UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-23568
Gabelli ETFs Trust
(Exact name of registrant as specified in charter)
One Corporate Center
Rye, New York 10580-1422
(Address of principal executive offices) (Zip code)
John C. Ball
Gabelli Funds, LLC
One Corporate Center
Rye, New York 10580-7724
(Name and address of agent for service)
Registrant’s telephone number, including area code: 1-800-422-3554
Date of fiscal year end: December 31
Date of reporting period: July 1, 2022 – June 30, 2023*
*Gabelli Commercial Aerospace & Defense ETF commenced operations on January 3, 2023.
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (17 CFR 239.24 and 274.5), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2022 TO JUNE 30, 2023
Gabelli Commercial Aerospace & Defense ETF commenced operations on January 3, 2023.
There is no proxy voting activity for the Gabelli Commercial Aerospace & Defense ETF as it did not hold any votable positions during the reporting period.
ProxyEdge | Report Date: 07/01/2023 |
Meeting Date Range: 07/01/2022 - 06/30/2023 | 1 |
Gabelli Growth Innovators ETF |
Investment Company Report
SNOWFLAKE INC. | ||||||||||||||
Security | 833445109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SNOW | Meeting Date | 07-Jul-2022 | |||||||||||
ISIN | US8334451098 | Agenda | 935660705 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1a. | Election of Class II Director: Kelly A. Kramer | Management | For | For | ||||||||||
1b. | Election of Class II Director: Frank Slootman | Management | For | For | ||||||||||
1c. | Election of Class II Director: Michael L. Speiser | Management | For | For | ||||||||||
2. | To approve, on an advisory basis, the frequency of future stockholder advisory votes on the compensation of our named executive officers. | Management | 1 Year | For | ||||||||||
3. | To ratify the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending January 31, 2023. | Management | For | For | ||||||||||
TAKE-TWO INTERACTIVE SOFTWARE, INC. | ||||||||||||||
Security | 874054109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TTWO | Meeting Date | 16-Sep-2022 | |||||||||||
ISIN | US8740541094 | Agenda | 935695366 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1a. | Election of Director: Strauss Zelnick | Management | For | For | ||||||||||
1b. | Election of Director: Michael Dornemann | Management | For | For | ||||||||||
1c. | Election of Director: J. Moses | Management | For | For | ||||||||||
1d. | Election of Director: Michael Sheresky | Management | For | For | ||||||||||
1e. | Election of Director: LaVerne Srinivasan | Management | For | For | ||||||||||
1f. | Election of Director: Susan Tolson | Management | For | For | ||||||||||
1g. | Election of Director: Paul Viera | Management | For | For | ||||||||||
1h. | Election of Director: Roland Hernandez | Management | For | For | ||||||||||
1i. | Election of Director: William "Bing" Gordon | Management | For | For | ||||||||||
1j. | Election of Director: Ellen Siminoff | Management | For | For | ||||||||||
2. | Approval, on a non-binding advisory basis, of the compensation of the Company's "named executive officers" as disclosed in the Proxy Statement. | Management | For | For | ||||||||||
3. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending March 31, 2023. | Management | For | For | ||||||||||
MICROSOFT CORPORATION | ||||||||||||||
Security | 594918104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MSFT | Meeting Date | 13-Dec-2022 | |||||||||||
ISIN | US5949181045 | Agenda | 935722567 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1a. | Election of Director: Reid G. Hoffman | Management | For | For | ||||||||||
1b. | Election of Director: Hugh F. Johnston | Management | For | For | ||||||||||
1c. | Election of Director: Teri L. List | Management | For | For | ||||||||||
1d. | Election of Director: Satya Nadella | Management | For | For | ||||||||||
1e. | Election of Director: Sandra E. Peterson | Management | For | For | ||||||||||
1f. | Election of Director: Penny S. Pritzker | Management | For | For | ||||||||||
1g. | Election of Director: Carlos A. Rodriguez | Management | For | For | ||||||||||
1h. | Election of Director: Charles W. Scharf | Management | For | For | ||||||||||
1i. | Election of Director: John W. Stanton | Management | For | For | ||||||||||
1j. | Election of Director: John W. Thompson | Management | For | For | ||||||||||
1k. | Election of Director: Emma N. Walmsley | Management | For | For | ||||||||||
1l. | Election of Director: Padmasree Warrior | Management | For | For | ||||||||||
2. | Advisory vote to approve named executive officer compensation | Management | For | For | ||||||||||
3. | Ratification of the Selection of Deloitte & Touche LLP as our Independent Auditor for Fiscal Year 2023 | Management | For | For | ||||||||||
4. | Shareholder Proposal - Cost/Benefit Analysis of Diversity and Inclusion | Shareholder | Abstain | Against | ||||||||||
5. | Shareholder Proposal - Report on Hiring of Persons with Arrest or Incarceration Records | Shareholder | Abstain | Against | ||||||||||
6. | Shareholder Proposal - Report on Investment of Retirement Funds in Companies Contributing to Climate Change | Shareholder | Abstain | Against | ||||||||||
7. | Shareholder Proposal - Report on Government Use of Microsoft Technology | Shareholder | Abstain | Against | ||||||||||
8. | Shareholder Proposal - Report on Development of Products for Military | Shareholder | Abstain | Against | ||||||||||
9. | Shareholder Proposal - Report on Tax Transparency | Shareholder | Abstain | Against | ||||||||||
ZSCALER, INC. | ||||||||||||||
Security | 98980G102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ZS | Meeting Date | 13-Jan-2023 | |||||||||||
ISIN | US98980G1022 | Agenda | 935743434 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Andrew Brown | For | For | |||||||||||
2 | Scott Darling | For | For | |||||||||||
3 | David Schneider | For | For | |||||||||||
2. | To ratify the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year 2023. | Management | For | For | ||||||||||
3. | To approve on a non-binding, advisory basis, the compensation of our named executive officers. | Management | For | For | ||||||||||
NEXTERA ENERGY PARTNERS, LP | ||||||||||||||
Security | 65341B106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | NEP | Meeting Date | 24-Apr-2023 | |||||||||||
ISIN | US65341B1061 | Agenda | 935772764 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1a. | Election of Director: Susan D. Austin | Management | For | For | ||||||||||
1b. | Election of Director: Robert J. Byrne | Management | For | For | ||||||||||
1c. | Election of Director: John W. Ketchum | Management | For | For | ||||||||||
1d. | Election of Director: Peter H. Kind | Management | For | For | ||||||||||
2. | Ratification of appointment of Deloitte & Touche LLP as NextEra Energy Partners' independent registered public accounting firm for 2023 | Management | For | For | ||||||||||
3. | Approval, by non-binding advisory vote, of the compensation of NextEra Energy Partners' named executive officers as disclosed in the proxy statement | Management | For | For | ||||||||||
4. | Non-binding advisory vote on the frequency of future unitholder non-binding advisory votes on the compensation of NextEra Energy Partners' named executive officers | Management | 1 Year | For | ||||||||||
ASML HOLDINGS N.V. | ||||||||||||||
Security | N07059210 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ASML | Meeting Date | 26-Apr-2023 | |||||||||||
ISIN | USN070592100 | Agenda | 935815932 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
3a | Advisory vote on the remuneration report for the Board of Management and the Supervisory Board for the financial year 2022 | Management | For | For | ||||||||||
3b | Proposal to adopt the financial statements of the Company for the financial year 2022, as prepared in accordance with Dutch law | Management | For | For | ||||||||||
3d | Proposal to adopt a dividend in respect of the financial year 2022 | Management | For | For | ||||||||||
4a | Proposal to discharge the members of the Board of Management from liability for their responsibilities in the financial year 2022 | Management | For | For | ||||||||||
4b | Proposal to discharge the members of the Supervisory Board from liability for their responsibilities in the financial year 2022 | Management | For | For | ||||||||||
5 | Proposal to approve the number of shares for the Board of Management | Management | For | For | ||||||||||
6a | Proposal to amend the Remuneration Policy for the Supervisory Board | Management | For | For | ||||||||||
6b | Proposal to amend the remuneration of the members of the Supervisory Board | Management | For | For | ||||||||||
8a | Proposal to appoint Mr. N.S. Andersen as a member of the Supervisory Board | Management | For | For | ||||||||||
8b | Proposal to appoint Mr. J.P. de Kreij as a member of the Supervisory Board | Management | For | For | ||||||||||
9 | Proposal to appoint PricewaterhouseCoopers Accountants N.V. as external auditor for the reporting year 2025, in light of the mandatory external auditor rotation | Management | For | For | ||||||||||
10a | Authorization to issue ordinary shares or grant rights to subscribe for ordinary shares up to 5% for general purposes and up to 5% in connection with or on the occasion of mergers, acquisitions and/or (strategic) alliances | Management | For | For | ||||||||||
10b | Authorization of the Board of Management to restrict or exclude pre-emption rights in connection with the authorizations referred to in item 10 a) | Management | Abstain | Against | ||||||||||
11 | Proposal to authorize the Board of Management to repurchase ordinary shares up to 10% of the issued share capital | Management | For | For | ||||||||||
12 | Proposal to cancel ordinary shares | Management | For | For | ||||||||||
INTUITIVE SURGICAL, INC. | ||||||||||||||
Security | 46120E602 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ISRG | Meeting Date | 27-Apr-2023 | |||||||||||
ISIN | US46120E6023 | Agenda | 935779744 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1a. | Election of Director: Craig H. Barratt, Ph.D. | Management | For | For | ||||||||||
1b. | Election of Director: Joseph C. Beery | Management | For | For | ||||||||||
1c. | Election of Director: Gary S. Guthart, Ph.D. | Management | For | For | ||||||||||
1d. | Election of Director: Amal M. Johnson | Management | For | For | ||||||||||
1e. | Election of Director: Don R. Kania, Ph.D. | Management | For | For | ||||||||||
1f. | Election of Director: Amy L. Ladd, M.D. | Management | For | For | ||||||||||
1g. | Election of Director: Keith R. Leonard, Jr. | Management | For | For | ||||||||||
1h. | Election of Director: Alan J. Levy, Ph.D. | Management | For | For | ||||||||||
1i. | Election of Director: Jami Dover Nachtsheim | Management | For | For | ||||||||||
1j. | Election of Director: Monica P. Reed, M.D. | Management | For | For | ||||||||||
1k. | Election of Director: Mark J. Rubash | Management | For | For | ||||||||||
2. | To approve, by advisory vote, the compensation of the Company's Named Executive Officers | Management | For | For | ||||||||||
3. | To approve, by advisory vote, the frequency of the advisory vote on the compensation of the Company's Named Executive Officers. | Management | 1 Year | For | ||||||||||
4. | The ratification of appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | For | For | ||||||||||
5. | The stockholder proposal regarding pay equity disclosure. | Shareholder | Abstain | Against | ||||||||||
ELI LILLY AND COMPANY | ||||||||||||||
Security | 532457108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | LLY | Meeting Date | 01-May-2023 | |||||||||||
ISIN | US5324571083 | Agenda | 935784769 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1a. | Election of Director to serve a three-year term: William G. Kaelin, Jr. | Management | For | For | ||||||||||
1b. | Election of Director to serve a three-year term: David A. Ricks | Management | For | For | ||||||||||
1c. | Election of Director to serve a three-year term: Marschall S. Runge | Management | For | For | ||||||||||
1d. | Election of Director to serve a three-year term: Karen Walker | Management | For | For | ||||||||||
2. | Approval, on an advisory basis, of the compensation paid to the company's named executive officers. | Management | For | For | ||||||||||
3. | Advisory vote on frequency of future advisory votes on named executive officer compensation. | Management | 1 Year | For | ||||||||||
4. | Ratification of the appointment of Ernst & Young LLP as the independent auditor for 2023. | Management | For | For | ||||||||||
5. | Approval of amendments to the company's Articles of Incorporation to eliminate the classified board structure. | Management | For | For | ||||||||||
6. | Approval of amendments to the company's Articles of Incorporation to eliminate supermajority voting provisions. | Management | For | For | ||||||||||
7. | Shareholder proposal to publish an annual report disclosing lobbying activities. | Shareholder | Abstain | Against | ||||||||||
8. | Shareholder proposal to eliminate supermajority voting requirements. | Shareholder | Against | For | ||||||||||
9. | Shareholder proposal to establish and report on a process by which the impact of extended patent exclusivities on product access would be considered in deciding whether to apply for secondary and tertiary patents. | Shareholder | Against | For | ||||||||||
10. | Shareholder proposal to report on risks of supporting abortion. | Shareholder | Abstain | Against | ||||||||||
11. | Shareholder proposal to disclose lobbying activities and alignment with public policy positions and statements. | Shareholder | Abstain | Against | ||||||||||
12. | Shareholder proposal to report on effectiveness of the company's diversity, equity, and inclusion efforts. | Shareholder | Abstain | Against | ||||||||||
13. | Shareholder proposal to adopt a policy to require certain third-party organizations to annually report expenditures for political activities before Lilly contributes to an organization. | Shareholder | Abstain | Against | ||||||||||
LATTICE SEMICONDUCTOR CORPORATION | ||||||||||||||
Security | 518415104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | LSCC | Meeting Date | 05-May-2023 | |||||||||||
ISIN | US5184151042 | Agenda | 935785709 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1.1 | Election of Director: James R. Anderson | Management | For | For | ||||||||||
1.2 | Election of Director: Robin A. Abrams | Management | For | For | ||||||||||
1.3 | Election of Director: Douglas Bettinger | Management | For | For | ||||||||||
1.4 | Election of Director: Mark E. Jensen | Management | For | For | ||||||||||
1.5 | Election of Director: James P. Lederer | Management | For | For | ||||||||||
1.6 | Election of Director: D. Jeffrey Richardson | Management | For | For | ||||||||||
1.7 | Election of Director: Elizabeth Schwarting | Management | For | For | ||||||||||
1.8 | Election of Director: Raejeanne Skillern | Management | For | For | ||||||||||
2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 30, 2023. | Management | For | For | ||||||||||
3. | To approve on a non-binding, advisory basis, our Named Executive Officers' compensation. | Management | For | For | ||||||||||
4. | To approve on a non-binding, advisory basis, the frequency of future advisory votes on executive compensation. | Management | 1 Year | For | ||||||||||
5. | To approve our 2023 Equity Incentive Plan and the number of shares reserved for issuance under the 2023 Equity Incentive Plan. | Management | Against | Against | ||||||||||
DANAHER CORPORATION | ||||||||||||||
Security | 235851102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | DHR | Meeting Date | 09-May-2023 | |||||||||||
ISIN | US2358511028 | Agenda | 935795510 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1a. | Election of Director to hold office until the 2024 Annual Meeting of Shareholders: Rainer M. Blair | Management | For | For | ||||||||||
1b. | Election of Director to hold office until the 2024 Annual Meeting of Shareholders: Feroz Dewan | Management | For | For | ||||||||||
1c. | Election of Director to hold office until the 2024 Annual Meeting of Shareholders: Linda Filler | Management | For | For | ||||||||||
1d. | Election of Director to hold office until the 2024 Annual Meeting of Shareholders: Teri List | Management | For | For | ||||||||||
1e. | Election of Director to hold office until the 2024 Annual Meeting of Shareholders: Walter G. Lohr, Jr. | Management | For | For | ||||||||||
1f. | Election of Director to hold office until the 2024 Annual Meeting of Shareholders: Jessica L. Mega, MD, MPH | Management | For | For | ||||||||||
1g. | Election of Director to hold office until the 2024 Annual Meeting of Shareholders: Mitchell P. Rales | Management | For | For | ||||||||||
1h. | Election of Director to hold office until the 2024 Annual Meeting of Shareholders: Steven M. Rales | Management | For | For | ||||||||||
1i. | Election of Director to hold office until the 2024 Annual Meeting of Shareholders: Pardis C. Sabeti, MD, D. PHIL | Management | For | For | ||||||||||
1j. | Election of Director to hold office until the 2024 Annual Meeting of Shareholders: A. Shane Sanders | Management | For | For | ||||||||||
1k. | Election of Director to hold office until the 2024 Annual Meeting of Shareholders: John T. Schwieters | Management | For | For | ||||||||||
1l. | Election of Director to hold office until the 2024 Annual Meeting of Shareholders: Alan G. Spoon | Management | For | For | ||||||||||
1m. | Election of Director to hold office until the 2024 Annual Meeting of Shareholders: Raymond C. Stevens, Ph.D | Management | For | For | ||||||||||
1n. | Election of Director to hold office until the 2024 Annual Meeting of Shareholders: Elias A. Zerhouni, MD | Management | For | For | ||||||||||
2. | To ratify the selection of Ernst & Young LLP as Danaher's independent registered public accounting firm for the year ending December 31, 2023. | Management | For | For | ||||||||||
3. | To approve on an advisory basis the Company's named executive officer compensation. | Management | For | For | ||||||||||
4. | To hold an advisory vote relating to the frequency of future shareholder advisory votes on the Company's executive officer compensation. | Management | 1 Year | For | ||||||||||
5. | To act upon a shareholder proposal requesting adoption of a policy separating the chair and CEO roles and requiring an independent Board Chair whenever possible. | Shareholder | Against | For | ||||||||||
6. | To act upon a shareholder proposal requesting a report to shareholders on the effectiveness of the Company's diversity, equity and inclusion efforts. | Shareholder | Abstain | Against | ||||||||||
TESLA, INC. | ||||||||||||||
Security | 88160R101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TSLA | Meeting Date | 16-May-2023 | |||||||||||
ISIN | US88160R1014 | Agenda | 935804636 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1.1 | Election of Director: Elon Musk | Management | For | For | ||||||||||
1.2 | Election of Director: Robyn Denholm | Management | For | For | ||||||||||
1.3 | Election of Director: JB Straubel | Management | For | For | ||||||||||
2. | Tesla proposal to approve executive compensation on a non- binding advisory basis. | Management | For | For | ||||||||||
3. | Tesla proposal to approve the frequency of future votes on executive compensation on a non-binding advisory basis. | Management | 3 Years | For | ||||||||||
4. | Tesla proposal to ratify the appointment of independent registered public accounting firm. | Management | For | For | ||||||||||
5. | Stockholder proposal regarding reporting on key-person risk. | Shareholder | Against | For | ||||||||||
ENPHASE ENERGY, INC. | ||||||||||||||
Security | 29355A107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ENPH | Meeting Date | 17-May-2023 | |||||||||||
ISIN | US29355A1079 | Agenda | 935812013 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Jamie Haenggi | For | For | |||||||||||
2 | Benjamin Kortlang | For | For | |||||||||||
3 | Richard Mora | For | For | |||||||||||
2. | To approve, on advisory basis, the compensation of our named executive officers, as disclosed in the proxy statement. | Management | For | For | ||||||||||
3. | To ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | For | For | ||||||||||
THE CHARLES SCHWAB CORPORATION | ||||||||||||||
Security | 808513105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SCHW | Meeting Date | 18-May-2023 | |||||||||||
ISIN | US8085131055 | Agenda | 935809523 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1a. | Election of director: Marianne C. Brown | Management | For | For | ||||||||||
1b. | Election of director: Frank C. Herringer | Management | For | For | ||||||||||
1c. | Election of director: Gerri K. Martin-Flickinger | Management | For | For | ||||||||||
1d. | Election of director: Todd M. Ricketts | Management | For | For | ||||||||||
1e. | Election of director: Carolyn Schwab-Pomerantz | Management | For | For | ||||||||||
2. | Ratification of the selection of Deloitte & Touche LLP as independent auditors | Management | For | For | ||||||||||
3. | Advisory vote to approve named executive officer compensation | Management | For | For | ||||||||||
4. | Frequency of advisory vote on named executive officer compensation | Management | 1 Year | For | ||||||||||
5. | Stockholder Proposal requesting pay equity disclosure | Shareholder | Abstain | Against | ||||||||||
6. | Stockholder Proposal requesting company report on discrimination risk oversight and impact | Shareholder | Abstain | Against | ||||||||||
THERMO FISHER SCIENTIFIC INC. | ||||||||||||||
Security | 883556102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TMO | Meeting Date | 24-May-2023 | |||||||||||
ISIN | US8835561023 | Agenda | 935803709 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1a. | Election of Director: Marc N. Casper | Management | For | For | ||||||||||
1b. | Election of Director: Nelson J. Chai | Management | For | For | ||||||||||
1c. | Election of Director: Ruby R. Chandy | Management | For | For | ||||||||||
1d. | Election of Director: C. Martin Harris | Management | For | For | ||||||||||
1e. | Election of Director: Tyler Jacks | Management | For | For | ||||||||||
1f. | Election of Director: R. Alexandra Keith | Management | For | For | ||||||||||
1g. | Election of Director: James C. Mullen | Management | For | For | ||||||||||
1h. | Election of Director: Lars R. Sørensen | Management | For | For | ||||||||||
1i. | Election of Director: Debora L. Spar | Management | For | For | ||||||||||
1j. | Election of Director: Scott M. Sperling | Management | For | For | ||||||||||
1k. | Election of Director: Dion J. Weisler | Management | For | For | ||||||||||
2. | An advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||
3. | An advisory vote on the frequency of future named executive officer advisory votes. | Management | 1 Year | For | ||||||||||
4. | Ratification of the Audit Committee's selection of PricewaterhouseCoopers LLP as the Company's independent auditors for 2023. | Management | For | For | ||||||||||
5. | Approval of the Company's Amended and Restated 2013 Stock Incentive Plan. | Management | For | For | ||||||||||
6. | Approval of the Company's 2023 Global Employee Stock Purchase Plan. | Management | For | For | ||||||||||
AMAZON.COM, INC. | ||||||||||||||
Security | 023135106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | AMZN | Meeting Date | 24-May-2023 | |||||||||||
ISIN | US0231351067 | Agenda | 935825452 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1a. | Election of Director: Jeffrey P. Bezos | Management | For | For | ||||||||||
1b. | Election of Director: Andrew R. Jassy | Management | For | For | ||||||||||
1c. | Election of Director: Keith B. Alexander | Management | For | For | ||||||||||
1d. | Election of Director: Edith W. Cooper | Management | For | For | ||||||||||
1e. | Election of Director: Jamie S. Gorelick | Management | For | For | ||||||||||
1f. | Election of Director: Daniel P. Huttenlocher | Management | For | For | ||||||||||
1g. | Election of Director: Judith A. McGrath | Management | For | For | ||||||||||
1h. | Election of Director: Indra K. Nooyi | Management | For | For | ||||||||||
1i. | Election of Director: Jonathan J. Rubinstein | Management | For | For | ||||||||||
1j. | Election of Director: Patricia Q. Stonesifer | Management | For | For | ||||||||||
1k. | Election of Director: Wendell P. Weeks | Management | For | For | ||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS | Management | For | For | ||||||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | For | For | ||||||||||
4. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION | Management | 1 Year | For | ||||||||||
5. | REAPPROVAL OF OUR 1997 STOCK INCENTIVE PLAN, AS AMENDED AND RESTATED, FOR PURPOSES OF FRENCH TAX LAW | Management | For | For | ||||||||||
6. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON RETIREMENT PLAN OPTIONS | Shareholder | Abstain | Against | ||||||||||
7. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER DUE DILIGENCE | Shareholder | Abstain | Against | ||||||||||
8. | SHAREHOLDER PROPOSAL REQUESTING REPORTING ON CONTENT AND PRODUCT REMOVAL/RESTRICTIONS | Shareholder | Abstain | Against | ||||||||||
9. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CONTENT REMOVAL REQUESTS | Shareholder | Abstain | Against | ||||||||||
10. | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON STAKEHOLDER IMPACTS | Shareholder | Abstain | Against | ||||||||||
11. | SHAREHOLDER PROPOSAL REQUESTING ALTERNATIVE TAX REPORTING | Shareholder | Against | For | ||||||||||
12. | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON CLIMATE LOBBYING | Shareholder | Abstain | Against | ||||||||||
13. | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON GENDER/RACIAL PAY | Shareholder | Abstain | Against | ||||||||||
14. | SHAREHOLDER PROPOSAL REQUESTING AN ANALYSIS OF COSTS ASSOCIATED WITH DIVERSITY, EQUITY, AND INCLUSION PROGRAMS | Shareholder | Abstain | Against | ||||||||||
15. | SHAREHOLDER PROPOSAL REQUESTING AN AMENDMENT TO OUR BYLAWS TO REQUIRE SHAREHOLDER APPROVAL FOR CERTAIN FUTURE AMENDMENTS | Shareholder | Against | For | ||||||||||
16. | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON FREEDOM OF ASSOCIATION | Shareholder | Abstain | Against | ||||||||||
17. | SHAREHOLDER PROPOSAL REQUESTING A NEW POLICY REGARDING OUR EXECUTIVE COMPENSATION PROCESS | Shareholder | Against | For | ||||||||||
18. | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON ANIMAL WELFARE STANDARDS | Shareholder | Abstain | Against | ||||||||||
19. | SHAREHOLDER PROPOSAL REQUESTING AN ADDITIONAL BOARD COMMITTEE | Shareholder | Against | For | ||||||||||
20. | SHAREHOLDER PROPOSAL REQUESTING AN ALTERNATIVE DIRECTOR CANDIDATE POLICY | Shareholder | Against | For | ||||||||||
21. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON WAREHOUSE WORKING CONDITIONS | Shareholder | Abstain | Against | ||||||||||
22. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PACKAGING MATERIALS | Shareholder | Abstain | Against | ||||||||||
23. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER USE OF CERTAIN TECHNOLOGIES | Shareholder | Abstain | Against | ||||||||||
CHIPOTLE MEXICAN GRILL, INC. | ||||||||||||||
Security | 169656105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CMG | Meeting Date | 25-May-2023 | |||||||||||
ISIN | US1696561059 | Agenda | 935815603 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1.1 | Election of Director: Albert Baldocchi | Management | For | For | ||||||||||
1.2 | Election of Director: Matthew Carey | Management | For | For | ||||||||||
1.3 | Election of Director: Gregg Engles | Management | For | For | ||||||||||
1.4 | Election of Director: Patricia Fili-Krushel | Management | For | For | ||||||||||
1.5 | Election of Director: Mauricio Gutierrez | Management | For | For | ||||||||||
1.6 | Election of Director: Robin Hickenlooper | Management | For | For | ||||||||||
1.7 | Election of Director: Scott Maw | Management | For | For | ||||||||||
1.8 | Election of Director: Brian Niccol | Management | For | For | ||||||||||
1.9 | Election of Director: Mary Winston | Management | For | For | ||||||||||
2. | An advisory vote to approve the compensation of our executive officers as disclosed in the proxy statement ("say on pay"). | Management | For | For | ||||||||||
3. | An advisory vote on the frequency of future say on pay votes. | Management | 1 Year | For | ||||||||||
4. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2023. | Management | For | For | ||||||||||
5. | Shareholder Proposal - Request to limit certain bylaw amendments. | Shareholder | Against | For | ||||||||||
6. | Shareholder Proposal - Request to adopt a non- interference policy. | Shareholder | Abstain | Against | ||||||||||
META PLATFORMS, INC. | ||||||||||||||
Security | 30303M102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | META | Meeting Date | 31-May-2023 | |||||||||||
ISIN | US30303M1027 | Agenda | 935830960 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Peggy Alford | For | For | |||||||||||
2 | Marc L. Andreessen | For | For | |||||||||||
3 | Andrew W. Houston | For | For | |||||||||||
4 | Nancy Killefer | For | For | |||||||||||
5 | Robert M. Kimmitt | For | For | |||||||||||
6 | Sheryl K. Sandberg | For | For | |||||||||||
7 | Tracey T. Travis | For | For | |||||||||||
8 | Tony Xu | For | For | |||||||||||
9 | Mark Zuckerberg | For | For | |||||||||||
2. | To ratify the appointment of Ernst & Young LLP as Meta Platforms, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | For | For | ||||||||||
3. | A shareholder proposal regarding government takedown requests. | Shareholder | Abstain | Against | ||||||||||
4. | A shareholder proposal regarding dual class capital structure. | Shareholder | Against | For | ||||||||||
