REMUNERATION OF AUDITOR. | Management | For | For | ||||||||
| 18. | AUTHORITY TO ALLOT SHARES. | Management | For | For | ||||||||
| 19. | DISAPPLICATION OF PRE-EMPTION RIGHTS. | Management | Against | Against | ||||||||
| 20. | AUTHORITY TO PURCHASE OWN ORDINARY SHARES. |
Management | For | For | ||||||||
| 21. | AUTHORITY TO MAKE POLITICAL DONATIONS AND/OR TO INCUR POLITICAL EXPENDITURE IN THE EU. |
Management | For | For | ||||||||
| 22. | ADOPTION OF THE DIAGEO 2014 LONG TERM INCENTIVE PLAN. |
Management | Abstain | Against | ||||||||
| DIRECTV | ||||||||||||
| Security | 25490A309 | Meeting Type | Special | |||||||||
| Ticker Symbol | DTV | Meeting Date | 25-Sep-2014 | |||||||||
| ISIN | US25490A3095 | Agenda | 934069192 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF MAY 18, 2014, AS IT MAY BE AMENDED FROM TIME TO TIME, BY AND AMONG DIRECTV, A DELAWARE CORPORATION, AT&T INC., A DELAWARE CORPORATION, AND STEAM MERGER SUB LLC, A DELAWARE LIMITED LIABILITY COMPANY AND A WHOLLY OWNED SUBSIDIARY OF AT&T INC. (THE "MERGER AGREEMENT"). |
Management | For | For | ||||||||
| 2. | APPROVE, BY NON-BINDING, ADVISORY VOTE, CERTAIN COMPENSATION ARRANGEMENTS FOR DIRECTV'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER CONTEMPLATED BY THE MERGER AGREEMENT. |
Management | Abstain | Against | ||||||||
| 3. | APPROVE ADJOURNMENTS OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT THE MERGER AGREEMENT. |
Management | For | For | ||||||||
| TIME WARNER CABLE INC | ||||||||||||
| Security | 88732J207 | Meeting Type | Special | |||||||||
| Ticker Symbol | TWC | Meeting Date | 09-Oct-2014 | |||||||||
| ISIN | US88732J2078 | Agenda | 934075169 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF FEBRUARY 12, 2014, AS MAY BE AMENDED, AMONG TIME WARNER CABLE INC. ("TWC"), COMCAST CORPORATION AND TANGO ACQUISITION SUB, INC. |
Management | For | For | ||||||||
| 2. | TO APPROVE, ON AN ADVISORY (NON- BINDING) BASIS, THE "GOLDEN PARACHUTE" COMPENSATION PAYMENTS THAT WILL OR MAY BE PAID BY TWC TO ITS NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER. |
Management | Abstain | Against | ||||||||
| PARKER-HANNIFIN CORPORATION | ||||||||||||
| Security | 701094104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | PH | Meeting Date | 22-Oct-2014 | |||||||||
| ISIN | US7010941042 | Agenda | 934079319 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | ROBERT G. BOHN | For | For | |||||||||
| 2 | LINDA S. HARTY | For | For | |||||||||
| 3 | WILLIAM E. KASSLING | For | For | |||||||||
| 4 | ROBERT J. KOHLHEPP | For | For | |||||||||
| 5 | KEVIN A. LOBO | For | For | |||||||||
| 6 | KLAUS-PETER MULLER | For | For | |||||||||
| 7 | CANDY M. OBOURN | For | For | |||||||||
| 8 | JOSEPH SCAMINACE | For | For | |||||||||
| 9 | WOLFGANG R. SCHMITT | For | For | |||||||||
| 10 | AKE SVENSSON | For | For | |||||||||
| 11 | JAMES L. WAINSCOTT | For | For | |||||||||
| 12 | DONALD E. WASHKEWICZ | For | For | |||||||||
| 2. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2015. |
Management | For | For | ||||||||
| 3. | APPROVAL OF, ON A NON-BINDING, ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. |
Management | Abstain | Against | ||||||||
| 4. | APPROVAL OF THE PARKER-HANNIFIN CORPORATION GLOBAL EMPLOYEE STOCK PURCHASE PLAN. |
Management | For | For | ||||||||
| 5. | SHAREHOLDER PROPOSAL TO ADOPT A MAJORITY VOTE STANDARD IN THE ELECTION OF DIRECTORS. |
Shareholder | Against | For | ||||||||
| ORACLE CORPORATION | ||||||||||||
| Security | 68389X105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ORCL | Meeting Date | 05-Nov-2014 | |||||||||
| ISIN | US68389X1054 | Agenda | 934078153 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | JEFFREY S. BERG | For | For | |||||||||
| 2 | H. RAYMOND BINGHAM | For | For | |||||||||
| 3 | MICHAEL J. BOSKIN | For | For | |||||||||
| 4 | SAFRA A. CATZ | For | For | |||||||||
| 5 | BRUCE R. CHIZEN | For | For | |||||||||
| 6 | GEORGE H. CONRADES | For | For | |||||||||
| 7 | LAWRENCE J. ELLISON | For | For | |||||||||
| 8 | HECTOR GARCIA-MOLINA | For | For | |||||||||
| 9 | JEFFREY O. HENLEY | For | For | |||||||||
| 10 | MARK V. HURD | For | For | |||||||||
| 11 | NAOMI O. SELIGMAN | For | For | |||||||||
| 2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. |
Management | Abstain | Against | ||||||||
| 3. | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2015. |
Management | For | For | ||||||||
| 4. | STOCKHOLDER PROPOSAL REGARDING VOTE TABULATION. |
Shareholder | Against | For | ||||||||
| 5. | STOCKHOLDER PROPOSAL REGARDING MULTIPLE PERFORMANCE METRICS. |
Shareholder | Against | For | ||||||||
| 6. | STOCKHOLDER PROPOSAL REGARDING QUANTIFIABLE PERFORMANCE METRICS. |
Shareholder | Against | For | ||||||||
| 7. | STOCKHOLDER PROPOSAL REGARDING PROXY ACCESS. |
Shareholder | Against | For | ||||||||
| LINEAR TECHNOLOGY CORPORATION | ||||||||||||
| Security | 535678106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | LLTC | Meeting Date | 05-Nov-2014 | |||||||||
| ISIN | US5356781063 | Agenda | 934079256 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: ROBERT H. SWANSON, JR. |
Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: LOTHAR MAIER | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: ARTHUR C. AGNOS |
Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: JOHN J. GORDON | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: DAVID S. LEE | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: RICHARD M. MOLEY |
Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: THOMAS S. VOLPE | Management | For | For | ||||||||
| 2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. |
Management | Abstain | Against | ||||||||
| 3. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING JUNE 28, 2015. |
Management | For | For | ||||||||
| 4. | RE-APPROVAL OF THE EXECUTIVE BONUS PLAN. |
Management | For | For | ||||||||
| 5. | NON-BINDING STOCKHOLDER PROPOSAL REGARDING DIRECTOR ELECTION MAJORITY VOTE STANDARD. |
Shareholder | Against | For | ||||||||
| THE ESTEE LAUDER COMPANIES INC. | ||||||||||||
| Security | 518439104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | EL | Meeting Date | 14-Nov-2014 | |||||||||
| ISIN | US5184391044 | Agenda | 934079636 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY |
Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: WEI SUN CHRISTIANSON |
Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: FABRIZIO FREDA | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: JANE LAUDER | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: LEONARD A. LAUDER |
Management | For | For | ||||||||
| 2. | RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS FOR THE 2015 FISCAL YEAR. |
Management | For | For | ||||||||
| 3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. |
Management | Abstain | Against | ||||||||
| THE HAIN CELESTIAL GROUP, INC. | ||||||||||||
| Security | 405217100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | HAIN | Meeting Date | 20-Nov-2014 | |||||||||
| ISIN | US4052171000 | Agenda | 934085348 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | IRWIN D. SIMON | For | For | |||||||||
| 2 | RICHARD C. BERKE | For | For | |||||||||
| 3 | JACK FUTTERMAN | For | For | |||||||||
| 4 | ANDREW R. HEYER | For | For | |||||||||
| 5 | ROGER MELTZER | For | For | |||||||||
| 6 | SCOTT M. O'NEIL | For | For | |||||||||
| 7 | ADRIANNE SHAPIRA | For | For | |||||||||
| 8 | LAWRENCE S. ZILAVY | For | For | |||||||||
| 2. | TO APPROVE AN AMENDMENT OF THE AMENDED AND RESTATED BY-LAWS OF THE HAIN CELESTIAL GROUP, INC. |
Management | For | For | ||||||||
| 3. | TO APPROVE AN AMENDMENT OF THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF THE HAIN CELESTIAL GROUP, INC. |
Management | For | For | ||||||||
| 4. | TO APPROVE THE 2015-2019 EXECUTIVE INCENTIVE PLAN. |
Management | For | For | ||||||||
| 5. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION AWARDED TO THE NAMED EXECUTIVE OFFICERS FOR THE FISCAL YEAR ENDED JUNE 30, 2014, AS SET FORTH IN THE PROXY STATEMENT. |
Management | For | For | ||||||||
| 6. | TO APPROVE THE AMENDED AND RESTATED 2002 LONG TERM INCENTIVE AND STOCK AWARD PLAN. |
Management | Against | Against | ||||||||
| 7. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S REGISTERED INDEPENDENT ACCOUNTANTS FOR THE FISCAL YEAR ENDING JUNE 30, 2015. |
Management | For | For | ||||||||
| LVMH MOET HENNESSY LOUIS VUITTON SE, PARIS | ||||||||||||
| Security | F58485115 | Meeting Type | MIX | |||||||||
| Ticker Symbol | Meeting Date | 25-Nov-2014 | ||||||||||
| ISIN | FR0000121014 | Agenda | 705619279 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. |
Non-Voting | ||||||||||
| CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A-FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE-GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED-INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. |
Non-Voting | ||||||||||
| E.1 | AMENDMENT TO ARTICLE 28 OF THE BYLAWS |
Management | For | For | ||||||||
| O.2 | ALLOCATING RETAINED EARNINGS TO THE ACCOUNT "OTHER RESERVES" |
Management | For | For | ||||||||
| O.3 | EXCEPTIONAL IN-KIND DISTRIBUTION OF SHARES OF THE COMPANY HERMES INTERNATIONAL |
Management | For | For | ||||||||
| CMMT | 03 NOV 2014: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAI-LABLE BY CLICKING ON THE MATERIAL URL LINK: https://www.journal-officiel.gouv.- fr/publications/balo/pdf/2014/1020/201410201404 798.pdf. THIS IS A REVISION DUE-TO RECEIPT OF ADDITIONAL URL LINK: https://balo.journal-officiel.gouv.fr/pdf/- 2014/1103/201411031404992.pdf. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE- DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK-YOU. |
Non-Voting | ||||||||||
| MICROSOFT CORPORATION | ||||||||||||
| Security | 594918104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MSFT | Meeting Date | 03-Dec-2014 | |||||||||
| ISIN | US5949181045 | Agenda | 934087708 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: WILLIAM H. GATES III |
Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: MARIA M. KLAWE | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: TERI L. LIST- STOLL |
Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: G. MASON MORFIT | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: SATYA NADELLA | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: CHARLES H. NOSKI |
Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: HELMUT PANKE | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: CHARLES W. SCHARF |
Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: JOHN W. STANTON |
Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: JOHN W. THOMPSON |
Management | For | For | ||||||||
| 2. | ADVISORY VOTE ON EXECUTIVE COMPENSATION |
Management | Abstain | Against | ||||||||
| 3. | RATIFICATION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT AUDITOR FOR FISCAL YEAR 2015 |
Management | For | For | ||||||||
| 4. | SHAREHOLDER PROPOSAL - PROXY ACCESS FOR SHAREHOLDERS |
Shareholder | Against | For | ||||||||
| UNITED NATURAL FOODS, INC. | ||||||||||||
| Security | 911163103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | UNFI | Meeting Date | 17-Dec-2014 | |||||||||
| ISIN | US9111631035 | Agenda | 934093218 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: ANN TORRE BATES |
Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: MICHAEL S. FUNK | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: GAIL A. GRAHAM | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: JAMES P. HEFFERNAN |
Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: STEVEN L. SPINNER |
Management | For | For | ||||||||
| 2. | RATIFICATION OF THE SELECTION OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING AUGUST 1, 2015. |
Management | For | For | ||||||||
| 3. | ADVISORY APPROVAL OF OUR EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
| 4. | APPROVAL OF AMENDMENTS TO OUR CERTIFICATE OF INCORPORATION AND BYLAWS TO ELIMINATE SUPERMAJORITY VOTING PROVISIONS. |
Management | For | For | ||||||||
| 5. | APPROVAL OF AMENDMENTS TO OUR CERTIFICATE OF INCORPORATION AND BYLAWS TO PERMIT STOCKHOLDERS TO CALL SPECIAL MEETINGS. |
Management | For | For | ||||||||
| 6. | STOCKHOLDER PROPOSAL ON POLICY REGARDING ACCELERATED VESTING OF EQUITY AWARDS OF SENIOR EXECUTIVE OFFICERS UPON A CHANGE IN CONTROL. |
Shareholder | Against | For | ||||||||
| 7. | STOCKHOLDER PROPOSAL REGARDING INTERNAL PAY EQUITY RATIOS AND A CAP ON EXECUTIVE COMPENSATION. |
Shareholder | Against | For | ||||||||
| AUTOZONE, INC. | ||||||||||||
| Security | 053332102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | AZO | Meeting Date | 18-Dec-2014 | |||||||||
| ISIN | US0533321024 | Agenda | 934092228 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: DOUGLAS H. BROOKS |
Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: LINDA A. GOODSPEED |
Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: SUE E. GOVE | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: EARL G. GRAVES, JR. |
Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: ENDERSON GUIMARAES |
Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: J.R. HYDE, III | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: D. BRYAN JORDAN | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: W. ANDREW MCKENNA |
Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: GEORGE R. MRKONIC, JR. |
Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: LUIS P. NIETO | Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: WILLIAM C. RHODES, III |
Management | For | For | ||||||||
| 2. | APPROVAL OF AUTOZONE, INC. 2015 EXECUTIVE INCENTIVE COMPENSATION PLAN. |
Management | For | For | ||||||||
| 3. | RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2015 FISCAL YEAR. |
Management | For | For | ||||||||
| 4. | APPROVAL OF ADVISORY PROPOSAL ON EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
| 5. | STOCKHOLDER PROPOSAL REGARDING POLITICAL DISCLOSURE AND ACCOUNTABILITY. |
Shareholder | Against | For | ||||||||
| BECTON, DICKINSON AND COMPANY | ||||||||||||
| Security | 075887109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BDX | Meeting Date | 27-Jan-2015 | |||||||||
| ISIN | US0758871091 | Agenda | 934110482 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: BASIL L. ANDERSON |
Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: HENRY P. BECTON, JR. |
Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: CATHERINE M. BURZIK |
Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: EDWARD F. DEGRAAN |
Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: VINCENT A. FORLENZA |
Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: CLAIRE M. FRASER |
Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: CHRISTOPHER JONES |
Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: MARSHALL O. LARSEN |
Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: GARY A. MECKLENBURG |
Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: JAMES F. ORR | Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: WILLARD J. OVERLOCK, JR. |
Management | For | For | ||||||||
| 1L. | ELECTION OF DIRECTOR: CLAIRE POMEROY | Management | For | For | ||||||||
| 1M. | ELECTION OF DIRECTOR: REBECCA W. RIMEL |
Management | For | For | ||||||||
| 1N. | ELECTION OF DIRECTOR: BERTRAM L. SCOTT |
Management | For | For | ||||||||
| 2. | RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. |
Management | For | For | ||||||||
| 3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. |
