FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-173
Dodge & Cox Funds
(Exact name of registrant as specified in charter)
555 California Street
40th Floor
San Francisco, CA 94104
(Address of principal executive offices)
Roberta R.W. Kameda
Secretary
555 California Street
40th Floor
San Francisco, CA 94104
(Name and address of agent for service)
Registrants telephone number, including area code: (415) 981-1710
Date of Fiscal year-end: 12/31/21
Date of reporting period: 7/1/20 - 6/30/21
Dodge & Cox International Stock Fund
AEGON NV
Ticker: | AGN | Security ID: | N00927298 | |||
Meeting Date: | JUN 03, 2021 | Meeting Type: | Annual | |||
Record Date: | MAY 06, 2021 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
3.3 | Approve Remuneration Report | For | For | Management | ||||
3.4 | Adopt Financial Statements and Statutory Reports | For | For | Management | ||||
3.5 | Approve Dividends of EUR 0.06 Per Common Share and EUR 0.0015 Per Common Share B | For | For | Management | ||||
4 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | For | For | Management | ||||
5.1 | Approve Discharge of Executive Board | For | For | Management | ||||
5.2 | Approve Discharge of Supervisory Board | For | For | Management | ||||
6.1 | Re-elect Dona Young to Supervisory Board | For | For | Management | ||||
6.2 | Re-elect William Connelly to Supervisory Board | For | For | Management | ||||
6.3 | Re-elect Mark Ellman to Supervisory Board | For | For | Management | ||||
6.4 | Elect Jack McGarry to Supervisory Board | For | For | Management | ||||
7.1 | Re-elect Matthew Rider to Management Board | For | For | Management | ||||
8.1 | Approve Cancellation of Repurchased Shares | For | For | Management | ||||
8.2 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Exclude Pre-emptive Rights | For | For | Management | ||||
8.3 | Grant Board Authority to Issue Shares Up To 25 Percent of Issued Capital in Connection with a Rights Issue | For | For | Management | ||||
8.4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Management |
AKZO NOBEL NV
Ticker: | AKZA | Security ID: | N01803308 | |||
Meeting Date: | APR 22, 2021 | Meeting Type: | Annual | |||
Record Date: | MAR 25, 2021 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1 | Open Meeting (Non-Voting) | None | None | Management | ||||
2.a | Receive Report of Management Board (Non-Voting) | None | None | Management | ||||
3.a | Adopt Financial Statements | For | For | Management | ||||
3.b | Discuss on the Companys Dividend Policy (Non-Voting) | None | None | Management | ||||
3.c | Approve Dividends of EUR 1.95 Per Share | For | For | Management | ||||
3.d | Approve Remuneration Report | For | For | Management | ||||
4.a | Approve Discharge of Management Board | For | For | Management | ||||
4.b | Approve Discharge of Supervisory Board | For | For | Management | ||||
5.a | Amend Remuneration Policy for Management Board | For | For | Management | ||||
5.b | Amend Remuneration Policy for Supervisory Board | For | For | Management | ||||
6.a | Re-elect T.F.J. Vanlancker to Management Board | For | For | Management | ||||
7.a | Re-elect P.W. Thomas to Supervisory Board | For | For | Management | ||||
8.a | Grant Board Authority to Issue Shares Up to 10 Percent of Issued Capital | For | For | Management | ||||
8.b | Authorize Board to Exclude Pre-emptive Rights from Share Issuances | For | For | Management | ||||
9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Management | ||||
10 | Authorize Cancellation of Repurchased Shares | For | For | Management | ||||
11 | Close Meeting (Non-Voting) | None | None | Management |
Page 1
ALIBABA GROUP HOLDING, LTD.
Ticker: | 9988 | Security ID: | 01609W102 | |||
Meeting Date: | SEP 30, 2020 | Meeting Type: | Annual | |||
Record Date: | AUG 17, 2020 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1 | Amend Articles of Association | For | Against | Management | ||||
2.1 | Elect Maggie Wei Wu as Director | For | For | Management | ||||
2.2 | Elect Kabir Misra as Director | For | For | Management | ||||
2.3 | Elect Walter Teh Ming Kwauk as Director | For | For | Management | ||||
3 | Ratify PricewaterhouseCoopers as Auditors | For | For | Management |
AMERICA MOVIL SAB DE CV
Ticker: | AMXL | Security ID: | P0280A101 | |||
Meeting Date: | APR 26, 2021 | Meeting Type: | Annual | |||
Record Date: | APR 16, 2021 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 | Approve CEO and Auditors Report on Operations and Results and Boards Opinion on CEO and Auditors Report | For | For | Management | ||||
1.2 | Approve Boards Report on Principal Policies and Accounting Criteria Followed in Preparation of Financial Information | For | For | Management | ||||
1.3 | Approve Report on Activities and Operations Undertaken by Board | For | For | Management | ||||
1.4 | Approve Audit and Corporate Practices Committees Report on their Activities | For | For | Management | ||||
1.5 | Approve Consolidated Financial Statements, Allocation of Income and Dividends | For | For | Management | ||||
1.6 | Approve Report on Repurchased Shares Reserve | For | For | Management | ||||
2.1 | Approve Discharge of Board and CEO | For | For | Management | ||||
2.2a | Elect or Ratify Carlos Slim Domit as Board Chairman | For | For | Management | ||||
2.2b | Elect or Ratify Patrick Slim Domit as Vice-Chairman | For | For | Management | ||||
2.2c | Elect or Ratify Antonio Cosio Pando as Director | For | For | Management | ||||
2.2d | Elect or Ratify Arturo Elias Ayub as Director | For | For | Management | ||||
2.2e | Elect or Ratify Daniel Hajj Aboumrad as Director | For | For | Management | ||||
2.2f | Elect or Ratify Vanessa Hajj Slim as Director | For | For | Management | ||||
2.2g | Elect or Ratify Rafael Moises Kalach Mizrahi as Director | For | For | Management | ||||
2.2h | Elect or Ratify Francisco Medina Chavez as Director | For | For | Management | ||||
2.2i | Elect or Ratify Luis Alejandro Soberon Kuri as Director | For | For | Management | ||||
2.2j | Elect or Ratify Ernesto Vega Velasco as Director | For | For | Management | ||||
2.2k | Elect or Ratify Oscar Von Hauske Solis as Director | For | For | Management | ||||
2.2l | Elect or Ratify Alejandro Cantu Jimenez as Secretary (Non-Member) of Board | For | For | Management | ||||
2.2m | Elect or Ratify Rafael Robles Miaja as Deputy Secretary (Non-Member) of Board | For | For | Management | ||||
2.3 | Approve Remuneration of Directors | For | For | Management | ||||
3.1 | Approve Discharge of Executive Committee | For | For | Management | ||||
3.2a | Elect or Ratify Carlos Slim Domit as Chairman of Executive Committee | For | For | Management | ||||
3.2b | Elect or Ratify Patrick Slim Domit as Member of Executive Committee | For | For | Management | ||||
3.2c | Elect or Ratify Daniel Hajj Aboumrad as Member of Executive Committee | For | For | Management | ||||
3.3 | Approve Remuneration of Executive Committee | For | For | Management | ||||
4.1 | Approve Discharge of Audit and Corporate Practices Committee | For | For | Management | ||||
4.2a | Elect or Ratify Ernesto Vega Velasco as Chairman of Audit and Corporate Practices Committee | For | For | Management | ||||
4.2b | Elect or Ratify Pablo Roberto Gonzalez Guajardo as Member of Audit and Corporate Practices Committee | For | For | Management | ||||
4.2c | Elect or Ratify Rafael Moises Kalach Mizrahi as Member of Audit and Corporate Practices Committee | For | For | Management | ||||
4.3 | Approve Remuneration of Members of Audit and Corporate Practices Committee | For | For | Management | ||||
5 | Set Amount of Share Repurchase Reserve | For | For | Management | ||||
6 | Authorize Board to Ratify and Execute Approved Resolutions | For | For | Management |
Page 2
AMERICA MOVIL SAB DE CV
Ticker: | AMXL | Security ID: | P0280A101 | |||
Meeting Date: | APR 26, 2021 | Meeting Type: | Special | |||
Record Date: | APR 16, 2021 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 | Elect or Ratify Pablo Roberto Gonzalez Guajardo as Director for Series L Shareholders | For | For | Management | ||||
1.2 | Elect or Ratify David Ibarra Munoz as Director for Series L Shareholders | For | For | Management | ||||
2 | Authorize Board to Ratify and Execute Approved Resolutions | For | For | Management |
ANHEUSER-BUSCH INBEV SA/NV
Ticker: | ABI | Security ID: | B639CJ108 | |||
Meeting Date: | APR 28, 2021 | Meeting Type: | Annual/Special | |||
Record Date: | APR 14, 2021 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
A1 | Authorize Repurchase of Up to 20 Percent of Issued Share Capital | For | For | Management | ||||
B2 | Receive Directors Reports (Non-Voting) | None | None | Management | ||||
B3 | Receive Auditors Reports (Non-Voting) | None | None | Management | ||||
B4 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | None | None | Management | ||||
B5 | Approve Financial Statements, Allocation of Income, and Dividends of EUR 0.50 per Share | For | For | Management | ||||
B6 | Approve Discharge of Directors | For | For | Management | ||||
B7 | Approve Discharge of Auditors | For | For | Management | ||||
B8a | Re-elect Martin J. Barrington as Director | For | For | Management | ||||
B8b | Re-elect William F. Gifford, Jr. as Director | For | For | Management | ||||
B8c | Re-elect Alejandro Santo Domingo Davila as Director | For | For | Management | ||||
B9 | Approve Remuneration policy | For | For | Management | ||||
B10 | Approve Remuneration Report | For | For | Management | ||||
B11 | Approve Change-of-Control Clause Re: Revolving Credit and Swingline Facilities Agreement | For | For | Management | ||||
C12 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | For | For | Management |
Page 3
ASTRAZENECA PLC
Ticker: | AZN | Security ID: | G0593M107 | |||
Meeting Date: | MAY 11, 2021 | Meeting Type: | Special | |||
Record Date: | MAY 07, 2021 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1 | Approve Acquisition of Alexion Pharmaceuticals, Inc. | For | For | Management |
ASTRAZENECA PLC
Ticker: | AZN | Security ID: | G0593M107 | |||
Meeting Date: | MAY 11, 2021 | Meeting Type: | Annual | |||
Record Date: | MAY 07, 2021 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Approve Dividends | For | For | Management | ||||
3 | Reappoint PricewaterhouseCoopers LLP as Auditors | For | For | Management | ||||
4 | Authorise Board to Fix Remuneration of Auditors | For | For | Management | ||||
5a | Re-elect Leif Johansson as Director | For | For | Management | ||||
5b | Re-elect Pascal Soriot as Director | For | For | Management | ||||
5c | Re-elect Marc Dunoyer as Director | For | For | Management | ||||
5d | Re-elect Philip Broadley as Director | For | For | Management | ||||
5e | Elect Euan Ashley as Director | For | For | Management | ||||
5f | Re-elect Michel Demare as Director | For | For | Management | ||||
5g | Re-elect Deborah DiSanzo as Director | For | For | Management | ||||
5h | Elect Diana Layfield as Director | For | For | Management | ||||
5i | Re-elect Sheri McCoy as Director | For | For | Management | ||||
5j | Re-elect Tony Mok as Director | For | For | Management | ||||
5k | Re-elect Nazneen Rahman as Director | For | For | Management | ||||
5l | Re-elect Marcus Wallenberg as Director | For | For | Management | ||||
6 | Approve Remuneration Report | For | For | Management | ||||
7 | Approve Remuneration Policy | For | For | Management | ||||
8 | Authorise UK Political Donations and Expenditure | For | For | Management | ||||
9 | Authorise Issue of Equity | For | For | Management | ||||
10 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Management | ||||
11 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | For | For | Management | ||||
12 | Authorise Market Purchase of Ordinary Shares | For | For | Management | ||||
13 | Authorise the Company to Call General Meeting with Two Weeks Notice | For | For | Management | ||||
14 | Amend Performance Share Plan | For | For | Management |
Page 4
AVIVA PLC
Ticker: | AV | Security ID: | G0683Q109 | |||
Meeting Date: | MAY 06, 2021 | Meeting Type: | Annual | |||
Record Date: | MAY 04, 2021 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Approve Remuneration Report | For | For | Management | ||||
3 | Approve Remuneration Policy | For | For | Management | ||||
4 | Approve Climate-Related Financial Disclosure | For | For | Management | ||||
5 | Approve Final Dividend | For | For | Management | ||||
6 | Elect Mohit Joshi as Director | For | For | Management | ||||
7 | Elect Pippa Lambert as Director | For | For | Management | ||||
8 | Elect Jim McConville as Director | For | For | Management | ||||
9 | Re-elect Amanda Blanc as Director | For | For | Management | ||||
10 | Re-elect Patricia Cross as Director | For | For | Management | ||||
11 | Re-elect George Culmer as Director | For | For | Management | ||||
12 | Re-elect Patrick Flynn as Director | For | For | Management | ||||
13 | Re-elect Belen Romana Garcia as Director | For | For | Management | ||||
14 | Re-elect Michael Mire as Director | For | For | Management | ||||
15 | Re-elect Jason Windsor as Director | For | For | Management | ||||
16 | Reappoint PricewaterhouseCoopers LLP as Auditors | For | For | Management | ||||
17 | Authorise the Audit Committee to Fix Remuneration of Auditors | For | For | Management | ||||
18 | Authorise UK Political Donations and Expenditure | For | For | Management | ||||
19 | Authorise Issue of Equity | For | For | Management | ||||
20 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Management | ||||
21 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | For | For | Management | ||||
22 | Authorise Issue of Equity in Relation to Any Issuance of SII Instruments | For | For | Management | ||||
23 | Authorise Issue of Equity without Pre-emptive Rights in Relation to Any Issuance of SII Instruments | For | For | Management | ||||
24 | Approve Annual Bonus Plan | For | For | Management | ||||
25 | Approve Long Term Incentive Plan | For | For | Management | ||||
26 | Approve All-Employee Share Plan | For | For | Management | ||||
27 | Authorise Market Purchase of Ordinary Shares | For | For | Management | ||||
28 | Authorise Market Purchase of 8 3/4 % Preference Shares | For | For | Management | ||||
29 | Authorise Market Purchase of 8 3/8 % Preference Shares | For | For | Management | ||||
30 | Authorise the Company to Call General Meeting with Two Weeks Notice | For | For | Management |
AXIS BANK, LTD.
Ticker: | 532215 | Security ID: | Y0487S137 | |||
Meeting Date: | JUL 31, 2020 | Meeting Type: | Annual | |||
Record Date: | JUL 24, 2020 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Re-elect B. Baburao as Director | For | For | Management | ||||
3 | Re-elect Rakesh Makhija as Director | For | For | Management | ||||
4 | Elect T.C. Suseel Kumar as Director | For | For | Management | ||||
5 | Authorize Issuance of Debt Securities on Private Placement Basis | For | For | Management | ||||
6 | Approve Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights | For | For | Management |
Page 5
AXIS BANK, LTD.