5. | A shareholder proposal regarding human rights impact assessment of targeted advertising. | Shareholder | Abstain | Against | ||||||||||
6. | A shareholder proposal regarding report on lobbying disclosures. | Shareholder | Abstain | Against | ||||||||||
7. | A shareholder proposal regarding report on allegations of political entanglement and content management biases in India. | Shareholder | Abstain | Against | ||||||||||
8. | A shareholder proposal regarding report on framework to assess company lobbying alignment with climate goals. | Shareholder | Abstain | Against | ||||||||||
9. | A shareholder proposal regarding report on reproductive rights and data privacy. | Shareholder | Abstain | Against | ||||||||||
10. | A shareholder proposal regarding report on enforcement of Community Standards and user content. | Shareholder | Abstain | Against | ||||||||||
11. | A shareholder proposal regarding report on child safety impacts and actual harm reduction to children. | Shareholder | Abstain | Against | ||||||||||
12. | A shareholder proposal regarding report on pay calibration to externalized costs. | Shareholder | Against | For | ||||||||||
13. | A shareholder proposal regarding performance review of the audit & risk oversight committee. | Shareholder | Against | For | ||||||||||
SERVICENOW, INC. | ||||||||||||||
Security | 81762P102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | NOW | Meeting Date | 01-Jun-2023 | |||||||||||
ISIN | US81762P1021 | Agenda | 935821062 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1a. | Election of Director: Susan L. Bostrom | Management | For | For | ||||||||||
1b. | Election of Director: Teresa Briggs | Management | For | For | ||||||||||
1c. | Election of Director: Jonathan C. Chadwick | Management | For | For | ||||||||||
1d. | Election of Director: Paul E. Chamberlain | Management | For | For | ||||||||||
1e. | Election of Director: Lawrence J. Jackson, Jr. | Management | For | For | ||||||||||
1f. | Election of Director: Frederic B. Luddy | Management | For | For | ||||||||||
1g. | Election of Director: William R. McDermott | Management | For | For | ||||||||||
1h. | Election of Director: Jeffrey A. Miller | Management | For | For | ||||||||||
1i. | Election of Director: Joseph "Larry" Quinlan | Management | For | For | ||||||||||
1j. | Election of Director: Anita M. Sands | Management | For | For | ||||||||||
2. | To approve, on an advisory basis, the compensation of our Named Executive Officers ("Say-on-Pay"). | Management | For | For | ||||||||||
3. | To ratify PricewaterhouseCoopers LLP as the independent registered public accounting firm for 2023. | Management | For | For | ||||||||||
4. | To approve the Amended and Restated 2021 Equity Incentive Plan to increase the number of shares reserved for issuance. | Management | Against | Against | ||||||||||
5. | To elect Deborah Black as a director. | Management | For | For | ||||||||||
NETFLIX, INC. | ||||||||||||||
Security | 64110L106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | NFLX | Meeting Date | 01-Jun-2023 | |||||||||||
ISIN | US64110L1061 | Agenda | 935831126 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1a. | Election of Director to hold office until the 2024 Annual Meeting of Stockholders: Mathias Döpfner | Management | For | For | ||||||||||
1b. | Election of Director to hold office until the 2024 Annual Meeting of Stockholders: Reed Hastings | Management | For | For | ||||||||||
1c. | Election of Director to hold office until the 2024 Annual Meeting of Stockholders: Jay Hoag | Management | For | For | ||||||||||
1d. | Election of Director to hold office until the 2024 Annual Meeting of Stockholders: Ted Sarandos | Management | For | For | ||||||||||
2. | Ratification of appointment of independent registered public accounting firm. | Management | For | For | ||||||||||
3. | Advisory approval of named executive officer compensation. | Management | For | For | ||||||||||
4. | Advisory vote on the frequency of future advisory votes on executive compensation. | Management | 1 Year | For | ||||||||||
5. | Stockholder proposal entitled, "Proposal 5 - Reform the Current Impossible Special Shareholder Meeting Requirements," if properly presented at the meeting. | Shareholder | Against | For | ||||||||||
6. | Stockholder proposal entitled, "Netflix-Exclusive Board of Directors," if properly presented at the meeting. | Shareholder | Against | For | ||||||||||
7. | Stockholder proposal requesting a report on the Company's 401(K) Plan, if properly presented at the meeting. | Shareholder | Abstain | Against | ||||||||||
8. | Stockholder proposal entitled, "Policy on Freedom of Association," if properly presented at the meeting. | Shareholder | Abstain | Against | ||||||||||
CLOUDFLARE, INC. | ||||||||||||||
Security | 18915M107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | NET | Meeting Date | 01-Jun-2023 | |||||||||||
ISIN | US18915M1071 | Agenda | 935831859 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Scott Sandell | Withheld | Against | |||||||||||
2 | Michelle Zatlyn | For | For | |||||||||||
2. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2023. | Management | For | For | ||||||||||
3. | Approval, on an advisory basis, of the compensation of our named executive officers. | Management | For | For | ||||||||||
CROWDSTRIKE HOLDINGS, INC. | ||||||||||||||
Security | 22788C105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CRWD | Meeting Date | 21-Jun-2023 | |||||||||||
ISIN | US22788C1053 | Agenda | 935859112 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Johanna Flower | For | For | |||||||||||
2 | Denis J. O'Leary | For | For | |||||||||||
3 | Godfrey R. Sullivan | For | For | |||||||||||
2. | To ratify the selection of PricewaterhouseCoopers LLP as CrowdStrike's independent registered public accounting firm for its fiscal year ending January 31, 2024. | Management | For | For | ||||||||||
NVIDIA CORPORATION | ||||||||||||||
Security | 67066G104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | NVDA | Meeting Date | 22-Jun-2023 | |||||||||||
ISIN | US67066G1040 | Agenda | 935863224 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1a. | Election of Director: Robert K. Burgess | Management | For | For | ||||||||||
1b. | Election of Director: Tench Coxe | Management | For | For | ||||||||||
1c. | Election of Director: John O. Dabiri | Management | For | For | ||||||||||
1d. | Election of Director: Persis S. Drell | Management | For | For | ||||||||||
1e. | Election of Director: Jen-Hsun Huang | Management | For | For | ||||||||||
1f. | Election of Director: Dawn Hudson | Management | For | For | ||||||||||
1g. | Election of Director: Harvey C. Jones | Management | For | For | ||||||||||
1h. | Election of Director: Michael G. McCaffery | Management | For | For | ||||||||||
1i. | Election of Director: Stephen C. Neal | Management | For | For | ||||||||||
1j. | Election of Director: Mark L. Perry | Management | For | For | ||||||||||
1k. | Election of Director: A. Brooke Seawell | Management | For | For | ||||||||||
1l. | Election of Director: Aarti Shah | Management | For | For | ||||||||||
1m. | Election of Director: Mark A. Stevens | Management | For | For | ||||||||||
2. | Advisory approval of our executive compensation. | Management | For | For | ||||||||||
3. | Advisory approval of the frequency of holding an advisory vote on our executive compensation. | Management | 1 Year | For | ||||||||||
4. | Ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year 2024. | Management | For | For | ||||||||||
MASTERCARD INCORPORATED | ||||||||||||||
Security | 57636Q104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MA | Meeting Date | 27-Jun-2023 | |||||||||||
ISIN | US57636Q1040 | Agenda | 935858437 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1a. | ELECTION OF DIRECTOR: Merit E. Janow | Management | For | For | ||||||||||
1b. | ELECTION OF DIRECTOR: Candido Bracher | Management | For | For | ||||||||||
1c. | ELECTION OF DIRECTOR: Richard K. Davis | Management | For | For | ||||||||||
1d. | ELECTION OF DIRECTOR: Julius Genachowski | Management | For | For | ||||||||||
1e. | ELECTION OF DIRECTOR: Choon Phong Goh | Management | For | For | ||||||||||
1f. | ELECTION OF DIRECTOR: Oki Matsumoto | Management | For | For | ||||||||||
1g. | ELECTION OF DIRECTOR: Michael Miebach | Management | For | For | ||||||||||
1h. | ELECTION OF DIRECTOR: Youngme Moon | Management | For | For | ||||||||||
1i. | ELECTION OF DIRECTOR: Rima Qureshi | Management | For | For | ||||||||||
1j. | ELECTION OF DIRECTOR: Gabrielle Sulzberger | Management | For | For | ||||||||||
1k. | ELECTION OF DIRECTOR: Harit Talwar | Management | For | For | ||||||||||
1l. | ELECTION OF DIRECTOR: Lance Uggla | Management | For | For | ||||||||||
2. | Advisory approval of Mastercard's executive compensation. | Management | For | For | ||||||||||
3. | Advisory approval of the frequency of future advisory votes on executive compensation. | Management | 1 Year | For | ||||||||||
4. | Approval of Mastercard Incorporated Employee Stock Purchase Plan. | Management | For | For | ||||||||||
5. | Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for Mastercard for 2023. | Management | For | For | ||||||||||
6. | Consideration of a stockholder proposal requesting a report on ensuring respect for civil liberties. | Shareholder | Abstain | Against | ||||||||||
7. | Consideration of a stockholder proposal requesting a report on Mastercard's stance on new Merchant Category Code. | Shareholder | Abstain | Against | ||||||||||
8. | Consideration of a stockholder proposal requesting lobbying disclosure. | Shareholder | Abstain | Against | ||||||||||
9. | Consideration of a stockholder proposal requesting stockholders approve advance notice bylaw amendments. | Shareholder | Against | For | ||||||||||
10. | Consideration of a stockholder proposal requesting a report on the cost-benefit analysis of diversity and inclusion efforts. | Shareholder | Abstain | Against |
ProxyEdge | Report Date: 07/01/2023 |
Meeting Date Range: 07/01/2022 - 06/30/2023 | 1 |
Gabelli Financial Services Opportunities ETF |
Investment Company Report
PAYSAFE LIMITED | ||||||||||||
Security | G6964L107 | Meeting Type | Special | |||||||||
Ticker Symbol | PSFE | Meeting Date | 08-Dec-2022 | |||||||||
ISIN | BMG6964L1072 | Agenda | 935744272 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1. | Approval of the consolidation and redesignation of the issued and unissued common shares, and the unissued undesignated shares, of par value $0.001 each, in the capital of the Company (the "Reverse Stock Split") at a ratio of 1 for 12, after the Reverse Stock Split, the authorized share capital shall be $22,000,000 divided into 1,600,000,000 common shares and 233,333,333.3 undesignated shares of par value $0.012 each, conditional upon the Board determining prior to the 2023 Annual General Meeting whether to proceed with the Reverse Stock Split. | Management | For | For | ||||||||
2. | Approval of, subject always to the Reverse Stock Split being implemented prior to the Long Stop Date, the adoption by the Company as at the date of such implementation of updated bye- laws of the Company, with the changes to the existing bye-laws of the Company (the "Bye-Laws") being substantially in the form of the changed pages annexed to the Notice of Meeting (the "Amended Bye-Laws"), in substitution for and to the exclusion of the relevant provisions of the Bye-Laws. | Management | For | For | ||||||||
VISA INC. | ||||||||||||
Security | 92826C839 | Meeting Type | Annual | |||||||||
Ticker Symbol | V | Meeting Date | 24-Jan-2023 | |||||||||
ISIN | US92826C8394 | Agenda | 935745779 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1a. | Election of Director: Lloyd A. Carney | Management | For | For | ||||||||
1b. | Election of Director: Kermit R. Crawford | Management | For | For | ||||||||
1c. | Election of Director: Francisco Javier Fernández-Carbajal | Management | For | For | ||||||||
1d. | Election of Director: Alfred F. Kelly, Jr. | Management | For | For | ||||||||
1e. | Election of Director: Ramon Laguarta | Management | For | For | ||||||||
1f. | Election of Director: Teri L. List | Management | For | For | ||||||||
1g. | Election of Director: John F. Lundgren | Management | For | For | ||||||||
1h. | Election of Director: Denise M. Morrison | Management | For | For | ||||||||
1i. | Election of Director: Linda J. Rendle | Management | For | For | ||||||||
1j. | Election of Director: Maynard G. Webb, Jr. | Management | For | For | ||||||||
2. | To approve, on an advisory basis, the compensation paid to our named executive officers. | Management | For | For | ||||||||
3. | To hold an advisory vote on the frequency of future advisory votes to approve executive compensation. | Management | 1 Year | For | ||||||||
4. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for fiscal year 2023. | Management | For | For | ||||||||
5. | To vote on a stockholder proposal requesting an independent board chair policy. | Shareholder | Against | For | ||||||||
THE BANK OF NEW YORK MELLON CORPORATION | ||||||||||||
Security | 064058100 | Meeting Type | Annual | |||||||||
Ticker Symbol | BK | Meeting Date | 12-Apr-2023 | |||||||||
ISIN | US0640581007 | Agenda | 935771180 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1a. | Election of Director: Linda Z. Cook | Management | For | For | ||||||||
1b. | Election of Director: Joseph J. Echevarria | Management | For | For | ||||||||
1c. | Election of Director: M. Amy Gilliland | Management | For | For | ||||||||
1d. | Election of Director: Jeffrey A. Goldstein | Management | For | For | ||||||||
1e. | Election of Director: K. Guru Gowrappan | Management | For | For | ||||||||
1f. | Election of Director: Ralph Izzo | Management | For | For | ||||||||
1g. | Election of Director: Sandra E. "Sandie" O'Connor | Management | For | For | ||||||||
1h. | Election of Director: Elizabeth E. Robinson | Management | For | For | ||||||||
1i. | Election of Director: Frederick O. Terrell | Management | For | For | ||||||||
1j. | Election of Director: Robin Vince | Management | For | For | ||||||||
1k. | Election of Director: Alfred W. "Al" Zollar | Management | For | For | ||||||||
2. | Advisory resolution to approve the 2022 compensation of our named executive officers. | Management | For | For | ||||||||
3. | Advisory vote recommending the frequency with which we conduct a say-on-pay vote. | Management | 1 Year | For | ||||||||
4. | Ratify the appointment of KPMG LLP as our independent auditor for 2023. | Management | For | For | ||||||||
5. | Approve the 2023 Long-Term Incentive Plan. | Management | For | For | ||||||||
6. | Stockholder proposal regarding stockholder ratification of certain executive severance payments, if properly presented. | Shareholder | Against | For | ||||||||
MOODY'S CORPORATION | ||||||||||||
Security | 615369105 | Meeting Type | Annual | |||||||||
Ticker Symbol | MCO | Meeting Date | 18-Apr-2023 | |||||||||
ISIN | US6153691059 | Agenda | 935773386 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1a. | Election of Director: Jorge A. Bermudez | Management | For | For | ||||||||
1b. | Election of Director: Thérèse Esperdy | Management | For | For | ||||||||
1c. | Election of Director: Robert Fauber | Management | For | For | ||||||||
1d. | Election of Director: Vincent A. Forlenza | Management | For | For | ||||||||
1e. | Election of Director: Kathryn M. Hill | Management | For | For | ||||||||
1f. | Election of Director: Lloyd W. Howell, Jr. | Management | For | For | ||||||||
1g. | Election of Director: Jose M. Minaya | Management | For | For | ||||||||
1h. | Election of Director: Leslie F. Seidman | Management | For | For | ||||||||
1i. | Election of Director: Zig Serafin | Management | For | For | ||||||||
1j. | Election of Director: Bruce Van Saun | Management | For | For | ||||||||
2. | Approval of the Amended and Restated 2001 Moody's Corporation Key Employees' Stock Incentive Plan. | Management | Against | Against | ||||||||
3. | Ratification of the appointment of KPMG LLP as independent registered public accounting firm of the Company for 2023. | Management | For | For | ||||||||
4. | Advisory resolution approving executive compensation. | Management | For | For | ||||||||
5. | Advisory resolution on the frequency of future advisory resolutions approving executive compensation. | Management | 1 Year | For | ||||||||
INTERACTIVE BROKERS GROUP, INC. | ||||||||||||
Security | 45841N107 | Meeting Type | Annual | |||||||||
Ticker Symbol | IBKR | Meeting Date | 20-Apr-2023 | |||||||||
ISIN | US45841N1072 | Agenda | 935774530 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1a. | Election of Director: Thomas Peterffy | Management | For | For | ||||||||
1b. | Election of Director: Earl H. Nemser | Management | For | For | ||||||||
1c. | Election of Director: Milan Galik | Management | For | For | ||||||||
1d. | Election of Director: Paul J. Brody | Management | For | For | ||||||||
1e. | Election of Director: Lawrence E. Harris | Management | For | For | ||||||||
1f. | Election of Director: Philip Uhde | Management | For | For | ||||||||
1g. | Election of Director: William Peterffy | Management | For | For | ||||||||
1h. | Election of Director: Nicole Yuen | Management | For | For | ||||||||
1i. | Election of Director: Jill Bright | Management | For | For | ||||||||
2. | Ratification of appointment of independent registered public accounting firm of Deloitte & Touche LLP. | Management | For | For | ||||||||
3. | To approve, by non-binding vote, executive compensation. | Management | For | For | ||||||||
4. | To recommend, by non-binding vote, the frequency of executive compensation votes. | Management | 2 Years | For | ||||||||
5. | To approve an amendment to the Company's 2007 Stock Incentive Plan. | Management | Against | Against | ||||||||
WELLS FARGO & COMPANY | ||||||||||||
Security | 949746101 | Meeting Type | Annual | |||||||||
Ticker Symbol | WFC | Meeting Date | 25-Apr-2023 | |||||||||
ISIN | US9497461015 | Agenda | 935776774 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1a. | Election of Director: Steven D. Black | Management | For | For | ||||||||
1b. | Election of Director: Mark A. Chancy | Management | For | For | ||||||||
1c. | Election of Director: Celeste A. Clark | Management | For | For | ||||||||
1d. | Election of Director: Theodore F. Craver, Jr. | Management | For | For | ||||||||
1e. | Election of Director: Richard K. Davis | Management | For | For | ||||||||
1f. | Election of Director: Wayne M. Hewett | Management | For | For | ||||||||
1g. | Election of Director: CeCelia ("CeCe") G. Morken | Management | For | For | ||||||||
1h. | Election of Director: Maria R. Morris | Management | For | For | ||||||||
1i. | Election of Director: Felicia F. Norwood | Management | For | For | ||||||||
1j. | Election of Director: Richard B. Payne, Jr. | Management | For | For | ||||||||
1k. | Election of Director: Ronald L. Sargent | Management | For | For | ||||||||
1l. | Election of Director: Charles W. Scharf | Management | For | For | ||||||||
1m. | Election of Director: Suzanne M. Vautrinot | Management | For | For | ||||||||
2. | Advisory resolution to approve executive compensation (Say on Pay). | Management | For | For | ||||||||
3. | Advisory resolution on the frequency of future advisory votes to approve executive compensation (Say on Frequency). | Management | 1 Year | For | ||||||||
4. | Ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for 2023. | Management | For | For | ||||||||
5. | Shareholder Proposal - Adopt Simple Majority Vote. | Shareholder | Against | For | ||||||||
6. | Shareholder Proposal - Report on Congruency of Political Spending. | Shareholder | Abstain | Against | ||||||||
7. | Shareholder Proposal - Climate Lobbying Report. | Shareholder | Abstain | Against | ||||||||
8. | Shareholder Proposal - Climate Transition Report. | Shareholder | Abstain | Against | ||||||||
9. | Shareholder Proposal - Fossil Fuel Lending Policy. | Shareholder | Abstain | Against | ||||||||
10. | Shareholder Proposal - Annual Report on Prevention of Workplace Harassment and Discrimination. | Shareholder | Abstain | Against | ||||||||
11. | Shareholder Proposal - Policy on Freedom of Association and Collective Bargaining. | Shareholder | Abstain | Against | ||||||||
BANK OF AMERICA CORPORATION | ||||||||||||
Security | 060505104 | Meeting Type | Annual | |||||||||
Ticker Symbol | BAC | Meeting Date | 25-Apr-2023 | |||||||||
ISIN | US0605051046 | Agenda | 935779782 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1a. | Election of Director: Sharon L. Allen | Management | For | For | ||||||||
1b. | Election of Director: José (Joe) E. Almeida | Management | For | For | ||||||||
1c. | Election of Director: Frank P. Bramble, Sr. | Management | For | For | ||||||||
1d. | Election of Director: Pierre J. P. de Weck | Management | For | For | ||||||||
1e. | Election of Director: Arnold W. Donald | Management | For | For | ||||||||
1f. | Election of Director: Linda P. Hudson | Management | For | For | ||||||||
1g. | Election of Director: Monica C. Lozano | Management | For | For | ||||||||
1h. | Election of Director: Brian T. Moynihan | Management | For | For | ||||||||
1i. | Election of Director: Lionel L. Nowell III | Management | For | For | ||||||||
1j. | Election of Director: Denise L. Ramos | Management | For | For | ||||||||
1k. | Election of Director: Clayton S. Rose | Management | For | For | ||||||||
1l. | Election of Director: Michael D. White | Management | For | For | ||||||||
1m. | Election of Director: Thomas D. Woods | Management | For | For | ||||||||
1n. | Election of Director: Maria T. Zuber | Management | For | For | ||||||||
2. | Approving our executive compensation (an advisory, non- binding "Say on Pay" resolution) | Management | For | For | ||||||||
3. | A vote on the frequency of future "Say on Pay" resolutions (an advisory, non-binding "Say on Frequency" resolution) | Management | 1 Year | For | ||||||||
4. | Ratifying the appointment of our independent registered public accounting firm for 2023 | Management | For | For | ||||||||
5. | Amending and restating the Bank of America Corporation Equity Plan | Management | For | For | ||||||||
6. | Shareholder proposal requesting an independent board chair | Shareholder | Against | For | ||||||||
7. | Shareholder proposal requesting shareholder ratification of termination pay | Shareholder | Against | For | ||||||||
8. | Shareholder proposal requesting greenhouse gas reduction targets | Shareholder | Abstain | Against | ||||||||
9. | Shareholder proposal requesting report on transition planning | Shareholder | Abstain | Against | ||||||||
10. | Shareholder proposal requesting adoption of policy to cease financing new fossil fuel supplies | Shareholder | Abstain | Against | ||||||||
11. | Shareholder proposal requesting a racial equity audit | Shareholder | Abstain | Against | ||||||||
THE PNC FINANCIAL SERVICES GROUP, INC. | ||||||||||||
Security | 693475105 | Meeting Type | Annual | |||||||||
Ticker Symbol | PNC | Meeting Date | 26-Apr-2023 | |||||||||
ISIN | US6934751057 | Agenda | 935773324 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1a. | Election of Director: Joseph Alvarado | Management | For | For | ||||||||
1b. | Election of Director: Debra A. Cafaro | Management | For | For | ||||||||
1c. | Election of Director: Marjorie Rodgers Cheshire | Management | For | For | ||||||||
1d. | Election of Director: William S. Demchak | Management | For | For | ||||||||
1e. | Election of Director: Andrew T. Feldstein | Management | For | For | ||||||||
1f. | Election of Director: Richard J. Harshman | Management | For | For | ||||||||
1g. | Election of Director: Daniel R. Hesse | Management | For | For | ||||||||
1h. | Election of Director: Renu Khator | Management | For | For | ||||||||
1i. | Election of Director: Linda R. Medler | Management | For | For | ||||||||
1j. | Election of Director: Robert A. Niblock | Management | For | For | ||||||||
1k. | Election of Director: Martin Pfinsgraff | Management | For | For | ||||||||
1l. | Election of Director: Bryan S. Salesky | Management | For | For | ||||||||
1m. | Election of Director: Toni Townes-Whitley | Management | For | For | ||||||||
2. | Ratification of the Audit Committee's selection of PricewaterhouseCoopers LLP as PNC's independent registered public accounting firm for 2023. | Management | For | For | ||||||||
3. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||
4. | Advisory vote on the frequency of future advisory votes on executive compensation. | Management | 1 Year | For | ||||||||
CITIZENS FINANCIAL GROUP, INC. | ||||||||||||
Security | 174610105 | Meeting Type | Annual | |||||||||
Ticker Symbol | CFG | Meeting Date | 27-Apr-2023 | |||||||||
ISIN | US1746101054 | Agenda | 935777283 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1a. | Election of Director: Bruce Van Saun | Management | For | For | ||||||||
1b. | Election of Director: Lee Alexander | Management | For | For | ||||||||
1c. | Election of Director: Christine M. Cumming | Management | For | For | ||||||||
1d. | Election of Director: Kevin Cummings | Management | For | For | ||||||||
1e. | Election of Director: William P. Hankowsky | Management | For | For | ||||||||
1f. | Election of Director: Edward J. Kelly III | Management | For | For | ||||||||
1g. | Election of Director: Robert G. Leary | Management | For | For | ||||||||
1h. | Election of Director: Terrance J. Lillis | Management | For | For | ||||||||
1i. | Election of Director: Michele N. Siekerka | Management | For | For | ||||||||
1j. | Election of Director: Shivan Subramaniam | Management | For | For | ||||||||
1k. | Election of Director: Christopher J. Swift | Management | For | For | ||||||||
1l. | Election of Director: Wendy A. Watson | Management | For | For | ||||||||
1m. | Election of Director: Marita Zuraitis | Management | For | For | ||||||||
2. | Advisory vote on executive compensation. | Management | For | For | ||||||||
3. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the 2023 fiscal year. | Management | For | For | ||||||||
AMERICAN EXPRESS COMPANY | ||||||||||||
Security | 025816109 | Meeting Type | Annual | |||||||||
Ticker Symbol | AXP | Meeting Date | 02-May-2023 | |||||||||
ISIN | US0258161092 | Agenda | 935784808 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1a. | Election of Director for a term of one year: Thomas J. Baltimore | Management | For | For | ||||||||
1b. | Election of Director for a term of one year: John J. Brennan | Management | For | For | ||||||||
1c. | Election of Director for a term of one year: Peter Chernin | Management | For | For | ||||||||
1d. | Election of Director for a term of one year: Walter J. Clayton III | Management | For | For | ||||||||
1e. | Election of Director for a term of one year: Ralph de la Vega | Management | For | For | ||||||||
1f. | Election of Director for a term of one year: Theodore J. Leonsis | Management | For | For | ||||||||
1g. | Election of Director for a term of one year: Deborah P. Majoras | Management | For | For | ||||||||
1h. | Election of Director for a term of one year: Karen L. Parkhill | Management | For | For | ||||||||
1i. | Election of Director for a term of one year: Charles E. Phillips | Management | For | For | ||||||||
1j. | Election of Director for a term of one year: Lynn A. Pike | Management | For | For | ||||||||
1k. | Election of Director for a term of one year: Stephen J. Squeri | Management | For | For | ||||||||
1l. | Election of Director for a term of one year: Daniel L. Vasella | Management | For | For | ||||||||
1m. | Election of Director for a term of one year: Lisa W. Wardell | Management | For | For | ||||||||
1n. | Election of Director for a term of one year: Christopher D. Young | Management | For | For | ||||||||
2. | Ratification of appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for 2023. | Management | For | For | ||||||||
3. | Approval, on an advisory basis, of the Company's executive compensation. | Management | For | For | ||||||||
4. | Advisory resolution to approve the frequency of future advisory say-on-pay votes. | Management | 1 Year | For | ||||||||
5. | Shareholder proposal relating to shareholder ratification of excessive termination pay. | Shareholder | Against | For | ||||||||
6. | Shareholder proposal relating to abortion & consumer data privacy. | Shareholder | Abstain | Against | ||||||||
S&P GLOBAL INC. | ||||||||||||
Security | 78409V104 | Meeting Type | Annual | |||||||||
Ticker Symbol | SPGI | Meeting Date | 03-May-2023 | |||||||||
ISIN | US78409V1044 | Agenda | 935790445 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1A. | Election of Director: Marco Alverà | Management | For | For | ||||||||
1B. | Election of Director: Jacques Esculier | Management | For | For | ||||||||
1C. | Election of Director: Gay Huey Evans | Management | For | For | ||||||||
1D. | Election of Director: William D. Green | Management | For | For | ||||||||
1E. | Election of Director: Stephanie C. Hill | Management | For | For | ||||||||
1F. | Election of Director: Rebecca Jacoby | Management | For | For | ||||||||
1G. | Election of Director: Robert P. Kelly | Management | For | For | ||||||||
1H. | Election of Director: Ian P. Livingston | Management | For | For | ||||||||
1I. | Election of Director: Deborah D. McWhinney | Management | For | For | ||||||||
1J. | Election of Director: Maria R. Morris | Management | For | For | ||||||||
1K. | Election of Director: Douglas L. Peterson | Management | For | For | ||||||||
1L. | Election of Director: Richard E. Thornburgh | Management | For | For | ||||||||
1M. | Election of Director: Gregory Washington | Management | For | For | ||||||||
2. | Approve, on an advisory basis, the executive compensation program for the Company's named executive officers. | Management | For | For | ||||||||
3. | Approve, on an advisory basis, the frequency on which the Company conducts an advisory vote on the executive compensation program for the Company's named executive officers. | Management | 1 Year | For | ||||||||