Management | For | For | ||||||||
| 4. | SHAREHOLDER PROPOSAL REGARDING AN ANNUAL REPORT ON ANIMAL TESTING. |
Shareholder | Against | For | ||||||||
| VISA INC. | ||||||||||||
| Security | 92826C839 | Meeting Type | Annual | |||||||||
| Ticker Symbol | V | Meeting Date | 28-Jan-2015 | |||||||||
| ISIN | US92826C8394 | Agenda | 934110785 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: MARY B. CRANSTON |
Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: FRANCISCO JAVIER FERNANDEZ-CARBAJAL |
Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: ALFRED F. KELLY, JR. |
Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT |
Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: CATHY E. MINEHAN |
Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON |
Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: DAVID J. PANG | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: CHARLES W. SCHARF |
Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: WILLIAM S. SHANAHAN |
Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: JOHN A.C. SWAINSON |
Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: MAYNARD G. WEBB, JR. |
Management | For | For | ||||||||
| 2. | APPROVAL OF AMENDMENTS TO THE FIFTH AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO FACILITATE STOCK SPLITS. |
Management | For | For | ||||||||
| 3. | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||||
| 4. | APPROVAL OF THE VISA INC. EMPLOYEE STOCK PURCHASE PLAN. |
Management | For | For | ||||||||
| 5A. | APPROVAL OF AMENDMENTS TO THE FIFTH AMENDED AND RESTATED CERTIFICATE OF INCORPORATION AND THE AMENDED AND RESTATED BY-LAWS TO REMOVE ALL SUPERMAJORITY VOTE REQUIREMENTS AND REPLACE THEM WITH MAJORITY VOTE REQUIREMENTS FOR THE ACTION: EXITING OUR CORE PAYMENT BUSINESS |
Management | For | For | ||||||||
| 5B. | APPROVAL OF AMENDMENTS TO THE FIFTH AMENDED AND RESTATED CERTIFICATE OF INCORPORATION AND THE AMENDED AND RESTATED BY-LAWS TO REMOVE ALL SUPERMAJORITY VOTE REQUIREMENTS AND REPLACE THEM WITH MAJORITY VOTE REQUIREMENTS FOR THE ACTION: FUTURE AMENDMENTS TO SECTIONS OF THE CERTIFICATE OF INCORPORATION |
Management | For | For | ||||||||
| 5C. | APPROVAL OF AMENDMENTS TO THE FIFTH AMENDED AND RESTATED CERTIFICATE OF INCORPORATION AND THE AMENDED AND RESTATED BY-LAWS TO REMOVE ALL SUPERMAJORITY VOTE REQUIREMENTS AND REPLACE THEM WITH MAJORITY VOTE REQUIREMENTS FOR THE ACTION: APPROVAL OF EXCEPTIONS TO TRANSFER RESTRICTIONS |
Management | For | For | ||||||||
| 5D. | APPROVAL OF AMENDMENTS TO THE FIFTH AMENDED AND RESTATED CERTIFICATE OF INCORPORATION AND THE AMENDED AND RESTATED BY-LAWS TO REMOVE ALL SUPERMAJORITY VOTE REQUIREMENTS AND REPLACE THEM WITH MAJORITY VOTE REQUIREMENTS FOR THE ACTION: REMOVAL OF DIRECTORS FROM OFFICE |
Management | For | For | ||||||||
| 5E. | APPROVAL OF AMENDMENTS TO THE FIFTH AMENDED AND RESTATED CERTIFICATE OF INCORPORATION AND THE AMENDED AND RESTATED BY-LAWS TO REMOVE ALL SUPERMAJORITY VOTE REQUIREMENTS AND REPLACE THEM WITH MAJORITY VOTE REQUIREMENTS FOR THE ACTION: FUTURE AMENDMENTS TO THE ADVANCE NOTICE PROVISIONS IN THE BY-LAWS |
Management | For | For | ||||||||
| 6. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2015 |
Management | For | For | ||||||||
| COSTCO WHOLESALE CORPORATION | ||||||||||||
| Security | 22160K105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | COST | Meeting Date | 29-Jan-2015 | |||||||||
| ISIN | US22160K1051 | Agenda | 934112309 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | JEFFREY H. BROTMAN | For | For | |||||||||
| 2 | DANIEL J. EVANS | For | For | |||||||||
| 3 | RICHARD A. GALANTI | For | For | |||||||||
| 4 | JEFFREY S. RAIKES | For | For | |||||||||
| 5 | JAMES D. SINEGAL | For | For | |||||||||
| 2. | RATIFICATION OF SELECTION OF INDEPENDENT AUDITORS. |
Management | For | For | ||||||||
| 3. | APPROVAL, ON AN ADVISORY BASIS, OF EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
| 4. | TO AMEND AND RESTATE THE COMPANY'S SIXTH RESTATED STOCK INCENTIVE PLAN. |
Management | For | For | ||||||||
| 5A. | TO AMEND THE ARTICLES OF INCORPORATION TO REDUCE VOTING STANDARD FOR REMOVAL OF DIRECTORS. |
Management | For | For | ||||||||
| 5B. | TO AMEND THE ARTICLES OF INCORPORATION TO REDUCE VOTING STANDARD FOR AMENDING THE ARTICLE DEALING WITH REMOVAL OF DIRECTORS FOR CAUSE. |
Management | For | For | ||||||||
| 6. | SHAREHOLDER PROPOSAL TO REGULATE DIRECTOR TENURE. |
Shareholder | Against | For | ||||||||
| MONSANTO COMPANY | ||||||||||||
| Security | 61166W101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MON | Meeting Date | 30-Jan-2015 | |||||||||
| ISIN | US61166W1018 | Agenda | 934110064 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: GREGORY H. BOYCE |
Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: JANICE L. FIELDS | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: HUGH GRANT | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: LAURA K. IPSEN | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: MARCOS M. LUTZ | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: C. STEVEN MCMILLAN |
Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: WILLIAM U. PARFET |
Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: GEORGE H. POSTE, PH.D., D.V.M. |
Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: ROBERT J. STEVENS |
Management | For | For | ||||||||
| 2. | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2015. |
Management | For | For | ||||||||
| 3. | ADVISORY (NON-BINDING) VOTE TO APPROVE EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
| 4. | SHAREOWNER PROPOSAL: LOBBYING REPORT. |
Shareholder | Against | For | ||||||||
| 5. | SHAREOWNER PROPOSAL: SHAREOWNER PROXY ACCESS. |
Shareholder | Against | For | ||||||||
| 6. | SHAREOWNER PROPOSAL: INDEPENDENT BOARD CHAIRMAN. |
Shareholder | Against | For | ||||||||
| EMERSON ELECTRIC CO. | ||||||||||||
| Security | 291011104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | EMR | Meeting Date | 03-Feb-2015 | |||||||||
| ISIN | US2910111044 | Agenda | 934110052 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | A.F. GOLDEN* | For | For | |||||||||
| 2 | W.R. JOHNSON* | For | For | |||||||||
| 3 | C. KENDLE* | For | For | |||||||||
| 4 | J.S. TURLEY* | For | For | |||||||||
| 5 | A.A. BUSCH III# | For | For | |||||||||
| 2. | APPROVAL, BY NON-BINDING ADVISORY VOTE, OF EMERSON ELECTRIC CO. EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
| 3. | APPROVAL OF THE EMERSON ELECTRIC CO. 2015 INCENTIVE SHARES PLAN. |
Management | For | For | ||||||||
| 4. | RE-APPROVAL OF THE PERFORMANCE MEASURES UNDER THE EMERSON ELECTRIC CO. ANNUAL INCENTIVE PLAN. |
Management | For | For | ||||||||
| 5. | RATIFICATION OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. |
Management | For | For | ||||||||
| 6. | APPROVAL OF THE STOCKHOLDER PROPOSAL REQUESTING ISSUANCE OF A SUSTAINABILITY REPORT AS DESCRIBED IN THE PROXY STATEMENT. |
Shareholder | Against | For | ||||||||
| 7. | APPROVAL OF THE STOCKHOLDER PROPOSAL REQUESTING ISSUANCE OF A POLITICAL CONTRIBUTIONS REPORT AS DESCRIBED IN THE PROXY STATEMENT. |
Shareholder | Against | For | ||||||||
| 8. | APPROVAL OF THE STOCKHOLDER PROPOSAL REQUESTING ISSUANCE OF A LOBBYING REPORT AS DESCRIBED IN THE PROXY STATEMENT. |
Shareholder | Against | For | ||||||||
| LIBERTY GLOBAL PLC. | ||||||||||||
| Security | G5480U104 | Meeting Type | Special | |||||||||
| Ticker Symbol | LBTYA | Meeting Date | 25-Feb-2015 | |||||||||
| ISIN | GB00B8W67662 | Agenda | 934116268 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| G1. | TO APPROVE THE NEW ARTICLES PROPOSAL, A PROPOSAL TO ADOPT NEW ARTICLES OF ASSOCIATION, WHICH WILL CREATE AND AUTHORIZE THE ISSUANCE OF NEW CLASSES OF ORDINARY SHARES, DESIGNATED THE LILAC CLASS A ORDINARY SHARES, THE LILAC CLASS B ORDINARY SHARES AND THE LILAC CLASS C ORDINARY SHARES, WHICH WE COLLECTIVELY REFER TO AS THE LILAC ORDINARY SHARES, WHICH ARE INTENDED TO TRACK THE PERFORMANCE OF OUR OPERATIONS IN LATIN AMERICA AND THE CARIBBEAN (THE LILAC GROUP) AND MAKE CERTAIN CHANGES TO THE TERMS OF OUR ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). |
Management | For | For | ||||||||
| G2. | TO APPROVE THE MANAGEMENT POLICIES PROPOSAL, A PROPOSAL TO ADOPT CERTAIN MANAGEMENT POLICIES IN RELATION TO, AMONG OTHER THINGS, THE ALLOCATION OF ASSETS, LIABILITIES AND OPPORTUNITIES BETWEEN THE LILAC GROUP AND THE LIBERTY GLOBAL GROUP. |
Management | For | For | ||||||||
| G3. | TO APPROVE THE FUTURE CONSOLIDATION/SUB-DIVISION PROPOSAL, A PROPOSAL TO AUTHORIZE THE FUTURE CONSOLIDATION OR SUB-DIVISION OF ANY OR ALL SHARES OF THE COMPANY AND TO AMEND OUR NEW ARTICLES OF ASSOCIATION TO REFLECT THAT AUTHORITY. |
Management | For | For | ||||||||
| G4. | TO APPROVE THE VOTING RIGHTS AMENDMENT PROPOSAL, A PROPOSAL TO APPROVE AN AMENDMENT TO THE PROVISION IN OUR ARTICLES OF ASSOCIATION GOVERNING VOTING ON THE VARIATION OF RIGHTS ATTACHED TO CLASSES OF OUR SHARES. |
Management | Against | Against | ||||||||
| G5. | TO APPROVE THE SHARE BUY-BACK AGREEMENT PROPOSAL, A PROPOSAL TO APPROVE THE FORM OF AGREEMENT PURSUANT TO WHICH WE MAY CONDUCT CERTAIN SHARE REPURCHASES. |
Management | For | For | ||||||||
| G6. | TO APPROVE THE DIRECTOR SECURITIES PURCHASE PROPOSAL A PROPOSAL TO APPROVE CERTAIN ARRANGEMENTS RELATING TO PURCHASES OF SECURITIES FROM OUR DIRECTORS. |
Management | For | For | ||||||||
| G7. | TO APPROVE THE VIRGIN MEDIA SHARESAVE PROPOSAL, A PROPOSAL TO AMEND THE LIBERTY GLOBAL 2014 INCENTIVE PLAN TO PERMIT THE GRANT TO EMPLOYEES OF OUR SUBSIDIARY VIRGIN MEDIA INC. OF OPTIONS TO ACQUIRE SHARES OF LIBERTY GLOBAL AT A DISCOUNT TO THE MARKET VALUE OF SUCH SHARES. |
Management | For | For | ||||||||
| 1A. | TO APPROVE THE CLASS A ARTICLES PROPOSAL, A PROPOSAL TO APPROVE THE ADOPTION OF OUR NEW ARTICLES OF ASSOCIATION PURSUANT TO RESOLUTION 1 OF THE GENERAL MEETING (INCLUDING, WITHOUT LIMITATION, ANY VARIATIONS OR ABROGATIONS TO THE RIGHTS OF THE HOLDERS OF THE CLASS A ORDINARY SHARES AS A RESULT OF SUCH ADOPTION). |
Management | For | For | ||||||||
| 2A. | TO APPROVE THE CLASS A VOTING RIGHTS PROPOSAL, A PROPOSAL TO APPROVE THE AMENDMENT OF OUR CURRENT AND NEW ARTICLES OF ASSOCIATION PURSUANT TO RESOLUTION 4 OF THE GENERAL MEETING (INCLUDING, WITHOUT LIMITATION, ALL MODIFICATIONS OF THE TERMS OF THE CLASS A ORDINARY SHARES WHICH MAY RESULT FROM SUCH AMENDMENT). |
Management | Against | Against | ||||||||
| LIBERTY GLOBAL PLC. | ||||||||||||
| Security | G5480U120 | Meeting Type | Special | |||||||||
| Ticker Symbol | LBTYK | Meeting Date | 25-Feb-2015 | |||||||||
| ISIN | GB00B8W67B19 | Agenda | 934116662 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1C. | TO APPROVE THE CLASS C ARTICLES PROPOSAL, A PROPOSAL TO APPROVE THE ADOPTION OF OUR NEW ARTICLES OF ASSOCIATION PURSUANT TO RESOLUTION 1 OF THE GENERAL MEETING (INCLUDING, WITHOUT LIMITATION, ANY VARIATIONS OR ABROGATIONS TO THE RIGHTS OF THE HOLDERS OF THE CLASS C ORDINARY SHARES AS A RESULT OF SUCH ADOPTION). |
Management | For | For | ||||||||
| 2C. | TO APPROVE THE CLASS C VOTING RIGHTS PROPOSAL, A PROPOSAL TO APPROVE THE AMENDMENT OF OUR CURRENT AND NEW ARTICLES OF ASSOCIATION PURSUANT TO RESOLUTION 4 OF THE GENERAL MEETING (INCLUDING, WITHOUT LIMITATION, ALL MODIFICATIONS OF THE TERMS OF THE CLASS C ORDINARY SHARES WHICH MAY RESULT FROM SUCH AMENDMENT). |
Management | Against | Against | ||||||||
| APPLE INC. | ||||||||||||
| Security | 037833100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | AAPL | Meeting Date | 10-Mar-2015 | |||||||||
| ISIN | US0378331005 | Agenda | 934118983 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: TIM COOK | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: AL GORE | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: BOB IGER | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: ANDREA JUNG | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: ART LEVINSON | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: RON SUGAR | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: SUE WAGNER | Management | For | For | ||||||||
| 2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015 |
Management | For | For | ||||||||
| 3. | AN ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION |
Management | For | For | ||||||||
| 4. | THE AMENDMENT OF THE APPLE INC. EMPLOYEE STOCK PURCHASE PLAN |
Management | For | For | ||||||||
| 5. | A SHAREHOLDER PROPOSAL BY THE NATIONAL CENTER FOR PUBLIC POLICY RESEARCH ENTITLED "RISK REPORT" |
Shareholder | Against | For | ||||||||
| 6. | A SHAREHOLDER PROPOSAL BY MR. JAMES MCRITCHIE AND MR. JOHN HARRINGTON ENTITLED "PROXY ACCESS FOR SHAREHOLDERS" |
Shareholder | Against | For | ||||||||
| ALLERGAN, INC. | ||||||||||||
| Security | 018490102 | Meeting Type | Special | |||||||||
| Ticker Symbol | AGN | Meeting Date | 10-Mar-2015 | |||||||||
| ISIN | US0184901025 | Agenda | 934122502 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF NOVEMBER 16, 2014, AS IT MAY BE AMENDED FROM TIME TO TIME (THE "MERGER AGREEMENT"), BY AND AMONG ACTAVIS PLC, AVOCADO ACQUISITION INC. AND ALLERGAN, INC. (THE "MERGER PROPOSAL"). |
Management | For | For | ||||||||
| 2 | TO APPROVE THE ADJOURNMENT OF THE MEETING TO ANOTHER DATE AND PLACE IF NECESSARY OR APPROPRIATE TO SOLICIT ADDITIONAL VOTES IN FAVOR OF THE MERGER PROPOSAL. |
Management | For | For | ||||||||
| 3 | TO APPROVE, ON A NON-BINDING, ADVISORY BASIS, THE COMPENSATION TO BE PAID TO ALLERGAN'S NAMED EXECUTIVE OFFICERS THAT IS BASED ON OR OTHERWISE RELATES TO THE MERGER. |
Management | For | For | ||||||||
| THE WALT DISNEY COMPANY | ||||||||||||
| Security | 254687106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | DIS | Meeting Date | 12-Mar-2015 | |||||||||
| ISIN | US2546871060 | Agenda | 934118666 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: SUSAN E. ARNOLD | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: JOHN S. CHEN | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: JACK DORSEY | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: ROBERT A. IGER | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: FRED H. LANGHAMMER |
Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: AYLWIN B. LEWIS | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: MONICA C. LOZANO |
Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT |
Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: SHERYL K. SANDBERG |
Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: ORIN C. SMITH | Management | For | For | ||||||||
| 2. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S REGISTERED PUBLIC ACCOUNTANTS FOR 2015. |
Management | For | For | ||||||||
| 3. | TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
| 4. | TO APPROVE THE SHAREHOLDER PROPOSAL RELATING TO INDEPENDENT BOARD CHAIRMAN. |
Shareholder | Against | For | ||||||||
| 5. | TO APPROVE THE SHAREHOLDER PROPOSAL RELATING TO ACCELERATION OF EXECUTIVE PAY. |
Shareholder | Against | For | ||||||||
| STARBUCKS CORPORATION | ||||||||||||
| Security | 855244109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | SBUX | Meeting Date | 18-Mar-2015 | |||||||||
| ISIN | US8552441094 | Agenda | 934118680 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: HOWARD SCHULTZ |
Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: WILLIAM W. BRADLEY |
Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: ROBERT M. GATES | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: MELLODY HOBSON |
Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: KEVIN R. JOHNSON |
Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: OLDEN LEE | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: JOSHUA COOPER RAMO |
Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: JAMES G. SHENNAN, JR. |
Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: CLARA SHIH | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: JAVIER G. TERUEL | Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: MYRON E. ULLMAN, III |
Management | For | For | ||||||||
| 1L. | ELECTION OF DIRECTOR: CRAIG E. WEATHERUP |
Management | For | For | ||||||||
| 2. | ADVISORY RESOLUTION TO APPROVE OUR EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
| 3. | RATIFICATION OF SELECTION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2015. |
Management | For | For | ||||||||
| 4. | ESTABLISH A BOARD COMMITTEE ON SUSTAINABILITY. |
Shareholder | Against | For | ||||||||
| 5. | REQUIRE AN INDEPENDENT BOARD CHAIRMAN. |
Shareholder | Against | For | ||||||||
| NOVO NORDISK A/S, BAGSVAERD | ||||||||||||
| Security | K72807132 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 19-Mar-2015 | ||||||||||
| ISIN | DK0060534915 | Agenda | 705861816 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 431351 DUE TO ADDITION OF-RESOLUTION 8. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED A-ND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU |
Non-Voting | ||||||||||
| CMMT | IN THE MAJORITY OF MEETINGS THE VOTES ARE CAST WITH THE REGISTRAR WHO WILL FOL-LOW CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE OF MEETINGS THERE IS NO REGISTR-AR AND CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN OF THE BOARD OR A BOARD MEMBE-R AS PROXY. CLIENTS CAN ONLY EXPECT THEM TO ACCEPT PRO-MANAGEMENT VOTES. THE O- NLY WAY TO GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES ARE REPRESENTED AT THE-MEETING IS TO SEND YOUR OWN REPRESENTATIVE OR ATTEND THE MEETING IN PERSON. TH-E SUB CUSTODIAN BANKS OFFER REPRESENTATION SERVICES FOR AN ADDED FEE IF REQUES-TED. THANK YOU |
Non-Voting | ||||||||||
| CMMT | PLEASE BE ADVISED THAT SPLIT AND PARTIAL VOTING IS NOT AUTHORISED FOR A BENEFI-CIAL OWNER IN THE DANISH MARKET. PLEASE CONTACT YOUR GLOBAL CUSTODIAN FOR FURT-HER INFORMATION |
Non-Voting | ||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE |
Non-Voting | ||||||||||
| 2 | ADOPTION OF THE AUDITED ANNUAL REPORT 2014 |
Management | No Action | |||||||||
| 3.1 | APPROVAL OF ACTUAL REMUNERATION OF THE BOARD OF DIRECTORS FOR 2014 |
Management | No Action | |||||||||
| 3.2 | APPROVAL OF REMUNERATION LEVEL OF THE BOARD OF DIRECTORS FOR 2015 |
Management | No Action | |||||||||
| 4 | RESOLUTION TO DISTRIBUTE THE PROFIT: THE BOARD OF DIRECTORS PROPOSES THAT THE DIVIDEND FOR 2014 IS DKK 5.00 FOR EACH NOVO NORDISK A OR B SHARE OF DKK 0.20 |
Management | No Action | |||||||||
| 5.1 | ELECTION OF GORAN ANDO AS CHAIRMAN | Management | No Action | |||||||||
| 5.2 | ELECTION OF JEPPE CHRISTIANSEN AS VICE CHAIRMAN |
Management | No Action | |||||||||
| 5.3A | ELECTION OF OTHER MEMBER TO THE BOARD OF DIRECTORS: BRUNO ANGELICI |
Management | No Action | |||||||||
| 5.3B | ELECTION OF OTHER MEMBER TO THE BOARD OF DIRECTORS: SYLVIE GREGOIRE |
Management | No Action | |||||||||
| 5.3C | ELECTION OF OTHER MEMBER TO THE BOARD OF DIRECTORS: LIZ HEWITT |
Management | No Action | |||||||||
| 5.3D | ELECTION OF OTHER MEMBER TO THE BOARD OF DIRECTORS: THOMAS PAUL KOESTLER |
Management | No Action | |||||||||
| 5.3E | ELECTION OF OTHER MEMBER TO THE BOARD OF DIRECTORS: EIVIND KOLDING |
Management | No Action | |||||||||
| 5.3F | ELECTION OF OTHER MEMBER TO THE BOARD OF DIRECTORS: MARY SZELA |
Management | No Action | |||||||||
| 6 | RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS AS AUDITOR |
Management | No Action | |||||||||
| 7.1 | PROPOSALS FROM THE BOARD OF DIRECTORS: REDUCTION OF THE COMPANY'S B SHARE CAPITAL FROM DKK 422,512,800 TO DKK 412,512,800 |
Management | No Action | |||||||||
| 7.2 | PROPOSALS FROM THE BOARD OF DIRECTORS: AUTHORISATION OF THE BOARD OF DIRECTORS TO ALLOW THE COMPANY TO ACQUIRE OWN SHARES |
Management | No Action | |||||||||
| 7.3 | PROPOSALS FROM THE BOARD OF DIRECTORS: AMENDMENT TO THE ARTICLES OF ASSOCIATION; DISTRIBUTION OF EXTRAORDINARY DIVIDENDS: NEW ARTICLE 18.3 |
Management | No Action | |||||||||
| 7.4 | PROPOSALS FROM THE BOARD OF DIRECTORS: ADOPTION OF REVISED REMUNERATION PRINCIPLES |
Management | No Action | |||||||||
| 8 | THE BOARD DOES NOT MAKE ANY RECOMMENDATION ON RESOLUTION: PROPOSALS FROM SHAREHOLDERS |
Management | No Action | |||||||||
| LENNAR CORPORATION | ||||||||||||
| Security | 526057104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | LEN | Meeting Date | 08-Apr-2015 | |||||||||
| ISIN | US5260571048 | Agenda | 934127879 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | IRVING BOLOTIN | For | For | |||||||||
| 2 | STEVEN L. GERARD | For | For | |||||||||
| 3 | THERON I. "TIG" GILLIAM | For | For | |||||||||
| 4 | SHERRILL W. HUDSON | For | For | |||||||||
| 5 | SIDNEY LAPIDUS | For | For | |||||||||
| 6 | TERI P. MCCLURE | For | For | |||||||||
| 7 | STUART A. MILLER | For | For | |||||||||
| 8 | ARMANDO OLIVERA | For | For | |||||||||
| 9 | JEFFREY SONNENFELD | For | For | |||||||||
| 2. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS LENNAR'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING NOVEMBER 30, 2015. |
Management | For | For | ||||||||
| 3. | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF LENNAR'S NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||||
| ADOBE SYSTEMS INCORPORATED | ||||||||||||
| Security | 00724F101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ADBE | Meeting Date | 09-Apr-2015 | |||||||||
| ISIN | US00724F1012 | Agenda | 934127982 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: AMY L. BANSE | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: KELLY J. BARLOW | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: EDWARD W. BARNHOLT |
Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: ROBERT K. BURGESS |
Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: FRANK A. CALDERONI |
Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: MICHAEL R. CANNON |
Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: JAMES E. DALEY | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: LAURA B. DESMOND |
Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: CHARLES M. GESCHKE |
Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: SHANTANU NARAYEN |
Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: DANIEL L. ROSENSWEIG |
Management | For | For | ||||||||
| 1L. | ELECTION OF DIRECTOR: ROBERT SEDGEWICK |
Management | For | For | ||||||||
| 1M. | ELECTION OF DIRECTOR: JOHN E. WARNOCK |
Management | For | For | ||||||||
| 2. | APPROVAL OF THE AMENDMENT OF THE 2003 EQUITY INCENTIVE PLAN TO INCREASE THE AVAILABLE SHARE RESERVE BY 10 MILLION SHARES. |
Management | Against | Against | ||||||||
| 3. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING ON NOVEMBER 27, 2015. |
Management | For | For | ||||||||
| 4. | APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||||
| THE SHERWIN-WILLIAMS COMPANY | ||||||||||||
| Security | 824348106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | SHW | Meeting Date | 15-Apr-2015 | |||||||||
| ISIN | US8243481061 | Agenda | 934139191 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: A.F. ANTON | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: C.M. CONNOR | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: D.F. HODNIK | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: T.G. KADIEN | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: R.J. KRAMER | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: S.J. KROPF | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: C.A. POON | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: R.K. SMUCKER | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: J.M. STROPKI | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: M. THORNTON III | Management | For | For | ||||||||
| 2. | ADVISORY APPROVAL OF COMPENSATION OF THE NAMED EXECUTIVES. |
Management | For | For | ||||||||
| 3. | APPROVAL OF THE MATERIAL TERMS FOR QUALIFIED PERFORMANCE-BASED COMPENSATION UNDER OUR 2006 EQUITY AND PERFORMANCE INCENTIVE PLAN (AMENDED AND RESTATED AS OF FEBRUARY 17, 2015). |
Management | For | For | ||||||||
| 4. | RATIFICATION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015. |
Management | For | For | ||||||||
| TEXAS INSTRUMENTS INCORPORATED | ||||||||||||
| Security | 882508104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | TXN | Meeting Date | 16-Apr-2015 | |||||||||
| ISIN | US8825081040 | Agenda | 934128869 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: R.W. BABB, JR. | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: M.A. BLINN | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: D.A. CARP | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: C.S. COX | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: R. KIRK | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: P.H. PATSLEY | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: R.E. SANCHEZ | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: W.R. SANDERS | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: R.J. SIMMONS | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: R.K. TEMPLETON | Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: C.T. WHITMAN | Management | For | For | ||||||||
| 2. | BOARD PROPOSAL REGARDING ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
| 3. | BOARD PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015. |
Management | For | For | ||||||||
| PPG INDUSTRIES, INC. | ||||||||||||
| Security | 693506107 | Meeting Type | Annual | |||||||||
| Ticker Symbol | PPG | Meeting Date | 16-Apr-2015 | |||||||||
| ISIN | US6935061076 | Agenda | 934130737 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | DIRECTOR | Management | ||||||||||
| 1 | CHARLES E. BUNCH | For | For | |||||||||
| 2 | MICHAEL W. LAMACH | For | For | |||||||||
| 3 | MARTIN H. RICHENHAGEN | For | For | |||||||||
| 4 | THOMAS J. USHER | For | For | |||||||||
| 2 | PROPOSAL TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS ON AN ADVISORY BASIS. |
Management | For | For | ||||||||
| 3 | PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY'S ARTICLES OF INCORPORATION TO REPLACE THE SUPERMAJORITY VOTING REQUIREMENTS. |
Management | For | For | ||||||||
| 4 | PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015. |
Management | For | For | ||||||||
| PACCAR INC | ||||||||||||
| Security | 693718108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | PCAR | Meeting Date | 21-Apr-2015 | |||||||||
| ISIN | US6937181088 | Agenda | 934136537 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1.1 | ELECTION OF DIRECTOR: MARK C. PIGOTT | Management | For | For | ||||||||
| 1.2 | ELECTION OF DIRECTOR: CHARLES R. WILLIAMSON |
Management | For | For | ||||||||
| 1.3 | ELECTION OF DIRECTOR: RONALD E. ARMSTRONG |
Management | For | For | ||||||||
| 2. | STOCKHOLDER PROPOSAL REGARDING THE ANNUAL ELECTION OF ALL DIRECTORS |
Shareholder | Against | For | ||||||||
| 3. | STOCKHOLDER PROPOSAL REGARDING PROXY ACCESS |
Shareholder | Against | For | ||||||||
| EATON CORPORATION PLC | ||||||||||||
| Security | G29183103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ETN | Meeting Date | 22-Apr-2015 | |||||||||
| ISIN | IE00B8KQN827 | Agenda | 934136549 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: TODD M. BLUEDORN |
Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: CHRISTOPHER M. CONNOR |
Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: MICHAEL J. CRITELLI |
Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: ALEXANDER M. CUTLER |
Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: CHARLES E. GOLDEN |
Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: LINDA A. HILL | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: ARTHUR E. JOHNSON |
Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: NED C. LAUTENBACH |
Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: DEBORAH L. MCCOY |
Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: GREGORY R. PAGE |
Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: SANDRA PIANALTO |
Management | For | For | ||||||||
| 1L. | ELECTION OF DIRECTOR: GERALD B. SMITH | Management | For | For | ||||||||
| 2. | APPROVING A PROPOSED 2015 STOCK PLAN. |
Management | For | For | ||||||||
| 3. | APPROVING THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITOR FOR 2015 AND AUTHORIZING THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO SET ITS REMUNERATION. |
Management | For | For | ||||||||
| 4. | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
| 5. | AUTHORIZING THE COMPANY AND ANY SUBSIDIARY OF THE COMPANY TO MAKE OVERSEAS MARKET PURCHASES OF COMPANY SHARES. |
Management | For | For | ||||||||
| JOHNSON & JOHNSON | ||||||||||||
| Security | 478160104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | JNJ | Meeting Date | 23-Apr-2015 | |||||||||
| ISIN | US4781601046 | Agenda | 934134761 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: MARY SUE COLEMAN |
Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: D. SCOTT DAVIS | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: IAN E.L. DAVIS | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: ALEX GORSKY | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: SUSAN L. LINDQUIST |
Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: MARK B. MCCLELLAN |
Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: ANNE M. MULCAHY |
Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: WILLIAM D. PEREZ | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: CHARLES PRINCE | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: A. EUGENE WASHINGTON |
Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: RONALD A. WILLIAMS |
Management | For | For | ||||||||
| 2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION |
Management | For | For | ||||||||
| 3. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015 |
Management | For | For | ||||||||
| 4. | SHAREHOLDER PROPOSAL - COMMON SENSE POLICY REGARDING OVEREXTENDED DIRECTORS |
Shareholder | Against | For | ||||||||
| 5. | SHAREHOLDER PROPOSAL - ALIGNMENT BETWEEN CORPORATE VALUES AND POLITICAL CONTRIBUTIONS |
Shareholder | Against | For | ||||||||
| 6. | SHAREHOLDER PROPOSAL - INDEPENDENT BOARD CHAIRMAN |
Shareholder | Against | For | ||||||||
| ABBOTT LABORATORIES | ||||||||||||
| Security | 002824100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ABT | Meeting Date | 24-Apr-2015 | |||||||||
| ISIN | US0028241000 | Agenda | 934135977 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | R.J. ALPERN | For | For | |||||||||
| 2 | R.S. AUSTIN | For | For | |||||||||
| 3 | S.E. BLOUNT | For | For | |||||||||
| 4 | W.J. FARRELL | For | For | |||||||||
| 5 | E.M. LIDDY | For | For | |||||||||
| 6 | N. MCKINSTRY | For | For | |||||||||
| 7 | P.N. NOVAKOVIC | For | For | |||||||||
| 8 | W.A. OSBORN | For | For | |||||||||
| 9 | S.C. SCOTT III | For | For | |||||||||
| 10 | G.F. TILTON | For | For | |||||||||
| 11 | M.D. WHITE | For | For | |||||||||
| 2. | RATIFICATION OF ERNST & YOUNG LLP AS AUDITORS |
Management | For | For | ||||||||
| 3. | SAY ON PAY - AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION |
Management | For | For | ||||||||
| 4. | SHAREHOLDER PROPOSAL - GENETICALLY MODIFIED INGREDIENTS |
Shareholder | Against | For | ||||||||
