1
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NAMES OF REPORTING PERSONS
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||
Neuberger Berman Group LLC
|
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|||
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||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☐
|
||
(b)
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☒
|
||||
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||||
3
|
SEC USE ONLY
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||
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||||
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
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OO |
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|||
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||||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(E) OR 2(F)
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|
☐
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||
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||||
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||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
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Delaware |
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||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
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|
0 |
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|||
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||||
8
|
SHARED VOTING POWER
|
|
|
||
37,923,143
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|
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|||
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||||
9
|
SOLE DISPOSITIVE POWER
|
|
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||
0 |
|
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|||
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
37,923,143
|
|
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|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
37,923,143
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|||
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|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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|
☒
|
||
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||||
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|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
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||
19.2%
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|||
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|
||||
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
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||
HC |
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|||
|
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
||
Neuberger Berman Investment Advisers Holdings LLC
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☐
|
||
(b)
|
☒
|
||||
|
|
||||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
|
|
|
||
OO |
|
|
|||
|
|
||||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(E) OR 2(F)
|
|
☐
|
||
|
|
||||
|
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
Delaware
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
0 |
|
|
|||
|
|
||||
8
|
SHARED VOTING POWER
|
|
|
||
37,923,143
|
|
|
|||
|
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
0 |
|
|
|||
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
37,923,143
|
|
|
|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
37,923,143
|
|
|
|||
|
|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
☒
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
19.2%
|
|
|
|||
|
|
||||
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
HC |
|
|
|||
|
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
||
Neuberger Berman Investment Advisers LLC
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a)
|
☐
|
||
(b)
|
☒
|
||||
|
|
||||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
SOURCE OF FUNDS (SEE INSTRUCTIONS)
|
|
|
||
OO |
|
|
|||
|
|
||||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(E) OR 2(F)
|
|
☐
|
||
|
|
||||
|
|
||||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
Delaware |
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
7
|
SOLE VOTING POWER
|
|
|
|
0 |
|
|
|||
|
|
||||
8
|
SHARED VOTING POWER
|
|
|
||
37,923,143
|
|
|
|||
|
|
||||
9
|
SOLE DISPOSITIVE POWER
|
|
|
||
0 |
|
|
|||
|
|
||||
10
|
SHARED DISPOSITIVE POWER
|
|
|
||
37,923,143
|
|
|
|||
|
|
||||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
37,923,143
|
|
|
|||
|
|
||||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
☒
|
||
|
|
||||
|
|
||||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
|
|
|
||
19.2%
|
|
|
|||
|
|
||||
14
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
IA |
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|
|
Item 1.
|
Security and Issuer
|
Item 2.
|
Identity and Background
|
(a) |
This statement is being filed by the following persons (collectively, the “Reporting Persons”):
|
i. |
Neuberger Berman Group LLC (“NB Group”);
|
ii. |
Neuberger Berman Investment Advisers Holdings LLC (“NBIA Holdings”); and
|
iii. |
Neuberger Berman Investment Advisers LLC (“NBIA”).
|
(b) |
The business address for each of the Reporting Persons is 1290 Avenue of Americas, New York, New York 10104.
|
(c) |
Each of NB Group, NBIA Holdings, and NBIA is a Delaware limited liability company.
|
(d) |
None of the individuals referenced above have been convicted in a criminal proceeding in the past five years.
|
(e) |
None of the individuals referenced above have been party to a civil proceeding or a judicial or administrative proceeding or subject to a judgment, decree or final order enjoining future violations of, or
prohibiting or mandating activities subject to, federal or state securities laws in the past five years.
|
(f) |
All of the individuals referenced above are citizens of the United States.
|
Item 3. |
Source and Amount of Funds or Other Consideration
|
Item 4. |
Purpose of Transaction
|
Number of Sponsor Directors
|
Economic Interests Beneficially Owned by the Sponsor (and its Permitted Transferees) as a Percentage of the Economic Interests Beneficially Owned by CC immediately after the Closing of the Business
Combination
|
5
|
>85%
|
4
|
>68%
|
3
|
>51%
|
2
|
>34%
|
1
|
>17%
|
0
|
<17%
|
Total Sponsor Directors
|
CC Fallaway
|
NBOKS Master Fund Ownership >66%
|
NBOKS Master Fund Ownership >33%
|
NBOKS Master Fund Ownership <33%
|
|||
CC Directors
|
NBOKS Master Fund Directors
|
CC Directors
|
NBOKS Master Fund Directors
|
CC Directors
|
NBOKS Master Fund Directors
|
||
5
|
>85%
|
3
|
2
|
4
|
1
|
5
|
0
|
4
|
>68%
|
2
|
2
|
3
|
1
|
4
|
0
|
3
|
>51%
|
1
|
2
|
2
|
1
|
3
|
0
|
2
|
>34%
|
1*
|
1
|
1
|
1
|
2
|
0
|
1
|
>17%
|
1**
|
0
|
1
|
0
|
1
|
0
|
0
|
<17%
|
0
|
0
|
0
|
0
|
0
|
0
|
Item 5. |
Interest in Securities of the Issuer
|
(a) |
The aggregate number of Securities to which this Schedule 13D relates is 37,923,143, representing approximately 19.2% of the Securities outstanding. This amount includes: (1) 20,530,000 Securities held
directly by NBOKS Master Fund; (2) 870,000 Securities held directly by NBOKS Co-Invest; (iii) 5,000,000 Securities obtainable upon exercise of 5,000,000 Warrants held directly by NBOKS Master Fund; (iv) 6,383,143 Securities held directly by
Sponsor; and (v) 5,140,000 Securities obtainable upon exercise of 5,140,000 Warrants held directly by Sponsor. This amount excludes 1,241,857
Securities obtainable upon automatic conversion of 1,241,857 shares of Series B-1 common stock held directly by Sponsor, because such Securities are only obtainable once the five-day volume weighted average trading price of the
Securities exceeds $13.50 per share (subject to adjustment) and, accordingly, the Reporting Persons are not deemed to beneficially own at this time the Securities underlying the shares of Series B-1 common stock.
|
(b) |
The Reporting Persons share with each other voting and dispositive power with respect to the 37,923,143 Securities reported as beneficially owned herein. The Reporting Persons further share with CC voting and
dispositive power with respect to the Securities held directly by Sponsor. However, as noted above, pursuant to Rule 13d-4 under the Act, each of the Reporting Persons disclaim beneficial ownership of the Securities held by the Sponsor that
are attributable to CC, and has excluded such Securities from this statement.
|
(c) |
The response to Item 3 of this Schedule 13D is incorporated by reference herein. Other than as set forth herein, no transactions in the Issuer’s securities have been effected by the Reporting Persons during the
past 60 days.
|
(d) |
Each of NBOKS Master Fund and NBOKS Co-Invest have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the Securities reported herein that are managed on
its behalf by NBIA.
|
(e) |
Not applicable
|
Item 6. |
Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer
|
Item 7. |
Material to Be Filed as Exhibits
|
Neuberger Berman Group LLC
|
|||
February 16, 2021
|
By:
|
/s/ Brad Cetron
|
|
Deputy General Counsel
|
|||
Neuberger Berman Investment Advisers LLC
|
|||
February 16, 2021
|
By:
|
/s/ Brad Cetron
|
|
Deputy General Counsel
|
|||
Neuberger Berman Investment Advisers Holdings LLC
|
|||
February 16, 2021
|
By:
|
/s/ Brad Cetron
|
|
Deputy General Counsel
|
|||