N-PX 1 get-html6814_npx.htm GABELLI ETFS TRUST - N-PX

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act file number 811-23568

 

Gabelli ETFs Trust

 

(Exact name of registrant as specified in charter)

 

One Corporate Center

Rye, New York 10580-1422

 

(Address of principal executive offices) (Zip code)

 

John C. Ball

Gabelli Funds, LLC

One Corporate Center

Rye, New York 10580-7724

 

(Name and address of agent for service)

 

Registrant’s telephone number, including area code: 1-800-422-3554

 

Date of fiscal year end: December 31

 

Date of reporting period: July 1, 2022 – June 30, 2023*

 

*Gabelli Commercial Aerospace & Defense ETF commenced operations on January 3, 2023.

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (17 CFR 239.24 and 274.5), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.

 

 

PROXY VOTING RECORD

FOR PERIOD JULY 1, 2022 TO JUNE 30, 2023

 

Gabelli Commercial Aerospace & Defense ETF commenced operations on January 3, 2023.

There is no proxy voting activity for the Gabelli Commercial Aerospace & Defense ETF as it did not hold any votable positions during the reporting period.

 

ProxyEdge Report Date: 07/01/2023
Meeting Date Range: 07/01/2022 - 06/30/2023 1
Gabelli Growth Innovators ETF  

 

Investment Company Report

 

  SNOWFLAKE INC.    
  Security 833445109       Meeting Type Annual
  Ticker Symbol SNOW       Meeting Date 07-Jul-2022  
  ISIN US8334451098       Agenda 935660705 - Management
                             
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1a.   Election of Class II Director: Kelly A. Kramer Management   For   For    
  1b.   Election of Class II Director: Frank Slootman Management   For   For    
  1c.   Election of Class II Director: Michael L. Speiser Management   For   For    
  2.    To approve, on an advisory basis, the frequency of future stockholder advisory votes on the compensation of our named executive officers. Management   1 Year   For    
  3.    To ratify the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending January 31, 2023. Management   For   For    
  TAKE-TWO INTERACTIVE SOFTWARE, INC.    
  Security 874054109       Meeting Type Annual  
  Ticker Symbol TTWO                  Meeting Date 16-Sep-2022  
  ISIN US8740541094       Agenda 935695366 - Management
                             
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1a.   Election of Director: Strauss Zelnick Management   For   For    
  1b.   Election of Director: Michael Dornemann Management   For   For    
  1c.   Election of Director: J. Moses Management   For   For    
  1d.   Election of Director: Michael Sheresky Management   For   For    
  1e.   Election of Director: LaVerne Srinivasan Management   For   For    
  1f.   Election of Director: Susan Tolson Management   For   For    
  1g.   Election of Director: Paul Viera Management   For   For    
  1h.   Election of Director: Roland Hernandez Management   For   For    
  1i.   Election of Director: William "Bing" Gordon Management   For   For    
  1j.   Election of Director: Ellen Siminoff Management   For   For    
  2.    Approval, on a non-binding advisory basis, of the compensation of the Company's "named executive officers" as disclosed in the Proxy Statement. Management   For   For    
  3.    Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending March 31, 2023. Management   For   For    
  MICROSOFT CORPORATION    
  Security 594918104       Meeting Type Annual  
  Ticker Symbol MSFT                  Meeting Date 13-Dec-2022  
  ISIN US5949181045       Agenda 935722567 - Management
                             
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1a.   Election of Director: Reid G. Hoffman Management   For   For    
  1b.   Election of Director: Hugh F. Johnston Management   For   For    
  1c.   Election of Director: Teri L. List Management   For   For    
  1d.   Election of Director: Satya Nadella Management   For   For    
  1e.   Election of Director: Sandra E. Peterson Management   For   For    
  1f.   Election of Director: Penny S. Pritzker Management   For   For    
  1g.   Election of Director: Carlos A. Rodriguez Management   For   For    
  1h.   Election of Director: Charles W. Scharf Management   For   For    
  1i.   Election of Director: John W. Stanton Management   For   For    
  1j.   Election of Director: John W. Thompson Management   For   For    
  1k.   Election of Director: Emma N. Walmsley Management   For   For    
  1l.   Election of Director: Padmasree Warrior Management   For   For    
  2.    Advisory vote to approve named executive officer compensation Management   For   For    
  3.    Ratification of the Selection of Deloitte & Touche LLP as our Independent Auditor for Fiscal Year 2023 Management   For   For    
  4.    Shareholder Proposal - Cost/Benefit Analysis of Diversity and Inclusion Shareholder   Abstain   Against    
  5.    Shareholder Proposal - Report on Hiring of Persons with Arrest or Incarceration Records Shareholder   Abstain   Against    
  6.    Shareholder Proposal - Report on Investment of Retirement Funds in Companies Contributing to Climate Change Shareholder   Abstain   Against    
  7.    Shareholder Proposal - Report on Government Use of Microsoft Technology Shareholder   Abstain   Against    
  8.    Shareholder Proposal - Report on Development of Products for Military Shareholder   Abstain   Against    
  9.    Shareholder Proposal - Report on Tax Transparency Shareholder   Abstain   Against    
  ZSCALER, INC.    
  Security 98980G102       Meeting Type Annual  
  Ticker Symbol ZS                    Meeting Date 13-Jan-2023  
  ISIN US98980G1022       Agenda 935743434 - Management
                             
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1.    DIRECTOR Management            
      1 Andrew Brown       For   For    
      2 Scott Darling       For   For    
      3 David Schneider       For   For    
  2.    To ratify the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year 2023. Management   For   For    
  3.    To approve on a non-binding, advisory basis, the compensation of our named executive officers. Management   For   For    
  NEXTERA ENERGY PARTNERS, LP    
  Security 65341B106       Meeting Type Annual  
  Ticker Symbol NEP                   Meeting Date 24-Apr-2023  
  ISIN US65341B1061       Agenda 935772764 - Management
                             
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1a.   Election of Director: Susan D. Austin Management   For   For    
  1b.   Election of Director: Robert J. Byrne Management   For   For    
  1c.   Election of Director: John W. Ketchum Management   For   For    
  1d.   Election of Director: Peter H. Kind Management   For   For    
  2.    Ratification of appointment of Deloitte & Touche LLP as NextEra Energy Partners' independent registered public accounting firm for 2023 Management   For   For    
  3.    Approval, by non-binding advisory vote, of the compensation of NextEra Energy Partners' named executive officers as disclosed in the proxy statement Management   For   For    
  4.    Non-binding advisory vote on the frequency of future unitholder non-binding advisory votes on the compensation of NextEra Energy Partners' named executive officers Management   1 Year   For    
  ASML HOLDINGS N.V.    
  Security N07059210       Meeting Type Annual  
  Ticker Symbol ASML                  Meeting Date 26-Apr-2023  
  ISIN USN070592100       Agenda 935815932 - Management
                             
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  3a    Advisory vote on the remuneration report for the Board of Management and the Supervisory Board for the financial year 2022 Management   For   For    
  3b    Proposal to adopt the financial statements of the Company for the financial year 2022, as prepared in accordance with Dutch law Management   For   For    
  3d    Proposal to adopt a dividend in respect of the financial year 2022 Management   For   For    
  4a    Proposal to discharge the members of the Board of Management from liability for their responsibilities in the financial year 2022 Management   For   For    
  4b    Proposal to discharge the members of the Supervisory Board from liability for their responsibilities in the financial year 2022 Management   For   For    
  5     Proposal to approve the number of shares for the Board of Management Management   For   For    
  6a    Proposal to amend the Remuneration Policy for the Supervisory Board Management   For   For    
  6b    Proposal to amend the remuneration of the members of the Supervisory Board Management   For   For    
  8a    Proposal to appoint Mr. N.S. Andersen as a member of the Supervisory Board Management   For   For    
  8b    Proposal to appoint Mr. J.P. de Kreij as a member of the Supervisory Board Management   For   For    
  9     Proposal to appoint PricewaterhouseCoopers Accountants N.V. as external auditor for the reporting year 2025, in light of the mandatory external auditor rotation Management   For   For    
  10a   Authorization to issue ordinary shares or grant rights to subscribe for ordinary shares up to 5% for general purposes and up to 5% in connection with or on the occasion of mergers, acquisitions and/or (strategic) alliances Management   For   For    
  10b   Authorization of the Board of Management to restrict or exclude pre-emption rights in connection with the authorizations referred to in item 10 a) Management   Abstain   Against    
  11    Proposal to authorize the Board of Management to repurchase ordinary shares up to 10% of the issued share capital Management   For   For    
  12    Proposal to cancel ordinary shares Management   For   For    
  INTUITIVE SURGICAL, INC.    
  Security 46120E602       Meeting Type Annual  
  Ticker Symbol ISRG                  Meeting Date 27-Apr-2023  
  ISIN US46120E6023       Agenda 935779744 - Management
                             
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1a.   Election of Director: Craig H. Barratt, Ph.D. Management   For   For    
  1b.   Election of Director: Joseph C. Beery Management   For   For    
  1c.   Election of Director: Gary S. Guthart, Ph.D. Management   For   For    
  1d.   Election of Director: Amal M. Johnson Management   For   For    
  1e.   Election of Director: Don R. Kania, Ph.D. Management   For   For    
  1f.   Election of Director: Amy L. Ladd, M.D. Management   For   For    
  1g.   Election of Director: Keith R. Leonard, Jr. Management   For   For    
  1h.   Election of Director: Alan J. Levy, Ph.D. Management   For   For    
  1i.   Election of Director: Jami Dover Nachtsheim Management   For   For    
  1j.   Election of Director: Monica P. Reed, M.D. Management   For   For    
  1k.   Election of Director: Mark J. Rubash Management   For   For    
  2.    To approve, by advisory vote, the compensation of the Company's Named Executive Officers Management   For   For    
  3.    To approve, by advisory vote, the frequency of the advisory vote on the compensation of the Company's Named Executive Officers. Management   1 Year   For    
  4.    The ratification of appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023. Management   For   For    
  5.    The stockholder proposal regarding pay equity disclosure. Shareholder   Abstain   Against    
  ELI LILLY AND COMPANY    
  Security 532457108       Meeting Type Annual  
  Ticker Symbol LLY                   Meeting Date 01-May-2023  
  ISIN US5324571083       Agenda 935784769 - Management
                             
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1a.   Election of Director to serve a three-year term: William G. Kaelin, Jr. Management   For   For    
  1b.   Election of Director to serve a three-year term: David A. Ricks Management   For   For    
  1c.   Election of Director to serve a three-year term: Marschall S. Runge Management   For   For    
  1d.   Election of Director to serve a three-year term: Karen Walker Management   For   For    
  2.    Approval, on an advisory basis, of the compensation paid to the company's named executive officers. Management   For   For    
  3.    Advisory vote on frequency of future advisory votes on named executive officer compensation. Management   1 Year   For    
  4.    Ratification of the appointment of Ernst & Young LLP as the independent auditor for 2023. Management   For   For    
  5.    Approval of amendments to the company's Articles of Incorporation to eliminate the classified board structure. Management   For   For    
  6.    Approval of amendments to the company's Articles of Incorporation to eliminate supermajority voting provisions. Management   For   For    
  7.    Shareholder proposal to publish an annual report disclosing lobbying activities. Shareholder   Abstain   Against    
  8.    Shareholder proposal to eliminate supermajority voting requirements. Shareholder   Against   For    
  9.    Shareholder proposal to establish and report on a process by which the impact of extended patent exclusivities on product access would be considered in deciding whether to apply for secondary and tertiary patents. Shareholder   Against   For    
  10.   Shareholder proposal to report on risks of supporting abortion. Shareholder   Abstain   Against    
  11.   Shareholder proposal to disclose lobbying activities and alignment with public policy positions and statements. Shareholder   Abstain   Against    
  12.   Shareholder proposal to report on effectiveness of the company's diversity, equity, and inclusion efforts. Shareholder   Abstain   Against    
  13.   Shareholder proposal to adopt a policy to require certain third-party organizations to annually report expenditures for political activities before Lilly contributes to an organization. Shareholder   Abstain   Against    
  LATTICE SEMICONDUCTOR CORPORATION    
  Security 518415104       Meeting Type Annual  
  Ticker Symbol LSCC                  Meeting Date 05-May-2023  
  ISIN US5184151042       Agenda 935785709 - Management
                             
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1.1   Election of Director: James R. Anderson Management   For   For    
  1.2   Election of Director: Robin A. Abrams Management   For   For    
  1.3   Election of Director: Douglas Bettinger Management   For   For    
  1.4   Election of Director: Mark E. Jensen Management   For   For    
  1.5   Election of Director: James P. Lederer Management   For   For    
  1.6   Election of Director: D. Jeffrey Richardson Management   For   For    
  1.7   Election of Director: Elizabeth Schwarting Management   For   For    
  1.8   Election of Director: Raejeanne Skillern Management   For   For    
  2.    To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 30, 2023. Management   For   For    
  3.    To approve on a non-binding, advisory basis, our Named Executive Officers' compensation. Management   For   For    
  4.    To approve on a non-binding, advisory basis, the frequency of future advisory votes on executive compensation. Management   1 Year   For    
  5.    To approve our 2023 Equity Incentive Plan and the number of shares reserved for issuance under the 2023 Equity Incentive Plan. Management   Against   Against    
  DANAHER CORPORATION    
  Security 235851102       Meeting Type Annual  
  Ticker Symbol DHR                   Meeting Date 09-May-2023  
  ISIN US2358511028       Agenda 935795510 - Management
                             
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1a.   Election of Director to hold office until the 2024 Annual Meeting of Shareholders: Rainer M. Blair Management   For   For    
  1b.   Election of Director to hold office until the 2024 Annual Meeting of Shareholders: Feroz Dewan Management   For   For    
  1c.   Election of Director to hold office until the 2024 Annual Meeting of Shareholders: Linda Filler Management   For   For    
  1d.   Election of Director to hold office until the 2024 Annual Meeting of Shareholders: Teri List Management   For   For    
  1e.   Election of Director to hold office until the 2024 Annual Meeting of Shareholders: Walter G. Lohr, Jr. Management   For   For    
  1f.   Election of Director to hold office until the 2024 Annual Meeting of Shareholders: Jessica L. Mega, MD, MPH Management   For   For    
  1g.   Election of Director to hold office until the 2024 Annual Meeting of Shareholders: Mitchell P. Rales Management   For   For    
  1h.   Election of Director to hold office until the 2024 Annual Meeting of Shareholders: Steven M. Rales Management   For   For    
  1i.   Election of Director to hold office until the 2024 Annual Meeting of Shareholders: Pardis C. Sabeti, MD, D. PHIL Management   For   For    
  1j.   Election of Director to hold office until the 2024 Annual Meeting of Shareholders: A. Shane Sanders Management   For   For    
  1k.   Election of Director to hold office until the 2024 Annual Meeting of Shareholders: John T. Schwieters Management   For   For    
  1l.   Election of Director to hold office until the 2024 Annual Meeting of Shareholders: Alan G. Spoon Management   For   For    
  1m.   Election of Director to hold office until the 2024 Annual Meeting of Shareholders: Raymond C. Stevens, Ph.D Management   For   For    
  1n.   Election of Director to hold office until the 2024 Annual Meeting of Shareholders: Elias A. Zerhouni, MD Management   For   For    
  2.    To ratify the selection of Ernst & Young LLP as Danaher's independent registered public accounting firm for the year ending December 31, 2023. Management   For   For    
  3.    To approve on an advisory basis the Company's named executive officer compensation. Management   For   For    
  4.    To hold an advisory vote relating to the frequency of future shareholder advisory votes on the Company's executive officer compensation. Management   1 Year   For    
  5.    To act upon a shareholder proposal requesting adoption of a policy separating the chair and CEO roles and requiring an independent Board Chair whenever possible. Shareholder   Against   For    
  6.    To act upon a shareholder proposal requesting a report to shareholders on the effectiveness of the Company's diversity, equity and inclusion efforts. Shareholder   Abstain   Against    
  TESLA, INC.    
  Security 88160R101       Meeting Type Annual  
  Ticker Symbol TSLA                  Meeting Date 16-May-2023  
  ISIN US88160R1014       Agenda 935804636 - Management
                             
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1.1   Election of Director: Elon Musk Management   For   For    
  1.2   Election of Director: Robyn Denholm Management   For   For    
  1.3   Election of Director: JB Straubel Management   For   For    
  2.    Tesla proposal to approve executive compensation on a non- binding advisory basis. Management   For   For    
  3.    Tesla proposal to approve the frequency of future votes on executive compensation on a non-binding advisory basis. Management   3 Years   For    
  4.    Tesla proposal to ratify the appointment of independent registered public accounting firm. Management   For   For    
  5.    Stockholder proposal regarding reporting on key-person risk. Shareholder   Against   For    
  ENPHASE ENERGY, INC.    
  Security 29355A107       Meeting Type Annual  
  Ticker Symbol ENPH                  Meeting Date 17-May-2023  
  ISIN US29355A1079       Agenda 935812013 - Management
                             
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1.    DIRECTOR Management            
      1 Jamie Haenggi       For   For    
      2 Benjamin Kortlang       For   For    
      3 Richard Mora       For   For    
  2.    To approve, on advisory basis, the compensation of our named executive officers, as disclosed in the proxy statement. Management   For   For    
  3.    To ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. Management   For   For    
  THE CHARLES SCHWAB CORPORATION    
  Security 808513105       Meeting Type Annual  
  Ticker Symbol SCHW                  Meeting Date 18-May-2023  
  ISIN US8085131055       Agenda 935809523 - Management
                             
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1a.   Election of director: Marianne C. Brown Management   For   For    
  1b.   Election of director: Frank C. Herringer Management   For   For    
  1c.   Election of director: Gerri K. Martin-Flickinger Management   For   For    
  1d.   Election of director: Todd M. Ricketts Management   For   For    
  1e.   Election of director: Carolyn Schwab-Pomerantz Management   For   For    
  2.    Ratification of the selection of Deloitte & Touche LLP as independent auditors Management   For   For    
  3.    Advisory vote to approve named executive officer compensation Management   For   For    
  4.    Frequency of advisory vote on named executive officer compensation Management   1 Year   For    
  5.    Stockholder Proposal requesting pay equity disclosure Shareholder   Abstain   Against    
  6.    Stockholder Proposal requesting company report on discrimination risk oversight and impact Shareholder   Abstain   Against    
  THERMO FISHER SCIENTIFIC INC.    
  Security 883556102       Meeting Type Annual  
  Ticker Symbol TMO                   Meeting Date 24-May-2023  
  ISIN US8835561023       Agenda 935803709 - Management
                             
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1a.   Election of Director: Marc N. Casper Management   For   For    
  1b.   Election of Director: Nelson J. Chai Management   For   For    
  1c.   Election of Director: Ruby R. Chandy Management   For   For    
  1d.   Election of Director: C. Martin Harris Management   For   For    
  1e.   Election of Director: Tyler Jacks Management   For   For    
  1f.   Election of Director: R. Alexandra Keith Management   For   For    
  1g.   Election of Director: James C. Mullen Management   For   For    
  1h.   Election of Director: Lars R. Sørensen Management   For   For    
  1i.   Election of Director: Debora L. Spar Management   For   For    
  1j.   Election of Director: Scott M. Sperling Management   For   For    
  1k.   Election of Director: Dion J. Weisler Management   For   For    
  2.    An advisory vote to approve named executive officer compensation. Management   For   For    
  3.    An advisory vote on the frequency of future named executive officer advisory votes. Management   1 Year   For    
  4.    Ratification of the Audit Committee's selection of PricewaterhouseCoopers LLP as the Company's independent auditors for 2023. Management   For   For    
  5.    Approval of the Company's Amended and Restated 2013 Stock Incentive Plan. Management   For   For    
  6.    Approval of the Company's 2023 Global Employee Stock Purchase Plan. Management   For   For    
  AMAZON.COM, INC.    
  Security 023135106       Meeting Type Annual  
  Ticker Symbol AMZN                  Meeting Date 24-May-2023  
  ISIN US0231351067       Agenda 935825452 - Management
                             
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1a.   Election of Director: Jeffrey P. Bezos Management   For   For    
  1b.   Election of Director: Andrew R. Jassy Management   For   For    
  1c.   Election of Director: Keith B. Alexander Management   For   For    
  1d.   Election of Director: Edith W. Cooper Management   For   For    
  1e.   Election of Director: Jamie S. Gorelick Management   For   For    
  1f.   Election of Director: Daniel P. Huttenlocher Management   For   For    
  1g.   Election of Director: Judith A. McGrath Management   For   For    
  1h.   Election of Director: Indra K. Nooyi Management   For   For    
  1i.   Election of Director: Jonathan J. Rubinstein Management   For   For    
  1j.   Election of Director: Patricia Q. Stonesifer Management   For   For    
  1k.   Election of Director: Wendell P. Weeks Management   For   For    
  2.    RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS Management   For   For    
  3.    ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION Management   For   For    
  4.    ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION Management   1 Year   For    
  5.    REAPPROVAL OF OUR 1997 STOCK INCENTIVE PLAN, AS AMENDED AND RESTATED, FOR PURPOSES OF FRENCH TAX LAW Management   For   For    
  6.    SHAREHOLDER PROPOSAL REQUESTING A REPORT ON RETIREMENT PLAN OPTIONS Shareholder   Abstain   Against    
  7.    SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER DUE DILIGENCE Shareholder   Abstain   Against    
  8.    SHAREHOLDER PROPOSAL REQUESTING REPORTING ON CONTENT AND PRODUCT REMOVAL/RESTRICTIONS Shareholder   Abstain   Against    
  9.    SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CONTENT REMOVAL REQUESTS Shareholder   Abstain   Against    
  10.   SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON STAKEHOLDER IMPACTS Shareholder   Abstain   Against    
  11.   SHAREHOLDER PROPOSAL REQUESTING ALTERNATIVE TAX REPORTING Shareholder   Against   For    
  12.   SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON CLIMATE LOBBYING Shareholder   Abstain   Against    
  13.   SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON GENDER/RACIAL PAY Shareholder   Abstain   Against    
  14.   SHAREHOLDER PROPOSAL REQUESTING AN ANALYSIS OF COSTS ASSOCIATED WITH DIVERSITY, EQUITY, AND INCLUSION PROGRAMS Shareholder   Abstain   Against    
  15.   SHAREHOLDER PROPOSAL REQUESTING AN AMENDMENT TO OUR BYLAWS TO REQUIRE SHAREHOLDER APPROVAL FOR CERTAIN FUTURE AMENDMENTS Shareholder   Against   For    
  16.   SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON FREEDOM OF ASSOCIATION Shareholder   Abstain   Against    
  17.   SHAREHOLDER PROPOSAL REQUESTING A NEW POLICY REGARDING OUR EXECUTIVE COMPENSATION PROCESS Shareholder   Against   For    
  18.   SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON ANIMAL WELFARE STANDARDS Shareholder   Abstain   Against    
  19.   SHAREHOLDER PROPOSAL REQUESTING AN ADDITIONAL BOARD COMMITTEE Shareholder   Against   For    
  20.   SHAREHOLDER PROPOSAL REQUESTING AN ALTERNATIVE DIRECTOR CANDIDATE POLICY Shareholder   Against   For    
  21.   SHAREHOLDER PROPOSAL REQUESTING A REPORT ON WAREHOUSE WORKING CONDITIONS Shareholder   Abstain   Against    
  22.   SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PACKAGING MATERIALS Shareholder   Abstain   Against    
  23.   SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER USE OF CERTAIN TECHNOLOGIES Shareholder   Abstain   Against    
  CHIPOTLE MEXICAN GRILL, INC.    
  Security 169656105       Meeting Type Annual  
  Ticker Symbol CMG                   Meeting Date 25-May-2023  
  ISIN US1696561059       Agenda 935815603 - Management
                             
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1.1   Election of Director: Albert Baldocchi Management   For   For    
  1.2   Election of Director: Matthew Carey Management   For   For    
  1.3   Election of Director: Gregg Engles Management   For   For    
  1.4   Election of Director: Patricia Fili-Krushel Management   For   For    
  1.5   Election of Director: Mauricio Gutierrez Management   For   For    
  1.6   Election of Director: Robin Hickenlooper Management   For   For    
  1.7   Election of Director: Scott Maw Management   For   For    
  1.8   Election of Director: Brian Niccol Management   For   For    
  1.9   Election of Director: Mary Winston Management   For   For    
  2.    An advisory vote to approve the compensation of our executive officers as disclosed in the proxy statement ("say on pay"). Management   For   For    
  3.    An advisory vote on the frequency of future say on pay votes. Management   1 Year   For    
  4.    Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2023. Management   For   For    
  5.    Shareholder Proposal - Request to limit certain bylaw amendments. Shareholder   Against   For    
  6.    Shareholder Proposal - Request to adopt a non- interference policy. Shareholder   Abstain   Against    
  META PLATFORMS, INC.    
  Security 30303M102       Meeting Type Annual  
  Ticker Symbol META                  Meeting Date 31-May-2023  
  ISIN US30303M1027       Agenda 935830960 - Management
                             