4. | Ratify the appointment of Ernst & Young LLP as the Company's independent auditor for 2023; | Management | For | For | ||||||||
CAPITAL ONE FINANCIAL CORPORATION | ||||||||||||
Security | 14040H105 | Meeting Type | Annual | |||||||||
Ticker Symbol | COF | Meeting Date | 04-May-2023 | |||||||||
ISIN | US14040H1059 | Agenda | 935786155 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1a. | Election of Director: Richard D. Fairbank | Management | For | For | ||||||||
1b. | Election of Director: Ime Archibong | Management | For | For | ||||||||
1c. | Election of Director: Christine Detrick | Management | For | For | ||||||||
1d. | Election of Director: Ann Fritz Hackett | Management | For | For | ||||||||
1e. | Election of Director: Peter Thomas Killalea | Management | For | For | ||||||||
1f. | Election of Director: Cornelis "Eli" Leenaars | Management | For | For | ||||||||
1g. | Election of Director: François Locoh-Donou | Management | For | For | ||||||||
1h. | Election of Director: Peter E. Raskind | Management | For | For | ||||||||
1i | Election of Director: Eileen Serra | Management | For | For | ||||||||
1j. | Election of Director: Mayo A. Shattuck III | Management | For | For | ||||||||
1k. | Election of Director: Bradford H. Warner | Management | For | For | ||||||||
1l. | Election of Director: Craig Anthony Williams | Management | For | For | ||||||||
2. | Approval of amendments to Capital One Financial Corporation's Restated Certificate of Incorporation to remove remaining supermajority voting requirements and references to Signet Banking Corporation. | Management | For | For | ||||||||
3. | Advisory vote on frequency of holding an advisory vote to approve our Named Executive Officer compensation ("Say When On Pay"). | Management | 1 Year | For | ||||||||
4. | Advisory vote on our Named Executive Officer compensation ("Say on Pay"). | Management | For | For | ||||||||
5. | Approval and adoption of the Capital One Financial Corporation Seventh Amended and Restated 2004 Stock Incentive Plan. | Management | For | For | ||||||||
6. | Ratification of the selection of Ernst & Young LLP as independent registered public accounting firm of Capital One for 2023. | Management | For | For | ||||||||
7. | Stockholder proposal requesting a simple majority vote. | Shareholder | Against | For | ||||||||
8. | Stockholder proposal requesting a report on Board oversight of risks related to discrimination. | Shareholder | Abstain | Against | ||||||||
9. | Stockholder proposal requesting a Board skills and diversity matrix. | Shareholder | Abstain | Against | ||||||||
COHEN & STEERS, INC. | ||||||||||||
Security | 19247A100 | Meeting Type | Annual | |||||||||
Ticker Symbol | CNS | Meeting Date | 04-May-2023 | |||||||||
ISIN | US19247A1007 | Agenda | 935788046 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1a. | Election of Director: Martin Cohen | Management | For | For | ||||||||
1b. | Election of Director: Robert H. Steers | Management | For | For | ||||||||
1c. | Election of Director: Joseph M. Harvey | Management | For | For | ||||||||
1d. | Election of Director: Reena Aggarwal | Management | For | For | ||||||||
1e. | Election of Director: Frank T. Connor | Management | For | For | ||||||||
1f. | Election of Director: Peter L. Rhein | Management | For | For | ||||||||
1g. | Election of Director: Richard P. Simon | Management | For | For | ||||||||
1h. | Election of Director: Dasha Smith | Management | For | For | ||||||||
1i. | Election of Director: Edmond D. Villani | Management | For | For | ||||||||
2. | Ratification of Deloitte & Touche LLP as the company's independent registered public accounting firm for the current fiscal year ending December 31, 2023. | Management | For | For | ||||||||
3. | Approval, by non-binding advisory vote, of the compensation of the company's named executive officers. | Management | For | For | ||||||||
4. | The determination with respect to the frequency of soliciting non-binding advisory votes on the compensation of the company's named executive officers. | Management | 1 Year | For | ||||||||
BERKSHIRE HATHAWAY INC. | ||||||||||||
Security | 084670702 | Meeting Type | Annual | |||||||||
Ticker Symbol | BRKB | Meeting Date | 06-May-2023 | |||||||||
ISIN | US0846707026 | Agenda | 935785418 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1. | DIRECTOR | Management | ||||||||||
1 | Warren E. Buffett | For | For | |||||||||
2 | Charles T. Munger | For | For | |||||||||
3 | Gregory E. Abel | For | For | |||||||||
4 | Howard G. Buffett | For | For | |||||||||
5 | Susan A. Buffett | For | For | |||||||||
6 | Stephen B. Burke | For | For | |||||||||
7 | Kenneth I. Chenault | For | For | |||||||||
8 | Christopher C. Davis | For | For | |||||||||
9 | Susan L. Decker | For | For | |||||||||
10 | Charlotte Guyman | For | For | |||||||||
11 | Ajit Jain | For | For | |||||||||
12 | Thomas S. Murphy, Jr. | For | For | |||||||||
13 | Ronald L. Olson | For | For | |||||||||
14 | Wallace R. Weitz | For | For | |||||||||
15 | Meryl B. Witmer | For | For | |||||||||
2. | Non-binding resolution to approve the compensation of the Company's Named Executive Officers, as described in the 2023 Proxy Statement. | Management | For | For | ||||||||
3. | Non-binding resolution to determine the frequency (whether annual, biennial or triennial) with which shareholders of the Company shall be entitled to have an advisory vote on executive compensation. | Management | 3 Years | For | ||||||||
4. | Shareholder proposal regarding how the Company manages physical and transitional climate related risks and opportunities. | Shareholder | Abstain | Against | ||||||||
5. | Shareholder proposal regarding how climate related risks are being governed by the Company. | Shareholder | Abstain | Against | ||||||||
6. | Shareholder proposal regarding how the Company intends to measure, disclose and reduce GHG emissions associated with its underwriting, insuring and investment activities. | Shareholder | Abstain | Against | ||||||||
7. | Shareholder proposal regarding the reporting on the effectiveness of the Corporation's diversity, equity and inclusion efforts. | Shareholder | Abstain | Against | ||||||||
8. | Shareholder proposal regarding the adoption of a policy requiring that two separate people hold the offices of the Chairman and the CEO. | Shareholder | Against | For | ||||||||
9. | Shareholder proposal requesting that the Company avoid supporting or taking a public policy position on controversial social and political issues. | Shareholder | Abstain | Against | ||||||||
T. ROWE PRICE GROUP, INC. | ||||||||||||
Security | 74144T108 | Meeting Type | Annual | |||||||||
Ticker Symbol | TROW | Meeting Date | 09-May-2023 | |||||||||
ISIN | US74144T1088 | Agenda | 935784858 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1a. | Election of Director: Glenn R. August | Management | For | For | ||||||||
1b. | Election of Director: Mark S. Bartlett | Management | For | For | ||||||||
1c. | Election of Director: Dina Dublon | Management | For | For | ||||||||
1d. | Election of Director: Dr. Freeman A. Hrabowski, III | Management | For | For | ||||||||
1e. | Election of Director: Robert F. MacLellan | Management | For | For | ||||||||
1f. | Election of Director: Eileen P. Rominger | Management | For | For | ||||||||
1g. | Election of Director: Robert W. Sharps | Management | For | For | ||||||||
1h. | Election of Director: Robert J. Stevens | Management | For | For | ||||||||
1i. | Election of Director: William J. Stromberg | Management | For | For | ||||||||
1j. | Election of Director: Sandra S. Wijnberg | Management | For | For | ||||||||
1k. | Election of Director: Alan D. Wilson | Management | For | For | ||||||||
2. | Approve, by a non-binding advisory vote, the compensation paid by the Company to its Named Executive Officers. | Management | For | For | ||||||||
3. | Approve the restated 1986 Employee Stock Purchase Plan, which includes the increase by 3 million shares of the share pool available for purchase by employees. | Management | For | For | ||||||||
4. | Recommend, by a non-binding advisory vote, the frequency of voting by the stockholders on compensation paid by the Company to its Named Executive Officers. | Management | 1 Year | For | ||||||||
5. | Ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for 2023. | Management | For | For | ||||||||
PRUDENTIAL FINANCIAL, INC. | ||||||||||||
Security | 744320102 | Meeting Type | Annual | |||||||||
Ticker Symbol | PRU | Meeting Date | 09-May-2023 | |||||||||
ISIN | US7443201022 | Agenda | 935793845 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1.1 | Election of Director: Gilbert F. Casellas | Management | For | For | ||||||||
1.2 | Election of Director: Robert M. Falzon | Management | For | For | ||||||||
1.3 | Election of Director: Martina Hund-Mejean | Management | For | For | ||||||||
1.4 | Election of Director: Wendy E. Jones | Management | For | For | ||||||||
1.5 | Election of Director: Charles F. Lowrey | Management | For | For | ||||||||
1.6 | Election of Director: Sandra Pianalto | Management | For | For | ||||||||
1.7 | Election of Director: Christine A. Poon | Management | For | For | ||||||||
1.8 | Election of Director: Douglas A. Scovanner | Management | For | For | ||||||||
1.9 | Election of Director: Michael A. Todman | Management | For | For | ||||||||
2. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2023. | Management | For | For | ||||||||
3. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||
4. | Advisory Vote on the frequency of future advisory votes to approve named executive officer compensation. | Management | 1 Year | For | ||||||||
5. | Shareholder proposal regarding an Independent Board Chairman. | Shareholder | Against | For | ||||||||
JPMORGAN CHASE & CO. | ||||||||||||
Security | 46625H100 | Meeting Type | Annual | |||||||||
Ticker Symbol | JPM | Meeting Date | 16-May-2023 | |||||||||
ISIN | US46625H1005 | Agenda | 935797223 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1a. | Election of Director: Linda B. Bammann | Management | For | For | ||||||||
1b. | Election of Director: Stephen B. Burke | Management | For | For | ||||||||
1c. | Election of Director: Todd A. Combs | Management | For | For | ||||||||
1d. | Election of Director: James S. Crown | Management | For | For | ||||||||
1e. | Election of Director: Alicia Boler Davis | Management | For | For | ||||||||
1f. | Election of Director: James Dimon | Management | For | For | ||||||||
1g. | Election of Director: Timothy P. Flynn | Management | For | For | ||||||||
1h. | Election of Director: Alex Gorsky | Management | For | For | ||||||||
1i. | Election of Director: Mellody Hobson | Management | For | For | ||||||||
1j. | Election of Director: Michael A. Neal | Management | For | For | ||||||||
1k. | Election of Director: Phebe N. Novakovic | Management | For | For | ||||||||
1l. | Election of Director: Virginia M. Rometty | Management | For | For | ||||||||
2. | Advisory resolution to approve executive compensation | Management | For | For | ||||||||
3. | Advisory vote on frequency of advisory resolution to approve executive compensation | Management | 1 Year | For | ||||||||
4. | Ratification of independent registered public accounting firm | Management | For | For | ||||||||
5. | Independent board chairman | Shareholder | Against | For | ||||||||
6. | Fossil fuel phase out | Shareholder | Abstain | Against | ||||||||
7. | Amending public responsibility committee charter to include mandate to oversee animal welfare impact and risk | Shareholder | Abstain | Against | ||||||||
8. | Special shareholder meeting improvement | Shareholder | Against | For | ||||||||
9. | Report on climate transition planning | Shareholder | Abstain | Against | ||||||||
10. | Report on ensuring respect for civil liberties | Shareholder | Abstain | Against | ||||||||
11. | Report analyzing the congruence of the company's political and electioneering expenditures | Shareholder | Abstain | Against | ||||||||
12. | Absolute GHG reduction goals | Shareholder | Abstain | Against | ||||||||
MARKEL CORPORATION | ||||||||||||
Security | 570535104 | Meeting Type | Annual | |||||||||
Ticker Symbol | MKL | Meeting Date | 17-May-2023 | |||||||||
ISIN | US5705351048 | Agenda | 935791586 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1a. | Election of Director: Mark M. Besca | Management | For | For | ||||||||
1b. | Election of Director: K. Bruce Connell | Management | For | For | ||||||||
1c. | Election of Director: Lawrence A. Cunningham | Management | For | For | ||||||||
1d. | Election of Director: Thomas S. Gayner | Management | For | For | ||||||||
1e. | Election of Director: Greta J. Harris | Management | For | For | ||||||||
1f. | Election of Director: Morgan E. Housel | Management | For | For | ||||||||
1g. | Election of Director: Diane Leopold | Management | For | For | ||||||||
1h. | Election of Director: Anthony F. Markel | Management | For | For | ||||||||
1i. | Election of Director: Steven A. Markel | Management | For | For | ||||||||
1j. | Election of Director: Harold L. Morrison, Jr. | Management | For | For | ||||||||
1k. | Election of Director: Michael O'Reilly | Management | For | For | ||||||||
1l. | Election of Director: A. Lynne Puckett | Management | For | For | ||||||||
2. | Advisory vote on approval of executive compensation. | Management | For | For | ||||||||
3. | Advisory vote on frequency of advisory votes on approval of executive compensation. | Management | 1 Year | For | ||||||||
4. | Ratify the selection of KPMG LLP by the Audit Committee of the Board of Directors as the Company's independent registered public accounting firm for the year ending December 31, 2023. | Management | For | For | ||||||||
FISERV, INC. | ||||||||||||
Security | 337738108 | Meeting Type | Annual | |||||||||
Ticker Symbol | FISV | Meeting Date | 17-May-2023 | |||||||||
ISIN | US3377381088 | Agenda | 935806096 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1. | DIRECTOR | Management | ||||||||||
1 | Frank J. Bisignano | For | For | |||||||||
2 | Henrique de Castro | For | For | |||||||||
3 | Harry F. DiSimone | For | For | |||||||||
4 | Dylan G. Haggart | For | For | |||||||||
5 | Wafaa Mamilli | For | For | |||||||||
6 | Heidi G. Miller | For | For | |||||||||
7 | Doyle R. Simons | For | For | |||||||||
8 | Kevin M. Warren | For | For | |||||||||
2. | To approve, on an advisory basis, the compensation of the named executive officers of Fiserv, Inc. | Management | For | For | ||||||||
3. | Advisory vote on the frequency of advisory votes on the compensation of the named executive officers of Fiserv, Inc. | Management | 1 Year | For | ||||||||
4. | To ratify the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of Fiserv, Inc. for 2023. | Management | For | For | ||||||||
5. | Shareholder proposal requesting an independent board chair policy. | Shareholder | Against | For | ||||||||
STATE STREET CORPORATION | ||||||||||||
Security | 857477103 | Meeting Type | Annual | |||||||||
Ticker Symbol | STT | Meeting Date | 17-May-2023 | |||||||||
ISIN | US8574771031 | Agenda | 935809155 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1a. | Election of Director: P. de Saint-Aignan | Management | For | For | ||||||||
1b. | Election of Director: M. Chandoha | Management | For | For | ||||||||
1c. | Election of Director: D. DeMaio | Management | For | For | ||||||||
1d. | Election of Director: A. Fawcett | Management | For | For | ||||||||
1e. | Election of Director: W. Freda | Management | For | For | ||||||||
1f. | Election of Director: S. Mathew | Management | For | For | ||||||||
1g. | Election of Director: W. Meaney | Management | For | For | ||||||||
1h. | Election of Director: R. O'Hanley | Management | For | For | ||||||||
1i. | Election of Director: S. O'Sullivan | Management | For | For | ||||||||
1j. | Election of Director: J. Portalatin | Management | For | For | ||||||||
1k. | Election of Director: J. Rhea | Management | For | For | ||||||||
1l. | Election of Director: G. Summe | Management | For | For | ||||||||
2. | To approve an advisory proposal on executive compensation. | Management | For | For | ||||||||
3. | To recommend, by advisory vote, the frequency of future advisory votes on executive compensation. | Management | 1 Year | For | ||||||||
4. | To approve the Amended and Restated 2017 Stock Incentive Plan. | Management | For | For | ||||||||
5. | To ratify the selection of Ernst & Young LLP as State Street's independent registered public accounting firm for the year ending December 31, 2023. | Management | For | For | ||||||||
6. | Shareholder proposal relating to asset management stewardship practices, if properly presented. | Shareholder | Against | For | ||||||||
STARWOOD PROPERTY TRUST, INC. | ||||||||||||
Security | 85571B105 | Meeting Type | Annual | |||||||||
Ticker Symbol | STWD | Meeting Date | 18-May-2023 | |||||||||
ISIN | US85571B1052 | Agenda | 935782119 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1. | DIRECTOR | Management | ||||||||||
1 | Richard D. Bronson | For | For | |||||||||
2 | Jeffrey G. Dishner | For | For | |||||||||
3 | Camille J. Douglas | For | For | |||||||||
4 | Deborah L. Harmon | For | For | |||||||||
5 | Solomon J. Kumin | For | For | |||||||||
6 | Fred Perpall | For | For | |||||||||
7 | Fred S. Ridley | For | For | |||||||||
8 | Barry S. Sternlicht | For | For | |||||||||
9 | Strauss Zelnick | For | For | |||||||||
2. | The approval, on an advisory basis, of the Company's executive compensation. | Management | For | For | ||||||||
3. | The approval, on an advisory basis, of the frequency of the advisory vote on the Company's executive compensation. | Management | 1 Year | For | ||||||||
4. | The ratification of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the calendar year ending December 31, 2023. | Management | For | For | ||||||||
THE CHARLES SCHWAB CORPORATION | ||||||||||||
Security | 808513105 | Meeting Type | Annual | |||||||||
Ticker Symbol | SCHW | Meeting Date | 18-May-2023 | |||||||||
ISIN | US8085131055 | Agenda | 935809523 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1a. | Election of director: Marianne C. Brown | Management | For | For | ||||||||
1b. | Election of director: Frank C. Herringer | Management | For | For | ||||||||
1c. | Election of director: Gerri K. Martin-Flickinger | Management | For | For | ||||||||
1d. | Election of director: Todd M. Ricketts | Management | For | For | ||||||||
1e. | Election of director: Carolyn Schwab-Pomerantz | Management | For | For | ||||||||
2. | Ratification of the selection of Deloitte & Touche LLP as independent auditors | Management | For | For | ||||||||
3. | Advisory vote to approve named executive officer compensation | Management | For | For | ||||||||
4. | Frequency of advisory vote on named executive officer compensation | Management | 1 Year | For | ||||||||
5. | Stockholder Proposal requesting pay equity disclosure | Shareholder | Abstain | Against | ||||||||
6. | Stockholder Proposal requesting company report on discrimination risk oversight and impact | Shareholder | Abstain | Against | ||||||||
MORGAN STANLEY | ||||||||||||
Security | 617446448 | Meeting Type | Annual | |||||||||
Ticker Symbol | MS | Meeting Date | 19-May-2023 | |||||||||
ISIN | US6174464486 | Agenda | 935808646 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1a. | Election of Director: Alistair Darling | Management | For | For | ||||||||
1b. | Election of Director: Thomas H. Glocer | Management | For | For | ||||||||
1c. | Election of Director: James P. Gorman | Management | For | For | ||||||||
1d. | Election of Director: Robert H. Herz | Management | For | For | ||||||||
1e. | Election of Director: Erika H. James | Management | For | For | ||||||||
1f. | Election of Director: Hironori Kamezawa | Management | For | For | ||||||||
1g. | Election of Director: Shelley B. Leibowitz | Management | For | For | ||||||||
1h. | Election of Director: Stephen J. Luczo | Management | For | For | ||||||||
1i. | Election of Director: Jami Miscik | Management | For | For | ||||||||
1j. | Election of Director: Masato Miyachi | Management | For | For | ||||||||
1k. | Election of Director: Dennis M. Nally | Management | For | For | ||||||||
1l. | Election of Director: Mary L. Schapiro | Management | For | For | ||||||||
1m. | Election of Director: Perry M. Traquina | Management | For | For | ||||||||
1n. | Election of Director: Rayford Wilkins, Jr. | Management | For | For | ||||||||
2. | To ratify the appointment of Deloitte & Touche LLP as independent auditor | Management | For | For | ||||||||
3. | To approve the compensation of executives as disclosed in the proxy statement (non-binding advisory vote) | Management | For | For | ||||||||
4. | To vote on the frequency of holding a non-binding advisory vote on the compensation of executives as disclosed in the proxy statement (non-binding advisory vote) | Management | 1 Year | For | ||||||||
5. | Shareholder proposal requesting adoption of improved shareholder right to call a special shareholder meeting | Shareholder | Against | For | ||||||||
6. | Shareholder proposal requesting adoption of a policy to cease financing new fossil fuel development | Shareholder | Abstain | Against | ||||||||
PAYPAL HOLDINGS, INC. | ||||||||||||
Security | 70450Y103 | Meeting Type | Annual | |||||||||
Ticker Symbol | PYPL | Meeting Date | 24-May-2023 | |||||||||
ISIN | US70450Y1038 | Agenda | 935821036 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1a. | Election of Director: Rodney C. Adkins | Management | For | For | ||||||||
1b. | Election of Director: Jonathan Christodoro | Management | For | For | ||||||||
1c. | Election of Director: John J. Donahoe | Management | For | For | ||||||||
1d. | Election of Director: David W. Dorman | Management | For | For | ||||||||
1e. | Election of Director: Belinda J. Johnson | Management | For | For | ||||||||
1f. | Election of Director: Enrique Lores | Management | For | For | ||||||||
1g. | Election of Director: Gail J. McGovern | Management | For | For | ||||||||
1h. | Election of Director: Deborah M. Messemer | Management | For | For | ||||||||
1i. | Election of Director: David M. Moffett | Management | For | For | ||||||||
1j. | Election of Director: Ann M. Sarnoff | Management | For | For | ||||||||
1k. | Election of Director: Daniel H. Schulman | Management | For | For | ||||||||
1l. | Election of Director: Frank D. Yeary | Management | For | For | ||||||||
2. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | For | For | ||||||||
3. | Approval of the PayPal Holdings, Inc. 2015 Equity Incentive Award Plan, as Amended and Restated. | Management | For | For | ||||||||
4. | Ratification of the Appointment of PricewaterhouseCoopers LLP as Our Independent Auditor for 2023. | Management | For | For | ||||||||
5. | Stockholder Proposal - Provision of Services in Conflict Zones. | Shareholder | Abstain | Against | ||||||||
6. | Stockholder Proposal - Reproductive Rights and Data Privacy. | Shareholder | Abstain | Against | ||||||||
7. | Stockholder Proposal - PayPal Transparency Reports. | Shareholder | Abstain | Against | ||||||||
8. | Stockholder Proposal - Report on Ensuring Respect for Civil Liberties. | Shareholder | Abstain | Against | ||||||||
9. | Stockholder Proposal - Adopt Majority Vote Standard for Director Elections. | Shareholder | Against | For | ||||||||
COMPASS DIVERSIFIED HOLDINGS | ||||||||||||
Security | 20451Q104 | Meeting Type | Annual | |||||||||
Ticker Symbol | CODI | Meeting Date | 25-May-2023 | |||||||||
ISIN | US20451Q1040 | Agenda | 935805727 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1. | DIRECTOR | Management | ||||||||||
1 | Alexander S. Bhathal | For | For | |||||||||
2 | James J. Bottiglieri | For | For | |||||||||
3 | Gordon M. Burns | For | For | |||||||||
4 | C. Sean Day | For | For | |||||||||
5 | Harold S. Edwards | For | For | |||||||||
6 | Larry L. Enterline | For | For | |||||||||
7 | Nancy B. Mahon | For | For | |||||||||
8 | Teri R. Shaffer | For | For | |||||||||
2. | To approve, on a non-binding and advisory basis, the resolution approving the compensation of our named executive officers as disclosed in the Proxy Statement ("Say-on-Pay Vote"). | Management | For | For | ||||||||
3. | To vote, on a non-binding and advisory basis, on how frequently the Company should seek the Say-on-Pay Vote ("Say-on-Frequency Vote"). | Management | 1 Year | For | ||||||||
4. | To ratify the appointment of Grant Thornton LLP to serve as independent auditor for the Company and the Trust for the fiscal year ending December 31, 2023. | Management | For | For | ||||||||
PAYSAFE LIMITED | ||||||||||||
Security | G6964L206 | Meeting Type | Annual | |||||||||
Ticker Symbol | PSFE | Meeting Date | 25-May-2023 | |||||||||
ISIN | BMG6964L2062 | Agenda | 935818572 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1. | To approve the re-election of Matthew Bryant as a Class II director in accordance with our Bye-laws | Management | For | For | ||||||||
2. | To approve the re-election of Mark Brooker as a Class II director in accordance with our Bye-laws | Management | For | For | ||||||||
3. | To approve the re-election of Dagmar Kollmann as a Class II director in accordance with our Bye-laws | Management | For | For | ||||||||
4. | To approve the re-election of Hilary Stewart-Jones as a Class II director in accordance with our Bye-laws | Management | For | For | ||||||||
5. | To approve the re-appointment of Deloitte & Touche LLP, an independent registered public accounting firm, to act as our independent auditors for the fiscal year ending December 31, 2023 and to authorize our Board of Directors, acting through our Audit Committee, to fix the remuneration of our independent auditors for the fiscal year ending December 31, 2023 | Management | For | For | ||||||||
FTAI AVIATION LTD. | ||||||||||||
Security | G3730V105 | Meeting Type | Annual | |||||||||
Ticker Symbol | FTAI | Meeting Date | 25-May-2023 | |||||||||
ISIN | KYG3730V1059 | Agenda | 935821808 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1. | DIRECTOR | Management | ||||||||||
1 | Joseph P. Adams, Jr. | For | For | |||||||||
2 | Judith A. Hannaway | For | For | |||||||||
3 | Martin Tuchman | For | For | |||||||||
2. | To ratify the appointment of Ernst & Young LLP as independent registered public accounting firm for FTAI Aviation Ltd. for the fiscal year ending December 31, 2023. | Management | For | For | ||||||||
AFFILIATED MANAGERS GROUP, INC. | ||||||||||||
Security | 008252108 | Meeting Type | Annual | |||||||||
Ticker Symbol | AMG | Meeting Date | 25-May-2023 | |||||||||
ISIN | US0082521081 | Agenda | 935824018 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1a. | Election of Director to serve until the 2024 Annual Meeting of Stockholders: Karen L. Alvingham | Management | For | For | ||||||||
1b. | Election of Director to serve until the 2024 Annual Meeting of Stockholders: Tracy A. Atkinson | Management | For | For | ||||||||
1c. | Election of Director to serve until the 2024 Annual Meeting of Stockholders: Dwight D. Churchill | Management | For | For | ||||||||
1d. | Election of Director to serve until the 2024 Annual Meeting of Stockholders: Jay C. Horgen | Management | For | For | ||||||||
1e. | Election of Director to serve until the 2024 Annual Meeting of Stockholders: Reuben Jeffery III | Management | For | For | ||||||||
1f. | Election of Director to serve until the 2024 Annual Meeting of Stockholders: Félix V. Matos Rodríguez | Management | For | For | ||||||||
1g. | Election of Director to serve until the 2024 Annual Meeting of Stockholders: Tracy P. Palandjian | Management | For | For | ||||||||
1h. | Election of Director to serve until the 2024 Annual Meeting of Stockholders: David C. Ryan | Management | For | For | ||||||||
2. | To approve, by a non-binding advisory vote, the compensation of the Company's named executive officers. | Management | For | For | ||||||||
3. | To approve, by a non-binding advisory vote, the frequency of future advisory votes regarding the compensation of the Company's named executive officers. | Management | 1 Year | For | ||||||||
4. | To ratify the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the current fiscal year. | Management | For | For | ||||||||
SILVERCREST ASSET MGMT GROUP INC | ||||||||||||
Security | 828359109 | Meeting Type | Annual | |||||||||
Ticker Symbol | SAMG | Meeting Date | 06-Jun-2023 | |||||||||
ISIN | US8283591092 | Agenda | 935848486 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1. | Election of Director: Brian D. Dunn | Management | For | For | ||||||||
2. | Approval of executive compensation in an advisory, non- binding vote. | Management | For | For | ||||||||
3. | The ratification of Deloitte & Touche LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | For | For | ||||||||
STIFEL FINANCIAL CORP. | ||||||||||||
Security | 860630102 | Meeting Type | Annual | |||||||||
Ticker Symbol | SF | Meeting Date | 07-Jun-2023 | |||||||||
ISIN | US8606301021 | Agenda | 935845947 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1a. | Election of Director: Adam Berlew | Management | For | For | ||||||||
1b. | Election of Director: Maryam Brown | Management | For | For | ||||||||
1c. | Election of Director: Michael W. Brown | Management | For | For | ||||||||
1d. | Election of Director: Lisa Carnoy | Management | For | For | ||||||||
1e. | Election of Director: Robert E. Grady | Management | For | For | ||||||||
1f. | Election of Director: James P. Kavanaugh | Management | For | For | ||||||||
1g. | Election of Director: Ronald J. Kruszewski | Management | For | For | ||||||||
1h. | Election of Director: Daniel J. Ludeman | Management | For | For | ||||||||
1i. | Election of Director: Maura A. Markus | Management | For | For | ||||||||
1j. | Election of Director: David A. Peacock | Management | For | For | ||||||||
1k. | Election of Director: Thomas W. Weisel | Management | For | For | ||||||||
1l. | Election of Director: Michael J. Zimmerman | Management | For | For | ||||||||
