N-PX 1 d216349dnpx.htm FORM N-PX Form N-PX

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF

REGISTERED MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act file number: 811-173

 

Dodge & Cox Funds


(Exact name of registrant as specified in charter)

 

555 California Street

40th Floor

San Francisco, CA 94104


(Address of principal executive offices)

 

Roberta R.W. Kameda

Secretary

555 California Street

40th Floor

San Francisco, CA 94104


(Name and address of agent for service)

 

Registrant’s telephone number, including area code: (415) 981-1710

 

Date of Fiscal year-end: 12/31/21

 

Date of reporting period: 7/1/20 - 6/30/21

 



Dodge & Cox International Stock Fund

 

AEGON NV

 

Ticker:    AGN    Security ID:    N00927298
Meeting Date:    JUN 03, 2021    Meeting Type:    Annual
Record Date:    MAY 06, 2021          

 

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Mgt Rec


  

Vote Cast


  

Sponsor


3.3    Approve Remuneration Report    For    For    Management
3.4    Adopt Financial Statements and Statutory Reports    For    For    Management
3.5    Approve Dividends of EUR 0.06 Per Common Share and EUR 0.0015 Per Common Share B    For    For    Management
4    Ratify PricewaterhouseCoopers Accountants N.V. as Auditors    For    For    Management
5.1    Approve Discharge of Executive Board    For    For    Management
5.2    Approve Discharge of Supervisory Board    For    For    Management
6.1    Re-elect Dona Young to Supervisory Board    For    For    Management
6.2    Re-elect William Connelly to Supervisory Board    For    For    Management
6.3    Re-elect Mark Ellman to Supervisory Board    For    For    Management
6.4    Elect Jack McGarry to Supervisory Board    For    For    Management
7.1    Re-elect Matthew Rider to Management Board    For    For    Management
8.1    Approve Cancellation of Repurchased Shares    For    For    Management
8.2    Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Exclude Pre-emptive Rights    For    For    Management
8.3    Grant Board Authority to Issue Shares Up To 25 Percent of Issued Capital in Connection with a Rights Issue    For    For    Management
8.4    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    For    For    Management

 

AKZO NOBEL NV

 

Ticker:    AKZA    Security ID:    N01803308
Meeting Date:    APR 22, 2021    Meeting Type:    Annual
Record Date:    MAR 25, 2021          

 

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Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Open Meeting (Non-Voting)    None    None    Management
2.a    Receive Report of Management Board (Non-Voting)    None    None    Management
3.a    Adopt Financial Statements    For    For    Management
3.b    Discuss on the Company’s Dividend Policy (Non-Voting)    None    None    Management
3.c    Approve Dividends of EUR 1.95 Per Share    For    For    Management
3.d    Approve Remuneration Report    For    For    Management
4.a    Approve Discharge of Management Board    For    For    Management
4.b    Approve Discharge of Supervisory Board    For    For    Management
5.a    Amend Remuneration Policy for Management Board    For    For    Management
5.b    Amend Remuneration Policy for Supervisory Board    For    For    Management
6.a    Re-elect T.F.J. Vanlancker to Management Board    For    For    Management
7.a    Re-elect P.W. Thomas to Supervisory Board    For    For    Management
8.a    Grant Board Authority to Issue Shares Up to 10 Percent of Issued Capital    For    For    Management
8.b    Authorize Board to Exclude Pre-emptive Rights from Share Issuances    For    For    Management
9    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    For    For    Management
10    Authorize Cancellation of Repurchased Shares    For    For    Management
11    Close Meeting (Non-Voting)    None    None    Management

 

Page 1


ALIBABA GROUP HOLDING, LTD.

 

Ticker:    9988    Security ID:    01609W102
Meeting Date:    SEP 30, 2020    Meeting Type:    Annual
Record Date:    AUG 17, 2020          

 

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Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Amend Articles of Association    For    Against    Management
2.1    Elect Maggie Wei Wu as Director    For    For    Management
2.2    Elect Kabir Misra as Director    For    For    Management
2.3    Elect Walter Teh Ming Kwauk as Director    For    For    Management
3    Ratify PricewaterhouseCoopers as Auditors    For    For    Management

 

AMERICA MOVIL SAB DE CV

 

Ticker:    AMXL    Security ID:    P0280A101
Meeting Date:    APR 26, 2021    Meeting Type:    Annual
Record Date:    APR 16, 2021          

 

#


  

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Mgt Rec


  

Vote Cast


  

Sponsor


1.1    Approve CEO and Auditors’ Report on Operations and Results and Board’s Opinion on CEO and Auditors’ Report    For    For    Management
1.2    Approve Board’s Report on Principal Policies and Accounting Criteria Followed in Preparation of Financial Information    For    For    Management
1.3    Approve Report on Activities and Operations Undertaken by Board    For    For    Management
1.4    Approve Audit and Corporate Practices Committee’s Report on their Activities    For    For    Management
1.5    Approve Consolidated Financial Statements, Allocation of Income and Dividends    For    For    Management
1.6    Approve Report on Repurchased Shares Reserve    For    For    Management
2.1    Approve Discharge of Board and CEO    For    For    Management
2.2a    Elect or Ratify Carlos Slim Domit as Board Chairman    For    For    Management
2.2b    Elect or Ratify Patrick Slim Domit as Vice-Chairman    For    For    Management
2.2c    Elect or Ratify Antonio Cosio Pando as Director    For    For    Management
2.2d    Elect or Ratify Arturo Elias Ayub as Director    For    For    Management
2.2e    Elect or Ratify Daniel Hajj Aboumrad as Director    For    For    Management
2.2f    Elect or Ratify Vanessa Hajj Slim as Director    For    For    Management
2.2g    Elect or Ratify Rafael Moises Kalach Mizrahi as Director    For    For    Management
2.2h    Elect or Ratify Francisco Medina Chavez as Director    For    For    Management
2.2i    Elect or Ratify Luis Alejandro Soberon Kuri as Director    For    For    Management
2.2j    Elect or Ratify Ernesto Vega Velasco as Director    For    For    Management
2.2k    Elect or Ratify Oscar Von Hauske Solis as Director    For    For    Management
2.2l    Elect or Ratify Alejandro Cantu Jimenez as Secretary (Non-Member) of Board    For    For    Management
2.2m    Elect or Ratify Rafael Robles Miaja as Deputy Secretary (Non-Member) of Board    For    For    Management
2.3    Approve Remuneration of Directors    For    For    Management
3.1    Approve Discharge of Executive Committee    For    For    Management
3.2a    Elect or Ratify Carlos Slim Domit as Chairman of Executive Committee    For    For    Management
3.2b    Elect or Ratify Patrick Slim Domit as Member of Executive Committee    For    For    Management
3.2c    Elect or Ratify Daniel Hajj Aboumrad as Member of Executive Committee    For    For    Management
3.3    Approve Remuneration of Executive Committee    For    For    Management
4.1    Approve Discharge of Audit and Corporate Practices Committee    For    For    Management
4.2a    Elect or Ratify Ernesto Vega Velasco as Chairman of Audit and Corporate Practices Committee    For    For    Management
4.2b    Elect or Ratify Pablo Roberto Gonzalez Guajardo as Member of Audit and Corporate Practices Committee    For    For    Management
4.2c    Elect or Ratify Rafael Moises Kalach Mizrahi as Member of Audit and Corporate Practices Committee    For    For    Management
4.3    Approve Remuneration of Members of Audit and Corporate Practices Committee    For    For    Management
5    Set Amount of Share Repurchase Reserve    For    For    Management
6    Authorize Board to Ratify and Execute Approved Resolutions    For    For    Management

 

Page 2


AMERICA MOVIL SAB DE CV

 

Ticker:    AMXL    Security ID:    P0280A101
Meeting Date:    APR 26, 2021    Meeting Type:    Special
Record Date:    APR 16, 2021          

 

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Mgt Rec


  

Vote Cast


  

Sponsor


1.1    Elect or Ratify Pablo Roberto Gonzalez Guajardo as Director for Series L Shareholders    For    For    Management
1.2    Elect or Ratify David Ibarra Munoz as Director for Series L Shareholders    For    For    Management
2    Authorize Board to Ratify and Execute Approved Resolutions    For    For    Management

 

ANHEUSER-BUSCH INBEV SA/NV

 

Ticker:    ABI    Security ID:    B639CJ108
Meeting Date:    APR 28, 2021    Meeting Type:    Annual/Special
Record Date:    APR 14, 2021          

 

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Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


A1    Authorize Repurchase of Up to 20 Percent of Issued Share Capital    For    For    Management
B2    Receive Directors’ Reports (Non-Voting)    None    None    Management
B3    Receive Auditors’ Reports (Non-Voting)    None    None    Management
B4    Receive Consolidated Financial Statements and Statutory Reports (Non-Voting)    None    None    Management
B5    Approve Financial Statements, Allocation of Income, and Dividends of EUR 0.50 per Share    For    For    Management
B6    Approve Discharge of Directors    For    For    Management
B7    Approve Discharge of Auditors    For    For    Management
B8a    Re-elect Martin J. Barrington as Director    For    For    Management
B8b    Re-elect William F. Gifford, Jr. as Director    For    For    Management
B8c    Re-elect Alejandro Santo Domingo Davila as Director    For    For    Management
B9    Approve Remuneration policy    For    For    Management
B10    Approve Remuneration Report    For    For    Management
B11    Approve Change-of-Control Clause Re: Revolving Credit and Swingline Facilities Agreement    For    For    Management
C12    Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry    For    For    Management

 

Page 3


ASTRAZENECA PLC

 

Ticker:    AZN    Security ID:    G0593M107
Meeting Date:    MAY 11, 2021    Meeting Type:    Special
Record Date:    MAY 07, 2021          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Approve Acquisition of Alexion Pharmaceuticals, Inc.    For    For    Management

 

ASTRAZENECA PLC

 

Ticker:    AZN    Security ID:    G0593M107
Meeting Date:    MAY 11, 2021    Meeting Type:    Annual
Record Date:    MAY 07, 2021          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Accept Financial Statements and Statutory Reports    For    For    Management
2    Approve Dividends    For    For    Management
3    Reappoint PricewaterhouseCoopers LLP as Auditors    For    For    Management
4    Authorise Board to Fix Remuneration of Auditors    For    For    Management
5a    Re-elect Leif Johansson as Director    For    For    Management
5b    Re-elect Pascal Soriot as Director    For    For    Management
5c    Re-elect Marc Dunoyer as Director    For    For    Management
5d    Re-elect Philip Broadley as Director    For    For    Management
5e    Elect Euan Ashley as Director    For    For    Management
5f    Re-elect Michel Demare as Director    For    For    Management
5g    Re-elect Deborah DiSanzo as Director    For    For    Management
5h    Elect Diana Layfield as Director    For    For    Management
5i    Re-elect Sheri McCoy as Director    For    For    Management
5j    Re-elect Tony Mok as Director    For    For    Management
5k    Re-elect Nazneen Rahman as Director    For    For    Management
5l    Re-elect Marcus Wallenberg as Director    For    For    Management
6    Approve Remuneration Report    For    For    Management
7    Approve Remuneration Policy    For    For    Management
8    Authorise UK Political Donations and Expenditure    For    For    Management
9    Authorise Issue of Equity    For    For    Management
10    Authorise Issue of Equity without Pre-emptive Rights    For    For    Management
11    Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    For    For    Management
12    Authorise Market Purchase of Ordinary Shares    For    For    Management
13    Authorise the Company to Call General Meeting with Two Weeks’ Notice    For    For    Management
14    Amend Performance Share Plan    For    For    Management

 

Page 4


AVIVA PLC

 

Ticker:    AV    Security ID:    G0683Q109
Meeting Date:    MAY 06, 2021    Meeting Type:    Annual
Record Date:    MAY 04, 2021          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Accept Financial Statements and Statutory Reports    For    For    Management
2    Approve Remuneration Report    For    For    Management
3    Approve Remuneration Policy    For    For    Management
4    Approve Climate-Related Financial Disclosure    For    For    Management
5    Approve Final Dividend    For    For    Management
6    Elect Mohit Joshi as Director    For    For    Management
7    Elect Pippa Lambert as Director    For    For    Management
8    Elect Jim McConville as Director    For    For    Management
9    Re-elect Amanda Blanc as Director    For    For    Management
10    Re-elect Patricia Cross as Director    For    For    Management
11    Re-elect George Culmer as Director    For    For    Management
12    Re-elect Patrick Flynn as Director    For    For    Management
13    Re-elect Belen Romana Garcia as Director    For    For    Management
14    Re-elect Michael Mire as Director    For    For    Management
15    Re-elect Jason Windsor as Director    For    For    Management
16    Reappoint PricewaterhouseCoopers LLP as Auditors    For    For    Management
17    Authorise the Audit Committee to Fix Remuneration of Auditors    For    For    Management
18    Authorise UK Political Donations and Expenditure    For    For    Management
19    Authorise Issue of Equity    For    For    Management
20    Authorise Issue of Equity without Pre-emptive Rights    For    For    Management
21    Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    For    For    Management
22    Authorise Issue of Equity in Relation to Any Issuance of SII Instruments    For    For    Management
23    Authorise Issue of Equity without Pre-emptive Rights in Relation to Any Issuance of SII Instruments    For    For    Management
24    Approve Annual Bonus Plan    For    For    Management
25    Approve Long Term Incentive Plan    For    For    Management
26    Approve All-Employee Share Plan    For    For    Management
27    Authorise Market Purchase of Ordinary Shares    For    For    Management
28    Authorise Market Purchase of 8 3/4 % Preference Shares    For    For    Management
29    Authorise Market Purchase of 8 3/8 % Preference Shares    For    For    Management
30    Authorise the Company to Call General Meeting with Two Weeks’ Notice    For    For    Management

 

AXIS BANK, LTD.

