As filed with the
Securities and Exchange Commission on March 1, 2023
UNITED STATES
SECURITIES AND
EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
FORM N-CSR
CERTIFIED
SHAREHOLDER REPORT OF REGISTERED MANAGEMENT
INVESTMENT
COMPANIES
Investment Company
Act file number 811-03023
FORUM FUNDS
Three
Canal Plaza, Suite 600
Portland, Maine
04101
Jessica A. Chase,
Principal Executive Officer
Three
Canal Plaza, Suite 600
Portland, Maine
04101
207-347-2000
Date of fiscal year
end: June 30
Date of reporting
period: July 1, 2022 – December 31, 2022
ITEM 1. REPORT TO STOCKHOLDERS.
ITEM 2. CODE OF ETHICS.
Not applicable.
ITEM 3. AUDIT COMMITTEE FINANCIAL EXPERT.
Not applicable.
ITEM 4. PRINCIPAL ACCOUNTANT FEES AND SERVICES.
Not applicable.
ITEM 5. AUDIT COMMITTEE OF LISTED REGISTRANTS.
Not applicable
ITEM 6. INVESTMENTS.
(a)
Included
as part of report to shareholders under Item 1.
ITEM 7. DISCLOSURE OF PROXY VOTING POLICIES AND PROCEDURES
FOR CLOSED-END
MANAGEMENT INVESTMENT COMPANIES.
Not applicable.
ITEM 8. PORTFOLIO MANAGERS OF CLOSED-END MANAGEMENT INVESTMENT
COMPANIES.
Not applicable.
ITEM 9. PURCHASES OF EQUITY SECURITIES BY CLOSED-END
MANAGEMENT INVESTMENT COMPANY AND AFFILIATED PURCHASERS.
Not applicable.
ITEM 10. SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS
The Registrant does not accept nominees to the board of
trustees from shareholders.
ITEM 11. CONTROLS AND PROCEDURES
(a) The Registrant’s Principal
Executive Officer and Principal Financial Officer have concluded that the
Registrant’s disclosure controls and procedures (as defined in Rule 30a-3(c)
under the Investment Company Act of 1940 (the “Act”)) are effective, based on
their evaluation of the controls and procedures required by Rule 30a-3(b) under
the Act and Rules 13a-15(b) or 15d-15(b) under the Securities Exchange Act of
1934, as of a date within 90 days of the filing date of this report.
(b) There were no changes in
the Registrant’s internal control over financial reporting (as defined in
Rule 30a-3(d) under the Act)
that occurred during the the period covered by this report that have materially
affected, or are reasonably likely to materially affect, the Registrant’s
internal control over financial reporting.
ITEM 12. DISCLOSURE OF SECURITIES LENDING ACTIVITIES FOR
CLOSED-END MANAGEMENT INVESTMENT COMPANIES
(a)(1) Not applicable.
(a)(3) Not applicable.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934 and
the Investment Company Act of 1940, the Registrant has duly caused this report
to be signed on its behalf by the undersigned, thereunto duly authorized.
Registrant Forum Funds
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By:
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/s/ Jessica Chase
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Jessica Chase, Principal
Executive Officer
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Date:
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February 14, 2023
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Pursuant to the requirements of the Securities Exchange Act
of 1934 and the Investment Company Act of 1940, this report has been signed
below by the following persons on behalf of the Registrant and in the
capacities and on the dates indicated.
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By:
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/s/ Jessica Chase
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Jessica Chase, Principal Executive
Officer
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Date:
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February 14, 2023
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By:
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/s/ Karen Shaw
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Karen Shaw, Principal
Financial Officer
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Date:
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February 14, 2023
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