N-PX 1 getft-html5444_npx.htm GABELLI ETFS TRUST_N-PX

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED

MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act file number 811-23568

 

Gabelli ETFs Trust

 

(Exact name of registrant as specified in charter)

 

One Corporate Center

Rye, New York 10580-1422

 

(Address of principal executive offices) (Zip code)

 

John C. Ball

Gabelli Funds, LLC

One Corporate Center

Rye, New York 10580-7724

 

(Name and address of agent for service)

 

Registrant’s telephone number, including area code: 1-800-422-3554

 

Date of fiscal year end: December 31

 

Date of reporting period: July 1, 2021 – June 30, 2022*

 

*Gabelli Automation ETF commenced operations on January 5, 2022. Gabelli Financial Services Opportunities ETF commenced operations on May 10, 2022.

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (17 CFR 239.24 and 274.5), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.

 

 

PROXY VOTING RECORD

FOR PERIOD JULY 1, 2021 TO JUNE 30, 2022*

*Gabelli Automation ETF commenced operations on January 5, 2022. Gabelli Financial Services Opportunities ETF commenced operations on May 10, 2022.

There is no proxy voting activity for the following Funds, which did not hold any votable positions during the reporting period:

 

Gabelli Automation ETF

 

Gabelli Financial Services Opportunities ETF

 

ProxyEdge Report Date: 07/05/2022
Meeting Date Range: 07/01/2021 - 06/30/2022 1
Gabelli Growth Innovators ETF  

 

Investment Company Report

 

  SNOWFLAKE INC.    
  Security 833445109       Meeting Type Annual  
  Ticker Symbol SNOW                  Meeting Date 08-Jul-2021  
  ISIN US8334451098       Agenda 935443375 - Management
                             
  Item Proposal Proposed by   Vote For/Against
Management
   
  1A.   Election of Class I Director: Benoit Dageville Management   For   For    
  1B.   Election of Class I Director: Mark S. Garrett Management   For   For    
  1C.   Election of Class I Director: Jayshree V. Ullal Management   For   For    
  2.    To ratify the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending January 31, 2022. Management   For   For    
  TAKE-TWO INTERACTIVE SOFTWARE, INC.    
  Security 874054109       Meeting Type Annual  
  Ticker Symbol TTWO                  Meeting Date 14-Sep-2021  
  ISIN US8740541094       Agenda 935479584 - Management
                             
  Item Proposal Proposed by   Vote For/Against
Management
   
  1A.   Election of Director: Strauss Zelnick Management   For   For    
  1B.   Election of Director: Michael Dornemann Management   For   For    
  1C.   Election of Director: J. Moses Management   For   For    
  1D.   Election of Director: Michael Sheresky Management   For   For    
  1E.   Election of Director: LaVerne Srinivasan Management   For   For    
  1F.   Election of Director: Susan Tolson Management   For   For    
  1G.   Election of Director: Paul Viera Management   For   For    
  1H.   Election of Director: Roland Hernandez Management   For   For    
  2.    Approval, on a non-binding advisory basis, of the compensation of the Company’s “named executive officers” as disclosed in the Proxy Statement. Management   For   For    
  3.    Approval of the amendment to the Amended and Restated Take-Two Interactive Software, Inc. 2017 Stock Incentive Plan. Management   Against   Against    
  4.    Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending March 31, 2022. Management   For   For    
  INTUITIVE SURGICAL, INC.    
  Security 46120E602       Meeting Type Special 
  Ticker Symbol ISRG                  Meeting Date 20-Sep-2021  
  ISIN US46120E6023       Agenda 935489434 - Management
                             
  Item Proposal Proposed by   Vote For/Against
Management
   
  1.    TO APPROVE THE COMPANY’S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FOR THE PURPOSE OF EFFECTING A THREE-FOR-ONE STOCK SPLIT. Management   For   For    
  BLOCK, INC.    
  Security 852234103       Meeting Type Special 
  Ticker Symbol SQ                    Meeting Date 03-Nov-2021  
  ISIN US8522341036       Agenda 935505858 - Management
                             