Ticker: | 532215 | Security ID: | Y0487S137 | |||
Meeting Date: | DEC 09, 2020 | Meeting Type: | Special | |||
Record Date: | OCT 30, 2020 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1 | Re-elect Ketaki Bhagwati as Director | For | For | Management | ||||
2 | Elect Meena Ganesh as Director | For | For | Management | ||||
3 | Elect Gopalaraman Padmanabhan as Director | For | For | Management |
BAIDU, INC.
Ticker: | BIDU | Security ID: | 056752108 | |||
Meeting Date: | MAR 01, 2021 | Meeting Type: | Special | |||
Record Date: | JAN 28, 2021 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1 | Approve One-to-Eighty Stock Split | For | For | Management |
Page 6
BANCO SANTANDER SA
Ticker: | SAN | Security ID: | E19790109 | |||
Meeting Date: | OCT 26, 2020 | Meeting Type: | Special | |||
Record Date: | OCT 21, 2020 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1 | Approve Allocation of Income and Dividends | For | For | Management | ||||
2.A | Fix Number of Directors at 15 | For | For | Management | ||||
2.B | Elect Ramon Martin Chavez Marquez as Director | For | For | Management | ||||
3.A | Approve Companys Balance Sheet as of June 30, 2020 | For | For | Management | ||||
3.B | Approve Bonus Share Issue | For | For | Management | ||||
4 | Approve Distribution of Share Issuance Premium | For | For | Management | ||||
5 | Authorize Board to Ratify and Execute Approved Resolutions | For | For | Management |
BANCO SANTANDER SA
Ticker: | SAN | Security ID: | E19790109 | |||
Meeting Date: | MAR 25, 2021 | Meeting Type: | Annual | |||
Record Date: | MAR 19, 2021 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.A | Approve Consolidated and Standalone Financial Statements | For | For | Management | ||||
1.B | Approve Non-Financial Information Statement | For | For | Management | ||||
1.C | Approve Discharge of Board | For | For | Management | ||||
2 | Approve Treatment of Net Loss | For | For | Management | ||||
3.A | Fix Number of Directors at 15 | For | For | Management | ||||
3.B | Ratify Appointment of and Elect Gina Lorenza Diez Barroso as Director | For | For | Management | ||||
3.C | Re-elect Homaira Akbari as Director | For | For | Management | ||||
3.D | Re-elect Alvaro Antonio Cardoso de Souza as Director | For | For | Management | ||||
3.E | Re-elect Javier Botin-Sanz de Sautuola y OShea as Director | For | For | Management | ||||
3.F | Re-elect Ramiro Mato Garcia-Ansorena as Director | For | For | Management | ||||
3.G | Re-elect Bruce Carnegie-Brown as Director | For | For | Management | ||||
4 | Ratify Appointment of PricewaterhouseCoopers as Auditor | For | For | Management | ||||
5.A | Amend Articles Re: Non-Convertible Debentures | For | For | Management | ||||
5.B | Amend Article 20 Re: Competences of General Meetings | For | For | Management | ||||
5.C | Amend Articles Re: Shareholders Participation at General Meetings | For | For | Management | ||||
5.D | Amend Articles Re: Remote Voting | For | Against | Management | ||||
6.A | Amend Article 2 of General Meeting Regulations Re: Issuance of Debentures | For | For | Management | ||||
6.B | Amend Article 2 of General Meeting Regulations Re: Share-Based Compensation | For | For | Management | ||||
6.C | Amend Article 8 of General Meeting Regulations Re: Proxy Representation | For | For | Management | ||||
6.D | Amend Article 20 of General Meeting Regulations Re: Remote Voting | For | For | Management | ||||
6.E | Amend Article 26 of General Meeting Regulations Re: Publication of Resolutions | For | For | Management | ||||
7 | Authorize Issuance of Non-Convertible Debt Securities up to EUR 50 Billion | For | For | Management | ||||
8 | Approve Remuneration Policy | For | For | Management | ||||
9 | Approve Remuneration of Directors | For | For | Management | ||||
10 | Fix Maximum Variable Compensation Ratio | For | For | Management | ||||
11.A | Approve Deferred Multiyear Objectives Variable Remuneration Plan | For | For | Management | ||||
11.B | Approve Deferred and Conditional Variable Remuneration Plan | For | For | Management | ||||
11.C | Approve Digital Transformation Award | For | For | Management | ||||
11.D | Approve Buy-out Policy | For | For | Management | ||||
11.E | Approve Employee Stock Purchase Plan | For | For | Management | ||||
12 | Authorize Board to Ratify and Execute Approved Resolutions | For | For | Management | ||||
13 | Advisory Vote on Remuneration Report | For | For | Management |
Page 7
BARCLAYS PLC
Ticker: | BARC | Security ID: | G08036124 | |||
Meeting Date: | MAY 05, 2021 | Meeting Type: | Annual | |||
Record Date: | APR 30, 2021 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Approve Remuneration Report | For | For | Management | ||||
3 | Elect Julia Wilson as Director | For | For | Management | ||||
4 | Re-elect Mike Ashley as Director | For | For | Management | ||||
5 | Re-elect Tim Breedon as Director | For | For | Management | ||||
6 | Re-elect Mohamed A. El-Erian as Director | For | For | Management | ||||
7 | Re-elect Dawn Fitzpatrick as Director | For | For | Management | ||||
8 | Re-elect Mary Francis as Director | For | For | Management | ||||
9 | Re-elect Crawford Gillies as Director | For | For | Management | ||||
10 | Re-elect Brian Gilvary as Director | For | For | Management | ||||
11 | Re-elect Nigel Higgins as Director | For | For | Management | ||||
12 | Re-elect Tushar Morzaria as Director | For | For | Management | ||||
13 | Re-elect Diane Schueneman as Director | For | For | Management | ||||
14 | Re-elect James Staley as Director | For | For | Management | ||||
15 | Reappoint KPMG LLP as Auditors | For | For | Management | ||||
16 | Authorise the Board Audit Committee to Fix Remuneration of Auditors | For | For | Management | ||||
17 | Authorise UK Political Donations and Expenditure | For | For | Management | ||||
18 | Authorise Issue of Equity | For | For | Management | ||||
19 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Management | ||||
20 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | For | For | Management | ||||
21 | Authorise Issue of Equity in Relation to the Issuance of Contingent Equity Conversion Notes | For | For | Management | ||||
22 | Authorise Issue of Equity without Pre-emptive Rights in Relation to the Issuance of Contingent Equity Conversion Notes | For | For | Management | ||||
23 | Authorise Market Purchase of Ordinary Shares | For | For | Management | ||||
24 | Authorise the Company to Call General Meeting with Two Weeks Notice | For | For | Management | ||||
25 | Approve Long Term Incentive Plan | For | For | Management | ||||
26 | Amend Share Value Plan | For | For | Management | ||||
27 | Approve Scrip Dividend Program | For | For | Management | ||||
28 | Adopt New Articles of Association | For | For | Management | ||||
29 | Approve Market Forces Requisitioned Resolution | Against | Against | Shareholder |
BAYER AG
Ticker: | BAYN | Security ID: | D0712D163 | |||
Meeting Date: | APR 27, 2021 | Meeting Type: | Annual | |||
Record Date: |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1 | Receive Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of EUR 2.00 per Share for Fiscal Year 2020 | For | For | Management | ||||
2 | Approve Discharge of Management Board for Fiscal Year 2020 | For | For | Management | ||||
3 | Approve Discharge of Supervisory Board for Fiscal Year 2020 | For | For | Management | ||||
4.1 | Elect Fei-Fei Li to the Supervisory Board | For | For | Management | ||||
4.2 | Elect Alberto Weisser to the Supervisory Board | For | For | Management | ||||
5 | Approve Remuneration of Supervisory Board | For | For | Management | ||||
6 | Ratify Deloitte GmbH as Auditors for Fiscal Year 2021 | For | For | Management |
Page 8
BAYERISCHE MOTOREN WERKE AG
Ticker: | BMW | Security ID: | D12096109 | |||
Meeting Date: | MAY 12, 2021 | Meeting Type: | Annual | |||
Record Date: | APR 20, 2021 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1 | Receive Financial Statements and Statutory Reports for Fiscal Year 2020 (Non-Voting) | None | None | Management | ||||
2 | Approve Allocation of Income and Dividends of EUR 1.90 per Ordinary Share and EUR 1.92 per Preferred Share | For | For | Management | ||||
3 | Approve Discharge of Management Board for Fiscal Year 2020 | For | For | Management | ||||
4 | Approve Discharge of Supervisory Board for Fiscal Year 2020 | For | For | Management | ||||
5 | Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal Year 2021 | For | For | Management | ||||
6.1 | Elect Marc Bitzer to the Supervisory Board | For | For | Management | ||||
6.2 | Elect Rachel Empey to the Supervisory Board | For | For | Management | ||||
6.3 | Elect Christoph Schmidt to the Supervisory Board | For | For | Management | ||||
7 | Approve Remuneration Policy | For | For | Management | ||||
8 | Approve Remuneration of Supervisory Board | For | For | Management | ||||
9.1 | Amend Articles Re: Participation of Supervisory Board Members in the Annual General Meeting by Means of Audio and Video Transmission | For | For | Management | ||||
9.2 | Amend Articles Re: Proof of Entitlement | For | For | Management | ||||
9.3 | Amend Articles Re: Participation and Voting Rights | For | For | Management | ||||
10 | Amend Affiliation Agreement with BMW Bank GmbH | For | For | Management |
BNP PARIBAS SA
Ticker: | BNP | Security ID: | F1058Q238 | |||
Meeting Date: | MAY 18, 2021 | Meeting Type: | Annual/Special | |||
Record Date: | MAY 16, 2021 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1 | Approve Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Approve Consolidated Financial Statements and Statutory Reports | For | For | Management | ||||
3 | Approve Allocation of Income and Dividends of EUR 1.11 per Share | For | For | Management | ||||
4 | Approve Auditors Special Report on Related-Party Transactions | For | For | Management | ||||
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Management | ||||
6 | Re-elect Pierre Andre de Chalendar as Director | For | For | Management | ||||
7 | Re-elect Rajna Gibson Brandon as Director | For | For | Management | ||||
8 | Elect Christian Noyer as Director | For | For | Management | ||||
9 | Elect Juliette Brisac as Representative of Employee Shareholders to the Board | For | For | Management | ||||
A | Elect Isabelle Coron as Representative of Employee Shareholders to the Board | Against | Against | Management | ||||
B | Elect Cecile Besse Advani as Representative of Employee Shareholders to the Board | Against | Against | Management | ||||
C | Elect Dominique Potier as Representative of Employee Shareholders to the Board | Against | Against | Management | ||||
10 | Approve Remuneration Policy of Directors | For | For | Management | ||||
11 | Approve Remuneration Policy of Chairman of the Board | For | For | Management | ||||
12 | Approve Remuneration Policy of CEO and Vice-CEO | For | For | Management | ||||
13 | Approve Compensation of Corporate Officers | For | For | Management | ||||
14 | Approve Compensation of Jean Lemierre, Chairman of the Board | For | For | Management | ||||
15 | Approve Compensation of Jean-Laurent Bonnafe, CEO | For | For | Management | ||||
16 | Approve Compensation of Philippe Bordenave, Vice-CEO | For | For | Management | ||||
17 | Approve the Overall Envelope of Compensation of Certain Senior Management, Responsible Officers and the Risk-takers | For | For | Management | ||||
18 | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.4 Million | For | For | Management | ||||
19 | Set Limit for the Variable Remuneration of Executives and Specific Employees | For | For | Management | ||||
20 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | For | For | Management | ||||
21 | Authorize Filing of Required Documents/Other Formalities | For | For | Management |
Page 9
BOOKING HOLDINGS, INC.
Ticker: | BKNG | Security ID: | 09857L108 | |||
Meeting Date: | JUN 03, 2021 | Meeting Type: | Annual | |||
Record Date: | APR 08, 2021 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 | Elect Director Timothy M. Armstrong | For | For | Management | ||||
1.2 | Elect Director Glenn D. Fogel | For | For | Management | ||||
1.3 | Elect Director Mirian M. Graddick-Weir | For | For | Management | ||||
1.4 | Elect Director Wei Hopeman | For | For | Management | ||||
1.5 | Elect Director Robert J. Mylod, Jr. | For | For | Management | ||||
1.6 | Elect Director Charles H. Noski | For | For | Management | ||||
1.7 | Elect Director Nicholas J. Read | For | For | Management | ||||
1.8 | Elect Director Thomas E. Rothman | For | For | Management | ||||
1.9 | Elect Director Bob van Dijk | For | For | Management | ||||
1.10 | Elect Director Lynn M. Vojvodich | For | For | Management | ||||
1.11 | Elect Director Vanessa A. Wittman | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | For | Management | ||||
4 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management | ||||
5 | Provide Right to Act by Written Consent | For | For | Management | ||||
6 | Provide Right to Act by Written Consent | Against | For | Shareholder | ||||
7 | Report on Annual Climate Transition | Against | For | Shareholder | ||||
8 | Annual Investor Advisory Vote on Climate Plan | Against | Abstain | Shareholder |
BROTHER INDUSTRIES, LTD.
Ticker: | 6448 | Security ID: | 114813108 | |||
Meeting Date: | JUN 23, 2021 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2021 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 | Elect Director Koike, Toshikazu | For | For | Management | ||||
1.2 | Elect Director Sasaki, Ichiro | For | For | Management | ||||
1.3 | Elect Director Ishiguro, Tadashi | For | For | Management | ||||
1.4 | Elect Director Tada, Yuichi | For | For | Management | ||||
1.5 | Elect Director Ikeda, Kazufumi | For | For | Management | ||||
1.6 | Elect Director Kuwabara, Satoru | For | For | Management | ||||
1.7 | Elect Director Takeuchi, Keisuke | For | For | Management | ||||
1.8 | Elect Director Shirai, Aya | For | For | Management | ||||
1.9 | Elect Director Uchida, Kazunari | For | For | Management | ||||
1.10 | Elect Director Hidaka, Naoki | For | For | Management | ||||
1.11 | Elect Director Miyaki, Masahiko | For | For | Management | ||||
2 | Approve Annual Bonus | For | For | Management | ||||
3 | Approve Deep Discount Stock Option Plan | For | For | Management |
Page 10
CK ASSET HOLDINGS, LTD.
Ticker: | 1113 | Security ID: | G2177B101 | |||
Meeting Date: | MAY 13, 2021 | Meeting Type: | Special | |||
Record Date: | MAY 07, 2021 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1 | Approve Share Purchase Agreement, Proposed Acquisition and Grant of Specific Mandate to Allot and Issue Consideration Shares | For | For | Management | ||||
2 | Approve Share Buy-back Offer and Related Transactions | For | For | Management | ||||
3 | Approve Whitewash Waiver and Related Transactions | For | For | Management |
CK ASSET HOLDINGS, LTD.