| 5. | SHAREHOLDER PROPOSAL - INDEPENDENT BOARD CHAIRMAN |
Shareholder | Against | For | ||||||||
| HONEYWELL INTERNATIONAL INC. | ||||||||||||
| Security | 438516106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | HON | Meeting Date | 27-Apr-2015 | |||||||||
| ISIN | US4385161066 | Agenda | 934134595 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: WILLIAM S. AYER | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: GORDON M. BETHUNE |
Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: KEVIN BURKE | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: JAIME CHICO PARDO |
Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: DAVID M. COTE | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: D. SCOTT DAVIS | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: LINNET F. DEILY | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: JUDD GREGG | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: CLIVE HOLLICK | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: GRACE D. LIEBLEIN |
Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: GEORGE PAZ | Management | For | For | ||||||||
| 1L. | ELECTION OF DIRECTOR: BRADLEY T. SHEARES |
Management | For | For | ||||||||
| 1M. | ELECTION OF DIRECTOR: ROBIN L. WASHINGTON |
Management | For | For | ||||||||
| 2. | APPROVAL OF INDEPENDENT ACCOUNTANTS. |
Management | For | For | ||||||||
| 3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
| 4. | INDEPENDENT BOARD CHAIRMAN. | Shareholder | Against | For | ||||||||
| 5. | RIGHT TO ACT BY WRITTEN CONSENT. | Shareholder | Against | For | ||||||||
| 6. | POLITICAL LOBBYING AND CONTRIBUTIONS. | Shareholder | Against | For | ||||||||
| THE BOEING COMPANY | ||||||||||||
| Security | 097023105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BA | Meeting Date | 27-Apr-2015 | |||||||||
| ISIN | US0970231058 | Agenda | 934137717 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: DAVID L. CALHOUN |
Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: ARTHUR D. COLLINS, JR. |
Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN |
Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: EDMUND P. GIAMBASTIANI, JR. |
Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: LAWRENCE W. KELLNER |
Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: EDWARD M. LIDDY | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: W. JAMES MCNERNEY, JR. |
Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: SUSAN C. SCHWAB |
Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: RONALD A. WILLIAMS |
Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: MIKE S. ZAFIROVSKI |
Management | For | For | ||||||||
| 2. | APPROVE, ON AN ADVISORY BASIS, NAMED EXECUTIVE OFFICER COMPENSATION. |
Management | For | For | ||||||||
| 3. | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR FOR 2015. |
Management | For | For | ||||||||
| 4. | AMEND EXISTING CLAWBACK POLICY. | Shareholder | Against | For | ||||||||
| 5. | INDEPENDENT BOARD CHAIRMAN. | Shareholder | Against | For | ||||||||
| 6. | RIGHT TO ACT BY WRITTEN CONSENT. | Shareholder | Against | For | ||||||||
| 7. | FURTHER REPORT ON LOBBYING ACTIVITIES. |
Shareholder | Against | For | ||||||||
| UNITED TECHNOLOGIES CORPORATION | ||||||||||||
| Security | 913017109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | UTX | Meeting Date | 27-Apr-2015 | |||||||||
| ISIN | US9130171096 | Agenda | 934137729 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: JOHN V. FARACI | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: JEAN-PIERRE GARNIER |
Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: GREGORY J. HAYES |
Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: EDWARD A. KANGAS |
Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: ELLEN J. KULLMAN | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: MARSHALL O. LARSEN |
Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: HAROLD MCGRAW III |
Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: RICHARD B. MYERS |
Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: H. PATRICK SWYGERT |
Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: ANDRE VILLENEUVE |
Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: CHRISTINE TODD WHITMAN |
Management | For | For | ||||||||
| 2. | APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITOR FOR 2015. |
Management | For | For | ||||||||
| 3. | AN ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||||
| FORTUNE BRANDS HOME & SECURITY, INC. | ||||||||||||
| Security | 34964C106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | FBHS | Meeting Date | 28-Apr-2015 | |||||||||
| ISIN | US34964C1062 | Agenda | 934133860 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF CLASS I DIRECTOR: ANN F. HACKETT |
Management | For | For | ||||||||
| 1B. | ELECTION OF CLASS I DIRECTOR: JOHN G. MORIKIS |
Management | For | For | ||||||||
| 1C. | ELECTION OF CLASS I DIRECTOR: RONALD V. WATERS, III |
Management | For | For | ||||||||
| 2 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015. |
Management | For | For | ||||||||
| 3 | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. |
Management | For | For | ||||||||
| THE COCA-COLA COMPANY | ||||||||||||
| Security | 191216100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | KO | Meeting Date | 29-Apr-2015 | |||||||||
| ISIN | US1912161007 | Agenda | 934138163 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: HERBERT A. ALLEN |
Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: RONALD W. ALLEN | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: MARC BOLLAND | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: ANA BOTIN | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: HOWARD G. BUFFETT |
Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: RICHARD M. DALEY |
Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: BARRY DILLER | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: HELENE D. GAYLE | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: EVAN G. GREENBERG |
Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: ALEXIS M. HERMAN |
Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: MUHTAR KENT | Management | For | For | ||||||||
| 1L. | ELECTION OF DIRECTOR: ROBERT A. KOTICK |
Management | For | For | ||||||||
| 1M. | ELECTION OF DIRECTOR: MARIA ELENA LAGOMASINO |
Management | For | For | ||||||||
| 1N. | ELECTION OF DIRECTOR: SAM NUNN | Management | For | For | ||||||||
| 1O. | ELECTION OF DIRECTOR: DAVID B. WEINBERG |
Management | For | For | ||||||||
| 2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION |
Management | For | For | ||||||||
| 3. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS |
Management | For | For | ||||||||
| 4. | SHAREOWNER PROPOSAL REGARDING PROXY ACCESS |
Shareholder | Against | For | ||||||||
| 5. | SHAREOWNER PROPOSAL REGARDING RESTRICTED STOCK |
Shareholder | Against | For | ||||||||
| EOG RESOURCES, INC. | ||||||||||||
| Security | 26875P101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | EOG | Meeting Date | 30-Apr-2015 | |||||||||
| ISIN | US26875P1012 | Agenda | 934142251 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: JANET F. CLARK | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: CHARLES R. CRISP |
Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: JAMES C. DAY | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: H. LEIGHTON STEWARD |
Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: DONALD F. TEXTOR |
Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: WILLIAM R. THOMAS |
Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: FRANK G. WISNER | Management | For | For | ||||||||
| 2. | TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF DELOITTE & TOUCHE LLP, INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS AUDITORS FOR THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2015. |
Management | For | For | ||||||||
| 3. | TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||||
| 4. | STOCKHOLDER PROPOSAL CONCERNING PROXY ACCESS, IF PROPERLY PRESENTED. |
Shareholder | Against | For | ||||||||
| 5. | STOCKHOLDER PROPOSAL CONCERNING A METHANE EMISSIONS REPORT, IF PROPERLY PRESENTED. |
Shareholder | Against | For | ||||||||
| MEAD JOHNSON NUTRITION COMPANY | ||||||||||||
| Security | 582839106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MJN | Meeting Date | 30-Apr-2015 | |||||||||
| ISIN | US5828391061 | Agenda | 934157175 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: STEVEN M. ALTSCHULER, M.D. |
Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: HOWARD B. BERNICK |
Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: KIMBERLY A. CASIANO |
Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: ANNA C. CATALANO |
Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: CELESTE A. CLARK, PH.D. |
Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: JAMES M. CORNELIUS |
Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: STEPHEN W. GOLSBY |
Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: MICHAEL GROBSTEIN |
Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: PETER KASPER JAKOBSEN |
Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: PETER G. RATCLIFFE |
Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: MICHAEL A. SHERMAN |
Management | For | For | ||||||||
| 1L. | ELECTION OF DIRECTOR: ELLIOTT SIGAL, M.D., PH.D. |
Management | For | For | ||||||||
| 1M. | ELECTION OF DIRECTOR: ROBERT S. SINGER |
Management | For | For | ||||||||
| 2. | ADVISORY APPROVAL OF NAMED EXECUTIVE OFFICER COMPENSATION |
Management | For | For | ||||||||
| 3. | APPROVAL OF THE MEAD JOHNSON NUTRITION COMPANY LONG-TERM INCENTIVE PLAN |
Management | For | For | ||||||||
| 4. | THE RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015 |
Management | For | For | ||||||||
| BRISTOL-MYERS SQUIBB COMPANY | ||||||||||||
| Security | 110122108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BMY | Meeting Date | 05-May-2015 | |||||||||
| ISIN | US1101221083 | Agenda | 934145536 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A) | ELECTION OF DIRECTOR: L. ANDREOTTI | Management | For | For | ||||||||
| 1B) | ELECTION OF DIRECTOR: G. CAFORIO, M.D. | Management | For | For | ||||||||
| 1C) | ELECTION OF DIRECTOR: L.B. CAMPBELL | Management | For | For | ||||||||
| 1D) | ELECTION OF DIRECTOR: L.H. GLIMCHER, M.D. |
Management | For | For | ||||||||
| 1E) | ELECTION OF DIRECTOR: M. GROBSTEIN | Management | For | For | ||||||||
| 1F) | ELECTION OF DIRECTOR: A.J. LACY | Management | For | For | ||||||||
| 1G) | ELECTION OF DIRECTOR: T.J. LYNCH, JR., M.D. |
Management | For | For | ||||||||
| 1H) | ELECTION OF DIRECTOR: D.C. PALIWAL | Management | For | For | ||||||||
| 1I) | ELECTION OF DIRECTOR: V.L. SATO, PH.D. | Management | For | For | ||||||||
| 1J) | ELECTION OF DIRECTOR: G.L. STORCH | Management | For | For | ||||||||
| 1K) | ELECTION OF DIRECTOR: T.D. WEST, JR. | Management | For | For | ||||||||
| 2. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS |
Management | For | For | ||||||||
| 3. | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM |
Management | For | For | ||||||||
| 4. | APPROVAL OF AMENDMENT TO CERTIFICATE OF INCORPORATION - EXCLUSIVE FORUM PROVISION |
Management | For | For | ||||||||
| 5. | APPROVAL OF AMENDMENT TO CERTIFICATE OF INCORPORATION - SUPERMAJORITY PROVISIONS - PREFERRED STOCKHOLDERS |
Management | For | For | ||||||||
| 6. | SHAREHOLDER ACTION BY WRITTEN CONSENT |
Shareholder | Against | For | ||||||||
| GILEAD SCIENCES, INC. | ||||||||||||
| Security | 375558103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | GILD | Meeting Date | 06-May-2015 | |||||||||
| ISIN | US3755581036 | Agenda | 934149685 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: JOHN F. COGAN | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: ETIENNE F. DAVIGNON |
Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: CARLA A. HILLS | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: KEVIN E. LOFTON | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: JOHN W. MADIGAN | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: JOHN C. MARTIN | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: NICHOLAS G. MOORE |
Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: RICHARD J. WHITLEY |
Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: GAYLE E. WILSON | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: PER WOLD-OLSEN | Management | For | For | ||||||||
| 2. | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF GILEAD FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015. |
Management | For | For | ||||||||
| 3. | TO APPROVE AN AMENDMENT AND RESTATEMENT TO GILEAD'S EMPLOYEE STOCK PURCHASE PLAN AND INTERNATIONAL EMPLOYEE STOCK PURCHASE PLAN. |
Management | For | For | ||||||||
| 4. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS PRESENTED IN THE PROXY STATEMENT. |
Management | For | For | ||||||||
| 5. | TO VOTE ON A STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, REQUESTING THAT THE BOARD TAKE STEPS TO PERMIT STOCKHOLDER ACTION BY WRITTEN CONSENT. |
Shareholder | Against | For | ||||||||
| 6. | TO VOTE ON A STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, REQUESTING THAT THE BOARD ADOPT A POLICY THAT THE CHAIRMAN OF THE BOARD OF DIRECTORS BE AN INDEPENDENT DIRECTOR. |
Shareholder | Against | For | ||||||||
| 7. | TO VOTE ON A STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, REQUESTING THAT GILEAD ISSUE AN ANNUAL SUSTAINABILITY REPORT. |
Shareholder | Against | For | ||||||||
| 8. | TO VOTE ON A STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, REQUESTING THAT THE BOARD REPORT ON CERTAIN RISKS TO GILEAD FROM RISING PRESSURE TO CONTAIN U.S. SPECIALTY DRUG PRICES. |
Shareholder | Against | For | ||||||||
| PEPSICO, INC. | ||||||||||||
| Security | 713448108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | PEP | Meeting Date | 06-May-2015 | |||||||||
| ISIN | US7134481081 | Agenda | 934150854 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: SHONA L. BROWN | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: GEORGE W. BUCKLEY |
Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: IAN M. COOK | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: DINA DUBLON | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: RONA A. FAIRHEAD |
Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: RICHARD W. FISHER |
Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: ALBERTO IBARGUEN |
Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: WILLIAM R. JOHNSON |
Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: INDRA K. NOOYI | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: DAVID C. PAGE | Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: ROBERT C. POHLAD |
Management | For | For | ||||||||
| 1L. | ELECTION OF DIRECTOR: LLOYD G. TROTTER |
Management | For | For | ||||||||
| 1M. | ELECTION OF DIRECTOR: DANIEL VASELLA | Management | For | For | ||||||||
| 1N. | ELECTION OF DIRECTOR: ALBERTO WEISSER |
Management | For | For | ||||||||
| 2. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL YEAR 2015. |
Management | For | For | ||||||||
| 3. | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
| 4. | ESTABLISH BOARD COMMITTEE ON SUSTAINABILITY. |
Shareholder | Against | For | ||||||||
| 5. | POLICY REGARDING LIMIT ON ACCELERATED VESTING OF EQUITY AWARDS. |
Shareholder | Against | For | ||||||||
| 6. | REPORT ON MINIMIZING IMPACTS OF NEONICS. |