  Item Proposal Proposed by   Vote For/Against
Management
   
  1.    Approve the issuance of shares of Class A common stock of Square, Inc. (“Square”) (including shares underlying CHESS Depositary Interests) to shareholders of Afterpay Limited (“Afterpay”) pursuant to a Scheme of Arrangement between Afterpay and its shareholders and a Deed Poll to be executed by Square and Lanai (AU) 2 Pty Ltd (“Square Sub”), as contemplated by the Scheme Implementation Deed, dated as of August 2, 2021, and as it may be further amended or supplemented, by and among Square, Square Sub, and Afterpay (the “Transaction Proposal”). Management   For   For    
  2.    Approve one or more adjournments of the special meeting of stockholders of Square, if necessary or appropriate and consented to by Afterpay, including to permit further solicitation of proxies if there are insufficient votes at the time of the special meeting of stockholders to approve the Transaction Proposal. Management   For   For    
  MICROSOFT CORPORATION    
  Security 594918104       Meeting Type Annual  
  Ticker Symbol MSFT                  Meeting Date 30-Nov-2021  
  ISIN US5949181045       Agenda 935505480 - Management
                             
  Item Proposal Proposed by   Vote For/Against
Management
   
  1A.   Election of Director: Reid G. Hoffman Management   For   For    
  1B.   Election of Director: Hugh F. Johnston Management   For   For    
  1C.   Election of Director: Teri L. List Management   For   For    
  1D.   Election of Director: Satya Nadella Management   For   For    
  1E.   Election of Director: Sandra E. Peterson Management   For   For    
  1F.   Election of Director: Penny S. Pritzker Management   For   For    
  1G.   Election of Director: Carlos A. Rodriguez Management   For   For    
  1H.   Election of Director: Charles W. Scharf Management   For   For    
  1I.   Election of Director: John W. Stanton Management   For   For    
  1J.   Election of Director: John W. Thompson Management   For   For    
  1K.   Election of Director: Emma N. Walmsley Management   For   For    
  1L.   Election of Director: Padmasree Warrior Management   For   For    
  2.    Advisory vote to approve named executive officer compensation. Management   For   For    
  3.    Approve Employee Stock Purchase Plan. Management   For   For    
  4.    Ratification of the Selection of Deloitte & Touche LLP as our Independent Auditor for Fiscal Year 2022. Management   For   For    
  5.    Shareholder Proposal - Report on median pay gaps across race and gender. Shareholder   Abstain   Against    
  6.    Shareholder Proposal - Report on effectiveness of workplace sexual harassment policies. Shareholder   Abstain   Against    
  7.    Shareholder Proposal - Prohibition on sales of facial recognition technology to all government entities. Shareholder   Against   For    
  8.    Shareholder Proposal - Report on implementation of the Fair Chance Business Pledge. Shareholder   Abstain   Against    
  9.    Shareholder Proposal - Report on how lobbying activities align with company policies. Shareholder   Abstain   Against    
  MEDTRONIC PLC    
  Security G5960L103       Meeting Type Annual  
  Ticker Symbol MDT                   Meeting Date 09-Dec-2021  
  ISIN IE00BTN1Y115       Agenda 935510429 - Management
                             