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1.    DIRECTOR Management            
      1 Peggy Alford       For   For    
      2 Marc L. Andreessen       For   For    
      3 Andrew W. Houston       For   For    
      4 Nancy Killefer       For   For    
      5 Robert M. Kimmitt       For   For    
      6 Sheryl K. Sandberg       For   For    
      7 Tracey T. Travis       For   For    
      8 Tony Xu       For   For    
      9 Mark Zuckerberg       For   For    
  2.    To ratify the appointment of Ernst & Young LLP as Meta Platforms, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2023. Management   For   For    
  3.    A shareholder proposal regarding government takedown requests. Shareholder   Abstain   Against    
  4.    A shareholder proposal regarding dual class capital structure. Shareholder   Against   For    
  5.    A shareholder proposal regarding human rights impact assessment of targeted advertising. Shareholder   Abstain   Against    
  6.    A shareholder proposal regarding report on lobbying disclosures. Shareholder   Abstain   Against    
  7.    A shareholder proposal regarding report on allegations of political entanglement and content management biases in India. Shareholder   Abstain   Against    
  8.    A shareholder proposal regarding report on framework to assess company lobbying alignment with climate goals. Shareholder   Abstain   Against    
  9.    A shareholder proposal regarding report on reproductive rights and data privacy. Shareholder   Abstain   Against    
  10.   A shareholder proposal regarding report on enforcement of Community Standards and user content. Shareholder   Abstain   Against    
  11.   A shareholder proposal regarding report on child safety impacts and actual harm reduction to children. Shareholder   Abstain   Against    
  12.   A shareholder proposal regarding report on pay calibration to externalized costs. Shareholder   Against   For    
  13.   A shareholder proposal regarding performance review of the audit & risk oversight committee. Shareholder   Against   For    
  SERVICENOW, INC.    
  Security 81762P102       Meeting Type Annual  
  Ticker Symbol NOW                   Meeting Date 01-Jun-2023  
  ISIN US81762P1021       Agenda 935821062 - Management
                             
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1a.   Election of Director: Susan L. Bostrom Management   For   For    
  1b.   Election of Director: Teresa Briggs Management   For   For    
  1c.   Election of Director: Jonathan C. Chadwick Management   For   For    
  1d.   Election of Director: Paul E. Chamberlain Management   For   For    
  1e.   Election of Director: Lawrence J. Jackson, Jr. Management   For   For    
  1f.   Election of Director: Frederic B. Luddy Management   For   For    
  1g.   Election of Director: William R. McDermott Management   For   For    
  1h.   Election of Director: Jeffrey A. Miller Management   For   For    
  1i.   Election of Director: Joseph "Larry" Quinlan Management   For   For    
  1j.   Election of Director: Anita M. Sands Management   For   For    
  2.    To approve, on an advisory basis, the compensation of our Named Executive Officers ("Say-on-Pay"). Management   For   For    
  3.    To ratify PricewaterhouseCoopers LLP as the independent registered public accounting firm for 2023. Management   For   For    
  4.    To approve the Amended and Restated 2021 Equity Incentive Plan to increase the number of shares reserved for issuance. Management   Against   Against    
  5.    To elect Deborah Black as a director. Management   For   For    
  NETFLIX, INC.    
  Security 64110L106       Meeting Type Annual  
  Ticker Symbol NFLX                  Meeting Date 01-Jun-2023  
  ISIN US64110L1061       Agenda 935831126 - Management
                             
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1a.   Election of Director to hold office until the 2024 Annual Meeting of Stockholders: Mathias Döpfner Management   For   For    
  1b.   Election of Director to hold office until the 2024 Annual Meeting of Stockholders: Reed Hastings Management   For   For    
  1c.   Election of Director to hold office until the 2024 Annual Meeting of Stockholders: Jay Hoag Management   For   For    
  1d.   Election of Director to hold office until the 2024 Annual Meeting of Stockholders: Ted Sarandos Management   For   For    
  2.    Ratification of appointment of independent registered public accounting firm. Management   For   For    
  3.    Advisory approval of named executive officer compensation. Management   For   For    
  4.    Advisory vote on the frequency of future advisory votes on executive compensation. Management   1 Year   For    
  5.    Stockholder proposal entitled, "Proposal 5 - Reform the Current Impossible Special Shareholder Meeting Requirements," if properly presented at the meeting. Shareholder   Against   For    
  6.    Stockholder proposal entitled, "Netflix-Exclusive Board of Directors," if properly presented at the meeting. Shareholder   Against   For    
  7.    Stockholder proposal requesting a report on the Company's 401(K) Plan, if properly presented at the meeting. Shareholder   Abstain   Against    
  8.    Stockholder proposal entitled, "Policy on Freedom of Association," if properly presented at the meeting. Shareholder   Abstain   Against    
  CLOUDFLARE, INC.    
  Security 18915M107       Meeting Type Annual  
  Ticker Symbol NET                   Meeting Date 01-Jun-2023  
  ISIN US18915M1071       Agenda 935831859 - Management
                             
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1.    DIRECTOR Management            
      1 Scott Sandell       Withheld   Against    
      2 Michelle Zatlyn       For   For    
  2.    Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2023. Management   For   For    
  3.    Approval, on an advisory basis, of the compensation of our named executive officers. Management   For   For    
  CROWDSTRIKE HOLDINGS, INC.    
  Security 22788C105       Meeting Type Annual  
  Ticker Symbol CRWD                  Meeting Date 21-Jun-2023  
  ISIN US22788C1053       Agenda 935859112 - Management
                             
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1.    DIRECTOR Management            
      1 Johanna Flower       For   For    
      2 Denis J. O'Leary       For   For    
      3 Godfrey R. Sullivan       For   For    
  2.    To ratify the selection of PricewaterhouseCoopers LLP as CrowdStrike's independent registered public accounting firm for its fiscal year ending January 31, 2024. Management   For   For    
  NVIDIA CORPORATION    
  Security 67066G104       Meeting Type Annual  
  Ticker Symbol NVDA                  Meeting Date 22-Jun-2023  
  ISIN US67066G1040       Agenda 935863224 - Management
                             
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1a.   Election of Director: Robert K. Burgess Management   For   For    
  1b.   Election of Director: Tench Coxe Management   For   For    
  1c.   Election of Director: John O. Dabiri Management   For   For    
  1d.   Election of Director: Persis S. Drell Management   For   For    
  1e.   Election of Director: Jen-Hsun Huang Management   For   For    
  1f.   Election of Director: Dawn Hudson Management   For   For    
  1g.   Election of Director: Harvey C. Jones Management   For   For    
  1h.   Election of Director: Michael G. McCaffery Management   For   For    
  1i.   Election of Director: Stephen C. Neal Management   For   For    
  1j.   Election of Director: Mark L. Perry Management   For   For    
  1k.   Election of Director: A. Brooke Seawell Management   For   For    
  1l.   Election of Director: Aarti Shah Management   For   For    
  1m.   Election of Director: Mark A. Stevens Management   For   For    
  2.    Advisory approval of our executive compensation. Management   For   For    
  3.    Advisory approval of the frequency of holding an advisory vote on our executive compensation. Management   1 Year   For    
  4.    Ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year 2024. Management   For   For    
  MASTERCARD INCORPORATED    
  Security 57636Q104       Meeting Type Annual  
  Ticker Symbol MA                    Meeting Date 27-Jun-2023  
  ISIN US57636Q1040       Agenda 935858437 - Management
                             
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1a.   ELECTION OF DIRECTOR: Merit E. Janow Management   For   For    
  1b.   ELECTION OF DIRECTOR: Candido Bracher Management   For   For    
  1c.   ELECTION OF DIRECTOR: Richard K. Davis Management   For   For    
  1d.   ELECTION OF DIRECTOR: Julius Genachowski Management   For   For    
  1e.   ELECTION OF DIRECTOR: Choon Phong Goh Management   For   For    
  1f.   ELECTION OF DIRECTOR: Oki Matsumoto Management   For   For    
  1g.   ELECTION OF DIRECTOR: Michael Miebach Management   For   For    
  1h.   ELECTION OF DIRECTOR: Youngme Moon Management   For   For    
  1i.   ELECTION OF DIRECTOR: Rima Qureshi Management   For   For    
  1j.   ELECTION OF DIRECTOR: Gabrielle Sulzberger Management   For   For    
  1k.   ELECTION OF DIRECTOR: Harit Talwar Management   For   For    
  1l.   ELECTION OF DIRECTOR: Lance Uggla Management   For   For    
  2.    Advisory approval of Mastercard's executive compensation. Management   For   For    
  3.    Advisory approval of the frequency of future advisory votes on executive compensation. Management   1 Year   For    
  4.    Approval of Mastercard Incorporated Employee Stock Purchase Plan. Management   For   For    
  5.    Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for Mastercard for 2023. Management   For   For    
  6.    Consideration of a stockholder proposal requesting a report on ensuring respect for civil liberties. Shareholder   Abstain   Against    
  7.    Consideration of a stockholder proposal requesting a report on Mastercard's stance on new Merchant Category Code. Shareholder   Abstain   Against    
  8.    Consideration of a stockholder proposal requesting lobbying disclosure. Shareholder   Abstain   Against    
  9.    Consideration of a stockholder proposal requesting stockholders approve advance notice bylaw amendments. Shareholder   Against   For    
  10.   Consideration of a stockholder proposal requesting a report on the cost-benefit analysis of diversity and inclusion efforts. Shareholder   Abstain   Against    

 

 

ProxyEdge Report Date: 07/01/2023
Meeting Date Range: 07/01/2022 - 06/30/2023 1
Gabelli Financial Services Opportunities ETF  

 

Investment Company Report

 

  PAYSAFE LIMITED    
  Security G6964L107       Meeting Type Special 
  Ticker Symbol PSFE                  Meeting Date 08-Dec-2022  
  ISIN BMG6964L1072       Agenda 935744272 - Management
                         
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1.    Approval of the consolidation and redesignation of the issued and unissued common shares, and the unissued undesignated shares, of par value $0.001 each, in the capital of the Company (the "Reverse Stock Split") at a ratio of 1 for 12, after the Reverse Stock Split, the authorized share capital shall be $22,000,000 divided into 1,600,000,000 common shares and 233,333,333.3 undesignated shares of par value $0.012 each, conditional upon the Board determining prior to the 2023 Annual General Meeting whether to proceed with the Reverse Stock Split. Management   For   For    
  2.    Approval of, subject always to the Reverse Stock Split being implemented prior to the Long Stop Date, the adoption by the Company as at the date of such implementation of updated bye- laws of the Company, with the changes to the existing bye-laws of the Company (the "Bye-Laws") being substantially in the form of the changed pages annexed to the Notice of Meeting (the "Amended Bye-Laws"), in substitution for and to the exclusion of the relevant provisions of the Bye-Laws. Management   For   For    
  VISA INC.    
  Security 92826C839       Meeting Type Annual  
  Ticker Symbol V                     Meeting Date 24-Jan-2023  
  ISIN US92826C8394       Agenda 935745779 - Management
                         
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1a.   Election of Director: Lloyd A. Carney Management   For   For    
  1b.   Election of Director: Kermit R. Crawford Management   For   For    
  1c.   Election of Director: Francisco Javier Fernández-Carbajal Management   For   For    
  1d.   Election of Director: Alfred F. Kelly, Jr. Management   For   For    
  1e.   Election of Director: Ramon Laguarta Management   For   For    
  1f.   Election of Director: Teri L. List Management   For   For    
  1g.   Election of Director: John F. Lundgren Management   For   For    
  1h.   Election of Director: Denise M. Morrison Management   For   For    
  1i.   Election of Director: Linda J. Rendle Management   For   For    
  1j.   Election of Director: Maynard G. Webb, Jr. Management   For   For    
  2.    To approve, on an advisory basis, the compensation paid to our named executive officers. Management   For   For    
  3.    To hold an advisory vote on the frequency of future advisory votes to approve executive compensation. Management   1 Year   For    
  4.    To ratify the appointment of KPMG LLP as our independent registered public accounting firm for fiscal year 2023. Management   For   For    
  5.    To vote on a stockholder proposal requesting an independent board chair policy. Shareholder   Against   For    
  THE BANK OF NEW YORK MELLON CORPORATION    
  Security 064058100       Meeting Type Annual  
  Ticker Symbol BK                    Meeting Date 12-Apr-2023  
  ISIN US0640581007       Agenda 935771180 - Management
                         
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1a.   Election of Director: Linda Z. Cook Management   For   For    
  1b.   Election of Director: Joseph J. Echevarria Management   For   For    
  1c.   Election of Director: M. Amy Gilliland Management   For   For    
  1d.   Election of Director: Jeffrey A. Goldstein Management   For   For    
  1e.   Election of Director: K. Guru Gowrappan Management   For   For    
  1f.   Election of Director: Ralph Izzo Management   For   For    
  1g.   Election of Director: Sandra E. "Sandie" O'Connor Management   For   For    
  1h.   Election of Director: Elizabeth E. Robinson Management   For   For    
  1i.   Election of Director: Frederick O. Terrell Management   For   For    
  1j.   Election of Director: Robin Vince Management   For   For    
  1k.   Election of Director: Alfred W. "Al" Zollar Management   For   For    
  2.    Advisory resolution to approve the 2022 compensation of our named executive officers. Management   For   For    
  3.    Advisory vote recommending the frequency with which we conduct a say-on-pay vote. Management   1 Year   For    
  4.    Ratify the appointment of KPMG LLP as our independent auditor for 2023. Management   For   For    
  5.    Approve the 2023 Long-Term Incentive Plan. Management   For   For    
  6.    Stockholder proposal regarding stockholder ratification of certain executive severance payments, if properly presented. Shareholder   Against   For    
  MOODY'S CORPORATION    
  Security 615369105       Meeting Type Annual  
  Ticker Symbol MCO                   Meeting Date 18-Apr-2023  
  ISIN US6153691059       Agenda 935773386 - Management
                         
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1a.   Election of Director: Jorge A. Bermudez Management   For   For    
  1b.   Election of Director: Thérèse Esperdy Management   For   For    
  1c.   Election of Director: Robert Fauber Management   For   For    
  1d.   Election of Director: Vincent A. Forlenza Management   For   For    
  1e.   Election of Director: Kathryn M. Hill Management   For   For    
  1f.   Election of Director: Lloyd W. Howell, Jr. Management   For   For    
  1g.   Election of Director: Jose M. Minaya Management   For   For    
  1h.   Election of Director: Leslie F. Seidman Management   For   For    
  1i.   Election of Director: Zig Serafin Management   For   For    
  1j.   Election of Director: Bruce Van Saun Management   For   For    
  2.    Approval of the Amended and Restated 2001 Moody's Corporation Key Employees' Stock Incentive Plan. Management   Against   Against    
  3.    Ratification of the appointment of KPMG LLP as independent registered public accounting firm of the Company for 2023. Management   For   For    
  4.    Advisory resolution approving executive compensation. Management   For   For    
  5.    Advisory resolution on the frequency of future advisory resolutions approving executive compensation. Management   1 Year   For    
  INTERACTIVE BROKERS GROUP, INC.    
  Security 45841N107       Meeting Type Annual  
  Ticker Symbol IBKR                  Meeting Date 20-Apr-2023  
  ISIN US45841N1072       Agenda 935774530 - Management
                         
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1a.   Election of Director: Thomas Peterffy Management   For   For    
  1b.   Election of Director: Earl H. Nemser Management   For   For    
  1c.   Election of Director: Milan Galik Management   For   For    
  1d.   Election of Director: Paul J. Brody Management   For   For    
  1e.   Election of Director: Lawrence E. Harris Management   For   For    
  1f.   Election of Director: Philip Uhde Management   For   For    
  1g.   Election of Director: William Peterffy Management   For   For    
  1h.   Election of Director: Nicole Yuen Management   For   For    
  1i.   Election of Director: Jill Bright Management   For   For    
  2.    Ratification of appointment of independent registered public accounting firm of Deloitte & Touche LLP. Management   For   For    
  3.    To approve, by non-binding vote, executive compensation. Management   For   For    
  4.    To recommend, by non-binding vote, the frequency of executive compensation votes. Management   2 Years   For    
  5.    To approve an amendment to the Company's 2007 Stock Incentive Plan. Management   Against   Against    
  WELLS FARGO & COMPANY    
  Security 949746101       Meeting Type Annual  
  Ticker Symbol WFC                   Meeting Date 25-Apr-2023  
  ISIN US9497461015       Agenda 935776774 - Management
                         
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1a.   Election of Director: Steven D. Black Management   For   For    
  1b.   Election of Director: Mark A. Chancy Management   For   For    
  1c.   Election of Director: Celeste A. Clark Management   For   For    
  1d.   Election of Director: Theodore F. Craver, Jr. Management   For   For    
  1e.   Election of Director: Richard K. Davis Management   For   For    
  1f.   Election of Director: Wayne M. Hewett Management   For   For    
  1g.   Election of Director: CeCelia ("CeCe") G. Morken Management   For   For    
  1h.   Election of Director: Maria R. Morris Management   For   For    
  1i.   Election of Director: Felicia F. Norwood Management   For   For    
  1j.   Election of Director: Richard B. Payne, Jr. Management   For   For    
  1k.   Election of Director: Ronald L. Sargent Management   For   For    
  1l.   Election of Director: Charles W. Scharf Management   For   For    
  1m.   Election of Director: Suzanne M. Vautrinot Management   For   For    
  2.    Advisory resolution to approve executive compensation (Say on Pay). Management   For   For    
  3.    Advisory resolution on the frequency of future advisory votes to approve executive compensation (Say on Frequency). Management   1 Year   For    
  4.    Ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for 2023. Management   For   For    
  5.    Shareholder Proposal - Adopt Simple Majority Vote. Shareholder   Against   For    
  6.    Shareholder Proposal - Report on Congruency of Political Spending. Shareholder   Abstain   Against    
  7.    Shareholder Proposal - Climate Lobbying Report. Shareholder   Abstain   Against    
  8.    Shareholder Proposal - Climate Transition Report. Shareholder   Abstain   Against    
  9.    Shareholder Proposal - Fossil Fuel Lending Policy. Shareholder   Abstain   Against    
  10.   Shareholder Proposal - Annual Report on Prevention of Workplace Harassment and Discrimination. Shareholder   Abstain   Against    
  11.   Shareholder Proposal - Policy on Freedom of Association and Collective Bargaining. Shareholder   Abstain   Against    
  BANK OF AMERICA CORPORATION    
  Security 060505104       Meeting Type Annual  
  Ticker Symbol BAC                   Meeting Date 25-Apr-2023  
  ISIN US0605051046       Agenda 935779782 - Management
                         
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1a.   Election of Director: Sharon L. Allen Management   For   For    
  1b.   Election of Director: José (Joe) E. Almeida Management   For   For    
  1c.   Election of Director: Frank P. Bramble, Sr. Management   For   For    
  1d.   Election of Director: Pierre J. P. de Weck Management   For   For    
  1e.   Election of Director: Arnold W. Donald Management   For   For    
  1f.   Election of Director: Linda P. Hudson Management   For   For    
  1g.   Election of Director: Monica C. Lozano Management   For   For    
  1h.   Election of Director: Brian T. Moynihan Management   For   For    
  1i.   Election of Director: Lionel L. Nowell III Management   For   For    
  1j.   Election of Director: Denise L. Ramos Management   For   For    
  1k.   Election of Director: Clayton S. Rose Management   For   For    
  1l.   Election of Director: Michael D. White Management   For   For    
  1m.   Election of Director: Thomas D. Woods Management   For   For    
  1n.   Election of Director: Maria T. Zuber Management   For   For    
  2.    Approving our executive compensation (an advisory, non- binding "Say on Pay" resolution) Management   For   For    
  3.    A vote on the frequency of future "Say on Pay" resolutions (an advisory, non-binding "Say on Frequency" resolution) Management   1 Year   For    
  4.    Ratifying the appointment of our independent registered public accounting firm for 2023 Management   For   For    
  5.    Amending and restating the Bank of America Corporation Equity Plan Management   For   For    
  6.    Shareholder proposal requesting an independent board chair Shareholder   Against   For    
  7.    Shareholder proposal requesting shareholder ratification of termination pay Shareholder   Against   For    
  8.    Shareholder proposal requesting greenhouse gas reduction targets Shareholder   Abstain   Against    
  9.    Shareholder proposal requesting report on transition planning Shareholder   Abstain   Against    
  10.   Shareholder proposal requesting adoption of policy to cease financing new fossil fuel supplies Shareholder   Abstain   Against    
  11.   Shareholder proposal requesting a racial equity audit Shareholder   Abstain   Against    
  THE PNC FINANCIAL SERVICES GROUP, INC.    
  Security 693475105       Meeting Type Annual  
  Ticker Symbol PNC                   Meeting Date 26-Apr-2023  
  ISIN US6934751057       Agenda 935773324 - Management
                         
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1a.   Election of Director: Joseph Alvarado Management   For   For    
  1b.   Election of Director: Debra A. Cafaro Management   For   For    
  1c.   Election of Director: Marjorie Rodgers Cheshire Management   For   For    
  1d.   Election of Director: William S. Demchak Management   For   For    
  1e.   Election of Director: Andrew T. Feldstein Management   For   For    
  1f.   Election of Director: Richard J. Harshman Management   For   For    
  1g.   Election of Director: Daniel R. Hesse Management   For   For    
  1h.   Election of Director: Renu Khator Management   For   For    
  1i.   Election of Director: Linda R. Medler Management   For   For    
  1j.   Election of Director: Robert A. Niblock Management   For   For    
  1k.   Election of Director: Martin Pfinsgraff Management   For   For    
  1l.   Election of Director: Bryan S. Salesky Management   For   For    
  1m.   Election of Director: Toni Townes-Whitley Management   For   For    
  2.    Ratification of the Audit Committee's selection of PricewaterhouseCoopers LLP as PNC's independent registered public accounting firm for 2023. Management   For   For    
  3.    Advisory vote to approve named executive officer compensation. Management   For   For    
  4.    Advisory vote on the frequency of future advisory votes on executive compensation. Management   1 Year   For    
  CITIZENS FINANCIAL GROUP, INC.    
  Security 174610105       Meeting Type Annual  
  Ticker Symbol CFG                   Meeting Date 27-Apr-2023  
  ISIN US1746101054       Agenda 935777283 - Management
                         
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1a.   Election of Director: Bruce Van Saun Management   For   For    
  1b.   Election of Director: Lee Alexander Management   For   For    
  1c.   Election of Director: Christine M. Cumming Management   For   For    
  1d.   Election of Director: Kevin Cummings Management   For   For    
  1e.   Election of Director: William P. Hankowsky Management   For   For    
  1f.   Election of Director: Edward J. Kelly III Management   For   For    
  1g.   Election of Director: Robert G. Leary Management   For   For    
  1h.   Election of Director: Terrance J. Lillis Management   For   For    
  1i.   Election of Director: Michele N. Siekerka Management   For   For    
  1j.   Election of Director: Shivan Subramaniam Management   For   For    
  1k.   Election of Director: Christopher J. Swift Management   For   For    
  1l.   Election of Director: Wendy A. Watson Management   For   For    
  1m.   Election of Director: Marita Zuraitis Management   For   For    
  2.    Advisory vote on executive compensation. Management   For   For    
  3.    Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the 2023 fiscal year. Management   For   For    
  AMERICAN EXPRESS COMPANY    
  Security 025816109       Meeting Type Annual  
  Ticker Symbol AXP                   Meeting Date 02-May-2023  
  ISIN US0258161092       Agenda 935784808 - Management
                         
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1a.   Election of Director for a term of one year: Thomas J. Baltimore Management   For   For    
  1b.   Election of Director for a term of one year: John J. Brennan Management   For   For    
  1c.   Election of Director for a term of one year: Peter Chernin Management   For   For    
  1d.   Election of Director for a term of one year: Walter J. Clayton III Management   For   For    
  1e.   Election of Director for a term of one year: Ralph de la Vega Management   For   For    
  1f.   Election of Director for a term of one year: Theodore J. Leonsis Management   For   For    
  1g.   Election of Director for a term of one year: Deborah P. Majoras Management   For   For    
  1h.   Election of Director for a term of one year: Karen L. Parkhill Management   For   For    
  1i.   Election of Director for a term of one year: Charles E. Phillips Management   For   For    
  1j.   Election of Director for a term of one year: Lynn A. Pike Management   For   For    
  1k.   Election of Director for a term of one year: Stephen J. Squeri Management   For   For    
  1l.   Election of Director for a term of one year: Daniel L. Vasella Management   For   For    
  1m.   Election of Director for a term of one year: Lisa W. Wardell Management   For   For    
  1n.   Election of Director for a term of one year: Christopher D. Young Management   For   For    
  2.    Ratification of appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for 2023. Management   For   For    
  3.    Approval, on an advisory basis, of the Company's executive compensation. Management   For   For    
  4.    Advisory resolution to approve the frequency of future advisory say-on-pay votes. Management   1 Year   For    
  5.    Shareholder proposal relating to shareholder ratification of excessive termination pay. Shareholder   Against   For    
  6.    Shareholder proposal relating to abortion & consumer data privacy. Shareholder   Abstain   Against    
  S&P GLOBAL INC.    
  Security 78409V104       Meeting Type Annual  
  Ticker Symbol SPGI                  Meeting Date 03-May-2023  
  ISIN US78409V1044       Agenda 935790445 - Management
                         