 

Ticker:    532215    Security ID:    Y0487S137
Meeting Date:    JUL 31, 2020    Meeting Type:    Annual
Record Date:    JUL 24, 2020          

 

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Mgt Rec


  

Vote Cast


  

Sponsor


1    Accept Financial Statements and Statutory Reports    For    For    Management
2    Re-elect B. Baburao as Director    For    For    Management
3    Re-elect Rakesh Makhija as Director    For    For    Management
4    Elect T.C. Suseel Kumar as Director    For    For    Management
5    Authorize Issuance of Debt Securities on Private Placement Basis    For    For    Management
6    Approve Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights    For    For    Management

 

Page 5


AXIS BANK, LTD.

 

Ticker:    532215    Security ID:    Y0487S137
Meeting Date:    DEC 09, 2020    Meeting Type:    Special
Record Date:    OCT 30, 2020          

 

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Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Re-elect Ketaki Bhagwati as Director    For    For    Management
2    Elect Meena Ganesh as Director    For    For    Management
3    Elect Gopalaraman Padmanabhan as Director    For    For    Management

 

BAIDU, INC.

 

Ticker:    BIDU    Security ID:    056752108
Meeting Date:    MAR 01, 2021    Meeting Type:    Special
Record Date:    JAN 28, 2021          

 

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Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Approve One-to-Eighty Stock Split    For    For    Management

 

Page 6


BANCO SANTANDER SA

 

Ticker:    SAN    Security ID:    E19790109
Meeting Date:    OCT 26, 2020    Meeting Type:    Special
Record Date:    OCT 21, 2020          

 

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Mgt Rec


  

Vote Cast


  

Sponsor


1    Approve Allocation of Income and Dividends    For    For    Management
2.A    Fix Number of Directors at 15    For    For    Management
2.B    Elect Ramon Martin Chavez Marquez as Director    For    For    Management
3.A    Approve Company’s Balance Sheet as of June 30, 2020    For    For    Management
3.B    Approve Bonus Share Issue    For    For    Management
4    Approve Distribution of Share Issuance Premium    For    For    Management
5    Authorize Board to Ratify and Execute Approved Resolutions    For    For    Management

 

BANCO SANTANDER SA

 

Ticker:    SAN    Security ID:    E19790109
Meeting Date:    MAR 25, 2021    Meeting Type:    Annual
Record Date:    MAR 19, 2021          

 

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Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1.A    Approve Consolidated and Standalone Financial Statements    For    For    Management
1.B    Approve Non-Financial Information Statement    For    For    Management
1.C    Approve Discharge of Board    For    For    Management
2    Approve Treatment of Net Loss    For    For    Management
3.A    Fix Number of Directors at 15    For    For    Management
3.B    Ratify Appointment of and Elect Gina Lorenza Diez Barroso as Director    For    For    Management
3.C    Re-elect Homaira Akbari as Director    For    For    Management
3.D    Re-elect Alvaro Antonio Cardoso de Souza as Director    For    For    Management
3.E    Re-elect Javier Botin-Sanz de Sautuola y O’Shea as Director    For    For    Management
3.F    Re-elect Ramiro Mato Garcia-Ansorena as Director    For    For    Management
3.G    Re-elect Bruce Carnegie-Brown as Director    For    For    Management
4    Ratify Appointment of PricewaterhouseCoopers as Auditor    For    For    Management
5.A    Amend Articles Re: Non-Convertible Debentures    For    For    Management
5.B    Amend Article 20 Re: Competences of General Meetings    For    For    Management
5.C    Amend Articles Re: Shareholders’ Participation at General Meetings    For    For    Management
5.D    Amend Articles Re: Remote Voting    For    Against    Management
6.A    Amend Article 2 of General Meeting Regulations Re: Issuance of Debentures    For    For    Management
6.B    Amend Article 2 of General Meeting Regulations Re: Share-Based Compensation    For    For    Management
6.C    Amend Article 8 of General Meeting Regulations Re: Proxy Representation    For    For    Management
6.D    Amend Article 20 of General Meeting Regulations Re: Remote Voting    For    For    Management
6.E    Amend Article 26 of General Meeting Regulations Re: Publication of Resolutions    For    For    Management
7    Authorize Issuance of Non-Convertible Debt Securities up to EUR 50 Billion    For    For    Management
8    Approve Remuneration Policy    For    For    Management
9    Approve Remuneration of Directors    For    For    Management
10    Fix Maximum Variable Compensation Ratio    For    For    Management
11.A    Approve Deferred Multiyear Objectives Variable Remuneration Plan    For    For    Management
11.B    Approve Deferred and Conditional Variable Remuneration Plan    For    For    Management
11.C    Approve Digital Transformation Award    For    For    Management
11.D    Approve Buy-out Policy    For    For    Management
11.E    Approve Employee Stock Purchase Plan    For    For    Management
12    Authorize Board to Ratify and Execute Approved Resolutions    For    For    Management
13    Advisory Vote on Remuneration Report    For    For    Management

 

Page 7


BARCLAYS PLC

 

Ticker:    BARC    Security ID:    G08036124
Meeting Date:    MAY 05, 2021    Meeting Type:    Annual
Record Date:    APR 30, 2021          

 

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Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Accept Financial Statements and Statutory Reports    For    For    Management
2    Approve Remuneration Report    For    For    Management
3    Elect Julia Wilson as Director    For    For    Management
4    Re-elect Mike Ashley as Director    For    For    Management
5    Re-elect Tim Breedon as Director    For    For    Management
6    Re-elect Mohamed A. El-Erian as Director    For    For    Management
7    Re-elect Dawn Fitzpatrick as Director    For    For    Management
8    Re-elect Mary Francis as Director    For    For    Management
9    Re-elect Crawford Gillies as Director    For    For    Management
10    Re-elect Brian Gilvary as Director    For    For    Management
11    Re-elect Nigel Higgins as Director    For    For    Management
12    Re-elect Tushar Morzaria as Director    For    For    Management
13    Re-elect Diane Schueneman as Director    For    For    Management
14    Re-elect James Staley as Director    For    For    Management
15    Reappoint KPMG LLP as Auditors    For    For    Management
16    Authorise the Board Audit Committee to Fix Remuneration of Auditors    For    For    Management
17    Authorise UK Political Donations and Expenditure    For    For    Management
18    Authorise Issue of Equity    For    For    Management
19    Authorise Issue of Equity without Pre-emptive Rights    For    For    Management
20    Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    For    For    Management
21    Authorise Issue of Equity in Relation to the Issuance of Contingent Equity Conversion Notes    For    For    Management
22    Authorise Issue of Equity without Pre-emptive Rights in Relation to the Issuance of Contingent Equity Conversion Notes    For    For    Management
23    Authorise Market Purchase of Ordinary Shares    For    For    Management
24    Authorise the Company to Call General Meeting with Two Weeks’ Notice    For    For    Management
25    Approve Long Term Incentive Plan    For    For    Management
26    Amend Share Value Plan    For    For    Management
27    Approve Scrip Dividend Program    For    For    Management
28    Adopt New Articles of Association    For    For    Management
29    Approve Market Forces Requisitioned Resolution    Against    Against    Shareholder

 

BAYER AG

 

Ticker:    BAYN    Security ID:    D0712D163
Meeting Date:    APR 27, 2021    Meeting Type:    Annual

Record Date:

              

 

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Mgt Rec


  

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Sponsor


1    Receive Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of EUR 2.00 per Share for Fiscal Year 2020    For    For    Management
2    Approve Discharge of Management Board for Fiscal Year 2020    For    For    Management
3    Approve Discharge of Supervisory Board for Fiscal Year 2020    For    For    Management
4.1    Elect Fei-Fei Li to the Supervisory Board    For    For    Management
4.2    Elect Alberto Weisser to the Supervisory Board    For    For    Management
5    Approve Remuneration of Supervisory Board    For    For    Management
6    Ratify Deloitte GmbH as Auditors for Fiscal Year 2021    For    For    Management

 

Page 8


BAYERISCHE MOTOREN WERKE AG

 

Ticker:    BMW    Security ID:    D12096109
Meeting Date:    MAY 12, 2021    Meeting Type:    Annual
Record Date:    APR 20, 2021          

 

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Mgt Rec


  

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Sponsor


1    Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting)    None    None    Management
2    Approve Allocation of Income and Dividends of EUR 1.90 per Ordinary Share and EUR 1.92 per Preferred Share    For    For    Management
3    Approve Discharge of Management Board for Fiscal Year 2020    For    For    Management
4    Approve Discharge of Supervisory Board for Fiscal Year 2020    For    For    Management
5    Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal Year 2021    For    For    Management
6.1    Elect Marc Bitzer to the Supervisory Board    For    For    Management
6.2    Elect Rachel Empey to the Supervisory Board    For    For    Management
6.3    Elect Christoph Schmidt to the Supervisory Board    For    For    Management
7    Approve Remuneration Policy    For    For    Management
8    Approve Remuneration of Supervisory Board    For    For    Management
9.1    Amend Articles Re: Participation of Supervisory Board Members in the Annual General Meeting by Means of Audio and Video Transmission    For    For    Management
9.2    Amend Articles Re: Proof of Entitlement    For    For    Management
9.3    Amend Articles Re: Participation and Voting Rights    For    For    Management
10    Amend Affiliation Agreement with BMW Bank GmbH    For    For    Management

 

BNP PARIBAS SA

 

Ticker:    BNP    Security ID:    F1058Q238
Meeting Date:    MAY 18, 2021    Meeting Type:    Annual/Special
Record Date:    MAY 16, 2021          

 

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Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Approve Financial Statements and Statutory Reports    For    For    Management
2    Approve Consolidated Financial Statements and Statutory Reports    For    For    Management
3    Approve Allocation of Income and Dividends of EUR 1.11 per Share    For    For    Management
4    Approve Auditors’ Special Report on Related-Party Transactions    For    For    Management
5    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    For    For    Management
6    Re-elect Pierre Andre de Chalendar as Director    For    For    Management
7    Re-elect Rajna Gibson Brandon as Director    For    For    Management
8    Elect Christian Noyer as Director    For    For    Management
9    Elect Juliette Brisac as Representative of Employee Shareholders to the Board    For    For    Management
A    Elect Isabelle Coron as Representative of Employee Shareholders to the Board    Against    Against    Management
B    Elect Cecile Besse Advani as Representative of Employee Shareholders to the Board    Against    Against    Management
C    Elect Dominique Potier as Representative of Employee Shareholders to the Board    Against    Against    Management
10    Approve Remuneration Policy of Directors    For    For    Management
11    Approve Remuneration Policy of Chairman of the Board    For    For    Management
12    Approve Remuneration Policy of CEO and Vice-CEO    For    For    Management
13    Approve Compensation of Corporate Officers    For    For    Management
14    Approve Compensation of Jean Lemierre, Chairman of the Board    For    For    Management
15    Approve Compensation of Jean-Laurent Bonnafe, CEO    For    For    Management
16    Approve Compensation of Philippe Bordenave, Vice-CEO    For    For    Management
17    Approve the Overall Envelope of Compensation of Certain Senior Management, Responsible Officers and the Risk-takers    For    For    Management
18    Approve Remuneration of Directors in the Aggregate Amount of EUR 1.4 Million    For    For    Management
19    Set Limit for the Variable Remuneration of Executives and Specific Employees    For    For    Management
20    Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    For    For    Management
21    Authorize Filing of Required Documents/Other Formalities    For    For    Management

 

Page 9


BOOKING HOLDINGS, INC.

 

Ticker:    BKNG    Security ID:    09857L108
Meeting Date:    JUN 03, 2021    Meeting Type:    Annual
Record Date:    APR 08, 2021          

 

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Mgt Rec


  

Vote Cast


  

Sponsor


1.1    Elect Director Timothy M. Armstrong    For    For    Management
1.2    Elect Director Glenn D. Fogel    For    For    Management
1.3    Elect Director Mirian M. Graddick-Weir    For    For    Management
1.4    Elect Director Wei Hopeman    For    For    Management
1.5    Elect Director Robert J. Mylod, Jr.    For    For    Management
1.6    Elect Director Charles H. Noski    For    For    Management
1.7    Elect Director Nicholas J. Read    For    For    Management
1.8    Elect Director Thomas E. Rothman    For    For    Management
1.9    Elect Director Bob van Dijk    For    For    Management
1.10    Elect Director Lynn M. Vojvodich    For    For    Management
1.11    Elect Director Vanessa A. Wittman    For    For    Management
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3    Amend Omnibus Stock Plan    For    For    Management
4    Ratify Deloitte & Touche LLP as Auditors    For    For    Management
5    Provide Right to Act by Written Consent    For    For    Management
6    Provide Right to Act by Written Consent    Against    For    Shareholder
7    Report on Annual Climate Transition    Against    For    Shareholder
8    Annual Investor Advisory Vote on Climate Plan    Against    Abstain    Shareholder

 

BROTHER INDUSTRIES, LTD.

 

Ticker:    6448    Security ID:    114813108
Meeting Date:    JUN 23, 2021    Meeting Type:    Annual
Record Date:    MAR 31, 2021          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1.1    Elect Director Koike, Toshikazu    For    For    Management
1.2    Elect Director Sasaki, Ichiro    For    For    Management
1.3    Elect Director Ishiguro, Tadashi    For    For    Management
1.4    Elect Director Tada, Yuichi    For    For    Management
1.5    Elect Director Ikeda, Kazufumi    For    For    Management
1.6    Elect Director Kuwabara, Satoru    For    For    Management
1.7    Elect Director Takeuchi, Keisuke    For    For    Management
1.8    Elect Director Shirai, Aya    For    For    Management
1.9    Elect Director Uchida, Kazunari    For    For    Management
1.10    Elect Director Hidaka, Naoki    For    For    Management
1.11    Elect Director Miyaki, Masahiko    For    For    Management
2    Approve Annual Bonus    For    For    Management
3    Approve Deep Discount Stock Option Plan    For    For    Management

 

Page 10


CK ASSET HOLDINGS, LTD.

 

Ticker:    1113    Security ID:    G2177B101
Meeting Date:    MAY 13, 2021    Meeting Type:    Special
Record Date:    MAY 07, 2021          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Approve Share Purchase Agreement, Proposed Acquisition and Grant of Specific Mandate to Allot and Issue Consideration Shares    For    For    Management
2    Approve Share Buy-back Offer and Related Transactions    For    For    Management
3    Approve Whitewash Waiver and Related Transactions    For    For    Management

 

CK ASSET HOLDINGS, LTD.