2. | To approve, on an advisory basis, the compensation of our named executive officers (say on pay). | Management | For | For | ||||||||
3. | To recommend, by an advisory vote, the frequency of future advisory votes on executive compensation.(say on frequency). | Management | 3 Years | |||||||||
4. | To approve authorization to amend the Restated Certificate of Incorporation to exculpate certain officers of the Company from liability for certain claims of breach of fiduciary duties, as recently permitted by Delaware corporate law. | Management | For | For | ||||||||
5. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2023. | Management | For | For | ||||||||
BLUE OWL CAPITAL INC. | ||||||||||||
Security | 09581B103 | Meeting Type | Annual | |||||||||
Ticker Symbol | OWL | Meeting Date | 09-Jun-2023 | |||||||||
ISIN | US09581B1035 | Agenda | 935845098 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1a. | Election of Director: Claudia Holz | Management | For | For | ||||||||
1b. | Election of Director: Marc S. Lipschultz | Management | For | For | ||||||||
1c. | Election of Director: Michael D. Rees | Management | For | For | ||||||||
2. | The ratification of the appointment of KPMG LLP as our independent registered public accounting firm for our 2023 fiscal year. | Management | For | For | ||||||||
W. R. BERKLEY CORPORATION | ||||||||||||
Security | 084423102 | Meeting Type | Annual | |||||||||
Ticker Symbol | WRB | Meeting Date | 14-Jun-2023 | |||||||||
ISIN | US0844231029 | Agenda | 935848020 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1a. | Election of Director: W. Robert Berkley, Jr. | Management | For | For | ||||||||
1b. | Election of Director: María Luisa Ferré | Management | For | For | ||||||||
1c. | Election of Director: Daniel L. Mosley | Management | For | For | ||||||||
1d. | Election of Director: Mark L. Shapiro | Management | For | For | ||||||||
2. | Non-binding advisory vote on a resolution approving the compensation of the Company's named executive officers pursuant to the compensation disclosure rules of the Securities and Exchange Commission, or "say-on- pay" vote. | Management | For | For | ||||||||
3. | Non-binding advisory vote on the frequency of future votes on the compensation of the Company's named executive officers. | Management | 1 Year | For | ||||||||
4. | Ratification of the appointment of KPMG LLP as the independent registered public accounting firm for the Company for the fiscal year ending December 31, 2023. | Management | For | For | ||||||||
OWL ROCK CAPITAL CORPORATION | ||||||||||||
Security | 69121K104 | Meeting Type | Annual | |||||||||
Ticker Symbol | ORCC | Meeting Date | 21-Jun-2023 | |||||||||
ISIN | US69121K1043 | Agenda | 935812164 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1a. | Election of Director for three-year terms expiring at the 2026 annual meeting: Eric Kaye | Management | For | For | ||||||||
1b. | Election of Director for three-year terms expiring at the 2026 annual meeting: Victor Woolridge | Management | For | For | ||||||||
2. | To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | For | For | ||||||||
SCULPTOR CAPITAL MANAGEMENT, INC. | ||||||||||||
Security | 811246107 | Meeting Type | Annual | |||||||||
Ticker Symbol | SCU | Meeting Date | 22-Jun-2023 | |||||||||
ISIN | US8112461079 | Agenda | 935861648 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
1. | DIRECTOR | Management | ||||||||||
1 | James S. Levin | For | For | |||||||||
2 | Wayne Cohen | For | For | |||||||||
2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2023. | Management | For | For | ||||||||
3. | To approve, by a non-binding advisory vote, of the compensation of the Named Executive Officers of the Company (the "Say-on-Pay" Vote). | Management | For | For | ||||||||
4. | To approve, by a non-binding advisory vote of the frequency of future Say-on-Pay Votes. | Management | 1 Year | For |
ProxyEdge | Report Date: 07/01/2023 |
Meeting Date Range: 07/01/2022 - 06/30/2023 | 1 |
Gabelli Love Our Planet and People ETF |
Investment Company Report
NOMAD FOODS LIMITED | ||||||||||||||
Security | G6564A105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | NOMD | Meeting Date | 01-Jul-2022 | |||||||||||
ISIN | VGG6564A1057 | Agenda | 935650855 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1a. | Election of Director for a one-year term expiring at the 2023 Annual Meeting: Sir Martin Ellis Franklin, KGCN | Management | For | For | ||||||||||
1b. | Election of Director for a one-year term expiring at the 2023 Annual Meeting: Noam Gottesman | Management | For | For | ||||||||||
1c. | Election of Director for a one-year term expiring at the 2023 Annual Meeting: Ian G.H. Ashken | Management | For | For | ||||||||||
1d. | Election of Director for a one-year term expiring at the 2023 Annual Meeting: Stéfan Descheemaeker | Management | For | For | ||||||||||
1e. | Election of Director for a one-year term expiring at the 2023 Annual Meeting: James E. Lillie | Management | For | For | ||||||||||
1f. | Election of Director for a one-year term expiring at the 2023 Annual Meeting: Stuart M. MacFarlane | Management | For | For | ||||||||||
1g. | Election of Director for a one-year term expiring at the 2023 Annual Meeting: Victoria Parry | Management | For | For | ||||||||||
1h. | Election of Director for a one-year term expiring at the 2023 Annual Meeting: Amit Pilowsky | Management | For | For | ||||||||||
1i. | Election of Director for a one-year term expiring at the 2023 Annual Meeting: Melanie Stack | Management | For | For | ||||||||||
1j. | Election of Director for a one-year term expiring at the 2023 Annual Meeting: Samy Zekhout | Management | For | For | ||||||||||
2. | Ratify the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the 2022 fiscal year. | Management | For | For | ||||||||||
ARDAGH METAL PACKAGING S.A. | ||||||||||||||
Security | L02235106 | Meeting Type | Special | |||||||||||
Ticker Symbol | AMBP | Meeting Date | 08-Jul-2022 | |||||||||||
ISIN | LU2369833749 | Agenda | 935679994 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1. | Restructuring of the share capital of the Company to rename the shares in issue as Ordinary Shares; creation of a new class of redeemable preferred shares (the "Preferred Shares"), with the rights set out in the Articles of Association (as amended by the present and the following resolutions); and amendment of articles 1.1, 6, 7.3, 8, 13.1, 15, 53.2 of the Articles of Association in this respect as per the proposed amendments to the Articles of Association subject to approval of the following ...(due to space limits, see proxy material for full proposal). | Management | Against | Against | ||||||||||
2. | Renewal and extension of the authorization granted to the Board of Directors to increase the issued share capital up to the authorized share capital with authority to limit or cancel the shareholders' preferential subscription right, during a period of five years ending on the fifth anniversary of the Extraordinary General Meeting and amendment of article 7.3 of the Articles of Association accordingly. | Management | Against | Against | ||||||||||
3. | Renewal and extension of the authorization granted to the Board of Directors to purchase, acquire or receive the Company's own shares for cancellation or hold them as treasury shares during a period of five years ending on the fifth anniversary of the Extraordinary General Meeting and amendment of article 8 of the Articles of Association accordingly. | Management | For | For | ||||||||||
AZZ INC. | ||||||||||||||
Security | 002474104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | AZZ | Meeting Date | 12-Jul-2022 | |||||||||||
ISIN | US0024741045 | Agenda | 935666935 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1a. | Election of Director: Daniel E. Berce | Management | For | For | ||||||||||
1b. | Election of Director: Paul Eisman | Management | For | For | ||||||||||
1c. | Election of Director: Daniel R. Feehan | Management | Against | Against | ||||||||||
1d. | Election of Director: Thomas E. Ferguson | Management | For | For | ||||||||||
1e. | Election of Director: Clive A. Grannum | Management | For | For | ||||||||||
1f. | Election of Director: Carol R. Jackson | Management | For | For | ||||||||||
1g. | Election of Director: David M. Kaden | Management | For | For | ||||||||||
1h. | Election of Director: Venita McCellon-Allen | Management | For | For | ||||||||||
1i. | Election of Director: Ed McGough | Management | For | For | ||||||||||
1j. | Election of Director: Steven R. Purvis | Management | For | For | ||||||||||
2. | Approve, on an advisory basis, AZZ's Executive Compensation Program. | Management | For | For | ||||||||||
3. | Approve AZZ's Amended and Restated Certificate of Formation in order to issue Series A Preferred Stock. | Management | For | For | ||||||||||
4. | Ratify the appointment of Grant Thornton LLP, to serve as AZZ's independent registered public accounting firm for the fiscal year ending February 28, 2023. | Management | For | For | ||||||||||
AVANGRID, INC. | ||||||||||||||
Security | 05351W103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | AGR | Meeting Date | 20-Jul-2022 | |||||||||||
ISIN | US05351W1036 | Agenda | 935671900 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Ignacio S. Galán | For | For | |||||||||||
2 | John Baldacci | For | For | |||||||||||
3 | Pedro Azagra Blázquez | For | For | |||||||||||
4 | Daniel Alcain Lopez | For | For | |||||||||||
5 | María Fátima B. García | For | For | |||||||||||
6 | Robert Duffy | For | For | |||||||||||
7 | Teresa Herbert | For | For | |||||||||||
8 | Patricia Jacobs | For | For | |||||||||||
9 | John Lahey | For | For | |||||||||||
10 | José Á. Marra Rodríguez | For | For | |||||||||||
11 | Santiago M. Garrido | For | For | |||||||||||
12 | José Sáinz Armada | For | For | |||||||||||
13 | Alan Solomont | For | For | |||||||||||
14 | Camille Joseph Varlack | For | For | |||||||||||
2. | RATIFICATION OF THE SELECTION OF KPMG LLP AS AVANGRID, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2022. | Management | For | For | ||||||||||
3. | NON-BINDING ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||
4. | NON-BINDING ADVISORY VOTE ON FREQUENCY OF SAY ON PAY VOTES. | Management | 1 Year | For | ||||||||||
FLEX LTD. | ||||||||||||||
Security | Y2573F102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | FLEX | Meeting Date | 25-Aug-2022 | |||||||||||
ISIN | SG9999000020 | Agenda | 935685668 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1a. | Re-election of Director: Revathi Advaithi | Management | For | For | ||||||||||
1b. | Re-election of Director: Michael D. Capellas | Management | For | For | ||||||||||
1c. | Re-election of Director: John D. Harris II | Management | For | For | ||||||||||
1d. | Re-election of Director: Michael E. Hurlston | Management | For | For | ||||||||||
1e. | Re-election of Director: Erin L. McSweeney | Management | For | For | ||||||||||
1f. | Re-election of Director: Marc A. Onetto | Management | For | For | ||||||||||
1g. | Re-election of Director: Charles K. Stevens, III | Management | For | For | ||||||||||
1h. | Re-election of Director: Lay Koon Tan | Management | For | For | ||||||||||
1i. | Re-election of Director: Patrick J. Ward | Management | For | For | ||||||||||
1j. | Re-election of Director: William D. Watkins | Management | For | For | ||||||||||
2. | To approve the re-appointment of Deloitte & Touche LLP as our independent auditors for the 2023 fiscal year and to authorize the Board of Directors, upon the recommendation of the Audit Committee, to fix their remuneration. | Management | For | For | ||||||||||
3. | NON-BINDING, ADVISORY RESOLUTION. To approve the compensation of the Company's named executive officers, as disclosed pursuant to Item 402 of Regulation S-K, set forth in "Compensation Discussion and Analysis" and in the compensation tables and the accompanying narrative disclosure under "Executive Compensation" in the Company's proxy statement relating to its 2022 Annual General Meeting. | Management | For | For | ||||||||||
4. | To approve a general authorization for the directors of Flex to allot and issue ordinary shares. | Management | For | For | ||||||||||
5. | To approve a renewal of the Share Purchase Mandate permitting Flex to purchase or otherwise acquire its own issued ordinary shares. | Management | For | For | ||||||||||
ABB LTD | ||||||||||||||
Security | 000375204 | Meeting Type | Special | |||||||||||
Ticker Symbol | ABB | Meeting Date | 07-Sep-2022 | |||||||||||
ISIN | US0003752047 | Agenda | 935698603 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1. | Approval of the Spin-off of Accelleron Industries Ltd by Way of a Special Dividend | Management | For | For | ||||||||||
2. | In case of additional or alternative proposals to the published agenda items during the Extraordinary General Shareholders Meeting or of new agenda items, I authorize the independent proxy to act | Management | For | For | ||||||||||
AEA BRIDGES IMPACT CORPORATION | ||||||||||||||
Security | G01046104 | Meeting Type | Special | |||||||||||
Ticker Symbol | IMPX | Meeting Date | 16-Sep-2022 | |||||||||||
ISIN | KYG010461047 | Agenda | 935696089 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1. | The Business Combination Proposal: To consider and vote upon a proposal by ordinary resolution to approve the Business Combination Agreement, dated as of December 12, 2021 (as it may be amended from time to time), a copy of which is attached to the accompanying proxy statement/prospectus as Annex A, by and among ABIC, LiveWire Group, Inc. (formerly known as LW EV Holdings, Inc.), a Delaware corporation and a direct, wholly owned subsidiary of ABIC ("HoldCo"), LW EV Merger Sub, Inc., a ...(due to space limits, see proxy material for full proposal). | Management | For | For | ||||||||||
2. | The Domestication Proposal: To consider and vote upon a proposal by special resolution to approve that ABIC be transferred by way of continuation to Delaware pursuant to Part XII of the Companies Act (Revised) of the Cayman Islands and Section 388 of the General Corporation Law of the State of Delaware and, immediately upon being deregistered in the Cayman Islands, ABIC be continued and domesticated as a corporation under the laws of the State of Delaware (the "Domestication Proposal"). | Management | For | For | ||||||||||
3. | The Charter Proposal: To consider and vote upon a proposal by special resolution to approve ABIC's Amended and Restated Memorandum and Articles of Association adopted by special resolution, dated October 1, 2020, be amended and restated by the Domesticated ABIC Certificate of Incorporation and Domesticated ABIC Bylaws (Domesticated ABIC being a corporation incorporated in the State of Delaware, assuming the Domestication Proposal and the filing with and acceptance by the ...(due to space limits, see proxy material for full proposal). | Management | For | For | ||||||||||
4A. | Governing Documents Proposal A: To consider and vote upon, on a nonbinding advisory basis, the amendment to approve the change in the authorized share capital of ABIC from (i) 500,000,000 Class A Ordinary Shares, (ii) 50,000,000 Class B Ordinary Shares and (iii) 5,000,000 preference shares, par value $0.0001 per share, to (a) 800,000,000 shares of Domesticated ABIC Common Stock and (b) 20,000,000 shares of preferred stock, par value $0.0001 per share, of Domesticated ABIC. | Management | For | For | ||||||||||
4B. | Governing Documents Proposal B: To consider and vote upon, on a nonbinding advisory basis, the amendment to authorize the Domesticated ABIC Board to issue any or all shares of Domesticated ABIC preferred stock in one or more classes or series, with such terms and conditions as may be expressly determined by the Domesticated ABIC Board and as may be permitted by the DGCL. | Management | For | For | ||||||||||
4C. | Governing Documents Proposal C: To consider and vote upon, on a nonbinding advisory basis, the amendment to authorize the removal of the ability of Domesticated ABIC stockholders to take action by written consent in lieu of a meeting. | Management | For | For | ||||||||||
4D. | Governing Documents Proposal D: To consider and vote upon, on a nonbinding advisory basis, the amendment to authorize the amendment and restatement of the Existing Organizational Documents and to authorize all other changes in connection with the replacement of Existing Organizational Documents with the Domesticated ABIC Certificate of Incorporation and Domesticated ABIC Bylaws as part of the Domestication (copies of which are attached to the proxy statement/prospectus as Annex B and Annex ...(due to space limits, see proxy material for full proposal). | Management | For | For | ||||||||||
5. | The Incentive Award Plan Proposal: To consider and vote upon a proposal by ordinary resolution to approve the LiveWire Group, Inc. 2022 Incentive Award Plan (the "Incentive Plan," a copy of which is attached to the proxy statement/prospectus as Annex G), to be effective upon approval by ABIC's shareholders (the "Incentive Plan Proposal"). | Management | For | For | ||||||||||
6. | The Adjournment Proposal: To consider and vote upon a proposal by ordinary resolution to approve the adjournment of the General Meeting to a later date or dates, if necessary, (i) to permit further solicitation and vote of proxies for the purpose of obtaining approval of the Required Shareholder Proposals, (ii) for the absence of a quorum, (iii) to allow reasonable additional time for filing or mailing of any legally required supplement or amendment to the proxy statement/prospectus or ...(due to space limits, see proxy material for full proposal). | Management | For | For | ||||||||||
ARCHAEA ENERGY INC. | ||||||||||||||
Security | 03940F103 | Meeting Type | Special | |||||||||||
Ticker Symbol | LFG | Meeting Date | 13-Dec-2022 | |||||||||||
ISIN | US03940F1030 | Agenda | 935738471 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1. | To adopt the Agreement and Plan of Merger, dated as of October 16, 2022 (as it may be amended, supplemented or otherwise modified from time to time, the "Merger Agreement"), by and among Archaea Energy Inc. ("Archaea"), LFG Acquisition Holdings LLC, ("Opco"), BP Products North America Inc., ("Parent"), Condor RTM Inc., ("Merger Sub"), and Condor RTM LLC ("Opco Merger Sub"). | Management | For | For | ||||||||||
2. | To adjourn the Special Meeting of Archaea stockholders (the "Special Meeting") to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting. | Management | For | For | ||||||||||
AIR PRODUCTS AND CHEMICALS, INC. | ||||||||||||||
Security | 009158106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | APD | Meeting Date | 26-Jan-2023 | |||||||||||
ISIN | US0091581068 | Agenda | 935746365 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1a. | Election of Director: Tonit M. Calaway | Management | For | For | ||||||||||
1b. | Election of Director: Charles Cogut | Management | For | For | ||||||||||
1c. | Election of Director: Lisa A. Davis | Management | For | For | ||||||||||
1d. | Election of Director: Seifollah Ghasemi | Management | For | For | ||||||||||
1e. | Election of Director: David H.Y. Ho | Management | For | For | ||||||||||
1f. | Election of Director: Edward L. Monser | Management | For | For | ||||||||||
1g. | Election of Director: Matthew H. Paull | Management | For | For | ||||||||||
1h. | Election of Director: Wayne T. Smith | Management | For | For | ||||||||||
2. | Advisory vote approving the compensation of the Company's executive officers. | Management | For | For | ||||||||||
3. | Advisory vote on the frequency of future advisory votes on executive officer compensation. | Management | 1 Year | For | ||||||||||
4. | Ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2023. | Management | For | For | ||||||||||
FRANKLIN RESOURCES, INC. | ||||||||||||||
Security | 354613101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | BEN | Meeting Date | 07-Feb-2023 | |||||||||||
ISIN | US3546131018 | Agenda | 935750491 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1a. | Election of Director to the Board to hold office until the next annual meeting of stockholders or until that person's successor is elected and qualified or until his or her earlier death, resignation, retirement, disqualification or removal: Mariann Byerwalter | Management | For | For | ||||||||||
1b. | Election of Director to the Board to hold office until the next annual meeting of stockholders or until that person's successor is elected and qualified or until his or her earlier death, resignation, retirement, disqualification or removal: Alexander S. Friedman | Management | For | For | ||||||||||
1c. | Election of Director to the Board to hold office until the next annual meeting of stockholders or until that person's successor is elected and qualified or until his or her earlier death, resignation, retirement, disqualification or removal: Gregory E. Johnson | Management | For | For | ||||||||||
1d. | Election of Director to the Board to hold office until the next annual meeting of stockholders or until that person's successor is elected and qualified or until his or her earlier death, resignation, retirement, disqualification or removal: Jennifer M. Johnson | Management | For | For | ||||||||||
1e. | Election of Director to the Board to hold office until the next annual meeting of stockholders or until that person's successor is elected and qualified or until his or her earlier death, resignation, retirement, disqualification or removal: Rupert H. Johnson, Jr. | Management | For | For | ||||||||||
1f. | Election of Director to the Board to hold office until the next annual meeting of stockholders or until that person's successor is elected and qualified or until his or her earlier death, resignation, retirement, disqualification or removal: John Y. Kim | Management | For | For | ||||||||||
1g. | Election of Director to the Board to hold office until the next annual meeting of stockholders or until that person's successor is elected and qualified or until his or her earlier death, resignation, retirement, disqualification or removal: Karen M. King | Management | For | For | ||||||||||
1h. | Election of Director to the Board to hold office until the next annual meeting of stockholders or until that person's successor is elected and qualified or until his or her earlier death, resignation, retirement, disqualification or removal: Anthony J. Noto | Management | For | For | ||||||||||
1i. | Election of Director to the Board to hold office until the next annual meeting of stockholders or until that person's successor is elected and qualified or until his or her earlier death, resignation, retirement, disqualification or removal: John W. Thiel | Management | For | For | ||||||||||
1j. | Election of Director to the Board to hold office until the next annual meeting of stockholders or until that person's successor is elected and qualified or until his or her earlier death, resignation, retirement, disqualification or removal: Seth H. Waugh | Management | For | For | ||||||||||
1k. | Election of Director to the Board to hold office until the next annual meeting of stockholders or until that person's successor is elected and qualified or until his or her earlier death, resignation, retirement, disqualification or removal: Geoffrey Y. Yang | Management | For | For | ||||||||||
2. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2023. | Management | For | For | ||||||||||
3. | To approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | ||||||||||
4. | To hold an advisory vote on how frequently stockholders believe we should obtain future advisory votes on the compensation of the Company's named executive officers. | Management | 3 Years | For | ||||||||||
EVOQUA WATER TECHNOLOGIES CORP. | ||||||||||||||
Security | 30057T105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | AQUA | Meeting Date | 07-Feb-2023 | |||||||||||
ISIN | US30057T1051 | Agenda | 935751241 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Ron C. Keating | For | For | |||||||||||
2 | Martin J. Lamb | For | For | |||||||||||
3 | Peter M. Wilver | For | For | |||||||||||
2. | Approval, on an advisory basis, of the compensation of our named executive officers. | Management | For | For | ||||||||||
3. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending September 30, 2023. | Management | For | For | ||||||||||
DEERE & COMPANY | ||||||||||||||
Security | 244199105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | DE | Meeting Date | 22-Feb-2023 | |||||||||||
ISIN | US2441991054 | Agenda | 935755009 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1a. | Election of Director: Leanne G. Caret | Management | For | For | ||||||||||
1b. | Election of Director: Tamra A. Erwin | Management | For | For | ||||||||||
1c. | Election of Director: Alan C. Heuberger | Management | For | For | ||||||||||
1d. | Election of Director: Charles O. Holliday, Jr. | Management | For | For | ||||||||||
1e. | Election of Director: Michael O. Johanns | Management | For | For | ||||||||||
1f. | Election of Director: Clayton M. Jones | Management | For | For | ||||||||||
1g. | Election of Director: John C. May | Management | For | For | ||||||||||
1h. | Election of Director: Gregory R. Page | Management | For | For | ||||||||||
1i. | Election of Director: Sherry M. Smith | Management | For | For | ||||||||||
1j. | Election of Director: Dmitri L. Stockton | Management | For | For | ||||||||||
1k. | Election of Director: Sheila G. Talton | Management | For | For | ||||||||||
2. | Advisory vote to approve executive compensation("say- on-pay"). | Management | For | For | ||||||||||
3. | Advisory vote on the frequency of future say-on-pay votes. | Management | 1 Year | For | ||||||||||
4. | Ratification of the appointment of Deloitte & Touche LLP as Deere's independent registered public accounting firm for fiscal 2023. | Management | For | For | ||||||||||
5. | Shareholder proposal regarding termination pay. | Shareholder | Against | For | ||||||||||
JOHNSON CONTROLS INTERNATIONAL PLC | ||||||||||||||
Security | G51502105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | JCI | Meeting Date | 08-Mar-2023 | |||||||||||
ISIN | IE00BY7QL619 | Agenda | 935759590 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1a. | Election of Director for a period of one year, expiring at the end of the Company's Annual General Meeting in 2024: Jean Blackwell | Management | For | For | ||||||||||
1b. | Election of Director for a period of one year, expiring at the end of the Company's Annual General Meeting in 2024: Pierre Cohade | Management | For | For | ||||||||||
1c. | Election of Director for a period of one year, expiring at the end of the Company's Annual General Meeting in 2024: Michael E. Daniels | Management | For | For | ||||||||||
1d. | Election of Director for a period of one year, expiring at the end of the Company's Annual General Meeting in 2024: W. Roy Dunbar | Management | For | For | ||||||||||
1e. | Election of Director for a period of one year, expiring at the end of the Company's Annual General Meeting in 2024: Gretchen R. Haggerty | Management | For | For | ||||||||||
1f. | Election of Director for a period of one year, expiring at the end of the Company's Annual General Meeting in 2024: Ayesha Khanna | Management | For | For | ||||||||||
1g. | Election of Director for a period of one year, expiring at the end of the Company's Annual General Meeting in 2024: Simone Menne | Management | For | For | ||||||||||
1h. | Election of Director for a period of one year, expiring at the end of the Company's Annual General Meeting in 2024: George R. Oliver | Management | For | For | ||||||||||
1i. | Election of Director for a period of one year, expiring at the end of the Company's Annual General Meeting in 2024: Jürgen Tinggren | Management | For | For | ||||||||||
1j. | Election of Director for a period of one year, expiring at the end of the Company's Annual General Meeting in 2024: Mark Vergnano | Management | For | For | ||||||||||
1k. | Election of Director for a period of one year, expiring at the end of the Company's Annual General Meeting in 2024: John D. Young | Management | For | For | ||||||||||
2.a | To ratify the appointment of PricewaterhouseCoopers LLP as the independent auditors of the Company. | Management | For | For | ||||||||||
2.b | To authorize the Audit Committee of the Board of Directors to set the auditors' remuneration. | Management | For | For | ||||||||||
3. | To authorize the Company and/or any subsidiary of the Company to make market purchases of Company shares. | Management | For | For | ||||||||||
4. | To determine the price range at which the Company can re-allot shares that it holds as treasury shares (Special Resolution). | Management | For | For | ||||||||||
5. | To approve, in a non-binding advisory vote, the compensation of the named executive officers. | Management | For | For | ||||||||||
6. | To approve, in a non-binding advisory vote, the frequency of the non-binding advisory vote on the compensation of the named executive officers. | Management | 1 Year | For | ||||||||||
7. | To approve the Directors' authority to allot shares up to approximately 20% of issued share capital. | Management | For | For | ||||||||||
8. | To approve the waiver of statutory preemption rights with respect to up to 5% of the issued share capital (Special Resolution). | Management | For | For | ||||||||||
BANCO BILBAO VIZCAYA ARGENTARIA S.A. | ||||||||||||||
Security | 05946K101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | BBVA | Meeting Date | 16-Mar-2023 | |||||||||||
ISIN | US05946K1016 | Agenda | 935770289 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1.1 | Approval of the annual financial statements and management reports of Banco Bilbao Vizcaya Argentaria, S.A. and its consolidated Group for the financial year ended 31 December 2022. | Management | For | For | ||||||||||