Shareholder | Against | For | ||||||||
| CVS HEALTH CORPORATION | ||||||||||||
| Security | 126650100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CVS | Meeting Date | 07-May-2015 | |||||||||
| ISIN | US1266501006 | Agenda | 934148102 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: RICHARD M. BRACKEN |
Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: C. DAVID BROWN II |
Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: ALECIA A. DECOUDREAUX |
Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: NANCY-ANN M. DEPARLE |
Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: DAVID W. DORMAN |
Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: ANNE M. FINUCANE |
Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: LARRY J. MERLO | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: JEAN-PIERRE MILLON |
Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: RICHARD J. SWIFT | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: WILLIAM C. WELDON |
Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: TONY L. WHITE | Management | For | For | ||||||||
| 2. | PROPOSAL TO RATIFY INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2015. |
Management | For | For | ||||||||
| 3. | SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
| 4. | PROPOSAL TO APPROVE PERFORMANCE CRITERIA IN THE COMPANY'S 2010 INCENTIVE COMPENSATION PLAN. |
Management | For | For | ||||||||
| 5. | STOCKHOLDER PROPOSAL REGARDING CONGRUENCY OF CORPORATE VALUES AND POLITICAL CONTRIBUTIONS. |
Shareholder | Against | For | ||||||||
| ECOLAB INC. | ||||||||||||
| Security | 278865100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ECL | Meeting Date | 07-May-2015 | |||||||||
| ISIN | US2788651006 | Agenda | 934151426 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A | ELECTION OF DIRECTOR: DOUGLAS M. BAKER, JR. |
Management | For | For | ||||||||
| 1B | ELECTION OF DIRECTOR: BARBARA J. BECK | Management | For | For | ||||||||
| 1C | ELECTION OF DIRECTOR: LESLIE S. BILLER | Management | For | For | ||||||||
| 1D | ELECTION OF DIRECTOR: CARL M. CASALE | Management | For | For | ||||||||
| 1E | ELECTION OF DIRECTOR: STEPHEN I. CHAZEN |
Management | For | For | ||||||||
| 1F | ELECTION OF DIRECTOR: JEFFREY M. ETTINGER |
Management | For | For | ||||||||
| 1G | ELECTION OF DIRECTOR: JERRY A. GRUNDHOFER |
Management | For | For | ||||||||
| 1H | ELECTION OF DIRECTOR: ARTHUR J. HIGGINS |
Management | For | For | ||||||||
| 1I | ELECTION OF DIRECTOR: JOEL W. JOHNSON | Management | For | For | ||||||||
| 1J | ELECTION OF DIRECTOR: MICHAEL LARSON | Management | For | For | ||||||||
| 1K | ELECTION OF DIRECTOR: JERRY W. LEVIN | Management | For | For | ||||||||
| 1L | ELECTION OF DIRECTOR: ROBERT L. LUMPKINS |
Management | For | For | ||||||||
| 1M | ELECTION OF DIRECTOR: TRACY B. MCKIBBEN |
Management | For | For | ||||||||
| 1N | ELECTION OF DIRECTOR: VICTORIA J. REICH | Management | For | For | ||||||||
| 1O | ELECTION OF DIRECTOR: SUZANNE M. VAUTRINOT |
Management | For | For | ||||||||
| 1P | ELECTION OF DIRECTOR: JOHN J. ZILLMER | Management | For | For | ||||||||
| 2 | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT YEAR ENDING DECEMBER 31, 2015. |
Management | For | For | ||||||||
| 3 | ADVISORY VOTE TO APPROVE THE COMPENSATION OF EXECUTIVES DISCLOSED IN THE PROXY STATEMENT. |
Management | For | For | ||||||||
| 4 | STOCKHOLDER PROPOSAL REQUESTING AN INDEPENDENT BOARD CHAIR. |
Shareholder | Against | For | ||||||||
| ABBVIE INC. | ||||||||||||
| Security | 00287Y109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ABBV | Meeting Date | 08-May-2015 | |||||||||
| ISIN | US00287Y1091 | Agenda | 934142249 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | ROXANNE S. AUSTIN | For | For | |||||||||
| 2 | RICHARD A. GONZALEZ | For | For | |||||||||
| 3 | GLENN F. TILTON | For | For | |||||||||
| 2. | RATIFICATION OF ERNST & YOUNG LLP AS ABBVIE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015. |
Management | For | For | ||||||||
| 3. | SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
| COLGATE-PALMOLIVE COMPANY | ||||||||||||
| Security | 194162103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CL | Meeting Date | 08-May-2015 | |||||||||
| ISIN | US1941621039 | Agenda | 934146665 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: JOHN P. BILBREY | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: JOHN T. CAHILL | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: IAN COOK | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: HELENE D. GAYLE | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: ELLEN M. HANCOCK |
Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: RICHARD J. KOGAN |
Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: DELANO E. LEWIS | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: MICHAEL B. POLK | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: J. PEDRO REINHARD |
Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: STEPHEN I. SADOVE |
Management | For | For | ||||||||
| 2. | RATIFY SELECTION OF PRICEWATERHOUSECOOPERS LLP AS COLGATE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. |
Management | For | For | ||||||||
| 3. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
| CUMMINS INC. | ||||||||||||
| Security | 231021106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CMI | Meeting Date | 12-May-2015 | |||||||||
| ISIN | US2310211063 | Agenda | 934147059 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1) | ELECTION OF DIRECTOR: N. THOMAS LINEBARGER |
Management | For | For | ||||||||
| 2) | ELECTION OF DIRECTOR: ROBERT J. BERNHARD |
Management | For | For | ||||||||
| 3) | ELECTION OF DIRECTOR: DR. FRANKLIN R. CHANG DIAZ |
Management | For | For | ||||||||
| 4) | ELECTION OF DIRECTOR: BRUNO V. DI LEO ALLEN |
Management | For | For | ||||||||
| 5) | ELECTION OF DIRECTOR: STEPHEN B. DOBBS |
Management | For | For | ||||||||
| 6) | ELECTION OF DIRECTOR: ROBERT K. HERDMAN |
Management | For | For | ||||||||
| 7) | ELECTION OF DIRECTOR: ALEXIS M. HERMAN |
Management | For | For | ||||||||
| 8) | ELECTION OF DIRECTOR: THOMAS J. LYNCH | Management | For | For | ||||||||
| 9) | ELECTION OF DIRECTOR: WILLIAM I. MILLER | Management | For | For | ||||||||
| 10) | ELECTION OF DIRECTOR: GEORGIA R. NELSON |
Management | For | For | ||||||||
| 11) | ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT. |
Management | For | For | ||||||||
| 12) | PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITORS FOR 2015. |
Management | For | For | ||||||||
| 13) | SHAREHOLDER PROPOSAL REGARDING INDEPENDENT BOARD CHAIR. |
Shareholder | Against | For | ||||||||
| 3M COMPANY | ||||||||||||
| Security | 88579Y101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MMM | Meeting Date | 12-May-2015 | |||||||||
| ISIN | US88579Y1010 | Agenda | 934147162 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: LINDA G. ALVARADO |
Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: SONDRA L. BARBOUR |
Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: THOMAS "TONY" K. BROWN |
Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: VANCE D. COFFMAN |
Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: MICHAEL L. ESKEW |
Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: HERBERT L. HENKEL |
Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: MUHTAR KENT | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: EDWARD M. LIDDY | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: INGE G. THULIN | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: ROBERT J. ULRICH | Management | For | For | ||||||||
| 2. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS 3M'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. |
Management | For | For | ||||||||
| 3. | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
| E. I. DU PONT DE NEMOURS AND COMPANY | ||||||||||||
| Security | 263534109 | Meeting Type | Contested-Annual | |||||||||
| Ticker Symbol | DD | Meeting Date | 13-May-2015 | |||||||||
| ISIN | US2635341090 | Agenda | 934155955 - Opposition | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | DIRECTOR | Management | ||||||||||
| 1 | NELSON PELTZ | For | For | |||||||||
| 2 | JOHN H. MYERS | For | For | |||||||||
| 3 | ARTHUR B. WINKLEBLACK | Withheld | Against | |||||||||
| 4 | ROBERT J. ZATTA | Withheld | Against | |||||||||
| 5 | MGT NOM: L. ANDREOTTI | For | For | |||||||||
| 6 | MGT NOM: E.D. BREEN | For | For | |||||||||
| 7 | MGT NOM: E.I. DU PONT | For | For | |||||||||
| 8 | MGT NOM: J.L. GALLOGLY | For | For | |||||||||
| 9 | MGT NOM: M.A. HEWSON | For | For | |||||||||
| 10 | MGT NOM: E.J. KULLMAN | For | For | |||||||||
| 11 | MGT NOM: U.M. SCHNEIDER | For | For | |||||||||
| 12 | MGT NOM: P.J. WARD | For | For | |||||||||
| 2 | ON RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM |
Management | For | |||||||||
| 3 | TO APPROVE, BY ADVISORY VOTE, EXECUTIVE COMPENSATION |
Management | For | |||||||||
| 4 | ON LOBBYING | Management | Against | |||||||||
| 5 | ON GROWER COMPLIANCE | Management | Against | |||||||||
| 6 | ON PLANT CLOSURE | Management | Against | |||||||||
| 7 | TO REPEAL EACH PROVISION OR AMENDMENT OF THE BYLAWS OF THE COMPANY ADOPTED BY THE BOARD OF DIRECTORS OF THE COMPANY (AND NOT BY THE COMPANY'S STOCKHOLDERS) SUBSEQUENT TO AUGUST 12, 2013 AND PRIOR TO THE APPROVAL OF THIS RESOLUTION. |
Management | For | For | ||||||||
| AMGEN INC. | ||||||||||||
| Security | 031162100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | AMGN | Meeting Date | 14-May-2015 | |||||||||
| ISIN | US0311621009 | Agenda | 934153672 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: DR. DAVID BALTIMORE |
Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: MR. FRANK J. BIONDI, JR. |
Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: MR. ROBERT A. BRADWAY |
Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: MR. FRANCOIS DE CARBONNEL |
Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: DR. VANCE D. COFFMAN |
Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: MR. ROBERT A. ECKERT |
Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: MR. GREG C. GARLAND |
Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: DR. REBECCA M. HENDERSON |
Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: MR. FRANK C. HERRINGER |
Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: DR. TYLER JACKS | Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: MS. JUDITH C. PELHAM |
Management | For | For | ||||||||
| 1L. | ELECTION OF DIRECTOR: DR. RONALD D. SUGAR |
Management | For | For | ||||||||
| 1M. | ELECTION OF DIRECTOR: DR. R. SANDERS WILLIAMS |
Management | For | For | ||||||||
| 2. | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015. |
Management | For | For | ||||||||
| 3. | ADVISORY VOTE TO APPROVE OUR EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
| 4. | STOCKHOLDER PROPOSAL (VOTE TABULATION). |
Shareholder | Against | For | ||||||||
| THE WHITEWAVE FOODS COMPANY | ||||||||||||
| Security | 966244105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | WWAV | Meeting Date | 14-May-2015 | |||||||||
| ISIN | US9662441057 | Agenda | 934157670 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1.1 | ELECTION OF DIRECTOR: MARY E. MINNICK | Management | For | For | ||||||||
| 1.2 | ELECTION OF DIRECTOR: DOREEN A. WRIGHT |
Management | For | For | ||||||||
| 2. | PROPOSAL TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE WHITEWAVE FOODS COMPANY 2012 STOCK INCENTIVE PLAN. |
Management | Against | Against | ||||||||
| 3. | PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT AUDITOR FOR 2015. |
Management | For | For | ||||||||
| UNION PACIFIC CORPORATION | ||||||||||||
| Security | 907818108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | UNP | Meeting Date | 14-May-2015 | |||||||||
| ISIN | US9078181081 | Agenda | 934177583 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: A.H. CARD, JR. | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: E.B. DAVIS, JR. | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: D.B. DILLON | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: L.M. FRITZ | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: J.R. HOPE | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: J.J. KORALESKI | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: C.C. KRULAK | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: M.R. MCCARTHY | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: M.W. MCCONNELL | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: T.F. MCLARTY III | Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: S.R. ROGEL | Management | For | For | ||||||||
| 1L. | ELECTION OF DIRECTOR: J.H. VILLARREAL | Management | For | For | ||||||||
| 2. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. |
Management | For | For | ||||||||
| 3. | AN ADVISORY VOTE ON EXECUTIVE COMPENSATION ("SAY ON PAY"). |
Management | For | For | ||||||||
| 4. | SHAREHOLDER PROPOSAL REGARDING EXECUTIVES TO RETAIN SIGNIFICANT STOCK IF PROPERLY PRESENTED AT THE ANNUAL MEETING. |
Shareholder | Against | For | ||||||||
| 5. | SHAREHOLDER PROPOSAL REGARDING INDEPENDENT CHAIRMAN IF PROPERLY PRESENTED AT THE ANNUAL MEETING. |
Shareholder | Against | For | ||||||||
| MACY'S INC. | ||||||||||||
| Security | 55616P104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | M | Meeting Date | 15-May-2015 | |||||||||
| ISIN | US55616P1049 | Agenda | 934163281 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: STEPHEN F. BOLLENBACH |
Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: JOHN A. BRYANT | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: DEIRDRE P. CONNELLY |
Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: MEYER FELDBERG | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: LESLIE D. HALE | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: SARA LEVINSON | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: TERRY J. LUNDGREN |
Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: JOSEPH NEUBAUER |
Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: JOYCE M. ROCHE | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: PAUL C. VARGA | Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: CRAIG E. WEATHERUP |
Management | For | For | ||||||||
| 1L. | ELECTION OF DIRECTOR: MARNA C. WHITTINGTON |
Management | For | For | ||||||||
| 1M. | ELECTION OF DIRECTOR: ANNIE YOUNG- SCRIVNER |
Management | For | For | ||||||||
| 2. | THE PROPOSED RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS MACY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. |
Management | For | For | ||||||||
| 3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. *NOTE* VOTING CUT-OFF DATE: MAY 14, 2015 AT 11:59 P.M. EDT. |
Management | For | For | ||||||||
| CONTINENTAL RESOURCES, INC. | ||||||||||||
| Security | 212015101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CLR | Meeting Date | 19-May-2015 | |||||||||
| ISIN | US2120151012 | Agenda | 934167912 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | LON MCCAIN | For | For | |||||||||
| 2 | MARK E. MONROE | For | For | |||||||||
| 2. | APPROVAL OF AN AMENDMENT TO THE THIRD AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK. |
Management | For | For | ||||||||
| 3. | RATIFICATION OF SELECTION OF GRANT THORNTON LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. |
Management | For | For | ||||||||
| 4. | SHAREHOLDER PROPOSAL ON THE CHAIRMAN OF THE BOARD BEING AN INDEPENDENT DIRECTOR. |
Shareholder | Against | For | ||||||||