  Item Proposal Proposed by   Vote For/Against
Management
   
  1A.   Election of Director until the 2022 Annual General Meeting: Richard H. Anderson Management   For   For    
  1B.   Election of Director until the 2022 Annual General Meeting: Craig Arnold Management   For   For    
  1C.   Election of Director until the 2022 Annual General Meeting: Scott C. Donnelly Management   For   For    
  1D.   Election of Director until the 2022 Annual General Meeting: Andrea J. Goldsmith, Ph.D. Management   For   For    
  1E.   Election of Director until the 2022 Annual General Meeting: Randall J. Hogan, III Management   For   For    
  1F.   Election of Director until the 2022 Annual General Meeting: Kevin E. Lofton Management   For   For    
  1G.   Election of Director until the 2022 Annual General Meeting: Geoffrey S. Martha Management   For   For    
  1H.   Election of Director until the 2022 Annual General Meeting: Elizabeth G. Nabel, M.D. Management   For   For    
  1I.   Election of Director until the 2022 Annual General Meeting: Denise M. O’Leary Management   For   For    
  1J.   Election of Director until the 2022 Annual General Meeting: Kendall J. Powell Management   For   For    
  2.    Ratifying, in a non-binding vote, the appointment of PricewaterhouseCoopers LLP as the Company’s independent auditor for fiscal year 2022 and authorizing, in a binding vote, the Board of Directors, acting through the Audit Committee, to set the auditor’s remuneration. Management   For   For    
  3.    Approving, on an advisory basis, the Company’s executive compensation. Management   For   For    
  4.    Approving, on an advisory basis, the frequency of Say- on-Pay votes. Management   1 Year   For    
  5.    Approving the new 2021 Medtronic plc Long Term Incentive Plan. Management   Against   Against    
  6.    Renewing the Board of Directors’ authority to issue shares under Irish law. Management   For   For    
  7.    Renewing the Board of Directors’ authority to opt out of pre- emption rights under Irish law. Management   Against   Against    
  8.    Authorizing the Company and any subsidiary of the Company to make overseas market purchases of Medtronic ordinary shares. Management   For   For    
  ZSCALER, INC.    
  Security 98980G102       Meeting Type Annual  
  Ticker Symbol ZS                    Meeting Date 05-Jan-2022  
  ISIN US98980G1022       Agenda 935521484 - Management
                             
  Item Proposal Proposed by   Vote For/Against
Management
   
  1.    DIRECTOR Management            
      1 Karen Blasing       For   For    
      2 Charles Giancarlo       For   For    
      3 Eileen Naughton       For   For    
  2.    To ratify the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year 2022. Management   For   For    
  3.    To approve on a non-binding, advisory basis, the compensation of our named executive officers. Management   For   For    
  VISA INC.    
  Security 92826C839       Meeting Type Annual  
  Ticker Symbol V                     Meeting Date 25-Jan-2022  
  ISIN US92826C8394       Agenda 935531550 - Management
                             
  Item Proposal Proposed by   Vote For/Against
Management
   
  1A.   Election of Director: Lloyd A. Carney Management   For   For    
  1B.   Election of Director: Mary B. Cranston Management   For   For    
  1C.   Election of Director: Francisco Javier Fernández-Carbajal Management   For   For    
  1D.   Election of Director: Alfred F. Kelly, Jr. Management   For   For    
  1E.   Election of Director: Ramon Laguarta Management   For   For    
  1F.   Election of Director: John F. Lundgren Management   For   For    
  1G.   Election of Director: Robert W. Matschullat Management   For   For    
  1H.   Election of Director: Denise M. Morrison Management   For   For    
  1I.   Election of Director: Linda J. Rendle Management   For   For    
  1J.   Election of Director: Maynard G. Webb, Jr. Management   For   For    
  2.    To approve, on an advisory basis, the compensation paid to our named executive officers. Management   For   For    
  3.    To ratify the appointment of KPMG LLP as our independent registered public accounting firm for fiscal year 2022. Management   For   For    
  CERENCE INC.    
  Security 156727109       Meeting Type Annual  
  Ticker Symbol CRNC                  Meeting Date 02-Feb-2022  
  ISIN US1567271093       Agenda 935541070 - Management
                             
  Item Proposal Proposed by   Vote For/Against
Management
   
  1.1   Election of Class III Director: Arun Sarin Management   For   For    
  1.2   Election of Class III Director: Kristi Ann Matus Management   For   For    
  1.3   Election of Class III Director: Stefan Ortmanns Management   For   For    
  2.    Ratification of the appointment of BDO USA, LLP as the Company’s independent registered public accounting firm for the fiscal year ending September 30, 2022. Management   For   For    
  3.    Approval, on a non-binding, advisory basis, of the compensation of the Company’s named executive officers, as disclosed in the proxy statement. Management   For   For    
  4.    Indication, on a non-binding, advisory basis, of preferred frequency of future shareholder non-binding, advisory votes on the compensation of the Company’s named executive officers. Management   1 Year   For    
  SEA LIMITED    
  Security 81141R100       Meeting Type Annual  
  Ticker Symbol SE                    Meeting Date 14-Feb-2022  
  ISIN US81141R1005       Agenda 935545179 - Management
                             