 

Ticker:    1113    Security ID:    G2177B101
Meeting Date:    MAY 13, 2021    Meeting Type:    Annual
Record Date:    MAY 07, 2021          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Accept Financial Statements and Statutory Reports    For    For    Management
2    Approve Final Dividend    For    For    Management
3.1    Elect Ip Tak Chuen, Edmond as Director    For    For    Management
3.2    Elect Chow Wai Kam, Raymond as Director    For    For    Management
3.3    Elect Woo Chia Ching, Grace as Director    For    For    Management
3.4    Elect Chow Nin Mow, Albert as Director    For    For    Management
3.5    Elect Donald Jeffrey Roberts as Director    For    For    Management
3.6    Elect Stephen Edward Bradley as Director    For    For    Management
4    Approve Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration    For    For    Management
5.1    Approve Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights    For    For    Management
5.2    Authorize Repurchase of Issued Share Capital    For    For    Management

 

Page 11


CREDICORP, LTD.

 

Ticker:    BAP    Security ID:    G2519Y108
Meeting Date:    OCT 16, 2020    Meeting Type:    Special
Record Date:    SEP 08, 2020          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Elect Leslie Pierce Diez Canseco as Director    For    For    Management

 

CREDICORP, LTD.

 

Ticker:    BAP    Security ID:    G2519Y108
Meeting Date:    MAR 31, 2021    Meeting Type:    Annual
Record Date:    FEB 10, 2021          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Present 2020 Annual Report (Non-Voting)    None    None    Management
2    Present Audited Consolidated Financial Statements of Credicorp and its Subsidiaries for FY 2020, Including External Auditors’ Report (Non-Voting)    None    None    Management
3    Ratify PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration    For    For    Management

 

Page 12


CREDIT SUISSE GROUP AG

 

Ticker:    CSGN    Security ID:    H3698D419
Meeting Date:    NOV 27, 2020    Meeting Type:    Special

Record Date:

              

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Approve Allocation of Income and Dividends of CHF 0.14 per Share    For    For    Management
2.1    Additional Voting Instructions - Shareholder Proposals (Voting)    Against    Against    Management
2.2    Additional Voting Instructions - Board of Directors Proposals (Voting)    For    Against    Management

 

CREDIT SUISSE GROUP AG

 

Ticker:    CSGN    Security ID:    H3698D419
Meeting Date:    APR 30, 2021    Meeting Type:    Annual

Record Date:

              

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1.1    Approve Remuneration Report    For    For    Management
1.2    Accept Financial Statements and Statutory Reports    For    For    Management
2    Approve Discharge of Board and Senior Management [Item Withdrawn]    None    Abstain    Management
3    Approve Allocation of Income and Dividends of CHF 0.10 per Share    For    For    Management
4    Approve Creation of CHF 5 Million Pool of Capital without Pre-emptive Rights    For    For    Management
5.1.a    Elect Antonio Horta-Osorio as Director and Board Chairman    For    For    Management
5.1.b    Re-elect Iris Bohnet as Director    For    For    Management
5.1.c    Re-elect Christian Gellerstad as Director    For    For    Management
5.1.d    Re-elect Andreas Gottschling as Director    For    Against    Management
5.1.e    Re-elect Michael Klein as Director    For    For    Management
5.1.f    Re-elect Shan Li as Director    For    For    Management
5.1.g    Re-elect Seraina Macia as Director    For    For    Management
5.1.h    Re-elect Richard Meddings as Director    For    For    Management
5.1.i    Re-elect Kai Nargolwala as Director    For    For    Management
5.1.j    Re-elect Ana Pessoa as Director    For    For    Management
5.1.k    Re-elect Severin Schwan as Director    For    For    Management
5.1.l    Elect Clare Brady as Director    For    For    Management
5.1.m    Elect Blythe Masters as Director    For    For    Management
5.2.1    Reappoint Iris Bohnet as Member of the Compensation Committee    For    For    Management
5.2.2    Reappoint Christian Gellerstad as Member of the Compensation Committee    For    For    Management
5.2.3    Reappoint Michael Klein as Member of the Compensation Committee    For    For    Management
5.2.4    Reappoint Kai Nargolwala as Member of the Compensation Committee    For    For    Management
5.2.5    Appoint Blythe Masters as Member of the Compensation Committee    For    For    Management
6.1    Approve Remuneration of Directors in the Amount of CHF 12 Million    For    For    Management
6.2.1    Approve Short-Term Variable Remuneration of Executive Committee in the Amount of CHF 15.7 Million [Item Withdrawn]    None    Abstain    Management
6.2.2    Approve Fixed Remuneration of Executive Committee in the Amount of CHF 31 Million    For    For    Management
6.2.3    Approve Long-Term Variable Remuneration of Executive Committee in the Amount of CHF 25.1 Million [Item Withdrawn]    None    Abstain    Management
7.1    Ratify PricewaterhouseCoopers AG as Auditors    For    For    Management
7.2    Ratify BDO AG as Special Auditors    For    For    Management
7.3    Designate Keller KLG as Independent Proxy    For    For    Management
8.1    Additional Voting Instructions - Shareholder Proposals (Voting)    Against    Against    Management
8.2    Additional Voting Instructions - Board of Directors Proposals (Voting)    For    Against    Management

 

Page 13


DAITO TRUST CONSTRUCTION CO., LTD.

 

Ticker:    1878    Security ID:    J11151107
Meeting Date:    JUN 25, 2021    Meeting Type:    Annual
Record Date:    MAR 31, 2021          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Approve Allocation of Income, with a Final Dividend of JPY 251    For    For    Management
2.1    Elect Director Kobayashi, Katsuma    For    For    Management
2.2    Elect Director Kawai, Shuji    For    For    Management
2.3    Elect Director Takeuchi, Kei    For    For    Management
2.4    Elect Director Sato, Koji    For    For    Management
2.5    Elect Director Uchida, Kanitsu    For    For    Management
2.6    Elect Director Tate, Masafumi    For    For    Management
2.7    Elect Director Mori, Yoshihiro    For    For    Management
2.8    Elect Director Yamaguchi, Toshiaki    For    For    Management
2.9    Elect Director Sasaki, Mami    For    For    Management
2.10    Elect Director Shoda, Takashi    For    For    Management
2.11    Elect Director Iritani, Atsushi    For    For    Management
3.1    Appoint Statutory Auditor Uno, Masayasu    For    For    Management
3.2    Appoint Statutory Auditor Matsushita, Masa    For    For    Management
3.3    Appoint Statutory Auditor Kobayashi, Kenji    For    For    Management
4    Appoint Ernst & Young ShinNihon LLC as New External Audit Firm    For    For    Management

 

ENGIE SA

 

Ticker:    ENGI    Security ID:    F3R09R118
Meeting Date:    MAY 20, 2021    Meeting Type:    Annual/Special
Record Date:    MAY 17, 2021          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Approve Financial Statements and Statutory Reports    For    For    Management
2    Approve Consolidated Financial Statements and Statutory Reports    For    For    Management
3    Approve Treatment of Losses and Dividends of EUR 0.53 per Share    For    For    Management
A    Set the Dividend at EUR 0.35 per Share    Against    Against    Shareholder
4    Approve Auditors’ Special Report on Related-Party Transactions    For    For    Management
5    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    For    For    Management
6    Elect Catherine MacGregor as Director    For    For    Management
7    Elect Jacinthe Delage as Representative of Employee Shareholders to the Board    None    For    Management
8    Elect Steven Lambert as Representative of Employee Shareholders to the Board    None    Against    Management
9    Approve Compensation of Corporate Officers    For    For    Management
10    Approve Compensation of Jean-Pierre Clamadieu, Chairman of the Board    For    For    Management
11    Approve Compensation of Isabelle Kocher, CEO Until Feb. 24, 2020    For    For    Management
12    Approve Compensation of Claire Waysand, CEO Since Feb. 24, 2020    For    For    Management
13    Approve Remuneration Policy of Directors    For    For    Management
14    Approve Remuneration Policy of Chairman of the Board    For    For    Management
15    Approve Remuneration Policy of CEO    For    For    Management
16    Authorize Capital Issuances for Use in Employee Stock Purchase Plans    For    For    Management
17    Authorize Capital Issuances for Use in Employee Stock Purchase Plans for Employees of International Subsidiaries    For    For    Management
18    Authorize up to 0.75 Percent of Issued Capital for Use in Restricted Stock Plans    For    For    Management
19    Authorize up to 0.75 Percent of Issued Capital for Use in Restricted Stock Plans Under Performance Conditions    For    For    Management
20    Authorize Filing of Required Documents/Other Formalities    For    For    Management

 

Page 14


EQUINOR ASA

 

Ticker:    EQNR    Security ID:    R2R90P103
Meeting Date:    MAY 11, 2021    Meeting Type:    Annual

Record Date:

              

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Open Meeting (Non-Voting)    None    None    Management
2    Registration of Attending Shareholders and Proxies (Non-Voting)    None    None    Management
3    Elect Chairman of Meeting    For    For    Management
4    Approve Notice of Meeting and Agenda    For    For    Management
5    Designate Inspector(s) of Minutes of Meeting    For    For    Management
6    Accept Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of USD 0.12 Per Share    For    For    Management
7    Authorize Board to Distribute Dividends    For    For    Management
8    Instruct Company to Set Short, Medium, and Long-Term Targets for Greenhouse Gas (GHG) Emissions of the Companys Operations and the Use of Energy Products    Against    Against    Shareholder
9    Instruct Company to Report Key Information on both Climate Risk and Nature Risk    Against    Against    Shareholder
10    Instruct Company to Stop all Exploration Activity and Test Drilling for Fossil Energy Resources    Against    Against    Shareholder
11    Instruct Board to Present a Strategy for Real Business Transformation to Sustainable Energy Production    Against    Against    Shareholder
12    Instruct Company to Stop all Oil and Gas Exploration in the Norwegian Sector of the Barents Sea    Against    Against    Shareholder
13    Instruct Company to Spin-Out Equinors Renewable Energy Business in Wind and Solar Power to a Separate Company NewCo    Against    Against    Shareholder
14    Instruct Company to Divest all Non-Petroleum-Related Business Overseas and to Consider Withdrawing from all Petroleum-Related Business Overseas    Against    Against    Shareholder
15    Instruct Company that all Exploration for New Oil and Gas Discoveries is Discontinued, that Equinor Multiplies its Green Investments, Improves its EGS Profile and Reduces its Risk for Future Lawsuits    Against    Against    Shareholder
16    Instruct Board to Act to Avoid Big Losses Overseas, Receive Specific Answers with Regards to Safety Incidents and get the Audits Evaluation of Improved Quality Assurance and Internal Control    Against    Against    Shareholder
17    Instruct Board to include Nuclear in Equinors Portfolio    Against    Against    Shareholder
18    Approve Company’s Corporate Governance Statement    For    For    Management
19.1    Approve Remuneration Policy And Other Terms of Employment For Executive Management    For    For    Management
19.2    Approve Remuneration Statement (Advisory)    For    For    Management
20    Approve Remuneration of Auditors    For    For    Management
21    Approve Remuneration of Directors in the Amount of NOK 133,100 for Chairman, NOK 70,200 for Deputy Chairman and NOK 49,300 for Other Directors; Approve Remuneration for Deputy Directors    For    For    Management
22    Approve Remuneration of Nominating Committee    For    For    Management
23    Approve Equity Plan Financing    For    For    Management
24    Authorize Share Repurchase Program and Cancellation of Repurchased Shares    For    For    Management

 

Page 15


GLAXOSMITHKLINE PLC

 

Ticker:    GSK    Security ID:    G3910J112
Meeting Date:    MAY 05, 2021    Meeting Type:    Annual
Record Date:    APR 30, 2021          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Accept Financial Statements and Statutory Reports    For    For    Management
2    Approve Remuneration Report    For    For    Management
3    Re-elect Sir Jonathan Symonds as Director    For    For    Management
4    Re-elect Dame Emma Walmsley as Director    For    For    Management
5    Re-elect Charles Bancroft as Director    For    For    Management
6    Re-elect Vindi Banga as Director    For    For    Management
7    Re-elect Dr Hal Barron as Director    For    For    Management
8    Re-elect Dr Vivienne Cox as Director    For    For    Management
9    Re-elect Lynn Elsenhans as Director    For    For    Management
10    Re-elect Dr Laurie Glimcher as Director    For    For    Management
11    Re-elect Dr Jesse Goodman as Director    For    For    Management
12    Re-elect Iain Mackay as Director    For    For    Management
13    Re-elect Urs Rohner as Director    For    For    Management
14    Reappoint Deloitte LLP as Auditors    For    For    Management
15    Authorise Board to Fix Remuneration of Auditors    For    For    Management
16    Authorise UK Political Donations and Expenditure    For    For    Management
17    Authorise Issue of Equity    For    For    Management
18    Authorise Issue of Equity without Pre-emptive Rights    For    For    Management
19    Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    For    For    Management
20    Authorise Market Purchase of Ordinary Shares    For    For    Management
21    Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors’ Reports    For    For    Management
22    Authorise the Company to Call General Meeting with Two Weeks’ Notice    For    For    Management

 

GLENCORE PLC

 