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1A.   Election of Director: Marco Alverà Management   For   For    
  1B.   Election of Director: Jacques Esculier Management   For   For    
  1C.   Election of Director: Gay Huey Evans Management   For   For    
  1D.   Election of Director: William D. Green Management   For   For    
  1E.   Election of Director: Stephanie C. Hill Management   For   For    
  1F.   Election of Director: Rebecca Jacoby Management   For   For    
  1G.   Election of Director: Robert P. Kelly Management   For   For    
  1H.   Election of Director: Ian P. Livingston Management   For   For    
  1I.   Election of Director: Deborah D. McWhinney Management   For   For    
  1J.   Election of Director: Maria R. Morris Management   For   For    
  1K.   Election of Director: Douglas L. Peterson Management   For   For    
  1L.   Election of Director: Richard E. Thornburgh Management   For   For    
  1M.   Election of Director: Gregory Washington Management   For   For    
  2.    Approve, on an advisory basis, the executive compensation program for the Company's named executive officers. Management   For   For    
  3.    Approve, on an advisory basis, the frequency on which the Company conducts an advisory vote on the executive compensation program for the Company's named executive officers. Management   1 Year   For    
  4.    Ratify the appointment of Ernst & Young LLP as the Company's independent auditor for 2023; Management   For   For    
  CAPITAL ONE FINANCIAL CORPORATION    
  Security 14040H105       Meeting Type Annual  
  Ticker Symbol COF                   Meeting Date 04-May-2023  
  ISIN US14040H1059       Agenda 935786155 - Management
                         
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1a.   Election of Director: Richard D. Fairbank Management   For   For    
  1b.   Election of Director: Ime Archibong Management   For   For    
  1c.   Election of Director: Christine Detrick Management   For   For    
  1d.   Election of Director: Ann Fritz Hackett Management   For   For    
  1e.   Election of Director: Peter Thomas Killalea Management   For   For    
  1f.   Election of Director: Cornelis "Eli" Leenaars Management   For   For    
  1g.   Election of Director: François Locoh-Donou Management   For   For    
  1h.   Election of Director: Peter E. Raskind Management   For   For    
  1i    Election of Director: Eileen Serra Management   For   For    
  1j.   Election of Director: Mayo A. Shattuck III Management   For   For    
  1k.   Election of Director: Bradford H. Warner Management   For   For    
  1l.   Election of Director: Craig Anthony Williams Management   For   For    
  2.    Approval of amendments to Capital One Financial Corporation's Restated Certificate of Incorporation to remove remaining supermajority voting requirements and references to Signet Banking Corporation. Management   For   For    
  3.    Advisory vote on frequency of holding an advisory vote to approve our Named Executive Officer compensation ("Say When On Pay"). Management   1 Year   For    
  4.    Advisory vote on our Named Executive Officer compensation ("Say on Pay"). Management   For   For    
  5.    Approval and adoption of the Capital One Financial Corporation Seventh Amended and Restated 2004 Stock Incentive Plan. Management   For   For    
  6.    Ratification of the selection of Ernst & Young LLP as independent registered public accounting firm of Capital One for 2023. Management   For   For    
  7.    Stockholder proposal requesting a simple majority vote. Shareholder   Against   For    
  8.    Stockholder proposal requesting a report on Board oversight of risks related to discrimination. Shareholder   Abstain   Against    
  9.    Stockholder proposal requesting a Board skills and diversity matrix. Shareholder   Abstain   Against    
  COHEN & STEERS, INC.    
  Security 19247A100       Meeting Type Annual  
  Ticker Symbol CNS                   Meeting Date 04-May-2023  
  ISIN US19247A1007       Agenda 935788046 - Management
                         
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1a.   Election of Director: Martin Cohen Management   For   For    
  1b.   Election of Director: Robert H. Steers Management   For   For    
  1c.   Election of Director: Joseph M. Harvey Management   For   For    
  1d.   Election of Director: Reena Aggarwal Management   For   For    
  1e.   Election of Director: Frank T. Connor Management   For   For    
  1f.   Election of Director: Peter L. Rhein Management   For   For    
  1g.   Election of Director: Richard P. Simon Management   For   For    
  1h.   Election of Director: Dasha Smith Management   For   For    
  1i.   Election of Director: Edmond D. Villani Management   For   For    
  2.    Ratification of Deloitte & Touche LLP as the company's independent registered public accounting firm for the current fiscal year ending December 31, 2023. Management   For   For    
  3.    Approval, by non-binding advisory vote, of the compensation of the company's named executive officers. Management   For   For    
  4.    The determination with respect to the frequency of soliciting non-binding advisory votes on the compensation of the company's named executive officers. Management   1 Year   For    
  BERKSHIRE HATHAWAY INC.    
  Security 084670702       Meeting Type Annual  
  Ticker Symbol BRKB                  Meeting Date 06-May-2023  
  ISIN US0846707026       Agenda 935785418 - Management
                         
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1.    DIRECTOR Management            
    1 Warren E. Buffett       For   For    
    2 Charles T. Munger       For   For    
    3 Gregory E. Abel       For   For    
    4 Howard G. Buffett       For   For    
    5 Susan A. Buffett       For   For    
    6 Stephen B. Burke       For   For    
    7 Kenneth I. Chenault       For   For    
    8 Christopher C. Davis       For   For    
    9 Susan L. Decker       For   For    
    10 Charlotte Guyman       For   For    
    11 Ajit Jain       For   For    
    12 Thomas S. Murphy, Jr.       For   For    
    13 Ronald L. Olson       For   For    
    14 Wallace R. Weitz       For   For    
    15 Meryl B. Witmer       For   For    
  2.    Non-binding resolution to approve the compensation of the Company's Named Executive Officers, as described in the 2023 Proxy Statement. Management   For   For    
  3.    Non-binding resolution to determine the frequency (whether annual, biennial or triennial) with which shareholders of the Company shall be entitled to have an advisory vote on executive compensation. Management   3 Years   For    
  4.    Shareholder proposal regarding how the Company manages physical and transitional climate related risks and opportunities. Shareholder   Abstain   Against    
  5.    Shareholder proposal regarding how climate related risks are being governed by the Company. Shareholder   Abstain   Against    
  6.    Shareholder proposal regarding how the Company intends to measure, disclose and reduce GHG emissions associated with its underwriting, insuring and investment activities. Shareholder   Abstain   Against    
  7.    Shareholder proposal regarding the reporting on the effectiveness of the Corporation's diversity, equity and inclusion efforts. Shareholder   Abstain   Against    
  8.    Shareholder proposal regarding the adoption of a policy requiring that two separate people hold the offices of the Chairman and the CEO. Shareholder   Against   For    
  9.    Shareholder proposal requesting that the Company avoid supporting or taking a public policy position on controversial social and political issues. Shareholder   Abstain   Against    
  T. ROWE PRICE GROUP, INC.    
  Security 74144T108       Meeting Type Annual  
  Ticker Symbol TROW                  Meeting Date 09-May-2023  
  ISIN US74144T1088       Agenda 935784858 - Management
                         
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1a.   Election of Director: Glenn R. August Management   For   For    
  1b.   Election of Director: Mark S. Bartlett Management   For   For    
  1c.   Election of Director: Dina Dublon Management   For   For    
  1d.   Election of Director: Dr. Freeman A. Hrabowski, III Management   For   For    
  1e.   Election of Director: Robert F. MacLellan Management   For   For    
  1f.   Election of Director: Eileen P. Rominger Management   For   For    
  1g.   Election of Director: Robert W. Sharps Management   For   For    
  1h.   Election of Director: Robert J. Stevens Management   For   For    
  1i.   Election of Director: William J. Stromberg Management   For   For    
  1j.   Election of Director: Sandra S. Wijnberg Management   For   For    
  1k.   Election of Director: Alan D. Wilson Management   For   For    
  2.    Approve, by a non-binding advisory vote, the compensation paid by the Company to its Named Executive Officers. Management   For   For    
  3.    Approve the restated 1986 Employee Stock Purchase Plan, which includes the increase by 3 million shares of the share pool available for purchase by employees. Management   For   For    
  4.    Recommend, by a non-binding advisory vote, the frequency of voting by the stockholders on compensation paid by the Company to its Named Executive Officers. Management   1 Year   For    
  5.    Ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for 2023. Management   For   For    
  PRUDENTIAL FINANCIAL, INC.    
  Security 744320102       Meeting Type Annual  
  Ticker Symbol PRU                   Meeting Date 09-May-2023  
  ISIN US7443201022       Agenda 935793845 - Management
                         
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1.1   Election of Director: Gilbert F. Casellas Management   For   For    
  1.2   Election of Director: Robert M. Falzon Management   For   For    
  1.3   Election of Director: Martina Hund-Mejean Management   For   For    
  1.4   Election of Director: Wendy E. Jones Management   For   For    
  1.5   Election of Director: Charles F. Lowrey Management   For   For    
  1.6   Election of Director: Sandra Pianalto Management   For   For    
  1.7   Election of Director: Christine A. Poon Management   For   For    
  1.8   Election of Director: Douglas A. Scovanner Management   For   For    
  1.9   Election of Director: Michael A. Todman Management   For   For    
  2.    Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2023. Management   For   For    
  3.    Advisory vote to approve named executive officer compensation. Management   For   For    
  4.    Advisory Vote on the frequency of future advisory votes to approve named executive officer compensation. Management   1 Year   For    
  5.    Shareholder proposal regarding an Independent Board Chairman. Shareholder   Against   For    
  JPMORGAN CHASE & CO.    
  Security 46625H100       Meeting Type Annual  
  Ticker Symbol JPM                   Meeting Date 16-May-2023  
  ISIN US46625H1005       Agenda 935797223 - Management
                         
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1a.   Election of Director: Linda B. Bammann Management   For   For    
  1b.   Election of Director: Stephen B. Burke Management   For   For    
  1c.   Election of Director: Todd A. Combs Management   For   For    
  1d.   Election of Director: James S. Crown Management   For   For    
  1e.   Election of Director: Alicia Boler Davis Management   For   For    
  1f.   Election of Director: James Dimon Management   For   For    
  1g.   Election of Director: Timothy P. Flynn Management   For   For    
  1h.   Election of Director: Alex Gorsky Management   For   For    
  1i.   Election of Director: Mellody Hobson Management   For   For    
  1j.   Election of Director: Michael A. Neal Management   For   For    
  1k.   Election of Director: Phebe N. Novakovic Management   For   For    
  1l.   Election of Director: Virginia M. Rometty Management   For   For    
  2.    Advisory resolution to approve executive compensation Management   For   For    
  3.    Advisory vote on frequency of advisory resolution to approve executive compensation Management   1 Year   For    
  4.    Ratification of independent registered public accounting firm Management   For   For    
  5.    Independent board chairman Shareholder   Against   For    
  6.    Fossil fuel phase out Shareholder   Abstain   Against    
  7.    Amending public responsibility committee charter to include mandate to oversee animal welfare impact and risk Shareholder   Abstain   Against    
  8.    Special shareholder meeting improvement Shareholder   Against   For    
  9.    Report on climate transition planning Shareholder   Abstain   Against    
  10.   Report on ensuring respect for civil liberties Shareholder   Abstain   Against    
  11.   Report analyzing the congruence of the company's political and electioneering expenditures Shareholder   Abstain   Against    
  12.   Absolute GHG reduction goals Shareholder   Abstain   Against    
  MARKEL CORPORATION    
  Security 570535104       Meeting Type Annual  
  Ticker Symbol MKL                   Meeting Date 17-May-2023  
  ISIN US5705351048       Agenda 935791586 - Management
                         
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1a.   Election of Director: Mark M. Besca Management   For   For    
  1b.   Election of Director: K. Bruce Connell Management   For   For    
  1c.   Election of Director: Lawrence A. Cunningham Management   For   For    
  1d.   Election of Director: Thomas S. Gayner Management   For   For    
  1e.   Election of Director: Greta J. Harris Management   For   For    
  1f.   Election of Director: Morgan E. Housel Management   For   For    
  1g.   Election of Director: Diane Leopold Management   For   For    
  1h.   Election of Director: Anthony F. Markel Management   For   For    
  1i.   Election of Director: Steven A. Markel Management   For   For    
  1j.   Election of Director: Harold L. Morrison, Jr. Management   For   For    
  1k.   Election of Director: Michael O'Reilly Management   For   For    
  1l.   Election of Director: A. Lynne Puckett Management   For   For    
  2.    Advisory vote on approval of executive compensation. Management   For   For    
  3.    Advisory vote on frequency of advisory votes on approval of executive compensation. Management   1 Year   For    
  4.    Ratify the selection of KPMG LLP by the Audit Committee of the Board of Directors as the Company's independent registered public accounting firm for the year ending December 31, 2023. Management   For   For    
  FISERV, INC.    
  Security 337738108       Meeting Type Annual  
  Ticker Symbol FISV                  Meeting Date 17-May-2023  
  ISIN US3377381088       Agenda 935806096 - Management
                         
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1.    DIRECTOR Management            
    1 Frank J. Bisignano       For   For    
    2 Henrique de Castro       For   For    
    3 Harry F. DiSimone       For   For    
    4 Dylan G. Haggart       For   For    
    5 Wafaa Mamilli       For   For    
    6 Heidi G. Miller       For   For    
    7 Doyle R. Simons       For   For    
    8 Kevin M. Warren       For   For    
  2.    To approve, on an advisory basis, the compensation of the named executive officers of Fiserv, Inc. Management   For   For    
  3.    Advisory vote on the frequency of advisory votes on the compensation of the named executive officers of Fiserv, Inc. Management   1 Year   For    
  4.    To ratify the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of Fiserv, Inc. for 2023. Management   For   For    
  5.    Shareholder proposal requesting an independent board chair policy. Shareholder   Against   For    
  STATE STREET CORPORATION    
  Security 857477103       Meeting Type Annual  
  Ticker Symbol STT                   Meeting Date 17-May-2023  
  ISIN US8574771031       Agenda 935809155 - Management
                         
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1a.   Election of Director: P. de Saint-Aignan Management   For   For    
  1b.   Election of Director: M. Chandoha Management   For   For    
  1c.   Election of Director: D. DeMaio Management   For   For    
  1d.   Election of Director: A. Fawcett Management   For   For    
  1e.   Election of Director: W. Freda Management   For   For    
  1f.   Election of Director: S. Mathew Management   For   For    
  1g.   Election of Director: W. Meaney Management   For   For    
  1h.   Election of Director: R. O'Hanley Management   For   For    
  1i.   Election of Director: S. O'Sullivan Management   For   For    
  1j.   Election of Director: J. Portalatin Management   For   For    
  1k.   Election of Director: J. Rhea Management   For   For    
  1l.   Election of Director: G. Summe Management   For   For    
  2.    To approve an advisory proposal on executive compensation. Management   For   For    
  3.    To recommend, by advisory vote, the frequency of future advisory votes on executive compensation. Management   1 Year   For    
  4.    To approve the Amended and Restated 2017 Stock Incentive Plan. Management   For   For    
  5.    To ratify the selection of Ernst & Young LLP as State Street's independent registered public accounting firm for the year ending December 31, 2023. Management   For   For    
  6.    Shareholder proposal relating to asset management stewardship practices, if properly presented. Shareholder   Against   For    
  STARWOOD PROPERTY TRUST, INC.    
  Security 85571B105       Meeting Type Annual  
  Ticker Symbol STWD                  Meeting Date 18-May-2023  
  ISIN US85571B1052       Agenda 935782119 - Management
                         
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1.    DIRECTOR Management            
    1 Richard D. Bronson       For   For    
    2 Jeffrey G. Dishner       For   For    
    3 Camille J. Douglas       For   For    
    4 Deborah L. Harmon       For   For    
    5 Solomon J. Kumin       For   For    
    6 Fred Perpall       For   For    
    7 Fred S. Ridley       For   For    
    8 Barry S. Sternlicht       For   For    
    9 Strauss Zelnick       For   For    
  2.    The approval, on an advisory basis, of the Company's executive compensation. Management   For   For    
  3.    The approval, on an advisory basis, of the frequency of the advisory vote on the Company's executive compensation. Management   1 Year   For    
  4.    The ratification of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the calendar year ending December 31, 2023. Management   For   For    
  THE CHARLES SCHWAB CORPORATION    
  Security 808513105       Meeting Type Annual  
  Ticker Symbol SCHW                  Meeting Date 18-May-2023  
  ISIN US8085131055       Agenda 935809523 - Management
                         
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1a.   Election of director: Marianne C. Brown Management   For   For    
  1b.   Election of director: Frank C. Herringer Management   For   For    
  1c.   Election of director: Gerri K. Martin-Flickinger Management   For   For    
  1d.   Election of director: Todd M. Ricketts Management   For   For    
  1e.   Election of director: Carolyn Schwab-Pomerantz Management   For   For    
  2.    Ratification of the selection of Deloitte & Touche LLP as independent auditors Management   For   For    
  3.    Advisory vote to approve named executive officer compensation Management   For   For    
  4.    Frequency of advisory vote on named executive officer compensation Management   1 Year   For    
  5.    Stockholder Proposal requesting pay equity disclosure Shareholder   Abstain   Against    
  6.    Stockholder Proposal requesting company report on discrimination risk oversight and impact Shareholder   Abstain   Against    
  MORGAN STANLEY    
  Security 617446448       Meeting Type Annual  
  Ticker Symbol MS                    Meeting Date 19-May-2023  
  ISIN US6174464486       Agenda 935808646 - Management
                         
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1a.   Election of Director: Alistair Darling Management   For   For    
  1b.   Election of Director: Thomas H. Glocer Management   For   For    
  1c.   Election of Director: James P. Gorman Management   For   For    
  1d.   Election of Director: Robert H. Herz Management   For   For    
  1e.   Election of Director: Erika H. James Management   For   For    
  1f.   Election of Director: Hironori Kamezawa Management   For   For    
  1g.   Election of Director: Shelley B. Leibowitz Management   For   For    
  1h.   Election of Director: Stephen J. Luczo Management   For   For    
  1i.   Election of Director: Jami Miscik Management   For   For    
  1j.   Election of Director: Masato Miyachi Management   For   For    
  1k.   Election of Director: Dennis M. Nally Management   For   For    
  1l.   Election of Director: Mary L. Schapiro Management   For   For    
  1m.   Election of Director: Perry M. Traquina Management   For   For    
  1n.   Election of Director: Rayford Wilkins, Jr. Management   For   For    
  2.    To ratify the appointment of Deloitte & Touche LLP as independent auditor Management   For   For    
  3.    To approve the compensation of executives as disclosed in the proxy statement (non-binding advisory vote) Management   For   For    
  4.    To vote on the frequency of holding a non-binding advisory vote on the compensation of executives as disclosed in the proxy statement (non-binding advisory vote) Management   1 Year   For    
  5.    Shareholder proposal requesting adoption of improved shareholder right to call a special shareholder meeting Shareholder   Against   For    
  6.    Shareholder proposal requesting adoption of a policy to cease financing new fossil fuel development Shareholder   Abstain   Against    
  PAYPAL HOLDINGS, INC.    
  Security 70450Y103       Meeting Type Annual  
  Ticker Symbol PYPL                  Meeting Date 24-May-2023  
  ISIN US70450Y1038       Agenda 935821036 - Management
                         
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1a.   Election of Director: Rodney C. Adkins Management   For   For    
  1b.   Election of Director: Jonathan Christodoro Management   For   For    
  1c.   Election of Director: John J. Donahoe Management   For   For    
  1d.   Election of Director: David W. Dorman Management   For   For    
  1e.   Election of Director: Belinda J. Johnson Management   For   For    
  1f.   Election of Director: Enrique Lores Management   For   For    
  1g.   Election of Director: Gail J. McGovern Management   For   For    
  1h.   Election of Director: Deborah M. Messemer Management   For   For    
  1i.   Election of Director: David M. Moffett Management   For   For    
  1j.   Election of Director: Ann M. Sarnoff Management   For   For    
  1k.   Election of Director: Daniel H. Schulman Management   For   For    
  1l.   Election of Director: Frank D. Yeary Management   For   For    
  2.    Advisory Vote to Approve Named Executive Officer Compensation. Management   For   For    
  3.    Approval of the PayPal Holdings, Inc. 2015 Equity Incentive Award Plan, as Amended and Restated. Management   For   For    
  4.    Ratification of the Appointment of PricewaterhouseCoopers LLP as Our Independent Auditor for 2023. Management   For   For    
  5.    Stockholder Proposal - Provision of Services in Conflict Zones. Shareholder   Abstain   Against    
  6.    Stockholder Proposal - Reproductive Rights and Data Privacy. Shareholder   Abstain   Against    
  7.    Stockholder Proposal - PayPal Transparency Reports. Shareholder   Abstain   Against    
  8.    Stockholder Proposal - Report on Ensuring Respect for Civil Liberties. Shareholder   Abstain   Against    
  9.    Stockholder Proposal - Adopt Majority Vote Standard for Director Elections. Shareholder   Against   For    
  COMPASS DIVERSIFIED HOLDINGS    
  Security 20451Q104       Meeting Type Annual  
  Ticker Symbol CODI                  Meeting Date 25-May-2023  
  ISIN US20451Q1040       Agenda 935805727 - Management
                         
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1.    DIRECTOR Management            
    1 Alexander S. Bhathal       For   For    
    2 James J. Bottiglieri       For   For    
    3 Gordon M. Burns       For   For    
    4 C. Sean Day       For   For    
    5 Harold S. Edwards       For   For    
    6 Larry L. Enterline       For   For    
    7 Nancy B. Mahon       For   For    
    8 Teri R. Shaffer       For   For    
  2.    To approve, on a non-binding and advisory basis, the resolution approving the compensation of our named executive officers as disclosed in the Proxy Statement ("Say-on-Pay Vote"). Management   For   For    
  3.    To vote, on a non-binding and advisory basis, on how frequently the Company should seek the Say-on-Pay Vote ("Say-on-Frequency Vote"). Management   1 Year   For    
  4.    To ratify the appointment of Grant Thornton LLP to serve as independent auditor for the Company and the Trust for the fiscal year ending December 31, 2023. Management   For   For    
  PAYSAFE LIMITED    
  Security G6964L206       Meeting Type Annual  
  Ticker Symbol PSFE                  Meeting Date 25-May-2023  
  ISIN BMG6964L2062       Agenda 935818572 - Management
                         
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1.    To approve the re-election of Matthew Bryant as a Class II director in accordance with our Bye-laws Management   For   For    
  2.    To approve the re-election of Mark Brooker as a Class II director in accordance with our Bye-laws Management   For   For    
  3.    To approve the re-election of Dagmar Kollmann as a Class II director in accordance with our Bye-laws Management   For   For    
  4.    To approve the re-election of Hilary Stewart-Jones as a Class II director in accordance with our Bye-laws Management   For   For    
  5.    To approve the re-appointment of Deloitte & Touche LLP, an independent registered public accounting firm, to act as our independent auditors for the fiscal year ending December 31, 2023 and to authorize our Board of Directors, acting through our Audit Committee, to fix the remuneration of our independent auditors for the fiscal year ending December 31, 2023 Management   For   For    
  FTAI AVIATION LTD.    
  Security G3730V105       Meeting Type Annual  
  Ticker Symbol FTAI                  Meeting Date 25-May-2023  
  ISIN KYG3730V1059       Agenda 935821808 - Management
                         
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1.    DIRECTOR Management            
    1 Joseph P. Adams, Jr.       For   For    
    2 Judith A. Hannaway       For   For    
    3 Martin Tuchman       For   For    
  2.    To ratify the appointment of Ernst & Young LLP as independent registered public accounting firm for FTAI Aviation Ltd. for the fiscal year ending December 31, 2023. Management   For   For    
  AFFILIATED MANAGERS GROUP, INC.    
  Security 008252108       Meeting Type Annual  
  Ticker Symbol AMG                   Meeting Date 25-May-2023  
  ISIN US0082521081       Agenda 935824018 - Management
                         
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1a.   Election of Director to serve until the 2024 Annual Meeting of Stockholders: Karen L. Alvingham Management   For   For    
  1b.   Election of Director to serve until the 2024 Annual Meeting of Stockholders: Tracy A. Atkinson Management   For   For    
  1c.   Election of Director to serve until the 2024 Annual Meeting of Stockholders: Dwight D. Churchill Management   For   For    
  1d.   Election of Director to serve until the 2024 Annual Meeting of Stockholders: Jay C. Horgen Management   For   For    
  1e.   Election of Director to serve until the 2024 Annual Meeting of Stockholders: Reuben Jeffery III Management   For   For    
  1f.   Election of Director to serve until the 2024 Annual Meeting of Stockholders: Félix V. Matos Rodríguez Management   For   For    
  1g.   Election of Director to serve until the 2024 Annual Meeting of Stockholders: Tracy P. Palandjian Management   For   For    
  1h.   Election of Director to serve until the 2024 Annual Meeting of Stockholders: David C. Ryan Management   For   For    
  2.    To approve, by a non-binding advisory vote, the compensation of the Company's named executive officers. Management   For   For    
  3.    To approve, by a non-binding advisory vote, the frequency of future advisory votes regarding the compensation of the Company's named executive officers. Management   1 Year   For    
  4.    To ratify the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the current fiscal year. Management   For   For    
  SILVERCREST ASSET MGMT GROUP INC    
  Security 828359109       Meeting Type Annual  
  Ticker Symbol SAMG                  Meeting Date 06-Jun-2023  
  ISIN US8283591092       Agenda 935848486 - Management
                         
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1.    Election of Director: Brian D. Dunn Management   For   For    
  2.    Approval of executive compensation in an advisory, non- binding vote. Management   For   For    
  3.    The ratification of Deloitte & Touche LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2023. Management   For   For    
  STIFEL FINANCIAL CORP.    
  Security 860630102       Meeting Type Annual  
  Ticker Symbol SF                    Meeting Date 07-Jun-2023  
  ISIN US8606301021       Agenda 935845947 - Management
                         