  Item Proposal Proposed by   Vote For/Against
Management
   
  1.    AS A SPECIAL RESOLUTION, that the Eighth Amended and Restated Memorandum and Articles of Association of the Company currently in effect be amended and restated by their deletion in their entirety and the substitution in their place of the Ninth Amended and Restated Memorandum and Articles of Association annexed as Annex A of the Notice of the Annual General Meeting. Management   Against   Against    
  ANALOG DEVICES, INC.    
  Security 032654105       Meeting Type Annual  
  Ticker Symbol ADI                   Meeting Date 09-Mar-2022  
  ISIN US0326541051       Agenda 935542248 - Management
                             
  Item Proposal Proposed by   Vote For/Against
Management
   
  1A.   Election of Director: Ray Stata Management   For   For    
  1B.   Election of Director: Vincent Roche Management   For   For    
  1C.   Election of Director: James A. Champy Management   For   For    
  1D.   Election of Director: Anantha P. Chandrakasan Management   For   For    
  1E.   Election of Director: Tunç Doluca Management   For   For    
  1F.   Election of Director: Bruce R. Evans Management   For   For    
  1G.   Election of Director: Edward H. Frank Management   For   For    
  1H.   Election of Director: Laurie H. Glimcher Management   For   For    
  1I.   Election of Director: Karen M. Golz Management   For   For    
  1J.   Election of Director: Mercedes Johnson Management   For   For    
  1K.   Election of Director: Kenton J. Sicchitano Management   For   For    
  1L.   Election of Director: Susie Wee Management   For   For    
  2.    Advisory resolution to approve the compensation of our named executive officers. Management   For   For    
  3.    Approve the Analog Devices, Inc. 2022 Employee Stock Purchase Plan. Management   For   For    
  4.    Ratification of Ernst & Young LLP as our independent registered public accounting firm for fiscal 2022. Management   For   For    
  APPLIED MATERIALS, INC.    
  Security 038222105       Meeting Type Annual  
  Ticker Symbol AMAT                  Meeting Date 10-Mar-2022  
  ISIN US0382221051       Agenda 935544381 - Management
                             
  Item Proposal Proposed by   Vote For/Against
Management
   
  1A.   Election of Director: Rani Borkar Management   For   For    
  1B.   Election of Director: Judy Bruner Management   For   For    
  1C.   Election of Director: Xun (Eric) Chen Management   For   For    
  1D.   Election of Director: Aart J. de Geus Management   For   For    
  1E.   Election of Director: Gary E. Dickerson Management   For   For    
  1F.   Election of Director: Thomas J. Iannotti Management   For   For    
  1G.   Election of Director: Alexander A. Karsner Management   For   For    
  1H.   Election of Director: Adrianna C. Ma Management   For   For    
  1I.   Election of Director: Yvonne McGill Management   For   For    
  1J.   Election of Director: Scott A. McGregor Management   For   For    
  2.    Approval, on an advisory basis, of the compensation of Applied Materials’ named executive officers for fiscal year 2021. Management   For   For    
  3.    Ratification of the appointment of KPMG LLP as Applied Materials’ independent registered public accounting firm for fiscal year 2022. Management   For   For    
  4.    Shareholder proposal to amend the appropriate company governing documents to give the owners of a combined 10% of our outstanding common stock the power to call a special shareholder meeting. Shareholder   Against   For    
  5.    Shareholder proposal to improve the executive compensation program and policy, such as to include the CEO pay ratio factor and voices from employees. Shareholder   Against   For    
  ADOBE INC.    
  Security 00724F101       Meeting Type Annual  
  Ticker Symbol ADBE                  Meeting Date 14-Apr-2022  
  ISIN US00724F1012       Agenda 935553669 - Management
                             