1.2 | Approval of the non-financial information report of Banco Bilbao Vizcaya Argentaria, S.A. and that of its consolidated Group for the financial year ended 31 December 2022. | Management | For | For | ||||||||||
1.3 | Approval of the allocation of results for the 2022 financial year. | Management | For | For | ||||||||||
1.4 | Approval of the corporate management during the 2022 financial year. | Management | For | For | ||||||||||
2.1 | Re-election of Raul Catarino Galamba de Oliveira. | Management | For | For | ||||||||||
2.2 | Re-election of Lourdes Máiz Carro. | Management | For | For | ||||||||||
2.3 | Re-election of Ana Leonor Revenga Shanklin. | Management | For | For | ||||||||||
2.4 | Re-election of Carlos Vicente Salazar Lomelín. | Management | For | For | ||||||||||
2.5 | Appointment of Sonia Lilia Dulá. | Management | For | For | ||||||||||
3. | Approval of the reduction of the share capital of the Bank, in up to a maximum amount of 10% of the share capital as of the date of the resolution, through the redemption of own shares purchased for the purpose of being redeemed, delegating to the Board of Directors the implementation of the share capital reduction, totally or partially, on one or more occasions. | Management | For | For | ||||||||||
4. | Approval of the Remuneration Policy for Directors of Banco Bilbao Vizcaya Argentaria, S.A., and the maximum number of shares to be delivered, as the case may be, as a result of its implementation. | Management | For | For | ||||||||||
5. | Approval of a maximum level of variable remuneration of up to 200% of the fixed component of the total remuneration for a certain group of employees whose professional activities have a significant impact on Banco Bilbao Vizcaya Argentaria, S.A.'s or on its Group's risk profile. | Management | For | For | ||||||||||
6. | Delegation of powers to the Board of Directors, with the authority to substitute, in order to formalise, amend, interpret and execute the resolutions adopted by the Annual General Meeting. | Management | For | For | ||||||||||
7. | Consultative vote on the Annual Report on the Remuneration of Directors of Banco Bilbao Vizcaya Argentaria, S.A. | Management | For | For | ||||||||||
ABB LTD | ||||||||||||||
Security | 000375204 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ABB | Meeting Date | 23-Mar-2023 | |||||||||||
ISIN | US0003752047 | Agenda | 935772257 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1 | Approval of the management report, the consolidated financial statements and the annual financial statements for 2022 | Management | For | For | ||||||||||
2 | Consultative vote on the 2022 Compensation Report | Management | For | For | ||||||||||
3 | Discharge of the Board of Directors and the persons entrusted with management | Management | For | For | ||||||||||
4 | Appropriation of earnings | Management | For | For | ||||||||||
5.1 | Amendments to the Articles of Incorporation: Shares and Capital Structure | Management | For | For | ||||||||||
5.2 | Amendments to the Articles of Incorporation: Restrictions on Registration | Management | For | For | ||||||||||
5.3 | Amendments to the Articles of Incorporation: General Meeting of Shareholders | Management | For | For | ||||||||||
5.4 | Amendments to the Articles of Incorporation: Virtual General Meeting of Shareholders | Management | For | For | ||||||||||
5.5 | Amendments to the Articles of Incorporation: Board of Directors and Compensation | Management | For | For | ||||||||||
6 | Capital Band | Management | For | For | ||||||||||
7.1 | Binding vote on the maximum aggregate amount of compensation of the Board of Directors for the next term of office, i.e. from the 2023 Annual General Meeting to the 2024 Annual General Meeting | Management | For | For | ||||||||||
7.2 | Binding vote on the maximum aggregate amount of compensation of the Executive Committee for the following financial year, i.e. 2024 | Management | For | For | ||||||||||
8a | Election of Director: Gunnar Brock | Management | For | For | ||||||||||
8b | Election of Director: David Constable | Management | For | For | ||||||||||
8c | Election of Director: Frederico Fleury Curado | Management | For | For | ||||||||||
8d | Election of Director: Lars Förberg | Management | For | For | ||||||||||
8e | Election of Director: Denise Johnson | Management | For | For | ||||||||||
8f | Election of Director: Jennifer Xin-Zhe Li | Management | For | For | ||||||||||
8g | Election of Director: Geraldine Matchett | Management | For | For | ||||||||||
8h | Election of Director: David Meline | Management | For | For | ||||||||||
8i | Election of Director: Jacob Wallenberg | Management | For | For | ||||||||||
8j | Election of Director and Chairman: Peter Voser | Management | For | For | ||||||||||
9.1 | Election to the Compensation Committee: David Constable (as Director) | Management | For | For | ||||||||||
9.2 | Election to the Compensation Committee: Frederico Fleury Curado (as Director) | Management | For | For | ||||||||||
9.3 | Election to the Compensation Committee: Jennifer Xin- Zhe Li (as Director) | Management | For | For | ||||||||||
10 | Election of the independent proxy, Zehnder Bolliger & Partner | Management | For | For | ||||||||||
11 | Election of the auditors, KPMG AG | Management | For | For | ||||||||||
12 | In case of additional or alternative proposals to the published agenda items or new agenda items during the Annual General Meeting, I instruct the independent proxy to act. | Management | For | |||||||||||
CNH INDUSTRIAL N V | ||||||||||||||
Security | N20944109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CNHI | Meeting Date | 14-Apr-2023 | |||||||||||
ISIN | NL0010545661 | Agenda | 935776166 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
2b. | Adoption of the 2022 Annual Financial Statements | Management | For | For | ||||||||||
2c. | Proposal of a dividend for 2022 of €0.36 per common share | Management | For | For | ||||||||||
2d. | Proposal to discharge the executive directors and the non- executive directors for the performance of his or her duties in 2022 | Management | For | For | ||||||||||
3a. | Application of the remuneration policy in 2022 | Management | For | For | ||||||||||
3b. | Proposal to approve the plan to grant rights to subscribe for common shares to executive directors under equity incentive plans | Management | For | For | ||||||||||
4a. | Re-appointment of Suzanne Heywood | Management | For | For | ||||||||||
4b. | Re-appointment of Scott W. Wine | Management | For | For | ||||||||||
4c. | Re-appointment of Howard W. Buffett | Management | For | For | ||||||||||
4d. | Re-appointment of Karen Linehan | Management | For | For | ||||||||||
4e. | Re-appointment of Alessandro Nasi | Management | For | For | ||||||||||
4f. | Re-appointment of Vagn Sørensen | Management | For | For | ||||||||||
4g. | Re-appointment of Åsa Tamsons | Management | For | For | ||||||||||
4h. | Appointment of Elizabeth Bastoni | Management | For | For | ||||||||||
4i. | Appointment of Richard J. Kramer | Management | For | For | ||||||||||
5a. | Authorization to issue shares and/or grant rights to subscribe for shares | Management | For | For | ||||||||||
5b. | Authorization to limit or exclude pre-emptive rights | Management | For | For | ||||||||||
5c. | Authorization to issue special voting shares | Management | For | For | ||||||||||
5d. | Authorization to repurchase own shares | Management | For | For | ||||||||||
6. | Proposal to re-appoint Deloitte Accountants B.V. as the independent auditor of the Company for the 2024 financial year | Management | For | For | ||||||||||
CNH INDUSTRIAL N V | ||||||||||||||
Security | N20944109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CNHI | Meeting Date | 14-Apr-2023 | |||||||||||
ISIN | NL0010545661 | Agenda | 935792766 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
2b. | Adoption of the 2022 Annual Financial Statements | Management | For | For | ||||||||||
2c. | Proposal of a dividend for 2022 of €0.36 per common share | Management | For | For | ||||||||||
2d. | Proposal to discharge the executive directors and the non- executive directors for the performance of his or her duties in 2022 | Management | For | For | ||||||||||
3a. | Application of the remuneration policy in 2022 | Management | For | For | ||||||||||
3b. | Proposal to approve the plan to grant rights to subscribe for common shares to executive directors under equity incentive plans | Management | For | For | ||||||||||
4a. | Re-appointment of Suzanne Heywood | Management | For | For | ||||||||||
4b. | Re-appointment of Scott W. Wine | Management | For | For | ||||||||||
4c. | Re-appointment of Howard W. Buffett | Management | For | For | ||||||||||
4d. | Re-appointment of Karen Linehan | Management | For | For | ||||||||||
4e. | Re-appointment of Alessandro Nasi | Management | For | For | ||||||||||
4f. | Re-appointment of Vagn Sørensen | Management | For | For | ||||||||||
4g. | Re-appointment of Åsa Tamsons | Management | For | For | ||||||||||
4h. | Appointment of Elizabeth Bastoni | Management | For | For | ||||||||||
4i. | Appointment of Richard J. Kramer | Management | For | For | ||||||||||
5a. | Authorization to issue shares and/or grant rights to subscribe for shares | Management | For | For | ||||||||||
5b. | Authorization to limit or exclude pre-emptive rights | Management | For | For | ||||||||||
5c. | Authorization to issue special voting shares | Management | For | For | ||||||||||
5d. | Authorization to repurchase own shares | Management | For | For | ||||||||||
6. | Proposal to re-appoint Deloitte Accountants B.V. as the independent auditor of the Company for the 2024 financial year | Management | For | For | ||||||||||
CARRIER GLOBAL CORPORATION | ||||||||||||||
Security | 14448C104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CARR | Meeting Date | 20-Apr-2023 | |||||||||||
ISIN | US14448C1045 | Agenda | 935773336 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1a. | Election of Director: Jean-Pierre Garnier | Management | For | For | ||||||||||
1b. | Election of Director: David Gitlin | Management | For | For | ||||||||||
1c. | Election of Director: John J. Greisch | Management | For | For | ||||||||||
1d. | Election of Director: Charles M. Holley, Jr. | Management | For | For | ||||||||||
1e. | Election of Director: Michael M. McNamara | Management | For | For | ||||||||||
1f. | Election of Director: Susan N. Story | Management | For | For | ||||||||||
1g. | Election of Director: Michael A. Todman | Management | For | For | ||||||||||
1h. | Election of Director: Virginia M. Wilson | Management | For | For | ||||||||||
1i. | Election of Director: Beth A. Wozniak | Management | For | For | ||||||||||
2. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | For | For | ||||||||||
3. | Ratify Appointment of PricewaterhouseCoopers LLP to Serve as Independent Auditor for 2023. | Management | For | For | ||||||||||
4. | Shareowner Proposal regarding independent board chairman. | Shareholder | Against | For | ||||||||||
NEXTERA ENERGY PARTNERS, LP | ||||||||||||||
Security | 65341B106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | NEP | Meeting Date | 24-Apr-2023 | |||||||||||
ISIN | US65341B1061 | Agenda | 935772764 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1a. | Election of Director: Susan D. Austin | Management | For | For | ||||||||||
1b. | Election of Director: Robert J. Byrne | Management | For | For | ||||||||||
1c. | Election of Director: John W. Ketchum | Management | For | For | ||||||||||
1d. | Election of Director: Peter H. Kind | Management | For | For | ||||||||||
2. | Ratification of appointment of Deloitte & Touche LLP as NextEra Energy Partners' independent registered public accounting firm for 2023 | Management | For | For | ||||||||||
3. | Approval, by non-binding advisory vote, of the compensation of NextEra Energy Partners' named executive officers as disclosed in the proxy statement | Management | For | For | ||||||||||
4. | Non-binding advisory vote on the frequency of future unitholder non-binding advisory votes on the compensation of NextEra Energy Partners' named executive officers | Management | 1 Year | For | ||||||||||
VALMONT INDUSTRIES, INC. | ||||||||||||||
Security | 920253101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | VMI | Meeting Date | 24-Apr-2023 | |||||||||||
ISIN | US9202531011 | Agenda | 935776990 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Mogens C. Bay | For | For | |||||||||||
2 | Ritu Favre | For | For | |||||||||||
3 | Richard A. Lanoha | For | For | |||||||||||
2. | Advisory approval of the company's executive compensation. | Management | For | For | ||||||||||
3. | Advisory vote on the frequency of the advisory vote on the company's executive compensation. | Management | 1 Year | For | ||||||||||
4. | Ratifying the appointment of Deloitte & Touche LLP as independent auditors for fiscal 2023. | Management | For | For | ||||||||||
ING GROEP N.V. | ||||||||||||||
Security | 456837103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ING | Meeting Date | 24-Apr-2023 | |||||||||||
ISIN | US4568371037 | Agenda | 935796233 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
2c. | Remuneration Report for 2022 (advisory voting item). | Management | For | For | ||||||||||
2d. | Financial Statements (annual accounts) for 2022 (voting item). | Management | For | For | ||||||||||
3b. | Dividend for 2022 (voting item). | Management | For | For | ||||||||||
4a. | Discharge of the members of the Executive Board in respect of their duties performed during the year 2022 (voting item). | Management | For | For | ||||||||||
4b. | Discharge of the members of the Supervisory Board in respect of their duties performed during the year 2022 (voting item). | Management | For | For | ||||||||||
5. | Reappointment of the external auditor (voting item). | Management | For | For | ||||||||||
6. | Reappointment of Tanate Phutrakul to the Executive Board (voting item). | Management | For | For | ||||||||||
7a. | Appointment of Alexandra Reich to the Supervisory Board (voting item). | Management | For | For | ||||||||||
7b. | Appointment of Karl Guha to the Supervisory Board (voting item). | Management | For | For | ||||||||||
7c. | Reappointment of Herna Verhagen to the Supervisory Board (voting item). | Management | For | For | ||||||||||
7d. | Reappointment of Mike Rees to the Supervisory Board (voting item). | Management | For | For | ||||||||||
8a. | Authorization of the Executive Board to issue ordinary shares (voting item). | Management | For | For | ||||||||||
8b. | Authorization of the Executive Board to issue ordinary shares with or without pre-emptive rights of existing shareholders (voting item). | Management | For | For | ||||||||||
9. | Authorization of the Executive Board to acquire ordinary shares in ING Group's own capital (voting item). | Management | For | For | ||||||||||
10. | Reduction of the issued share capital by cancelling ordinary shares acquired by ING Group pursuant to the authority under agenda item 9 (voting item). | Management | For | For | ||||||||||
LIVENT CORPORATION | ||||||||||||||
Security | 53814L108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | LTHM | Meeting Date | 25-Apr-2023 | |||||||||||
ISIN | US53814L1089 | Agenda | 935773499 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1a. | Election of Class II Director to terms expiring in 2026: Paul W. Graves | Management | For | For | ||||||||||
1b. | Election of Class II Director to terms expiring in 2026: Andrea E. Utecht | Management | For | For | ||||||||||
1c. | Election of Class II Director to terms expiring in 2026: Christina Lampe-Önnerud | Management | For | For | ||||||||||
2. | Ratification of the appointment of KPMG LLP as independent registered public accounting firm for 2023. | Management | For | For | ||||||||||
3. | Advisory (non-binding) approval of named executive officer compensation. | Management | For | For | ||||||||||
4. | Amendments to the Company's Amended and Restated Certificate of Incorporation and Amended and Restated By-Laws to declassify the board of directors. | Management | For | For | ||||||||||
5. | Amendment to the Company's Amended and Restated Certificate of Incorporation to eliminate supermajority voting requirements. | Management | For | For | ||||||||||
DANA INCORPORATED | ||||||||||||||
Security | 235825205 | Meeting Type | Annual | |||||||||||
Ticker Symbol | DAN | Meeting Date | 26-Apr-2023 | |||||||||||
ISIN | US2358252052 | Agenda | 935777978 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Ernesto M. Hernández | For | For | |||||||||||
2 | Gary Hu | For | For | |||||||||||
3 | Brett M. Icahn | For | For | |||||||||||
4 | James K. Kamsickas | For | For | |||||||||||
5 | Virginia A. Kamsky | For | For | |||||||||||
6 | Bridget E. Karlin | For | For | |||||||||||
7 | Michael J. Mack, Jr. | For | For | |||||||||||
8 | R. Bruce McDonald | For | For | |||||||||||
9 | Diarmuid B. O'Connell | For | For | |||||||||||
10 | Keith E. Wandell | For | For | |||||||||||
2. | Approval of a non-binding advisory proposal approving executive compensation. | Management | For | For | ||||||||||
3. | Approval of a non-binding advisory vote on the frequency of the advisory vote to approve executive compensation. | Management | 1 Year | For | ||||||||||
4. | Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm. | Management | For | For | ||||||||||
5. | Shareholder proposal to require an independent Board Chairman. | Shareholder | Against | For | ||||||||||
LITTELFUSE, INC. | ||||||||||||||
Security | 537008104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | LFUS | Meeting Date | 27-Apr-2023 | |||||||||||
ISIN | US5370081045 | Agenda | 935774605 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1a. | Election of Director: Kristina A. Cerniglia | Management | For | For | ||||||||||
1b. | Election of Director: Tzau-Jin Chung | Management | For | For | ||||||||||
1c. | Election of Director: Cary T. Fu | Management | For | For | ||||||||||
1d. | Election of Director: Maria C. Green | Management | For | For | ||||||||||
1e. | Election of Director: Anthony Grillo | Management | For | For | ||||||||||
1f. | Election of Director: David W. Heinzmann | Management | For | For | ||||||||||
1g. | Election of Director: Gordon Hunter | Management | For | For | ||||||||||
1h. | Election of Director: William P. Noglows | Management | For | For | ||||||||||
2. | Approve, on an advisory basis, the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
3. | Advisory vote on the frequency of future advisory votes on the compensation of our named executive officers. | Management | 1 Year | For | ||||||||||
4. | Approve the First Amendment to the Amended and Restated LittelFuse, Inc. Long-Term Incentive Plan to increase the number of shares authorized for issuance under the plan, and to make certain other changes to the plan. | Management | For | For | ||||||||||
5. | Approve and ratify the appointment of Grant Thornton LLP as the Company's independent auditors for 2023. | Management | For | For | ||||||||||
CROWN HOLDINGS, INC. | ||||||||||||||
Security | 228368106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CCK | Meeting Date | 27-Apr-2023 | |||||||||||
ISIN | US2283681060 | Agenda | 935790116 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Timothy J. Donahue | For | For | |||||||||||
2 | Richard H. Fearon | For | For | |||||||||||
3 | Andrea J. Funk | For | For | |||||||||||
4 | Stephen J. Hagge | For | For | |||||||||||
5 | Jesse A. Lynn | For | For | |||||||||||
6 | James H. Miller | For | For | |||||||||||
7 | Josef M. Muller | For | For | |||||||||||
8 | B. Craig Owens | For | For | |||||||||||
9 | Angela M. Snyder | For | For | |||||||||||
10 | Caesar F. Sweitzer | For | For | |||||||||||
11 | Andrew J. Teno | For | For | |||||||||||
12 | Marsha C. Williams | For | For | |||||||||||
13 | Dwayne A. Wilson | For | For | |||||||||||
2. | Ratification of the appointment of independent auditors for the fiscal year ending December 31, 2023. | Management | For | For | ||||||||||
3. | Approval by advisory vote of the resolution on executive compensation as described in the Proxy Statement. | Management | For | For | ||||||||||
4. | Approval by advisory vote on the frequency of future Say- on-Pay votes. | Management | 1 Year | For | ||||||||||
5. | Consideration of a Shareholder's proposal seeking Shareholder ratification of termination pay. | Shareholder | Against | For | ||||||||||
HUBBELL INCORPORATED | ||||||||||||||
Security | 443510607 | Meeting Type | Annual | |||||||||||
Ticker Symbol | HUBB | Meeting Date | 02-May-2023 | |||||||||||
ISIN | US4435106079 | Agenda | 935780672 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Gerben W. Bakker | For | For | |||||||||||
2 | Carlos M. Cardoso | For | For | |||||||||||
3 | Anthony J. Guzzi | For | For | |||||||||||
4 | Rhett A. Hernandez | For | For | |||||||||||
5 | Neal J. Keating | For | For | |||||||||||
6 | Bonnie C. Lind | For | For | |||||||||||
7 | John F. Malloy | For | For | |||||||||||
8 | Jennifer M. Pollino | For | For | |||||||||||
9 | John G. Russell | For | For | |||||||||||
2. | To approve, by non-binding vote, the compensation of our named executive officers as presented in the 2023 Proxy Statement. | Management | For | For | ||||||||||
3. | To recommend, by non-binding vote, the frequency with which executive compensation will be subject to a shareholder vote. | Management | 1 Year | For | ||||||||||
4. | To ratify the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the year 2023. | Management | For | For | ||||||||||
BRISTOL-MYERS SQUIBB COMPANY | ||||||||||||||
Security | 110122108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | BMY | Meeting Date | 02-May-2023 | |||||||||||
ISIN | US1101221083 | Agenda | 935788286 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1A. | Election of Director: Peter J. Arduini | Management | For | For | ||||||||||
1B. | Election of Director: Deepak L. Bhatt, M.D., M.P.H. | Management | For | For | ||||||||||
1C. | Election of Director: Giovanni Caforio, M.D. | Management | For | For | ||||||||||
1D. | Election of Director: Julia A. Haller, M.D. | Management | For | For | ||||||||||
1E. | Election of Director: Manuel Hidalgo Medina, M.D., Ph.D. | Management | For | For | ||||||||||
1F. | Election of Director: Paula A. Price | Management | For | For | ||||||||||
1G. | Election of Director: Derica W. Rice | Management | For | For | ||||||||||
1H. | Election of Director: Theodore R. Samuels | Management | For | For | ||||||||||
1I. | Election of Director: Gerald L. Storch | Management | For | For | ||||||||||
1J. | Election of Director: Karen H. Vousden, Ph.D. | Management | For | For | ||||||||||
1K. | Election of Director: Phyllis R. Yale | Management | For | For | ||||||||||
2. | Advisory Vote to Approve the Compensation of our Named Executive Officers. | Management | For | For | ||||||||||
3. | Advisory Vote on the Frequency of the Advisory Vote on the Compensation of our Named Executive Officers. | Management | 1 Year | For | ||||||||||
4. | Ratification of the Appointment of an Independent Registered Public Accounting Firm. | Management | For | For | ||||||||||
5. | Shareholder Proposal on the Adoption of a Board Policy that the Chairperson of the Board be an Independent Director. | Shareholder | Against | For | ||||||||||
6. | Shareholder Proposal on Workplace Non-Discrimination Audit. | Shareholder | Against | For | ||||||||||
7. | Shareholder Proposal on Special Shareholder Meeting Improvement. | Shareholder | Against | For | ||||||||||
JANUS HENDERSON GROUP PLC | ||||||||||||||
Security | G4474Y214 | Meeting Type | Annual | |||||||||||
Ticker Symbol | JHG | Meeting Date | 03-May-2023 | |||||||||||
ISIN | JE00BYPZJM29 | Agenda | 935787056 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1a. | Election of Director: Brian Baldwin | Management | For | For | ||||||||||
1b. | Election of Director: John Cassaday | Management | For | For | ||||||||||
1c. | Election of Director: Alison Davis | Management | For | For | ||||||||||
1d. | Election of Director: Kalpana Desai | Management | For | For | ||||||||||
1e. | Election of Director: Ali Dibadj | Management | For | For | ||||||||||
1f. | Election of Director: Kevin Dolan | Management | For | For | ||||||||||
1g. | Election of Director: Eugene Flood Jr. | Management | For | For | ||||||||||
1h. | Election of Director: Ed Garden | Management | For | For | ||||||||||
1i. | Election of Director: Alison Quirk | Management | For | For | ||||||||||
1j. | Election of Director: Angela Seymour-Jackson | Management | For | For | ||||||||||
1k. | Election of Director: Anne Sheehan | Management | For | For | ||||||||||
2. | Advisory Say-on-Pay Vote on Executive Compensation. | Management | Abstain | Against | ||||||||||
3. | Renewal of Authority to Repurchase Common Stock. | Management | For | For | ||||||||||
4. | Renewal of Authority to Repurchase CDIs. | Management | For | For | ||||||||||
5. | Reappointment and Remuneration of Auditors. | Management | For | For | ||||||||||
S&P GLOBAL INC. | ||||||||||||||
Security | 78409V104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SPGI | Meeting Date | 03-May-2023 | |||||||||||
ISIN | US78409V1044 | Agenda | 935790445 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1A. | Election of Director: Marco Alverà | Management | For | For | ||||||||||
1B. | Election of Director: Jacques Esculier | Management | For | For | ||||||||||
1C. | Election of Director: Gay Huey Evans | Management | For | For | ||||||||||
1D. | Election of Director: William D. Green | Management | For | For | ||||||||||
1E. | Election of Director: Stephanie C. Hill | Management | For | For | ||||||||||
1F. | Election of Director: Rebecca Jacoby | Management | For | For | ||||||||||
1G. | Election of Director: Robert P. Kelly | Management | For | For | ||||||||||
1H. | Election of Director: Ian P. Livingston | Management | For | For | ||||||||||
1I. | Election of Director: Deborah D. McWhinney | Management | For | For | ||||||||||
1J. | Election of Director: Maria R. Morris | Management | For | For | ||||||||||
1K. | Election of Director: Douglas L. Peterson | Management | For | For | ||||||||||
1L. | Election of Director: Richard E. Thornburgh | Management | For | For | ||||||||||
1M. | Election of Director: Gregory Washington | Management | For | For | ||||||||||
2. | Approve, on an advisory basis, the executive compensation program for the Company's named executive officers. | Management | For | For | ||||||||||
3. | Approve, on an advisory basis, the frequency on which the Company conducts an advisory vote on the executive compensation program for the Company's named executive officers. | Management | 1 Year | For | ||||||||||
4. | Ratify the appointment of Ernst & Young LLP as the Company's independent auditor for 2023; | Management | For | For | ||||||||||
UNILEVER PLC | ||||||||||||||
Security | 904767704 | Meeting Type | Annual | |||||||||||
Ticker Symbol | UL | Meeting Date | 03-May-2023 | |||||||||||
ISIN | US9047677045 | Agenda | 935793124 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1. | To receive the Report and Accounts for the year ended 31 December 2022. | Management | For | For | ||||||||||
2. | To approve the Directors' Remuneration Report. | Management | Against | Against | ||||||||||
3. | To re-elect Nils Andersen as a Director. | Management | For | For | ||||||||||
4. | To re-elect Judith Hartmann as a Director. | Management | For | For | ||||||||||
5. | To re-elect Adrian Hennah as a Director. | Management | For | For | ||||||||||
6. | To re-elect Alan Jope as a Director. | Management | For | For | ||||||||||
7. | To re-elect Andrea Jung as a Director. | Management | For | For | ||||||||||
8. | To re-elect Susan Kilsby as a Director. | Management | For | For | ||||||||||
9. | To re-elect Ruby Lu as a Director. | Management | For | For | ||||||||||
10. | To re-elect Strive Masiyiwa as a Director. | Management | For | For | ||||||||||
11. | To re-elect Youngme Moon as a Director. | Management | For | For | ||||||||||
12. | To re-elect Graeme Pitkethly as a Director. | Management | For | For | ||||||||||
13. | To re-elect Feike Sijbesma as a Director. | Management | For | For | ||||||||||
14. | To elect Nelson Peltz as a Director. | Management | For | For | ||||||||||
15. | To elect Hein Schumacher as a Director. | Management | For | For | ||||||||||
16. | To reappoint KPMG LLP as Auditor of the Company. | Management | For | For | ||||||||||
17. | To authorise the Directors to fix the remuneration of the Auditor. | Management | For | For | ||||||||||
18. | To authorise Political Donations and expenditure. | Management | For | For | ||||||||||
19. | To renew the authority to Directors to issue shares. | Management | For | For | ||||||||||
20. | To renew the authority to Directors to disapply pre- emption rights. | Management | For | For | ||||||||||
21. | To renew the authority to Directors to disapply pre- emption rights for the purposes of acquisitions or capital investments. | Management | For | For | ||||||||||
22. | To renew the authority to the Company to purchase its own shares. | Management | For | For | ||||||||||
23. | To shorten the notice period for General Meetings to 14 clear days' notice. | Management | For | For | ||||||||||
GIBRALTAR INDUSTRIES, INC. | ||||||||||||||
Security | 374689107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ROCK | Meeting Date | 03-May-2023 | |||||||||||
ISIN | US3746891072 | Agenda | 935817138 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1a. | Election of Director until the 2024 annual meeting: Mark G. Barberio | Management | For | For | ||||||||||
1b. | Election of Director until the 2024 annual meeting: William T. Bosway | Management | For | For | ||||||||||
1c. | Election of Director until the 2024 annual meeting: Craig A. Hindman | Management | For | For | ||||||||||
1d. | Election of Director until the 2024 annual meeting: Gwendolyn G. Mizell | Management | For | For | ||||||||||
1e. | Election of Director until the 2024 annual meeting: Linda K. Myers | Management | For | For | ||||||||||