Ticker: | 1113 | Security ID: | G2177B101 | |||
Meeting Date: | MAY 13, 2021 | Meeting Type: | Annual | |||
Record Date: | MAY 07, 2021 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Approve Final Dividend | For | For | Management | ||||
3.1 | Elect Ip Tak Chuen, Edmond as Director | For | For | Management | ||||
3.2 | Elect Chow Wai Kam, Raymond as Director | For | For | Management | ||||
3.3 | Elect Woo Chia Ching, Grace as Director | For | For | Management | ||||
3.4 | Elect Chow Nin Mow, Albert as Director | For | For | Management | ||||
3.5 | Elect Donald Jeffrey Roberts as Director | For | For | Management | ||||
3.6 | Elect Stephen Edward Bradley as Director | For | For | Management | ||||
4 | Approve Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
5.1 | Approve Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights | For | For | Management | ||||
5.2 | Authorize Repurchase of Issued Share Capital | For | For | Management |
Page 11
CREDICORP, LTD.
Ticker: | BAP | Security ID: | G2519Y108 | |||
Meeting Date: | OCT 16, 2020 | Meeting Type: | Special | |||
Record Date: | SEP 08, 2020 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1 | Elect Leslie Pierce Diez Canseco as Director | For | For | Management |
CREDICORP, LTD.
Ticker: | BAP | Security ID: | G2519Y108 | |||
Meeting Date: | MAR 31, 2021 | Meeting Type: | Annual | |||
Record Date: | FEB 10, 2021 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1 | Present 2020 Annual Report (Non-Voting) | None | None | Management | ||||
2 | Present Audited Consolidated Financial Statements of Credicorp and its Subsidiaries for FY 2020, Including External Auditors Report (Non-Voting) | None | None | Management | ||||
3 | Ratify PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | For | For | Management |
Page 12
CREDIT SUISSE GROUP AG
Ticker: | CSGN | Security ID: | H3698D419 | |||
Meeting Date: | NOV 27, 2020 | Meeting Type: | Special | |||
Record Date: |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1 | Approve Allocation of Income and Dividends of CHF 0.14 per Share | For | For | Management | ||||
2.1 | Additional Voting Instructions - Shareholder Proposals (Voting) | Against | Against | Management | ||||
2.2 | Additional Voting Instructions - Board of Directors Proposals (Voting) | For | Against | Management |
CREDIT SUISSE GROUP AG
Ticker: | CSGN | Security ID: | H3698D419 | |||
Meeting Date: | APR 30, 2021 | Meeting Type: | Annual | |||
Record Date: |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 | Approve Remuneration Report | For | For | Management | ||||
1.2 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Approve Discharge of Board and Senior Management [Item Withdrawn] | None | Abstain | Management | ||||
3 | Approve Allocation of Income and Dividends of CHF 0.10 per Share | For | For | Management | ||||
4 | Approve Creation of CHF 5 Million Pool of Capital without Pre-emptive Rights | For | For | Management | ||||
5.1.a | Elect Antonio Horta-Osorio as Director and Board Chairman | For | For | Management | ||||
5.1.b | Re-elect Iris Bohnet as Director | For | For | Management | ||||
5.1.c | Re-elect Christian Gellerstad as Director | For | For | Management | ||||
5.1.d | Re-elect Andreas Gottschling as Director | For | Against | Management | ||||
5.1.e | Re-elect Michael Klein as Director | For | For | Management | ||||
5.1.f | Re-elect Shan Li as Director | For | For | Management | ||||
5.1.g | Re-elect Seraina Macia as Director | For | For | Management | ||||
5.1.h | Re-elect Richard Meddings as Director | For | For | Management | ||||
5.1.i | Re-elect Kai Nargolwala as Director | For | For | Management | ||||
5.1.j | Re-elect Ana Pessoa as Director | For | For | Management | ||||
5.1.k | Re-elect Severin Schwan as Director | For | For | Management | ||||
5.1.l | Elect Clare Brady as Director | For | For | Management | ||||
5.1.m | Elect Blythe Masters as Director | For | For | Management | ||||
5.2.1 | Reappoint Iris Bohnet as Member of the Compensation Committee | For | For | Management | ||||
5.2.2 | Reappoint Christian Gellerstad as Member of the Compensation Committee | For | For | Management | ||||
5.2.3 | Reappoint Michael Klein as Member of the Compensation Committee | For | For | Management | ||||
5.2.4 | Reappoint Kai Nargolwala as Member of the Compensation Committee | For | For | Management | ||||
5.2.5 | Appoint Blythe Masters as Member of the Compensation Committee | For | For | Management | ||||
6.1 | Approve Remuneration of Directors in the Amount of CHF 12 Million | For | For | Management | ||||
6.2.1 | Approve Short-Term Variable Remuneration of Executive Committee in the Amount of CHF 15.7 Million [Item Withdrawn] | None | Abstain | Management | ||||
6.2.2 | Approve Fixed Remuneration of Executive Committee in the Amount of CHF 31 Million | For | For | Management | ||||
6.2.3 | Approve Long-Term Variable Remuneration of Executive Committee in the Amount of CHF 25.1 Million [Item Withdrawn] | None | Abstain | Management | ||||
7.1 | Ratify PricewaterhouseCoopers AG as Auditors | For | For | Management | ||||
7.2 | Ratify BDO AG as Special Auditors | For | For | Management | ||||
7.3 | Designate Keller KLG as Independent Proxy | For | For | Management | ||||
8.1 | Additional Voting Instructions - Shareholder Proposals (Voting) | Against | Against | Management | ||||
8.2 | Additional Voting Instructions - Board of Directors Proposals (Voting) | For | Against | Management |
Page 13
DAITO TRUST CONSTRUCTION CO., LTD.
Ticker: | 1878 | Security ID: | J11151107 | |||
Meeting Date: | JUN 25, 2021 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2021 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1 | Approve Allocation of Income, with a Final Dividend of JPY 251 | For | For | Management | ||||
2.1 | Elect Director Kobayashi, Katsuma | For | For | Management | ||||
2.2 | Elect Director Kawai, Shuji | For | For | Management | ||||
2.3 | Elect Director Takeuchi, Kei | For | For | Management | ||||
2.4 | Elect Director Sato, Koji | For | For | Management | ||||
2.5 | Elect Director Uchida, Kanitsu | For | For | Management | ||||
2.6 | Elect Director Tate, Masafumi | For | For | Management | ||||
2.7 | Elect Director Mori, Yoshihiro | For | For | Management | ||||
2.8 | Elect Director Yamaguchi, Toshiaki | For | For | Management | ||||
2.9 | Elect Director Sasaki, Mami | For | For | Management | ||||
2.10 | Elect Director Shoda, Takashi | For | For | Management | ||||
2.11 | Elect Director Iritani, Atsushi | For | For | Management | ||||
3.1 | Appoint Statutory Auditor Uno, Masayasu | For | For | Management | ||||
3.2 | Appoint Statutory Auditor Matsushita, Masa | For | For | Management | ||||
3.3 | Appoint Statutory Auditor Kobayashi, Kenji | For | For | Management | ||||
4 | Appoint Ernst & Young ShinNihon LLC as New External Audit Firm | For | For | Management |
ENGIE SA
Ticker: | ENGI | Security ID: | F3R09R118 | |||
Meeting Date: | MAY 20, 2021 | Meeting Type: | Annual/Special | |||
Record Date: | MAY 17, 2021 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1 | Approve Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Approve Consolidated Financial Statements and Statutory Reports | For | For | Management | ||||
3 | Approve Treatment of Losses and Dividends of EUR 0.53 per Share | For | For | Management | ||||
A | Set the Dividend at EUR 0.35 per Share | Against | Against | Shareholder | ||||
4 | Approve Auditors Special Report on Related-Party Transactions | For | For | Management | ||||
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Management | ||||
6 | Elect Catherine MacGregor as Director | For | For | Management | ||||
7 | Elect Jacinthe Delage as Representative of Employee Shareholders to the Board | None | For | Management | ||||
8 | Elect Steven Lambert as Representative of Employee Shareholders to the Board | None | Against | Management | ||||
9 | Approve Compensation of Corporate Officers | For | For | Management | ||||
10 | Approve Compensation of Jean-Pierre Clamadieu, Chairman of the Board | For | For | Management | ||||
11 | Approve Compensation of Isabelle Kocher, CEO Until Feb. 24, 2020 | For | For | Management | ||||
12 | Approve Compensation of Claire Waysand, CEO Since Feb. 24, 2020 | For | For | Management | ||||
13 | Approve Remuneration Policy of Directors | For | For | Management | ||||
14 | Approve Remuneration Policy of Chairman of the Board | For | For | Management | ||||
15 | Approve Remuneration Policy of CEO | For | For | Management | ||||
16 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | For | For | Management | ||||
17 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans for Employees of International Subsidiaries | For | For | Management | ||||
18 | Authorize up to 0.75 Percent of Issued Capital for Use in Restricted Stock Plans | For | For | Management | ||||
19 | Authorize up to 0.75 Percent of Issued Capital for Use in Restricted Stock Plans Under Performance Conditions | For | For | Management | ||||
20 | Authorize Filing of Required Documents/Other Formalities | For | For | Management |
Page 14
EQUINOR ASA
Ticker: | EQNR | Security ID: | R2R90P103 | |||
Meeting Date: | MAY 11, 2021 | Meeting Type: | Annual | |||
Record Date: |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1 | Open Meeting (Non-Voting) | None | None | Management | ||||
2 | Registration of Attending Shareholders and Proxies (Non-Voting) | None | None | Management | ||||
3 | Elect Chairman of Meeting | For | For | Management | ||||
4 | Approve Notice of Meeting and Agenda | For | For | Management | ||||
5 | Designate Inspector(s) of Minutes of Meeting | For | For | Management | ||||
6 | Accept Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of USD 0.12 Per Share | For | For | Management | ||||
7 | Authorize Board to Distribute Dividends | For | For | Management | ||||
8 | Instruct Company to Set Short, Medium, and Long-Term Targets for Greenhouse Gas (GHG) Emissions of the Companys Operations and the Use of Energy Products | Against | Against | Shareholder | ||||
9 | Instruct Company to Report Key Information on both Climate Risk and Nature Risk | Against | Against | Shareholder | ||||
10 | Instruct Company to Stop all Exploration Activity and Test Drilling for Fossil Energy Resources | Against | Against | Shareholder | ||||
11 | Instruct Board to Present a Strategy for Real Business Transformation to Sustainable Energy Production | Against | Against | Shareholder | ||||
12 | Instruct Company to Stop all Oil and Gas Exploration in the Norwegian Sector of the Barents Sea | Against | Against | Shareholder | ||||
13 | Instruct Company to Spin-Out Equinors Renewable Energy Business in Wind and Solar Power to a Separate Company NewCo | Against | Against | Shareholder | ||||
14 | Instruct Company to Divest all Non-Petroleum-Related Business Overseas and to Consider Withdrawing from all Petroleum-Related Business Overseas | Against | Against | Shareholder | ||||
15 | Instruct Company that all Exploration for New Oil and Gas Discoveries is Discontinued, that Equinor Multiplies its Green Investments, Improves its EGS Profile and Reduces its Risk for Future Lawsuits | Against | Against | Shareholder | ||||
16 | Instruct Board to Act to Avoid Big Losses Overseas, Receive Specific Answers with Regards to Safety Incidents and get the Audits Evaluation of Improved Quality Assurance and Internal Control | Against | Against | Shareholder | ||||
17 | Instruct Board to include Nuclear in Equinors Portfolio | Against | Against | Shareholder | ||||
18 | Approve Companys Corporate Governance Statement | For | For | Management | ||||
19.1 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | For | For | Management | ||||
19.2 | Approve Remuneration Statement (Advisory) | For | For | Management | ||||
20 | Approve Remuneration of Auditors | For | For | Management | ||||
21 | Approve Remuneration of Directors in the Amount of NOK 133,100 for Chairman, NOK 70,200 for Deputy Chairman and NOK 49,300 for Other Directors; Approve Remuneration for Deputy Directors | For | For | Management | ||||
22 | Approve Remuneration of Nominating Committee | For | For | Management | ||||
23 | Approve Equity Plan Financing | For | For | Management | ||||
24 | Authorize Share Repurchase Program and Cancellation of Repurchased Shares | For | For | Management |
Page 15
GLAXOSMITHKLINE PLC
Ticker: | GSK | Security ID: | G3910J112 | |||
Meeting Date: | MAY 05, 2021 | Meeting Type: | Annual | |||
Record Date: | APR 30, 2021 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Approve Remuneration Report | For | For | Management | ||||
3 | Re-elect Sir Jonathan Symonds as Director | For | For | Management | ||||
4 | Re-elect Dame Emma Walmsley as Director | For | For | Management | ||||
5 | Re-elect Charles Bancroft as Director | For | For | Management | ||||
6 | Re-elect Vindi Banga as Director | For | For | Management | ||||
7 | Re-elect Dr Hal Barron as Director | For | For | Management | ||||
8 | Re-elect Dr Vivienne Cox as Director | For | For | Management | ||||
9 | Re-elect Lynn Elsenhans as Director | For | For | Management | ||||
10 | Re-elect Dr Laurie Glimcher as Director | For | For | Management | ||||
11 | Re-elect Dr Jesse Goodman as Director | For | For | Management | ||||
12 | Re-elect Iain Mackay as Director | For | For | Management | ||||
13 | Re-elect Urs Rohner as Director | For | For | Management | ||||
14 | Reappoint Deloitte LLP as Auditors | For | For | Management | ||||
15 | Authorise Board to Fix Remuneration of Auditors | For | For | Management | ||||
16 | Authorise UK Political Donations and Expenditure | For | For | Management | ||||
17 | Authorise Issue of Equity | For | For | Management | ||||
18 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Management | ||||
19 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | For | For | Management | ||||
20 | Authorise Market Purchase of Ordinary Shares | For | For | Management | ||||
21 | Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors Reports | For | For | Management | ||||
22 | Authorise the Company to Call General Meeting with Two Weeks Notice | For | For | Management |
GLENCORE PLC
Ticker: | GLEN | Security ID: | G39420107 | |||
Meeting Date: | APR 29, 2021 | Meeting Type: | Annual | |||
Record Date: | APR 27, 2021 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Approve Reduction of Capital Contribution Reserves | For | For | Management | ||||
3 | Re-elect Anthony Hayward as Director | For | For | Management | ||||
4 | Re-elect Ivan Glasenberg as Director | For | For | Management | ||||
5 | Re-elect Peter Coates as Director | For | For | Management | ||||
6 | Re-elect Martin Gilbert as Director | For | For | Management | ||||
7 | Re-elect Gill Marcus as Director | For | For | Management | ||||
8 | Re-elect Patrice Merrin as Director | For | For | Management | ||||
9 | Re-elect Kalidas Madhavpeddi as Director | For | For | Management | ||||
10 | Elect Cynthia Carroll as Director | For | For | Management | ||||
11 | Reappoint Deloitte LLP as Auditors | For | For | Management | ||||
12 | Authorise the Audit Committee to Fix Remuneration of Auditors | For | For | Management | ||||
13 | Approve Incentive Plan | For | For | Management | ||||
14 | Approve Companys Climate Action Transition Plan | For | Abstain | Management | ||||
15 | Approve Remuneration Policy | For | For | Management | ||||
16 | Approve Remuneration Report | For | For | Management | ||||