| MORGAN STANLEY | ||||||||||||
| Security | 617446448 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MS | Meeting Date | 19-May-2015 | |||||||||
| ISIN | US6174464486 | Agenda | 934169776 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: ERSKINE B. BOWLES |
Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: THOMAS H. GLOCER |
Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: JAMES P. GORMAN |
Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: ROBERT H. HERZ | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: KLAUS KLEINFELD | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: JAMI MISCIK | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: DONALD T. NICOLAISEN |
Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: HUTHAM S. OLAYAN |
Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: JAMES W. OWENS | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: RYOSUKE TAMAKOSHI |
Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: MASAAKI TANAKA | Management | For | For | ||||||||
| 1L. | ELECTION OF DIRECTOR: PERRY M. TRAQUINA |
Management | For | For | ||||||||
| 1M. | ELECTION OF DIRECTOR: LAURA D. TYSON | Management | For | For | ||||||||
| 1N. | ELECTION OF DIRECTOR: RAYFORD WILKINS, JR. |
Management | For | For | ||||||||
| 2. | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR |
Management | For | For | ||||||||
| 3. | TO APPROVE THE COMPENSATION OF EXECUTIVES AS DISCLOSED IN THE PROXY STATEMENT (NON-BINDING ADVISORY RESOLUTION) |
Management | For | For | ||||||||
| 4. | TO APPROVE THE AMENDMENT OF THE 2007 EQUITY INCENTIVE COMPENSATION PLAN TO INCREASE SHARES AVAILABLE FOR GRANT |
Management | Against | Against | ||||||||
| 5. | SHAREHOLDER PROPOSAL REGARDING A REPORT ON LOBBYING |
Shareholder | Against | For | ||||||||
| 6. | SHAREHOLDER PROPOSAL REGARDING A VOTE-COUNTING BYLAW CHANGE |
Shareholder | Against | For | ||||||||
| 7. | SHAREHOLDER PROPOSAL REGARDING A REPORT ON GOVERNMENT SERVICE VESTING |
Shareholder | Against | For | ||||||||
| JPMORGAN CHASE & CO. | ||||||||||||
| Security | 46625H100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | JPM | Meeting Date | 19-May-2015 | |||||||||
| ISIN | US46625H1005 | Agenda | 934169916 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: LINDA B. BAMMANN |
Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: JAMES A. BELL | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: CRANDALL C. BOWLES |
Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: STEPHEN B. BURKE |
Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: JAMES S. CROWN | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: JAMES DIMON | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: TIMOTHY P. FLYNN |
Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. |
Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: MICHAEL A. NEAL | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: LEE R. RAYMOND | Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: WILLIAM C. WELDON |
Management | For | For | ||||||||
| 2. | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION |
Management | For | For | ||||||||
| 3. | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM |
Management | For | For | ||||||||
| 4. | APPROVAL OF AMENDMENT TO LONG-TERM INCENTIVE PLAN |
Management | For | For | ||||||||
| 5. | INDEPENDENT BOARD CHAIRMAN - REQUIRE AN INDEPENDENT CHAIR |
Shareholder | Against | For | ||||||||
| 6. | LOBBYING - REPORT ON POLICIES, PROCEDURES AND EXPENDITURES |
Shareholder | Against | For | ||||||||
| 7. | SPECIAL SHAREOWNER MEETINGS - REDUCE OWNERSHIP THRESHOLD FROM 20% TO 10% |
Shareholder | Against | For | ||||||||
| 8. | HOW VOTES ARE COUNTED - COUNT VOTES USING ONLY FOR AND AGAINST |
Shareholder | Against | For | ||||||||
| 9. | ACCELERATED VESTING PROVISIONS - REPORT NAMES OF SENIOR EXECUTIVES AND VALUE OF EQUITY AWARDS THAT WOULD VEST IF THEY RESIGN TO ENTER GOVERNMENT SERVICE |
Shareholder | Against | For | ||||||||
| 10. | CLAWBACK DISCLOSURE POLICY - DISCLOSE WHETHER THE FIRM RECOUPED ANY INCENTIVE COMPENSATION FROM SENIOR EXECUTIVES |
Shareholder | Against | For | ||||||||
| MONDELEZ INTERNATIONAL, INC. | ||||||||||||
| Security | 609207105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MDLZ | Meeting Date | 20-May-2015 | |||||||||
| ISIN | US6092071058 | Agenda | 934153773 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: STEPHEN F. BOLLENBACH |
Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: LEWIS W.K. BOOTH |
Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: LOIS D. JULIBER | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: MARK D. KETCHUM |
Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: JORGE S. MESQUITA |
Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: JOSEPH NEUBAUER |
Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: NELSON PELTZ | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: FREDRIC G. REYNOLDS |
Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: IRENE B. ROSENFELD |
Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: PATRICK T. SIEWERT |
Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: RUTH J. SIMMONS | Management | For | For | ||||||||
| 1L. | ELECTION OF DIRECTOR: JEAN-FRANCOIS M.L. VAN BOXMEER |
Management | For | For | ||||||||
| 2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
| 3. | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL YEAR ENDING DECEMBER 31, 2015. |
Management | For | For | ||||||||
| 4. | SHAREHOLDER PROPOSAL: REPORT ON PACKAGING. |
Shareholder | Against | For | ||||||||
| PIONEER NATURAL RESOURCES COMPANY | ||||||||||||
| Security | 723787107 | Meeting Type | Annual | |||||||||
| Ticker Symbol | PXD | Meeting Date | 20-May-2015 | |||||||||
| ISIN | US7237871071 | Agenda | 934162885 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: EDISON C. BUCHANAN |
Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: ANDREW F. CATES | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: TIMOTHY L. DOVE | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: PHILLIP A. GOBE | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: LARRY R. GRILLOT | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: STACY P. METHVIN |
Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: ROYCE W. MITCHELL |
Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: FRANK A. RISCH | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: SCOTT D. SHEFFIELD |
Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: J. KENNETH THOMPSON |
Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: PHOEBE A. WOOD | Management | For | For | ||||||||
| 2. | RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM |
Management | For | For | ||||||||
| 3. | ADVISORY VOTE TO APPROVE EXECUTIVE OFFICER COMPENSATION |
Management | For | For | ||||||||
| 4. | STOCKHOLDER PROPOSAL RELATING TO PROXY ACCESS |
Shareholder | Against | For | ||||||||
| DISCOVERY COMMUNICATIONS, INC. | ||||||||||||
| Security | 25470F104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | DISCA | Meeting Date | 20-May-2015 | |||||||||
| ISIN | US25470F1049 | Agenda | 934171187 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | ROBERT R. BECK | For | For | |||||||||
| 2 | J. DAVID WARGO | For | For | |||||||||
| 2. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS DISCOVERY COMMUNICATIONS, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015. |
Management | For | For | ||||||||
| 3. | APPROVAL OF THE DISCOVERY COMMUNICATIONS, INC. 2005 NON- EMPLOYEE DIRECTOR INCENTIVE PLAN, AS AMENDED. |
Management | For | For | ||||||||
| 4. | A STOCKHOLDER PROPOSAL REQUESTING THE BOARD OF DIRECTORS TO REPORT ON PLANS TO INCREASE DIVERSE REPRESENTATION ON THE BOARD. |
Shareholder | Against | For | ||||||||
| THERMO FISHER SCIENTIFIC INC. | ||||||||||||
| Security | 883556102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | TMO | Meeting Date | 20-May-2015 | |||||||||
| ISIN | US8835561023 | Agenda | 934172785 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: MARC N. CASPER | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: NELSON J. CHAI | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: C. MARTIN HARRIS | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: TYLER JACKS | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: JUDY C. LEWENT | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: THOMAS J. LYNCH | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: JIM P. MANZI | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: WILLIAM G. PARRETT |
Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: LARS R. SORENSEN |
Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: SCOTT M. SPERLING |
Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: ELAINE S. ULLIAN | Management | For | For | ||||||||
| 2. | AN ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION |
Management | For | For | ||||||||
| 3. | RATIFICATION OF THE AUDIT COMMITTEE'S SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR 2015 |
Management | For | For | ||||||||
| THE HOME DEPOT, INC. | ||||||||||||
| Security | 437076102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | HD | Meeting Date | 21-May-2015 | |||||||||
| ISIN | US4370761029 | Agenda | 934163584 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: ARI BOUSBIB | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: GREGORY D. BRENNEMAN |
Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: J. FRANK BROWN | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: ALBERT P. CAREY | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: ARMANDO CODINA |
Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: HELENA B. FOULKES |
Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: WAYNE M. HEWETT |
Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: KAREN L. KATEN | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: CRAIG A. MENEAR | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: MARK VADON | Management | For | For | ||||||||
| 2. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP |
Management | For | For | ||||||||
| 3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION |
Management | For | For | ||||||||
| 4. | SHAREHOLDER PROPOSAL REGARDING INDEPENDENT CHAIRMAN OF THE BOARD |
Shareholder | Against | For | ||||||||
| 5. | SHAREHOLDER PROPOSAL REGARDING SPECIAL SHAREHOLDER MEETINGS |
Shareholder | Against | For | ||||||||
| THE GOLDMAN SACHS GROUP, INC. | ||||||||||||
| Security | 38141G104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | GS | Meeting Date | 21-May-2015 | |||||||||
| ISIN | US38141G1040 | Agenda | 934177951 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: LLOYD C. BLANKFEIN |
Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: M. MICHELE BURNS |
Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: GARY D. COHN | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: MARK FLAHERTY | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: WILLIAM W. GEORGE |
Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: JAMES A. JOHNSON |
Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: LAKSHMI N. MITTAL |
Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: ADEBAYO O. OGUNLESI |
Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: PETER OPPENHEIMER |
Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: DEBORA L. SPAR | Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: MARK E. TUCKER | Management | For | For | ||||||||
| 1L. | ELECTION OF DIRECTOR: DAVID A. VINIAR | Management | For | For | ||||||||
| 1M. | ELECTION OF DIRECTOR: MARK O. WINKELMAN |
Management | For | For | ||||||||
| 2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION (SAY ON PAY) |
Management | For | For | ||||||||
| 3. | APPROVAL OF THE GOLDMAN SACHS AMENDED AND RESTATED STOCK INCENTIVE PLAN (2015) |
Management | Against | Against | ||||||||
| 4. | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015 |
Management | For | For | ||||||||
| 5. | SHAREHOLDER PROPOSAL REGARDING VOTE-COUNTING |
Shareholder | Against | For | ||||||||
| 6. | SHAREHOLDER PROPOSAL REGARDING VESTING OF EQUITY AWARDS UPON ENTERING GOVERNMENT SERVICE |
Shareholder | Against | For | ||||||||
| 7. | SHAREHOLDER PROPOSAL REGARDING RIGHT TO ACT BY WRITTEN CONSENT |
Shareholder | Against | For | ||||||||
| MERCK & CO., INC. | ||||||||||||
| Security | 58933Y105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MRK | Meeting Date | 26-May-2015 | |||||||||
| ISIN | US58933Y1055 | Agenda | 934177393 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: LESLIE A. BRUN | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: THOMAS R. CECH | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: KENNETH C. FRAZIER |
Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: THOMAS H. GLOCER |
Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: WILLIAM B. HARRISON JR. |
Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: C. ROBERT KIDDER |
Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS |
Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: CARLOS E. REPRESAS |
Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: PATRICIA F. RUSSO |
Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: CRAIG B. THOMPSON |
Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: WENDELL P. WEEKS |
Management | For | For | ||||||||
| 1L. | ELECTION OF DIRECTOR: PETER C. WENDELL |
Management | For | For | ||||||||
| 2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
| 3. | RATIFICATION OF THE APPOINTMENT OF THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2015. |
Management | For | For | ||||||||
| 4. | PROPOSAL TO AMEND AND RESTATE THE 2010 INCENTIVE STOCK PLAN. |
Management | For | For | ||||||||
| 5. | PROPOSAL TO AMEND AND RESTATE THE EXECUTIVE INCENTIVE PLAN. |
Management | For | For | ||||||||
| 6. | SHAREHOLDER PROPOSAL CONCERNING SHAREHOLDERS' RIGHT TO ACT BY WRITTEN CONSENT. |
Shareholder | Against | For | ||||||||
| 7. | SHAREHOLDER PROPOSAL CONCERNING ACCELERATED VESTING OF EQUITY AWARDS. |
Shareholder | Against | For | ||||||||
| TIFFANY & CO. | ||||||||||||
| Security | 886547108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | TIF | Meeting Date | 28-May-2015 | |||||||||
| ISIN | US8865471085 | Agenda | 934171454 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: MICHAEL J. KOWALSKI |
Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: ROSE MARIE BRAVO |
Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: GARY E. COSTLEY | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: FREDERIC CUMENAL |
Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: LAWRENCE K. FISH |
Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: ABBY F. KOHNSTAMM |
Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: CHARLES K. MARQUIS |
Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: PETER W. MAY | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: WILLIAM A. SHUTZER |
Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: ROBERT S. SINGER |
Management | For | For | ||||||||
| 2. | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 31, 2016. |
Management | For | For | ||||||||
| 3. | APPROVAL OF THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS IN FISCAL 2014. |
Management | For | For | ||||||||
| BLACKROCK, INC. | ||||||||||||
| Security | 09247X101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BLK | Meeting Date | 28-May-2015 | |||||||||
