UNITED STATES
SECURITIES AND
EXCHANGE COMMISSION
Washington, D.C.
20549
FORM N-CSR
CERTIFIED
SHAREHOLDER REPORT OF REGISTERED
MANAGEMENT
INVESTMENT COMPANIES
Investment Company
Act file number: 811-23746
DoubleLine ETF Trust
(Exact name of
registrant as specified in charter)
2002 N. Tampa Street,
Suite 200
Tampa, FL 33602
(Address of principal
executive offices) (Zip code)
Ronald R. Redell, President
2002 N. Tampa Street,
Suite 200
Tampa,
FL 33602
(Name and Address of
Agent for Service)
Registrant’s telephone number, including area code: (813)
791-7333
Date of fiscal year end: September 30
Date of reporting period: October 1, 2023 to March 31, 2024
Item 1. Reports to Stockholders.
(a) The
following is a copy of the report transmitted to shareholders pursuant to Rule
30e-1 under the Investment Company Act of 1940 (17 CFR 270.30e-1).
(b) Include a copy of each
notice transmitted to stockholders in reliance on Rule 30e-3 under the Act (17
CFR 270.30e-3) that contains disclosures specified by paragraph (c)(3) of that
rule.
Item 2. Code of Ethics.
Disclosure
required in Registrant’s annual Form N-CSR filing.
Item 3. Audit Committee Financial Expert.
Disclosure
required in Registrant’s annual Form N-CSR filing.
Item 4. Principal Accountant Fees and Services.
Disclosure
required in Registrant’s annual Form N-CSR filing.
Item 5. Audit Committee of Listed Registrants.
Disclosure
required in Registrant’s annual Form N-CSR filing.
Item 6. Investments
(a) Schedule I – Investments in Securities of
Unaffiliated Issuers
The complete
schedule of investments is included in Item 1 of this Form N-CSR.
(b)
Securities Divested of in accordance with Section 13(c) of
the Investment Company Act of 1940.
The Registrant made no divestments
of securities in accordance with Section 13(c) of the Investment Company Act of
1940.
Item 7. Disclosure of Proxy
Voting Policies and Procedures for Closed-End Management Investment Companies.
Not applicable to the Registrant.
Item 8. Portfolio Managers of Closed-End Management Investment
Companies.
Not applicable to the Registrant.
Item 9. Purchase of Equity Securities by Closed-End Management
Investment Company and Affiliated
Purchasers.
Not applicable to the Registrant.
Item 10. Submission of Matters to a Vote of Security Holders.
There were no material changes to the procedures by which
shareholders may recommend nominees to the Registrant’s Board of Trustees.
Item 11. Controls and Procedures.
(a)
The Registrant’s principal executive officer and principal financial
officer have concluded, based on their evaluation of the Registrant’s
disclosure controls and procedures as conducted within 90 days of the filing
date of this report, that those disclosure controls and procedures provide
reasonable assurance that the material information required to be disclosed by
the Registrant on this report is recorded, processed, summarized and reported
within the time periods specified in the Securities and Exchange Commission’s
rules and forms.
(b)
There were no changes in the Registrant’s internal control over
financial reporting (as defined in Rule 30a - 3(d) under the 1940 Act) that
occurred during the period covered by this report that have materially
affected, or are reasonably likely to materially affect, the Registrant’s
internal control over financial reporting.
Item 12. Disclosure of Securities Lending Activities for
Closed-End Management Investment Companies.
Not applicable to the Registrant.
Item 13. Exhibits.
(a) File the exhibits listed below as part of this Form.
(1) Code of
Ethics – Not required for this filing.
(4) There has been no change to the
registrant’s independent public accountant during the reporting period.
Pursuant to the requirements of the Securities
Exchange Act of 1934 and the Investment Company Act of 1940, the registrant has
duly caused this report to be signed on its behalf by the undersigned,
thereunto duly authorized.
DoubleLine ETF Trust
By: /s/Ronald Redell
Ronald R. Redell
President
May 24, 2024
Pursuant to the
requirements of the Securities Exchange Act of 1934 and the Investment Company
Act of 1940, this report has been signed below by the following persons on
behalf of the registrant and in the capacities and on the dates indicated.
By: /s/Ronald Redell
Ronald R. Redell
President
May 24, 2024
By:
/s/Henry
Chase
Henry V. Chase
Treasurer and
Principal Financial and Accounting Officer
May 24, 2024