17 | Authorise Issue of Equity | For | For | Management | ||||
18 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Management | ||||
19 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | For | For | Management | ||||
20 | Authorise Market Purchase of Ordinary Shares | For | For | Management |
Page 16
GRUPO TELEVISA SAB
Ticker: | TLEVISACPO | Security ID: | 40049J206 | |||
Meeting Date: | APR 28, 2021 | Meeting Type: | Annual/Special | |||
Record Date: | APR 09, 2021 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 | Elect or Ratify Jose Antonio Chedraui Eguia as Director Representing Series L Shareholders | For | For | Management | ||||
1.2 | Elect or Ratify Sebastian Mejia as Director Representing Series L Shareholders | For | For | Management | ||||
1.3 | Elect or Ratify Raul Morales Medrano as Alternate Director Representing Series L Shareholders | For | For | Management | ||||
2 | Authorize Board to Ratify and Execute Approved Resolutions | For | For | Management | ||||
1.1 | Elect or Ratify David M. Zaslav as Director Representing Series D Shareholders | For | For | Management | ||||
1.2 | Elect or Ratify Enrique Francisco Jose Senior Hernandez as Director Representing Series D Shareholders | For | For | Management | ||||
1.3 | Elect or Ratify Raul Morales Medrano as Alternate Director Representing Series D Shareholders | For | For | Management | ||||
1.4 | Elect or Ratify Herbert Allen III as Alternate Director Representing Series D Shareholders | For | For | Management | ||||
2 | Authorize Board to Ratify and Execute Approved Resolutions | For | For | Management | ||||
1 | Present Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Present Boards Report on Principal Policies and Accounting Criteria Followed in Preparation of Financial Information | For | For | Management | ||||
3 | Present Report on Activities and Operations Undertaken by Board | For | For | Management | ||||
4 | Present Report of Audit Committee | For | For | Management | ||||
5 | Present Report of Corporate Practices Committee | For | For | Management | ||||
6 | Present Report on Compliance with Fiscal Obligations | For | For | Management | ||||
7 | Approve Allocation of Income and Dividends | For | For | Management | ||||
8 | Set Aggregate Nominal Amount of Share Repurchase Reserve; Receive Report on Policies and Boards Decisions on Share Repurchase and Sale of Treasury Shares | For | For | Management | ||||
9.1 | Elect or Ratify Emilio Fernando Azcarraga Jean as Director Representing Series A Shareholders | For | For | Management | ||||
9.2 | Elect or Ratify Alfonso de Angoitia Noriega as Director Representing Series A Shareholders | For | For | Management | ||||
9.3 | Elect or Ratify Alberto Bailleres Gonzalez as Director Representing Series A Shareholders | For | For | Management | ||||
9.4 | Elect or Ratify Eduardo Tricio Haro as Director Representing Series A Shareholders | For | For | Management | ||||
9.5 | Elect or Ratify Michael T. Fries as Director Representing Series A Shareholders | For | For | Management | ||||
9.6 | Elect or Ratify Fernando Senderos Mestre as Director Representing Series A Shareholders | For | For | Management | ||||
9.7 | Elect or Ratify Bernardo Gomez Martinez as Director Representing Series A Shareholders | For | For | Management | ||||
9.8 | Elect or Ratify Jon Feltheimer as Director Representing Series A Shareholders | For | For | Management | ||||
9.9 | Elect or Ratify Enrique Krauze Kleinbort as Director Representing Series A Shareholders | For | For | Management | ||||
9.10 | Elect or Ratify Guadalupe Phillips Margain as Director Representing Series A Shareholders | For | For | Management | ||||
9.11 | Elect or Ratify Carlos Hank Gonzalez as Director Representing Series A Shareholders | For | For | Management | ||||
9.12 | Elect or Ratify Lorenzo Alejandro Mendoza Gimenez as Director Representing Series B Shareholders | For | For | Management | ||||
9.13 | Elect or Ratify Salvi Rafael Folch Viadero as Director Representing Series B Shareholders | For | For | Management | ||||
9.14 | Elect or Ratify Guillermo Garcia Naranjo Alvarez as Director Representing Series B Shareholders | For | For | Management | ||||
9.15 | Elect or Ratify Francisco Jose Chevez Robelo as Director Representing Series B Shareholders | For | For | Management | ||||
9.16 | Elect or Ratify Jose Luis Fernandez Fernandez as Director Representing Series B Shareholders | For | For | Management | ||||
9.17 | Elect or Ratify Julio Barba Hurtado as Alternate Director | For | For | Management | ||||
9.18 | Elect or Ratify Jorge Agustin Lutteroth Echegoyen as Alternate Director | For | For | Management | ||||
9.19 | Elect or Ratify Joaquin Balcarcel Santa Cruz as Alternate Director | For | For | Management | ||||
9.20 | Elect or Ratify Luis Alejandro Bustos Olivares as Alternate Director | For | For | Management | ||||
9.21 | Elect or Ratify Felix Jose Araujo Ramirez as Alternate Director | For | For | Management | ||||
10 | Elect or Ratify Members of Executive Committee; Discharge them | For | For | Management | ||||
11 | Elect or Ratify Chairman of Audit Committee; Discharge them | For | For | Management | ||||
12 | Elect or Ratify Chairman of Corporate Practices Committee; Discharge them | For | For | Management | ||||
13 | Approve Remuneration of Board Members, Executive, Audit and Corporate Practices Committees, and Secretaries | For | For | Management | ||||
14 | Authorize Board to Ratify and Execute Approved Resolutions | For | For | Management | ||||
1 | Approve Cancellation of Shares and Consequently Reduction in Share Capital; Amend Article 6 | For | For | Management | ||||
2 | Authorize Board to Ratify and Execute Approved Resolutions | For | For | Management |
GRUPO TELEVISA SAB
Ticker: | TLEVISACPO | Security ID: | 40049J206 | |||
Meeting Date: | MAY 24, 2021 | Meeting Type: | Special | |||
Record Date: | APR 30, 2021 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1 | Approve Related-Party Transaction Re: Corporate Restructuring with Univision Holdings, Inc. | For | For | Management | ||||
2 | Authorize Board to Ratify and Execute Approved Resolutions | For | For | Management |
Page 17
HANG LUNG GROUP, LTD.
Ticker: | 10 | Security ID: | Y30148111 | |||
Meeting Date: | APR 30, 2021 | Meeting Type: | Annual | |||
Record Date: | APR 26, 2021 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Approve Final Dividend | For | For | Management | ||||
3a | Elect Pak Wai Liu as Director | For | For | Management | ||||
3b | Elect George Ka Ki Chang as Director | For | For | Management | ||||
3c | Elect Roy Yang Chung Chen as Director | For | For | Management | ||||
3d | Elect Hau Cheong Ho as Director | For | For | Management | ||||
3e | Authorize Board to Fix Remuneration of Directors | For | For | Management | ||||
4 | Approve KPMG as Auditor and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
5 | Authorize Repurchase of Issued Share Capital | For | For | Management | ||||
6 | Approve Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights | For | For | Management | ||||
7 | Authorize Reissuance of Repurchased Shares | For | For | Management |
HONDA MOTOR CO., LTD.
Ticker: | 7267 | Security ID: | J22302111 | |||
Meeting Date: | JUN 23, 2021 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2021 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1 | Amend Articles to Adopt Board Structure with Three Committees - Clarify Director Authority on Shareholder Meetings - Amend Provisions on Number of Directors - Amend Provisions on Director Titles | For | For | Management | ||||
2.1 | Elect Director Mikoshiba, Toshiaki | For | For | Management | ||||
2.2 | Elect Director Mibe, Toshihiro | For | For | Management | ||||
2.3 | Elect Director Kuraishi, Seiji | For | For | Management | ||||
2.4 | Elect Director Takeuchi, Kohei | For | For | Management | ||||
2.5 | Elect Director Suzuki, Asako | For | For | Management | ||||
2.6 | Elect Director Suzuki, Masafumi | For | For | Management | ||||
2.7 | Elect Director Sakai, Kunihiko | For | For | Management | ||||
2.8 | Elect Director Kokubu, Fumiya | For | For | Management | ||||
2.9 | Elect Director Ogawa, Yoichiro | For | For | Management | ||||
2.10 | Elect Director Higashi, Kazuhiro | For | For | Management | ||||
2.11 | Elect Director Nagata, Ryoko | For | For | Management |
Page 18
ICICI BANK, LTD.
Ticker: | 532174 | Security ID: | Y3860Z132 | |||
Meeting Date: | AUG 09, 2020 | Meeting Type: | Special | |||
Record Date: | JUL 03, 2020 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1 | Approve Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights | For | For | Management |
ICICI BANK, LTD.
Ticker: | 532174 | Security ID: | Y3860Z132 | |||
Meeting Date: | AUG 14, 2020 | Meeting Type: | Annual | |||
Record Date: | AUG 07, 2020 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Re-elect Vishakha Mulye as Director | For | For | Management | ||||
3 | Approve Walker Chandiok & Co LLP, Chartered Accountants as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
4 | Approve Branch Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
5 | Approve Reappointment and Remuneration of Vishakha Mulye as Wholetime Director (Designated as Executive Director) | For | For | Management | ||||
6 | Re-elect Girish Chandra Chaturvedi as Independent Director | For | For | Management | ||||
7 | Approve Reappointment and Remuneration of Girish Chandra Chaturvedi as Non-Executive (part-time) Chairman | For | For | Management | ||||
8 | Approve Shifting of Registered Office of the Company and Amend Memorandum of Association | For | For | Management |
Page 19
IMPERIAL BRANDS PLC
Ticker: | IMB | Security ID: | G4720C107 | |||
Meeting Date: | FEB 03, 2021 | Meeting Type: | Annual | |||
Record Date: | FEB 01, 2021 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Approve Remuneration Report | For | For | Management | ||||
3 | Approve Remuneration Policy | For | For | Management | ||||
4 | Approve International Sharesave Plan | For | For | Management | ||||
5 | Approve Long Term Incentive Plan | For | For | Management | ||||
6 | Approve Deferred Share Bonus Plan | For | For | Management | ||||
7 | Approve Final Dividend | For | For | Management | ||||
8 | Elect Stefan Bomhard as Director | For | For | Management | ||||
9 | Re-elect Susan Clark as Director | For | For | Management | ||||
10 | Re-elect Therese Esperdy as Director | For | For | Management | ||||
11 | Elect Alan Johnson as Director | For | For | Management | ||||
12 | Elect Robert Kunze-Concewitz as Director | For | For | Management | ||||
13 | Re-elect Simon Langelier as Director | For | For | Management | ||||
14 | Elect Pierre-Jean Sivignon as Director | For | For | Management | ||||
15 | Re-elect Steven Stanbrook as Director | For | For | Management | ||||
16 | Re-elect Jonathan Stanton as Director | For | For | Management | ||||
17 | Re-elect Oliver Tant as Director | For | For | Management | ||||
18 | Reappoint Ernst & Young LLP as Auditors | For | For | Management | ||||
19 | Authorise the Audit Committee to Fix Remuneration of Auditors | For | For | Management | ||||
20 | Authorise EU Political Donations and Expenditure | For | For | Management | ||||
21 | Authorise Issue of Equity | For | For | Management | ||||
22 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Management | ||||
23 | Authorise Market Purchase of Ordinary Shares | For | For | Management | ||||
24 | Authorise the Company to Call General Meeting with Two Weeks Notice | For | For | Management |
ITAU UNIBANCO HOLDING SA
Ticker: | ITUB4 | Security ID: | P5968U113 | |||
Meeting Date: | APR 27, 2021 | Meeting Type: | Annual | |||
Record Date: |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1 | As a Preferred Shareholder, Would You like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? | None | Against | Management | ||||
2 | In Case Neither Class of Shares Reaches the Minimum Quorum Required by the Brazilian Corporate Law to Elect a Board Representative in Separate Elections, Would You Like to Use Your Votes to Elect the Candidate with More Votes to Represent Both Classes? | None | Against | Management | ||||
3 | Elect Artemio Bertholini as Fiscal Council Member and Rene Guimaraes Andrich as Alternate Appointed by Preferred Shareholder | None | For | Shareholder |
Page 20
JD.COM, INC.
Ticker: | 9618 | Security ID: | 47215P106 | |||
Meeting Date: | JUN 23, 2021 | Meeting Type: | Annual | |||
Record Date: | MAY 20, 2021 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1 | Adopt Chinese Name as Dual Foreign Name of the Company | For | For | Management | ||||
2 | Amend Memorandum of Association and Articles of Association | For | For | Management |
JOHNSON CONTROLS INTERNATIONAL PLC
Ticker: | JCI | Security ID: | G51502105 | |||
Meeting Date: | MAR 10, 2021 | Meeting Type: | Annual | |||
Record Date: | JAN 07, 2021 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1a | Elect Director Jean Blackwell | For | For | Management | ||||
1b | Elect Director Pierre Cohade | For | For | Management | ||||
1c | Elect Director Michael E. Daniels | For | For | Management | ||||
1d | Elect Director Juan Pablo del Valle Perochena | For | For | Management | ||||
1e | Elect Director W. Roy Dunbar | For | For | Management | ||||
1f | Elect Director Gretchen R. Haggerty | For | For | Management | ||||
1g | Elect Director Simone Menne | For | For | Management | ||||
1h | Elect Director George R. Oliver | For | For | Management | ||||
1i | Elect Director Jurgen Tinggren | For | For | Management | ||||
1j | Elect Director Mark Vergnano | For | For | Management | ||||
1k | Elect Director R. David Yost | For | For | Management | ||||
1l | Elect Director John D. Young | For | For | Management | ||||
2a | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management | ||||
2b | Authorize Board to Fix Remuneration of Auditors | For | For | Management | ||||
3 | Authorize Market Purchases of Company Shares | For | For | Management | ||||
4 | Determine Price Range for Reissuance of Treasury Shares | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
6 | Approve Omnibus Stock Plan | For | For | Management | ||||
7 | Approve the Directors Authority to Allot Shares | For | For | Management | ||||
8 | Approve the Disapplication of Statutory Pre-Emption Rights | For | For | Management |
Page 21
KOMATSU, LTD.
Ticker: | 6301 | Security ID: | J35759125 | |||
Meeting Date: | JUN 18, 2021 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2021 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1 | Approve Allocation of Income, with a Final Dividend of JPY 37 | For | For | Management | ||||
2.1 | Elect Director Ohashi, Tetsuji | For | For | Management | ||||
2.2 | Elect Director Ogawa, Hiroyuki | For | For | Management | ||||
2.3 | Elect Director Moriyama, Masayuki | For | For | Management | ||||
2.4 | Elect Director Mizuhara, Kiyoshi | For | For | Management | ||||
2.5 | Elect Director Kigawa, Makoto | For | For | Management | ||||
2.6 | Elect Director Kunibe, Takeshi | For | For | Management | ||||
2.7 | Elect Director Arthur M. Mitchell | For | For | Management | ||||
2.8 | Elect Director Horikoshi, Takeshi | For | For | Management | ||||
2.9 | Elect Director Saiki, Naoko | For | For | Management | ||||
3.1 | Appoint Statutory Auditor Ono, Kotaro | For | For | Management | ||||
3.2 | Appoint Statutory Auditor Inagaki, Yasuhiro | For | For | Management |
KYOCERA CORP.