  Item Proposal Proposed by   Vote For/Against
Management
   
  1A.   Election of Director to serve for a one-year term: Amy Banse Management   For   For    
  1B.   Election of Director to serve for a one-year term: Brett Biggs Management   For   For    
  1C.   Election of Director to serve for a one-year term: Melanie Boulden Management   For   For    
  1D.   Election of Director to serve for a one-year term: Frank Calderoni Management   For   For    
  1E.   Election of Director to serve for a one-year term: Laura Desmond Management   For   For    
  1F.   Election of Director to serve for a one-year term: Shantanu Narayen Management   For   For    
  1G.   Election of Director to serve for a one-year term: Spencer Neumann Management   For   For    
  1H.   Election of Director to serve for a one-year term: Kathleen Oberg Management   For   For    
  1I.   Election of Director to serve for a one-year term: Dheeraj Pandey Management   For   For    
  1J.   Election of Director to serve for a one-year term: David Ricks Management   For   For    
  1K.   Election of Director to serve for a one-year term: Daniel Rosensweig Management   For   For    
  1L.   Election of Director to serve for a one-year term: John Warnock Management   For   For    
  2.    Ratify the appointment of KPMG LLP as our independent registered public accounting firm for our fiscal year ending on December 2, 2022. Management   For   For    
  3.    Approve, on an advisory basis, the compensation of our named executive officers. Management   For   For    
  APTIV PLC    
  Security G6095L109       Meeting Type Annual  
  Ticker Symbol APTV                  Meeting Date 27-Apr-2022  
  ISIN JE00B783TY65       Agenda 935560309 - Management
                             
  Item Proposal Proposed by   Vote For/Against
Management
   
  1A.   Election of Director: Kevin P. Clark Management   For   For    
  1B.   Election of Director: Richard L. Clemmer Management   For   For    
  1C.   Election of Director: Nancy E. Cooper Management   For   For    
  1D.   Election of Director: Joseph L. Hooley Management   For   For    
  1E.   Election of Director: Merit E. Janow Management   For   For    
  1F.   Election of Director: Sean O. Mahoney Management   For   For    
  1G.   Election of Director: Paul M. Meister Management   For   For    
  1H.   Election of Director: Robert K. Ortberg Management   For   For    
  1I.   Election of Director: Colin J. Parris Management   For   For    
  1J.   Election of Director: Ana G. Pinczuk Management   For   For    
  2.    Proposal to re-appoint auditors, ratify independent public accounting firm and authorize the directors to determine the fees paid to the auditors. Management   For   For    
  3.    Say-on-Pay - To approve, by advisory vote, executive compensation. Management   For   For    
  INTUITIVE SURGICAL, INC.    
  Security 46120E602       Meeting Type Annual  
  Ticker Symbol ISRG                  Meeting Date 28-Apr-2022  
  ISIN US46120E6023       Agenda 935560765 - Management
                             
  Item Proposal Proposed by   Vote For/Against
Management
   
  1A.   Election of Director: Craig H. Barratt, Ph.D. Management   For   For    
  1B.   Election of Director: Joseph C. Beery Management   For   For    
  1C.   Election of Director: Gary S. Guthart, Ph.D. Management   For   For    
  1D.   Election of Director: Amal M. Johnson Management   For   For    
  1E.   Election of Director: Don R. Kania, Ph.D. Management   For   For    
  1F.   Election of Director: Amy L. Ladd, M.D. Management   For   For    
  1G.   Election of Director: Keith R. Leonard, Jr. Management   For   For    
  1H.   Election of Director: Alan J. Levy, Ph.D. Management   For   For    
  1I.   Election of Director: Jami Dover Nachtsheim Management   For   For    
  1J.   Election of Director: Monica P. Reed, M.D. Management   For   For    
  1K.   Election of Director: Mark J. Rubash Management   For   For    
  2.    To approve, by advisory vote, the compensation of the Company’s Named Executive Officers. Management   For   For    
  3.    The ratification of appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2022. Management   For   For    
  4.    To approve the Company’s Amended and Restated 2010 Incentive Award Plan. Management   Against   Against    
  ASML HOLDINGS N.V.    
  Security N07059210       Meeting Type Annual  
  Ticker Symbol ASML                  Meeting Date 29-Apr-2022  
  ISIN USN070592100       Agenda 935599449 - Management
                             