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1a.   Election of Director: Adam Berlew Management   For   For    
  1b.   Election of Director: Maryam Brown Management   For   For    
  1c.   Election of Director: Michael W. Brown Management   For   For    
  1d.   Election of Director: Lisa Carnoy Management   For   For    
  1e.   Election of Director: Robert E. Grady Management   For   For    
  1f.   Election of Director: James P. Kavanaugh Management   For   For    
  1g.   Election of Director: Ronald J. Kruszewski Management   For   For    
  1h.   Election of Director: Daniel J. Ludeman Management   For   For    
  1i.   Election of Director: Maura A. Markus Management   For   For    
  1j.   Election of Director: David A. Peacock Management   For   For    
  1k.   Election of Director: Thomas W. Weisel Management   For   For    
  1l.   Election of Director: Michael J. Zimmerman Management   For   For    
  2.    To approve, on an advisory basis, the compensation of our named executive officers (say on pay). Management   For   For    
  3.    To recommend, by an advisory vote, the frequency of future advisory votes on executive compensation.(say on frequency). Management   3 Years        
  4.    To approve authorization to amend the Restated Certificate of Incorporation to exculpate certain officers of the Company from liability for certain claims of breach of fiduciary duties, as recently permitted by Delaware corporate law. Management   For   For    
  5.    To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2023. Management   For   For    
  BLUE OWL CAPITAL INC.    
  Security 09581B103       Meeting Type Annual  
  Ticker Symbol OWL                   Meeting Date 09-Jun-2023  
  ISIN US09581B1035       Agenda 935845098 - Management
                         
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1a.   Election of Director: Claudia Holz Management   For   For    
  1b.   Election of Director: Marc S. Lipschultz Management   For   For    
  1c.   Election of Director: Michael D. Rees Management   For   For    
  2.    The ratification of the appointment of KPMG LLP as our independent registered public accounting firm for our 2023 fiscal year. Management   For   For    
  W. R. BERKLEY CORPORATION    
  Security 084423102       Meeting Type Annual  
  Ticker Symbol WRB                   Meeting Date 14-Jun-2023  
  ISIN US0844231029       Agenda 935848020 - Management
                         
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1a.   Election of Director: W. Robert Berkley, Jr. Management   For   For    
  1b.   Election of Director: María Luisa Ferré Management   For   For    
  1c.   Election of Director: Daniel L. Mosley Management   For   For    
  1d.   Election of Director: Mark L. Shapiro Management   For   For    
  2.    Non-binding advisory vote on a resolution approving the compensation of the Company's named executive officers pursuant to the compensation disclosure rules of the Securities and Exchange Commission, or "say-on- pay" vote. Management   For   For    
  3.    Non-binding advisory vote on the frequency of future votes on the compensation of the Company's named executive officers. Management   1 Year   For    
  4.    Ratification of the appointment of KPMG LLP as the independent registered public accounting firm for the Company for the fiscal year ending December 31, 2023. Management   For   For    
  OWL ROCK CAPITAL CORPORATION    
  Security 69121K104       Meeting Type Annual  
  Ticker Symbol ORCC                  Meeting Date 21-Jun-2023  
  ISIN US69121K1043       Agenda 935812164 - Management
                         
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1a.   Election of Director for three-year terms expiring at the 2026 annual meeting: Eric Kaye Management   For   For    
  1b.   Election of Director for three-year terms expiring at the 2026 annual meeting: Victor Woolridge Management   For   For    
  2.    To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023. Management   For   For    
  SCULPTOR CAPITAL MANAGEMENT, INC.    
  Security 811246107       Meeting Type Annual  
  Ticker Symbol SCU                   Meeting Date 22-Jun-2023  
  ISIN US8112461079       Agenda 935861648 - Management
                         
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1.    DIRECTOR Management            
    1 James S. Levin       For   For    
    2 Wayne Cohen       For   For    
  2.    To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2023. Management   For   For    
  3.    To approve, by a non-binding advisory vote, of the compensation of the Named Executive Officers of the Company (the "Say-on-Pay" Vote). Management   For   For    
  4.    To approve, by a non-binding advisory vote of the frequency of future Say-on-Pay Votes. Management   1 Year   For    

 

 

ProxyEdge Report Date: 07/01/2023
Meeting Date Range: 07/01/2022 - 06/30/2023 1
Gabelli Love Our Planet and People ETF  

 

Investment Company Report

 

  NOMAD FOODS LIMITED    
  Security G6564A105       Meeting Type Annual  
  Ticker Symbol NOMD       Meeting Date 01-Jul-2022  
  ISIN VGG6564A1057       Agenda 935650855 - Management
                             
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1a.   Election of Director for a one-year term expiring at the 2023 Annual Meeting: Sir Martin Ellis Franklin, KGCN Management   For   For    
  1b.   Election of Director for a one-year term expiring at the 2023 Annual Meeting: Noam Gottesman Management   For   For    
  1c.   Election of Director for a one-year term expiring at the 2023 Annual Meeting: Ian G.H. Ashken Management   For   For    
  1d.   Election of Director for a one-year term expiring at the 2023 Annual Meeting: Stéfan Descheemaeker Management   For   For    
  1e.   Election of Director for a one-year term expiring at the 2023 Annual Meeting: James E. Lillie Management   For   For    
  1f.   Election of Director for a one-year term expiring at the 2023 Annual Meeting: Stuart M. MacFarlane Management   For   For    
  1g.   Election of Director for a one-year term expiring at the 2023 Annual Meeting: Victoria Parry Management   For   For    
  1h.   Election of Director for a one-year term expiring at the 2023 Annual Meeting: Amit Pilowsky Management   For   For    
  1i.   Election of Director for a one-year term expiring at the 2023 Annual Meeting: Melanie Stack Management   For   For    
  1j.   Election of Director for a one-year term expiring at the 2023 Annual Meeting: Samy Zekhout Management   For   For    
  2.    Ratify the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the 2022 fiscal year. Management   For   For    
  ARDAGH METAL PACKAGING S.A.    
  Security L02235106       Meeting Type Special 
  Ticker Symbol AMBP                  Meeting Date 08-Jul-2022  
  ISIN LU2369833749       Agenda 935679994 - Management
                             
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1.    Restructuring of the share capital of the Company to rename the shares in issue as Ordinary Shares; creation of a new class of redeemable preferred shares (the "Preferred Shares"), with the rights set out in the Articles of Association (as amended by the present and the following resolutions); and amendment of articles 1.1, 6, 7.3, 8, 13.1, 15, 53.2 of the Articles of Association in this respect as per the proposed amendments to the Articles of Association subject to approval of the following ...(due to space limits, see proxy material for full proposal). Management   Against   Against    
  2.    Renewal and extension of the authorization granted to the Board of Directors to increase the issued share capital up to the authorized share capital with authority to limit or cancel the shareholders' preferential subscription right, during a period of five years ending on the fifth anniversary of the Extraordinary General Meeting and amendment of article 7.3 of the Articles of Association accordingly. Management   Against   Against    
  3.    Renewal and extension of the authorization granted to the Board of Directors to purchase, acquire or receive the Company's own shares for cancellation or hold them as treasury shares during a period of five years ending on the fifth anniversary of the Extraordinary General Meeting and amendment of article 8 of the Articles of Association accordingly. Management   For   For    
  AZZ INC.    
  Security 002474104       Meeting Type Annual  
  Ticker Symbol AZZ                   Meeting Date 12-Jul-2022  
  ISIN US0024741045       Agenda 935666935 - Management
                             
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1a.   Election of Director: Daniel E. Berce Management   For   For    
  1b.   Election of Director: Paul Eisman Management   For   For    
  1c.   Election of Director: Daniel R. Feehan Management   Against   Against    
  1d.   Election of Director: Thomas E. Ferguson Management   For   For    
  1e.   Election of Director: Clive A. Grannum Management   For   For    
  1f.   Election of Director: Carol R. Jackson Management   For   For    
  1g.   Election of Director: David M. Kaden Management   For   For    
  1h.   Election of Director: Venita McCellon-Allen Management   For   For    
  1i.   Election of Director: Ed McGough Management   For   For    
  1j.   Election of Director: Steven R. Purvis Management   For   For    
  2.    Approve, on an advisory basis, AZZ's Executive Compensation Program. Management   For   For    
  3.    Approve AZZ's Amended and Restated Certificate of Formation in order to issue Series A Preferred Stock. Management   For   For    
  4.    Ratify the appointment of Grant Thornton LLP, to serve as AZZ's independent registered public accounting firm for the fiscal year ending February 28, 2023. Management   For   For    
  AVANGRID, INC.    
  Security 05351W103       Meeting Type Annual  
  Ticker Symbol AGR                   Meeting Date 20-Jul-2022  
  ISIN US05351W1036       Agenda 935671900 - Management
                             
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1.    DIRECTOR Management            
      1 Ignacio S. Galán       For   For    
      2 John Baldacci       For   For    
      3 Pedro Azagra Blázquez       For   For    
      4 Daniel Alcain Lopez       For   For    
      5 María Fátima B. García       For   For    
      6 Robert Duffy       For   For    
      7 Teresa Herbert       For   For    
      8 Patricia Jacobs       For   For    
      9 John Lahey       For   For    
      10 José Á. Marra Rodríguez       For   For    
      11 Santiago M. Garrido       For   For    
      12 José Sáinz Armada       For   For    
      13 Alan Solomont       For   For    
      14 Camille Joseph Varlack       For   For    
  2.    RATIFICATION OF THE SELECTION OF KPMG LLP AS AVANGRID, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2022. Management   For   For    
  3.    NON-BINDING ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. Management   For   For    
  4.    NON-BINDING ADVISORY VOTE ON FREQUENCY OF SAY ON PAY VOTES. Management   1 Year   For    
  FLEX LTD.    
  Security Y2573F102       Meeting Type Annual  
  Ticker Symbol FLEX                  Meeting Date 25-Aug-2022  
  ISIN SG9999000020       Agenda 935685668 - Management
                             
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1a.   Re-election of Director: Revathi Advaithi Management   For   For    
  1b.   Re-election of Director: Michael D. Capellas Management   For   For    
  1c.   Re-election of Director: John D. Harris II Management   For   For    
  1d.   Re-election of Director: Michael E. Hurlston Management   For   For    
  1e.   Re-election of Director: Erin L. McSweeney Management   For   For    
  1f.   Re-election of Director: Marc A. Onetto Management   For   For    
  1g.   Re-election of Director: Charles K. Stevens, III Management   For   For    
  1h.   Re-election of Director: Lay Koon Tan Management   For   For    
  1i.   Re-election of Director: Patrick J. Ward Management   For   For    
  1j.   Re-election of Director: William D. Watkins Management   For   For    
  2.    To approve the re-appointment of Deloitte & Touche LLP as our independent auditors for the 2023 fiscal year and to authorize the Board of Directors, upon the recommendation of the Audit Committee, to fix their remuneration. Management   For   For    
  3.    NON-BINDING, ADVISORY RESOLUTION. To approve the compensation of the Company's named executive officers, as disclosed pursuant to Item 402 of Regulation S-K, set forth in "Compensation Discussion and Analysis" and in the compensation tables and the accompanying narrative disclosure under "Executive Compensation" in the Company's proxy statement relating to its 2022 Annual General Meeting. Management   For   For    
  4.    To approve a general authorization for the directors of Flex to allot and issue ordinary shares. Management   For   For    
  5.    To approve a renewal of the Share Purchase Mandate permitting Flex to purchase or otherwise acquire its own issued ordinary shares. Management   For   For    
  ABB LTD    
  Security 000375204       Meeting Type Special 
  Ticker Symbol ABB                   Meeting Date 07-Sep-2022  
  ISIN US0003752047       Agenda 935698603 - Management
                             
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1.    Approval of the Spin-off of Accelleron Industries Ltd by Way of a Special Dividend Management   For   For    
  2.    In case of additional or alternative proposals to the published agenda items during the Extraordinary General Shareholders Meeting or of new agenda items, I authorize the independent proxy to act Management   For   For    
  AEA BRIDGES IMPACT CORPORATION    
  Security G01046104       Meeting Type Special 
  Ticker Symbol IMPX                  Meeting Date 16-Sep-2022  
  ISIN KYG010461047       Agenda 935696089 - Management
                             
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1.    The Business Combination Proposal: To consider and vote upon a proposal by ordinary resolution to approve the Business Combination Agreement, dated as of December 12, 2021 (as it may be amended from time to time), a copy of which is attached to the accompanying proxy statement/prospectus as Annex A, by and among ABIC, LiveWire Group, Inc. (formerly known as LW EV Holdings, Inc.), a Delaware corporation and a direct, wholly owned subsidiary of ABIC ("HoldCo"), LW EV Merger Sub, Inc., a ...(due to space limits, see proxy material for full proposal). Management   For   For    
  2.    The Domestication Proposal: To consider and vote upon a proposal by special resolution to approve that ABIC be transferred by way of continuation to Delaware pursuant to Part XII of the Companies Act (Revised) of the Cayman Islands and Section 388 of the General Corporation Law of the State of Delaware and, immediately upon being deregistered in the Cayman Islands, ABIC be continued and domesticated as a corporation under the laws of the State of Delaware (the "Domestication Proposal"). Management   For   For    
  3.    The Charter Proposal: To consider and vote upon a proposal by special resolution to approve ABIC's Amended and Restated Memorandum and Articles of Association adopted by special resolution, dated October 1, 2020, be amended and restated by the Domesticated ABIC Certificate of Incorporation and Domesticated ABIC Bylaws (Domesticated ABIC being a corporation incorporated in the State of Delaware, assuming the Domestication Proposal and the filing with and acceptance by the ...(due to space limits, see proxy material for full proposal). Management   For   For    
  4A.   Governing Documents Proposal A: To consider and vote upon, on a nonbinding advisory basis, the amendment to approve the change in the authorized share capital of ABIC from (i) 500,000,000 Class A Ordinary Shares, (ii) 50,000,000 Class B Ordinary Shares and (iii) 5,000,000 preference shares, par value $0.0001 per share, to (a) 800,000,000 shares of Domesticated ABIC Common Stock and (b) 20,000,000 shares of preferred stock, par value $0.0001 per share, of Domesticated ABIC. Management   For   For    
  4B.   Governing Documents Proposal B: To consider and vote upon, on a nonbinding advisory basis, the amendment to authorize the Domesticated ABIC Board to issue any or all shares of Domesticated ABIC preferred stock in one or more classes or series, with such terms and conditions as may be expressly determined by the Domesticated ABIC Board and as may be permitted by the DGCL. Management   For   For    
  4C.   Governing Documents Proposal C: To consider and vote upon, on a nonbinding advisory basis, the amendment to authorize the removal of the ability of Domesticated ABIC stockholders to take action by written consent in lieu of a meeting. Management   For   For    
  4D.   Governing Documents Proposal D: To consider and vote upon, on a nonbinding advisory basis, the amendment to authorize the amendment and restatement of the Existing Organizational Documents and to authorize all other changes in connection with the replacement of Existing Organizational Documents with the Domesticated ABIC Certificate of Incorporation and Domesticated ABIC Bylaws as part of the Domestication (copies of which are attached to the proxy statement/prospectus as Annex B and Annex ...(due to space limits, see proxy material for full proposal). Management   For   For    
  5.    The Incentive Award Plan Proposal: To consider and vote upon a proposal by ordinary resolution to approve the LiveWire Group, Inc. 2022 Incentive Award Plan (the "Incentive Plan," a copy of which is attached to the proxy statement/prospectus as Annex G), to be effective upon approval by ABIC's shareholders (the "Incentive Plan Proposal"). Management   For   For    
  6.    The Adjournment Proposal: To consider and vote upon a proposal by ordinary resolution to approve the adjournment of the General Meeting to a later date or dates, if necessary, (i) to permit further solicitation and vote of proxies for the purpose of obtaining approval of the Required Shareholder Proposals, (ii) for the absence of a quorum, (iii) to allow reasonable additional time for filing or mailing of any legally required supplement or amendment to the proxy statement/prospectus or ...(due to space limits, see proxy material for full proposal). Management   For   For    
  ARCHAEA ENERGY INC.    
  Security 03940F103       Meeting Type Special 
  Ticker Symbol LFG                   Meeting Date 13-Dec-2022  
  ISIN US03940F1030       Agenda 935738471 - Management
                             
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1.    To adopt the Agreement and Plan of Merger, dated as of October 16, 2022 (as it may be amended, supplemented or otherwise modified from time to time, the "Merger Agreement"), by and among Archaea Energy Inc. ("Archaea"), LFG Acquisition Holdings LLC, ("Opco"), BP Products North America Inc., ("Parent"), Condor RTM Inc., ("Merger Sub"), and Condor RTM LLC ("Opco Merger Sub"). Management   For   For    
  2.    To adjourn the Special Meeting of Archaea stockholders (the "Special Meeting") to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting. Management   For   For    
  AIR PRODUCTS AND CHEMICALS, INC.    
  Security 009158106       Meeting Type Annual  
  Ticker Symbol APD                   Meeting Date 26-Jan-2023  
  ISIN US0091581068       Agenda 935746365 - Management
                             
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1a.   Election of Director: Tonit M. Calaway Management   For   For    
  1b.   Election of Director: Charles Cogut Management   For   For    
  1c.   Election of Director: Lisa A. Davis Management   For   For    
  1d.   Election of Director: Seifollah Ghasemi Management   For   For    
  1e.   Election of Director: David H.Y. Ho Management   For   For    
  1f.   Election of Director: Edward L. Monser Management   For   For    
  1g.   Election of Director: Matthew H. Paull Management   For   For    
  1h.   Election of Director: Wayne T. Smith Management   For   For    
  2.    Advisory vote approving the compensation of the Company's executive officers. Management   For   For    
  3.    Advisory vote on the frequency of future advisory votes on executive officer compensation. Management   1 Year   For    
  4.    Ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2023. Management   For   For    
  FRANKLIN RESOURCES, INC.    
  Security 354613101       Meeting Type Annual  
  Ticker Symbol BEN                   Meeting Date 07-Feb-2023  
  ISIN US3546131018       Agenda 935750491 - Management
                             
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1a.   Election of Director to the Board to hold office until the next annual meeting of stockholders or until that person's successor is elected and qualified or until his or her earlier death, resignation, retirement, disqualification or removal: Mariann Byerwalter Management   For   For    
  1b.   Election of Director to the Board to hold office until the next annual meeting of stockholders or until that person's successor is elected and qualified or until his or her earlier death, resignation, retirement, disqualification or removal: Alexander S. Friedman Management   For   For    
  1c.   Election of Director to the Board to hold office until the next annual meeting of stockholders or until that person's successor is elected and qualified or until his or her earlier death, resignation, retirement, disqualification or removal: Gregory E. Johnson Management   For   For    
  1d.   Election of Director to the Board to hold office until the next annual meeting of stockholders or until that person's successor is elected and qualified or until his or her earlier death, resignation, retirement, disqualification or removal: Jennifer M. Johnson Management   For   For    
  1e.   Election of Director to the Board to hold office until the next annual meeting of stockholders or until that person's successor is elected and qualified or until his or her earlier death, resignation, retirement, disqualification or removal: Rupert H. Johnson, Jr. Management   For   For    
  1f.   Election of Director to the Board to hold office until the next annual meeting of stockholders or until that person's successor is elected and qualified or until his or her earlier death, resignation, retirement, disqualification or removal: John Y. Kim Management   For   For    
  1g.   Election of Director to the Board to hold office until the next annual meeting of stockholders or until that person's successor is elected and qualified or until his or her earlier death, resignation, retirement, disqualification or removal: Karen M. King Management   For   For    
  1h.   Election of Director to the Board to hold office until the next annual meeting of stockholders or until that person's successor is elected and qualified or until his or her earlier death, resignation, retirement, disqualification or removal: Anthony J. Noto Management   For   For    
  1i.   Election of Director to the Board to hold office until the next annual meeting of stockholders or until that person's successor is elected and qualified or until his or her earlier death, resignation, retirement, disqualification or removal: John W. Thiel Management   For   For    
  1j.   Election of Director to the Board to hold office until the next annual meeting of stockholders or until that person's successor is elected and qualified or until his or her earlier death, resignation, retirement, disqualification or removal: Seth H. Waugh Management   For   For    
  1k.   Election of Director to the Board to hold office until the next annual meeting of stockholders or until that person's successor is elected and qualified or until his or her earlier death, resignation, retirement, disqualification or removal: Geoffrey Y. Yang Management   For   For    
  2.    To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2023. Management   For   For    
  3.    To approve, on an advisory basis, the compensation of our named executive officers. Management   For   For    
  4.    To hold an advisory vote on how frequently stockholders believe we should obtain future advisory votes on the compensation of the Company's named executive officers. Management   3 Years   For    
  EVOQUA WATER TECHNOLOGIES CORP.    
  Security 30057T105       Meeting Type Annual  
  Ticker Symbol AQUA                  Meeting Date 07-Feb-2023  
  ISIN US30057T1051       Agenda 935751241 - Management
                             
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1.    DIRECTOR Management            
      1 Ron C. Keating       For   For    
      2 Martin J. Lamb       For   For    
      3 Peter M. Wilver       For   For    
  2.    Approval, on an advisory basis, of the compensation of our named executive officers. Management   For   For    
  3.    Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending September 30, 2023. Management   For   For    
  DEERE & COMPANY    
  Security 244199105       Meeting Type Annual  
  Ticker Symbol DE                    Meeting Date 22-Feb-2023  
  ISIN US2441991054       Agenda 935755009 - Management
                             
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1a.   Election of Director: Leanne G. Caret Management   For   For    
  1b.   Election of Director: Tamra A. Erwin Management   For   For    
  1c.   Election of Director: Alan C. Heuberger Management   For   For    
  1d.   Election of Director: Charles O. Holliday, Jr. Management   For   For    
  1e.   Election of Director: Michael O. Johanns Management   For   For    
  1f.   Election of Director: Clayton M. Jones Management   For   For    
  1g.   Election of Director: John C. May Management   For   For    
  1h.   Election of Director: Gregory R. Page Management   For   For    
  1i.   Election of Director: Sherry M. Smith Management   For   For    
  1j.   Election of Director: Dmitri L. Stockton Management   For   For    
  1k.   Election of Director: Sheila G. Talton Management   For   For    
  2.    Advisory vote to approve executive compensation("say- on-pay"). Management   For   For    
  3.    Advisory vote on the frequency of future say-on-pay votes. Management   1 Year   For    
  4.    Ratification of the appointment of Deloitte & Touche LLP as Deere's independent registered public accounting firm for fiscal 2023. Management   For   For    
  5.    Shareholder proposal regarding termination pay. Shareholder   Against   For    
  JOHNSON CONTROLS INTERNATIONAL PLC    
  Security G51502105       Meeting Type Annual  
  Ticker Symbol JCI                   Meeting Date 08-Mar-2023  
  ISIN IE00BY7QL619       Agenda 935759590 - Management
                             
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1a.   Election of Director for a period of one year, expiring at the end of the Company's Annual General Meeting in 2024: Jean Blackwell Management   For   For    
  1b.   Election of Director for a period of one year, expiring at the end of the Company's Annual General Meeting in 2024: Pierre Cohade Management   For   For    
  1c.   Election of Director for a period of one year, expiring at the end of the Company's Annual General Meeting in 2024: Michael E. Daniels Management   For   For    
  1d.   Election of Director for a period of one year, expiring at the end of the Company's Annual General Meeting in 2024: W. Roy Dunbar Management   For   For    
  1e.   Election of Director for a period of one year, expiring at the end of the Company's Annual General Meeting in 2024: Gretchen R. Haggerty Management   For   For    
  1f.   Election of Director for a period of one year, expiring at the end of the Company's Annual General Meeting in 2024: Ayesha Khanna Management   For   For    
  1g.   Election of Director for a period of one year, expiring at the end of the Company's Annual General Meeting in 2024: Simone Menne Management   For   For    
  1h.   Election of Director for a period of one year, expiring at the end of the Company's Annual General Meeting in 2024: George R. Oliver Management   For   For    
  1i.   Election of Director for a period of one year, expiring at the end of the Company's Annual General Meeting in 2024: Jürgen Tinggren Management   For   For    
  1j.   Election of Director for a period of one year, expiring at the end of the Company's Annual General Meeting in 2024: Mark Vergnano Management   For   For    
  1k.   Election of Director for a period of one year, expiring at the end of the Company's Annual General Meeting in 2024: John D. Young Management   For   For    
  2.a   To ratify the appointment of PricewaterhouseCoopers LLP as the independent auditors of the Company. Management   For   For    
  2.b   To authorize the Audit Committee of the Board of Directors to set the auditors' remuneration. Management   For   For    
  3.    To authorize the Company and/or any subsidiary of the Company to make market purchases of Company shares. Management   For   For    
  4.    To determine the price range at which the Company can re-allot shares that it holds as treasury shares (Special Resolution). Management   For   For    
  5.    To approve, in a non-binding advisory vote, the compensation of the named executive officers. Management   For   For    
  6.    To approve, in a non-binding advisory vote, the frequency of the non-binding advisory vote on the compensation of the named executive officers. Management   1 Year   For    
  7.    To approve the Directors' authority to allot shares up to approximately 20% of issued share capital. Management   For   For    
  8.    To approve the waiver of statutory preemption rights with respect to up to 5% of the issued share capital (Special Resolution). Management   For   For    
  BANCO BILBAO VIZCAYA ARGENTARIA S.A.    
  Security 05946K101       Meeting Type Annual  
  Ticker Symbol BBVA                  Meeting Date 16-Mar-2023  
  ISIN US05946K1016       Agenda 935770289 - Management
                             