Ticker: | 6971 | Security ID: | J37479110 | |||
Meeting Date: | JUN 25, 2021 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2021 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1 | Approve Allocation of Income, with a Final Dividend of JPY 80 | For | For | Management | ||||
2.1 | Elect Director Yamaguchi, Goro | For | Against | Management | ||||
2.2 | Elect Director Tanimoto, Hideo | For | Against | Management | ||||
2.3 | Elect Director Fure, Hiroshi | For | For | Management | ||||
2.4 | Elect Director Ina, Norihiko | For | For | Management | ||||
2.5 | Elect Director Kano, Koichi | For | For | Management | ||||
2.6 | Elect Director Aoki, Shoichi | For | For | Management | ||||
2.7 | Elect Director Aoyama, Atsushi | For | For | Management | ||||
2.8 | Elect Director Koyano, Akiko | For | For | Management | ||||
2.9 | Elect Director Kakiuchi, Eiji | For | For | Management | ||||
3 | Appoint Alternate Statutory Auditor Kida, Minoru | For | For | Management |
Page 22
LAFARGEHOLCIM, LTD.
Ticker: | LHN | Security ID: | H4768E105 | |||
Meeting Date: | MAY 04, 2021 | Meeting Type: | Annual | |||
Record Date: |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
1.2 | Approve Remuneration Report | For | For | Management | ||||
2 | Approve Discharge of Board and Senior Management | For | For | Management | ||||
3.1 | Approve Allocation of Income | For | For | Management | ||||
3.2 | Approve Dividends of CHF 2.00 per Share from Capital Contribution Reserves | For | For | Management | ||||
4.1 | Change Company Name to Holcim Ltd | For | For | Management | ||||
4.2 | Change Location of Registered Office/Headquarters to Zug, Switzerland | For | For | Management | ||||
5.1a | Re-elect Beat Hess as Director and Board Chairman | For | For | Management | ||||
5.1b | Re-elect Philippe Block as Director | For | For | Management | ||||
5.1c | Re-elect Kim Fausing as Director | For | For | Management | ||||
5.1d | Re-elect Colin Hall as Director | For | For | Management | ||||
5.1e | Re-elect Naina Kidwai as Director | For | For | Management | ||||
5.1f | Re-elect Patrick Kron as Director | For | For | Management | ||||
5.1g | Re-elect Adrian Loader as Director | For | For | Management | ||||
5.1h | Re-elect Juerg Oleas as Director | For | For | Management | ||||
5.1i | Re-elect Claudia Ramirez as Director | For | For | Management | ||||
5.1j | Re-elect Hanne Sorensen as Director | For | For | Management | ||||
5.1k | Re-elect Dieter Spaelti as Director | For | For | Management | ||||
5.2 | Elect Jan Jenisch as Director | For | For | Management | ||||
5.3.1 | Reappoint Colin Hall as Member of the Nomination, Compensation and Governance Committee | For | For | Management | ||||
5.3.2 | Reappoint Adrian Loader as Member of the Nomination, Compensation and Governance Committee | For | For | Management | ||||
5.3.3 | Reappoint Claudia Ramirez as Member of the Nomination, Compensation and Governance Committee | For | For | Management | ||||
5.3.4 | Appoint Hanne Sorensen as Member of the Nomination, Compensation and Governance Committee | For | For | Management | ||||
5.4 | Appoint Dieter Spaelti as Member of the Nomination, Compensation and Governance Committee | For | For | Management | ||||
5.5.1 | Ratify Deloitte AG as Auditors | For | For | Management | ||||
5.5.2 | Designate Sabine Burkhalter Kaimakliotis as Independent Proxy | For | For | Management | ||||
6.1 | Approve Remuneration of Directors in the Amount of CHF 5.2 Million | For | For | Management | ||||
6.2 | Approve Remuneration of Executive Committee in the Amount of CHF 42.5 Million | For | For | Management | ||||
7 | Transact Other Business (Voting) | For | Against | Management |
LIBERTY GLOBAL PLC
Ticker: | LBTYA | Security ID: | G5480U104 | |||
Meeting Date: | JUN 16, 2021 | Meeting Type: | Annual | |||
Record Date: | APR 26, 2021 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1 | Elect Director Michael T. Fries | For | For | Management | ||||
2 | Elect Director Paul A. Gould | For | For | Management | ||||
3 | Elect Director John C. Malone | For | For | Management | ||||
4 | Elect Director Larry E. Romrell | For | For | Management | ||||
5 | Approve Remuneration Report | For | For | Management | ||||
6 | Ratify KPMG LLP (U.S.) as Auditors | For | For | Management | ||||
7 | Ratify KPMG LLP (U.K.) as Auditors | For | For | Management | ||||
8 | Authorise Board to Fix Remuneration of Auditors | For | For | Management | ||||
9 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Management | ||||
10 | Authorise UK Political Donations and Expenditure | For | For | Management | ||||
11 | Authorise Market Purchase of Ordinary Shares | For | For | Management |
Page 23
LINDE PLC
Ticker: | LIN | Security ID: | G5494J103 | |||
Meeting Date: | JUL 27, 2020 | Meeting Type: | Annual | |||
Record Date: | JUL 25, 2020 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1a | Elect Director Wolfgang H. Reitzle | For | For | Management | ||||
1b | Elect Director Stephen F. Angel | For | For | Management | ||||
1c | Elect Director Ann-Kristin Achleitner | For | For | Management | ||||
1d | Elect Director Clemens A. H. Borsig | For | For | Management | ||||
1e | Elect Director Nance K. Dicciani | For | For | Management | ||||
1f | Elect Director Thomas Enders | For | For | Management | ||||
1g | Elect Director Franz Fehrenbach | For | For | Management | ||||
1h | Elect Director Edward G. Galante | For | For | Management | ||||
1i | Elect Director Larry D. McVay | For | For | Management | ||||
1j | Elect Director Victoria E. Ossadnik | For | For | Management | ||||
1k | Elect Director Martin H. Richenhagen | For | For | Management | ||||
1l | Elect Director Robert L. Wood | For | For | Management | ||||
2a | Ratify PricewaterhouseCoopers as Auditors | For | For | Management | ||||
2b | Authorize Board to Fix Remuneration of Auditors | For | For | Management | ||||
3 | Determine Price Range for Reissuance of Treasury Shares | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management |
MAGNIT PJSC
Ticker: | MGNT | Security ID: | X51729105 | |||
Meeting Date: | DEC 24, 2020 | Meeting Type: | Special | |||
Record Date: | DEC 01, 2020 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1 | Approve Interim Dividends of RUB 245. 31 per Share for First Nine Months of Fiscal 2020 | For | For | Management | ||||
2 | Approve New Edition of Charter | For | For | Management | ||||
3 | Approve New Edition of Regulations on Management | For | For | Management |
Page 24
MAGNIT PJSC
Ticker: | MGNT | Security ID: | X51729105 | |||
Meeting Date: | JUN 10, 2021 | Meeting Type: | Annual | |||
Record Date: | MAY 17, 2021 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1 | Approve Annual Report | For | For | Management | ||||
2 | Approve Financial Statements | For | For | Management | ||||
3 | Approve Allocation of Income and Dividends of RUB 245.31 per Share | For | For | Management | ||||
4.1 | Elect Aleksandr Vinokurov as Director | None | Against | Management | ||||
4.2 | Elect Timothy Demchenko as Director | None | Against | Management | ||||
4.3 | Elect Jan Dunning as Director | None | Against | Management | ||||
4.4 | Elect Sergei Zakharov as Director | None | Against | Management | ||||
4.5 | Elect Hans Koch as Director | None | For | Management | ||||
4.6 | Elect Evgenii Kuznetsov as Director | None | For | Management | ||||
4.7 | Elect Aleksei Makhnev as Director | None | Against | Management | ||||
4.8 | Elect Gregor Mowat as Director | None | For | Management | ||||
4.9 | Elect Charles Ryan as Director | None | For | Management | ||||
4.10 | Elect James Simmons as Director | None | For | Management | ||||
5 | Ratify RAS Auditor | For | For | Management | ||||
6 | Ratify IFRS Auditor | For | For | Management | ||||
7 | Approve New Edition of Charter | For | For | Management | ||||
8 | Approve New Edition of Regulations on General Meetings | For | For | Management | ||||
9 | Approve New Edition of Regulations on Board of Directors | For | For | Management |
MICRO FOCUS INTERNATIONAL PLC
Ticker: | MCRO | Security ID: | G6117L194 | |||
Meeting Date: | MAR 25, 2021 | Meeting Type: | Annual | |||
Record Date: | MAR 23, 2021 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Approve Final Dividend | For | For | Management | ||||
3 | Approve Remuneration Report | For | For | Management | ||||
4 | Re-elect Greg Lock as Director | For | For | Management | ||||
5 | Re-elect Stephen Murdoch as Director | For | For | Management | ||||
6 | Re-elect Brian McArthur-Muscroft as Director | For | For | Management | ||||
7 | Re-elect Karen Slatford as Director | For | For | Management | ||||
8 | Re-elect Richard Atkins as Director | For | For | Management | ||||
9 | Re-elect Amanda Brown as Director | For | For | Management | ||||
10 | Re-elect Lawton Fitt as Director | For | For | Management | ||||
11 | Elect Robert Youngjohns as Director | For | For | Management | ||||
12 | Elect Sander van t Noordende as Director | For | For | Management | ||||
13 | Reappoint KPMG LLP as Auditors | For | For | Management | ||||
14 | Authorise Board to Fix Remuneration of Auditors | For | For | Management | ||||
15 | Authorise Issue of Equity | For | For | Management | ||||
16 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Management | ||||
17 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | For | For | Management | ||||
18 | Authorise Market Purchase of Ordinary Shares | For | For | Management | ||||
19 | Authorise the Company to Call General Meeting with Two Weeks Notice | For | For | Management |
Page 25
MILLICOM INTERNATIONAL CELLULAR SA
Ticker: | TIGO | Security ID: | L6388F128 | |||
Meeting Date: | MAY 04, 2021 | Meeting Type: | Annual | |||
Record Date: | APR 20, 2021 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1 | Appoint Alexander Koch as Chairman of Meeting and Empower Chairman to Appoint Other Members of Bureau | For | For | Management | ||||
2 | Receive Boards and Auditors Reports | For | For | Management | ||||
3 | Approve Consolidated Financial Statements and Statutory Reports | For | For | Management | ||||
4 | Approve Allocation of Income | For | For | Management | ||||
5 | Approve Discharge of Directors | For | For | Management | ||||
6 | Fix Number of Directors at Nine | For | For | Management | ||||
7 | Re-elect Jose Antonio Rios Garcia as Director | For | For | Management | ||||
8 | Re-elect Pernille Erenbjerg as Director | For | For | Management | ||||
9 | Re-elect Odilon Almeida as Director | For | For | Management | ||||
10 | Re-elect Mauricio Ramos as Director | For | For | Management | ||||
11 | Re-elect James Thompson as Director | For | For | Management | ||||
12 | Re-elect Mercedes Johnson as Director | For | For | Management | ||||
13 | Elect Sonia Dula as Director | For | For | Management | ||||
14 | Elect Lars-Johan Jarnheimer as Director | For | For | Management | ||||
15 | Elect Bruce Churchill as Director | For | For | Management | ||||
16 | Re-elect Jose Antonio Rios Garcia as Board Chairman | For | For | Management | ||||
17 | Approve Remuneration of Directors | For | For | Management | ||||
18 | Renew Appointment of Ernst & Young S.A. as Auditor and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
19 | Approve Procedure on Appointment of Nomination Committee and Determination of Assignment of Nomination Committee | For | For | Management | ||||
20 | Approve Share Repurchase Plan | For | For | Management | ||||
21 | Approve Remuneration Report | For | For | Management | ||||
22 | Approve Senior Management Remuneration Policy | For | For | Management | ||||
23 | Approve Share-Based Incentive Plans | For | For | Management |
MITSUBISHI ELECTRIC CORP.
Ticker: | 6503 | Security ID: | J43873116 | |||
Meeting Date: | JUN 29, 2021 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2021 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 | Elect Director Sakuyama, Masaki | For | For | Management | ||||
1.2 | Elect Director Sugiyama, Takeshi | For | For | Management | ||||
1.3 | Elect Director Sagawa, Masahiko | For | For | Management | ||||
1.4 | Elect Director Kawagoishi, Tadashi | For | For | Management | ||||
1.5 | Elect Director Sakamoto, Takashi | For | For | Management | ||||
1.6 | Elect Director Uruma, Kei | For | For | Management | ||||
1.7 | Elect Director Masuda, Kuniaki | For | For | Management | ||||
1.8 | Elect Director Yabunaka, Mitoji | For | For | Management | ||||
1.9 | Elect Director Obayashi, Hiroshi | For | For | Management | ||||
1.10 | Elect Director Watanabe, Kazunori | For | For | Management | ||||
1.11 | Elect Director Koide, Hiroko | For | For | Management | ||||
1.12 | Elect Director Oyamada, Takashi | For | For | Management |
Page 26
MITSUBISHI UFJ FINANCIAL GROUP, INC.
Ticker: | 8306 | Security ID: | J44497105 | |||
Meeting Date: | JUN 29, 2021 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2021 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1 | Approve Allocation of Income, with a Final Dividend of JPY 12.5 | For | For | Management | ||||
2.1 | Elect Director Fujii, Mariko | For | For | Management | ||||
2.2 | Elect Director Honda, Keiko | For | For | Management | ||||
2.3 | Elect Director Kato, Kaoru | For | For | Management | ||||
2.4 | Elect Director Kuwabara, Satoko | For | For | Management | ||||
2.5 | Elect Director Toby S. Myerson | For | For | Management | ||||
2.6 | Elect Director Nomoto, Hirofumi | For | For | Management | ||||
2.7 | Elect Director Shingai, Yasushi | For | For | Management | ||||
2.8 | Elect Director Tsuji, Koichi | For | For | Management | ||||
2.9 | Elect Director Tarisa Watanagase | For | For | Management | ||||
2.10 | Elect Director Ogura, Ritsuo | For | For | Management | ||||
2.11 | Elect Director Miyanaga, Kenichi | For | For | Management | ||||
2.12 | Elect Director Mike, Kanetsugu | For | For | Management | ||||
2.13 | Elect Director Araki, Saburo | For | For | Management | ||||
2.14 | Elect Director Nagashima, Iwao | For | For | Management | ||||
2.15 | Elect Director Hanzawa, Junichi | For | For | Management | ||||
2.16 | Elect Director Kamezawa, Hironori | For | For | Management | ||||
3 | Amend Articles to Disclose Plan Outlining Companys Business Strategy to Align Investments with Goals of Paris Agreement | Against | Against | Shareholder | ||||
4 | Amend Articles to Add Provision on Early Submission of Annual Yuho Securities Report | Against | Against | Shareholder | ||||
5 | Amend Articles to Prohibit Officers and Employees of the Company from Committing Parental Child Abduction for Gaining Advantage in Custody Disputes | Against | Against | Shareholder | ||||
6 | Amend Articles to Prohibit Provision of Financing and Other Inappropriate Transactions to Anti-Social Forces | Against | Against | Shareholder | ||||
7 | Amend Articles to Establish Helpline for Whistle-Blowers | Against | Against | Shareholder | ||||
8 | Appoint Shareholder Director Nominee Ino, Tatsuki | Against | Against | Shareholder |
MULTICHOICE GROUP, LTD.