1f. | Election of Director until the 2024 annual meeting: James B. Nish | Management | For | For | ||||||||||
1g. | Election of Director until the 2024 annual meeting: Atlee Valentine Pope | Management | For | For | ||||||||||
1h. | Election of Director until the 2024 annual meeting: Manish H. Shah | Management | For | For | ||||||||||
2. | Advisory approval to determine stockholder preference on whether future Say-on-Pay votes should occur every one, two, or three years (Say-When-on-Pay). | Management | 1 Year | For | ||||||||||
3. | Advisory approval of the Company's executive compensation (Say-On-Pay). | Management | For | For | ||||||||||
4. | Approval of the Gibraltar Industries, Inc. Amended and Restated 2018 Equity Incentive Plan. | Management | For | For | ||||||||||
5. | Approval of an amendment to the Company's Amended and Restated Certificate of Incorporation to add an exclusive forum provision. | Management | For | For | ||||||||||
6. | Ratification of Ernst & Young LLP as the Company's Independent Registered Public Accounting Firm for the year ending December 31, 2023. | Management | For | For | ||||||||||
ROGERS CORPORATION | ||||||||||||||
Security | 775133101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ROG | Meeting Date | 04-May-2023 | |||||||||||
ISIN | US7751331015 | Agenda | 935790320 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Keith L. Barnes | For | For | |||||||||||
2 | Larry L. Berger | For | For | |||||||||||
3 | Megan Faust | For | For | |||||||||||
4 | R. Colin Gouveia | For | For | |||||||||||
5 | Armand F. Lauzon, Jr. | For | For | |||||||||||
6 | Ganesh Moorthy | For | For | |||||||||||
7 | Jeffrey J. Owens | For | For | |||||||||||
8 | Anne K. Roby | For | For | |||||||||||
9 | Peter C. Wallace | For | For | |||||||||||
2. | To ratify the selection of PricewaterhouseCoopers LLP ("PwC") as our independent auditor for 2023. | Management | For | For | ||||||||||
3. | To approve, on a non-binding advisory basis, the compensation paid to our named executive officers. | Management | For | For | ||||||||||
4. | To approve, on a non-binding advisory basis, the frequency of future non-binding advisory votes on the compensation paid to our named executive officers. | Management | 1 Year | For | ||||||||||
THE TIMKEN COMPANY | ||||||||||||||
Security | 887389104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TKR | Meeting Date | 05-May-2023 | |||||||||||
ISIN | US8873891043 | Agenda | 935783692 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Maria A. Crowe | For | For | |||||||||||
2 | Elizabeth A. Harrell | For | For | |||||||||||
3 | Richard G. Kyle | For | For | |||||||||||
4 | Sarah C. Lauber | For | For | |||||||||||
5 | John A. Luke, Jr. | For | For | |||||||||||
6 | Christopher L. Mapes | For | For | |||||||||||
7 | James F. Palmer | For | For | |||||||||||
8 | Ajita G. Rajendra | For | For | |||||||||||
9 | Frank C. Sullivan | For | For | |||||||||||
10 | John M. Timken, Jr. | For | For | |||||||||||
11 | Ward J. Timken, Jr. | For | For | |||||||||||
2. | Approval, on an advisory basis, of our named executive officer compensation. | Management | For | For | ||||||||||
3. | Recommendation, on an advisory basis, of the frequency (every 1, 2 or 3 years) of the shareholder advisory vote on named executive officer compensation. | Management | 1 Year | For | ||||||||||
4. | Ratification of the appointment of Ernst & Young LLP as our independent auditor for the fiscal year ending December 31, 2023. | Management | For | For | ||||||||||
5. | Approval of amendments to our Amended Articles of Incorporation and Amended Regulations to reduce certain shareholder voting requirement thresholds. | Management | For | For | ||||||||||
6. | Consideration of a shareholder proposal requesting our Board to take the steps necessary to amend the appropriate company governing documents to give the owners of a combined 10% of our outstanding common stock the power to call a special shareholder meeting. | Management | Against | For | ||||||||||
DARLING INGREDIENTS INC. | ||||||||||||||
Security | 237266101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | DAR | Meeting Date | 09-May-2023 | |||||||||||
ISIN | US2372661015 | Agenda | 935786915 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1a. | Election of Director: Randall C. Stuewe | Management | For | For | ||||||||||
1b. | Election of Director: Charles Adair | Management | For | For | ||||||||||
1c. | Election of Director: Beth Albright | Management | For | For | ||||||||||
1d. | Election of Director: Larry A. Barden | Management | For | For | ||||||||||
1e. | Election of Director: Celeste A. Clark | Management | For | For | ||||||||||
1f. | Election of Director: Linda Goodspeed | Management | For | For | ||||||||||
1g. | Election of Director: Enderson Guimaraes | Management | For | For | ||||||||||
1h. | Election of Director: Gary W. Mize | Management | For | For | ||||||||||
1i. | Election of Director: Michael E. Rescoe | Management | For | For | ||||||||||
1j. | Election of Director: Kurt Stoffel | Management | For | For | ||||||||||
2. | Proposal to ratify the selection of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending December 30, 2023. | Management | For | For | ||||||||||
3. | Advisory vote to approve executive compensation. | Management | For | For | ||||||||||
4. | Advisory vote to approve the frequency of future advisory votes on executive compensation. | Management | 1 Year | For | ||||||||||
CUMMINS INC. | ||||||||||||||
Security | 231021106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CMI | Meeting Date | 09-May-2023 | |||||||||||
ISIN | US2310211063 | Agenda | 935788109 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1) | Election of Director: N. Thomas Linebarger | Management | For | For | ||||||||||
2) | Election of Director: Jennifer W. Rumsey | Management | For | For | ||||||||||
3) | Election of Director: Gary L. Belske | Management | For | For | ||||||||||
4) | Election of Director: Robert J. Bernhard | Management | For | For | ||||||||||
5) | Election of Director: Bruno V. Di Leo Allen | Management | For | For | ||||||||||
6) | Election of Director: Stephen B. Dobbs | Management | For | For | ||||||||||
7) | Election of Director: Carla A. Harris | Management | For | For | ||||||||||
8) | Election of Director: Thomas J. Lynch | Management | For | For | ||||||||||
9) | Election of Director: William I. Miller | Management | For | For | ||||||||||
10) | Election of Director: Georgia R. Nelson | Management | For | For | ||||||||||
11) | Election of Director: Kimberly A. Nelson | Management | For | For | ||||||||||
12) | Election of Director: Karen H. Quintos | Management | For | For | ||||||||||
13) | Advisory vote to approve the compensation of our named executive officers as disclosed in the proxy statement. | Management | For | For | ||||||||||
14) | Advisory vote on the frequency of future advisory votes on executive compensation. | Management | 1 Year | For | ||||||||||
15) | Proposal to ratify the appointment of PricewaterhouseCoopers LLP as our auditors for 2023. | Management | For | For | ||||||||||
16) | Approval of the Cummins Inc. Employee Stock Purchase Plan, as amended. | Management | For | For | ||||||||||
17) | The shareholder proposal regarding an independent chairman of the board. | Shareholder | Against | For | ||||||||||
18) | The shareholder proposal regarding linking executive compensation to achieving 1.5°C emissions reductions. | Shareholder | Against | For | ||||||||||
PREFORMED LINE PRODUCTS COMPANY | ||||||||||||||
Security | 740444104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | PLPC | Meeting Date | 09-May-2023 | |||||||||||
ISIN | US7404441047 | Agenda | 935801577 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1.1 | Election of Director for a term expiring in 2025: Ms. Maegan A. R. Cross | Management | For | For | ||||||||||
1.2 | Election of Director for a term expiring in 2025: Mr. Matthew D. Frymier | Management | For | For | ||||||||||
1.3 | Election of Director for a term expiring in 2025: Mr. Richard R. Gascoigne | Management | For | For | ||||||||||
1.4 | Election of Director for a term expiring in 2025: Mr. Robert G. Ruhlman | Management | For | For | ||||||||||
2. | To hold an advisory vote on the compensation of the Company's Named Executive Officers. | Management | For | For | ||||||||||
3. | To hold an advisory vote on the frequency of an advisory shareholder vote on the compensation of the Company's Named Executive Officers. | Management | 3 Years | For | ||||||||||
4. | To ratify the appointment of Ernst & Young LLP. | Management | For | For | ||||||||||
AMERICAN WATER WORKS COMPANY, INC. | ||||||||||||||
Security | 030420103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | AWK | Meeting Date | 10-May-2023 | |||||||||||
ISIN | US0304201033 | Agenda | 935793782 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1a. | Election of Director: Jeffrey N. Edwards | Management | For | For | ||||||||||
1b. | Election of Director: Martha Clark Goss | Management | For | For | ||||||||||
1c. | Election of Director: M. Susan Hardwick | Management | For | For | ||||||||||
1d. | Election of Director: Kimberly J. Harris | Management | For | For | ||||||||||
1e. | Election of Director: Laurie P. Havanec | Management | For | For | ||||||||||
1f. | Election of Director: Julia L. Johnson | Management | For | For | ||||||||||
1g. | Election of Director: Patricia L. Kampling | Management | For | For | ||||||||||
1h. | Election of Director: Karl F. Kurz | Management | For | For | ||||||||||
1i. | Election of Director: Michael L. Marberry | Management | For | For | ||||||||||
1j. | Election of Director: James G. Stavridis | Management | For | For | ||||||||||
2. | Approval, on an advisory basis, of the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
3. | Approval, on an advisory basis, of the frequency (i.e., every year, every two years or every three years) of the approval, on an advisory basis, of the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
4. | Ratification of the appointment, by the Audit, Finance and Risk Committee of the Board of Directors, of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2023. | Management | For | For | ||||||||||
5. | Shareholder proposal on Racial Equity Audit as described in the proxy statement. | Shareholder | Abstain | Against | ||||||||||
XYLEM INC. | ||||||||||||||
Security | 98419M100 | Meeting Type | Special | |||||||||||
Ticker Symbol | XYL | Meeting Date | 11-May-2023 | |||||||||||
ISIN | US98419M1009 | Agenda | 935836936 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1. | Proposal to approve the issuance of shares of Xylem Inc. common stock to the holders of Evoqua Water Technologies Corp. common stock pursuant to the terms and conditions of that certain Agreement and Plan of Merger, dated as of January 22, 2023, by and among Xylem Inc., Fore Merger Sub, Inc. and Evoqua Water Technologies Corp. | Management | For | For | ||||||||||
2. | Proposal to approve the adjournment of the Xylem Inc. special meeting of shareholders to a later date or time, as necessary or appropriate, in the event there are insufficient votes at the special meeting of shareholders to approve the Share Issuance Proposal. | Management | For | For | ||||||||||
EVOQUA WATER TECHNOLOGIES CORP. | ||||||||||||||
Security | 30057T105 | Meeting Type | Special | |||||||||||
Ticker Symbol | AQUA | Meeting Date | 11-May-2023 | |||||||||||
ISIN | US30057T1051 | Agenda | 935836974 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1. | Merger Proposal -- To adopt the Agreement and Plan of Merger, dated as of January 22, 2023 (as amended from time to time), by and among Xylem Inc., Fore Merger Sub, Inc. and Evoqua Water Technologies Corp. (the "Merger Proposal"). | Management | For | For | ||||||||||
2. | Advisory Compensation Proposal -- To approve, on an advisory (non-binding) basis, the compensation that will or may be paid to Evoqua Water Technologies Corp.'s named executive officers in connection with the merger. | Management | For | For | ||||||||||
3. | Adjournment Proposal -- To approve the adjournment of the Evoqua Water Technologies Corp. Special Meeting to solicit additional proxies if there are not sufficient votes cast at the Evoqua Water Technologies Corp. Special Meeting to approve the Merger Proposal or to ensure that any supplemental or amended disclosure, including any supplement or amendment to the joint proxy statement/prospectus, is timely provided to Evoqua Water Technologies Corp. stockholders. | Management | For | For | ||||||||||
WEYERHAEUSER COMPANY | ||||||||||||||
Security | 962166104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | WY | Meeting Date | 12-May-2023 | |||||||||||
ISIN | US9621661043 | Agenda | 935795407 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1a. | Election of Director: Mark A. Emmert | Management | For | For | ||||||||||
1b. | Election of Director: Rick R. Holley | Management | For | For | ||||||||||
1c. | Election of Director: Sara Grootwassink Lewis | Management | For | For | ||||||||||
1d. | Election of Director: Deidra C. Merriwether | Management | For | For | ||||||||||
1e. | Election of Director: Al Monaco | Management | For | For | ||||||||||
1f. | Election of Director: Nicole W. Piasecki | Management | For | For | ||||||||||
1g. | Election of Director: Lawrence A. Selzer | Management | For | For | ||||||||||
1h. | Election of Director: Devin W. Stockfish | Management | For | For | ||||||||||
1i. | Election of Director: Kim Williams | Management | For | For | ||||||||||
2. | Approval, on an advisory basis, of the compensation of the named executive officers. | Management | For | For | ||||||||||
3. | Approval, on an advisory basis, of the frequency of future advisory votes on the compensation of the named executive officers. | Management | 1 Year | For | ||||||||||
4. | Ratification of the selection of independent registered public accounting firm for 2023. | Management | For | For | ||||||||||
REPUBLIC SERVICES, INC. | ||||||||||||||
Security | 760759100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | RSG | Meeting Date | 12-May-2023 | |||||||||||
ISIN | US7607591002 | Agenda | 935800169 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1a. | Election of Director: Manuel Kadre | Management | For | For | ||||||||||
1b. | Election of Director: Tomago Collins | Management | For | For | ||||||||||
1c. | Election of Director: Michael A. Duffy | Management | For | For | ||||||||||
1d. | Election of Director: Thomas W. Handley | Management | For | For | ||||||||||
1e. | Election of Director: Jennifer M. Kirk | Management | For | For | ||||||||||
1f. | Election of Director: Michael Larson | Management | For | For | ||||||||||
1g. | Election of Director: James P. Snee | Management | For | For | ||||||||||
1h. | Election of Director: Brian S. Tyler | Management | For | For | ||||||||||
1i. | Election of Director: Jon Vander Ark | Management | For | For | ||||||||||
1j. | Election of Director: Sandra M. Volpe | Management | For | For | ||||||||||
1k. | Election of Director: Katharine B. Weymouth | Management | For | For | ||||||||||
2. | Advisory vote to approve our named executive officer compensation. | Management | For | For | ||||||||||
3. | Advisory vote on the frequency of an advisory vote to approve our Named Executive Officer Compensation. | Management | 1 Year | For | ||||||||||
4. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2023. | Management | For | For | ||||||||||
ARDAGH METAL PACKAGING S.A. | ||||||||||||||
Security | L02235106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | AMBP | Meeting Date | 16-May-2023 | |||||||||||
ISIN | LU2369833749 | Agenda | 935822141 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1. | Consider the reports of the Board of Directors of the Company and the report of the statutory auditor (réviseur d'entreprises agréé) on the Company's consolidated financial statements for the year ended December 31, 2022 and approve the Company's consolidated financial statements for the year ended December 31, 2022. | Management | For | For | ||||||||||
2. | Consider the report of the statutory auditor (réviseur d'entreprises agréé) on the Company's annual accounts for the year ended December 31, 2022 and approve the Company's annual accounts for the year ended December 31, 2022. | Management | For | For | ||||||||||
3. | Confirm the distribution of interim dividends approved by the Board of Directors of the Company during the year ended December 31, 2022 and approve carrying forward the results for the year ended December 31, 2022. | Management | For | For | ||||||||||
4. | Grant discharge (quitus) to all members of the Board of Directors of the Company who were in office during the year ended December 31, 2022, for the proper performance of their duties. | Management | For | For | ||||||||||
5a. | Re-elect Oliver Graham, as a Class II Director until the 2026 annual general meeting of shareholders. | Management | For | For | ||||||||||
5b. | Re-elect Elizabeth Marcellino, as a Class II Director until the 2026 annual general meeting of shareholders. | Management | For | For | ||||||||||
5c. | Re-elect John Sheehan, as a Class II Director until the 2026 annual general meeting of shareholders. | Management | For | For | ||||||||||
6. | Approve the aggregate amount of the directors' remuneration for the year ending December 31, 2023. | Management | For | For | ||||||||||
7. | Appoint PricewaterhouseCoopers Société coopérative as statutory auditor (réviseur d'entreprises agréé) of the Company for the period ending at the 2024 annual general meeting of shareholders. | Management | For | For | ||||||||||
VERTEX PHARMACEUTICALS INCORPORATED | ||||||||||||||
Security | 92532F100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | VRTX | Meeting Date | 17-May-2023 | |||||||||||
ISIN | US92532F1003 | Agenda | 935809852 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1.1 | Election of Director: Sangeeta Bhatia | Management | For | For | ||||||||||
1.2 | Election of Director: Lloyd Carney | Management | For | For | ||||||||||
1.3 | Election of Director: Alan Garber | Management | For | For | ||||||||||
1.4 | Election of Director: Terrence Kearney | Management | For | For | ||||||||||
1.5 | Election of Director: Reshma Kewalramani | Management | For | For | ||||||||||
1.6 | Election of Director: Jeffrey Leiden | Management | For | For | ||||||||||
1.7 | Election of Director: Diana McKenzie | Management | For | For | ||||||||||
1.8 | Election of Director: Bruce Sachs | Management | For | For | ||||||||||
1.9 | Election of Director: Suketu Upadhyay | Management | For | For | ||||||||||
2. | Ratification of Ernst & Young LLP as independent Registered Public Accounting firm for the year ending December 31, 2023. | Management | For | For | ||||||||||
3. | Advisory vote to approve named executive office compensation. | Management | For | For | ||||||||||
4. | Advisory vote on the frequency of future advisory votes on executive compensation. | Management | 1 Year | For | ||||||||||
XYLEM INC. | ||||||||||||||
Security | 98419M100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | XYL | Meeting Date | 18-May-2023 | |||||||||||
ISIN | US98419M1009 | Agenda | 935794063 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1a. | Election of Director: Jeanne Beliveau-Dunn | Management | For | For | ||||||||||
1b. | Election of Director: Patrick K. Decker | Management | For | For | ||||||||||
1c. | Election of Director: Earl R. Ellis | Management | For | For | ||||||||||
1d. | Election of Director: Robert F. Friel | Management | For | For | ||||||||||
1e. | Election of Director: Victoria D. Harker | Management | For | For | ||||||||||
1f. | Election of Director: Steven R. Loranger | Management | For | For | ||||||||||
1g. | Election of Director: Mark D. Morelli | Management | For | For | ||||||||||
1h. | Election of Director: Jerome A. Peribere | Management | For | For | ||||||||||
1i. | Election of Director: Lila Tretikov | Management | For | For | ||||||||||
1j. | Election of Director: Uday Yadav | Management | For | For | ||||||||||
2. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | For | For | ||||||||||
3. | Advisory vote to approve the compensation of our named executive officers. | Management | For | For | ||||||||||
4. | Shareholder proposal requesting a policy requiring an independent board chair, if properly presented at the meeting. | Shareholder | Against | For | ||||||||||
NEXTERA ENERGY, INC. | ||||||||||||||
Security | 65339F101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | NEE | Meeting Date | 18-May-2023 | |||||||||||
ISIN | US65339F1012 | Agenda | 935808696 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1a. | Election of Director: Nicole S. Arnaboldi | Management | For | For | ||||||||||
1b. | Election of Director: Sherry S. Barrat | Management | For | For | ||||||||||
1c. | Election of Director: James L. Camaren | Management | For | For | ||||||||||
1d. | Election of Director: Kenneth B. Dunn | Management | For | For | ||||||||||
1e. | Election of Director: Naren K. Gursahaney | Management | For | For | ||||||||||
1f. | Election of Director: Kirk S. Hachigian | Management | For | For | ||||||||||
1g. | Election of Director: John W. Ketchum | Management | For | For | ||||||||||
1h. | Election of Director: Amy B. Lane | Management | For | For | ||||||||||
1i. | Election of Director: David L. Porges | Management | For | For | ||||||||||
1j. | Election of Director: Deborah "Dev" Stahlkopf | Management | For | For | ||||||||||
1k. | Election of Director: John A. Stall | Management | For | For | ||||||||||
1l. | Election of Director: Darryl L. Wilson | Management | For | For | ||||||||||
2. | Ratification of appointment of Deloitte & Touche LLP as NextEra Energy's independent registered public accounting firm for 2023 | Management | For | For | ||||||||||
3. | Approval, by non-binding advisory vote, of NextEra Energy's compensation of its named executive officers as disclosed in the proxy statement | Management | For | For | ||||||||||
4. | Non-Binding advisory vote on whether NextEra Energy should hold a non-binding shareholder advisory vote to approve NextEra Energy's compensation of its named executive officers every 1, 2 or 3 years | Management | 1 Year | For | ||||||||||
5. | A proposal entitled "Board Skills Disclosure" requesting a chart of individual board skills | Shareholder | Abstain | Against | ||||||||||
WASTE CONNECTIONS, INC. | ||||||||||||||
Security | 94106B101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | WCN | Meeting Date | 19-May-2023 | |||||||||||
ISIN | CA94106B1013 | Agenda | 935808571 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1a. | Election of Director to serve for a one-year term: Andrea E. Bertone | Management | For | For | ||||||||||
1b. | Election of Director to serve for a one-year term: Edward E. "Ned" Guillet | Management | For | For | ||||||||||
1c. | Election of Director to serve for a one-year term: Michael W. Harlan | Management | For | For | ||||||||||
1d. | Election of Director to serve for a one-year term: Larry S. Hughes | Management | For | For | ||||||||||
1e. | Election of Director to serve for a one-year term: Worthing F. Jackman | Management | Withheld | Against | ||||||||||
1f. | Election of Director to serve for a one-year term: Elise L. Jordan | Management | For | For | ||||||||||
1g. | Election of Director to serve for a one-year term: Susan "Sue" Lee | Management | For | For | ||||||||||
1h. | Election of Director to serve for a one-year term: Ronald J. Mittelstaedt | Management | For | For | ||||||||||
1i. | Election of Director to serve for a one-year term: William J. Razzouk | Management | For | For | ||||||||||
2. | Say-on-Pay - Approve, on a non-binding, advisory basis, the compensation of our named executive officers as disclosed in the proxy statement. | Management | For | For | ||||||||||
3. | Say-When-on-Pay - Approve, on a nonbinding, advisory basis, holding future Say-on-Pay advisory votes every year, every two years, or every three years. | Management | 1 Year | For | ||||||||||
4. | Appoint Grant Thornton LLP as the Company's independent registered public accounting firm for 2023 and authorize the Company's Board of Directors to fix the remuneration of the independent registered public accounting firm. | Management | For | For | ||||||||||
BIOMARIN PHARMACEUTICAL INC. | ||||||||||||||
Security | 09061G101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | BMRN | Meeting Date | 23-May-2023 | |||||||||||
ISIN | US09061G1013 | Agenda | 935812188 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Mark J. Alles | For | For | |||||||||||
2 | Elizabeth M. Anderson | For | For | |||||||||||
3 | Jean-Jacques Bienaimé | For | For | |||||||||||
4 | Willard Dere | For | For | |||||||||||
5 | Elaine J. Heron | For | For | |||||||||||
6 | Maykin Ho | For | For | |||||||||||
7 | Robert J. Hombach | For | For | |||||||||||
8 | V. Bryan Lawlis | For | For | |||||||||||
9 | Richard A. Meier | For | For | |||||||||||
10 | David E.I. Pyott | For | For | |||||||||||
11 | Dennis J. Slamon | For | For | |||||||||||
2. | To ratify the selection of KPMG LLP as the independent registered public accounting firm for the Company for the fiscal year ending December 31, 2023. | Management | For | For | ||||||||||
3. | To approve, on an advisory basis, the frequency of the stockholders' approval, on an advisory basis, of the compensation of the Company's Named Executive Officers as disclosed in the Proxy Statement. | Management | 1 Year | For | ||||||||||
4. | To approve, on an advisory basis, the compensation of the Company's Named Executive Officers as disclosed in the Proxy Statement. | Management | For | For | ||||||||||
5. | To approve an amendment to the Company's 2017 Equity Incentive Plan, as amended. | Management | Against | Against | ||||||||||
XCEL ENERGY INC. | ||||||||||||||
Security | 98389B100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | XEL | Meeting Date | 24-May-2023 | |||||||||||
ISIN | US98389B1008 | Agenda | 935814651 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1a. | Election of Director: Megan Burkhart | Management | For | For | ||||||||||
1b. | Election of Director: Lynn Casey | Management | For | For | ||||||||||
1c. | Election of Director: Bob Frenzel | Management | For | For | ||||||||||
1d. | Election of Director: Netha Johnson | Management | For | For | ||||||||||
1e. | Election of Director: Patricia Kampling | Management | For | For | ||||||||||
1f. | Election of Director: George Kehl | Management | For | For | ||||||||||
1g. | Election of Director: Richard O'Brien | Management | For | For | ||||||||||
1h. | Election of Director: Charles Pardee | Management | For | For | ||||||||||
1i. | Election of Director: Christopher Policinski | Management | For | For | ||||||||||
1j. | Election of Director: James Prokopanko | Management | For | For | ||||||||||
1k. | Election of Director: Kim Williams | Management | For | For | ||||||||||
1l. | Election of Director: Daniel Yohannes | Management | For | For | ||||||||||
2. | Approval of Xcel Energy Inc.'s executive compensation in an advisory vote (say on pay vote) | Management | For | For | ||||||||||
3. | Approval of the frequency of say on pay votes | Management | 1 Year | For | ||||||||||
4. | Ratification of the appointment of Deloitte & Touche LLP as Xcel Energy Inc.'s independent registered public accounting firm for 2023 | Management | For | For | ||||||||||
ILLUMINA, INC. | ||||||||||||||
Security | 452327109 | Meeting Type | Contested-Annual | |||||||||||
Ticker Symbol | ILMN | Meeting Date | 25-May-2023 | |||||||||||
ISIN | US4523271090 | Agenda | 935842977 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1A. | Illumina Nominee: Frances Arnold, Ph.D. | Management | No Action | |||||||||||
1B. | Illumina Nominee: Francis A. deSouza | Management | No Action | |||||||||||
1C. | Illumina Nominee: Caroline D. Dorsa | Management | No Action | |||||||||||
1D. | Illumina Nominee: Robert S. Epstein, M.D. | Management | No Action | |||||||||||
1E. | Illumina Nominee: Scott Gottlieb, M.D. | Management | No Action | |||||||||||
1F. | Illumina Nominee: Gary S. Guthart, Ph.D. | Management | No Action | |||||||||||
1G. | Illumina Nominee: Philip W. Schiller | Management | No Action | |||||||||||
1H. | Illumina Nominee: Susan E. Siegel | Management | No Action | |||||||||||
1I. | Illumina Nominee: John W. Thompson | Management | No Action | |||||||||||
1J. | Icahn Group Nominee OPPOSED by the Company: Vincent J. Intrieri | Management | No Action | |||||||||||
1K. | Icahn Group Nominee OPPOSED by the Company: Jesse A. Lynn | Management | No Action | |||||||||||
1L. | Icahn Group Nominee OPPOSED by the Company: Andrew J. Teno | Management | No Action | |||||||||||
2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | No Action | |||||||||||
3. | To approve, on an advisory basis, the compensation provided to our named executive officers as disclosed in the Proxy Statement. | Management | No Action | |||||||||||
4. | To approve, on an advisory basis, the frequency of holding an advisory vote to approve compensation provided to our "named executive officers". | Management | No Action | |||||||||||
5. | To approve certain amendments to the Illumina, Inc. 2015 Stock and Incentive Plan | Management | No Action | |||||||||||
ILLUMINA, INC. | ||||||||||||||
Security | 452327109 | Meeting Type | Contested-Annual | |||||||||||
Ticker Symbol | ILMN | Meeting Date | 25-May-2023 | |||||||||||
ISIN | US4523271090 | Agenda | 935854516 - Opposition | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1a. | ICAHN NOMINEE: Vincent J. Intrieri | Management | No Action | |||||||||||
1b. | ICAHN NOMINEE: Jesse A. Lynn | Management | No Action | |||||||||||
1c. | ICAHN NOMINEE: Andrew J. Teno | Management | No Action | |||||||||||
1d. | ACCEPTABLE COMPANY NOMINEE: Frances Arnold | Management | No Action | |||||||||||