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1.1   Approval of the annual financial statements and management reports of Banco Bilbao Vizcaya Argentaria, S.A. and its consolidated Group for the financial year ended 31 December 2022. Management   For   For    
  1.2   Approval of the non-financial information report of Banco Bilbao Vizcaya Argentaria, S.A. and that of its consolidated Group for the financial year ended 31 December 2022. Management   For   For    
  1.3   Approval of the allocation of results for the 2022 financial year. Management   For   For    
  1.4   Approval of the corporate management during the 2022 financial year. Management   For   For    
  2.1   Re-election of Raul Catarino Galamba de Oliveira. Management   For   For    
  2.2   Re-election of Lourdes Máiz Carro. Management   For   For    
  2.3   Re-election of Ana Leonor Revenga Shanklin. Management   For   For    
  2.4   Re-election of Carlos Vicente Salazar Lomelín. Management   For   For    
  2.5   Appointment of Sonia Lilia Dulá. Management   For   For    
  3.    Approval of the reduction of the share capital of the Bank, in up to a maximum amount of 10% of the share capital as of the date of the resolution, through the redemption of own shares purchased for the purpose of being redeemed, delegating to the Board of Directors the implementation of the share capital reduction, totally or partially, on one or more occasions. Management   For   For    
  4.    Approval of the Remuneration Policy for Directors of Banco Bilbao Vizcaya Argentaria, S.A., and the maximum number of shares to be delivered, as the case may be, as a result of its implementation. Management   For   For    
  5.    Approval of a maximum level of variable remuneration of up to 200% of the fixed component of the total remuneration for a certain group of employees whose professional activities have a significant impact on Banco Bilbao Vizcaya Argentaria, S.A.'s or on its Group's risk profile. Management   For   For    
  6.    Delegation of powers to the Board of Directors, with the authority to substitute, in order to formalise, amend, interpret and execute the resolutions adopted by the Annual General Meeting. Management   For   For    
  7.    Consultative vote on the Annual Report on the Remuneration of Directors of Banco Bilbao Vizcaya Argentaria, S.A. Management   For   For    
  ABB LTD    
  Security 000375204       Meeting Type Annual  
  Ticker Symbol ABB                   Meeting Date 23-Mar-2023  
  ISIN US0003752047       Agenda 935772257 - Management
                             
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1     Approval of the management report, the consolidated financial statements and the annual financial statements for 2022 Management   For   For    
  2     Consultative vote on the 2022 Compensation Report Management   For   For    
  3     Discharge of the Board of Directors and the persons entrusted with management Management   For   For    
  4     Appropriation of earnings Management   For   For    
  5.1   Amendments to the Articles of Incorporation: Shares and Capital Structure Management   For   For    
  5.2   Amendments to the Articles of Incorporation: Restrictions on Registration Management   For   For    
  5.3   Amendments to the Articles of Incorporation: General Meeting of Shareholders Management   For   For    
  5.4   Amendments to the Articles of Incorporation: Virtual General Meeting of Shareholders Management   For   For    
  5.5   Amendments to the Articles of Incorporation: Board of Directors and Compensation Management   For   For    
  6     Capital Band Management   For   For    
  7.1   Binding vote on the maximum aggregate amount of compensation of the Board of Directors for the next term of office, i.e. from the 2023 Annual General Meeting to the 2024 Annual General Meeting Management   For   For    
  7.2   Binding vote on the maximum aggregate amount of compensation of the Executive Committee for the following financial year, i.e. 2024 Management   For   For    
  8a    Election of Director: Gunnar Brock Management   For   For    
  8b    Election of Director: David Constable Management   For   For    
  8c    Election of Director: Frederico Fleury Curado Management   For   For    
  8d    Election of Director: Lars Förberg Management   For   For    
  8e    Election of Director: Denise Johnson Management   For   For    
  8f    Election of Director: Jennifer Xin-Zhe Li Management   For   For    
  8g    Election of Director: Geraldine Matchett Management   For   For    
  8h    Election of Director: David Meline Management   For   For    
  8i    Election of Director: Jacob Wallenberg Management   For   For    
  8j    Election of Director and Chairman: Peter Voser Management   For   For    
  9.1   Election to the Compensation Committee: David Constable (as Director) Management   For   For    
  9.2   Election to the Compensation Committee: Frederico Fleury Curado (as Director) Management   For   For    
  9.3   Election to the Compensation Committee: Jennifer Xin- Zhe Li (as Director) Management   For   For    
  10    Election of the independent proxy, Zehnder Bolliger & Partner Management   For   For    
  11    Election of the auditors, KPMG AG Management   For   For    
  12    In case of additional or alternative proposals to the published agenda items or new agenda items during the Annual General Meeting, I instruct the independent proxy to act. Management   For        
  CNH INDUSTRIAL N V    
  Security N20944109       Meeting Type Annual  
  Ticker Symbol CNHI                  Meeting Date 14-Apr-2023  
  ISIN NL0010545661       Agenda 935776166 - Management
                             
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  2b.   Adoption of the 2022 Annual Financial Statements Management   For   For    
  2c.   Proposal of a dividend for 2022 of €0.36 per common share Management   For   For    
  2d.   Proposal to discharge the executive directors and the non- executive directors for the performance of his or her duties in 2022 Management   For   For    
  3a.   Application of the remuneration policy in 2022 Management   For   For    
  3b.   Proposal to approve the plan to grant rights to subscribe for common shares to executive directors under equity incentive plans Management   For   For    
  4a.   Re-appointment of Suzanne Heywood Management   For   For    
  4b.   Re-appointment of Scott W. Wine Management   For   For    
  4c.   Re-appointment of Howard W. Buffett Management   For   For    
  4d.   Re-appointment of Karen Linehan Management   For   For    
  4e.   Re-appointment of Alessandro Nasi Management   For   For    
  4f.   Re-appointment of Vagn Sørensen Management   For   For    
  4g.   Re-appointment of Åsa Tamsons Management   For   For    
  4h.   Appointment of Elizabeth Bastoni Management   For   For    
  4i.   Appointment of Richard J. Kramer Management   For   For    
  5a.   Authorization to issue shares and/or grant rights to subscribe for shares Management   For   For    
  5b.   Authorization to limit or exclude pre-emptive rights Management   For   For    
  5c.   Authorization to issue special voting shares Management   For   For    
  5d.   Authorization to repurchase own shares Management   For   For    
  6.    Proposal to re-appoint Deloitte Accountants B.V. as the independent auditor of the Company for the 2024 financial year Management   For   For    
  CNH INDUSTRIAL N V    
  Security N20944109       Meeting Type Annual  
  Ticker Symbol CNHI                  Meeting Date 14-Apr-2023  
  ISIN NL0010545661       Agenda 935792766 - Management
                             
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  2b.   Adoption of the 2022 Annual Financial Statements Management   For   For    
  2c.   Proposal of a dividend for 2022 of €0.36 per common share Management   For   For    
  2d.   Proposal to discharge the executive directors and the non- executive directors for the performance of his or her duties in 2022 Management   For   For    
  3a.   Application of the remuneration policy in 2022 Management   For   For    
  3b.   Proposal to approve the plan to grant rights to subscribe for common shares to executive directors under equity incentive plans Management   For   For    
  4a.   Re-appointment of Suzanne Heywood Management   For   For    
  4b.   Re-appointment of Scott W. Wine Management   For   For    
  4c.   Re-appointment of Howard W. Buffett Management   For   For    
  4d.   Re-appointment of Karen Linehan Management   For   For    
  4e.   Re-appointment of Alessandro Nasi Management   For   For    
  4f.   Re-appointment of Vagn Sørensen Management   For   For    
  4g.   Re-appointment of Åsa Tamsons Management   For   For    
  4h.   Appointment of Elizabeth Bastoni Management   For   For    
  4i.   Appointment of Richard J. Kramer Management   For   For    
  5a.   Authorization to issue shares and/or grant rights to subscribe for shares Management   For   For    
  5b.   Authorization to limit or exclude pre-emptive rights Management   For   For    
  5c.   Authorization to issue special voting shares Management   For   For    
  5d.   Authorization to repurchase own shares Management   For   For    
  6.    Proposal to re-appoint Deloitte Accountants B.V. as the independent auditor of the Company for the 2024 financial year Management   For   For    
  CARRIER GLOBAL CORPORATION    
  Security 14448C104       Meeting Type Annual  
  Ticker Symbol CARR                  Meeting Date 20-Apr-2023  
  ISIN US14448C1045       Agenda 935773336 - Management
                             
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1a.   Election of Director: Jean-Pierre Garnier Management   For   For    
  1b.   Election of Director: David Gitlin Management   For   For    
  1c.   Election of Director: John J. Greisch Management   For   For    
  1d.   Election of Director: Charles M. Holley, Jr. Management   For   For    
  1e.   Election of Director: Michael M. McNamara Management   For   For    
  1f.   Election of Director: Susan N. Story Management   For   For    
  1g.   Election of Director: Michael A. Todman Management   For   For    
  1h.   Election of Director: Virginia M. Wilson Management   For   For    
  1i.   Election of Director: Beth A. Wozniak Management   For   For    
  2.    Advisory Vote to Approve Named Executive Officer Compensation. Management   For   For    
  3.    Ratify Appointment of PricewaterhouseCoopers LLP to Serve as Independent Auditor for 2023. Management   For   For    
  4.    Shareowner Proposal regarding independent board chairman. Shareholder   Against   For    
  NEXTERA ENERGY PARTNERS, LP    
  Security 65341B106       Meeting Type Annual  
  Ticker Symbol NEP                   Meeting Date 24-Apr-2023  
  ISIN US65341B1061       Agenda 935772764 - Management
                             
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1a.   Election of Director: Susan D. Austin Management   For   For    
  1b.   Election of Director: Robert J. Byrne Management   For   For    
  1c.   Election of Director: John W. Ketchum Management   For   For    
  1d.   Election of Director: Peter H. Kind Management   For   For    
  2.    Ratification of appointment of Deloitte & Touche LLP as NextEra Energy Partners' independent registered public accounting firm for 2023 Management   For   For    
  3.    Approval, by non-binding advisory vote, of the compensation of NextEra Energy Partners' named executive officers as disclosed in the proxy statement Management   For   For    
  4.    Non-binding advisory vote on the frequency of future unitholder non-binding advisory votes on the compensation of NextEra Energy Partners' named executive officers Management   1 Year   For    
  VALMONT INDUSTRIES, INC.    
  Security 920253101       Meeting Type Annual  
  Ticker Symbol VMI                   Meeting Date 24-Apr-2023  
  ISIN US9202531011       Agenda 935776990 - Management
                             
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1.    DIRECTOR Management            
      1 Mogens C. Bay       For   For    
      2 Ritu Favre       For   For    
      3 Richard A. Lanoha       For   For    
  2.    Advisory approval of the company's executive compensation. Management   For   For    
  3.    Advisory vote on the frequency of the advisory vote on the company's executive compensation. Management   1 Year   For    
  4.    Ratifying the appointment of Deloitte & Touche LLP as independent auditors for fiscal 2023. Management   For   For    
  ING GROEP N.V.    
  Security 456837103       Meeting Type Annual  
  Ticker Symbol ING                   Meeting Date 24-Apr-2023  
  ISIN US4568371037       Agenda 935796233 - Management
                             
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  2c.   Remuneration Report for 2022 (advisory voting item). Management   For   For    
  2d.   Financial Statements (annual accounts) for 2022 (voting item). Management   For   For    
  3b.   Dividend for 2022 (voting item). Management   For   For    
  4a.   Discharge of the members of the Executive Board in respect of their duties performed during the year 2022 (voting item). Management   For   For    
  4b.   Discharge of the members of the Supervisory Board in respect of their duties performed during the year 2022 (voting item). Management   For   For    
  5.    Reappointment of the external auditor (voting item). Management   For   For    
  6.    Reappointment of Tanate Phutrakul to the Executive Board (voting item). Management   For   For    
  7a.   Appointment of Alexandra Reich to the Supervisory Board (voting item). Management   For   For    
  7b.   Appointment of Karl Guha to the Supervisory Board (voting item). Management   For   For    
  7c.   Reappointment of Herna Verhagen to the Supervisory Board (voting item). Management   For   For    
  7d.   Reappointment of Mike Rees to the Supervisory Board (voting item). Management   For   For    
  8a.   Authorization of the Executive Board to issue ordinary shares (voting item). Management   For   For    
  8b.   Authorization of the Executive Board to issue ordinary shares with or without pre-emptive rights of existing shareholders (voting item). Management   For   For    
  9.    Authorization of the Executive Board to acquire ordinary shares in ING Group's own capital (voting item). Management   For   For    
  10.   Reduction of the issued share capital by cancelling ordinary shares acquired by ING Group pursuant to the authority under agenda item 9 (voting item). Management   For   For    
  LIVENT CORPORATION    
  Security 53814L108       Meeting Type Annual  
  Ticker Symbol LTHM                  Meeting Date 25-Apr-2023  
  ISIN US53814L1089       Agenda 935773499 - Management
                             
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1a.   Election of Class II Director to terms expiring in 2026: Paul W. Graves Management   For   For    
  1b.   Election of Class II Director to terms expiring in 2026: Andrea E. Utecht Management   For   For    
  1c.   Election of Class II Director to terms expiring in 2026: Christina Lampe-Önnerud Management   For   For    
  2.    Ratification of the appointment of KPMG LLP as independent registered public accounting firm for 2023. Management   For   For    
  3.    Advisory (non-binding) approval of named executive officer compensation. Management   For   For    
  4.    Amendments to the Company's Amended and Restated Certificate of Incorporation and Amended and Restated By-Laws to declassify the board of directors. Management   For   For    
  5.    Amendment to the Company's Amended and Restated Certificate of Incorporation to eliminate supermajority voting requirements. Management   For   For    
  DANA INCORPORATED    
  Security 235825205       Meeting Type Annual  
  Ticker Symbol DAN                   Meeting Date 26-Apr-2023  
  ISIN US2358252052       Agenda 935777978 - Management
                             
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1.    DIRECTOR Management            
      1 Ernesto M. Hernández       For   For    
      2 Gary Hu       For   For    
      3 Brett M. Icahn       For   For    
      4 James K. Kamsickas       For   For    
      5 Virginia A. Kamsky       For   For    
      6 Bridget E. Karlin       For   For    
      7 Michael J. Mack, Jr.       For   For    
      8 R. Bruce McDonald       For   For    
      9 Diarmuid B. O'Connell       For   For    
      10 Keith E. Wandell       For   For    
  2.    Approval of a non-binding advisory proposal approving executive compensation. Management   For   For    
  3.    Approval of a non-binding advisory vote on the frequency of the advisory vote to approve executive compensation. Management   1 Year   For    
  4.    Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm. Management   For   For    
  5.    Shareholder proposal to require an independent Board Chairman. Shareholder   Against   For    
  LITTELFUSE, INC.    
  Security 537008104       Meeting Type Annual  
  Ticker Symbol LFUS                  Meeting Date 27-Apr-2023  
  ISIN US5370081045       Agenda 935774605 - Management
                             
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1a.   Election of Director: Kristina A. Cerniglia Management   For   For    
  1b.   Election of Director: Tzau-Jin Chung Management   For   For    
  1c.   Election of Director: Cary T. Fu Management   For   For    
  1d.   Election of Director: Maria C. Green Management   For   For    
  1e.   Election of Director: Anthony Grillo Management   For   For    
  1f.   Election of Director: David W. Heinzmann Management   For   For    
  1g.   Election of Director: Gordon Hunter Management   For   For    
  1h.   Election of Director: William P. Noglows Management   For   For    
  2.    Approve, on an advisory basis, the compensation of the Company's named executive officers. Management   For   For    
  3.    Advisory vote on the frequency of future advisory votes on the compensation of our named executive officers. Management   1 Year   For    
  4.    Approve the First Amendment to the Amended and Restated LittelFuse, Inc. Long-Term Incentive Plan to increase the number of shares authorized for issuance under the plan, and to make certain other changes to the plan. Management   For   For    
  5.    Approve and ratify the appointment of Grant Thornton LLP as the Company's independent auditors for 2023. Management   For   For    
  CROWN HOLDINGS, INC.    
  Security 228368106       Meeting Type Annual  
  Ticker Symbol CCK                   Meeting Date 27-Apr-2023  
  ISIN US2283681060       Agenda 935790116 - Management
                             
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1.    DIRECTOR Management            
      1 Timothy J. Donahue       For   For    
      2 Richard H. Fearon       For   For    
      3 Andrea J. Funk       For   For    
      4 Stephen J. Hagge       For   For    
      5 Jesse A. Lynn       For   For    
      6 James H. Miller       For   For    
      7 Josef M. Muller       For   For    
      8 B. Craig Owens       For   For    
      9 Angela M. Snyder       For   For    
      10 Caesar F. Sweitzer       For   For    
      11 Andrew J. Teno       For   For    
      12 Marsha C. Williams       For   For    
      13 Dwayne A. Wilson       For   For    
  2.    Ratification of the appointment of independent auditors for the fiscal year ending December 31, 2023. Management   For   For    
  3.    Approval by advisory vote of the resolution on executive compensation as described in the Proxy Statement. Management   For   For    
  4.    Approval by advisory vote on the frequency of future Say- on-Pay votes. Management   1 Year   For    
  5.    Consideration of a Shareholder's proposal seeking Shareholder ratification of termination pay. Shareholder   Against   For    
  HUBBELL INCORPORATED    
  Security 443510607       Meeting Type Annual  
  Ticker Symbol HUBB                  Meeting Date 02-May-2023  
  ISIN US4435106079       Agenda 935780672 - Management
                             
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1.    DIRECTOR Management            
      1 Gerben W. Bakker       For   For    
      2 Carlos M. Cardoso       For   For    
      3 Anthony J. Guzzi       For   For    
      4 Rhett A. Hernandez       For   For    
      5 Neal J. Keating       For   For    
      6 Bonnie C. Lind       For   For    
      7 John F. Malloy       For   For    
      8 Jennifer M. Pollino       For   For    
      9 John G. Russell       For   For    
  2.    To approve, by non-binding vote, the compensation of our named executive officers as presented in the 2023 Proxy Statement. Management   For   For    
  3.    To recommend, by non-binding vote, the frequency with which executive compensation will be subject to a shareholder vote. Management   1 Year   For    
  4.    To ratify the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the year 2023. Management   For   For    
  BRISTOL-MYERS SQUIBB COMPANY    
  Security 110122108       Meeting Type Annual  
  Ticker Symbol BMY                   Meeting Date 02-May-2023  
  ISIN US1101221083       Agenda 935788286 - Management
                             
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1A.   Election of Director: Peter J. Arduini Management   For   For    
  1B.   Election of Director: Deepak L. Bhatt, M.D., M.P.H. Management   For   For    
  1C.   Election of Director: Giovanni Caforio, M.D. Management   For   For    
  1D.   Election of Director: Julia A. Haller, M.D. Management   For   For    
  1E.   Election of Director: Manuel Hidalgo Medina, M.D., Ph.D. Management   For   For    
  1F.   Election of Director: Paula A. Price Management   For   For    
  1G.   Election of Director: Derica W. Rice Management   For   For    
  1H.   Election of Director: Theodore R. Samuels Management   For   For    
  1I.   Election of Director: Gerald L. Storch Management   For   For    
  1J.   Election of Director: Karen H. Vousden, Ph.D. Management   For   For    
  1K.   Election of Director: Phyllis R. Yale Management   For   For    
  2.    Advisory Vote to Approve the Compensation of our Named Executive Officers. Management   For   For    
  3.    Advisory Vote on the Frequency of the Advisory Vote on the Compensation of our Named Executive Officers. Management   1 Year   For    
  4.    Ratification of the Appointment of an Independent Registered Public Accounting Firm. Management   For   For    
  5.    Shareholder Proposal on the Adoption of a Board Policy that the Chairperson of the Board be an Independent Director. Shareholder   Against   For    
  6.    Shareholder Proposal on Workplace Non-Discrimination Audit. Shareholder   Against   For    
  7.    Shareholder Proposal on Special Shareholder Meeting Improvement. Shareholder   Against   For    
  JANUS HENDERSON GROUP PLC    
  Security G4474Y214       Meeting Type Annual  
  Ticker Symbol JHG                   Meeting Date 03-May-2023  
  ISIN JE00BYPZJM29       Agenda 935787056 - Management
                             
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1a.   Election of Director: Brian Baldwin Management   For   For    
  1b.   Election of Director: John Cassaday Management   For   For    
  1c.   Election of Director: Alison Davis Management   For   For    
  1d.   Election of Director: Kalpana Desai Management   For   For    
  1e.   Election of Director: Ali Dibadj Management   For   For    
  1f.   Election of Director: Kevin Dolan Management   For   For    
  1g.   Election of Director: Eugene Flood Jr. Management   For   For    
  1h.   Election of Director: Ed Garden Management   For   For    
  1i.   Election of Director: Alison Quirk Management   For   For    
  1j.   Election of Director: Angela Seymour-Jackson Management   For   For    
  1k.   Election of Director: Anne Sheehan Management   For   For    
  2.    Advisory Say-on-Pay Vote on Executive Compensation. Management   Abstain   Against    
  3.    Renewal of Authority to Repurchase Common Stock. Management   For   For    
  4.    Renewal of Authority to Repurchase CDIs. Management   For   For    
  5.    Reappointment and Remuneration of Auditors. Management   For   For    
  S&P GLOBAL INC.    
  Security 78409V104       Meeting Type Annual  
  Ticker Symbol SPGI                  Meeting Date 03-May-2023  
  ISIN US78409V1044       Agenda 935790445 - Management
                             
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1A.   Election of Director: Marco Alverà Management   For   For    
  1B.   Election of Director: Jacques Esculier Management   For   For    
  1C.   Election of Director: Gay Huey Evans Management   For   For    
  1D.   Election of Director: William D. Green Management   For   For    
  1E.   Election of Director: Stephanie C. Hill Management   For   For    
  1F.   Election of Director: Rebecca Jacoby Management   For   For    
  1G.   Election of Director: Robert P. Kelly Management   For   For    
  1H.   Election of Director: Ian P. Livingston Management   For   For    
  1I.   Election of Director: Deborah D. McWhinney Management   For   For    
  1J.   Election of Director: Maria R. Morris Management   For   For    
  1K.   Election of Director: Douglas L. Peterson Management   For   For    
  1L.   Election of Director: Richard E. Thornburgh Management   For   For    
  1M.   Election of Director: Gregory Washington Management   For   For    
  2.    Approve, on an advisory basis, the executive compensation program for the Company's named executive officers. Management   For   For    
  3.    Approve, on an advisory basis, the frequency on which the Company conducts an advisory vote on the executive compensation program for the Company's named executive officers. Management   1 Year   For    
  4.    Ratify the appointment of Ernst & Young LLP as the Company's independent auditor for 2023; Management   For   For    
  UNILEVER PLC    
  Security 904767704       Meeting Type Annual  
  Ticker Symbol UL                    Meeting Date 03-May-2023  
  ISIN US9047677045       Agenda 935793124 - Management
                             
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1.    To receive the Report and Accounts for the year ended 31 December 2022. Management   For   For    
  2.    To approve the Directors' Remuneration Report. Management   Against   Against    
  3.    To re-elect Nils Andersen as a Director. Management   For   For    
  4.    To re-elect Judith Hartmann as a Director. Management   For   For    
  5.    To re-elect Adrian Hennah as a Director. Management   For   For    
  6.    To re-elect Alan Jope as a Director. Management   For   For    
  7.    To re-elect Andrea Jung as a Director. Management   For   For    
  8.    To re-elect Susan Kilsby as a Director. Management   For   For    
  9.    To re-elect Ruby Lu as a Director. Management   For   For    
  10.   To re-elect Strive Masiyiwa as a Director. Management   For   For    
  11.   To re-elect Youngme Moon as a Director. Management   For   For    
  12.   To re-elect Graeme Pitkethly as a Director. Management   For   For    
  13.   To re-elect Feike Sijbesma as a Director. Management   For   For    
  14.   To elect Nelson Peltz as a Director. Management   For   For    
  15.   To elect Hein Schumacher as a Director. Management   For   For    
  16.   To reappoint KPMG LLP as Auditor of the Company. Management   For   For    
  17.   To authorise the Directors to fix the remuneration of the Auditor. Management   For   For    
  18.   To authorise Political Donations and expenditure. Management   For   For    
  19.   To renew the authority to Directors to issue shares. Management   For   For    
  20.   To renew the authority to Directors to disapply pre- emption rights. Management   For   For    
  21.   To renew the authority to Directors to disapply pre- emption rights for the purposes of acquisitions or capital investments. Management   For   For    
  22.   To renew the authority to the Company to purchase its own shares. Management   For   For    
  23.   To shorten the notice period for General Meetings to 14 clear days' notice. Management   For   For    
  GIBRALTAR INDUSTRIES, INC.    
  Security 374689107       Meeting Type Annual  
  Ticker Symbol ROCK                  Meeting Date 03-May-2023  
  ISIN US3746891072       Agenda 935817138 - Management
                             