Ticker: | MCG | Security ID: | S8039U101 | |||
Meeting Date: | AUG 27, 2020 | Meeting Type: | Annual | |||
Record Date: | AUG 21, 2020 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports for the Year Ended 31 March 2020 | For | For | Management | ||||
2.1 | Re-elect Nolo Letele as Director | For | For | Management | ||||
2.2 | Re-elect Jabu Mabuza as Director | For | For | Management | ||||
2.3 | Re-elect Kgomotso Moroka as Director | For | For | Management | ||||
3 | Reappoint PricewaterhouseCoopers Inc as Auditors with Brett Humphreys as Designated Individual Registered Auditor | For | For | Management | ||||
4.1 | Re-elect Louisa Stephens as Chair of the Audit Committee | For | For | Management | ||||
4.2 | Re-elect Christine Sabwa as Member of the Audit Committee | For | For | Management | ||||
4.3 | Elect Elias Masilela as Member of the Audit Committee | For | For | Management | ||||
5 | Authorise Board to Issue Shares for Cash | For | For | Management | ||||
6 | Approve Amendments to the Trust Deed of the Restricted Share Plan Trust and the Share Scheme Envisaged by Such Trust Deed | For | For | Management | ||||
1 | Approve Remuneration Policy | For | For | Management | ||||
2 | Approve Implementation of the Remuneration Policy | For | For | Management | ||||
1.1 | Approve Remuneration of Non-executive Director | For | For | Management | ||||
1.2 | Approve Remuneration of Lead Independent Non-executive Director | For | For | Management | ||||
1.3 | Approve Remuneration of Audit Committee Chair | For | For | Management | ||||
1.4 | Approve Remuneration of Audit Committee Member | For | For | Management | ||||
1.5 | Approve Remuneration of Risk Committee Chair | For | For | Management | ||||
1.6 | Approve Remuneration of Risk Committee Member | For | For | Management | ||||
1.7 | Approve Remuneration of Remuneration Committee Chair | For | For | Management | ||||
1.8 | Approve Remuneration of Remuneration Committee Member | For | For | Management | ||||
1.9 | Approve Remuneration of Nomination Committee Chair | For | For | Management | ||||
1.10 | Approve Remuneration of Nomination Committee Member | For | For | Management | ||||
1.11 | Approve Remuneration of Social and Ethics Committee Chair | For | For | Management | ||||
1.12 | Approve Remuneration of Social and Ethics Committee Member | For | For | Management | ||||
2 | Authorise Repurchase of Issued Share Capital | For | For | Management | ||||
3 | Approve Financial Assistance in Terms of Section 44 of the Companies Act | For | For | Management | ||||
4 | Approve Financial Assistance in Terms of Section 45 of the Companies Act | For | For | Management | ||||
7 | Authorise Ratification of Approved Resolutions | For | For | Management |
Page 27
MURATA MANUFACTURING CO., LTD.
Ticker: | 6981 | Security ID: | J46840104 | |||
Meeting Date: | JUN 29, 2021 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2021 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1 | Approve Allocation of Income, with a Final Dividend of JPY 60 | For | For | Management | ||||
2.1 | Elect Director Murata, Tsuneo | For | For | Management | ||||
2.2 | Elect Director Nakajima, Norio | For | For | Management | ||||
2.3 | Elect Director Iwatsubo, Hiroshi | For | For | Management | ||||
2.4 | Elect Director Ishitani, Masahiro | For | For | Management | ||||
2.5 | Elect Director Miyamoto, Ryuji | For | For | Management | ||||
2.6 | Elect Director Minamide, Masanori | For | For | Management | ||||
2.7 | Elect Director Shigematsu, Takashi | For | For | Management | ||||
2.8 | Elect Director Yasuda, Yuko | For | For | Management | ||||
3 | Approve Restricted Stock Plan | For | For | Management |
NASPERS, LTD.
Ticker: | NPN | Security ID: | S53435103 | |||
Meeting Date: | AUG 21, 2020 | Meeting Type: | Annual | |||
Record Date: | AUG 14, 2020 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports for the Year Ended 31 March 2020 | For | For | Management | ||||
2 | Approve Dividends for N Ordinary and A Ordinary Shares | For | For | Management | ||||
3 | Reappoint PricewaterhouseCoopers Inc as Auditors of the Company with V Myburgh as the Individual Registered Auditor | For | For | Management | ||||
4.1 | Elect Manisha Girotra as Director | For | For | Management | ||||
4.2 | Elect Ying Xu as Director | For | For | Management | ||||
5.1 | Re-elect Don Eriksson as Director | For | For | Management | ||||
5.2 | Re-elect Mark Sorour as Director | For | For | Management | ||||
5.3 | Re-elect Emilie Choi as Director | For | For | Management | ||||
5.4 | Re-elect Rachel Jafta as Director | For | For | Management | ||||
6.1 | Re-elect Don Eriksson as Member of the Audit Committee | For | For | Management | ||||
6.2 | Re-elect Rachel Jafta as Member of the Audit Committee | For | For | Management | ||||
6.3 | Elect Manisha Girotra as Member of the Audit Committee | For | For | Management | ||||
6.4 | Elect Steve Pacak as Member of the Audit Committee | For | For | Management | ||||
7 | Approve Remuneration Policy | For | For | Management | ||||
8 | Approve Implementation of the Remuneration Policy | For | For | Management | ||||
9 | Approve Amendments to the Trust Deed constituting the Naspers Restricted Stock Plan Trust and the Share Scheme envisaged by such Trust Deed | For | For | Management | ||||
10 | Approve Amendments to the Trust Deed constituting the MIH Services FZ LLC Share Trust and the Share Scheme envisaged by such Trust Deed | For | For | Management | ||||
11 | Approve Amendments to the Trust Deed constituting the MIH Holdings Share Trust and the Share Scheme envisaged by such Trust Deed | For | For | Management | ||||
12 | Approve Amendments to the Trust Deed constituting the Naspers Share Incentive Trust and the Share Scheme envisaged by such Trust Deed | For | For | Management | ||||
13 | Place Authorised but Unissued Shares under Control of Directors | For | For | Management | ||||
14 | Authorise Board to Issue Shares for Cash | For | For | Management | ||||
15 | Authorise Ratification of Approved Resolutions | For | For | Management | ||||
1.1 | Approve Fees of the Board Chairman | For | For | Management | ||||
1.2 | Approve Fees of the Board Member | For | For | Management | ||||
1.3 | Approve Fees of the Audit Committee Chairman | For | For | Management | ||||
1.4 | Approve Fees of the Audit Committee Member | For | For | Management | ||||
1.5 | Approve Fees of the Risk Committee Chairman | For | For | Management | ||||
1.6 | Approve Fees of the Risk Committee Member | For | For | Management | ||||
1.7 | Approve Fees of the Human Resources and Remuneration Committee Chairman | For | For | Management | ||||
1.8 | Approve Fees of the Human Resources and Remuneration Committee Member | For | For | Management | ||||
1.9 | Approve Fees of the Nomination Committee Chairman | For | For | Management | ||||
1.10 | Approve Fees of the Nomination Committee Member | For | For | Management | ||||
1.11 | Approve Fees of the Social, Ethics and Sustainability Committee Chairman | For | For | Management | ||||
1.12 | Approve Fees of the Social, Ethics and Sustainability Committee Member | For | For | Management | ||||
1.13 | Approve Fees of the Trustees of Group Share Schemes/Other Personnel Funds | For | For | Management | ||||
2 | Approve Financial Assistance in Terms of Section 44 of the Companies Act | For | For | Management | ||||
3 | Approve Financial Assistance in Terms of Section 45 of the Companies Act | For | For | Management | ||||
4 | Authorise Repurchase of N Ordinary Shares | For | For | Management | ||||
5 | Authorise Specific Repurchase of N Ordinary Shares from Holders of N Ordinary Shares | For | For | Management | ||||
6 | Authorise Repurchase of A Ordinary Shares | For | For | Management |
Page 28
NIDEC CORP.
Ticker: | 6594 | Security ID: | J52968104 | |||
Meeting Date: | JUN 22, 2021 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2021 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 | Elect Director Nagamori, Shigenobu | For | For | Management | ||||
1.2 | Elect Director Seki, Jun | For | For | Management | ||||
1.3 | Elect Director Sato, Teiichi | For | For | Management | ||||
1.4 | Elect Director Shimizu, Osamu | For | For | Management | ||||
2 | Approve Trust-Type Equity Compensation Plan | For | For | Management |
NOVARTIS AG
Ticker: | NOVN | Security ID: | H5820Q150 | |||
Meeting Date: | MAR 02, 2021 | Meeting Type: | Annual | |||
Record Date: |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Approve Discharge of Board and Senior Management | For | For | Management | ||||
3 | Approve Allocation of Income and Dividends of CHF 3.00 per Share | For | For | Management | ||||
4 | Approve CHF 16.3 Million Reduction in Share Capital via Cancellation of Repurchased Shares | For | For | Management | ||||
5 | Authorize Repurchase of up to CHF 10 Billion in Issued Share Capital | For | For | Management | ||||
6.1 | Approve Remuneration of Directors in the Amount of CHF 8.6 Million | For | For | Management | ||||
6.2 | Approve Maximum Remuneration of Executive Committee in the Amount of CHF 91 Million | For | For | Management | ||||
6.3 | Approve Remuneration Report | For | For | Management | ||||
7.1 | Re-elect Joerg Reinhardt as Director and Board Chairman | For | For | Management | ||||
7.2 | Re-elect Nancy Andrews as Director | For | For | Management | ||||
7.3 | Re-elect Ton Buechner as Director | For | For | Management | ||||
7.4 | Re-elect Patrice Bula as Director | For | For | Management | ||||
7.5 | Re-elect Elizabeth Doherty as Director | For | For | Management | ||||
7.6 | Re-elect Ann Fudge as Director | For | For | Management | ||||
7.7 | Re-elect Bridgette Heller as Director | For | For | Management | ||||
7.8 | Re-elect Frans van Houten as Director | For | For | Management | ||||
7.9 | Re-elect Simon Moroney as Director | For | For | Management | ||||
7.10 | Re-elect Andreas von Planta as Director | For | For | Management | ||||
7.11 | Re-elect Charles Sawyers as Director | For | For | Management | ||||
7.12 | Elect Enrico Vanni as Director | For | For | Management | ||||
7.13 | Re-elect William Winters as Director | For | For | Management | ||||
8.1 | Reappoint Patrice Bula as Member of the Compensation Committee | For | For | Management | ||||
8.2 | Reappoint Bridgette Heller as Member of the Compensation Committee | For | For | Management | ||||
8.3 | Reappoint Enrico Vanni as Member of the Compensation Committee | For | For | Management | ||||
8.4 | Reappoint William Winters as Member of the Compensation Committee | For | For | Management | ||||
8.5 | Appoint Simon Moroney as Member of the Compensation Committee | For | For | Management | ||||
9 | Ratify PricewaterhouseCoopers AG as Auditors | For | For | Management | ||||
10 | Designate Peter Zahn as Independent Proxy | For | For | Management | ||||
11 | Amend Articles Re: Board of Directors Tenure | For | For | Management | ||||
12 | Transact Other Business (Voting) | For | Against | Management |
Page 29
NUTRIEN, LTD.
Ticker: | NTR | Security ID: | 67077M108 | |||
Meeting Date: | MAY 17, 2021 | Meeting Type: | Annual | |||
Record Date: | MAR 29, 2021 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 | Elect Director Christopher M. Burley | For | For | Management | ||||
1.2 | Elect Director Maura J. Clark | For | For | Management | ||||
1.3 | Elect Director Russell K. Girling | For | For | Management | ||||
1.4 | Elect Director Miranda C. Hubbs | For | For | Management | ||||
1.5 | Elect Director Raj S. Kushwaha | For | For | Management | ||||
1.6 | Elect Director Alice D. Laberge | For | For | Management | ||||
1.7 | Elect Director Consuelo E. Madere | For | For | Management | ||||
1.8 | Elect Director Charles V. Magro - Withdrawn Resolution (Non-Voting) | None | None | Management | ||||
1.9 | Elect Director Keith G. Martell | For | For | Management | ||||
1.10 | Elect Director Aaron W. Regent | For | For | Management | ||||
1.11 | Elect Director Mayo M. Schmidt | For | For | Management | ||||
1.12 | Elect Director Nelson Luiz Costa Silva | For | For | Management | ||||
2 | Ratify KPMG LLP as Auditors | For | For | Management | ||||
3 | Advisory Vote on Executive Compensation Approach | For | For | Management |
OVINTIV, INC.
