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CURRENT REPORT
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| Item 5.02 | Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. |
On November 5, 2025, the Board of Directors of Sound Point Meridian Capital, Inc. (the “Company”) appointed Daniel Fabian to succeed Kevin Gerlitz as Chief Financial Officer of the Company, effective as of December 31, 2025. The appointment was made in connection with the departure of Mr. Gerlitz from the Company to pursue other opportunities, effective as of December 31, 2025. Mr. Fabian will serve as CFO of the Company until his successor is duly appointed or until his resignation or removal.
Mr. Fabian, age 44, joined Sound Point Capital Management, LP in May 2025. He currently serves as Global Chief Financial Officer at Sound Point Capital Management, LP, and has over 20 years of experience within the global asset management sector. He leads global Finance, Tax, Valuations, Technology, and Fund Reporting functions, driving institutionalization and operational scalability. Previously, he served as President & COO at Alcentra, where he directed firm-wide operations spanning six investment strategies. Mr. Fabian is a Fellow of the Institute of Chartered Accountants in England & Wales (ICAEW), qualified in 2004, and received a BSc (Hons) in E-Commerce and Business from the University of Nottingham in 1999.
There are no arrangements or understandings between Mr. Fabian and any other person pursuant to which he was selected as Chief Financial Officer of the Company.
Mr. Fabian has no family relationships with any current director, executive officer, or person nominated to become a director or executive officer of the Company. Further, with regard to Mr. Fabian, there are no transactions since the beginning of the Company’s last fiscal year, or any currently proposed transaction, in which the Company is a participant that would require disclosure under Item 404(a) of Regulation S-K promulgated by the Securities and Exchange Commission.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
| Sound Point Meridian Capital, Inc. | ||
| Date: November 6, 2025 | By: | /s/ Ujjaval Desai |
| Name: | Ujjaval Desai | |
| Title: | Chief Executive Officer | |
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