Ticker:    GLEN    Security ID:    G39420107
Meeting Date:    APR 29, 2021    Meeting Type:    Annual
Record Date:    APR 27, 2021          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Accept Financial Statements and Statutory Reports    For    For    Management
2    Approve Reduction of Capital Contribution Reserves    For    For    Management
3    Re-elect Anthony Hayward as Director    For    For    Management
4    Re-elect Ivan Glasenberg as Director    For    For    Management
5    Re-elect Peter Coates as Director    For    For    Management
6    Re-elect Martin Gilbert as Director    For    For    Management
7    Re-elect Gill Marcus as Director    For    For    Management
8    Re-elect Patrice Merrin as Director    For    For    Management
9    Re-elect Kalidas Madhavpeddi as Director    For    For    Management
10    Elect Cynthia Carroll as Director    For    For    Management
11    Reappoint Deloitte LLP as Auditors    For    For    Management
12    Authorise the Audit Committee to Fix Remuneration of Auditors    For    For    Management
13    Approve Incentive Plan    For    For    Management
14    Approve Company’s Climate Action Transition Plan    For    Abstain    Management
15    Approve Remuneration Policy    For    For    Management
16    Approve Remuneration Report    For    For    Management
17    Authorise Issue of Equity    For    For    Management
18    Authorise Issue of Equity without Pre-emptive Rights    For    For    Management
19    Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    For    For    Management
20    Authorise Market Purchase of Ordinary Shares    For    For    Management

 

Page 16


GRUPO TELEVISA SAB

 

Ticker:    TLEVISACPO    Security ID:    40049J206
Meeting Date:    APR 28, 2021    Meeting Type:    Annual/Special
Record Date:    APR 09, 2021          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1.1    Elect or Ratify Jose Antonio Chedraui Eguia as Director Representing Series L Shareholders    For    For    Management
1.2    Elect or Ratify Sebastian Mejia as Director Representing Series L Shareholders    For    For    Management
1.3    Elect or Ratify Raul Morales Medrano as Alternate Director Representing Series L Shareholders    For    For    Management
2    Authorize Board to Ratify and Execute Approved Resolutions    For    For    Management
1.1    Elect or Ratify David M. Zaslav as Director Representing Series D Shareholders    For    For    Management
1.2    Elect or Ratify Enrique Francisco Jose Senior Hernandez as Director Representing Series D Shareholders    For    For    Management
1.3    Elect or Ratify Raul Morales Medrano as Alternate Director Representing Series D Shareholders    For    For    Management
1.4    Elect or Ratify Herbert Allen III as Alternate Director Representing Series D Shareholders    For    For    Management
2    Authorize Board to Ratify and Execute Approved Resolutions    For    For    Management
1    Present Financial Statements and Statutory Reports    For    For    Management
2    Present Board’s Report on Principal Policies and Accounting Criteria Followed in Preparation of Financial Information    For    For    Management
3    Present Report on Activities and Operations Undertaken by Board    For    For    Management
4    Present Report of Audit Committee    For    For    Management
5    Present Report of Corporate Practices Committee    For    For    Management
6    Present Report on Compliance with Fiscal Obligations    For    For    Management
7    Approve Allocation of Income and Dividends    For    For    Management
8    Set Aggregate Nominal Amount of Share Repurchase Reserve; Receive Report on Policies and Board’s Decisions on Share Repurchase and Sale of Treasury Shares    For    For    Management
9.1    Elect or Ratify Emilio Fernando Azcarraga Jean as Director Representing Series A Shareholders    For    For    Management
9.2    Elect or Ratify Alfonso de Angoitia Noriega as Director Representing Series A Shareholders    For    For    Management
9.3    Elect or Ratify Alberto Bailleres Gonzalez as Director Representing Series A Shareholders    For    For    Management
9.4    Elect or Ratify Eduardo Tricio Haro as Director Representing Series A Shareholders    For    For    Management
9.5    Elect or Ratify Michael T. Fries as Director Representing Series A Shareholders    For    For    Management
9.6    Elect or Ratify Fernando Senderos Mestre as Director Representing Series A Shareholders    For    For    Management
9.7    Elect or Ratify Bernardo Gomez Martinez as Director Representing Series A Shareholders    For    For    Management
9.8    Elect or Ratify Jon Feltheimer as Director Representing Series A Shareholders    For    For    Management
9.9    Elect or Ratify Enrique Krauze Kleinbort as Director Representing Series A Shareholders    For    For    Management
9.10    Elect or Ratify Guadalupe Phillips Margain as Director Representing Series A Shareholders    For    For    Management
9.11    Elect or Ratify Carlos Hank Gonzalez as Director Representing Series A Shareholders    For    For    Management
9.12    Elect or Ratify Lorenzo Alejandro Mendoza Gimenez as Director Representing Series B Shareholders    For    For    Management
9.13    Elect or Ratify Salvi Rafael Folch Viadero as Director Representing Series B Shareholders    For    For    Management
9.14    Elect or Ratify Guillermo Garcia Naranjo Alvarez as Director Representing Series B Shareholders    For    For    Management
9.15    Elect or Ratify Francisco Jose Chevez Robelo as Director Representing Series B Shareholders    For    For    Management
9.16    Elect or Ratify Jose Luis Fernandez Fernandez as Director Representing Series B Shareholders    For    For    Management
9.17    Elect or Ratify Julio Barba Hurtado as Alternate Director    For    For    Management
9.18    Elect or Ratify Jorge Agustin Lutteroth Echegoyen as Alternate Director    For    For    Management
9.19    Elect or Ratify Joaquin Balcarcel Santa Cruz as Alternate Director    For    For    Management
9.20    Elect or Ratify Luis Alejandro Bustos Olivares as Alternate Director    For    For    Management
9.21    Elect or Ratify Felix Jose Araujo Ramirez as Alternate Director    For    For    Management
10    Elect or Ratify Members of Executive Committee; Discharge them    For    For    Management
11    Elect or Ratify Chairman of Audit Committee; Discharge them    For    For    Management
12    Elect or Ratify Chairman of Corporate Practices Committee; Discharge them    For    For    Management
13    Approve Remuneration of Board Members, Executive, Audit and Corporate Practices Committees, and Secretaries    For    For    Management
14    Authorize Board to Ratify and Execute Approved Resolutions    For    For    Management
1    Approve Cancellation of Shares and Consequently Reduction in Share Capital; Amend Article 6    For    For    Management
2    Authorize Board to Ratify and Execute Approved Resolutions    For    For    Management

 

GRUPO TELEVISA SAB

 

Ticker:    TLEVISACPO    Security ID:    40049J206
Meeting Date:    MAY 24, 2021    Meeting Type:    Special
Record Date:    APR 30, 2021          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Approve Related-Party Transaction Re: Corporate Restructuring with Univision Holdings, Inc.    For    For    Management
2    Authorize Board to Ratify and Execute Approved Resolutions    For    For    Management

 

Page 17


HANG LUNG GROUP, LTD.

 

Ticker:    10    Security ID:    Y30148111
Meeting Date:    APR 30, 2021    Meeting Type:    Annual
Record Date:    APR 26, 2021          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Accept Financial Statements and Statutory Reports    For    For    Management
2    Approve Final Dividend    For    For    Management
3a    Elect Pak Wai Liu as Director    For    For    Management
3b    Elect George Ka Ki Chang as Director    For    For    Management
3c    Elect Roy Yang Chung Chen as Director    For    For    Management
3d    Elect Hau Cheong Ho as Director    For    For    Management
3e    Authorize Board to Fix Remuneration of Directors    For    For    Management
4    Approve KPMG as Auditor and Authorize Board to Fix Their Remuneration    For    For    Management
5    Authorize Repurchase of Issued Share Capital    For    For    Management
6    Approve Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights    For    For    Management
7    Authorize Reissuance of Repurchased Shares    For    For    Management

 

HONDA MOTOR CO., LTD.

 

Ticker:    7267    Security ID:    J22302111
Meeting Date:    JUN 23, 2021    Meeting Type:    Annual
Record Date:    MAR 31, 2021          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Amend Articles to Adopt Board Structure with Three Committees - Clarify Director Authority on Shareholder Meetings - Amend Provisions on Number of Directors - Amend Provisions on Director Titles    For    For    Management
2.1    Elect Director Mikoshiba, Toshiaki    For    For    Management
2.2    Elect Director Mibe, Toshihiro    For    For    Management
2.3    Elect Director Kuraishi, Seiji    For    For    Management
2.4    Elect Director Takeuchi, Kohei    For    For    Management
2.5    Elect Director Suzuki, Asako    For    For    Management
2.6    Elect Director Suzuki, Masafumi    For    For    Management
2.7    Elect Director Sakai, Kunihiko    For    For    Management
2.8    Elect Director Kokubu, Fumiya    For    For    Management
2.9    Elect Director Ogawa, Yoichiro    For    For    Management
2.10    Elect Director Higashi, Kazuhiro    For    For    Management
2.11    Elect Director Nagata, Ryoko    For    For    Management

 

Page 18


ICICI BANK, LTD.

 

Ticker:    532174    Security ID:    Y3860Z132
Meeting Date:    AUG 09, 2020    Meeting Type:    Special
Record Date:    JUL 03, 2020          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Approve Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights    For    For    Management

 

ICICI BANK, LTD.

 

Ticker:    532174    Security ID:    Y3860Z132
Meeting Date:    AUG 14, 2020    Meeting Type:    Annual
Record Date:    AUG 07, 2020          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Accept Financial Statements and Statutory Reports    For    For    Management
2    Re-elect Vishakha Mulye as Director    For    For    Management
3    Approve Walker Chandiok & Co LLP, Chartered Accountants as Auditors and Authorize Board to Fix Their Remuneration    For    For    Management
4    Approve Branch Auditors and Authorize Board to Fix Their Remuneration    For    For    Management
5    Approve Reappointment and Remuneration of Vishakha Mulye as Wholetime Director (Designated as Executive Director)    For    For    Management
6    Re-elect Girish Chandra Chaturvedi as Independent Director    For    For    Management
7    Approve Reappointment and Remuneration of Girish Chandra Chaturvedi as Non-Executive (part-time) Chairman    For    For    Management
8    Approve Shifting of Registered Office of the Company and Amend Memorandum of Association    For    For    Management

 

Page 19


IMPERIAL BRANDS PLC

 

Ticker:    IMB    Security ID:    G4720C107
Meeting Date:    FEB 03, 2021    Meeting Type:    Annual
Record Date:    FEB 01, 2021          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Accept Financial Statements and Statutory Reports    For    For    Management
2    Approve Remuneration Report    For    For    Management
3    Approve Remuneration Policy    For    For    Management
4    Approve International Sharesave Plan    For    For    Management
5    Approve Long Term Incentive Plan    For    For    Management
6    Approve Deferred Share Bonus Plan    For    For    Management
7    Approve Final Dividend    For    For    Management
8    Elect Stefan Bomhard as Director    For    For    Management
9    Re-elect Susan Clark as Director    For    For    Management
10    Re-elect Therese Esperdy as Director    For    For    Management
11    Elect Alan Johnson as Director    For    For    Management
12    Elect Robert Kunze-Concewitz as Director    For    For    Management
13    Re-elect Simon Langelier as Director    For    For    Management
14    Elect Pierre-Jean Sivignon as Director    For    For    Management
15    Re-elect Steven Stanbrook as Director    For    For    Management
16    Re-elect Jonathan Stanton as Director    For    For    Management
17    Re-elect Oliver Tant as Director    For    For    Management
18    Reappoint Ernst & Young LLP as Auditors    For    For    Management
19    Authorise the Audit Committee to Fix Remuneration of Auditors    For    For    Management
20    Authorise EU Political Donations and Expenditure    For    For    Management
21    Authorise Issue of Equity    For    For    Management
22    Authorise Issue of Equity without Pre-emptive Rights    For    For    Management
23    Authorise Market Purchase of Ordinary Shares    For    For    Management
24    Authorise the Company to Call General Meeting with Two Weeks’ Notice    For    For    Management

 

ITAU UNIBANCO HOLDING SA

 

Ticker:    ITUB4    Security ID:    P5968U113
Meeting Date:    APR 27, 2021    Meeting Type:    Annual

Record Date:

              

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    As a Preferred Shareholder, Would You like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law?    None    Against    Management
2    In Case Neither Class of Shares Reaches the Minimum Quorum Required by the Brazilian Corporate Law to Elect a Board Representative in Separate Elections, Would You Like to Use Your Votes to Elect the Candidate with More Votes to Represent Both Classes?    None    Against    Management
3    Elect Artemio Bertholini as Fiscal Council Member and Rene Guimaraes Andrich as Alternate Appointed by Preferred Shareholder    None    For    Shareholder

 

Page 20


JD.COM, INC.

 

Ticker:    9618    Security ID:    47215P106
Meeting Date:    JUN 23, 2021    Meeting Type:    Annual
Record Date:    MAY 20, 2021          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Adopt Chinese Name as Dual Foreign Name of the Company    For    For    Management
2    Amend Memorandum of Association and Articles of Association    For    For    Management

 

JOHNSON CONTROLS INTERNATIONAL PLC

 

Ticker:    JCI    Security ID:    G51502105
Meeting Date:    MAR 10, 2021    Meeting Type:    Annual
Record Date:    JAN 07, 2021          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Jean Blackwell    For    For    Management
1b    Elect Director Pierre Cohade    For    For    Management
1c    Elect Director Michael E. Daniels    For    For    Management
1d    Elect Director Juan Pablo del Valle Perochena    For    For    Management
1e    Elect Director W. Roy Dunbar    For    For    Management
1f    Elect Director Gretchen R. Haggerty    For    For    Management
1g    Elect Director Simone Menne    For    For    Management
1h    Elect Director George R. Oliver    For    For    Management
1i    Elect Director Jurgen Tinggren    For    For    Management
1j    Elect Director Mark Vergnano    For    For    Management
1k    Elect Director R. David Yost    For    For    Management
1l    Elect Director John D. Young    For    For    Management
2a    Ratify PricewaterhouseCoopers LLP as Auditors    For    For    Management
2b    Authorize Board to Fix Remuneration of Auditors    For    For    Management
3    Authorize Market Purchases of Company Shares    For    For    Management
4    Determine Price Range for Reissuance of Treasury Shares    For    For    Management
5    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
6    Approve Omnibus Stock Plan    For    For    Management
7    Approve the Directors’ Authority to Allot Shares    For    For    Management
8    Approve the Disapplication of Statutory Pre-Emption Rights    For    For    Management

 

Page 21


KOMATSU, LTD.