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1a.   Election of Director until the 2024 annual meeting: Mark G. Barberio Management   For   For    
  1b.   Election of Director until the 2024 annual meeting: William T. Bosway Management   For   For    
  1c.   Election of Director until the 2024 annual meeting: Craig A. Hindman Management   For   For    
  1d.   Election of Director until the 2024 annual meeting: Gwendolyn G. Mizell Management   For   For    
  1e.   Election of Director until the 2024 annual meeting: Linda K. Myers Management   For   For    
  1f.   Election of Director until the 2024 annual meeting: James B. Nish Management   For   For    
  1g.   Election of Director until the 2024 annual meeting: Atlee Valentine Pope Management   For   For    
  1h.   Election of Director until the 2024 annual meeting: Manish H. Shah Management   For   For    
  2.    Advisory approval to determine stockholder preference on whether future Say-on-Pay votes should occur every one, two, or three years (Say-When-on-Pay). Management   1 Year   For    
  3.    Advisory approval of the Company's executive compensation (Say-On-Pay). Management   For   For    
  4.    Approval of the Gibraltar Industries, Inc. Amended and Restated 2018 Equity Incentive Plan. Management   For   For    
  5.    Approval of an amendment to the Company's Amended and Restated Certificate of Incorporation to add an exclusive forum provision. Management   For   For    
  6.    Ratification of Ernst & Young LLP as the Company's Independent Registered Public Accounting Firm for the year ending December 31, 2023. Management   For   For    
  ROGERS CORPORATION    
  Security 775133101       Meeting Type Annual  
  Ticker Symbol ROG                   Meeting Date 04-May-2023  
  ISIN US7751331015       Agenda 935790320 - Management
                             
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1.    DIRECTOR Management            
      1 Keith L. Barnes       For   For    
      2 Larry L. Berger       For   For    
      3 Megan Faust       For   For    
      4 R. Colin Gouveia       For   For    
      5 Armand F. Lauzon, Jr.       For   For    
      6 Ganesh Moorthy       For   For    
      7 Jeffrey J. Owens       For   For    
      8 Anne K. Roby       For   For    
      9 Peter C. Wallace       For   For    
  2.    To ratify the selection of PricewaterhouseCoopers LLP ("PwC") as our independent auditor for 2023. Management   For   For    
  3.    To approve, on a non-binding advisory basis, the compensation paid to our named executive officers. Management   For   For    
  4.    To approve, on a non-binding advisory basis, the frequency of future non-binding advisory votes on the compensation paid to our named executive officers. Management   1 Year   For    
  THE TIMKEN COMPANY    
  Security 887389104       Meeting Type Annual  
  Ticker Symbol TKR                   Meeting Date 05-May-2023  
  ISIN US8873891043       Agenda 935783692 - Management
                             
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1.    DIRECTOR Management            
      1 Maria A. Crowe       For   For    
      2 Elizabeth A. Harrell       For   For    
      3 Richard G. Kyle       For   For    
      4 Sarah C. Lauber       For   For    
      5 John A. Luke, Jr.       For   For    
      6 Christopher L. Mapes       For   For    
      7 James F. Palmer       For   For    
      8 Ajita G. Rajendra       For   For    
      9 Frank C. Sullivan       For   For    
      10 John M. Timken, Jr.       For   For    
      11 Ward J. Timken, Jr.       For   For    
  2.    Approval, on an advisory basis, of our named executive officer compensation. Management   For   For    
  3.    Recommendation, on an advisory basis, of the frequency (every 1, 2 or 3 years) of the shareholder advisory vote on named executive officer compensation. Management   1 Year   For    
  4.    Ratification of the appointment of Ernst & Young LLP as our independent auditor for the fiscal year ending December 31, 2023. Management   For   For    
  5.    Approval of amendments to our Amended Articles of Incorporation and Amended Regulations to reduce certain shareholder voting requirement thresholds. Management   For   For    
  6.    Consideration of a shareholder proposal requesting our Board to take the steps necessary to amend the appropriate company governing documents to give the owners of a combined 10% of our outstanding common stock the power to call a special shareholder meeting. Management   Against   For    
  DARLING INGREDIENTS INC.    
  Security 237266101       Meeting Type Annual  
  Ticker Symbol DAR                   Meeting Date 09-May-2023  
  ISIN US2372661015       Agenda 935786915 - Management
                             
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1a.   Election of Director: Randall C. Stuewe Management   For   For    
  1b.   Election of Director: Charles Adair Management   For   For    
  1c.   Election of Director: Beth Albright Management   For   For    
  1d.   Election of Director: Larry A. Barden Management   For   For    
  1e.   Election of Director: Celeste A. Clark Management   For   For    
  1f.   Election of Director: Linda Goodspeed Management   For   For    
  1g.   Election of Director: Enderson Guimaraes Management   For   For    
  1h.   Election of Director: Gary W. Mize Management   For   For    
  1i.   Election of Director: Michael E. Rescoe Management   For   For    
  1j.   Election of Director: Kurt Stoffel Management   For   For    
  2.    Proposal to ratify the selection of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending December 30, 2023. Management   For   For    
  3.    Advisory vote to approve executive compensation. Management   For   For    
  4.    Advisory vote to approve the frequency of future advisory votes on executive compensation. Management   1 Year   For    
  CUMMINS INC.    
  Security 231021106       Meeting Type Annual  
  Ticker Symbol CMI                   Meeting Date 09-May-2023  
  ISIN US2310211063       Agenda 935788109 - Management
                             
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1)    Election of Director: N. Thomas Linebarger Management   For   For    
  2)    Election of Director: Jennifer W. Rumsey Management   For   For    
  3)    Election of Director: Gary L. Belske Management   For   For    
  4)    Election of Director: Robert J. Bernhard Management   For   For    
  5)    Election of Director: Bruno V. Di Leo Allen Management   For   For    
  6)    Election of Director: Stephen B. Dobbs Management   For   For    
  7)    Election of Director: Carla A. Harris Management   For   For    
  8)    Election of Director: Thomas J. Lynch Management   For   For    
  9)    Election of Director: William I. Miller Management   For   For    
  10)   Election of Director: Georgia R. Nelson Management   For   For    
  11)   Election of Director: Kimberly A. Nelson Management   For   For    
  12)   Election of Director: Karen H. Quintos Management   For   For    
  13)   Advisory vote to approve the compensation of our named executive officers as disclosed in the proxy statement. Management   For   For    
  14)   Advisory vote on the frequency of future advisory votes on executive compensation. Management   1 Year   For    
  15)   Proposal to ratify the appointment of PricewaterhouseCoopers LLP as our auditors for 2023. Management   For   For    
  16)   Approval of the Cummins Inc. Employee Stock Purchase Plan, as amended. Management   For   For    
  17)   The shareholder proposal regarding an independent chairman of the board. Shareholder   Against   For    
  18)   The shareholder proposal regarding linking executive compensation to achieving 1.5°C emissions reductions. Shareholder   Against   For    
  PREFORMED LINE PRODUCTS COMPANY    
  Security 740444104       Meeting Type Annual  
  Ticker Symbol PLPC                  Meeting Date 09-May-2023  
  ISIN US7404441047       Agenda 935801577 - Management
                             
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1.1   Election of Director for a term expiring in 2025: Ms. Maegan A. R. Cross Management   For   For    
  1.2   Election of Director for a term expiring in 2025: Mr. Matthew D. Frymier Management   For   For    
  1.3   Election of Director for a term expiring in 2025: Mr. Richard R. Gascoigne Management   For   For    
  1.4   Election of Director for a term expiring in 2025: Mr. Robert G. Ruhlman Management   For   For    
  2.    To hold an advisory vote on the compensation of the Company's Named Executive Officers. Management   For   For    
  3.    To hold an advisory vote on the frequency of an advisory shareholder vote on the compensation of the Company's Named Executive Officers. Management   3 Years   For    
  4.    To ratify the appointment of Ernst & Young LLP. Management   For   For    
  AMERICAN WATER WORKS COMPANY, INC.    
  Security 030420103       Meeting Type Annual  
  Ticker Symbol AWK                   Meeting Date 10-May-2023  
  ISIN US0304201033       Agenda 935793782 - Management
                             
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1a.   Election of Director: Jeffrey N. Edwards Management   For   For    
  1b.   Election of Director: Martha Clark Goss Management   For   For    
  1c.   Election of Director: M. Susan Hardwick Management   For   For    
  1d.   Election of Director: Kimberly J. Harris Management   For   For    
  1e.   Election of Director: Laurie P. Havanec Management   For   For    
  1f.   Election of Director: Julia L. Johnson Management   For   For    
  1g.   Election of Director: Patricia L. Kampling Management   For   For    
  1h.   Election of Director: Karl F. Kurz Management   For   For    
  1i.   Election of Director: Michael L. Marberry Management   For   For    
  1j.   Election of Director: James G. Stavridis Management   For   For    
  2.    Approval, on an advisory basis, of the compensation of the Company's named executive officers. Management   For   For    
  3.    Approval, on an advisory basis, of the frequency (i.e., every year, every two years or every three years) of the approval, on an advisory basis, of the compensation of the Company's named executive officers. Management   For   For    
  4.    Ratification of the appointment, by the Audit, Finance and Risk Committee of the Board of Directors, of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2023. Management   For   For    
  5.    Shareholder proposal on Racial Equity Audit as described in the proxy statement. Shareholder   Abstain   Against    
  XYLEM INC.    
  Security 98419M100       Meeting Type Special 
  Ticker Symbol XYL                   Meeting Date 11-May-2023  
  ISIN US98419M1009       Agenda 935836936 - Management
                             
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1.    Proposal to approve the issuance of shares of Xylem Inc. common stock to the holders of Evoqua Water Technologies Corp. common stock pursuant to the terms and conditions of that certain Agreement and Plan of Merger, dated as of January 22, 2023, by and among Xylem Inc., Fore Merger Sub, Inc. and Evoqua Water Technologies Corp. Management   For   For    
  2.    Proposal to approve the adjournment of the Xylem Inc. special meeting of shareholders to a later date or time, as necessary or appropriate, in the event there are insufficient votes at the special meeting of shareholders to approve the Share Issuance Proposal. Management   For   For    
  EVOQUA WATER TECHNOLOGIES CORP.    
  Security 30057T105       Meeting Type Special 
  Ticker Symbol AQUA                  Meeting Date 11-May-2023  
  ISIN US30057T1051       Agenda 935836974 - Management
                             
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1.    Merger Proposal -- To adopt the Agreement and Plan of Merger, dated as of January 22, 2023 (as amended from time to time), by and among Xylem Inc., Fore Merger Sub, Inc. and Evoqua Water Technologies Corp. (the "Merger Proposal"). Management   For   For    
  2.    Advisory Compensation Proposal -- To approve, on an advisory (non-binding) basis, the compensation that will or may be paid to Evoqua Water Technologies Corp.'s named executive officers in connection with the merger. Management   For   For    
  3.    Adjournment Proposal -- To approve the adjournment of the Evoqua Water Technologies Corp. Special Meeting to solicit additional proxies if there are not sufficient votes cast at the Evoqua Water Technologies Corp. Special Meeting to approve the Merger Proposal or to ensure that any supplemental or amended disclosure, including any supplement or amendment to the joint proxy statement/prospectus, is timely provided to Evoqua Water Technologies Corp. stockholders. Management   For   For    
  WEYERHAEUSER COMPANY    
  Security 962166104       Meeting Type Annual  
  Ticker Symbol WY                    Meeting Date 12-May-2023  
  ISIN US9621661043       Agenda 935795407 - Management
                             
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1a.   Election of Director: Mark A. Emmert Management   For   For    
  1b.   Election of Director: Rick R. Holley Management   For   For    
  1c.   Election of Director: Sara Grootwassink Lewis Management   For   For    
  1d.   Election of Director: Deidra C. Merriwether Management   For   For    
  1e.   Election of Director: Al Monaco Management   For   For    
  1f.   Election of Director: Nicole W. Piasecki Management   For   For    
  1g.   Election of Director: Lawrence A. Selzer Management   For   For    
  1h.   Election of Director: Devin W. Stockfish Management   For   For    
  1i.   Election of Director: Kim Williams Management   For   For    
  2.    Approval, on an advisory basis, of the compensation of the named executive officers. Management   For   For    
  3.    Approval, on an advisory basis, of the frequency of future advisory votes on the compensation of the named executive officers. Management   1 Year   For    
  4.    Ratification of the selection of independent registered public accounting firm for 2023. Management   For   For    
  REPUBLIC SERVICES, INC.    
  Security 760759100       Meeting Type Annual  
  Ticker Symbol RSG                   Meeting Date 12-May-2023  
  ISIN US7607591002       Agenda 935800169 - Management
                             
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1a.   Election of Director: Manuel Kadre Management   For   For    
  1b.   Election of Director: Tomago Collins Management   For   For    
  1c.   Election of Director: Michael A. Duffy Management   For   For    
  1d.   Election of Director: Thomas W. Handley Management   For   For    
  1e.   Election of Director: Jennifer M. Kirk Management   For   For    
  1f.   Election of Director: Michael Larson Management   For   For    
  1g.   Election of Director: James P. Snee Management   For   For    
  1h.   Election of Director: Brian S. Tyler Management   For   For    
  1i.   Election of Director: Jon Vander Ark Management   For   For    
  1j.   Election of Director: Sandra M. Volpe Management   For   For    
  1k.   Election of Director: Katharine B. Weymouth Management   For   For    
  2.    Advisory vote to approve our named executive officer compensation. Management   For   For    
  3.    Advisory vote on the frequency of an advisory vote to approve our Named Executive Officer Compensation. Management   1 Year   For    
  4.    Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2023. Management   For   For    
  ARDAGH METAL PACKAGING S.A.    
  Security L02235106       Meeting Type Annual  
  Ticker Symbol AMBP                  Meeting Date 16-May-2023  
  ISIN LU2369833749       Agenda 935822141 - Management
                             
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1.    Consider the reports of the Board of Directors of the Company and the report of the statutory auditor (réviseur d'entreprises agréé) on the Company's consolidated financial statements for the year ended December 31, 2022 and approve the Company's consolidated financial statements for the year ended December 31, 2022. Management   For   For    
  2.    Consider the report of the statutory auditor (réviseur d'entreprises agréé) on the Company's annual accounts for the year ended December 31, 2022 and approve the Company's annual accounts for the year ended December 31, 2022. Management   For   For    
  3.    Confirm the distribution of interim dividends approved by the Board of Directors of the Company during the year ended December 31, 2022 and approve carrying forward the results for the year ended December 31, 2022. Management   For   For    
  4.    Grant discharge (quitus) to all members of the Board of Directors of the Company who were in office during the year ended December 31, 2022, for the proper performance of their duties. Management   For   For    
  5a.   Re-elect Oliver Graham, as a Class II Director until the 2026 annual general meeting of shareholders. Management   For   For    
  5b.   Re-elect Elizabeth Marcellino, as a Class II Director until the 2026 annual general meeting of shareholders. Management   For   For    
  5c.   Re-elect John Sheehan, as a Class II Director until the 2026 annual general meeting of shareholders. Management   For   For    
  6.    Approve the aggregate amount of the directors' remuneration for the year ending December 31, 2023. Management   For   For    
  7.    Appoint PricewaterhouseCoopers Société coopérative as statutory auditor (réviseur d'entreprises agréé) of the Company for the period ending at the 2024 annual general meeting of shareholders. Management   For   For    
  VERTEX PHARMACEUTICALS INCORPORATED    
  Security 92532F100       Meeting Type Annual  
  Ticker Symbol VRTX                  Meeting Date 17-May-2023  
  ISIN US92532F1003       Agenda 935809852 - Management
                             
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1.1   Election of Director: Sangeeta Bhatia Management   For   For    
  1.2   Election of Director: Lloyd Carney Management   For   For    
  1.3   Election of Director: Alan Garber Management   For   For    
  1.4   Election of Director: Terrence Kearney Management   For   For    
  1.5   Election of Director: Reshma Kewalramani Management   For   For    
  1.6   Election of Director: Jeffrey Leiden Management   For   For    
  1.7   Election of Director: Diana McKenzie Management   For   For    
  1.8   Election of Director: Bruce Sachs Management   For   For    
  1.9   Election of Director: Suketu Upadhyay Management   For   For    
  2.    Ratification of Ernst & Young LLP as independent Registered Public Accounting firm for the year ending December 31, 2023. Management   For   For    
  3.    Advisory vote to approve named executive office compensation. Management   For   For    
  4.    Advisory vote on the frequency of future advisory votes on executive compensation. Management   1 Year   For    
  XYLEM INC.    
  Security 98419M100       Meeting Type Annual  
  Ticker Symbol XYL                   Meeting Date 18-May-2023  
  ISIN US98419M1009       Agenda 935794063 - Management
                             
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1a.   Election of Director: Jeanne Beliveau-Dunn Management   For   For    
  1b.   Election of Director: Patrick K. Decker Management   For   For    
  1c.   Election of Director: Earl R. Ellis Management   For   For    
  1d.   Election of Director: Robert F. Friel Management   For   For    
  1e.   Election of Director: Victoria D. Harker Management   For   For    
  1f.   Election of Director: Steven R. Loranger Management   For   For    
  1g.   Election of Director: Mark D. Morelli Management   For   For    
  1h.   Election of Director: Jerome A. Peribere Management   For   For    
  1i.   Election of Director: Lila Tretikov Management   For   For    
  1j.   Election of Director: Uday Yadav Management   For   For    
  2.    Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. Management   For   For    
  3.    Advisory vote to approve the compensation of our named executive officers. Management   For   For    
  4.    Shareholder proposal requesting a policy requiring an independent board chair, if properly presented at the meeting. Shareholder   Against   For    
  NEXTERA ENERGY, INC.    
  Security 65339F101       Meeting Type Annual  
  Ticker Symbol NEE                   Meeting Date 18-May-2023  
  ISIN US65339F1012       Agenda 935808696 - Management
                             
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1a.   Election of Director: Nicole S. Arnaboldi Management   For   For    
  1b.   Election of Director: Sherry S. Barrat Management   For   For    
  1c.   Election of Director: James L. Camaren Management   For   For    
  1d.   Election of Director: Kenneth B. Dunn Management   For   For    
  1e.   Election of Director: Naren K. Gursahaney Management   For   For    
  1f.   Election of Director: Kirk S. Hachigian Management   For   For    
  1g.   Election of Director: John W. Ketchum Management   For   For    
  1h.   Election of Director: Amy B. Lane Management   For   For    
  1i.   Election of Director: David L. Porges Management   For   For    
  1j.   Election of Director: Deborah "Dev" Stahlkopf Management   For   For    
  1k.   Election of Director: John A. Stall Management   For   For    
  1l.   Election of Director: Darryl L. Wilson Management   For   For    
  2.    Ratification of appointment of Deloitte & Touche LLP as NextEra Energy's independent registered public accounting firm for 2023 Management   For   For    
  3.    Approval, by non-binding advisory vote, of NextEra Energy's compensation of its named executive officers as disclosed in the proxy statement Management   For   For    
  4.    Non-Binding advisory vote on whether NextEra Energy should hold a non-binding shareholder advisory vote to approve NextEra Energy's compensation of its named executive officers every 1, 2 or 3 years Management   1 Year   For    
  5.    A proposal entitled "Board Skills Disclosure" requesting a chart of individual board skills Shareholder   Abstain   Against    
  WASTE CONNECTIONS, INC.    
  Security 94106B101       Meeting Type Annual  
  Ticker Symbol WCN                   Meeting Date 19-May-2023  
  ISIN CA94106B1013       Agenda 935808571 - Management
                             
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1a.   Election of Director to serve for a one-year term: Andrea E. Bertone Management   For   For    
  1b.   Election of Director to serve for a one-year term: Edward E. "Ned" Guillet Management   For   For    
  1c.   Election of Director to serve for a one-year term: Michael W. Harlan Management   For   For    
  1d.   Election of Director to serve for a one-year term: Larry S. Hughes Management   For   For    
  1e.   Election of Director to serve for a one-year term: Worthing F. Jackman Management   Withheld   Against    
  1f.   Election of Director to serve for a one-year term: Elise L. Jordan Management   For   For    
  1g.   Election of Director to serve for a one-year term: Susan "Sue" Lee Management   For   For    
  1h.   Election of Director to serve for a one-year term: Ronald J. Mittelstaedt Management   For   For    
  1i.   Election of Director to serve for a one-year term: William J. Razzouk Management   For   For    
  2.    Say-on-Pay - Approve, on a non-binding, advisory basis, the compensation of our named executive officers as disclosed in the proxy statement. Management   For   For    
  3.    Say-When-on-Pay - Approve, on a nonbinding, advisory basis, holding future Say-on-Pay advisory votes every year, every two years, or every three years. Management   1 Year   For    
  4.    Appoint Grant Thornton LLP as the Company's independent registered public accounting firm for 2023 and authorize the Company's Board of Directors to fix the remuneration of the independent registered public accounting firm. Management   For   For    
  BIOMARIN PHARMACEUTICAL INC.    
  Security 09061G101       Meeting Type Annual  
  Ticker Symbol BMRN                  Meeting Date 23-May-2023  
  ISIN US09061G1013       Agenda 935812188 - Management
                             
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1.    DIRECTOR Management            
      1 Mark J. Alles       For   For    
      2 Elizabeth M. Anderson       For   For    
      3 Jean-Jacques Bienaimé       For   For    
      4 Willard Dere       For   For    
      5 Elaine J. Heron       For   For    
      6 Maykin Ho       For   For    
      7 Robert J. Hombach       For   For    
      8 V. Bryan Lawlis       For   For    
      9 Richard A. Meier       For   For    
      10 David E.I. Pyott       For   For    
      11 Dennis J. Slamon       For   For    
  2.    To ratify the selection of KPMG LLP as the independent registered public accounting firm for the Company for the fiscal year ending December 31, 2023. Management   For   For    
  3.    To approve, on an advisory basis, the frequency of the stockholders' approval, on an advisory basis, of the compensation of the Company's Named Executive Officers as disclosed in the Proxy Statement. Management   1 Year   For    
  4.    To approve, on an advisory basis, the compensation of the Company's Named Executive Officers as disclosed in the Proxy Statement. Management   For   For    
  5.    To approve an amendment to the Company's 2017 Equity Incentive Plan, as amended. Management   Against   Against    
  XCEL ENERGY INC.    
  Security 98389B100       Meeting Type Annual  
  Ticker Symbol XEL                   Meeting Date 24-May-2023  
  ISIN US98389B1008       Agenda 935814651 - Management
                             
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1a.   Election of Director: Megan Burkhart Management   For   For    
  1b.   Election of Director: Lynn Casey Management   For   For    
  1c.   Election of Director: Bob Frenzel Management   For   For    
  1d.   Election of Director: Netha Johnson Management   For   For    
  1e.   Election of Director: Patricia Kampling Management   For   For    
  1f.   Election of Director: George Kehl Management   For   For    
  1g.   Election of Director: Richard O'Brien Management   For   For    
  1h.   Election of Director: Charles Pardee Management   For   For    
  1i.   Election of Director: Christopher Policinski Management   For   For    
  1j.   Election of Director: James Prokopanko Management   For   For    
  1k.   Election of Director: Kim Williams Management   For   For    
  1l.   Election of Director: Daniel Yohannes Management   For   For    
  2.    Approval of Xcel Energy Inc.'s executive compensation in an advisory vote (say on pay vote) Management   For   For    
  3.    Approval of the frequency of say on pay votes Management   1 Year   For    
  4.    Ratification of the appointment of Deloitte & Touche LLP as Xcel Energy Inc.'s independent registered public accounting firm for 2023 Management   For   For    
  ILLUMINA, INC.    
  Security 452327109       Meeting Type Contested-Annual  
  Ticker Symbol ILMN                  Meeting Date 25-May-2023  
  ISIN US4523271090       Agenda 935842977 - Management
                             
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1A.   Illumina Nominee: Frances Arnold, Ph.D. Management   No Action        
  1B.   Illumina Nominee: Francis A. deSouza Management   No Action        
  1C.   Illumina Nominee: Caroline D. Dorsa Management   No Action        
  1D.   Illumina Nominee: Robert S. Epstein, M.D. Management   No Action        
  1E.   Illumina Nominee: Scott Gottlieb, M.D. Management   No Action        
  1F.   Illumina Nominee: Gary S. Guthart, Ph.D. Management   No Action        
  1G.   Illumina Nominee: Philip W. Schiller Management   No Action        
  1H.   Illumina Nominee: Susan E. Siegel Management   No Action        
  1I.   Illumina Nominee: John W. Thompson Management   No Action        
  1J.   Icahn Group Nominee OPPOSED by the Company: Vincent J. Intrieri Management   No Action        
  1K.   Icahn Group Nominee OPPOSED by the Company: Jesse A. Lynn Management   No Action        
  1L.   Icahn Group Nominee OPPOSED by the Company: Andrew J. Teno Management   No Action        
  2.    To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. Management   No Action        
  3.    To approve, on an advisory basis, the compensation provided to our named executive officers as disclosed in the Proxy Statement. Management   No Action        
  4.    To approve, on an advisory basis, the frequency of holding an advisory vote to approve compensation provided to our "named executive officers". Management   No Action        
  5.    To approve certain amendments to the Illumina, Inc. 2015 Stock and Incentive Plan Management   No Action        
  ILLUMINA, INC.    
  Security 452327109       Meeting Type Contested-Annual  
  Ticker Symbol ILMN                  Meeting Date 25-May-2023  
  ISIN US4523271090       Agenda 935854516 - Opposition
                             