Ticker: | OVV | Security ID: | 69047Q102 | |||
Meeting Date: | APR 28, 2021 | Meeting Type: | Annual | |||
Record Date: | MAR 04, 2021 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1a | Elect Director Peter A. Dea | For | For | Management | ||||
1b | Elect Director Meg A. Gentle | For | For | Management | ||||
1c | Elect Director Howard J. Mayson | For | For | Management | ||||
1d | Elect Director Lee A. McIntire | For | For | Management | ||||
1e | Elect Director Katherine L. Minyard | For | For | Management | ||||
1f | Elect Director Steven W. Nance | For | For | Management | ||||
1g | Elect Director Suzanne P. Nimocks | For | For | Management | ||||
1h | Elect Director Thomas G. Ricks | For | For | Management | ||||
1i | Elect Director Brian G. Shaw | For | For | Management | ||||
1j | Elect Director Douglas J. Suttles | For | For | Management | ||||
1k | Elect Director Bruce G. Waterman | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
3 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management |
Page 30
PROSUS NV
Ticker: | PRX | Security ID: | N7163R103 | |||
Meeting Date: | AUG 18, 2020 | Meeting Type: | Annual | |||
Record Date: | JUL 21, 2020 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1 | Receive Report of Management Board (Non-Voting) | None | None | Management | ||||
2 | Approve Remuneration Report | For | For | Management | ||||
3 | Adopt Financial Statements | For | For | Management | ||||
4.a | Approve Dividends of EUR 0.602 Per Share | For | For | Management | ||||
4.b | Approve Capital Increase and Capital Reduction | For | For | Management | ||||
5 | Approve Remuneration Policy for Executive Directors | For | For | Management | ||||
6 | Approve Remuneration Policy for Non-Executive Directors | For | For | Management | ||||
7 | Approve Discharge of Executive Directors | For | For | Management | ||||
8 | Approve Discharge of Non-Executive Directors | For | For | Management | ||||
9 | Elect Y Xu as Non-Executive Director | For | For | Management | ||||
10.1 | Re-elect D G Eriksson as Non-Executive Director | For | For | Management | ||||
10.2 | Re-elect M R Sorour as Non-Executive Director | For | For | Management | ||||
10.3 | Re-elect E M Choi as Non-Executive Director | For | For | Management | ||||
10.4 | Re-elect M Girotra as Non-Executive Director | For | For | Management | ||||
10.5 | Re-elect R C C Jafta as Non-Executive Director | For | For | Management | ||||
11 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | For | For | Management | ||||
12 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Restrict/Exclude Pre-emptive Rights | For | For | Management | ||||
13 | Authorize Repurchase of Shares | For | For | Management | ||||
14 | Amend Prosus Share Award Plan | For | For | Management | ||||
15 | Other Business (Non-Voting) | None | None | Management | ||||
16 | Voting Results (Non-Voting) | None | None | Management |
PRUDENTIAL PLC
Ticker: | PRU | Security ID: | G72899100 | |||
Meeting Date: | MAY 13, 2021 | Meeting Type: | Annual | |||
Record Date: | MAY 11, 2021 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Approve Remuneration Report | For | For | Management | ||||
3 | Elect Chua Sock Koong as Director | For | For | Management | ||||
4 | Elect Ming Lu as Director | For | For | Management | ||||
5 | Elect Jeanette Wong as Director | For | For | Management | ||||
6 | Re-elect Shriti Vadera as Director | For | For | Management | ||||
7 | Re-elect Jeremy Anderson as Director | For | For | Management | ||||
8 | Re-elect Mark Fitzpatrick as Director | For | For | Management | ||||
9 | Re-elect David Law as Director | For | For | Management | ||||
10 | Re-elect Anthony Nightingale as Director | For | For | Management | ||||
11 | Re-elect Philip Remnant as Director | For | For | Management | ||||
12 | Re-elect Alice Schroeder as Director | For | For | Management | ||||
13 | Re-elect James Turner as Director | For | For | Management | ||||
14 | Re-elect Thomas Watjen as Director | For | For | Management | ||||
15 | Re-elect Michael Wells as Director | For | For | Management | ||||
16 | Re-elect Fields Wicker-Miurin as Director | For | For | Management | ||||
17 | Re-elect Amy Yip as Director | For | For | Management | ||||
18 | Reappoint KPMG LLP as Auditors | For | For | Management | ||||
19 | Authorise the Audit Committee to Fix Remuneration of Auditors | For | For | Management | ||||
20 | Authorise UK Political Donations and Expenditure | For | For | Management | ||||
21 | Authorise Issue of Equity | For | For | Management | ||||
22 | Authorise Issue of Equity to Include Repurchased Shares | For | For | Management | ||||
23 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Management | ||||
24 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | For | For | Management | ||||
25 | Authorise Market Purchase of Ordinary Shares | For | For | Management | ||||
26 | Authorise the Company to Call General Meeting with Two Weeks Notice | For | For | Management |
Page 31
SANOFI
Ticker: | SAN | Security ID: | F5548N101 | |||
Meeting Date: | APR 30, 2021 | Meeting Type: | Annual/Special | |||
Record Date: | APR 28, 2021 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1 | Approve Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Approve Consolidated Financial Statements and Statutory Reports | For | For | Management | ||||
3 | Approve Treatment of Losses and Dividends of EUR 3.20 per Share | For | For | Management | ||||
4 | Ratify Appointment of Gilles Schnepp as Director | For | For | Management | ||||
5 | Re-elect Fabienne Lecorvaisier as Director | For | For | Management | ||||
6 | Re-elect Melanie Lee as Director | For | For | Management | ||||
7 | Elect Barbara Lavernos as Director | For | For | Management | ||||
8 | Approve Compensation Report of Corporate Officers | For | For | Management | ||||
9 | Approve Compensation of Serge Weinberg, Chairman of the Board | For | For | Management | ||||
10 | Approve Compensation of Paul Hudson, CEO | For | For | Management | ||||
11 | Approve Remuneration Policy of Directors | For | For | Management | ||||
12 | Approve Remuneration Policy of Chairman of the Board | For | For | Management | ||||
13 | Approve Remuneration Policy of CEO | For | For | Management | ||||
14 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Management | ||||
15 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | For | For | Management | ||||
16 | Authorize Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of EUR 997 Million | For | For | Management | ||||
17 | Authorize Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of EUR 240 Million | For | For | Management | ||||
18 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 240 Million | For | For | Management | ||||
19 | Approve Issuance of Debt Securities Giving Access to New Shares of Subsidiaries and/or Debt Securities, up to Aggregate Amount of EUR 7 Billion | For | For | Management | ||||
20 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | For | For | Management | ||||
21 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | For | For | Management | ||||
22 | Authorize Capitalization of Reserves of Up to EUR 500 Million for Bonus Issue or Increase in Par Value | For | For | Management | ||||
23 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | For | For | Management | ||||
24 | Authorize up to 5 Percent of Issued Capital for Use in Restricted Stock Plans | For | For | Management | ||||
25 | Amend Article 13 of Bylaws Re: Written Consultation | For | For | Management | ||||
26 | Amend Articles 14 and 17 of Bylaws Re: Board Powers and Censors | For | For | Management | ||||
27 | Authorize Filing of Required Documents/Other Formalities | For | For | Management |
SCHLUMBERGER NV
Ticker: | SLB | Security ID: | 806857108 | |||
Meeting Date: | APR 07, 2021 | Meeting Type: | Annual | |||
Record Date: | FEB 17, 2021 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 | Elect Director Patrick de La Chevardiere | For | For | Management | ||||
1.2 | Elect Director Miguel M. Galuccio | For | For | Management | ||||
1.3 | Elect Director Olivier Le Peuch | For | For | Management | ||||
1.4 | Elect Director Tatiana A. Mitrova | For | For | Management | ||||
1.5 | Elect Director Maria Moraeus Hanssen | For | For | Management | ||||
1.6 | Elect Director Mark G. Papa | For | For | Management | ||||
1.7 | Elect Director Henri Seydoux | For | For | Management | ||||
1.8 | Elect Director Jeff W. Sheets | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
3 | Adopt and Approve Financials and Dividends | For | For | Management | ||||
4 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Management | ||||
5 | Amend Omnibus Stock Plan | For | For | Management | ||||
6 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||
7 | Amend Non-Employee Director Restricted Stock Plan | For | For | Management |
Page 32
SCHNEIDER ELECTRIC SE
Ticker: | SU | Security ID: | F86921107 | |||
Meeting Date: | APR 28, 2021 | Meeting Type: | Annual/Special | |||
Record Date: | APR 26, 2021 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1 | Approve Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Approve Consolidated Financial Statements and Statutory Reports | For | For | Management | ||||
3 | Approve Treatment of Losses and Dividends of EUR 2.60 per Share | For | For | Management | ||||
4 | Approve Auditors Special Report on Related-Party Transactions Mentionning the Absence of New Transactions | For | For | Management | ||||
5 | Approve Compensation Report of Corporate Officers | For | For | Management | ||||
6 | Approve Compensation of Jean-Pascal Tricoire, Chairman and CEO | For | For | Management | ||||
7 | Approve Remuneration Policy of Chairman and CEO | For | For | Management | ||||
8 | Approve Remuneration Policy of Directors | For | For | Management | ||||
9 | Re-elect Jean-Pascal Tricoire as Director | For | For | Management | ||||
10 | Elect Anna Ohlsson-Leijon as Director | For | For | Management | ||||
11 | Elect Thierry Jacquet as Representative of Employee Shareholders to the Board | Against | Against | Management | ||||
12 | Elect Zennia Csikos as Representative of Employee Shareholders to the Board | Against | Against | Management | ||||
13 | Re-elect Xiaoyun Ma as Representative of Employee Shareholders to the Board | For | For | Management | ||||
14 | Elect Malene Kvist Kristensen as Representative of Employee Shareholders to the Board | Against | Against | Management | ||||
15 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Management | ||||
16 | Authorize Issuance of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of EUR 800 Million | For | For | Management | ||||
17 | Authorize Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of EUR 224 Million | For | For | Management | ||||
18 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements up to Aggregate Nominal Amount of EUR 120 Million | For | For | Management | ||||
19 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 16-18 | For | For | Management | ||||
20 | Authorize Capital Increase of up to 9. 88 Percent of Issued Capital for Contributions in Kind | For | For | Management | ||||
21 | Authorize Capitalization of Reserves of Up to EUR 800 Million for Bonus Issue or Increase in Par Value | For | For | Management | ||||
22 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | For | For | Management | ||||
23 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | For | For | Management | ||||
24 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | For | For | Management | ||||
25 | Amend Article 13 of Bylaws Re: Editorial Change | For | For | Management | ||||
26 | Authorize Filing of Required Documents/Other Formalities | For | For | Management |
SMITHS GROUP PLC
Ticker: | SMIN | Security ID: | G82401111 | |||
Meeting Date: | NOV 16, 2020 | Meeting Type: | Annual | |||
Record Date: | NOV 14, 2020 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Approve Remuneration Report | For | For | Management | ||||
3 | Approve Final Dividend | For | For | Management | ||||
4 | Elect Pam Cheng as Director | For | For | Management | ||||
5 | Elect Karin Hoeing as Director | For | For | Management | ||||
6 | Re-elect Sir George Buckley as Director | For | For | Management | ||||
7 | Re-elect Dame Ann Dowling as Director | For | For | Management | ||||
8 | Re-elect Tanya Fratto as Director | For | For | Management | ||||
9 | Re-elect William Seeger as Director | For | For | Management | ||||
10 | Re-elect Mark Seligman as Director | For | For | Management | ||||
11 | Re-elect John Shipsey as Director | For | For | Management | ||||
12 | Re-elect Andrew Reynolds Smith as Director | For | For | Management | ||||
13 | Re-elect Noel Tata as Director | For | For | Management | ||||
14 | Reappoint KPMG LLP as Auditors | For | For | Management | ||||
15 | Authorise the Audit & Risk Committee to Fix Remuneration of Auditors | For | For | Management | ||||
16 | Authorise Issue of Equity | For | For | Management | ||||
17 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Management | ||||
18 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | For | For | Management | ||||
19 | Authorise Market Purchase of Ordinary Shares | For | For | Management | ||||
20 | Authorise the Company to Call General Meeting with Two Weeks Notice | For | For | Management | ||||
21 | Authorise EU Political Donations and Expenditure | For | For | Management |
Page 33
STANDARD CHARTERED PLC
Ticker: | STAN | Security ID: | G84228157 | |||
Meeting Date: | MAY 12, 2021 | Meeting Type: | Annual | |||
Record Date: | MAY 10, 2021 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Approve Final Dividend | For | For | Management | ||||
3 | Approve Remuneration Report | For | For | Management | ||||
4 | Elect Maria Ramos as Director | For | For | Management | ||||
5 | Re-elect David Conner as Director | For | For | Management | ||||
6 | Re-elect Byron Grote as Director | For | For | Management | ||||
7 | Re-elect Andy Halford as Director | For | For | Management | ||||
8 | Re-elect Christine Hodgson as Director | For | For | Management | ||||
9 | Re-elect Gay Huey Evans as Director | For | For | Management | ||||
10 | Re-elect Naguib Kheraj as Director | For | For | Management | ||||
11 | Re-elect Phil Rivett as Director | For | For | Management | ||||
12 | Re-elect David Tang as Director | For | For | Management | ||||
13 | Re-elect Carlson Tong as Director | For | For | Management | ||||
14 | Re-elect Jose Vinals as Director | For | For | Management | ||||
15 | Re-elect Jasmine Whitbread as Director | For | For | Management | ||||
16 | Re-elect Bill Winters as Director | For | For | Management | ||||
17 | Reappoint Ernst & Young LLP as Auditors | For | For | Management | ||||
18 | Authorise the Audit Committee to Fix Remuneration of Auditors | For | For | Management | ||||
19 | Authorise UK Political Donations and Expenditure | For | For | Management | ||||
20 | Approve Standard Chartered Share Plan | For | For | Management | ||||
21 | Authorise Issue of Equity | For | For | Management | ||||
22 | Extend the Authority to Allot Shares by Such Number of Shares Repurchased by the Company under the Authority Granted Pursuant to Resolution 27 | For | For | Management | ||||
23 | Authorise Issue of Equity in Relation to Equity Convertible Additional Tier 1 Securities | For | For | Management | ||||
24 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Management | ||||
25 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | For | For | Management | ||||
26 | Authorise Issue of Equity without Pre-emptive Rights in Relation to Equity Convertible Additional Tier 1 Securities | For | For | Management | ||||
27 | Authorise Market Purchase of Ordinary Shares | For | For | Management | ||||
28 | Authorise Market Purchase of Preference Shares | For | For | Management | ||||
29 | Authorise the Company to Call General Meeting with Two Weeks Notice | For | For | Management |
SUNCOR ENERGY, INC.
Ticker: | SU | Security ID: | 867224107 | |||
Meeting Date: | MAY 04, 2021 | Meeting Type: | Annual | |||
Record Date: | MAR 08, 2021 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 | Elect Director Patricia M. Bedient | For | For | Management | ||||
1.2 | Elect Director John D. Gass | For | For | Management | ||||
1.3 | Elect Director Russell (Russ) K. Girling | For | For | Management | ||||
1.4 | Elect Director Jean Paul (JP) Gladu | For | For | Management | ||||
1.5 | Elect Director Dennis M. Houston | For | For | Management | ||||
1.6 | Elect Director Mark S. Little | For | For | Management | ||||
1.7 | Elect Director Brian P. MacDonald | For | For | Management | ||||
1.8 | Elect Director Maureen McCaw | For | For | Management | ||||
1.9 | Elect Director Lorraine Mitchelmore | For | For | Management | ||||
1.10 | Elect Director Eira M. Thomas | For | For | Management | ||||
1.11 | Elect Director Michael M. Wilson | For | For | Management | ||||
2 | Ratify KPMG LLP as Auditors | For | For | Management | ||||
3 | Amend Stock Option Plan | For | For | Management | ||||
4 | Advisory Vote on Executive Compensation Approach | For | For | Management |
Page 34
TC ENERGY CORP.
Ticker: | TRP | Security ID: | 87807B107 | |||
Meeting Date: | MAY 07, 2021 | Meeting Type: | Annual | |||
Record Date: | MAR 22, 2021 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1.1 | Elect Director Stephan Cretier | For | For | Management | ||||
1.2 | Elect Director Michael R. Culbert | For | For | Management | ||||
1.3 | Elect Director Susan C. Jones | For | For | Management | ||||
1.4 | Elect Director Randy Limbacher | For | For | Management | ||||
1.5 | Elect Director John E. Lowe | For | For | Management | ||||
1.6 | Elect Director David MacNaughton | For | For | Management | ||||
1.7 | Elect Director Francois L. Poirier | For | For | Management | ||||
1.8 | Elect Director Una Power | For | For | Management | ||||
1.9 | Elect Director Mary Pat Salomone | For | For | Management | ||||
1.10 | Elect Director Indira V. Samarasekera | For | For | Management | ||||
1.11 | Elect Director D. Michael G. Stewart | For | For | Management | ||||
1.12 | Elect Director Siim A. Vanaselja | For | For | Management | ||||
1.13 | Elect Director Thierry Vandal | For | For | Management | ||||
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
3 | Advisory Vote on Executive Compensation Approach | For | For | Management | ||||
4 | Amend By-law Number 1 | For | For | Management |
TDK CORP.