 

Ticker:    6301    Security ID:    J35759125
Meeting Date:    JUN 18, 2021    Meeting Type:    Annual
Record Date:    MAR 31, 2021          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Approve Allocation of Income, with a Final Dividend of JPY 37    For    For    Management
2.1    Elect Director Ohashi, Tetsuji    For    For    Management
2.2    Elect Director Ogawa, Hiroyuki    For    For    Management
2.3    Elect Director Moriyama, Masayuki    For    For    Management
2.4    Elect Director Mizuhara, Kiyoshi    For    For    Management
2.5    Elect Director Kigawa, Makoto    For    For    Management
2.6    Elect Director Kunibe, Takeshi    For    For    Management
2.7    Elect Director Arthur M. Mitchell    For    For    Management
2.8    Elect Director Horikoshi, Takeshi    For    For    Management
2.9    Elect Director Saiki, Naoko    For    For    Management
3.1    Appoint Statutory Auditor Ono, Kotaro    For    For    Management
3.2    Appoint Statutory Auditor Inagaki, Yasuhiro    For    For    Management

 

KYOCERA CORP.

 

Ticker:    6971    Security ID:    J37479110
Meeting Date:    JUN 25, 2021    Meeting Type:    Annual
Record Date:    MAR 31, 2021          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Approve Allocation of Income, with a Final Dividend of JPY 80    For    For    Management
2.1    Elect Director Yamaguchi, Goro    For    Against    Management
2.2    Elect Director Tanimoto, Hideo    For    Against    Management
2.3    Elect Director Fure, Hiroshi    For    For    Management
2.4    Elect Director Ina, Norihiko    For    For    Management
2.5    Elect Director Kano, Koichi    For    For    Management
2.6    Elect Director Aoki, Shoichi    For    For    Management
2.7    Elect Director Aoyama, Atsushi    For    For    Management
2.8    Elect Director Koyano, Akiko    For    For    Management
2.9    Elect Director Kakiuchi, Eiji    For    For    Management
3    Appoint Alternate Statutory Auditor Kida, Minoru    For    For    Management

 

Page 22


LAFARGEHOLCIM, LTD.

 

Ticker:    LHN    Security ID:    H4768E105
Meeting Date:    MAY 04, 2021    Meeting Type:    Annual
Record Date:               

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1.1    Accept Financial Statements and Statutory Reports    For    For    Management
1.2    Approve Remuneration Report    For    For    Management
2    Approve Discharge of Board and Senior Management    For    For    Management
3.1    Approve Allocation of Income    For    For    Management
3.2    Approve Dividends of CHF 2.00 per Share from Capital Contribution Reserves    For    For    Management
4.1    Change Company Name to Holcim Ltd    For    For    Management
4.2    Change Location of Registered Office/Headquarters to Zug, Switzerland    For    For    Management
5.1a    Re-elect Beat Hess as Director and Board Chairman    For    For    Management
5.1b    Re-elect Philippe Block as Director    For    For    Management
5.1c    Re-elect Kim Fausing as Director    For    For    Management
5.1d    Re-elect Colin Hall as Director    For    For    Management
5.1e    Re-elect Naina Kidwai as Director    For    For    Management
5.1f    Re-elect Patrick Kron as Director    For    For    Management
5.1g    Re-elect Adrian Loader as Director    For    For    Management
5.1h    Re-elect Juerg Oleas as Director    For    For    Management
5.1i    Re-elect Claudia Ramirez as Director    For    For    Management
5.1j    Re-elect Hanne Sorensen as Director    For    For    Management
5.1k    Re-elect Dieter Spaelti as Director    For    For    Management
5.2    Elect Jan Jenisch as Director    For    For    Management
5.3.1    Reappoint Colin Hall as Member of the Nomination, Compensation and Governance Committee    For    For    Management
5.3.2    Reappoint Adrian Loader as Member of the Nomination, Compensation and Governance Committee    For    For    Management
5.3.3    Reappoint Claudia Ramirez as Member of the Nomination, Compensation and Governance Committee    For    For    Management
5.3.4    Appoint Hanne Sorensen as Member of the Nomination, Compensation and Governance Committee    For    For    Management
5.4    Appoint Dieter Spaelti as Member of the Nomination, Compensation and Governance Committee    For    For    Management
5.5.1    Ratify Deloitte AG as Auditors    For    For    Management
5.5.2    Designate Sabine Burkhalter Kaimakliotis as Independent Proxy    For    For    Management
6.1    Approve Remuneration of Directors in the Amount of CHF 5.2 Million    For    For    Management
6.2    Approve Remuneration of Executive Committee in the Amount of CHF 42.5 Million    For    For    Management
7    Transact Other Business (Voting)    For    Against    Management

 

LIBERTY GLOBAL PLC

 

Ticker:    LBTYA    Security ID:    G5480U104
Meeting Date:    JUN 16, 2021    Meeting Type:    Annual
Record Date:    APR 26, 2021          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Elect Director Michael T. Fries    For    For    Management
2    Elect Director Paul A. Gould    For    For    Management
3    Elect Director John C. Malone    For    For    Management
4    Elect Director Larry E. Romrell    For    For    Management
5    Approve Remuneration Report    For    For    Management
6    Ratify KPMG LLP (U.S.) as Auditors    For    For    Management
7    Ratify KPMG LLP (U.K.) as Auditors    For    For    Management
8    Authorise Board to Fix Remuneration of Auditors    For    For    Management
9    Authorise Issue of Equity without Pre-emptive Rights    For    For    Management
10    Authorise UK Political Donations and Expenditure    For    For    Management
11    Authorise Market Purchase of Ordinary Shares    For    For    Management

 

Page 23


LINDE PLC

 

Ticker:    LIN    Security ID:    G5494J103
Meeting Date:    JUL 27, 2020    Meeting Type:    Annual
Record Date:    JUL 25, 2020          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Wolfgang H. Reitzle    For    For    Management
1b    Elect Director Stephen F. Angel    For    For    Management
1c    Elect Director Ann-Kristin Achleitner    For    For    Management
1d    Elect Director Clemens A. H. Borsig    For    For    Management
1e    Elect Director Nance K. Dicciani    For    For    Management
1f    Elect Director Thomas Enders    For    For    Management
1g    Elect Director Franz Fehrenbach    For    For    Management
1h    Elect Director Edward G. Galante    For    For    Management
1i    Elect Director Larry D. McVay    For    For    Management
1j    Elect Director Victoria E. Ossadnik    For    For    Management
1k    Elect Director Martin H. Richenhagen    For    For    Management
1l    Elect Director Robert L. Wood    For    For    Management
2a    Ratify PricewaterhouseCoopers as Auditors    For    For    Management
2b    Authorize Board to Fix Remuneration of Auditors    For    For    Management
3    Determine Price Range for Reissuance of Treasury Shares    For    For    Management
4    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management

 

MAGNIT PJSC

 

Ticker:    MGNT    Security ID:    X51729105
Meeting Date:    DEC 24, 2020    Meeting Type:    Special
Record Date:    DEC 01, 2020          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Approve Interim Dividends of RUB 245. 31 per Share for First Nine Months of Fiscal 2020    For    For    Management
2    Approve New Edition of Charter    For    For    Management
3    Approve New Edition of Regulations on Management    For    For    Management

 

Page 24


MAGNIT PJSC

 

Ticker:    MGNT    Security ID:    X51729105
Meeting Date:    JUN 10, 2021    Meeting Type:    Annual
Record Date:    MAY 17, 2021          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Approve Annual Report    For    For    Management
2    Approve Financial Statements    For    For    Management
3    Approve Allocation of Income and Dividends of RUB 245.31 per Share    For    For    Management
4.1    Elect Aleksandr Vinokurov as Director    None    Against    Management
4.2    Elect Timothy Demchenko as Director    None    Against    Management
4.3    Elect Jan Dunning as Director    None    Against    Management
4.4    Elect Sergei Zakharov as Director    None    Against    Management
4.5    Elect Hans Koch as Director    None    For    Management
4.6    Elect Evgenii Kuznetsov as Director    None    For    Management
4.7    Elect Aleksei Makhnev as Director    None    Against    Management
4.8    Elect Gregor Mowat as Director    None    For    Management
4.9    Elect Charles Ryan as Director    None    For    Management
4.10    Elect James Simmons as Director    None    For    Management
5    Ratify RAS Auditor    For    For    Management
6    Ratify IFRS Auditor    For    For    Management
7    Approve New Edition of Charter    For    For    Management
8    Approve New Edition of Regulations on General Meetings    For    For    Management
9    Approve New Edition of Regulations on Board of Directors    For    For    Management

 

MICRO FOCUS INTERNATIONAL PLC

 

Ticker:    MCRO    Security ID:    G6117L194
Meeting Date:    MAR 25, 2021    Meeting Type:    Annual
Record Date:    MAR 23, 2021          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Accept Financial Statements and Statutory Reports    For    For    Management
2    Approve Final Dividend    For    For    Management
3    Approve Remuneration Report    For    For    Management
4    Re-elect Greg Lock as Director    For    For    Management
5    Re-elect Stephen Murdoch as Director    For    For    Management
6    Re-elect Brian McArthur-Muscroft as Director    For    For    Management
7    Re-elect Karen Slatford as Director    For    For    Management
8    Re-elect Richard Atkins as Director    For    For    Management
9    Re-elect Amanda Brown as Director    For    For    Management
10    Re-elect Lawton Fitt as Director    For    For    Management
11    Elect Robert Youngjohns as Director    For    For    Management
12    Elect Sander van ‘t Noordende as Director    For    For    Management
13    Reappoint KPMG LLP as Auditors    For    For    Management
14    Authorise Board to Fix Remuneration of Auditors    For    For    Management
15    Authorise Issue of Equity    For    For    Management
16    Authorise Issue of Equity without Pre-emptive Rights    For    For    Management
17    Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    For    For    Management
18    Authorise Market Purchase of Ordinary Shares    For    For    Management
19    Authorise the Company to Call General Meeting with Two Weeks’ Notice    For    For    Management

 

Page 25


MILLICOM INTERNATIONAL CELLULAR SA

 

Ticker:    TIGO    Security ID:    L6388F128
Meeting Date:    MAY 04, 2021    Meeting Type:    Annual
Record Date:    APR 20, 2021          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Appoint Alexander Koch as Chairman of Meeting and Empower Chairman to Appoint Other Members of Bureau    For    For    Management
2    Receive Board’s and Auditor’s Reports    For    For    Management
3    Approve Consolidated Financial Statements and Statutory Reports    For    For    Management
4    Approve Allocation of Income    For    For    Management
5    Approve Discharge of Directors    For    For    Management
6    Fix Number of Directors at Nine    For    For    Management
7    Re-elect Jose Antonio Rios Garcia as Director    For    For    Management
8    Re-elect Pernille Erenbjerg as Director    For    For    Management
9    Re-elect Odilon Almeida as Director    For    For    Management
10    Re-elect Mauricio Ramos as Director    For    For    Management
11    Re-elect James Thompson as Director    For    For    Management
12    Re-elect Mercedes Johnson as Director    For    For    Management
13    Elect Sonia Dula as Director    For    For    Management
14    Elect Lars-Johan Jarnheimer as Director    For    For    Management
15    Elect Bruce Churchill as Director    For    For    Management
16    Re-elect Jose Antonio Rios Garcia as Board Chairman    For    For    Management
17    Approve Remuneration of Directors    For    For    Management
18    Renew Appointment of Ernst & Young S.A. as Auditor and Authorize Board to Fix Their Remuneration    For    For    Management
19    Approve Procedure on Appointment of Nomination Committee and Determination of Assignment of Nomination Committee    For    For    Management
20    Approve Share Repurchase Plan    For    For    Management
21    Approve Remuneration Report    For    For    Management
22    Approve Senior Management Remuneration Policy    For    For    Management
23    Approve Share-Based Incentive Plans    For    For    Management

 

MITSUBISHI ELECTRIC CORP.

 

Ticker:    6503    Security ID:    J43873116
Meeting Date:    JUN 29, 2021    Meeting Type:    Annual
Record Date:    MAR 31, 2021          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1.1    Elect Director Sakuyama, Masaki    For    For    Management
1.2    Elect Director Sugiyama, Takeshi    For    For    Management
1.3    Elect Director Sagawa, Masahiko    For    For    Management
1.4    Elect Director Kawagoishi, Tadashi    For    For    Management
1.5    Elect Director Sakamoto, Takashi    For    For    Management
1.6    Elect Director Uruma, Kei    For    For    Management
1.7    Elect Director Masuda, Kuniaki    For    For    Management
1.8    Elect Director Yabunaka, Mitoji    For    For    Management
1.9    Elect Director Obayashi, Hiroshi    For    For    Management
1.10    Elect Director Watanabe, Kazunori    For    For    Management
1.11    Elect Director Koide, Hiroko    For    For    Management
1.12    Elect Director Oyamada, Takashi    For    For    Management

 

Page 26


MITSUBISHI UFJ FINANCIAL GROUP, INC.

 

Ticker:    8306    Security ID:    J44497105
Meeting Date:    JUN 29, 2021    Meeting Type:    Annual
Record Date:    MAR 31, 2021          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Approve Allocation of Income, with a Final Dividend of JPY 12.5    For    For    Management
2.1    Elect Director Fujii, Mariko    For    For    Management
2.2    Elect Director Honda, Keiko    For    For    Management
2.3    Elect Director Kato, Kaoru    For    For    Management
2.4    Elect Director Kuwabara, Satoko    For    For    Management
2.5    Elect Director Toby S. Myerson    For    For    Management
2.6    Elect Director Nomoto, Hirofumi    For    For    Management
2.7    Elect Director Shingai, Yasushi    For    For    Management
2.8    Elect Director Tsuji, Koichi    For    For    Management
2.9    Elect Director Tarisa Watanagase    For    For    Management
2.10    Elect Director Ogura, Ritsuo    For    For    Management
2.11    Elect Director Miyanaga, Kenichi    For    For    Management
2.12    Elect Director Mike, Kanetsugu    For    For    Management
2.13    Elect Director Araki, Saburo    For    For    Management
2.14    Elect Director Nagashima, Iwao    For    For    Management
2.15    Elect Director Hanzawa, Junichi    For    For    Management
2.16    Elect Director Kamezawa, Hironori    For    For    Management
3    Amend Articles to Disclose Plan Outlining Company’s Business Strategy to Align Investments with Goals of Paris Agreement    Against    Against    Shareholder
4    Amend Articles to Add Provision on Early Submission of Annual Yuho Securities Report    Against    Against    Shareholder
5    Amend Articles to Prohibit Officers and Employees of the Company from Committing Parental Child Abduction for Gaining Advantage in Custody Disputes    Against    Against    Shareholder
6    Amend Articles to Prohibit Provision of Financing and Other Inappropriate Transactions to Anti-Social Forces    Against    Against    Shareholder
7    Amend Articles to Establish Helpline for Whistle-Blowers    Against    Against    Shareholder
8    Appoint Shareholder Director Nominee Ino, Tatsuki    Against    Against    Shareholder

 

MULTICHOICE GROUP, LTD.