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1a.   ICAHN NOMINEE: Vincent J. Intrieri Management   No Action        
  1b.   ICAHN NOMINEE: Jesse A. Lynn Management   No Action        
  1c.   ICAHN NOMINEE: Andrew J. Teno Management   No Action        
  1d.   ACCEPTABLE COMPANY NOMINEE: Frances Arnold Management   No Action        
  1e.   ACCEPTABLE COMPANY NOMINEE: Caroline D. Dorsa Management   No Action        
  1f.   ACCEPTABLE COMPANY NOMINEE: Scott Gottlieb Management   No Action        
  1g.   ACCEPTABLE COMPANY NOMINEE: Gary S. Guthart Management   No Action        
  1h.   ACCEPTABLE COMPANY NOMINEE: Philip W. Schiller Management   No Action        
  1i.   ACCEPTABLE COMPANY NOMINEE: Susan E. Siegel Management   No Action        
  1j.   OPPOSED COMPANY NOMINEE: Francis A. deSouza Management   No Action        
  1k.   OPPOSED COMPANY NOMINEE: Robert S. Epstein Management   No Action        
  1l.   OPPOSED COMPANY NOMINEE: John W. Thompson Management   No Action        
  2.    TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS ILLUMINA'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2023. Management   No Action        
  3.    TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE "NAMED EXECUTIVE OFFICERS" AS DISCLOSED IN THE COMPANY'S PROXY STATEMENT. Management   No Action        
  4.    TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY OF HOLDING AN ADVISORY VOTE TO APPROVE THE COMPENSATION PROVIDED TO THE COMPANY'S "NAMED EXECUTIVE OFFICERS". Management   No Action        
  5.    To approve certain amendments to the Illumina, Inc. 2015 Stock and Incentive Plan. Management   No Action        
  FREEPORT-MCMORAN INC.    
  Security 35671D857       Meeting Type Annual  
  Ticker Symbol FCX                   Meeting Date 06-Jun-2023  
  ISIN US35671D8570       Agenda 935831493 - Management
                             
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1a.   Election of Director: David P. Abney Management   For   For    
  1b.   Election of Director: Richard C. Adkerson Management   For   For    
  1c.   Election of Director: Marcela E. Donadio Management   For   For    
  1d.   Election of Director: Robert W. Dudley Management   For   For    
  1e.   Election of Director: Hugh Grant Management   For   For    
  1f.   Election of Director: Lydia H. Kennard Management   For   For    
  1g.   Election of Director: Ryan M. Lance Management   For   For    
  1h.   Election of Director: Sara Grootwassink Lewis Management   For   For    
  1i.   Election of Director: Dustan E. McCoy Management   For   For    
  1j.   Election of Director: Kathleen L. Quirk Management   For   For    
  1k.   Election of Director: John J. Stephens Management   For   For    
  1l.   Election of Director: Frances Fragos Townsend Management   For   For    
  2.    Approval, on an advisory basis, of the compensation of our named executive officers. Management   For   For    
  3.    Approval, on an advisory basis, of the frequency of future advisory votes on the compensation of our named executive officers. Management   1 Year   For    
  4.    Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2023. Management   For   For    
  MIRION TECHNOLOGIES, INC.    
  Security 60471A101       Meeting Type Annual  
  Ticker Symbol MIR                   Meeting Date 06-Jun-2023  
  ISIN US60471A1016       Agenda 935838283 - Management
                             
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1.    DIRECTOR Management            
      1 Lawrence D. Kingsley       For   For    
      2 Thomas D. Logan       For   For    
      3 Kenneth C. Bockhorst       For   For    
      4 Robert A. Cascella       For   For    
      5 Steven W. Etzel       For   For    
      6 John W. Kuo       For   For    
      7 Jody A. Markopoulos       For   For    
      8 Jyothsna (Jo) Natauri       For   For    
      9 Sheila Rege       For   For    
  2.    Ratify the appointment of Deloitte & Touche, LLP ("Deloitte") as our independent registered public accounting firm for the fiscal year ending December 31, 2023. Management   For   For    
  3.    Approve, on an advisory basis, the compensation of our named executive officers as disclosed in the accompanying proxy statement. Management   For   For    
  4.    Approve an amendment to our Amended and Restated Certificate of Incorporation to limit the liability of certain officers of the Company as permitted by recent amendments to Delaware law. Management   For   For    
  5.    Approve an amendment to our Amended and Restated Certificate of Incorporation to add a sunset date for the supermajority voting provisions. Management   For   For    
  AMERICAN VANGUARD CORPORATION    
  Security 030371108       Meeting Type Annual  
  Ticker Symbol AVD                   Meeting Date 07-Jun-2023  
  ISIN US0303711081       Agenda 935828270 - Management
                             
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1a.   Election of Director: Marisol Angelini Management   For   For    
  1b.   Election of Director: Scott D. Baskin Management   For   For    
  1c.   Election of Director: Mark R. Bassett Management   For   For    
  1d.   Election of Director: Debra F. Edwards Management   For   For    
  1e.   Election of Director: Morton D. Erlich Management   For   For    
  1f.   Election of Director: Patrick E. Gottschalk Management   For   For    
  1g.   Election of Director: Emer Gunter Management   For   For    
  1h.   Election of Director: Keith M. Rosenbloom Management   For   For    
  1i.   Election of Director: Eric G. Wintemute Management   For   For    
  2.    Ratify the appointment of Deloitte & Touche LLP as independent registered public accounting firm the year ending December 31, 2023. Management   For   For    
  3.    Resolved, that the compensation paid to the Company's named executive officers, as disclosed pursuant to Item 402 of Regulation S-K, including the Compensation Discussion and Analysis, compensation tables and narrative discussion, is hereby approved. Management   For   For    
  RESIDEO TECHNOLOGIES, INC.    
  Security 76118Y104       Meeting Type Annual  
  Ticker Symbol REZI                  Meeting Date 07-Jun-2023  
  ISIN US76118Y1047       Agenda 935843246 - Management
                             
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1a.   Election of Director: Roger Fradin Management   For   For    
  1b.   Election of Director: Jay Geldmacher Management   For   For    
  1c.   Election of Director: Paul Deninger Management   For   For    
  1d.   Election of Director: Cynthia Hostetler Management   For   For    
  1e.   Election of Director: Brian Kushner Management   For   For    
  1f.   Election of Director: Jack Lazar Management   For   For    
  1g.   Election of Director: Nina Richardson Management   For   For    
  1h.   Election of Director: Andrew Teich Management   For   For    
  1i.   Election of Director: Sharon Wienbar Management   For   For    
  1j.   Election of Director: Kareem Yusuf Management   For   For    
  2.    Advisory Vote to Approve Executive Compensation. Management   For   For    
  3.    Ratification of the Appointment of Independent Registered Public Accounting Firm. Management   For   For    
  4.    Approval of the Amended and Restated 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates. Management   Against   Against    
  5.    Shareholder Proposal Regarding Shareholder Ratification of Termination Pay. Shareholder   Against   For    
  ENVIVA INC.    
  Security 29415B103       Meeting Type Annual  
  Ticker Symbol EVA                   Meeting Date 15-Jun-2023  
  ISIN US29415B1035       Agenda 935857221 - Management
                             
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1.    DIRECTOR Management            
      1 Thomas Meth       For   For    
      2 John K. Keppler       For   For    
      3 Ralph Alexander       For   For    
      4 John C. Bumgarner, Jr.       For   For    
      5 Martin N. Davidson       For   For    
      6 Jim H. Derryberry       For   For    
      7 Gerrit L. Lansing, Jr.       For   For    
      8 Pierre F. Lapeyre, Jr.       For   For    
      9 David M. Leuschen       For   For    
      10 Jeffrey W. Ubben       For   For    
      11 Gary L. Whitlock       For   For    
      12 Janet S. Wong       For   For    
      13 Eva T. Zlotnicka       For   For    
  2.    The approval of an amendment to the Company's Certificate of Incorporation to reflect new Delaware law provisions regarding officer exculpation. Management   For   For    
  3.    The approval of, on an advisory (non-binding) basis, the frequency of future advisory votes to approve compensation of our Named Executive Officers. Management   1 Year   For    
  4.    The approval of, on an advisory (non-binding) basis, the compensation of the Company's Named Executive Officers. Management   For   For    
  5.    The ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm. Management   For   For    
  6.    The approval of the issuance of shares of the Company's common stock, par value $0.001 per share, upon the conversion of the Company's Series A Preferred Stock, par value $0.001 per share. Management   For   For    
  ROYALTY PHARMA PLC    
  Security G7709Q104       Meeting Type Annual  
  Ticker Symbol RPRX                  Meeting Date 22-Jun-2023  
  ISIN GB00BMVP7Y09       Agenda 935858502 - Management
                             
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1a.   Election of Director: Pablo Legorreta Management   For   For    
  1b.   Election of Director: Henry Fernandez Management   For   For    
  1c.   Election of Director: Bonnie Bassler, Ph.D. Management   For   For    
  1d.   Election of Director: Errol De Souza, Ph.D. Management   For   For    
  1e.   Election of Director: Catherine Engelbert Management   For   For    
  1f.   Election of Director: M. Germano Giuliani Management   For   For    
  1g.   Election of Director: David Hodgson Management   For   For    
  1h.   Election of Director: Ted Love, M.D. Management   For   For    
  1i.   Election of Director: Gregory Norden Management   For   For    
  1j.   Election of Director: Rory Riggs Management   For   For    
  2.    A non-binding advisory vote to approve executive compensation. Management   Against   Against    
  3.    Ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm. Management   For   For    
  4.    Approve receipt of our U.K. audited annual report and accounts and related directors' and auditor's reports for the fiscal year ended December 31, 2022. Management   For   For    
  5.    Approve on a non-binding advisory basis our U.K. directors' remuneration report. Management   Against   Against    
  6.    Re-appoint Ernst & Young as our U.K. statutory auditor, to hold office until the conclusion of the next general meeting at which the U.K. annual report and accounts are presented to shareholders. Management   For   For    
  7.    Authorize the board of directors to determine the remuneration of Ernst & Young in its capacity as our U.K. statutory auditor. Management   For   For    
  BROOKFIELD RENEWABLE CORPORATION    
  Security 11284V105       Meeting Type Annual  
  Ticker Symbol BEPC                  Meeting Date 27-Jun-2023  
  ISIN CA11284V1058       Agenda 935875293 - Management
                             
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1     DIRECTOR Management            
      1 Jeffrey Blidner       For   For    
      2 Scott Cutler       For   For    
      3 Sarah Deasley       For   For    
      4 Nancy Dorn       For   For    
      5 E. de Carvalho Filho       For   For    
      6 Randy MacEwen       For   For    
      7 David Mann       For   For    
      8 Lou Maroun       For   For    
      9 Stephen Westwell       For   For    
      10 Patricia Zuccotti       For   For    
  2     Appointment of Ernst & Young LLP as Auditors of the Corporation for the ensuing year and authorizing the Directors to set their remuneration. Management   For   For    

 

 

ProxyEdge Report Date: 07/01/2023
Meeting Date Range: 07/01/2022 - 06/30/2023 1
Gabelli Automation ETF  

 

Investment Company Report

 

  EMERSON ELECTRIC CO.    
  Security 291011104       Meeting Type Annual
  Ticker Symbol EMR                   Meeting Date 07-Feb-2023  
  ISIN US2910111044       Agenda 935748600 - Management
                             
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1a.   ELECTION OF DIRECTOR FOR TERMS ENDING IN 2026: Martin S. Craighead Management   For   For    
  1b.   ELECTION OF DIRECTOR FOR TERMS ENDING IN 2026: Gloria A. Flach Management   For   For    
  1c.   ELECTION OF DIRECTOR FOR TERMS ENDING IN 2026: Matthew S. Levatich Management   For   For    
  2.    Ratification of KPMG LLP as Independent Registered Public Accounting Firm. Management   For   For    
  3.    Approval, by non-binding advisory vote, of Emerson Electric Co. executive compensation. Management   For   For    
  4.    Advisory vote on frequency of future shareholder advisory approval of the Company's executive compensation. Management   1 Year   For    
  ROCKWELL AUTOMATION, INC.    
  Security 773903109       Meeting Type Annual  
  Ticker Symbol ROK                   Meeting Date 07-Feb-2023  
  ISIN US7739031091       Agenda 935750504 - Management
                             
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  A.    DIRECTOR Management            
      1 William P. Gipson       For   For    
      2 Pam Murphy       For   For    
      3 Donald R. Parfet       For   For    
      4 Robert W. Soderbery       For   For    
  B.    To approve, on an advisory basis, the compensation of the Corporation's named executive officers. Management   For   For    
  C.    To approve, on an advisory basis, the frequency of the shareowner vote on the compensation of the Corporation's named executive officers. Management   1 Year   For    
  D.    To approve the selection of Deloitte & Touche LLP as the Corporation's independent registered public accounting firm for fiscal 2023. Management   For   For    
  PTC INC.    
  Security 69370C100       Meeting Type Annual  
  Ticker Symbol PTC                   Meeting Date 16-Feb-2023  
  ISIN US69370C1009       Agenda 935751809 - Management
                             
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1.    DIRECTOR Management            
      1 Mark Benjamin       For   For    
      2 Janice Chaffin       For   For    
      3 Amar Hanspal       For   For    
      4 James Heppelmann       For   For    
      5 Michal Katz       For   For    
      6 Paul Lacy       For   For    
      7 Corinna Lathan       For   For    
      8 Blake Moret       For   For    
      9 Robert Schechter       For   For    
  2.    Approve an increase of 6,000,000 shares available for issuance under the 2000 Equity Incentive Plan. Management   For   For    
  3.    Approve an increase of 2,000,000 shares available under the 2016 Employee Stock Purchase Plan. Management   For   For    
  4.    Advisory vote to approve the compensation of our named executive officers (say-on-pay). Management   For   For    
  5.    Advisory vote on the frequency of the Say-on-Pay vote. Management   1 Year   For    
  6.    Advisory vote to confirm the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the current fiscal year. Management   For   For    
  MATTHEWS INTERNATIONAL CORPORATION    
  Security 577128101       Meeting Type Annual  
  Ticker Symbol MATW                  Meeting Date 16-Feb-2023  
  ISIN US5771281012       Agenda 935759665 - Management
                             
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1.1   Election of Director for a term of three years: Gregory S. Babe Management   For   For    
  1.2   Election of Director for a term of three years: Aleta W. Richards Management   For   For    
  1.3   Election of Director for a term of three years: David A. Schawk Management   For   For    
  2.    Approve the adoption of the Amended and Restated 2019 Director Fee Plan. Management   Against   Against    
  3.    Ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm to audit the records of the Company for the fiscal year ending September 30, 2023. Management   For   For    
  4.    Provide an advisory (non-binding) vote on the executive compensation of the Company's named executive officers. Management   For   For    
  5.    Provide an advisory (non-binding) vote on the frequency of the advisory vote on the executive compensation of the Company's named executive officers. Management   1 Year   For    
  THE AZEK COMPANY INC.    
  Security 05478C105       Meeting Type Annual  
  Ticker Symbol AZEK                  Meeting Date 28-Feb-2023  
  ISIN US05478C1053       Agenda 935756582 - Management
                             
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1.    DIRECTOR Management            
      1 Gary Hendrickson       For   For    
      2 Howard Heckes       For   For    
      3 Bennett Rosenthal       For   For    
      4 Jesse Singh       For   For    
  2.    To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for our fiscal year ending September 30, 2023. Management   For   For    
  3.    To approve, on an advisory, non-binding basis, the compensation of our named executive officers. Management   For   For    
  4.    To approve an amendment to our restated certificate of incorporation to limit the liability of certain officers of the Company as permitted by recent amendments to Delaware law. Management   For   For    
  JOHNSON CONTROLS INTERNATIONAL PLC    
  Security G51502105       Meeting Type Annual  
  Ticker Symbol JCI                   Meeting Date 08-Mar-2023  
  ISIN IE00BY7QL619       Agenda 935759590 - Management
                             
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1a.   Election of Director for a period of one year, expiring at the end of the Company's Annual General Meeting in 2024: Jean Blackwell Management   For   For    
  1b.   Election of Director for a period of one year, expiring at the end of the Company's Annual General Meeting in 2024: Pierre Cohade Management   For   For    
  1c.   Election of Director for a period of one year, expiring at the end of the Company's Annual General Meeting in 2024: Michael E. Daniels Management   For   For    
  1d.   Election of Director for a period of one year, expiring at the end of the Company's Annual General Meeting in 2024: W. Roy Dunbar Management   For   For    
  1e.   Election of Director for a period of one year, expiring at the end of the Company's Annual General Meeting in 2024: Gretchen R. Haggerty Management   For   For    
  1f.   Election of Director for a period of one year, expiring at the end of the Company's Annual General Meeting in 2024: Ayesha Khanna Management   For   For    
  1g.   Election of Director for a period of one year, expiring at the end of the Company's Annual General Meeting in 2024: Simone Menne Management   For   For    
  1h.   Election of Director for a period of one year, expiring at the end of the Company's Annual General Meeting in 2024: George R. Oliver Management   For   For    
  1i.   Election of Director for a period of one year, expiring at the end of the Company's Annual General Meeting in 2024: Jürgen Tinggren Management   For   For    
  1j.   Election of Director for a period of one year, expiring at the end of the Company's Annual General Meeting in 2024: Mark Vergnano Management   For   For    
  1k.   Election of Director for a period of one year, expiring at the end of the Company's Annual General Meeting in 2024: John D. Young Management   For   For    
  2.a   To ratify the appointment of PricewaterhouseCoopers LLP as the independent auditors of the Company. Management   For   For    
  2.b   To authorize the Audit Committee of the Board of Directors to set the auditors' remuneration. Management   For   For    
  3.    To authorize the Company and/or any subsidiary of the Company to make market purchases of Company shares. Management   For   For    
  4.    To determine the price range at which the Company can re-allot shares that it holds as treasury shares (Special Resolution). Management   For   For    
  5.    To approve, in a non-binding advisory vote, the compensation of the named executive officers. Management   For   For    
  6.    To approve, in a non-binding advisory vote, the frequency of the non-binding advisory vote on the compensation of the named executive officers. Management   1 Year   For    
  7.    To approve the Directors' authority to allot shares up to approximately 20% of issued share capital. Management   For   For    
  8.    To approve the waiver of statutory preemption rights with respect to up to 5% of the issued share capital (Special Resolution). Management   Against   Against    
  HOLOGIC, INC.    
  Security 436440101       Meeting Type Annual  
  Ticker Symbol HOLX                  Meeting Date 09-Mar-2023  
  ISIN US4364401012       Agenda 935758132 - Management
                             
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1a.   Election of Director: Stephen P. MacMillan Management   For   For    
  1b.   Election of Director: Sally W. Crawford Management   For   For    
  1c.   Election of Director: Charles J. Dockendorff Management   For   For    
  1d.   Election of Director: Scott T. Garrett Management   For   For    
  1e.   Election of Director: Ludwig N. Hantson Management   For   For    
  1f.   Election of Director: Namal Nawana Management   For   For    
  1g.   Election of Director: Christiana Stamoulis Management   For   For    
  1h.   Election of Director: Stacey D. Stewart Management   For   For    
  1i.   Election of Director: Amy M. Wendell Management   For   For    
  2.    A non-binding advisory resolution to approve executive compensation. Management   For   For    
  3.    A non-binding advisory vote on the frequency of future advisory votes to approve executive compensation. Management   1 Year   For    
  4.    Approval of the Hologic, Inc. Amended and Restated 2008 Equity Incentive Plan. Management   For   For    
  5.    Approval of the Hologic, Inc. Amended and Restated 2012 Employee Stock Purchase Plan. Management   For   For    
  6.    Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for fiscal 2023. Management   For   For    
  ABB LTD    
  Security 000375204       Meeting Type Annual  
  Ticker Symbol ABB                   Meeting Date 23-Mar-2023  
  ISIN US0003752047       Agenda 935772257 - Management
                             
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1     Approval of the management report, the consolidated financial statements and the annual financial statements for 2022 Management   For   For    
  2     Consultative vote on the 2022 Compensation Report Management   For   For    
  3     Discharge of the Board of Directors and the persons entrusted with management Management   For   For    
  4     Appropriation of earnings Management   For   For    
  5.1   Amendments to the Articles of Incorporation: Shares and Capital Structure Management   For   For    
  5.2   Amendments to the Articles of Incorporation: Restrictions on Registration Management   For   For    
  5.3   Amendments to the Articles of Incorporation: General Meeting of Shareholders Management   For   For    
  5.4   Amendments to the Articles of Incorporation: Virtual General Meeting of Shareholders Management   For   For    
  5.5   Amendments to the Articles of Incorporation: Board of Directors and Compensation Management   For   For    
  6     Capital Band Management   For   For    
  7.1   Binding vote on the maximum aggregate amount of compensation of the Board of Directors for the next term of office, i.e. from the 2023 Annual General Meeting to the 2024 Annual General Meeting Management   For   For    
  7.2   Binding vote on the maximum aggregate amount of compensation of the Executive Committee for the following financial year, i.e. 2024 Management   For   For    
  8a    Election of Director: Gunnar Brock Management   For   For    
  8b    Election of Director: David Constable Management   For   For    
  8c    Election of Director: Frederico Fleury Curado Management   For   For    
  8d    Election of Director: Lars Förberg Management   For   For    
  8e    Election of Director: Denise Johnson Management   For   For    
  8f    Election of Director: Jennifer Xin-Zhe Li Management   For   For    
  8g    Election of Director: Geraldine Matchett Management   For   For    
  8h    Election of Director: David Meline Management   For   For    
  8i    Election of Director: Jacob Wallenberg Management   For   For    
  8j    Election of Director and Chairman: Peter Voser Management   For   For    
  9.1   Election to the Compensation Committee: David Constable (as Director) Management   For   For    
  9.2   Election to the Compensation Committee: Frederico Fleury Curado (as Director) Management   For   For    
  9.3   Election to the Compensation Committee: Jennifer Xin- Zhe Li (as Director) Management   For   For    
  10    Election of the independent proxy, Zehnder Bolliger & Partner Management   For   For    
  11    Election of the auditors, KPMG AG Management   For   For    
  12    In case of additional or alternative proposals to the published agenda items or new agenda items during the Annual General Meeting, I instruct the independent proxy to act. Management   Against        
  TENNANT COMPANY    
  Security 880345103       Meeting Type Annual  
  Ticker Symbol TNC                   Meeting Date 25-Apr-2023  
  ISIN US8803451033       Agenda 935776611 - Management
                             
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1a.   Election of Director: Carol S. Eicher Management   For   For    
  1b.   Election of Director: Maria C. Green Management   For   For    
  1c.   Election of Director: Donal L. Mulligan Management   For   For    
  1d.   Election of Director: Andrew P. Hider Management   For   For    
  2.    Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for the year ending December 31, 2023. Management   For   For    
  3.    Advisory approval of executive compensation. Management   For   For    
  4.    Advisory approval on the frequency of future advisory executive compensation approvals. Management   1 Year   For    
  NEWMONT CORPORATION    
  Security 651639106       Meeting Type Annual  
  Ticker Symbol NEM                   Meeting Date 26-Apr-2023  
  ISIN US6516391066       Agenda 935776938 - Management
                             
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1a.   Election of Director: Patrick G. Awuah, Jr. Management   For   For    
  1b.   Election of Director: Gregory H. Boyce Management   For   For    
  1c.   Election of Director: Bruce R. Brook Management   For   For    
  1d.   Election of Director: Maura J. Clark Management   For   For    
  1e.   Election of Director: Emma FitzGerald Management   For   For    
  1f.   Election of Director: Mary A. Laschinger Management   For   For    
  1g.   Election of Director: José Manuel Madero Management   For   For    
  1h.   Election of Director: René Médori Management   For   For    
  1i.   Election of Director: Jane Nelson Management   For   For    
  1j.   Election of Director: Tom Palmer Management   For   For    
  1k.   Election of Director: Julio M. Quintana Management   For   For    
  1l.   Election of Director: Susan N. Story Management   For   For    
  2.    Approval of the advisory resolution on Newmont's executive compensation. Management   For   For    
  3.    Ratification of the Audit Committees appointment of Ernst and Young LLP as Newmont's independent registered public accounting firm for the fiscal year 2023. Management   For   For    
  4.    Advisory vote on the frequency of future advisory votes on executive compensation. Management   1 Year   For    
  W.W. GRAINGER, INC.    
  Security 384802104       Meeting Type Annual  
  Ticker Symbol GWW                   Meeting Date 26-Apr-2023  
  ISIN US3848021040       Agenda 935780761 - Management
                             
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1a.   Election of Director: Rodney C. Adkins Management   For   For    
  1b.   Election of Director: V. Ann Hailey Management   For   For    
  1c.   Election of Director: Katherine D. Jaspon Management   For   For    
  1d.   Election of Director: Stuart L. Levenick Management   For   For    
  1e.   Election of Director: D.G. Macpherson Management   For   For    
  1f.   Election of Director: Neil S. Novich Management   For   For    
  1g.   Election of Director: Beatriz R. Perez Management   For   For    
  1h.   Election of Director: E. Scott Santi Management   For   For    
  1i.   Election of Director: Susan Slavik Williams Management   For   For    
  1j.   Election of Director: Lucas E. Watson Management   For   For    
  1k.   Election of Director: Steven A. White Management   For   For    
  2.    Proposal to ratify the appointment of Ernst & Young LLP as independent auditor for the year ending December 31, 2023. Management   For   For    
  3.    Say on Pay proposal to approve on a non-binding advisory basis the compensation of W.W. Grainger, Inc.'s Named Executive Officers. Management   For   For    
  4.    Say When on Pay proposal to select on a non-binding advisory basis the frequency of the advisory vote on compensation of W.W. Grainger, Inc.'s Named Executive Officers. Management   1 Year   For    
  DISH NETWORK CORPORATION    
  Security 25470M109       Meeting Type Annual  
  Ticker Symbol DISH                  Meeting Date 28-Apr-2023  
  ISIN US25470M1099       Agenda 935782917 - Management
                             