1e. | ACCEPTABLE COMPANY NOMINEE: Caroline D. Dorsa | Management | No Action | |||||||||||
1f. | ACCEPTABLE COMPANY NOMINEE: Scott Gottlieb | Management | No Action | |||||||||||
1g. | ACCEPTABLE COMPANY NOMINEE: Gary S. Guthart | Management | No Action | |||||||||||
1h. | ACCEPTABLE COMPANY NOMINEE: Philip W. Schiller | Management | No Action | |||||||||||
1i. | ACCEPTABLE COMPANY NOMINEE: Susan E. Siegel | Management | No Action | |||||||||||
1j. | OPPOSED COMPANY NOMINEE: Francis A. deSouza | Management | No Action | |||||||||||
1k. | OPPOSED COMPANY NOMINEE: Robert S. Epstein | Management | No Action | |||||||||||
1l. | OPPOSED COMPANY NOMINEE: John W. Thompson | Management | No Action | |||||||||||
2. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS ILLUMINA'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2023. | Management | No Action | |||||||||||
3. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE "NAMED EXECUTIVE OFFICERS" AS DISCLOSED IN THE COMPANY'S PROXY STATEMENT. | Management | No Action | |||||||||||
4. | TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY OF HOLDING AN ADVISORY VOTE TO APPROVE THE COMPENSATION PROVIDED TO THE COMPANY'S "NAMED EXECUTIVE OFFICERS". | Management | No Action | |||||||||||
5. | To approve certain amendments to the Illumina, Inc. 2015 Stock and Incentive Plan. | Management | No Action | |||||||||||
FREEPORT-MCMORAN INC. | ||||||||||||||
Security | 35671D857 | Meeting Type | Annual | |||||||||||
Ticker Symbol | FCX | Meeting Date | 06-Jun-2023 | |||||||||||
ISIN | US35671D8570 | Agenda | 935831493 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1a. | Election of Director: David P. Abney | Management | For | For | ||||||||||
1b. | Election of Director: Richard C. Adkerson | Management | For | For | ||||||||||
1c. | Election of Director: Marcela E. Donadio | Management | For | For | ||||||||||
1d. | Election of Director: Robert W. Dudley | Management | For | For | ||||||||||
1e. | Election of Director: Hugh Grant | Management | For | For | ||||||||||
1f. | Election of Director: Lydia H. Kennard | Management | For | For | ||||||||||
1g. | Election of Director: Ryan M. Lance | Management | For | For | ||||||||||
1h. | Election of Director: Sara Grootwassink Lewis | Management | For | For | ||||||||||
1i. | Election of Director: Dustan E. McCoy | Management | For | For | ||||||||||
1j. | Election of Director: Kathleen L. Quirk | Management | For | For | ||||||||||
1k. | Election of Director: John J. Stephens | Management | For | For | ||||||||||
1l. | Election of Director: Frances Fragos Townsend | Management | For | For | ||||||||||
2. | Approval, on an advisory basis, of the compensation of our named executive officers. | Management | For | For | ||||||||||
3. | Approval, on an advisory basis, of the frequency of future advisory votes on the compensation of our named executive officers. | Management | 1 Year | For | ||||||||||
4. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2023. | Management | For | For | ||||||||||
MIRION TECHNOLOGIES, INC. | ||||||||||||||
Security | 60471A101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MIR | Meeting Date | 06-Jun-2023 | |||||||||||
ISIN | US60471A1016 | Agenda | 935838283 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Lawrence D. Kingsley | For | For | |||||||||||
2 | Thomas D. Logan | For | For | |||||||||||
3 | Kenneth C. Bockhorst | For | For | |||||||||||
4 | Robert A. Cascella | For | For | |||||||||||
5 | Steven W. Etzel | For | For | |||||||||||
6 | John W. Kuo | For | For | |||||||||||
7 | Jody A. Markopoulos | For | For | |||||||||||
8 | Jyothsna (Jo) Natauri | For | For | |||||||||||
9 | Sheila Rege | For | For | |||||||||||
2. | Ratify the appointment of Deloitte & Touche, LLP ("Deloitte") as our independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | For | For | ||||||||||
3. | Approve, on an advisory basis, the compensation of our named executive officers as disclosed in the accompanying proxy statement. | Management | For | For | ||||||||||
4. | Approve an amendment to our Amended and Restated Certificate of Incorporation to limit the liability of certain officers of the Company as permitted by recent amendments to Delaware law. | Management | For | For | ||||||||||
5. | Approve an amendment to our Amended and Restated Certificate of Incorporation to add a sunset date for the supermajority voting provisions. | Management | For | For | ||||||||||
AMERICAN VANGUARD CORPORATION | ||||||||||||||
Security | 030371108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | AVD | Meeting Date | 07-Jun-2023 | |||||||||||
ISIN | US0303711081 | Agenda | 935828270 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1a. | Election of Director: Marisol Angelini | Management | For | For | ||||||||||
1b. | Election of Director: Scott D. Baskin | Management | For | For | ||||||||||
1c. | Election of Director: Mark R. Bassett | Management | For | For | ||||||||||
1d. | Election of Director: Debra F. Edwards | Management | For | For | ||||||||||
1e. | Election of Director: Morton D. Erlich | Management | For | For | ||||||||||
1f. | Election of Director: Patrick E. Gottschalk | Management | For | For | ||||||||||
1g. | Election of Director: Emer Gunter | Management | For | For | ||||||||||
1h. | Election of Director: Keith M. Rosenbloom | Management | For | For | ||||||||||
1i. | Election of Director: Eric G. Wintemute | Management | For | For | ||||||||||
2. | Ratify the appointment of Deloitte & Touche LLP as independent registered public accounting firm the year ending December 31, 2023. | Management | For | For | ||||||||||
3. | Resolved, that the compensation paid to the Company's named executive officers, as disclosed pursuant to Item 402 of Regulation S-K, including the Compensation Discussion and Analysis, compensation tables and narrative discussion, is hereby approved. | Management | For | For | ||||||||||
RESIDEO TECHNOLOGIES, INC. | ||||||||||||||
Security | 76118Y104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | REZI | Meeting Date | 07-Jun-2023 | |||||||||||
ISIN | US76118Y1047 | Agenda | 935843246 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1a. | Election of Director: Roger Fradin | Management | For | For | ||||||||||
1b. | Election of Director: Jay Geldmacher | Management | For | For | ||||||||||
1c. | Election of Director: Paul Deninger | Management | For | For | ||||||||||
1d. | Election of Director: Cynthia Hostetler | Management | For | For | ||||||||||
1e. | Election of Director: Brian Kushner | Management | For | For | ||||||||||
1f. | Election of Director: Jack Lazar | Management | For | For | ||||||||||
1g. | Election of Director: Nina Richardson | Management | For | For | ||||||||||
1h. | Election of Director: Andrew Teich | Management | For | For | ||||||||||
1i. | Election of Director: Sharon Wienbar | Management | For | For | ||||||||||
1j. | Election of Director: Kareem Yusuf | Management | For | For | ||||||||||
2. | Advisory Vote to Approve Executive Compensation. | Management | For | For | ||||||||||
3. | Ratification of the Appointment of Independent Registered Public Accounting Firm. | Management | For | For | ||||||||||
4. | Approval of the Amended and Restated 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates. | Management | Against | Against | ||||||||||
5. | Shareholder Proposal Regarding Shareholder Ratification of Termination Pay. | Shareholder | Against | For | ||||||||||
ENVIVA INC. | ||||||||||||||
Security | 29415B103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | EVA | Meeting Date | 15-Jun-2023 | |||||||||||
ISIN | US29415B1035 | Agenda | 935857221 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Thomas Meth | For | For | |||||||||||
2 | John K. Keppler | For | For | |||||||||||
3 | Ralph Alexander | For | For | |||||||||||
4 | John C. Bumgarner, Jr. | For | For | |||||||||||
5 | Martin N. Davidson | For | For | |||||||||||
6 | Jim H. Derryberry | For | For | |||||||||||
7 | Gerrit L. Lansing, Jr. | For | For | |||||||||||
8 | Pierre F. Lapeyre, Jr. | For | For | |||||||||||
9 | David M. Leuschen | For | For | |||||||||||
10 | Jeffrey W. Ubben | For | For | |||||||||||
11 | Gary L. Whitlock | For | For | |||||||||||
12 | Janet S. Wong | For | For | |||||||||||
13 | Eva T. Zlotnicka | For | For | |||||||||||
2. | The approval of an amendment to the Company's Certificate of Incorporation to reflect new Delaware law provisions regarding officer exculpation. | Management | For | For | ||||||||||
3. | The approval of, on an advisory (non-binding) basis, the frequency of future advisory votes to approve compensation of our Named Executive Officers. | Management | 1 Year | For | ||||||||||
4. | The approval of, on an advisory (non-binding) basis, the compensation of the Company's Named Executive Officers. | Management | For | For | ||||||||||
5. | The ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm. | Management | For | For | ||||||||||
6. | The approval of the issuance of shares of the Company's common stock, par value $0.001 per share, upon the conversion of the Company's Series A Preferred Stock, par value $0.001 per share. | Management | For | For | ||||||||||
ROYALTY PHARMA PLC | ||||||||||||||
Security | G7709Q104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | RPRX | Meeting Date | 22-Jun-2023 | |||||||||||
ISIN | GB00BMVP7Y09 | Agenda | 935858502 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1a. | Election of Director: Pablo Legorreta | Management | For | For | ||||||||||
1b. | Election of Director: Henry Fernandez | Management | For | For | ||||||||||
1c. | Election of Director: Bonnie Bassler, Ph.D. | Management | For | For | ||||||||||
1d. | Election of Director: Errol De Souza, Ph.D. | Management | For | For | ||||||||||
1e. | Election of Director: Catherine Engelbert | Management | For | For | ||||||||||
1f. | Election of Director: M. Germano Giuliani | Management | For | For | ||||||||||
1g. | Election of Director: David Hodgson | Management | For | For | ||||||||||
1h. | Election of Director: Ted Love, M.D. | Management | For | For | ||||||||||
1i. | Election of Director: Gregory Norden | Management | For | For | ||||||||||
1j. | Election of Director: Rory Riggs | Management | For | For | ||||||||||
2. | A non-binding advisory vote to approve executive compensation. | Management | Against | Against | ||||||||||
3. | Ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm. | Management | For | For | ||||||||||
4. | Approve receipt of our U.K. audited annual report and accounts and related directors' and auditor's reports for the fiscal year ended December 31, 2022. | Management | For | For | ||||||||||
5. | Approve on a non-binding advisory basis our U.K. directors' remuneration report. | Management | Against | Against | ||||||||||
6. | Re-appoint Ernst & Young as our U.K. statutory auditor, to hold office until the conclusion of the next general meeting at which the U.K. annual report and accounts are presented to shareholders. | Management | For | For | ||||||||||
7. | Authorize the board of directors to determine the remuneration of Ernst & Young in its capacity as our U.K. statutory auditor. | Management | For | For | ||||||||||
BROOKFIELD RENEWABLE CORPORATION | ||||||||||||||
Security | 11284V105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | BEPC | Meeting Date | 27-Jun-2023 | |||||||||||
ISIN | CA11284V1058 | Agenda | 935875293 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1 | DIRECTOR | Management | ||||||||||||
1 | Jeffrey Blidner | For | For | |||||||||||
2 | Scott Cutler | For | For | |||||||||||
3 | Sarah Deasley | For | For | |||||||||||
4 | Nancy Dorn | For | For | |||||||||||
5 | E. de Carvalho Filho | For | For | |||||||||||
6 | Randy MacEwen | For | For | |||||||||||
7 | David Mann | For | For | |||||||||||
8 | Lou Maroun | For | For | |||||||||||
9 | Stephen Westwell | For | For | |||||||||||
10 | Patricia Zuccotti | For | For | |||||||||||
2 | Appointment of Ernst & Young LLP as Auditors of the Corporation for the ensuing year and authorizing the Directors to set their remuneration. | Management | For | For |
ProxyEdge | Report Date: 07/01/2023 |
Meeting Date Range: 07/01/2022 - 06/30/2023 | 1 |
Gabelli Automation ETF |
Investment Company Report
EMERSON ELECTRIC CO. | ||||||||||||||
Security | 291011104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | EMR | Meeting Date | 07-Feb-2023 | |||||||||||
ISIN | US2910111044 | Agenda | 935748600 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1a. | ELECTION OF DIRECTOR FOR TERMS ENDING IN 2026: Martin S. Craighead | Management | For | For | ||||||||||
1b. | ELECTION OF DIRECTOR FOR TERMS ENDING IN 2026: Gloria A. Flach | Management | For | For | ||||||||||
1c. | ELECTION OF DIRECTOR FOR TERMS ENDING IN 2026: Matthew S. Levatich | Management | For | For | ||||||||||
2. | Ratification of KPMG LLP as Independent Registered Public Accounting Firm. | Management | For | For | ||||||||||
3. | Approval, by non-binding advisory vote, of Emerson Electric Co. executive compensation. | Management | For | For | ||||||||||
4. | Advisory vote on frequency of future shareholder advisory approval of the Company's executive compensation. | Management | 1 Year | For | ||||||||||
ROCKWELL AUTOMATION, INC. | ||||||||||||||
Security | 773903109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ROK | Meeting Date | 07-Feb-2023 | |||||||||||
ISIN | US7739031091 | Agenda | 935750504 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
A. | DIRECTOR | Management | ||||||||||||
1 | William P. Gipson | For | For | |||||||||||
2 | Pam Murphy | For | For | |||||||||||
3 | Donald R. Parfet | For | For | |||||||||||
4 | Robert W. Soderbery | For | For | |||||||||||
B. | To approve, on an advisory basis, the compensation of the Corporation's named executive officers. | Management | For | For | ||||||||||
C. | To approve, on an advisory basis, the frequency of the shareowner vote on the compensation of the Corporation's named executive officers. | Management | 1 Year | For | ||||||||||
D. | To approve the selection of Deloitte & Touche LLP as the Corporation's independent registered public accounting firm for fiscal 2023. | Management | For | For | ||||||||||
PTC INC. | ||||||||||||||
Security | 69370C100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | PTC | Meeting Date | 16-Feb-2023 | |||||||||||
ISIN | US69370C1009 | Agenda | 935751809 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Mark Benjamin | For | For | |||||||||||
2 | Janice Chaffin | For | For | |||||||||||
3 | Amar Hanspal | For | For | |||||||||||
4 | James Heppelmann | For | For | |||||||||||
5 | Michal Katz | For | For | |||||||||||
6 | Paul Lacy | For | For | |||||||||||
7 | Corinna Lathan | For | For | |||||||||||
8 | Blake Moret | For | For | |||||||||||
9 | Robert Schechter | For | For | |||||||||||
2. | Approve an increase of 6,000,000 shares available for issuance under the 2000 Equity Incentive Plan. | Management | For | For | ||||||||||
3. | Approve an increase of 2,000,000 shares available under the 2016 Employee Stock Purchase Plan. | Management | For | For | ||||||||||
4. | Advisory vote to approve the compensation of our named executive officers (say-on-pay). | Management | For | For | ||||||||||
5. | Advisory vote on the frequency of the Say-on-Pay vote. | Management | 1 Year | For | ||||||||||
6. | Advisory vote to confirm the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the current fiscal year. | Management | For | For | ||||||||||
MATTHEWS INTERNATIONAL CORPORATION | ||||||||||||||
Security | 577128101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MATW | Meeting Date | 16-Feb-2023 | |||||||||||
ISIN | US5771281012 | Agenda | 935759665 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1.1 | Election of Director for a term of three years: Gregory S. Babe | Management | For | For | ||||||||||
1.2 | Election of Director for a term of three years: Aleta W. Richards | Management | For | For | ||||||||||
1.3 | Election of Director for a term of three years: David A. Schawk | Management | For | For | ||||||||||
2. | Approve the adoption of the Amended and Restated 2019 Director Fee Plan. | Management | Against | Against | ||||||||||
3. | Ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm to audit the records of the Company for the fiscal year ending September 30, 2023. | Management | For | For | ||||||||||
4. | Provide an advisory (non-binding) vote on the executive compensation of the Company's named executive officers. | Management | For | For | ||||||||||
5. | Provide an advisory (non-binding) vote on the frequency of the advisory vote on the executive compensation of the Company's named executive officers. | Management | 1 Year | For | ||||||||||
THE AZEK COMPANY INC. | ||||||||||||||
Security | 05478C105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | AZEK | Meeting Date | 28-Feb-2023 | |||||||||||
ISIN | US05478C1053 | Agenda | 935756582 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Gary Hendrickson | For | For | |||||||||||
2 | Howard Heckes | For | For | |||||||||||
3 | Bennett Rosenthal | For | For | |||||||||||
4 | Jesse Singh | For | For | |||||||||||
2. | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for our fiscal year ending September 30, 2023. | Management | For | For | ||||||||||
3. | To approve, on an advisory, non-binding basis, the compensation of our named executive officers. | Management | For | For | ||||||||||
4. | To approve an amendment to our restated certificate of incorporation to limit the liability of certain officers of the Company as permitted by recent amendments to Delaware law. | Management | For | For | ||||||||||
JOHNSON CONTROLS INTERNATIONAL PLC | ||||||||||||||
Security | G51502105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | JCI | Meeting Date | 08-Mar-2023 | |||||||||||
ISIN | IE00BY7QL619 | Agenda | 935759590 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1a. | Election of Director for a period of one year, expiring at the end of the Company's Annual General Meeting in 2024: Jean Blackwell | Management | For | For | ||||||||||
1b. | Election of Director for a period of one year, expiring at the end of the Company's Annual General Meeting in 2024: Pierre Cohade | Management | For | For | ||||||||||
1c. | Election of Director for a period of one year, expiring at the end of the Company's Annual General Meeting in 2024: Michael E. Daniels | Management | For | For | ||||||||||
1d. | Election of Director for a period of one year, expiring at the end of the Company's Annual General Meeting in 2024: W. Roy Dunbar | Management | For | For | ||||||||||
1e. | Election of Director for a period of one year, expiring at the end of the Company's Annual General Meeting in 2024: Gretchen R. Haggerty | Management | For | For | ||||||||||
1f. | Election of Director for a period of one year, expiring at the end of the Company's Annual General Meeting in 2024: Ayesha Khanna | Management | For | For | ||||||||||
1g. | Election of Director for a period of one year, expiring at the end of the Company's Annual General Meeting in 2024: Simone Menne | Management | For | For | ||||||||||
1h. | Election of Director for a period of one year, expiring at the end of the Company's Annual General Meeting in 2024: George R. Oliver | Management | For | For | ||||||||||
1i. | Election of Director for a period of one year, expiring at the end of the Company's Annual General Meeting in 2024: Jürgen Tinggren | Management | For | For | ||||||||||
1j. | Election of Director for a period of one year, expiring at the end of the Company's Annual General Meeting in 2024: Mark Vergnano | Management | For | For | ||||||||||
1k. | Election of Director for a period of one year, expiring at the end of the Company's Annual General Meeting in 2024: John D. Young | Management | For | For | ||||||||||
2.a | To ratify the appointment of PricewaterhouseCoopers LLP as the independent auditors of the Company. | Management | For | For | ||||||||||
2.b | To authorize the Audit Committee of the Board of Directors to set the auditors' remuneration. | Management | For | For | ||||||||||
3. | To authorize the Company and/or any subsidiary of the Company to make market purchases of Company shares. | Management | For | For | ||||||||||
4. | To determine the price range at which the Company can re-allot shares that it holds as treasury shares (Special Resolution). | Management | For | For | ||||||||||
5. | To approve, in a non-binding advisory vote, the compensation of the named executive officers. | Management | For | For | ||||||||||
6. | To approve, in a non-binding advisory vote, the frequency of the non-binding advisory vote on the compensation of the named executive officers. | Management | 1 Year | For | ||||||||||
7. | To approve the Directors' authority to allot shares up to approximately 20% of issued share capital. | Management | For | For | ||||||||||
8. | To approve the waiver of statutory preemption rights with respect to up to 5% of the issued share capital (Special Resolution). | Management | Against | Against | ||||||||||
HOLOGIC, INC. | ||||||||||||||
Security | 436440101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | HOLX | Meeting Date | 09-Mar-2023 | |||||||||||
ISIN | US4364401012 | Agenda | 935758132 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1a. | Election of Director: Stephen P. MacMillan | Management | For | For | ||||||||||
1b. | Election of Director: Sally W. Crawford | Management | For | For | ||||||||||
1c. | Election of Director: Charles J. Dockendorff | Management | For | For | ||||||||||
1d. | Election of Director: Scott T. Garrett | Management | For | For | ||||||||||
1e. | Election of Director: Ludwig N. Hantson | Management | For | For | ||||||||||
1f. | Election of Director: Namal Nawana | Management | For | For | ||||||||||
1g. | Election of Director: Christiana Stamoulis | Management | For | For | ||||||||||
1h. | Election of Director: Stacey D. Stewart | Management | For | For | ||||||||||
1i. | Election of Director: Amy M. Wendell | Management | For | For | ||||||||||
2. | A non-binding advisory resolution to approve executive compensation. | Management | For | For | ||||||||||
3. | A non-binding advisory vote on the frequency of future advisory votes to approve executive compensation. | Management | 1 Year | For | ||||||||||
4. | Approval of the Hologic, Inc. Amended and Restated 2008 Equity Incentive Plan. | Management | For | For | ||||||||||
5. | Approval of the Hologic, Inc. Amended and Restated 2012 Employee Stock Purchase Plan. | Management | For | For | ||||||||||
6. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for fiscal 2023. | Management | For | For | ||||||||||
ABB LTD | ||||||||||||||
Security | 000375204 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ABB | Meeting Date | 23-Mar-2023 | |||||||||||
ISIN | US0003752047 | Agenda | 935772257 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1 | Approval of the management report, the consolidated financial statements and the annual financial statements for 2022 | Management | For | For | ||||||||||
2 | Consultative vote on the 2022 Compensation Report | Management | For | For | ||||||||||
3 | Discharge of the Board of Directors and the persons entrusted with management | Management | For | For | ||||||||||
4 | Appropriation of earnings | Management | For | For | ||||||||||
5.1 | Amendments to the Articles of Incorporation: Shares and Capital Structure | Management | For | For | ||||||||||
5.2 | Amendments to the Articles of Incorporation: Restrictions on Registration | Management | For | For | ||||||||||
5.3 | Amendments to the Articles of Incorporation: General Meeting of Shareholders | Management | For | For | ||||||||||
5.4 | Amendments to the Articles of Incorporation: Virtual General Meeting of Shareholders | Management | For | For | ||||||||||
5.5 | Amendments to the Articles of Incorporation: Board of Directors and Compensation | Management | For | For | ||||||||||
6 | Capital Band | Management | For | For | ||||||||||
7.1 | Binding vote on the maximum aggregate amount of compensation of the Board of Directors for the next term of office, i.e. from the 2023 Annual General Meeting to the 2024 Annual General Meeting | Management | For | For | ||||||||||
7.2 | Binding vote on the maximum aggregate amount of compensation of the Executive Committee for the following financial year, i.e. 2024 | Management | For | For | ||||||||||
8a | Election of Director: Gunnar Brock | Management | For | For | ||||||||||
8b | Election of Director: David Constable | Management | For | For | ||||||||||
8c | Election of Director: Frederico Fleury Curado | Management | For | For | ||||||||||
8d | Election of Director: Lars Förberg | Management | For | For | ||||||||||
8e | Election of Director: Denise Johnson | Management | For | For | ||||||||||
8f | Election of Director: Jennifer Xin-Zhe Li | Management | For | For | ||||||||||
8g | Election of Director: Geraldine Matchett | Management | For | For | ||||||||||
8h | Election of Director: David Meline | Management | For | For | ||||||||||
8i | Election of Director: Jacob Wallenberg | Management | For | For | ||||||||||
8j | Election of Director and Chairman: Peter Voser | Management | For | For | ||||||||||
9.1 | Election to the Compensation Committee: David Constable (as Director) | Management | For | For | ||||||||||
9.2 | Election to the Compensation Committee: Frederico Fleury Curado (as Director) | Management | For | For | ||||||||||
9.3 | Election to the Compensation Committee: Jennifer Xin- Zhe Li (as Director) | Management | For | For | ||||||||||
10 | Election of the independent proxy, Zehnder Bolliger & Partner | Management | For | For | ||||||||||
11 | Election of the auditors, KPMG AG | Management | For | For | ||||||||||
12 | In case of additional or alternative proposals to the published agenda items or new agenda items during the Annual General Meeting, I instruct the independent proxy to act. | Management | Against | |||||||||||
TENNANT COMPANY | ||||||||||||||
Security | 880345103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TNC | Meeting Date | 25-Apr-2023 | |||||||||||
ISIN | US8803451033 | Agenda | 935776611 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1a. | Election of Director: Carol S. Eicher | Management | For | For | ||||||||||
1b. | Election of Director: Maria C. Green | Management | For | For | ||||||||||
1c. | Election of Director: Donal L. Mulligan | Management | For | For | ||||||||||
1d. | Election of Director: Andrew P. Hider | Management | For | For | ||||||||||
2. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for the year ending December 31, 2023. | Management | For | For | ||||||||||
3. | Advisory approval of executive compensation. | Management | For | For | ||||||||||
4. | Advisory approval on the frequency of future advisory executive compensation approvals. | Management | 1 Year | For | ||||||||||
NEWMONT CORPORATION | ||||||||||||||
Security | 651639106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | NEM | Meeting Date | 26-Apr-2023 | |||||||||||
ISIN | US6516391066 | Agenda | 935776938 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1a. | Election of Director: Patrick G. Awuah, Jr. | Management | For | For | ||||||||||
1b. | Election of Director: Gregory H. Boyce | Management | For | For | ||||||||||
1c. | Election of Director: Bruce R. Brook | Management | For | For | ||||||||||
1d. | Election of Director: Maura J. Clark | Management | For | For | ||||||||||
1e. | Election of Director: Emma FitzGerald | Management | For | For | ||||||||||
1f. | Election of Director: Mary A. Laschinger | Management | For | For | ||||||||||
1g. | Election of Director: José Manuel Madero | Management | For | For | ||||||||||
1h. | Election of Director: René Médori | Management | For | For | ||||||||||
1i. | Election of Director: Jane Nelson | Management | For | For | ||||||||||
1j. | Election of Director: Tom Palmer | Management | For | For | ||||||||||
1k. | Election of Director: Julio M. Quintana | Management | For | For | ||||||||||
1l. | Election of Director: Susan N. Story | Management | For | For | ||||||||||
2. | Approval of the advisory resolution on Newmont's executive compensation. | Management | For | For | ||||||||||
3. | Ratification of the Audit Committees appointment of Ernst and Young LLP as Newmont's independent registered public accounting firm for the fiscal year 2023. | Management | For | For | ||||||||||
4. | Advisory vote on the frequency of future advisory votes on executive compensation. | Management | 1 Year | For | ||||||||||
W.W. GRAINGER, INC. | ||||||||||||||
Security | 384802104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | GWW | Meeting Date | 26-Apr-2023 | |||||||||||
ISIN | US3848021040 | Agenda | 935780761 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1a. | Election of Director: Rodney C. Adkins | Management | For | For | ||||||||||
1b. | Election of Director: V. Ann Hailey | Management | For | For | ||||||||||
1c. | Election of Director: Katherine D. Jaspon | Management | For | For | ||||||||||
1d. | Election of Director: Stuart L. Levenick | Management | For | For | ||||||||||
1e. | Election of Director: D.G. Macpherson | Management | For | For | ||||||||||
1f. | Election of Director: Neil S. Novich | Management | For | For | ||||||||||
1g. | Election of Director: Beatriz R. Perez | Management | For | For | ||||||||||
1h. | Election of Director: E. Scott Santi | Management | For | For | ||||||||||
1i. | Election of Director: Susan Slavik Williams | Management | For | For | ||||||||||
1j. | Election of Director: Lucas E. Watson | Management | For | For | ||||||||||
1k. | Election of Director: Steven A. White | Management | For | For | ||||||||||
2. | Proposal to ratify the appointment of Ernst & Young LLP as independent auditor for the year ending December 31, 2023. | Management | For | For | ||||||||||
3. | Say on Pay proposal to approve on a non-binding advisory basis the compensation of W.W. Grainger, Inc.'s Named Executive Officers. | Management | For | For | ||||||||||