 

Ticker:    MCG    Security ID:    S8039U101
Meeting Date:    AUG 27, 2020    Meeting Type:    Annual
Record Date:    AUG 21, 2020          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Accept Financial Statements and Statutory Reports for the Year Ended 31 March 2020    For    For    Management
2.1    Re-elect Nolo Letele as Director    For    For    Management
2.2    Re-elect Jabu Mabuza as Director    For    For    Management
2.3    Re-elect Kgomotso Moroka as Director    For    For    Management
3    Reappoint PricewaterhouseCoopers Inc as Auditors with Brett Humphreys as Designated Individual Registered Auditor    For    For    Management
4.1    Re-elect Louisa Stephens as Chair of the Audit Committee    For    For    Management
4.2    Re-elect Christine Sabwa as Member of the Audit Committee    For    For    Management
4.3    Elect Elias Masilela as Member of the Audit Committee    For    For    Management
5    Authorise Board to Issue Shares for Cash    For    For    Management
6    Approve Amendments to the Trust Deed of the Restricted Share Plan Trust and the Share Scheme Envisaged by Such Trust Deed    For    For    Management
1    Approve Remuneration Policy    For    For    Management
2    Approve Implementation of the Remuneration Policy    For    For    Management
1.1    Approve Remuneration of Non-executive Director    For    For    Management
1.2    Approve Remuneration of Lead Independent Non-executive Director    For    For    Management
1.3    Approve Remuneration of Audit Committee Chair    For    For    Management
1.4    Approve Remuneration of Audit Committee Member    For    For    Management
1.5    Approve Remuneration of Risk Committee Chair    For    For    Management
1.6    Approve Remuneration of Risk Committee Member    For    For    Management
1.7    Approve Remuneration of Remuneration Committee Chair    For    For    Management
1.8    Approve Remuneration of Remuneration Committee Member    For    For    Management
1.9    Approve Remuneration of Nomination Committee Chair    For    For    Management
1.10    Approve Remuneration of Nomination Committee Member    For    For    Management
1.11    Approve Remuneration of Social and Ethics Committee Chair    For    For    Management
1.12    Approve Remuneration of Social and Ethics Committee Member    For    For    Management
2    Authorise Repurchase of Issued Share Capital    For    For    Management
3    Approve Financial Assistance in Terms of Section 44 of the Companies Act    For    For    Management
4    Approve Financial Assistance in Terms of Section 45 of the Companies Act    For    For    Management
7    Authorise Ratification of Approved Resolutions    For    For    Management

 

Page 27


MURATA MANUFACTURING CO., LTD.

 

Ticker:    6981    Security ID:    J46840104
Meeting Date:    JUN 29, 2021    Meeting Type:    Annual
Record Date:    MAR 31, 2021          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Approve Allocation of Income, with a Final Dividend of JPY 60    For    For    Management
2.1    Elect Director Murata, Tsuneo    For    For    Management
2.2    Elect Director Nakajima, Norio    For    For    Management
2.3    Elect Director Iwatsubo, Hiroshi    For    For    Management
2.4    Elect Director Ishitani, Masahiro    For    For    Management
2.5    Elect Director Miyamoto, Ryuji    For    For    Management
2.6    Elect Director Minamide, Masanori    For    For    Management
2.7    Elect Director Shigematsu, Takashi    For    For    Management
2.8    Elect Director Yasuda, Yuko    For    For    Management
3    Approve Restricted Stock Plan    For    For    Management

 

NASPERS, LTD.

 

Ticker:    NPN    Security ID:    S53435103
Meeting Date:    AUG 21, 2020    Meeting Type:    Annual
Record Date:    AUG 14, 2020          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Accept Financial Statements and Statutory Reports for the Year Ended 31 March 2020    For    For    Management
2    Approve Dividends for N Ordinary and A Ordinary Shares    For    For    Management
3    Reappoint PricewaterhouseCoopers Inc as Auditors of the Company with V Myburgh as the Individual Registered Auditor    For    For    Management
4.1    Elect Manisha Girotra as Director    For    For    Management
4.2    Elect Ying Xu as Director    For    For    Management
5.1    Re-elect Don Eriksson as Director    For    For    Management
5.2    Re-elect Mark Sorour as Director    For    For    Management
5.3    Re-elect Emilie Choi as Director    For    For    Management
5.4    Re-elect Rachel Jafta as Director    For    For    Management
6.1    Re-elect Don Eriksson as Member of the Audit Committee    For    For    Management
6.2    Re-elect Rachel Jafta as Member of the Audit Committee    For    For    Management
6.3    Elect Manisha Girotra as Member of the Audit Committee    For    For    Management
6.4    Elect Steve Pacak as Member of the Audit Committee    For    For    Management
7    Approve Remuneration Policy    For    For    Management
8    Approve Implementation of the Remuneration Policy    For    For    Management
9    Approve Amendments to the Trust Deed constituting the Naspers Restricted Stock Plan Trust and the Share Scheme envisaged by such Trust Deed    For    For    Management
10    Approve Amendments to the Trust Deed constituting the MIH Services FZ LLC Share Trust and the Share Scheme envisaged by such Trust Deed    For    For    Management
11    Approve Amendments to the Trust Deed constituting the MIH Holdings Share Trust and the Share Scheme envisaged by such Trust Deed    For    For    Management
12    Approve Amendments to the Trust Deed constituting the Naspers Share Incentive Trust and the Share Scheme envisaged by such Trust Deed    For    For    Management
13    Place Authorised but Unissued Shares under Control of Directors    For    For    Management
14    Authorise Board to Issue Shares for Cash    For    For    Management
15    Authorise Ratification of Approved Resolutions    For    For    Management
1.1    Approve Fees of the Board Chairman    For    For    Management
1.2    Approve Fees of the Board Member    For    For    Management
1.3    Approve Fees of the Audit Committee Chairman    For    For    Management
1.4    Approve Fees of the Audit Committee Member    For    For    Management
1.5    Approve Fees of the Risk Committee Chairman    For    For    Management
1.6    Approve Fees of the Risk Committee Member    For    For    Management
1.7    Approve Fees of the Human Resources and Remuneration Committee Chairman    For    For    Management
1.8    Approve Fees of the Human Resources and Remuneration Committee Member    For    For    Management
1.9    Approve Fees of the Nomination Committee Chairman    For    For    Management
1.10    Approve Fees of the Nomination Committee Member    For    For    Management
1.11    Approve Fees of the Social, Ethics and Sustainability Committee Chairman    For    For    Management
1.12    Approve Fees of the Social, Ethics and Sustainability Committee Member    For    For    Management
1.13    Approve Fees of the Trustees of Group Share Schemes/Other Personnel Funds    For    For    Management
2    Approve Financial Assistance in Terms of Section 44 of the Companies Act    For    For    Management
3    Approve Financial Assistance in Terms of Section 45 of the Companies Act    For    For    Management
4    Authorise Repurchase of N Ordinary Shares    For    For    Management
5    Authorise Specific Repurchase of N Ordinary Shares from Holders of N Ordinary Shares    For    For    Management
6    Authorise Repurchase of A Ordinary Shares    For    For    Management

 

Page 28


NIDEC CORP.

 

Ticker:    6594    Security ID:    J52968104
Meeting Date:    JUN 22, 2021    Meeting Type:    Annual
Record Date:    MAR 31, 2021          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1.1    Elect Director Nagamori, Shigenobu    For    For    Management
1.2    Elect Director Seki, Jun    For    For    Management
1.3    Elect Director Sato, Teiichi    For    For    Management
1.4    Elect Director Shimizu, Osamu    For    For    Management
2    Approve Trust-Type Equity Compensation Plan    For    For    Management

 

NOVARTIS AG

 

Ticker:    NOVN    Security ID:    H5820Q150
Meeting Date:    MAR 02, 2021    Meeting Type:    Annual
Record Date:               

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Accept Financial Statements and Statutory Reports    For    For    Management
2    Approve Discharge of Board and Senior Management    For    For    Management
3    Approve Allocation of Income and Dividends of CHF 3.00 per Share    For    For    Management
4    Approve CHF 16.3 Million Reduction in Share Capital via Cancellation of Repurchased Shares    For    For    Management
5    Authorize Repurchase of up to CHF 10 Billion in Issued Share Capital    For    For    Management
6.1    Approve Remuneration of Directors in the Amount of CHF 8.6 Million    For    For    Management
6.2    Approve Maximum Remuneration of Executive Committee in the Amount of CHF 91 Million    For    For    Management
6.3    Approve Remuneration Report    For    For    Management
7.1    Re-elect Joerg Reinhardt as Director and Board Chairman    For    For    Management
7.2    Re-elect Nancy Andrews as Director    For    For    Management
7.3    Re-elect Ton Buechner as Director    For    For    Management
7.4    Re-elect Patrice Bula as Director    For    For    Management
7.5    Re-elect Elizabeth Doherty as Director    For    For    Management
7.6    Re-elect Ann Fudge as Director    For    For    Management
7.7    Re-elect Bridgette Heller as Director    For    For    Management
7.8    Re-elect Frans van Houten as Director    For    For    Management
7.9    Re-elect Simon Moroney as Director    For    For    Management
7.10    Re-elect Andreas von Planta as Director    For    For    Management
7.11    Re-elect Charles Sawyers as Director    For    For    Management
7.12    Elect Enrico Vanni as Director    For    For    Management
7.13    Re-elect William Winters as Director    For    For    Management
8.1    Reappoint Patrice Bula as Member of the Compensation Committee    For    For    Management
8.2    Reappoint Bridgette Heller as Member of the Compensation Committee    For    For    Management
8.3    Reappoint Enrico Vanni as Member of the Compensation Committee    For    For    Management
8.4    Reappoint William Winters as Member of the Compensation Committee    For    For    Management
8.5    Appoint Simon Moroney as Member of the Compensation Committee    For    For    Management
9    Ratify PricewaterhouseCoopers AG as Auditors    For    For    Management
10    Designate Peter Zahn as Independent Proxy    For    For    Management
11    Amend Articles Re: Board of Directors Tenure    For    For    Management
12    Transact Other Business (Voting)    For    Against    Management

 

Page 29


NUTRIEN, LTD.

 

Ticker:    NTR    Security ID:    67077M108
Meeting Date:    MAY 17, 2021    Meeting Type:    Annual
Record Date:    MAR 29, 2021          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1.1    Elect Director Christopher M. Burley    For    For    Management
1.2    Elect Director Maura J. Clark    For    For    Management
1.3    Elect Director Russell K. Girling    For    For    Management
1.4    Elect Director Miranda C. Hubbs    For    For    Management
1.5    Elect Director Raj S. Kushwaha    For    For    Management
1.6    Elect Director Alice D. Laberge    For    For    Management
1.7    Elect Director Consuelo E. Madere    For    For    Management
1.8    Elect Director Charles V. Magro - Withdrawn Resolution (Non-Voting)    None    None    Management
1.9    Elect Director Keith G. Martell    For    For    Management
1.10    Elect Director Aaron W. Regent    For    For    Management
1.11    Elect Director Mayo M. Schmidt    For    For    Management
1.12    Elect Director Nelson Luiz Costa Silva    For    For    Management
2    Ratify KPMG LLP as Auditors    For    For    Management
3    Advisory Vote on Executive Compensation Approach    For    For    Management

 

OVINTIV, INC.