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1.    DIRECTOR Management            
      1 Kathleen Q. Abernathy       For   For    
      2 George R. Brokaw       Withheld   Against    
      3 Stephen J. Bye       For   For    
      4 W. Erik Carlson       For   For    
      5 James DeFranco       For   For    
      6 Cantey M. Ergen       For   For    
      7 Charles W. Ergen       For   For    
      8 Tom A. Ortolf       For   For    
      9 Joseph T. Proietti       For   For    
  2.    To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. Management   For   For    
  3.    To amend and restate our Employee Stock Purchase Plan. Management   For   For    
  4.    To conduct a non-binding advisory vote on executive compensation. Management   For   For    
  5.    To conduct a non-binding advisory vote on the frequency of future non-binding advisory votes on executive compensation. Management   3 Years   For    
  ALLIED MOTION TECHNOLOGIES INC.    
  Security 019330109       Meeting Type Annual  
  Ticker Symbol AMOT                  Meeting Date 03-May-2023  
  ISIN US0193301092       Agenda 935814827 - Management
                             
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1a.   ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING: R.B. Engel Management   For   For    
  1b.   ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING: R.D. Federico Management   For   For    
  1c.   ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING: S. C. Finch Management   For   For    
  1d.   ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING: J.J. Tanous Management   For   For    
  1e.   ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING: N. R. Tzetzo Management   For   For    
  1f.   ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING: R.S. Warzala Management   For   For    
  1g.   ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING: M.R. Winter Management   For   For    
  2.    ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. Management   For   For    
  3.    RATIFICATION OF THE APPOINTMENT OF THE COMPANY'S INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2023. Management   For   For    
  AMETEK, INC.    
  Security 031100100       Meeting Type Annual  
  Ticker Symbol AME                   Meeting Date 04-May-2023  
  ISIN US0311001004       Agenda 935782068 - Management
                             
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1a.   Election of Director for a term of three years: Thomas A. Amato Management   For   For    
  1b.   Election of Director for a term of three years: Anthony J. Conti Management   For   For    
  1c.   Election of Director for a term of three years: Gretchen W. McClain Management   For   For    
  2.    Approval, by advisory vote, of the compensation of AMETEK, Inc.'s named executive officers. Management   For   For    
  3.    Cast an advisory vote on the frequency of future advisory votes on executive compensation. Management   1 Year   For    
  4.    Ratification of the appointment of Ernst & Young LLP as independent registered public accounting firm for 2023. Management   For   For    
  ITT INC.    
  Security 45073V108       Meeting Type Annual  
  Ticker Symbol ITT                   Meeting Date 10-May-2023  
  ISIN US45073V1089       Agenda 935786307 - Management
                             
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1a.   Election of Director: Donald DeFosset, Jr. Management   For   For    
  1b.   Election of Director: Nicholas C. Fanandakis Management   For   For    
  1c.   Election of Director: Richard P. Lavin Management   For   For    
  1d.   Election of Director: Rebecca A. McDonald Management   For   For    
  1e.   Election of Director: Timothy H. Powers Management   For   For    
  1f.   Election of Director: Luca Savi Management   For   For    
  1g.   Election of Director: Cheryl L. Shavers Management   For   For    
  1h.   Election of Director: Sabrina Soussan Management   For   For    
  2.    Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for the 2023 fiscal year Management   For   For    
  3.    Approval of a non-binding advisory vote on executive compensation Management   For   For    
  4.    Approval of a non-binding advisory vote on the frequency of future shareholder votes on executive compensation Management   1 Year   For    
  5.    Approval of adoption of the Company's Employee Stock Purchase Plan Management   For   For    
  6.    A shareholder proposal regarding special shareholder meetings Shareholder   Against   For    
  ITRON, INC.    
  Security 465741106       Meeting Type Annual  
  Ticker Symbol ITRI                  Meeting Date 11-May-2023  
  ISIN US4657411066       Agenda 935780470 - Management
                             
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1a.   Election of Director: Mary C. Hemmingsen Management   For   For    
  1b.   Election of Director: Jerome J. Lande Management   For   For    
  1c.   Election of Director: Frank M. Jaehnert Management   For   For    
  2.    Proposal to approve the advisory (non-binding) resolution relating to executive compensation. Management   For   For    
  3.    Proposal to approve, on an advisory (non-binding) basis, the frequency of the advisory vote on executive compensation. Management   1 Year   For    
  4.    Proposal to approve the amendment of the Itron, Inc. 2012 Employee Stock Purchase Plan. Management   For   For    
  5.    Ratification of the appointment of Deloitte & Touche LLP as the Company's independent registered public accountant for 2023. Management   For   For    
  REPUBLIC SERVICES, INC.    
  Security 760759100       Meeting Type Annual  
  Ticker Symbol RSG                   Meeting Date 12-May-2023  
  ISIN US7607591002       Agenda 935800169 - Management
                             
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1a.   Election of Director: Manuel Kadre Management   For   For    
  1b.   Election of Director: Tomago Collins Management   For   For    
  1c.   Election of Director: Michael A. Duffy Management   For   For    
  1d.   Election of Director: Thomas W. Handley Management   For   For    
  1e.   Election of Director: Jennifer M. Kirk Management   For   For    
  1f.   Election of Director: Michael Larson Management   For   For    
  1g.   Election of Director: James P. Snee Management   For   For    
  1h.   Election of Director: Brian S. Tyler Management   For   For    
  1i.   Election of Director: Jon Vander Ark Management   For   For    
  1j.   Election of Director: Sandra M. Volpe Management   For   For    
  1k.   Election of Director: Katharine B. Weymouth Management   For   For    
  2.    Advisory vote to approve our named executive officer compensation. Management   For   For    
  3.    Advisory vote on the frequency of an advisory vote to approve our Named Executive Officer Compensation. Management   1 Year   For    
  4.    Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2023. Management   For   For    
  NCR CORPORATION    
  Security 62886E108       Meeting Type Annual  
  Ticker Symbol NCR                   Meeting Date 16-May-2023  
  ISIN US62886E1082       Agenda 935786410 - Management
                             
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1a.   Election of Director: Mark W. Begor Management   For   For    
  1b.   Election of Director: Gregory Blank Management   For   For    
  1c.   Election of Director: Catherine L. Burke Management   For   For    
  1d.   Election of Director: Deborah A. Farrington Management   For   For    
  1e.   Election of Director: Michael D. Hayford Management   For   For    
  1f.   Election of Director: Georgette D. Kiser Management   For   For    
  1g.   Election of Director: Kirk T. Larsen Management   For   For    
  1h.   Election of Director: Martin Mucci Management   For   For    
  1i.   Election of Director: Joseph E. Reece Management   For   For    
  1j.   Election of Director: Laura J. Sen Management   For   For    
  1k.   Election of Director: Glenn W. Welling Management   For   For    
  2.    To approve, on a non-binding and advisory basis, the compensation of the named executive officers as more particularly described in the proxy materials Management   For   For    
  3.    To approve, on a non-binding advisory basis, the frequency of future advisory votes on the compensation of our named executive officers Management   1 Year   For    
  4.    To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023 as more particularly described in the proxy materials Management   For   For    
  5.    To approve the proposal to amend the NCR Corporation 2017 Stock Incentive Plan as more particularly described in the proxy materials. Management   Against   Against    
  ARDAGH METAL PACKAGING S.A.    
  Security L02235106       Meeting Type Annual  
  Ticker Symbol AMBP                  Meeting Date 16-May-2023  
  ISIN LU2369833749       Agenda 935822141 - Management
                             
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1.    Consider the reports of the Board of Directors of the Company and the report of the statutory auditor (réviseur d'entreprises agréé) on the Company's consolidated financial statements for the year ended December 31, 2022 and approve the Company's consolidated financial statements for the year ended December 31, 2022. Management   For   For    
  2.    Consider the report of the statutory auditor (réviseur d'entreprises agréé) on the Company's annual accounts for the year ended December 31, 2022 and approve the Company's annual accounts for the year ended December 31, 2022. Management   For   For    
  3.    Confirm the distribution of interim dividends approved by the Board of Directors of the Company during the year ended December 31, 2022 and approve carrying forward the results for the year ended December 31, 2022. Management   For   For    
  4.    Grant discharge (quitus) to all members of the Board of Directors of the Company who were in office during the year ended December 31, 2022, for the proper performance of their duties. Management   For   For    
  5a.   Re-elect Oliver Graham, as a Class II Director until the 2026 annual general meeting of shareholders. Management   For   For    
  5b.   Re-elect Elizabeth Marcellino, as a Class II Director until the 2026 annual general meeting of shareholders. Management   For   For    
  5c.   Re-elect John Sheehan, as a Class II Director until the 2026 annual general meeting of shareholders. Management   For   For    
  6.    Approve the aggregate amount of the directors' remuneration for the year ending December 31, 2023. Management   For   For    
  7.    Appoint PricewaterhouseCoopers Société coopérative as statutory auditor (réviseur d'entreprises agréé) of the Company for the period ending at the 2024 annual general meeting of shareholders. Management   For   For    
  PROTO LABS, INC.    
  Security 743713109       Meeting Type Annual  
  Ticker Symbol PRLB                  Meeting Date 17-May-2023  
  ISIN US7437131094       Agenda 935799455 - Management
                             
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1a.   Election of Director: Robert Bodor Management   For   For    
  1b.   Election of Director: Archie C. Black Management   For   For    
  1c.   Election of Director: Sujeet Chand Management   For   For    
  1d.   Election of Director: Moonhie Chin Management   For   For    
  1e.   Election of Director: Rainer Gawlick Management   For   For    
  1f.   Election of Director: Stacy Greiner Management   For   For    
  1g.   Election of Director: Donald G. Krantz Management   For   For    
  1h.   Election of Director: Sven A. Wehrwein Management   For   For    
  2.    Ratification of the selection of Ernst & Young LLP as the independent registered public accounting firm for fiscal year 2023. Management   For   For    
  3.    Advisory vote on executive compensation. Management   For   For    
  4.    Approval of an amendment to the Proto Labs, Inc. 2022 Long-Term Incentive Plan. Management   For   For    
  5.    Shareholder proposal entitled Fair Elections. Shareholder   Against   For    
  INTERCONTINENTAL EXCHANGE, INC.    
  Security 45866F104       Meeting Type Annual  
  Ticker Symbol ICE                   Meeting Date 19-May-2023  
  ISIN US45866F1049       Agenda 935812621 - Management
                             
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1a.   Election of Director for terms expiring in 2024: Hon. Sharon Y. Bowen Management   For   For    
  1b.   Election of Director for terms expiring in 2024: Shantella E. Cooper Management   For   For    
  1c.   Election of Director for terms expiring in 2024: Duriya M. Farooqui Management   For   For    
  1d.   Election of Director for terms expiring in 2024: The Rt. Hon. the Lord Hague of Richmond Management   For   For    
  1e.   Election of Director for terms expiring in 2024: Mark F. Mulhern Management   For   For    
  1f.   Election of Director for terms expiring in 2024: Thomas E. Noonan Management   For   For    
  1g.   Election of Director for terms expiring in 2024: Caroline L. Silver Management   For   For    
  1h.   Election of Director for terms expiring in 2024: Jeffrey C. Sprecher Management   For   For    
  1i.   Election of Director for terms expiring in 2024: Judith A. Sprieser Management   For   For    
  1j.   Election of Director for terms expiring in 2024: Martha A. Tirinnanzi Management   For   For    
  2.    To approve, by non-binding vote, the advisory resolution on executive compensation for named executive officers. Management   For   For    
  3.    To approve, by non-binding vote, the advisory resolution to approve the frequency of future advisory votes on executive compensation. Management   1 Year   For    
  4.    To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. Management   For   For    
  5.    A stockholder proposal regarding special stockholder meeting improvement, if properly presented at the Annual Meeting. Shareholder   Against   For    
  N-ABLE, INC.    
  Security 62878D100       Meeting Type Annual  
  Ticker Symbol NABL                  Meeting Date 24-May-2023  
  ISIN US62878D1000       Agenda 935814790 - Management
                             
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1.    DIRECTOR Management            
      1 Michael Bingle       For   For    
      2 Darryl Lewis       For   For    
      3 Cam McMartin       For   For    
  2.    Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. Management   For   For    
  AMAZON.COM, INC.    
  Security 023135106       Meeting Type Annual  
  Ticker Symbol AMZN                  Meeting Date 24-May-2023  
  ISIN US0231351067       Agenda 935825452 - Management
                             
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1a.   Election of Director: Jeffrey P. Bezos Management   For   For    
  1b.   Election of Director: Andrew R. Jassy Management   For   For    
  1c.   Election of Director: Keith B. Alexander Management   For   For    
  1d.   Election of Director: Edith W. Cooper Management   For   For    
  1e.   Election of Director: Jamie S. Gorelick Management   For   For    
  1f.   Election of Director: Daniel P. Huttenlocher Management   For   For    
  1g.   Election of Director: Judith A. McGrath Management   For   For    
  1h.   Election of Director: Indra K. Nooyi Management   For   For    
  1i.   Election of Director: Jonathan J. Rubinstein Management   For   For    
  1j.   Election of Director: Patricia Q. Stonesifer Management   For   For    
  1k.   Election of Director: Wendell P. Weeks Management   For   For    
  2.    RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS Management   For   For    
  3.    ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION Management   For   For    
  4.    ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION Management   1 Year   For    
  5.    REAPPROVAL OF OUR 1997 STOCK INCENTIVE PLAN, AS AMENDED AND RESTATED, FOR PURPOSES OF FRENCH TAX LAW Management   For   For    
  6.    SHAREHOLDER PROPOSAL REQUESTING A REPORT ON RETIREMENT PLAN OPTIONS Shareholder   Abstain   Against    
  7.    SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER DUE DILIGENCE Shareholder   Abstain   Against    
  8.    SHAREHOLDER PROPOSAL REQUESTING REPORTING ON CONTENT AND PRODUCT REMOVAL/RESTRICTIONS Shareholder   Abstain   Against    
  9.    SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CONTENT REMOVAL REQUESTS Shareholder   Abstain   Against    
  10.   SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON STAKEHOLDER IMPACTS Shareholder   Abstain   Against    
  11.   SHAREHOLDER PROPOSAL REQUESTING ALTERNATIVE TAX REPORTING Shareholder   Against   For    
  12.   SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON CLIMATE LOBBYING Shareholder   Abstain   Against    
  13.   SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON GENDER/RACIAL PAY Shareholder   Abstain   Against    
  14.   SHAREHOLDER PROPOSAL REQUESTING AN ANALYSIS OF COSTS ASSOCIATED WITH DIVERSITY, EQUITY, AND INCLUSION PROGRAMS Shareholder   Abstain   Against    
  15.   SHAREHOLDER PROPOSAL REQUESTING AN AMENDMENT TO OUR BYLAWS TO REQUIRE SHAREHOLDER APPROVAL FOR CERTAIN FUTURE AMENDMENTS Shareholder   Against   For    
  16.   SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON FREEDOM OF ASSOCIATION Shareholder   Abstain   Against    
  17.   SHAREHOLDER PROPOSAL REQUESTING A NEW POLICY REGARDING OUR EXECUTIVE COMPENSATION PROCESS Shareholder   Against   For    
  18.   SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON ANIMAL WELFARE STANDARDS Shareholder   Abstain   Against    
  19.   SHAREHOLDER PROPOSAL REQUESTING AN ADDITIONAL BOARD COMMITTEE Shareholder   Against   For    
  20.   SHAREHOLDER PROPOSAL REQUESTING AN ALTERNATIVE DIRECTOR CANDIDATE POLICY Shareholder   Against   For    
  21.   SHAREHOLDER PROPOSAL REQUESTING A REPORT ON WAREHOUSE WORKING CONDITIONS Shareholder   Abstain   Against    
  22.   SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PACKAGING MATERIALS Shareholder   Abstain   Against    
  23.   SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER USE OF CERTAIN TECHNOLOGIES Shareholder   Abstain   Against    
  L.B. FOSTER COMPANY    
  Security 350060109       Meeting Type Annual  
  Ticker Symbol FSTR                  Meeting Date 25-May-2023  
  ISIN US3500601097       Agenda 935801363 - Management
                             
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1.    DIRECTOR Management            
      1 Raymond T. Betler       For   For    
      2 Dirk Jungé       For   For    
      3 John F. Kasel       For   For    
      4 John E. Kunz       For   For    
      5 Janet Lee       For   For    
      6 Diane B. Owen       For   For    
      7 Bruce E. Thompson       For   For    
  2.    Ratify appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for 2023. Management   For   For    
  3.    Advisory approval of the compensation paid to the Company's named executive officers for 2022. Management   For   For    
  4.    Advisory approval of the frequency of future advisory votes on the compensation paid to the Company's named executive officers. Management   1 Year   For    
  ALPHABET INC.    
  Security 02079K305       Meeting Type Annual  
  Ticker Symbol GOOGL                 Meeting Date 02-Jun-2023  
  ISIN US02079K3059       Agenda 935830946 - Management
                             
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1a.   Election of Director: Larry Page Management   For   For    
  1b.   Election of Director: Sergey Brin Management   For   For    
  1c.   Election of Director: Sundar Pichai Management   For   For    
  1d.   Election of Director: John L. Hennessy Management   For   For    
  1e.   Election of Director: Frances H. Arnold Management   For   For    
  1f.   Election of Director: R. Martin "Marty" Chávez Management   For   For    
  1g.   Election of Director: L. John Doerr Management   For   For    
  1h.   Election of Director: Roger W. Ferguson Jr. Management   For   For    
  1i.   Election of Director: Ann Mather Management   For   For    
  1j.   Election of Director: K. Ram Shriram Management   For   For    
  1k.   Election of Director: Robin L. Washington Management   For   For    
  2.    Ratification of the appointment of Ernst & Young LLP as Alphabet's independent registered public accounting firm for the fiscal year ending December 31, 2023 Management   For   For    
  3.    Approval of amendment and restatement of Alphabet's Amended and Restated 2021 Stock Plan to increase the share reserve by 170,000,000 (post stock split) shares of Class C capital stock Management   For   For    
  4.    Advisory vote to approve compensation awarded to named executive officers Management   For   For    
  5.    Advisory vote on the frequency of advisory votes to approve compensation awarded to named executive officers Management   3 Years   For    
  6.    Stockholder proposal regarding a lobbying report Shareholder   Abstain   Against    
  7.    Stockholder proposal regarding a congruency report Shareholder   Abstain   Against    
  8.    Stockholder proposal regarding a climate lobbying report Shareholder   Abstain   Against    
  9.    Stockholder proposal regarding a report on reproductive rights and data privacy Shareholder   Abstain   Against    
  10.   Stockholder proposal regarding a human rights assessment of data center siting Shareholder   Abstain   Against    
  11.   Stockholder proposal regarding a human rights assessment of targeted ad policies and practices Shareholder   Abstain   Against    
  12.   Stockholder proposal regarding algorithm disclosures Shareholder   Abstain   Against    
  13.   Stockholder proposal regarding a report on alignment of YouTube policies with legislation Shareholder   Against   For    
  14.   Stockholder proposal regarding a content governance report Shareholder   Abstain   Against    
  15.   Stockholder proposal regarding a performance review of the Audit and Compliance Committee Shareholder   Against   For    
  16.   Stockholder proposal regarding bylaws amendment Shareholder   Against   For    
  17.   Stockholder proposal regarding "executives to retain significant stock" Shareholder   Against   For    
  18.   Stockholder proposal regarding equal shareholder voting Shareholder   Against   For    
  BACKBLAZE, INC.    
  Security 05637B105       Meeting Type Annual  
  Ticker Symbol BLZE                  Meeting Date 05-Jun-2023  
  ISIN US05637B1052       Agenda 935829462 - Management
                             
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1.    DIRECTOR Management            
      1 Jocelyn Carter-Miller       For   For    
  2.    To ratify the appointment of BDO USA, LLP as the company's independent registered public accounting firm for the fiscal year ending December 31, 2023. Management   For   For    
  3.    To approve an amendment and restatement of the company's 2021 Equity Incentive Plan. Management   Against   Against    
  FORTIVE CORPORATION    
  Security 34959J108       Meeting Type Annual  
  Ticker Symbol FTV                   Meeting Date 06-Jun-2023  
  ISIN US34959J1088       Agenda 935830958 - Management
                             
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1a.   Election of Director to serve for a one-year term expiring at the 2024 Annual Meeting: Eric Branderiz Management   For   For    
  1b.   Election of Director to serve for a one-year term expiring at the 2024 Annual Meeting: Daniel L. Comas Management   For   For    
  1c.   Election of Director to serve for a one-year term expiring at the 2024 Annual Meeting: Sharmistha Dubey Management   For   For    
  1d.   Election of Director to serve for a one-year term expiring at the 2024 Annual Meeting: Rejji P. Hayes Management   For   For    
  1e.   Election of Director to serve for a one-year term expiring at the 2024 Annual Meeting: Wright Lassiter III Management   For   For    
  1f.   Election of Director to serve for a one-year term expiring at the 2024 Annual Meeting: James A. Lico Management   For   For    
  1g.   Election of Director to serve for a one-year term expiring at the 2024 Annual Meeting: Kate D. Mitchell Management   For   For    
  1h.   Election of Director to serve for a one-year term expiring at the 2024 Annual Meeting: Jeannine P. Sargent Management   For   For    
  1i.   Election of Director to serve for a one-year term expiring at the 2024 Annual Meeting: Alan G. Spoon Management   For   For    
  2.    To approve on an advisory basis Fortive's named executive officer compensation. Management   For   For    
  3.    To hold an advisory vote relating to the frequency of future shareholder advisory votes on Fortive's named executive officer compensation. Management   1 Year   For    
  4.    To ratify the appointment of Ernst & Young LLP as Fortive's independent registered public accounting firm for the year ending December 31, 2023. Management   For   For    
  5.    To consider and act upon a shareholder proposal seeking shareholder ratification of termination pay. Shareholder   Against   For    
  RESIDEO TECHNOLOGIES, INC.    
  Security 76118Y104       Meeting Type Annual  
  Ticker Symbol REZI                  Meeting Date 07-Jun-2023  
  ISIN US76118Y1047       Agenda 935843246 - Management
                             
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1a.   Election of Director: Roger Fradin Management   For   For    
  1b.   Election of Director: Jay Geldmacher Management   For   For    
  1c.   Election of Director: Paul Deninger Management   For   For    
  1d.   Election of Director: Cynthia Hostetler Management   For   For    
  1e.   Election of Director: Brian Kushner Management   For   For    
  1f.   Election of Director: Jack Lazar Management   For   For    
  1g.   Election of Director: Nina Richardson Management   For   For    
  1h.   Election of Director: Andrew Teich Management   For   For    
  1i.   Election of Director: Sharon Wienbar Management   For   For    
  1j.   Election of Director: Kareem Yusuf Management   For   For    
  2.    Advisory Vote to Approve Executive Compensation. Management   For   For    
  3.    Ratification of the Appointment of Independent Registered Public Accounting Firm. Management   For   For    
  4.    Approval of the Amended and Restated 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates. Management   Against   Against    
  5.    Shareholder Proposal Regarding Shareholder Ratification of Termination Pay. Shareholder   Against   For    
  NASDAQ, INC.    
  Security 631103108       Meeting Type Annual  
  Ticker Symbol NDAQ                  Meeting Date 21-Jun-2023  
  ISIN US6311031081       Agenda 935854073 - Management
                             
  Item Proposal Proposed
by
    Vote For/Against
Management
   
  1a.   Election of Director: Melissa M. Arnoldi Management   For   For    
  1b.   Election of Director: Charlene T. Begley Management   For   For    
  1c.   Election of Director: Steven D. Black Management   For   For    
  1d.   Election of Director: Adena T. Friedman Management   For   For    
  1e.   Election of Director: Essa Kazim Management   For   For    
  1f.   Election of Director: Thomas A. Kloet Management   For   For    
  1g.   Election of Director: Michael R. Splinter Management   For   For    
  1h.   Election of Director: Johan Torgeby Management   For   For    
  1i.   Election of Director: Toni Townes-Whitley Management   For   For    
  1j.   Election of Director: Jeffery W. Yabuki Management   For   For    
  1k.   Election of Director: Alfred W. Zollar Management   For   For    
  2.    Advisory vote to approve the Company's executive compensation as presented in the Proxy Statement Management   For   For    
  3.    Advisory vote on the frequency of future advisory votes on executive compensation Management   1 Year   For    
  4.    Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023 Management   For   For    
  5.    A Shareholder Proposal entitled "Independent Board Chairman" Shareholder   Against   For    
   

 

SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

Registrant Gabelli ETFs Trust

 

By (Signature and Title)* /s/ John C. Ball
  John C. Ball, President and Principal Executive Officer

 

Date August 25, 2023

 

*Print the name and title of each signing officer under his or her signature.