| ISIN | US09247X1019 | Agenda | 934188132 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: ABDLATIF YOUSEF AL-HAMAD |
Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: MATHIS CABIALLAVETTA |
Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: PAMELA DALEY | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: WILLIAM S. DEMCHAK |
Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: JESSICA P. EINHORN |
Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: LAURENCE D. FINK |
Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: FABRIZIO FREDA | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: MURRY S. GERBER |
Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: JAMES GROSFELD | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: ROBERT S. KAPITO |
Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: DAVID H. KOMANSKY |
Management | For | For | ||||||||
| 1L. | ELECTION OF DIRECTOR: SIR DERYCK MAUGHAN |
Management | For | For | ||||||||
| 1M. | ELECTION OF DIRECTOR: CHERYL D. MILLS | Management | For | For | ||||||||
| 1N. | ELECTION OF DIRECTOR: THOMAS H. O'BRIEN |
Management | For | For | ||||||||
| 1O. | ELECTION OF DIRECTOR: IVAN G. SEIDENBERG |
Management | For | For | ||||||||
| 1P. | ELECTION OF DIRECTOR: MARCO ANTONIO SLIM DOMIT |
Management | For | For | ||||||||
| 1Q. | ELECTION OF DIRECTOR: JOHN S. VARLEY | Management | For | For | ||||||||
| 1R. | ELECTION OF DIRECTOR: SUSAN L. WAGNER |
Management | For | For | ||||||||
| 2. | APPROVAL OF THE BLACKROCK, INC. SECOND AMENDED AND RESTATED 1999 STOCK AWARD AND INCENTIVE PLAN. |
Management | For | For | ||||||||
| 3. | APPROVAL, IN A NON-BINDING ADVISORY VOTE, OF THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS, AS DISCLOSED AND DISCUSSED IN THE PROXY STATEMENT. |
Management | For | For | ||||||||
| 4. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS BLACKROCK'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR 2015. |
Management | For | For | ||||||||
| 5. | A STOCKHOLDER PROPOSAL BY MR. ERIC COHEN REGARDING THE ADOPTION OF PROCEDURES TO AVOID HOLDING OR RECOMMENDING INVESTMENTS IN COMPANIES THAT SUBSTANTIALLY CONTRIBUTE TO GENOCIDE. |
Shareholder | Against | For | ||||||||
| 6. | A STOCKHOLDER PROPOSAL BY THE AMERICAN FEDERATION OF STATE, COUNTY AND MUNICIPAL EMPLOYEES PENSION PLAN AND THE MISSIONARY OBLATES OF MARY IMMACULATE REGARDING THE PRODUCTION OF AN ANNUAL REPORT ON CERTAIN TRADE ASSOCIATION AND LOBBYING EXPENDITURES. |
Shareholder | Against | For | ||||||||
| WALGREENS BOOTS ALLIANCE | ||||||||||||
| Security | 931427108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | WBA | Meeting Date | 28-May-2015 | |||||||||
| ISIN | US9314271084 | Agenda | 934190202 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: JANICE M. BABIAK | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: DAVID J. BRAILER | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: STEVEN A. DAVIS | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: WILLIAM C. FOOTE | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: GINGER L. GRAHAM |
Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: JOHN A. LEDERER | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: DOMINIC P. MURPHY |
Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: STEFANO PESSINA |
Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: BARRY ROSENSTEIN |
Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: LEONARD D. SCHAEFFER |
Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: NANCY M. SCHLICHTING |
Management | For | For | ||||||||
| 1L. | ELECTION OF DIRECTOR: JAMES A. SKINNER |
Management | For | For | ||||||||
| 2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. |
Management | For | For | ||||||||
| 3. | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS WALGREENS BOOTS ALLIANCE, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. |
Management | For | For | ||||||||
| 4. | STOCKHOLDER PROPOSAL REGARDING AN EXECUTIVE EQUITY RETENTION POLICY. |
Shareholder | Against | For | ||||||||
| 5. | STOCKHOLDER PROPOSAL REGARDING ACCELERATED VESTING OF EQUITY AWARDS OF SENIOR EXECUTIVES UPON A CHANGE IN CONTROL. |
Shareholder | Against | For | ||||||||
| 6. | STOCKHOLDER PROPOSAL REGARDING PROXY ACCESS. |
Shareholder | Against | For | ||||||||
| 7. | STOCKHOLDER PROPOSAL REGARDING LINKING EXECUTIVE PAY TO PERFORMANCE ON SUSTAINABILITY GOALS. |
Shareholder | Against | For | ||||||||
| NXP SEMICONDUCTORS NV. | ||||||||||||
| Security | N6596X109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | NXPI | Meeting Date | 02-Jun-2015 | |||||||||
| ISIN | NL0009538784 | Agenda | 934222566 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 2C. | ADOPTION OF THE 2014 STATUTORY ANNUAL ACCOUNTS |
Management | For | For | ||||||||
| 2D. | GRANTING DISCHARGE TO THE DIRECTORS FOR THEIR RESPONSIBILITIES IN THE FINANCIAL YEAR 2014 |
Management | For | For | ||||||||
| 3A. | PROPOSAL TO RE-APPOINT MR. RICHARD L. CLEMMER AS EXECUTIVE DIRECTOR WITH EFFECT FROM JUNE 2, 2015 |
Management | For | For | ||||||||
| 3B. | PROPOSAL TO RE-APPOINT SIR PETER BONFIELD AND NON-EXECUTIVE DIRECTOR WITH EFFECT FROM JUNE 2, 2015 |
Management | For | For | ||||||||
| 3C. | PROPOSAL TO RE-APPOINT MR. JOHANNES P. HUTH AS NON-EXECUTIVE DIRECTOR WITH EFFECT FROM JUNE 2, 2015 |
Management | For | For | ||||||||
| 3D. | PROPOSAL TO RE-APPOINT MR. KENNETH A. GOLDMAN AS NON-EXECUTIVE DIRECTOR WITH EFFECT FROM JUNE 2, 2015 |
Management | For | For | ||||||||
| 3E. | PROPOSAL TO RE-APPOINT DR. MARION HELMES AS NON-EXECUTIVE DIRECTOR WITH EFFECT FROM JUNE 2, 2015 |
Management | For | For | ||||||||
| 3F. | PROPOSAL TO RE-APPOINT MR. JOSEPH KAESER AS NON-EXECUTIVE DIRECTOR WITH EFFECT FROM JUNE 2, 2015 |
Management | For | For | ||||||||
| 3G. | PROPOSAL TO RE-APPOINT MR. IAN LORING AS NON-EXECUTIVE DIRECTOR WITH EFFECT FROM JUNE 2, 2015 |
Management | For | For | ||||||||
| 3H. | PROPOSAL TO RE-APPOINT MR. ERIC MEURICE AS NON-EXECUTIVE DIRECTOR WITH EFFECT FROM JUNE 2, 2015 |
Management | For | For | ||||||||
| 3I. | PROPOSAL TO RE-APPOINT MS. JULIE SOUTHERN AS NON-EXECUTIVE DIRECTOR EFFECT FROM JUNE 2, 2015 |
Management | For | For | ||||||||
| 3J. | PROPOSAL TO APPOINT DR. RICK TSAI AS NON-EXECUTIVE DIRECTOR WITH EFFECT FROM JUNE 2, 2015 |
Management | For | For | ||||||||
| 4A. | AUTHORIZATION OF THE BOARD OF DIRECTORS TO ISSUE SHARES OR GRANT RIGHTS TO ACQUIRE SHARES |
Management | Abstain | Against | ||||||||
| 4B. | AUTHORIZATION OF THE BOARD OF DIRECTORS TO RESTRICT OR EXCLUDE PRE-EMPTION RIGHTS |
Management | Against | Against | ||||||||
| 5. | AUTHORIZATION OF THE BOARD OF DIRECTORS TO REPURCHASE SHARES IN THE COMPANY'S CAPITAL |
Management | Abstain | Against | ||||||||
| 6. | AUTHORIZATION TO CANCEL REPURCHASED SHARES IN THE COMPANY'S CAPITAL |
Management | Abstain | Against | ||||||||
| 7. | RE-APPOINTMENT OF KPMG ACCOUNTANTS N.V. AS THE COMPANY'S EXTERNAL AUDITOR |
Management | For | For | ||||||||
| GOOGLE INC. | ||||||||||||
| Security | 38259P508 | Meeting Type | Annual | |||||||||
| Ticker Symbol | GOOGL | Meeting Date | 03-Jun-2015 | |||||||||
| ISIN | US38259P5089 | Agenda | 934194010 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | DIRECTOR | Management | ||||||||||
| 1 | LARRY PAGE | For | For | |||||||||
| 2 | SERGEY BRIN | For | For | |||||||||
| 3 | ERIC E. SCHMIDT | For | For | |||||||||
| 4 | L. JOHN DOERR | For | For | |||||||||
| 5 | DIANE B. GREENE | For | For | |||||||||
| 6 | JOHN L. HENNESSY | For | For | |||||||||
| 7 | ANN MATHER | For | For | |||||||||
| 8 | ALAN R. MULALLY | For | For | |||||||||
| 9 | PAUL S. OTELLINI | For | For | |||||||||
| 10 | K. RAM SHRIRAM | For | For | |||||||||
| 11 | SHIRLEY M. TILGHMAN | For | For | |||||||||
| 2 | THE RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS GOOGLE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015. |
Management | For | For | ||||||||
| 3 | THE APPROVAL OF AN AMENDMENT TO GOOGLE'S 2012 STOCK PLAN TO INCREASE THE SHARE RESERVE BY 17,000,000 SHARES OF CLASS C CAPITAL STOCK. |
Management | For | For | ||||||||
| 4 | A STOCKHOLDER PROPOSAL REGARDING EQUAL SHAREHOLDER VOTING, IF PROPERLY PRESENTED AT THE MEETING. |
Shareholder | For | Against | ||||||||
| 5 | A STOCKHOLDER PROPOSAL REGARDING A LOBBYING REPORT, IF PROPERLY PRESENTED AT THE MEETING. |
Shareholder | Against | For | ||||||||
| 6 | A STOCKHOLDER PROPOSAL REGARDING THE ADOPTION OF A MAJORITY VOTE STANDARD FOR THE ELECTION OF DIRECTORS, IF PROPERLY PRESENTED AT THE MEETING. |
Shareholder | Against | For | ||||||||
| 7 | A STOCKHOLDER PROPOSAL REGARDING A REPORT ON RENEWABLE ENERGY COST, IF PROPERLY PRESENTED AT THE MEETING. |
Shareholder | Against | For | ||||||||
| 8 | A STOCKHOLDER PROPOSAL REGARDING A REPORT ON BUSINESS RISK RELATED TO CLIMATE CHANGE REGULATIONS, IF PROPERLY PRESENTED AT THE MEETING. |
Shareholder | Against | For | ||||||||
| THE PRICELINE GROUP INC. | ||||||||||||
| Security | 741503403 | Meeting Type | Annual | |||||||||
| Ticker Symbol | PCLN | Meeting Date | 04-Jun-2015 | |||||||||
| ISIN | US7415034039 | Agenda | 934200938 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | TIMOTHY M. ARMSTRONG | For | For | |||||||||
| 2 | HOWARD W. BARKER, JR. | For | For | |||||||||
| 3 | JEFFERY H. BOYD | For | For | |||||||||
| 4 | JAN L. DOCTER | For | For | |||||||||
| 5 | JEFFREY E. EPSTEIN | For | For | |||||||||
| 6 | JAMES M. GUYETTE | For | For | |||||||||
| 7 | DARREN R. HUSTON | For | For | |||||||||
| 8 | CHARLES H. NOSKI | For | For | |||||||||
| 9 | NANCY B. PERETSMAN | For | For | |||||||||
| 10 | THOMAS E. ROTHMAN | For | For | |||||||||
| 11 | CRAIG W. RYDIN | For | For | |||||||||
| 2. | TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015. |
Management | For | For | ||||||||
| 3. | TO APPROVE ON AN ADVISORY BASIS THE COMPENSATION PAID BY THE COMPANY TO ITS NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||||
| 4. | TO CONSIDER AND VOTE UPON A NON- BINDING STOCKHOLDER PROPOSAL CONCERNING STOCKHOLDER ACTION BY WRITTEN CONSENT. |
Shareholder | Against | For | ||||||||
| 5. | TO CONSIDER AND VOTE UPON A NON- BINDING STOCKHOLDER PROPOSAL CONCERNING PROXY ACCESS. |
Shareholder | Against | For | ||||||||
| ACTAVIS PLC | ||||||||||||
| Security | G0083B108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ACT | Meeting Date | 05-Jun-2015 | |||||||||
| ISIN | IE00BD1NQJ95 | Agenda | 934199286 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: PAUL M. BISARO | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: NESLI BASGOZ, M.D. |
Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: JAMES H. BLOEM | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: CHRISTOPHER W. BODINE |
Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: CHRISTOPHER J. COUGHLIN |
Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: MICHAEL R. GALLAGHER |
Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: CATHERINE M. KLEMA |
Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: PETER J. MCDONNELL, M.D. |
Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: PATRICK J. O'SULLIVAN |
Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: BRENTON L. SAUNDERS |
Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: RONALD R. TAYLOR |
Management | For | For | ||||||||
| 1L. | ELECTION OF DIRECTOR: FRED G. WEISS | Management | For | For | ||||||||
| 2. | TO APPROVE, IN A NON-BINDING VOTE, NAMED EXECUTIVE OFFICER COMPENSATION. |
Management | For | For | ||||||||
| 3. | TO RATIFY, IN A NON-BINDING VOTE, THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015 AND TO AUTHORIZE, IN A BINDING VOTE, THE BOARD OF DIRECTORS, ACTING THROUGH THE AUDIT AND COMPLIANCE COMMITTEE, TO DETERMINE PRICEWATERHOUSECOOPERS LLP'S REMUNERATION. |
Management | For | For | ||||||||
| 4. | TO PASS A SPECIAL RESOLUTION TO APPROVE, SUBJECT TO THE APPROVAL OF THE REGISTRAR OF COMPANIES IN IRELAND, THE CHANGE IN NAME OF THE COMPANY FROM ACTAVIS PLC TO ALLERGAN PLC. |
Management | For | For | ||||||||
| 5. | TO APPROVE THE AMENDED AND RESTATED 2013 INCENTIVE AWARD PLAN OF ACTAVIS PLC. |
Management | For | For | ||||||||
| 6. | TO VOTE ON A SHAREHOLDER PROPOSAL REQUESTING THE COMPANY TO ISSUE A SUSTAINABILITY REPORT. |
Shareholder | Against | For | ||||||||
| 7. | TO VOTE ON A SHAREHOLDER PROPOSAL REQUESTING THE COMPANY TO ADOPT SUCH SHAREHOLDER'S POLICY REGARDING EXECUTIVE STOCK RETENTION. |
Shareholder | Against | For | ||||||||
| MASTERCARD INCORPORATED | ||||||||||||
| Security | 57636Q104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MA | Meeting Date | 09-Jun-2015 | |||||||||
| ISIN | US57636Q1040 | Agenda | 934206295 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: RICHARD HAYTHORNTHWAITE |
Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: AJAY BANGA | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: SILVIO BARZI | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: DAVID R. CARLUCCI |
Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: STEVEN J. FREIBERG |
Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: JULIUS GENACHOWSKI |
Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: MERIT E. JANOW | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: NANCY J. KARCH | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: MARC OLIVIE | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: RIMA QURESHI | Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: JOSE OCTAVIO REYES LAGUNES |
Management | For | For | ||||||||
| 1L. | ELECTION OF DIRECTOR: JACKSON P. TAI | Management | For | For | ||||||||
| 1M. | ELECTION OF DIRECTOR: EDWARD SUNING TIAN |
Management | For | For | ||||||||
| 2. | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION |
Management | For | For | ||||||||
| 3. | APPROVAL OF THE AMENDED AND RESTATED SENIOR EXECUTIVE ANNUAL INCENTIVE COMPENSATION PLAN |
Management | For | For | ||||||||
| 4. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR 2015 |
Management | For | For | ||||||||
| AMAZON.COM, INC. | ||||||||||||
| Security | 023135106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | AMZN | Meeting Date | 10-Jun-2015 | |||||||||
| ISIN | US0231351067 | Agenda | 934198727 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: JEFFREY P. BEZOS |
Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: TOM A. ALBERG | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: JOHN SEELY BROWN |
Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: WILLIAM B. GORDON |
Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: JAMIE S. GORELICK |
Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: JUDITH A. MCGRATH |
Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: ALAIN MONIE | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: JONATHAN J. RUBINSTEIN |
Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: THOMAS O. RYDER |
Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: PATRICIA Q. STONESIFER |
Management | For | For | ||||||||
| 2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS |
Management | For | For | ||||||||
| 3. | SHAREHOLDER PROPOSAL REGARDING PROXY ACCESS FOR SHAREHOLDERS |
Shareholder | Against | For | ||||||||
| 4. | SHAREHOLDER PROPOSAL REGARDING A REPORT CONCERNING CORPORATE POLITICAL CONTRIBUTIONS |
Shareholder | Against | For | ||||||||
| 5. | SHAREHOLDER PROPOSAL REGARDING SUSTAINABILITY REPORTING |
Shareholder | Against | For | ||||||||
| 6. | SHAREHOLDER PROPOSAL REGARDING A REPORT CONCERNING HUMAN RIGHTS RISKS |
Shareholder | Against | For | ||||||||
| BIOGEN INC. | ||||||||||||