Ticker: | 6762 | Security ID: | J82141136 | |||
Meeting Date: | JUN 23, 2021 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2021 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1 | Approve Allocation of Income, with a Final Dividend of JPY 90 | For | For | Management | ||||
2.1 | Elect Director Ishiguro, Shigenao | For | For | Management | ||||
2.2 | Elect Director Yamanishi, Tetsuji | For | For | Management | ||||
2.3 | Elect Director Sumita, Makoto | For | For | Management | ||||
2.4 | Elect Director Osaka, Seiji | For | For | Management | ||||
2.5 | Elect Director Sato, Shigeki | For | For | Management | ||||
2.6 | Elect Director Ishimura, Kazuhiko | For | For | Management | ||||
2.7 | Elect Director Nakayama, Kozue | For | For | Management | ||||
2.8 | Elect Director Iwai, Mutsuo | For | For | Management |
Page 35
TE CONNECTIVITY, LTD.
Ticker: | TEL | Security ID: | H84989104 | |||
Meeting Date: | MAR 10, 2021 | Meeting Type: | Annual | |||
Record Date: | FEB 18, 2021 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1a | Elect Director Pierre R. Brondeau | For | For | Management | ||||
1b | Elect Director Terrence R. Curtin | For | For | Management | ||||
1c | Elect Director Carol A. (John) Davidson | For | For |
Management | ||||
1d | Elect Director Lynn A. Dugle | For | For | Management | ||||
1e | Elect Director William A. Jeffrey | For | For | Management | ||||
1f | Elect Director David M. Kerko *Withdrawn Resolution* (Non-Voting) | None | None | Management | ||||
1g | Elect Director Thomas J. Lynch | For | For | Management | ||||
1h | Elect Director Heath A. Mitts | For | For | Management | ||||
1i | Elect Director Yong Nam | For | For | Management | ||||
1j | Elect Director Daniel J. Phelan | For | For | Management | ||||
1k | Elect Director Abhijit Y. Talwalkar | For | For | Management | ||||
1l | Elect Director Mark C. Trudeau | For | For | Management | ||||
1m | Elect Director Dawn C. Willoughby | For | For | Management | ||||
1n | Elect Director Laura H. Wright | For | For | Management | ||||
2 | Elect Board Chairman Thomas J. Lynch | For | For | Management | ||||
3a | Elect Daniel J. Phelan as Member of Management Development and Compensation Committee | For | For | Management | ||||
3b | Elect Abhijit Y. Talwalkar as Member of Management Development and Compensation Committee | For | For | Management | ||||
3c | Elect Mark C. Trudeau as Member of Management Development and Compensation Committee | For | For | Management | ||||
3d | Elect Dawn C. Willoughby as Member of Management Development and Compensation Committee | For | For | Management | ||||
4 | Designate Rene Schwarzenbach as Independent Proxy | For | For | Management | ||||
5.1 | Accept Annual Report for Fiscal Year Ended September 25, 2020 | For | For | Management | ||||
5.2 | Accept Statutory Financial Statements for Fiscal Year Ended September 25, 2020 | For | For | Management | ||||
5.3 | Approve Consolidated Financial Statements for Fiscal Year Ended September 25, 2020 | For | For | Management | ||||
6 | Approve Discharge of Board and Senior Management | For | For | Management | ||||
7.1 | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal Year 2021 | For | For | Management | ||||
7.2 | Ratify Deloitte AG as Swiss Registered Auditors | For | For | Management | ||||
7.3 | Ratify PricewaterhouseCoopers AG as Special Auditors | For | For | Management | ||||
8 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | Management | ||||
9 | Approve the Increase in Maximum Aggregate Remuneration of Executive Management | For | For | Management | ||||
10 | Approve Maximum Aggregate Remuneration of Board of Directors | For | For | Management | ||||
11 | Approve Allocation of Available Earnings at September 25, 2020 | For | For | Management | ||||
12 | Approve Declaration of Dividend | For | For | Management | ||||
13 | Approve Reduction in Share Capital via Cancelation of Shares | For | For | Management | ||||
14 | Amend Non-Qualified Employee Stock Purchase Plan | For | For | Management | ||||
15 | Amend Omnibus Stock Plan | For | For | Management | ||||
16 | Adjourn Meeting | For | For | Management |
TECK RESOURCES, LTD.
Ticker: | TECK.B | Security ID: | 878742204 | |||
Meeting Date: | APR 28, 2021 | Meeting Type: | Annual/Special | |||
Record Date: | MAR 01, 2021 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1A | Elect Director Mayank M. Ashar | For | For | Management | ||||
1B | Elect Director Quan Chong | For | For | Management | ||||
1C | Elect Director Edward C. Dowling | For | For | Management | ||||
1D | Elect Director Eiichi Fukuda | For | For | Management | ||||
1E | Elect Director Toru Higo | For | For | Management | ||||
1F | Elect Director Norman B. Keevil, III | For | For | Management | ||||
1G | Elect Director Donald R. Lindsay | For | For | Management | ||||
1H | Elect Director Sheila A. Murray | For | For | Management | ||||
1I | Elect Director Tracey L. McVicar | For | For | Management | ||||
1J | Elect Director Kenneth W. Pickering | For | For | Management | ||||
1K | Elect Director Una M. Power | For | For | Management | ||||
1L | Elect Director Timothy R. Snider | For | For | Management | ||||
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
3 | Advisory Vote on Executive Compensation Approach | For | For | Management | ||||
4 | Amend General By-law No. 1 | For | Against | Management |
Page 36
TELEVISION BROADCASTS, LTD.
Ticker: | 511 | Security ID: | Y85830126 | |||
Meeting Date: | MAY 26, 2021 | Meeting Type: | Annual | |||
Record Date: | APR 27, 2021 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Elect Kenneth Hsu Kin as Director | For | For | Management | ||||
3.1 | Elect Thomas Hui To as Director | For | For | Management | ||||
3.2 | Elect Anthony Lee Hsien Pin as Director | For | Against | Management | ||||
3.3 | Elect William Lo Wing Yan as Director | For | Against | Management | ||||
3.4 | Elect Allan Zeman as Director | For | Against | Management | ||||
4 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
5 | Approve Issuance of Equity or Equity-Linked Securities without Pre-emptive Rights | For | Against | Management | ||||
6 | Authorize Repurchase of Issued Share Capital | For | For | Management | ||||
7 | Authorize Reissuance of Repurchased Shares | For | Against | Management | ||||
8 | Approve Extension of Book Close Period from 30 Days to 60 Days | For | Against | Management |
TOTAL SE
Ticker: | FP | Security ID: | F92124100 | |||
Meeting Date: | MAY 28, 2021 | Meeting Type: | Annual/Special | |||
Record Date: | MAY 26, 2021 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1 | Approve Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Approve Consolidated Financial Statements and Statutory Reports | For | For | Management | ||||
3 | Approve Allocation of Income and Dividends of EUR 2.64 per Share | For | For | Management | ||||
4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Management | ||||
5 | Approve Auditors Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | For | For | Management | ||||
6 | Re-elect Patrick Pouyanne as Director | For | For | Management | ||||
7 | Re-elect Anne-Marie Idrac as Director | For | For | Management | ||||
8 | Elect Jacques Aschenbroich as Director | For | For | Management | ||||
9 | Elect Glenn Hubbard as Director | For | For | Management | ||||
10 | Approve Compensation Report of Corporate Officers | For | For | Management | ||||
11 | Approve Remuneration Policy of Directors | For | For | Management | ||||
12 | Approve Compensation of Patrick Pouyanne, Chairman and CEO | For | For | Management | ||||
13 | Approve Remuneration Policy of Chairman and CEO | For | For | Management | ||||
14 | Approve the Companys Sustainable Development and Energy Transition | For | Abstain | Management | ||||
15 | Change Company Name to TotalEnergies SE and Amend Article 2 of Bylaws Accordingly | For | For | Management | ||||
16 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans | For | For | Management | ||||
17 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | For | For | Management |
Page 37
UBS GROUP AG
Ticker: | UBSG | Security ID: | H42097107 | |||
Meeting Date: | NOV 19, 2020 | Meeting Type: | Special | |||
Record Date: |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1 | Approve Extraordinary Dividend of USD 0.365 per Share | For | For | Management | ||||
2 | Transact Other Business (Voting) | For | Against | Management |
UBS GROUP AG
Ticker: | UBSG | Security ID: | H42097107 | |||
Meeting Date: | APR 08, 2021 | Meeting Type: | Annual | |||
Record Date: |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Approve Remuneration Report | For | For | Management | ||||
3 | Approve Allocation of Income and Dividends of USD 0.37 per Share | For | For | Management | ||||
4 | Approve Discharge of Board and Senior Management for Fiscal Year 2020, excluding French Cross-Border Matter | For | For | Management | ||||
5.1 | Re-elect Axel Weber as Director and Board Chairman | For | For | Management | ||||
5.2 | Re-elect Jeremy Anderson as Director | For | For | Management | ||||
5.3 | Re-elect William Dudley as Director | For | For | Management | ||||
5.4 | Re-elect Reto Francioni as Director | For | For | Management | ||||
5.5 | Re-elect Fred Hu as Director | For | For | Management | ||||
5.6 | Re-elect Mark Hughes as Director | For | For | Management | ||||
5.7 | Re-elect Nathalie Rachou as Director | For | For | Management | ||||
5.8 | Re-elect Julie Richardson as Director | For | For | Management | ||||
5.9 | Re-elect Dieter Wemmer as Director | For | For | Management | ||||
5.10 | Re-elect Jeanette Wong as Director | For | For | Management | ||||
6.1 | Elect Claudia Boeckstiegel as Director | For | For | Management | ||||
6.2 | Elect Patrick Firmenich as Director | For | For | Management | ||||
7.1 | Reappoint Julie Richardson as Member of the Compensation Committee | For | For | Management | ||||
7.2 | Reappoint Reto Francioni as Member of the Compensation Committee | For | For | Management | ||||
7.3 | Reappoint Dieter Wemmer as Member of the Compensation Committee | For | For | Management | ||||
7.4 | Reappoint Jeanette Wong as Member of the Compensation Committee | For | For | Management | ||||
8.1 | Approve Remuneration of Directors in the Amount of CHF 13 Million | For | For | Management | ||||
8.2 | Approve Variable Remuneration of Executive Committee in the Amount of CHF 85 Million | For | For | Management | ||||
8.3 | Approve Fixed Remuneration of Executive Committee in the Amount of CHF 33 Million | For | For | Management | ||||
9.1 | Designate ADB Altorfer Duss & Beilstein AG as Independent Proxy | For | For | Management | ||||
9.2 | Ratify Ernst & Young AG as Auditors | For | For | Management | ||||
9.3 | Ratify BDO AG as Special Auditors | For | For | Management | ||||
10 | Amend Articles Re: Voting Majority for Board Resolutions | For | For | Management | ||||
11 | Approve CHF 15.7 Million Reduction in Share Capital as Part of the Share Buyback Program via Cancellation of Repurchased Shares | For | For | Management | ||||
12 | Authorize Repurchase of up to CHF 4 Billion in Issued Share Capital | For | For | Management | ||||
13 | Transact Other Business (Voting) | None | Against | Management |
Page 38
VODAFONE GROUP PLC
Ticker: | VOD | Security ID: | G93882192 | |||
Meeting Date: | JUL 28, 2020 | Meeting Type: | Annual | |||
Record Date: | JUL 24, 2020 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Elect Jean-Francois van Boxmeer as Director | For | For | Management | ||||
3 | Re-elect Gerard Kleisterlee as Director | For | For | Management | ||||
4 | Re-elect Nick Read as Director | For | For | Management | ||||
5 | Re-elect Margherita Della Valle as Director | For | For | Management | ||||
6 | Re-elect Sir Crispin Davis as Director | For | For | Management | ||||
7 | Re-elect Michel Demare as Director | For | For | Management | ||||
8 | Re-elect Dame Clara Furse as Director | For | For | Management | ||||
9 | Re-elect Valerie Gooding as Director | For | For | Management | ||||
10 | Re-elect Renee James as Director | For | For | Management | ||||
11 | Re-elect Maria Amparo Moraleda Martinez as Director | For | For | Management | ||||
12 | Re-elect Sanjiv Ahuja as Director | For | For | Management | ||||
13 | Re-elect David Thodey as Director | For | For | Management | ||||
14 | Re-elect David Nish as Director | For | For | Management | ||||
15 | Approve Final Dividend | For | For | Management | ||||
16 | Approve Remuneration Policy | For | For | Management | ||||
17 | Approve Remuneration Report | For | For | Management | ||||
18 | Reappoint Ernst & Young LLP as Auditors | For | For | Management | ||||
19 | Authorise the Audit and Risk Committee to Fix Remuneration of Auditors | For | For | Management | ||||
20 | Authorise Issue of Equity | For | For | Management | ||||
21 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Management | ||||
22 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | For | For | Management | ||||
23 | Authorise Market Purchase of Ordinary Shares | For | For | Management | ||||
24 | Authorise EU Political Donations and Expenditure | For | For | Management | ||||
25 | Authorise the Company to Call General Meeting with Two Weeks Notice | For | For | Management | ||||
26 | Approve Share Incentive Plan | For | For | Management |
YAMAHA MOTOR CO., LTD.
Ticker: | 7272 | Security ID: | J95776126 | |||
Meeting Date: | MAR 24, 2021 | Meeting Type: | Annual | |||
Record Date: | DEC 31, 2020 |
# |
Proposal |
Mgt Rec |
Vote Cast |
Sponsor | ||||
1 | Approve Allocation of Income, with a Final Dividend of JPY 60 | For | For | Management | ||||
2.1 | Elect Director Yanagi, Hiroyuki | For | For | Management | ||||
2.2 | Elect Director Hidaka, Yoshihiro | For | For | Management | ||||
2.3 | Elect Director Watanabe, Katsuaki | For | For | Management | ||||
2.4 | Elect Director Yamaji, Katsuhito | For | For | Management | ||||
2.5 | Elect Director Okawa, Tatsumi | For | For | Management | ||||
2.6 | Elect Director Maruyama, Heiji | For | For | Management | ||||
2.7 | Elect Director Nakata, Takuya | For | For | Management | ||||
2.8 | Elect Director Kamigama, Takehiro | For | For | Management | ||||
2.9 | Elect Director Tashiro, Yuko | For | For | Management | ||||
2.10 | Elect Director Ohashi, Tetsuji | For | For | Management | ||||
3 | Appoint Statutory Auditor Kawai, Eriko | For | For | Management | ||||
4 | Appoint Alternate Statutory Auditor Fujita, Ko | For | For | Management |
Page 39
SIGNATURES:
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Dodge & Cox Funds | ||
(Registrant) | ||
By | /s/ Charles F. Pohl | |
Chairman | ||
Date |
8/25/21 |