 

Ticker:    OVV    Security ID:    69047Q102
Meeting Date:    APR 28, 2021    Meeting Type:    Annual
Record Date:    MAR 04, 2021          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Peter A. Dea    For    For    Management
1b    Elect Director Meg A. Gentle    For    For    Management
1c    Elect Director Howard J. Mayson    For    For    Management
1d    Elect Director Lee A. McIntire    For    For    Management
1e    Elect Director Katherine L. Minyard    For    For    Management
1f    Elect Director Steven W. Nance    For    For    Management
1g    Elect Director Suzanne P. Nimocks    For    For    Management
1h    Elect Director Thomas G. Ricks    For    For    Management
1i    Elect Director Brian G. Shaw    For    For    Management
1j    Elect Director Douglas J. Suttles    For    For    Management
1k    Elect Director Bruce G. Waterman    For    For    Management
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3    Ratify PricewaterhouseCoopers LLP as Auditors    For    For    Management

 

Page 30


PROSUS NV

 

Ticker:    PRX    Security ID:    N7163R103
Meeting Date:    AUG 18, 2020    Meeting Type:    Annual
Record Date:    JUL 21, 2020          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Receive Report of Management Board (Non-Voting)    None    None    Management
2    Approve Remuneration Report    For    For    Management
3    Adopt Financial Statements    For    For    Management
4.a    Approve Dividends of EUR 0.602 Per Share    For    For    Management
4.b    Approve Capital Increase and Capital Reduction    For    For    Management
5    Approve Remuneration Policy for Executive Directors    For    For    Management
6    Approve Remuneration Policy for Non-Executive Directors    For    For    Management
7    Approve Discharge of Executive Directors    For    For    Management
8    Approve Discharge of Non-Executive Directors    For    For    Management
9    Elect Y Xu as Non-Executive Director    For    For    Management
10.1    Re-elect D G Eriksson as Non-Executive Director    For    For    Management
10.2    Re-elect M R Sorour as Non-Executive Director    For    For    Management
10.3    Re-elect E M Choi as Non-Executive Director    For    For    Management
10.4    Re-elect M Girotra as Non-Executive Director    For    For    Management
10.5    Re-elect R C C Jafta as Non-Executive Director    For    For    Management
11    Ratify PricewaterhouseCoopers Accountants N.V. as Auditors    For    For    Management
12    Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Restrict/Exclude Pre-emptive Rights    For    For    Management
13    Authorize Repurchase of Shares    For    For    Management
14    Amend Prosus Share Award Plan    For    For    Management
15    Other Business (Non-Voting)    None    None    Management
16    Voting Results (Non-Voting)    None    None    Management

 

PRUDENTIAL PLC

 

Ticker:    PRU    Security ID:    G72899100
Meeting Date:    MAY 13, 2021    Meeting Type:    Annual
Record Date:    MAY 11, 2021          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Accept Financial Statements and Statutory Reports    For    For    Management
2    Approve Remuneration Report    For    For    Management
3    Elect Chua Sock Koong as Director    For    For    Management
4    Elect Ming Lu as Director    For    For    Management
5    Elect Jeanette Wong as Director    For    For    Management
6    Re-elect Shriti Vadera as Director    For    For    Management
7    Re-elect Jeremy Anderson as Director    For    For    Management
8    Re-elect Mark Fitzpatrick as Director    For    For    Management
9    Re-elect David Law as Director    For    For    Management
10    Re-elect Anthony Nightingale as Director    For    For    Management
11    Re-elect Philip Remnant as Director    For    For    Management
12    Re-elect Alice Schroeder as Director    For    For    Management
13    Re-elect James Turner as Director    For    For    Management
14    Re-elect Thomas Watjen as Director    For    For    Management
15    Re-elect Michael Wells as Director    For    For    Management
16    Re-elect Fields Wicker-Miurin as Director    For    For    Management
17    Re-elect Amy Yip as Director    For    For    Management
18    Reappoint KPMG LLP as Auditors    For    For    Management
19    Authorise the Audit Committee to Fix Remuneration of Auditors    For    For    Management
20    Authorise UK Political Donations and Expenditure    For    For    Management
21    Authorise Issue of Equity    For    For    Management
22    Authorise Issue of Equity to Include Repurchased Shares    For    For    Management
23    Authorise Issue of Equity without Pre-emptive Rights    For    For    Management
24    Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    For    For    Management
25    Authorise Market Purchase of Ordinary Shares    For    For    Management
26    Authorise the Company to Call General Meeting with Two Weeks’ Notice    For    For    Management

 

Page 31


SANOFI

 

Ticker:    SAN    Security ID:    F5548N101
Meeting Date:    APR 30, 2021    Meeting Type:    Annual/Special
Record Date:    APR 28, 2021          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Approve Financial Statements and Statutory Reports    For    For    Management
2    Approve Consolidated Financial Statements and Statutory Reports    For    For    Management
3    Approve Treatment of Losses and Dividends of EUR 3.20 per Share    For    For    Management
4    Ratify Appointment of Gilles Schnepp as Director    For    For    Management
5    Re-elect Fabienne Lecorvaisier as Director    For    For    Management
6    Re-elect Melanie Lee as Director    For    For    Management
7    Elect Barbara Lavernos as Director    For    For    Management
8    Approve Compensation Report of Corporate Officers    For    For    Management
9    Approve Compensation of Serge Weinberg, Chairman of the Board    For    For    Management
10    Approve Compensation of Paul Hudson, CEO    For    For    Management
11    Approve Remuneration Policy of Directors    For    For    Management
12    Approve Remuneration Policy of Chairman of the Board    For    For    Management
13    Approve Remuneration Policy of CEO    For    For    Management
14    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    For    For    Management
15    Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    For    For    Management
16    Authorize Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of EUR 997 Million    For    For    Management
17    Authorize Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of EUR 240 Million    For    For    Management
18    Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 240 Million    For    For    Management
19    Approve Issuance of Debt Securities Giving Access to New Shares of Subsidiaries and/or Debt Securities, up to Aggregate Amount of EUR 7 Billion    For    For    Management
20    Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above    For    For    Management
21    Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind    For    For    Management
22    Authorize Capitalization of Reserves of Up to EUR 500 Million for Bonus Issue or Increase in Par Value    For    For    Management
23    Authorize Capital Issuances for Use in Employee Stock Purchase Plans    For    For    Management
24    Authorize up to 5 Percent of Issued Capital for Use in Restricted Stock Plans    For    For    Management
25    Amend Article 13 of Bylaws Re: Written Consultation    For    For    Management
26    Amend Articles 14 and 17 of Bylaws Re: Board Powers and Censors    For    For    Management
27    Authorize Filing of Required Documents/Other Formalities    For    For    Management

 

SCHLUMBERGER NV

 

Ticker:    SLB    Security ID:    806857108
Meeting Date:    APR 07, 2021    Meeting Type:    Annual
Record Date:    FEB 17, 2021          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1.1    Elect Director Patrick de La Chevardiere    For    For    Management
1.2    Elect Director Miguel M. Galuccio    For    For    Management
1.3    Elect Director Olivier Le Peuch    For    For    Management
1.4    Elect Director Tatiana A. Mitrova    For    For    Management
1.5    Elect Director Maria Moraeus Hanssen    For    For    Management
1.6    Elect Director Mark G. Papa    For    For    Management
1.7    Elect Director Henri Seydoux    For    For    Management
1.8    Elect Director Jeff W. Sheets    For    For    Management
2    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
3    Adopt and Approve Financials and Dividends    For    For    Management
4    Ratify PricewaterhouseCoopers LLP as Auditors    For    For    Management
5    Amend Omnibus Stock Plan    For    For    Management
6    Amend Qualified Employee Stock Purchase Plan    For    For    Management
7    Amend Non-Employee Director Restricted Stock Plan    For    For    Management

 

Page 32


SCHNEIDER ELECTRIC SE

 

Ticker:    SU    Security ID:    F86921107
Meeting Date:    APR 28, 2021    Meeting Type:    Annual/Special
Record Date:    APR 26, 2021          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Approve Financial Statements and Statutory Reports    For    For    Management
2    Approve Consolidated Financial Statements and Statutory Reports    For    For    Management
3    Approve Treatment of Losses and Dividends of EUR 2.60 per Share    For    For    Management
4    Approve Auditors’ Special Report on Related-Party Transactions Mentionning the Absence of New Transactions    For    For    Management
5    Approve Compensation Report of Corporate Officers    For    For    Management
6    Approve Compensation of Jean-Pascal Tricoire, Chairman and CEO    For    For    Management
7    Approve Remuneration Policy of Chairman and CEO    For    For    Management
8    Approve Remuneration Policy of Directors    For    For    Management
9    Re-elect Jean-Pascal Tricoire as Director    For    For    Management
10    Elect Anna Ohlsson-Leijon as Director    For    For    Management
11    Elect Thierry Jacquet as Representative of Employee Shareholders to the Board    Against    Against    Management
12    Elect Zennia Csikos as Representative of Employee Shareholders to the Board    Against    Against    Management
13    Re-elect Xiaoyun Ma as Representative of Employee Shareholders to the Board    For    For    Management
14    Elect Malene Kvist Kristensen as Representative of Employee Shareholders to the Board    Against    Against    Management
15    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    For    For    Management
16    Authorize Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of EUR 800 Million    For    For    Management
17    Authorize Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of EUR 224 Million    For    For    Management
18    Approve Issuance of Equity or Equity-Linked Securities for Private Placements up to Aggregate Nominal Amount of EUR 120 Million    For    For    Management
19    Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 16-18    For    For    Management
20    Authorize Capital Increase of up to 9. 88 Percent of Issued Capital for Contributions in Kind    For    For    Management
21    Authorize Capitalization of Reserves of Up to EUR 800 Million for Bonus Issue or Increase in Par Value    For    For    Management
22    Authorize Capital Issuances for Use in Employee Stock Purchase Plans    For    For    Management
23    Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries    For    For    Management
24    Authorize Decrease in Share Capital via Cancellation of Repurchased Shares    For    For    Management
25    Amend Article 13 of Bylaws Re: Editorial Change    For    For    Management
26    Authorize Filing of Required Documents/Other Formalities    For    For    Management

 

SMITHS GROUP PLC

 

Ticker:    SMIN    Security ID:    G82401111
Meeting Date:    NOV 16, 2020    Meeting Type:    Annual
Record Date:    NOV 14, 2020          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Accept Financial Statements and Statutory Reports    For    For    Management
2    Approve Remuneration Report    For    For    Management
3    Approve Final Dividend    For    For    Management
4    Elect Pam Cheng as Director    For    For    Management
5    Elect Karin Hoeing as Director    For    For    Management
6    Re-elect Sir George Buckley as Director    For    For    Management
7    Re-elect Dame Ann Dowling as Director    For    For    Management
8    Re-elect Tanya Fratto as Director    For    For    Management
9    Re-elect William Seeger as Director    For    For    Management
10    Re-elect Mark Seligman as Director    For    For    Management
11    Re-elect John Shipsey as Director    For    For    Management
12    Re-elect Andrew Reynolds Smith as Director    For    For    Management
13    Re-elect Noel Tata as Director    For    For    Management
14    Reappoint KPMG LLP as Auditors    For    For    Management
15    Authorise the Audit & Risk Committee to Fix Remuneration of Auditors    For    For    Management
16    Authorise Issue of Equity    For    For    Management
17    Authorise Issue of Equity without Pre-emptive Rights    For    For    Management
18    Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    For    For    Management
19    Authorise Market Purchase of Ordinary Shares    For    For    Management
20    Authorise the Company to Call General Meeting with Two Weeks’ Notice    For    For    Management
21    Authorise EU Political Donations and Expenditure    For    For    Management

 

Page 33


STANDARD CHARTERED PLC

 

Ticker:    STAN    Security ID:    G84228157
Meeting Date:    MAY 12, 2021    Meeting Type:    Annual
Record Date:    MAY 10, 2021          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Accept Financial Statements and Statutory Reports    For    For    Management
2    Approve Final Dividend    For    For    Management
3    Approve Remuneration Report    For    For    Management
4    Elect Maria Ramos as Director    For    For    Management
5    Re-elect David Conner as Director    For    For    Management
6    Re-elect Byron Grote as Director    For    For    Management
7    Re-elect Andy Halford as Director    For    For    Management
8    Re-elect Christine Hodgson as Director    For    For    Management
9    Re-elect Gay Huey Evans as Director    For    For    Management
10    Re-elect Naguib Kheraj as Director    For    For    Management
11    Re-elect Phil Rivett as Director    For    For    Management
12    Re-elect David Tang as Director    For    For    Management
13    Re-elect Carlson Tong as Director    For    For    Management
14    Re-elect Jose Vinals as Director    For    For    Management
15    Re-elect Jasmine Whitbread as Director    For    For    Management
16    Re-elect Bill Winters as Director    For    For    Management
17    Reappoint Ernst & Young LLP as Auditors    For    For    Management
18    Authorise the Audit Committee to Fix Remuneration of Auditors    For    For    Management
19    Authorise UK Political Donations and Expenditure    For    For    Management
20    Approve Standard Chartered Share Plan    For    For    Management
21    Authorise Issue of Equity    For    For    Management
22    Extend the Authority to Allot Shares by Such Number of Shares Repurchased by the Company under the Authority Granted Pursuant to Resolution 27    For    For    Management
23    Authorise Issue of Equity in Relation to Equity Convertible Additional Tier 1 Securities    For    For    Management
24    Authorise Issue of Equity without Pre-emptive Rights    For    For    Management
25    Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    For    For    Management
26    Authorise Issue of Equity without Pre-emptive Rights in Relation to Equity Convertible Additional Tier 1 Securities    For    For    Management
27    Authorise Market Purchase of Ordinary Shares    For    For    Management
28    Authorise Market Purchase of Preference Shares    For    For    Management
29    Authorise the Company to Call General Meeting with Two Weeks’ Notice    For    For    Management

 

SUNCOR ENERGY, INC.

 

Ticker:    SU    Security ID:    867224107
Meeting Date:    MAY 04, 2021    Meeting Type:    Annual
Record Date:    MAR 08, 2021          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1.1    Elect Director Patricia M. Bedient    For    For    Management
1.2    Elect Director John D. Gass    For    For    Management
1.3    Elect Director Russell (Russ) K. Girling    For    For    Management
1.4    Elect Director Jean Paul (JP) Gladu    For    For    Management
1.5    Elect Director Dennis M. Houston    For    For    Management
1.6    Elect Director Mark S. Little    For    For    Management
1.7    Elect Director Brian P. MacDonald    For    For    Management
1.8    Elect Director Maureen McCaw    For    For    Management
1.9    Elect Director Lorraine Mitchelmore    For    For    Management
1.10    Elect Director Eira M. Thomas    For    For    Management
1.11    Elect Director Michael M. Wilson    For    For    Management
2    Ratify KPMG LLP as Auditors    For    For    Management
3    Amend Stock Option Plan    For    For    Management
4    Advisory Vote on Executive Compensation Approach    For    For    Management

 

Page 34


TC ENERGY CORP.

 

Ticker:    TRP    Security ID:    87807B107
Meeting Date:    MAY 07, 2021    Meeting Type:    Annual
Record Date:    MAR 22, 2021          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1.1    Elect Director Stephan Cretier    For    For    Management
1.2    Elect Director Michael R. Culbert    For    For    Management
1.3    Elect Director Susan C. Jones    For    For    Management
1.4    Elect Director Randy Limbacher    For    For    Management
1.5    Elect Director John E. Lowe    For    For    Management
1.6    Elect Director David MacNaughton    For    For    Management
1.7    Elect Director Francois L. Poirier    For    For    Management
1.8    Elect Director Una Power    For    For    Management
1.9    Elect Director Mary Pat Salomone    For    For    Management
1.10    Elect Director Indira V. Samarasekera    For    For    Management
1.11    Elect Director D. Michael G. Stewart    For    For    Management
1.12    Elect Director Siim A. Vanaselja    For    For    Management
1.13    Elect Director Thierry Vandal    For    For    Management
2    Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration    For    For    Management
3    Advisory Vote on Executive Compensation Approach    For    For    Management
4    Amend By-law Number 1    For    For    Management

 

TDK CORP.