| Security | 09062X103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BIIB | Meeting Date | 10-Jun-2015 | |||||||||
| ISIN | US09062X1037 | Agenda | 934202956 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: ALEXANDER J. DENNER |
Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: CAROLINE D. DORSA |
Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: NANCY L. LEAMING |
Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: RICHARD C. MULLIGAN |
Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: ROBERT W. PANGIA |
Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: STELIOS PAPADOPOULOS |
Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: BRIAN S. POSNER | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: ERIC K. ROWINSKY |
Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: GEORGE A. SCANGOS |
Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: LYNN SCHENK | Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: STEPHEN A. SHERWIN |
Management | For | For | ||||||||
| 2. | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS BIOGEN INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. |
Management | For | For | ||||||||
| 3. | SAY ON PAY - AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
| 4. | TO APPROVE THE BIOGEN INC. 2015 EMPLOYEE STOCK PURCHASE PLAN. |
Management | For | For | ||||||||
| 5. | TO APPROVE AN AMENDMENT TO THE BIOGEN INC. 2006 NON-EMPLOYEE DIRECTORS EQUITY PLAN. |
Management | For | For | ||||||||
| FACEBOOK INC. | ||||||||||||
| Security | 30303M102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | FB | Meeting Date | 11-Jun-2015 | |||||||||
| ISIN | US30303M1027 | Agenda | 934204378 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | MARC L. ANDREESSEN | For | For | |||||||||
| 2 | ERSKINE B. BOWLES | For | For | |||||||||
| 3 | S.D. DESMOND-HELLMANN | For | For | |||||||||
| 4 | REED HASTINGS | For | For | |||||||||
| 5 | JAN KOUM | For | For | |||||||||
| 6 | SHERYL K. SANDBERG | For | For | |||||||||
| 7 | PETER A. THIEL | For | For | |||||||||
| 8 | MARK ZUCKERBERG | For | For | |||||||||
| 2. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS FACEBOOK, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015 |
Management | For | For | ||||||||
| 3. | TO RE-APPROVE THE INTERNAL REVENUE CODE OF 1986, AS AMENDED, SECTION 162(M) LIMITS OF OUR 2012 EQUITY INCENTIVE PLAN TO PRESERVE OUR ABILITY TO RECEIVE CORPORATE INCOME TAX DEDUCTIONS THAT MAY BECOME AVAILABLE PURSUANT TO SECTION 162(M) |
Management | For | For | ||||||||
| 4. | A STOCKHOLDER PROPOSAL REGARDING CHANGE IN STOCKHOLDER VOTING |
Shareholder | For | Against | ||||||||
| 5. | A STOCKHOLDER PROPOSAL REGARDING AN ANNUAL SUSTAINABILITY REPORT |
Shareholder | Against | For | ||||||||
| 6. | A STOCKHOLDER PROPOSAL REGARDING A HUMAN RIGHTS RISK ASSESSMENT |
Shareholder | Against | For | ||||||||
| THE TJX COMPANIES, INC. | ||||||||||||
| Security | 872540109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | TJX | Meeting Date | 11-Jun-2015 | |||||||||
| ISIN | US8725401090 | Agenda | 934208908 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: ZEIN ABDALLA | Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: JOSE B. ALVAREZ | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: ALAN M. BENNETT | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: DAVID T. CHING | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: MICHAEL F. HINES | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: AMY B. LANE | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: CAROL MEYROWITZ |
Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: JOHN F. O'BRIEN | Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: WILLOW B. SHIRE | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: WILLIAM H. SWANSON |
Management | For | For | ||||||||
| 2. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2016. |
Management | For | For | ||||||||
| 3. | SAY ON PAY: ADVISORY APPROVAL OF TJX'S EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
| REGENERON PHARMACEUTICALS, INC. | ||||||||||||
| Security | 75886F107 | Meeting Type | Annual | |||||||||
| Ticker Symbol | REGN | Meeting Date | 12-Jun-2015 | |||||||||
| ISIN | US75886F1075 | Agenda | 934201271 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | CHARLES A. BAKER | For | For | |||||||||
| 2 | ARTHUR F. RYAN | For | For | |||||||||
| 3 | GEORGE L. SING | For | For | |||||||||
| 4 | MARC TESSIER-LAVIGNE | For | For | |||||||||
| 2 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015. |
Management | For | For | ||||||||
| 3 | APPROVAL OF THE REGENERON PHARMACEUTICALS, INC. CASH INCENTIVE BONUS PLAN. |
Management | For | For | ||||||||
| 4 | APPROVAL OF AN AMENDMENT TO THE COMPANY'S CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF CAPITAL STOCK AND COMMON STOCK. |
Management | For | For | ||||||||
| 5 | NONBINDING SHAREHOLDER PROPOSAL RELATING TO PROXY ACCESS, IF PROPERLY PRESENTED. |
Shareholder | Against | For | ||||||||
| CELGENE CORPORATION | ||||||||||||
| Security | 151020104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CELG | Meeting Date | 17-Jun-2015 | |||||||||
| ISIN | US1510201049 | Agenda | 934208489 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | ROBERT J. HUGIN | For | For | |||||||||
| 2 | R.W. BARKER, D. PHIL. | For | For | |||||||||
| 3 | MICHAEL W. BONNEY | For | For | |||||||||
| 4 | MICHAEL D. CASEY | For | For | |||||||||
| 5 | CARRIE S. COX | For | For | |||||||||
| 6 | MICHAEL A. FRIEDMAN, MD | For | For | |||||||||
| 7 | GILLA S. KAPLAN, PH.D. | For | For | |||||||||
| 8 | JAMES J. LOUGHLIN | For | For | |||||||||
| 9 | ERNEST MARIO, PH.D. | For | For | |||||||||
| 2. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015. |
Management | For | For | ||||||||
| 3. | APPROVAL OF AN AMENDMENT AND RESTATEMENT OF THE COMPANY'S 2008 STOCK INCENTIVE PLAN. |
Management | Against | Against | ||||||||
| 4. | APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||||
| 5. | STOCKHOLDER PROPOSAL DESCRIBED IN MORE DETAIL IN THE PROXY STATEMENT. |
Shareholder | Against | For | ||||||||
| TIME WARNER INC. | ||||||||||||
| Security | 887317303 | Meeting Type | Annual | |||||||||
| Ticker Symbol | TWX | Meeting Date | 19-Jun-2015 | |||||||||
| ISIN | US8873173038 | Agenda | 934204784 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: JAMES L. BARKSDALE |
Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: WILLIAM P. BARR | Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: JEFFREY L. BEWKES |
Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: STEPHEN F. BOLLENBACH |
Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: ROBERT C. CLARK | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: MATHIAS DOPFNER |
Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: JESSICA P. EINHORN |
Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ |
Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: FRED HASSAN | Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: KENNETH J. NOVACK |
Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: PAUL D. WACHTER | Management | For | For | ||||||||
| 1L. | ELECTION OF DIRECTOR: DEBORAH C. WRIGHT |
Management | For | For | ||||||||
| 2. | RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITOR. |
Management | For | For | ||||||||
| 3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. |
Management | For | For | ||||||||
| 4. | SHAREHOLDER PROPOSAL ON RIGHT TO ACT BY WRITTEN CONSENT. |
Shareholder | Against | For | ||||||||
| 5. | SHAREHOLDER PROPOSAL ON TOBACCO DEPICTIONS IN FILMS. |
Shareholder | Against | For | ||||||||
| 6. | SHAREHOLDER PROPOSAL ON GREENHOUSE GAS EMISSIONS REDUCTION TARGETS. |
Shareholder | Against | For | ||||||||
| LIBERTY GLOBAL PLC. | ||||||||||||
| Security | G5480U104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | LBTYA | Meeting Date | 25-Jun-2015 | |||||||||
| ISIN | GB00B8W67662 | Agenda | 934219331 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | TO ELECT MICHAEL T. FRIES AS A DIRECTOR OF LIBERTY GLOBAL FOR A TERM EXPIRING AT THE ANNUAL GENERAL MEETING TO BE HELD IN 2018. |
Management | For | For | ||||||||
| 2. | TO ELECT PAUL A. GOULD AS A DIRECTOR OF LIBERTY GLOBAL FOR A TERM EXPIRING AT THE ANNUAL GENERAL MEETING TO BE HELD IN 2018. |
Management | For | For | ||||||||
| 3. | TO ELECT JOHN C. MALONE AS A DIRECTOR OF LIBERTY GLOBAL FOR A TERM EXPIRING AT THE ANNUAL GENERAL MEETING TO BE HELD IN 2018. |
Management | For | For | ||||||||
| 4. | TO ELECT LARRY E. ROMRELL AS A DIRECTOR OF LIBERTY GLOBAL FOR A TERM EXPIRING AT THE ANNUAL GENERAL MEETING TO BE HELD IN 2018. |
Management | For | For | ||||||||
| 5. | TO APPROVE ON AN ADVISORY BASIS THE ANNUAL REPORT ON THE IMPLEMENTATION OF THE DIRECTORS' COMPENSATION POLICY FOR THE YEAR ENDED DECEMBER 31, 2014, CONTAINED IN APPENDIX A OF THE PROXY STATEMENT (IN ACCORDANCE WITH REQUIREMENTS APPLICABLE TO U.K. COMPANIES). |
Management | For | For | ||||||||
| 6. | TO RATIFY THE APPOINTMENT OF KPMG LLP (U.S.) AS LIBERTY GLOBAL'S INDEPENDENT AUDITOR FOR THE YEAR ENDING DECEMBER 31, 2015. |
Management | For | For | ||||||||
| 7. | TO APPOINT KPMG LLP (U.K.) AS LIBERTY GLOBAL'S U.K. STATUTORY AUDITOR UNDER THE U.K. COMPANIES ACT 2006 (TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING AT WHICH ACCOUNTS ARE LAID BEFORE LIBERTY GLOBAL). |
Management | For | For | ||||||||
| 8. | TO AUTHORIZE THE AUDIT COMMITTEE OF LIBERTY GLOBAL'S BOARD OF DIRECTORS TO DETERMINE THE U.K. STATUTORY AUDITOR'S COMPENSATION. |
Management | For | For | ||||||||
| DELTA AIR LINES, INC. | ||||||||||||
| Security | 247361702 | Meeting Type | Annual | |||||||||
| Ticker Symbol | DAL | Meeting Date | 25-Jun-2015 | |||||||||
| ISIN | US2473617023 | Agenda | 934224786 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | ELECTION OF DIRECTOR: RICHARD H. ANDERSON |
Management | For | For | ||||||||
| 1B. | ELECTION OF DIRECTOR: EDWARD H. BASTIAN |
Management | For | For | ||||||||
| 1C. | ELECTION OF DIRECTOR: FRANCIS S. BLAKE | Management | For | For | ||||||||
| 1D. | ELECTION OF DIRECTOR: ROY J. BOSTOCK | Management | For | For | ||||||||
| 1E. | ELECTION OF DIRECTOR: JOHN S. BRINZO | Management | For | For | ||||||||
| 1F. | ELECTION OF DIRECTOR: DANIEL A. CARP | Management | For | For | ||||||||
| 1G. | ELECTION OF DIRECTOR: DAVID G. DEWALT | Management | For | For | ||||||||
| 1H. | ELECTION OF DIRECTOR: THOMAS E. DONILON |
Management | For | For | ||||||||
| 1I. | ELECTION OF DIRECTOR: WILLIAM H. EASTER III |
Management | For | For | ||||||||
| 1J. | ELECTION OF DIRECTOR: MICKEY P. FORET | Management | For | For | ||||||||
| 1K. | ELECTION OF DIRECTOR: SHIRLEY C. FRANKLIN |
Management | For | For | ||||||||
| 1L. | ELECTION OF DIRECTOR: DAVID R. GOODE | Management | For | For | ||||||||
| 1M. | ELECTION OF DIRECTOR: GEORGE N. MATTSON |
Management | For | For | ||||||||
| 1N. | ELECTION OF DIRECTOR: DOUGLAS R. RALPH |
Management | For | For | ||||||||
| 1O. | ELECTION OF DIRECTOR: SERGIO A.L. RIAL | Management | For | For | ||||||||
| 1P. | ELECTION OF DIRECTOR: KENNETH B. WOODROW |
Management | For | For | ||||||||
| 2. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF DELTA'S NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||||
| 3. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS DELTA'S INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2015. |
Management | For | For | ||||||||
| 4. | A STOCKHOLDER PROPOSAL FOR SENIOR EXECUTIVES TO RETAIN SIGNIFICANT STOCK. |
Shareholder | Against | For | ||||||||
| NIELSEN N.V. | ||||||||||||
| Security | N63218106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | NLSN | Meeting Date | 26-Jun-2015 | |||||||||
| ISIN | NL0009538479 | Agenda | 934245855 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
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| 1. | TO (A) APPROVE THE AMENDMENT OF THE ARTICLES OF ASSOCIATION OF NIELSEN N.V. IN CONNECTION WITH THE PROPOSED MERGER OF NIELSEN N.V. INTO ITS SUBSIDIARY, NIELSEN HOLDINGS PLC, AND (B) AUTHORIZE ANY AND ALL LAWYERS AND (DEPUTY) CIVIL LAW NOTARIES PRACTICING AT CLIFFORD CHANCE LLP TO EXECUTE THE NOTARIAL DEED OF AMENDMENT OF THE ARTICLES OF ASSOCIATION TO EFFECT THE AFOREMENTIONED AMENDMENT OF THE ARTICLES OF ASSOCIATION. |
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| 2. | TO APPROVE THE MERGER BETWEEN NIELSEN N.V. AND NIELSEN HOLDINGS PLC. |
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| 3. | TO (A) ADOPT OUR DUTCH STATUTORY ANNUAL ACCOUNTS FOR THE YEAR ENDED DECEMBER 31, 2014 AND (B) AUTHORIZE THE PREPARATION OF OUR DUTCH STATUTORY ANNUAL ACCOUNTS AND THE ANNUAL REPORT OF THE BOARD OF DIRECTORS REQUIRED BY DUTCH LAW, BOTH FOR THE YEAR ENDING DECEMBER 31, 2015, IN THE ENGLISH LANGUAGE. |
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| 4. | TO DISCHARGE THE MEMBERS OF THE BOARD OF DIRECTORS FROM LIABILITY PURSUANT TO DUTCH LAW IN RESPECT OF THE EXERCISE OF THEIR DUTIES DURING THE YEAR ENDED DECEMBER 31, 2014. |
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| 5A. | ELECTION OF DIRECTOR: JAMES A. ATTWOOD, JR. |
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| 5B. | ELECTION OF DIRECTOR: DWIGHT M. BARNS | Management | For | For | ||||||||
| 5C. | ELECTION OF DIRECTOR: DAVID L. CALHOUN |
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| 5D. | ELECTION OF DIRECTOR: KAREN M. HOGUET |
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| 5E. | ELECTION OF DIRECTOR: JAMES M. KILTS | Management | For | For | ||||||||
| 5F. | ELECTION OF DIRECTOR: HARISH MANWANI | Management | For | For | ||||||||
| 5G. | ELECTION OF DIRECTOR: KATHRYN V. MARINELLO |
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| 5H. | ELECTION OF DIRECTOR: ALEXANDER NAVAB |
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| 5I. | ELECTION OF DIRECTOR: ROBERT POZEN | Management | For | For | ||||||||
| 5J. | ELECTION OF DIRECTOR: VIVEK Y. RANADIVE |
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| 5K. | ELECTION OF DIRECTOR: JAVIER G. TERUEL | Management | For | For | ||||||||
| 6. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2015. |
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| 7. | TO APPOINT ERNST & YOUNG ACCOUNTANTS LLP AS OUR AUDITOR WHO WILL AUDIT OUR DUTCH STATUTORY ANNUAL ACCOUNTS FOR THE YEAR ENDING DECEMBER 31, 2015. |
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| 8. | TO APPROVE THE EXTENSION OF THE AUTHORITY OF THE BOARD OF DIRECTORS TO REPURCHASE UP TO 10% OF OUR ISSUED SHARE CAPITAL (INCLUDING DEPOSITARY RECEIPTS ISSUED FOR OUR SHARES) UNTIL DECEMBER 26, 2016 ON THE OPEN MARKET, THROUGH PRIVATELY NEGOTIATED TRANSACTIONS OR IN ONE OR MORE SELF-TENDER OFFERS FOR A PRICE PER SHARE (OR DEPOSITARY RECEIPT) NOT LESS THAN THE NOMINAL VALUE OF A SHARE AND NOT HIGHER THAN 110% OF THE MOST RECENTLY AVAILABLE (AS OF THE TIME OF REPURCHASE) PRICE OF ... (DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL) |
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| 9. | TO APPROVE IN A NON-BINDING, ADVISORY VOTE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT/PROSPECTUS PURSUANT TO THE RULES OF THE SECURITIES AND EXCHANGE COMMISSION. |
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SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Registrant The GAMCO Growth Fund
By (Signature and Title)*/s/ Bruce N. Alpert
Bruce N. Alpert, Principal Executive Officer
Date August 3, 2015
*Print the name and title of each signing officer under his or her signature.