4. | Say When on Pay proposal to select on a non-binding advisory basis the frequency of the advisory vote on compensation of W.W. Grainger, Inc.'s Named Executive Officers. | Management | 1 Year | For | ||||||||||
DISH NETWORK CORPORATION | ||||||||||||||
Security | 25470M109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | DISH | Meeting Date | 28-Apr-2023 | |||||||||||
ISIN | US25470M1099 | Agenda | 935782917 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Kathleen Q. Abernathy | For | For | |||||||||||
2 | George R. Brokaw | Withheld | Against | |||||||||||
3 | Stephen J. Bye | For | For | |||||||||||
4 | W. Erik Carlson | For | For | |||||||||||
5 | James DeFranco | For | For | |||||||||||
6 | Cantey M. Ergen | For | For | |||||||||||
7 | Charles W. Ergen | For | For | |||||||||||
8 | Tom A. Ortolf | For | For | |||||||||||
9 | Joseph T. Proietti | For | For | |||||||||||
2. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | For | For | ||||||||||
3. | To amend and restate our Employee Stock Purchase Plan. | Management | For | For | ||||||||||
4. | To conduct a non-binding advisory vote on executive compensation. | Management | For | For | ||||||||||
5. | To conduct a non-binding advisory vote on the frequency of future non-binding advisory votes on executive compensation. | Management | 3 Years | For | ||||||||||
ALLIED MOTION TECHNOLOGIES INC. | ||||||||||||||
Security | 019330109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | AMOT | Meeting Date | 03-May-2023 | |||||||||||
ISIN | US0193301092 | Agenda | 935814827 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1a. | ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING: R.B. Engel | Management | For | For | ||||||||||
1b. | ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING: R.D. Federico | Management | For | For | ||||||||||
1c. | ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING: S. C. Finch | Management | For | For | ||||||||||
1d. | ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING: J.J. Tanous | Management | For | For | ||||||||||
1e. | ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING: N. R. Tzetzo | Management | For | For | ||||||||||
1f. | ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING: R.S. Warzala | Management | For | For | ||||||||||
1g. | ELECTION OF DIRECTOR TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING: M.R. Winter | Management | For | For | ||||||||||
2. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||
3. | RATIFICATION OF THE APPOINTMENT OF THE COMPANY'S INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2023. | Management | For | For | ||||||||||
AMETEK, INC. | ||||||||||||||
Security | 031100100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | AME | Meeting Date | 04-May-2023 | |||||||||||
ISIN | US0311001004 | Agenda | 935782068 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1a. | Election of Director for a term of three years: Thomas A. Amato | Management | For | For | ||||||||||
1b. | Election of Director for a term of three years: Anthony J. Conti | Management | For | For | ||||||||||
1c. | Election of Director for a term of three years: Gretchen W. McClain | Management | For | For | ||||||||||
2. | Approval, by advisory vote, of the compensation of AMETEK, Inc.'s named executive officers. | Management | For | For | ||||||||||
3. | Cast an advisory vote on the frequency of future advisory votes on executive compensation. | Management | 1 Year | For | ||||||||||
4. | Ratification of the appointment of Ernst & Young LLP as independent registered public accounting firm for 2023. | Management | For | For | ||||||||||
ITT INC. | ||||||||||||||
Security | 45073V108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ITT | Meeting Date | 10-May-2023 | |||||||||||
ISIN | US45073V1089 | Agenda | 935786307 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1a. | Election of Director: Donald DeFosset, Jr. | Management | For | For | ||||||||||
1b. | Election of Director: Nicholas C. Fanandakis | Management | For | For | ||||||||||
1c. | Election of Director: Richard P. Lavin | Management | For | For | ||||||||||
1d. | Election of Director: Rebecca A. McDonald | Management | For | For | ||||||||||
1e. | Election of Director: Timothy H. Powers | Management | For | For | ||||||||||
1f. | Election of Director: Luca Savi | Management | For | For | ||||||||||
1g. | Election of Director: Cheryl L. Shavers | Management | For | For | ||||||||||
1h. | Election of Director: Sabrina Soussan | Management | For | For | ||||||||||
2. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for the 2023 fiscal year | Management | For | For | ||||||||||
3. | Approval of a non-binding advisory vote on executive compensation | Management | For | For | ||||||||||
4. | Approval of a non-binding advisory vote on the frequency of future shareholder votes on executive compensation | Management | 1 Year | For | ||||||||||
5. | Approval of adoption of the Company's Employee Stock Purchase Plan | Management | For | For | ||||||||||
6. | A shareholder proposal regarding special shareholder meetings | Shareholder | Against | For | ||||||||||
ITRON, INC. | ||||||||||||||
Security | 465741106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ITRI | Meeting Date | 11-May-2023 | |||||||||||
ISIN | US4657411066 | Agenda | 935780470 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1a. | Election of Director: Mary C. Hemmingsen | Management | For | For | ||||||||||
1b. | Election of Director: Jerome J. Lande | Management | For | For | ||||||||||
1c. | Election of Director: Frank M. Jaehnert | Management | For | For | ||||||||||
2. | Proposal to approve the advisory (non-binding) resolution relating to executive compensation. | Management | For | For | ||||||||||
3. | Proposal to approve, on an advisory (non-binding) basis, the frequency of the advisory vote on executive compensation. | Management | 1 Year | For | ||||||||||
4. | Proposal to approve the amendment of the Itron, Inc. 2012 Employee Stock Purchase Plan. | Management | For | For | ||||||||||
5. | Ratification of the appointment of Deloitte & Touche LLP as the Company's independent registered public accountant for 2023. | Management | For | For | ||||||||||
REPUBLIC SERVICES, INC. | ||||||||||||||
Security | 760759100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | RSG | Meeting Date | 12-May-2023 | |||||||||||
ISIN | US7607591002 | Agenda | 935800169 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1a. | Election of Director: Manuel Kadre | Management | For | For | ||||||||||
1b. | Election of Director: Tomago Collins | Management | For | For | ||||||||||
1c. | Election of Director: Michael A. Duffy | Management | For | For | ||||||||||
1d. | Election of Director: Thomas W. Handley | Management | For | For | ||||||||||
1e. | Election of Director: Jennifer M. Kirk | Management | For | For | ||||||||||
1f. | Election of Director: Michael Larson | Management | For | For | ||||||||||
1g. | Election of Director: James P. Snee | Management | For | For | ||||||||||
1h. | Election of Director: Brian S. Tyler | Management | For | For | ||||||||||
1i. | Election of Director: Jon Vander Ark | Management | For | For | ||||||||||
1j. | Election of Director: Sandra M. Volpe | Management | For | For | ||||||||||
1k. | Election of Director: Katharine B. Weymouth | Management | For | For | ||||||||||
2. | Advisory vote to approve our named executive officer compensation. | Management | For | For | ||||||||||
3. | Advisory vote on the frequency of an advisory vote to approve our Named Executive Officer Compensation. | Management | 1 Year | For | ||||||||||
4. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2023. | Management | For | For | ||||||||||
NCR CORPORATION | ||||||||||||||
Security | 62886E108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | NCR | Meeting Date | 16-May-2023 | |||||||||||
ISIN | US62886E1082 | Agenda | 935786410 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1a. | Election of Director: Mark W. Begor | Management | For | For | ||||||||||
1b. | Election of Director: Gregory Blank | Management | For | For | ||||||||||
1c. | Election of Director: Catherine L. Burke | Management | For | For | ||||||||||
1d. | Election of Director: Deborah A. Farrington | Management | For | For | ||||||||||
1e. | Election of Director: Michael D. Hayford | Management | For | For | ||||||||||
1f. | Election of Director: Georgette D. Kiser | Management | For | For | ||||||||||
1g. | Election of Director: Kirk T. Larsen | Management | For | For | ||||||||||
1h. | Election of Director: Martin Mucci | Management | For | For | ||||||||||
1i. | Election of Director: Joseph E. Reece | Management | For | For | ||||||||||
1j. | Election of Director: Laura J. Sen | Management | For | For | ||||||||||
1k. | Election of Director: Glenn W. Welling | Management | For | For | ||||||||||
2. | To approve, on a non-binding and advisory basis, the compensation of the named executive officers as more particularly described in the proxy materials | Management | For | For | ||||||||||
3. | To approve, on a non-binding advisory basis, the frequency of future advisory votes on the compensation of our named executive officers | Management | 1 Year | For | ||||||||||
4. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023 as more particularly described in the proxy materials | Management | For | For | ||||||||||
5. | To approve the proposal to amend the NCR Corporation 2017 Stock Incentive Plan as more particularly described in the proxy materials. | Management | Against | Against | ||||||||||
ARDAGH METAL PACKAGING S.A. | ||||||||||||||
Security | L02235106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | AMBP | Meeting Date | 16-May-2023 | |||||||||||
ISIN | LU2369833749 | Agenda | 935822141 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1. | Consider the reports of the Board of Directors of the Company and the report of the statutory auditor (réviseur d'entreprises agréé) on the Company's consolidated financial statements for the year ended December 31, 2022 and approve the Company's consolidated financial statements for the year ended December 31, 2022. | Management | For | For | ||||||||||
2. | Consider the report of the statutory auditor (réviseur d'entreprises agréé) on the Company's annual accounts for the year ended December 31, 2022 and approve the Company's annual accounts for the year ended December 31, 2022. | Management | For | For | ||||||||||
3. | Confirm the distribution of interim dividends approved by the Board of Directors of the Company during the year ended December 31, 2022 and approve carrying forward the results for the year ended December 31, 2022. | Management | For | For | ||||||||||
4. | Grant discharge (quitus) to all members of the Board of Directors of the Company who were in office during the year ended December 31, 2022, for the proper performance of their duties. | Management | For | For | ||||||||||
5a. | Re-elect Oliver Graham, as a Class II Director until the 2026 annual general meeting of shareholders. | Management | For | For | ||||||||||
5b. | Re-elect Elizabeth Marcellino, as a Class II Director until the 2026 annual general meeting of shareholders. | Management | For | For | ||||||||||
5c. | Re-elect John Sheehan, as a Class II Director until the 2026 annual general meeting of shareholders. | Management | For | For | ||||||||||
6. | Approve the aggregate amount of the directors' remuneration for the year ending December 31, 2023. | Management | For | For | ||||||||||
7. | Appoint PricewaterhouseCoopers Société coopérative as statutory auditor (réviseur d'entreprises agréé) of the Company for the period ending at the 2024 annual general meeting of shareholders. | Management | For | For | ||||||||||
PROTO LABS, INC. | ||||||||||||||
Security | 743713109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | PRLB | Meeting Date | 17-May-2023 | |||||||||||
ISIN | US7437131094 | Agenda | 935799455 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1a. | Election of Director: Robert Bodor | Management | For | For | ||||||||||
1b. | Election of Director: Archie C. Black | Management | For | For | ||||||||||
1c. | Election of Director: Sujeet Chand | Management | For | For | ||||||||||
1d. | Election of Director: Moonhie Chin | Management | For | For | ||||||||||
1e. | Election of Director: Rainer Gawlick | Management | For | For | ||||||||||
1f. | Election of Director: Stacy Greiner | Management | For | For | ||||||||||
1g. | Election of Director: Donald G. Krantz | Management | For | For | ||||||||||
1h. | Election of Director: Sven A. Wehrwein | Management | For | For | ||||||||||
2. | Ratification of the selection of Ernst & Young LLP as the independent registered public accounting firm for fiscal year 2023. | Management | For | For | ||||||||||
3. | Advisory vote on executive compensation. | Management | For | For | ||||||||||
4. | Approval of an amendment to the Proto Labs, Inc. 2022 Long-Term Incentive Plan. | Management | For | For | ||||||||||
5. | Shareholder proposal entitled Fair Elections. | Shareholder | Against | For | ||||||||||
INTERCONTINENTAL EXCHANGE, INC. | ||||||||||||||
Security | 45866F104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ICE | Meeting Date | 19-May-2023 | |||||||||||
ISIN | US45866F1049 | Agenda | 935812621 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1a. | Election of Director for terms expiring in 2024: Hon. Sharon Y. Bowen | Management | For | For | ||||||||||
1b. | Election of Director for terms expiring in 2024: Shantella E. Cooper | Management | For | For | ||||||||||
1c. | Election of Director for terms expiring in 2024: Duriya M. Farooqui | Management | For | For | ||||||||||
1d. | Election of Director for terms expiring in 2024: The Rt. Hon. the Lord Hague of Richmond | Management | For | For | ||||||||||
1e. | Election of Director for terms expiring in 2024: Mark F. Mulhern | Management | For | For | ||||||||||
1f. | Election of Director for terms expiring in 2024: Thomas E. Noonan | Management | For | For | ||||||||||
1g. | Election of Director for terms expiring in 2024: Caroline L. Silver | Management | For | For | ||||||||||
1h. | Election of Director for terms expiring in 2024: Jeffrey C. Sprecher | Management | For | For | ||||||||||
1i. | Election of Director for terms expiring in 2024: Judith A. Sprieser | Management | For | For | ||||||||||
1j. | Election of Director for terms expiring in 2024: Martha A. Tirinnanzi | Management | For | For | ||||||||||
2. | To approve, by non-binding vote, the advisory resolution on executive compensation for named executive officers. | Management | For | For | ||||||||||
3. | To approve, by non-binding vote, the advisory resolution to approve the frequency of future advisory votes on executive compensation. | Management | 1 Year | For | ||||||||||
4. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | For | For | ||||||||||
5. | A stockholder proposal regarding special stockholder meeting improvement, if properly presented at the Annual Meeting. | Shareholder | Against | For | ||||||||||
N-ABLE, INC. | ||||||||||||||
Security | 62878D100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | NABL | Meeting Date | 24-May-2023 | |||||||||||
ISIN | US62878D1000 | Agenda | 935814790 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Michael Bingle | For | For | |||||||||||
2 | Darryl Lewis | For | For | |||||||||||
3 | Cam McMartin | For | For | |||||||||||
2. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | For | For | ||||||||||
AMAZON.COM, INC. | ||||||||||||||
Security | 023135106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | AMZN | Meeting Date | 24-May-2023 | |||||||||||
ISIN | US0231351067 | Agenda | 935825452 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1a. | Election of Director: Jeffrey P. Bezos | Management | For | For | ||||||||||
1b. | Election of Director: Andrew R. Jassy | Management | For | For | ||||||||||
1c. | Election of Director: Keith B. Alexander | Management | For | For | ||||||||||
1d. | Election of Director: Edith W. Cooper | Management | For | For | ||||||||||
1e. | Election of Director: Jamie S. Gorelick | Management | For | For | ||||||||||
1f. | Election of Director: Daniel P. Huttenlocher | Management | For | For | ||||||||||
1g. | Election of Director: Judith A. McGrath | Management | For | For | ||||||||||
1h. | Election of Director: Indra K. Nooyi | Management | For | For | ||||||||||
1i. | Election of Director: Jonathan J. Rubinstein | Management | For | For | ||||||||||
1j. | Election of Director: Patricia Q. Stonesifer | Management | For | For | ||||||||||
1k. | Election of Director: Wendell P. Weeks | Management | For | For | ||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS | Management | For | For | ||||||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | For | For | ||||||||||
4. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION | Management | 1 Year | For | ||||||||||
5. | REAPPROVAL OF OUR 1997 STOCK INCENTIVE PLAN, AS AMENDED AND RESTATED, FOR PURPOSES OF FRENCH TAX LAW | Management | For | For | ||||||||||
6. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON RETIREMENT PLAN OPTIONS | Shareholder | Abstain | Against | ||||||||||
7. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER DUE DILIGENCE | Shareholder | Abstain | Against | ||||||||||
8. | SHAREHOLDER PROPOSAL REQUESTING REPORTING ON CONTENT AND PRODUCT REMOVAL/RESTRICTIONS | Shareholder | Abstain | Against | ||||||||||
9. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CONTENT REMOVAL REQUESTS | Shareholder | Abstain | Against | ||||||||||
10. | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON STAKEHOLDER IMPACTS | Shareholder | Abstain | Against | ||||||||||
11. | SHAREHOLDER PROPOSAL REQUESTING ALTERNATIVE TAX REPORTING | Shareholder | Against | For | ||||||||||
12. | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON CLIMATE LOBBYING | Shareholder | Abstain | Against | ||||||||||
13. | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON GENDER/RACIAL PAY | Shareholder | Abstain | Against | ||||||||||
14. | SHAREHOLDER PROPOSAL REQUESTING AN ANALYSIS OF COSTS ASSOCIATED WITH DIVERSITY, EQUITY, AND INCLUSION PROGRAMS | Shareholder | Abstain | Against | ||||||||||
15. | SHAREHOLDER PROPOSAL REQUESTING AN AMENDMENT TO OUR BYLAWS TO REQUIRE SHAREHOLDER APPROVAL FOR CERTAIN FUTURE AMENDMENTS | Shareholder | Against | For | ||||||||||
16. | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON FREEDOM OF ASSOCIATION | Shareholder | Abstain | Against | ||||||||||
17. | SHAREHOLDER PROPOSAL REQUESTING A NEW POLICY REGARDING OUR EXECUTIVE COMPENSATION PROCESS | Shareholder | Against | For | ||||||||||
18. | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON ANIMAL WELFARE STANDARDS | Shareholder | Abstain | Against | ||||||||||
19. | SHAREHOLDER PROPOSAL REQUESTING AN ADDITIONAL BOARD COMMITTEE | Shareholder | Against | For | ||||||||||
20. | SHAREHOLDER PROPOSAL REQUESTING AN ALTERNATIVE DIRECTOR CANDIDATE POLICY | Shareholder | Against | For | ||||||||||
21. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON WAREHOUSE WORKING CONDITIONS | Shareholder | Abstain | Against | ||||||||||
22. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PACKAGING MATERIALS | Shareholder | Abstain | Against | ||||||||||
23. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER USE OF CERTAIN TECHNOLOGIES | Shareholder | Abstain | Against | ||||||||||
L.B. FOSTER COMPANY | ||||||||||||||
Security | 350060109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | FSTR | Meeting Date | 25-May-2023 | |||||||||||
ISIN | US3500601097 | Agenda | 935801363 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Raymond T. Betler | For | For | |||||||||||
2 | Dirk Jungé | For | For | |||||||||||
3 | John F. Kasel | For | For | |||||||||||
4 | John E. Kunz | For | For | |||||||||||
5 | Janet Lee | For | For | |||||||||||
6 | Diane B. Owen | For | For | |||||||||||
7 | Bruce E. Thompson | For | For | |||||||||||
2. | Ratify appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for 2023. | Management | For | For | ||||||||||
3. | Advisory approval of the compensation paid to the Company's named executive officers for 2022. | Management | For | For | ||||||||||
4. | Advisory approval of the frequency of future advisory votes on the compensation paid to the Company's named executive officers. | Management | 1 Year | For | ||||||||||
ALPHABET INC. | ||||||||||||||
Security | 02079K305 | Meeting Type | Annual | |||||||||||
Ticker Symbol | GOOGL | Meeting Date | 02-Jun-2023 | |||||||||||
ISIN | US02079K3059 | Agenda | 935830946 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1a. | Election of Director: Larry Page | Management | For | For | ||||||||||
1b. | Election of Director: Sergey Brin | Management | For | For | ||||||||||
1c. | Election of Director: Sundar Pichai | Management | For | For | ||||||||||
1d. | Election of Director: John L. Hennessy | Management | For | For | ||||||||||
1e. | Election of Director: Frances H. Arnold | Management | For | For | ||||||||||
1f. | Election of Director: R. Martin "Marty" Chávez | Management | For | For | ||||||||||
1g. | Election of Director: L. John Doerr | Management | For | For | ||||||||||
1h. | Election of Director: Roger W. Ferguson Jr. | Management | For | For | ||||||||||
1i. | Election of Director: Ann Mather | Management | For | For | ||||||||||
1j. | Election of Director: K. Ram Shriram | Management | For | For | ||||||||||
1k. | Election of Director: Robin L. Washington | Management | For | For | ||||||||||
2. | Ratification of the appointment of Ernst & Young LLP as Alphabet's independent registered public accounting firm for the fiscal year ending December 31, 2023 | Management | For | For | ||||||||||
3. | Approval of amendment and restatement of Alphabet's Amended and Restated 2021 Stock Plan to increase the share reserve by 170,000,000 (post stock split) shares of Class C capital stock | Management | For | For | ||||||||||
4. | Advisory vote to approve compensation awarded to named executive officers | Management | For | For | ||||||||||
5. | Advisory vote on the frequency of advisory votes to approve compensation awarded to named executive officers | Management | 3 Years | For | ||||||||||
6. | Stockholder proposal regarding a lobbying report | Shareholder | Abstain | Against | ||||||||||
7. | Stockholder proposal regarding a congruency report | Shareholder | Abstain | Against | ||||||||||
8. | Stockholder proposal regarding a climate lobbying report | Shareholder | Abstain | Against | ||||||||||
9. | Stockholder proposal regarding a report on reproductive rights and data privacy | Shareholder | Abstain | Against | ||||||||||
10. | Stockholder proposal regarding a human rights assessment of data center siting | Shareholder | Abstain | Against | ||||||||||
11. | Stockholder proposal regarding a human rights assessment of targeted ad policies and practices | Shareholder | Abstain | Against | ||||||||||
12. | Stockholder proposal regarding algorithm disclosures | Shareholder | Abstain | Against | ||||||||||
13. | Stockholder proposal regarding a report on alignment of YouTube policies with legislation | Shareholder | Against | For | ||||||||||
14. | Stockholder proposal regarding a content governance report | Shareholder | Abstain | Against | ||||||||||
15. | Stockholder proposal regarding a performance review of the Audit and Compliance Committee | Shareholder | Against | For | ||||||||||
16. | Stockholder proposal regarding bylaws amendment | Shareholder | Against | For | ||||||||||
17. | Stockholder proposal regarding "executives to retain significant stock" | Shareholder | Against | For | ||||||||||
18. | Stockholder proposal regarding equal shareholder voting | Shareholder | Against | For | ||||||||||
BACKBLAZE, INC. | ||||||||||||||
Security | 05637B105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | BLZE | Meeting Date | 05-Jun-2023 | |||||||||||
ISIN | US05637B1052 | Agenda | 935829462 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Jocelyn Carter-Miller | For | For | |||||||||||
2. | To ratify the appointment of BDO USA, LLP as the company's independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | For | For | ||||||||||
3. | To approve an amendment and restatement of the company's 2021 Equity Incentive Plan. | Management | Against | Against | ||||||||||
FORTIVE CORPORATION | ||||||||||||||
Security | 34959J108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | FTV | Meeting Date | 06-Jun-2023 | |||||||||||
ISIN | US34959J1088 | Agenda | 935830958 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1a. | Election of Director to serve for a one-year term expiring at the 2024 Annual Meeting: Eric Branderiz | Management | For | For | ||||||||||
1b. | Election of Director to serve for a one-year term expiring at the 2024 Annual Meeting: Daniel L. Comas | Management | For | For | ||||||||||
1c. | Election of Director to serve for a one-year term expiring at the 2024 Annual Meeting: Sharmistha Dubey | Management | For | For | ||||||||||
1d. | Election of Director to serve for a one-year term expiring at the 2024 Annual Meeting: Rejji P. Hayes | Management | For | For | ||||||||||
1e. | Election of Director to serve for a one-year term expiring at the 2024 Annual Meeting: Wright Lassiter III | Management | For | For | ||||||||||
1f. | Election of Director to serve for a one-year term expiring at the 2024 Annual Meeting: James A. Lico | Management | For | For | ||||||||||
1g. | Election of Director to serve for a one-year term expiring at the 2024 Annual Meeting: Kate D. Mitchell | Management | For | For | ||||||||||
1h. | Election of Director to serve for a one-year term expiring at the 2024 Annual Meeting: Jeannine P. Sargent | Management | For | For | ||||||||||
1i. | Election of Director to serve for a one-year term expiring at the 2024 Annual Meeting: Alan G. Spoon | Management | For | For | ||||||||||
2. | To approve on an advisory basis Fortive's named executive officer compensation. | Management | For | For | ||||||||||
3. | To hold an advisory vote relating to the frequency of future shareholder advisory votes on Fortive's named executive officer compensation. | Management | 1 Year | For | ||||||||||
4. | To ratify the appointment of Ernst & Young LLP as Fortive's independent registered public accounting firm for the year ending December 31, 2023. | Management | For | For | ||||||||||
5. | To consider and act upon a shareholder proposal seeking shareholder ratification of termination pay. | Shareholder | Against | For | ||||||||||
RESIDEO TECHNOLOGIES, INC. | ||||||||||||||
Security | 76118Y104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | REZI | Meeting Date | 07-Jun-2023 | |||||||||||
ISIN | US76118Y1047 | Agenda | 935843246 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1a. | Election of Director: Roger Fradin | Management | For | For | ||||||||||
1b. | Election of Director: Jay Geldmacher | Management | For | For | ||||||||||
1c. | Election of Director: Paul Deninger | Management | For | For | ||||||||||
1d. | Election of Director: Cynthia Hostetler | Management | For | For | ||||||||||
1e. | Election of Director: Brian Kushner | Management | For | For | ||||||||||
1f. | Election of Director: Jack Lazar | Management | For | For | ||||||||||
1g. | Election of Director: Nina Richardson | Management | For | For | ||||||||||
1h. | Election of Director: Andrew Teich | Management | For | For | ||||||||||
1i. | Election of Director: Sharon Wienbar | Management | For | For | ||||||||||
1j. | Election of Director: Kareem Yusuf | Management | For | For | ||||||||||
2. | Advisory Vote to Approve Executive Compensation. | Management | For | For | ||||||||||
3. | Ratification of the Appointment of Independent Registered Public Accounting Firm. | Management | For | For | ||||||||||
4. | Approval of the Amended and Restated 2018 Stock Incentive Plan of Resideo Technologies, Inc. and its Affiliates. | Management | Against | Against | ||||||||||
5. | Shareholder Proposal Regarding Shareholder Ratification of Termination Pay. | Shareholder | Against | For | ||||||||||
NASDAQ, INC. | ||||||||||||||
Security | 631103108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | NDAQ | Meeting Date | 21-Jun-2023 | |||||||||||
ISIN | US6311031081 | Agenda | 935854073 - Management | |||||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
1a. | Election of Director: Melissa M. Arnoldi | Management | For | For | ||||||||||
1b. | Election of Director: Charlene T. Begley | Management | For | For | ||||||||||
1c. | Election of Director: Steven D. Black | Management | For | For | ||||||||||
1d. | Election of Director: Adena T. Friedman | Management | For | For | ||||||||||
1e. | Election of Director: Essa Kazim | Management | For | For | ||||||||||
1f. | Election of Director: Thomas A. Kloet | Management | For | For | ||||||||||
1g. | Election of Director: Michael R. Splinter | Management | For | For | ||||||||||
1h. | Election of Director: Johan Torgeby | Management | For | For | ||||||||||
1i. | Election of Director: Toni Townes-Whitley | Management | For | For | ||||||||||
1j. | Election of Director: Jeffery W. Yabuki | Management | For | For | ||||||||||
1k. | Election of Director: Alfred W. Zollar | Management | For | For | ||||||||||
2. | Advisory vote to approve the Company's executive compensation as presented in the Proxy Statement | Management | For | For | ||||||||||
3. | Advisory vote on the frequency of future advisory votes on executive compensation | Management | 1 Year | For | ||||||||||
4. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023 | Management | For | For | ||||||||||
5. | A Shareholder Proposal entitled "Independent Board Chairman" | Shareholder | Against | For |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Registrant | Gabelli ETFs Trust |
By (Signature and Title)* | /s/ John C. Ball |
John C. Ball, President and Principal Executive Officer |
Date | August 25, 2023 |
*Print the name and title of each signing officer under his or her signature.