 

Ticker:    6762    Security ID:    J82141136
Meeting Date:    JUN 23, 2021    Meeting Type:    Annual
Record Date:    MAR 31, 2021          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Approve Allocation of Income, with a Final Dividend of JPY 90    For    For    Management
2.1    Elect Director Ishiguro, Shigenao    For    For    Management
2.2    Elect Director Yamanishi, Tetsuji    For    For    Management
2.3    Elect Director Sumita, Makoto    For    For    Management
2.4    Elect Director Osaka, Seiji    For    For    Management
2.5    Elect Director Sato, Shigeki    For    For    Management
2.6    Elect Director Ishimura, Kazuhiko    For    For    Management
2.7    Elect Director Nakayama, Kozue    For    For    Management
2.8    Elect Director Iwai, Mutsuo    For    For    Management

 

Page 35


TE CONNECTIVITY, LTD.

 

Ticker:    TEL    Security ID:    H84989104
Meeting Date:    MAR 10, 2021    Meeting Type:    Annual
Record Date:    FEB 18, 2021          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1a    Elect Director Pierre R. Brondeau    For    For    Management
1b    Elect Director Terrence R. Curtin    For    For    Management
1c    Elect Director Carol A. (John) Davidson    For   

For

   Management
1d    Elect Director Lynn A. Dugle    For    For    Management
1e    Elect Director William A. Jeffrey    For    For    Management
1f    Elect Director David M. Kerko *Withdrawn Resolution* (Non-Voting)    None    None    Management
1g    Elect Director Thomas J. Lynch    For    For    Management
1h    Elect Director Heath A. Mitts    For    For    Management
1i    Elect Director Yong Nam    For    For    Management
1j    Elect Director Daniel J. Phelan    For    For    Management
1k    Elect Director Abhijit Y. Talwalkar    For    For    Management
1l    Elect Director Mark C. Trudeau    For    For    Management
1m    Elect Director Dawn C. Willoughby    For    For    Management
1n    Elect Director Laura H. Wright    For    For    Management
2    Elect Board Chairman Thomas J. Lynch    For    For    Management
3a    Elect Daniel J. Phelan as Member of Management Development and Compensation Committee    For    For    Management
3b    Elect Abhijit Y. Talwalkar as Member of Management Development and Compensation Committee    For    For    Management
3c    Elect Mark C. Trudeau as Member of Management Development and Compensation Committee    For    For    Management
3d    Elect Dawn C. Willoughby as Member of Management Development and Compensation Committee    For    For    Management
4    Designate Rene Schwarzenbach as Independent Proxy    For    For    Management
5.1    Accept Annual Report for Fiscal Year Ended September 25, 2020    For    For    Management
5.2    Accept Statutory Financial Statements for Fiscal Year Ended September 25, 2020    For    For    Management
5.3    Approve Consolidated Financial Statements for Fiscal Year Ended September 25, 2020    For    For    Management
6    Approve Discharge of Board and Senior Management    For    For    Management
7.1    Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal Year 2021    For    For    Management
7.2    Ratify Deloitte AG as Swiss Registered Auditors    For    For    Management
7.3    Ratify PricewaterhouseCoopers AG as Special Auditors    For    For    Management
8    Advisory Vote to Ratify Named Executive Officers’ Compensation    For    For    Management
9    Approve the Increase in Maximum Aggregate Remuneration of Executive Management    For    For    Management
10    Approve Maximum Aggregate Remuneration of Board of Directors    For    For    Management
11    Approve Allocation of Available Earnings at September 25, 2020    For    For    Management
12    Approve Declaration of Dividend    For    For    Management
13    Approve Reduction in Share Capital via Cancelation of Shares    For    For    Management
14    Amend Non-Qualified Employee Stock Purchase Plan    For    For    Management
15    Amend Omnibus Stock Plan    For    For    Management
16    Adjourn Meeting    For    For    Management

 

TECK RESOURCES, LTD.

 

Ticker:    TECK.B    Security ID:    878742204
Meeting Date:    APR 28, 2021    Meeting Type:    Annual/Special
Record Date:    MAR 01, 2021          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1A    Elect Director Mayank M. Ashar    For    For    Management
1B    Elect Director Quan Chong    For    For    Management
1C    Elect Director Edward C. Dowling    For    For    Management
1D    Elect Director Eiichi Fukuda    For    For    Management
1E    Elect Director Toru Higo    For    For    Management
1F    Elect Director Norman B. Keevil, III    For    For    Management
1G    Elect Director Donald R. Lindsay    For    For    Management
1H    Elect Director Sheila A. Murray    For    For    Management
1I    Elect Director Tracey L. McVicar    For    For    Management
1J    Elect Director Kenneth W. Pickering    For    For    Management
1K    Elect Director Una M. Power    For    For    Management
1L    Elect Director Timothy R. Snider    For    For    Management
2    Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration    For    For    Management
3    Advisory Vote on Executive Compensation Approach    For    For    Management
4    Amend General By-law No. 1    For    Against    Management

 

Page 36


TELEVISION BROADCASTS, LTD.

 

Ticker:    511    Security ID:    Y85830126
Meeting Date:    MAY 26, 2021    Meeting Type:    Annual
Record Date:    APR 27, 2021          

 

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Accept Financial Statements and Statutory Reports    For    For    Management
2    Elect Kenneth Hsu Kin as Director    For    For    Management
3.1    Elect Thomas Hui To as Director    For    For    Management
3.2    Elect Anthony Lee Hsien Pin as Director    For    Against    Management
3.3    Elect William Lo Wing Yan as Director    For    Against    Management
3.4    Elect Allan Zeman as Director    For    Against    Management
4    Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration    For    For    Management
5    Approve Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights    For    Against    Management
6    Authorize Repurchase of Issued Share Capital    For    For    Management
7    Authorize Reissuance of Repurchased Shares    For    Against    Management
8    Approve Extension of Book Close Period from 30 Days to 60 Days    For    Against    Management

 

TOTAL SE

 

Ticker:    FP    Security ID:    F92124100
Meeting Date:    MAY 28, 2021    Meeting Type:    Annual/Special
Record Date:    MAY 26, 2021          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Approve Financial Statements and Statutory Reports    For    For    Management
2    Approve Consolidated Financial Statements and Statutory Reports    For    For    Management
3    Approve Allocation of Income and Dividends of EUR 2.64 per Share    For    For    Management
4    Authorize Repurchase of Up to 10 Percent of Issued Share Capital    For    For    Management
5    Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions    For    For    Management
6    Re-elect Patrick Pouyanne as Director    For    For    Management
7    Re-elect Anne-Marie Idrac as Director    For    For    Management
8    Elect Jacques Aschenbroich as Director    For    For    Management
9    Elect Glenn Hubbard as Director    For    For    Management
10    Approve Compensation Report of Corporate Officers    For    For    Management
11    Approve Remuneration Policy of Directors    For    For    Management
12    Approve Compensation of Patrick Pouyanne, Chairman and CEO    For    For    Management
13    Approve Remuneration Policy of Chairman and CEO    For    For    Management
14    Approve the Company’s Sustainable Development and Energy Transition    For    Abstain    Management
15    Change Company Name to TotalEnergies SE and Amend Article 2 of Bylaws Accordingly    For    For    Management
16    Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans    For    For    Management
17    Authorize Capital Issuances for Use in Employee Stock Purchase Plans    For    For    Management

 

Page 37


UBS GROUP AG

 

Ticker:    UBSG    Security ID:    H42097107
Meeting Date:    NOV 19, 2020    Meeting Type:    Special
Record Date:               

 

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Approve Extraordinary Dividend of USD 0.365 per Share    For    For    Management
2    Transact Other Business (Voting)    For    Against    Management

 

UBS GROUP AG

 

Ticker:    UBSG    Security ID:    H42097107
Meeting Date:    APR 08, 2021    Meeting Type:    Annual
Record Date:               

 

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Accept Financial Statements and Statutory Reports    For    For    Management
2    Approve Remuneration Report    For    For    Management
3    Approve Allocation of Income and Dividends of USD 0.37 per Share    For    For    Management
4    Approve Discharge of Board and Senior Management for Fiscal Year 2020, excluding French Cross-Border Matter    For    For    Management
5.1    Re-elect Axel Weber as Director and Board Chairman    For    For    Management
5.2    Re-elect Jeremy Anderson as Director    For    For    Management
5.3    Re-elect William Dudley as Director    For    For    Management
5.4    Re-elect Reto Francioni as Director    For    For    Management
5.5    Re-elect Fred Hu as Director    For    For    Management
5.6    Re-elect Mark Hughes as Director    For    For    Management
5.7    Re-elect Nathalie Rachou as Director    For    For    Management
5.8    Re-elect Julie Richardson as Director    For    For    Management
5.9    Re-elect Dieter Wemmer as Director    For    For    Management
5.10    Re-elect Jeanette Wong as Director    For    For    Management
6.1    Elect Claudia Boeckstiegel as Director    For    For    Management
6.2    Elect Patrick Firmenich as Director    For    For    Management
7.1    Reappoint Julie Richardson as Member of the Compensation Committee    For    For    Management
7.2    Reappoint Reto Francioni as Member of the Compensation Committee    For    For    Management
7.3    Reappoint Dieter Wemmer as Member of the Compensation Committee    For    For    Management
7.4    Reappoint Jeanette Wong as Member of the Compensation Committee    For    For    Management
8.1    Approve Remuneration of Directors in the Amount of CHF 13 Million    For    For    Management
8.2    Approve Variable Remuneration of Executive Committee in the Amount of CHF 85 Million    For    For    Management
8.3    Approve Fixed Remuneration of Executive Committee in the Amount of CHF 33 Million    For    For    Management
9.1    Designate ADB Altorfer Duss & Beilstein AG as Independent Proxy    For    For    Management
9.2    Ratify Ernst & Young AG as Auditors    For    For    Management
9.3    Ratify BDO AG as Special Auditors    For    For    Management
10    Amend Articles Re: Voting Majority for Board Resolutions    For    For    Management
11    Approve CHF 15.7 Million Reduction in Share Capital as Part of the Share Buyback Program via Cancellation of Repurchased Shares    For    For    Management
12    Authorize Repurchase of up to CHF 4 Billion in Issued Share Capital    For    For    Management
13    Transact Other Business (Voting)    None    Against    Management

 

Page 38


VODAFONE GROUP PLC

 

Ticker:    VOD    Security ID:    G93882192
Meeting Date:    JUL 28, 2020    Meeting Type:    Annual
Record Date:    JUL 24, 2020          

 

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Accept Financial Statements and Statutory Reports    For    For    Management
2    Elect Jean-Francois van Boxmeer as Director    For    For    Management
3    Re-elect Gerard Kleisterlee as Director    For    For    Management
4    Re-elect Nick Read as Director    For    For    Management
5    Re-elect Margherita Della Valle as Director    For    For    Management
6    Re-elect Sir Crispin Davis as Director    For    For    Management
7    Re-elect Michel Demare as Director    For    For    Management
8    Re-elect Dame Clara Furse as Director    For    For    Management
9    Re-elect Valerie Gooding as Director    For    For    Management
10    Re-elect Renee James as Director    For    For    Management
11    Re-elect Maria Amparo Moraleda Martinez as Director    For    For    Management
12    Re-elect Sanjiv Ahuja as Director    For    For    Management
13    Re-elect David Thodey as Director    For    For    Management
14    Re-elect David Nish as Director    For    For    Management
15    Approve Final Dividend    For    For    Management
16    Approve Remuneration Policy    For    For    Management
17    Approve Remuneration Report    For    For    Management
18    Reappoint Ernst & Young LLP as Auditors    For    For    Management
19    Authorise the Audit and Risk Committee to Fix Remuneration of Auditors    For    For    Management
20    Authorise Issue of Equity    For    For    Management
21    Authorise Issue of Equity without Pre-emptive Rights    For    For    Management
22    Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment    For    For    Management
23    Authorise Market Purchase of Ordinary Shares    For    For    Management
24    Authorise EU Political Donations and Expenditure    For    For    Management
25    Authorise the Company to Call General Meeting with Two Weeks’ Notice    For    For    Management
26    Approve Share Incentive Plan    For    For    Management

 

YAMAHA MOTOR CO., LTD.

 

Ticker:    7272    Security ID:    J95776126
Meeting Date:    MAR 24, 2021    Meeting Type:    Annual
Record Date:    DEC 31, 2020          

 

#


  

Proposal


  

Mgt Rec


  

Vote Cast


  

Sponsor


1    Approve Allocation of Income, with a Final Dividend of JPY 60    For    For    Management
2.1    Elect Director Yanagi, Hiroyuki    For    For    Management
2.2    Elect Director Hidaka, Yoshihiro    For    For    Management
2.3    Elect Director Watanabe, Katsuaki    For    For    Management
2.4    Elect Director Yamaji, Katsuhito    For    For    Management
2.5    Elect Director Okawa, Tatsumi    For    For    Management
2.6    Elect Director Maruyama, Heiji    For    For    Management
2.7    Elect Director Nakata, Takuya    For    For    Management
2.8    Elect Director Kamigama, Takehiro    For    For    Management
2.9    Elect Director Tashiro, Yuko    For    For    Management
2.10    Elect Director Ohashi, Tetsuji    For    For    Management
3    Appoint Statutory Auditor Kawai, Eriko    For    For    Management
4    Appoint Alternate Statutory Auditor Fujita, Ko    For    For    Management

 

Page 39


 

SIGNATURES:

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 


Dodge & Cox Funds
(Registrant)
By  

/s/ Charles F. Pohl

   

Chairman

Date

 

8/25/21