  Item Proposal Proposed by   Vote For/Against
Management
   
  3A    Advisory vote on the remuneration report for the Board of Management and the Supervisory Board for the financial year 2021 Management   Against   Against    
  3B    Proposal to adopt the financial statements of the Company for the financial year 2021, as prepared in accordance with Dutch law Management   For   For    
  3D    Proposal to adopt a dividend in respect of the financial year 2021 Management   For   For    
  4A    Proposal to discharge the members of the Board of Management from liability for their responsibilities in the financial year 2021 Management   For   For    
  4B    Proposal to discharge the members of the Supervisory Board from liability for their responsibilities in the financial year 2021 Management   For   For    
  5     Proposal to approve the number of shares for the Board of Management Management   For   For    
  6     Proposal to amend the Remuneration Policy for the Board of Management Management   For   For    
  8D    Proposal to reappoint Ms. T.L. Kelly as a member of the Supervisory Board Management   For   For    
  8E    Proposal to appoint Mr. A.F.M. Everke as a member of the Supervisory Board Management   For   For    
  8F    Proposal to appoint Ms. A.L. Steegen as a member of the Supervisory Board Management   For   For    
  9     Proposal to appoint KPMG Accountants N.V. as external auditor for the reporting years 2023 and 2024 Management   For   For    
  11    Proposal to amend the Articles of Association of the Company Management   For   For    
  12A   Authorization to issue ordinary shares or grant rights to subscribe for ordinary shares up to 5% for general purposes and up to 5% in connection with or on the occasion of mergers, acquisitions and/or (strategic) alliances Management   For   For    
  12B   Authorization of the Board of Management to restrict or exclude pre-emption rights in connection with the authorizations referred to in item 12A. Management   For   For    
  13    Proposal to authorize the Board of Management to repurchase ordinary shares up to 10% of the issued share capital Management   For   For    
  14    Proposal to cancel ordinary shares Management   For   For    
  EDWARDS LIFESCIENCES CORPORATION    
  Security 28176E108       Meeting Type Annual  
  Ticker Symbol EW                    Meeting Date 03-May-2022  
  ISIN US28176E1082       Agenda 935572481 - Management
                             
  Item Proposal Proposed by   Vote For/Against
Management
   
  1.1   Election of Director: Kieran T. Gallahue Management   For   For    
  1.2   Election of Director: Leslie S. Heisz Management   For   For    
  1.3   Election of Director: Paul A. LaViolette Management   For   For    
  1.4   Election of Director: Steven R. Loranger Management   For   For    
  1.5   Election of Director: Martha H. Marsh Management   For   For    
  1.6   Election of Director: Michael A. Mussallem Management   For   For    
  1.7   Election of Director: Ramona Sequeira Management   For   For    
  1.8   Election of Director: Nicholas J. Valeriani Management   For   For    
  2.    Advisory Vote to Approve Named Executive Officer Compensation Management   For   For    
  3.    Ratification of Appointment of Independent Registered Public Accounting Firm Management   For   For    
  4.    Stockholder Proposal for an Advisory Vote to Reduce the Share Ownership Threshold to Call a Special Meeting Shareholder   Against   For    
  LATTICE SEMICONDUCTOR CORPORATION    
  Security 518415104       Meeting Type Annual  
  Ticker Symbol LSCC                  Meeting Date 06-May-2022  
  ISIN US5184151042       Agenda 935574346 - Management
                             
  Item Proposal Proposed by   Vote For/Against
Management
   
  1.1   Election of Director: James R. Anderson Management   For   For    
  1.2   Election of Director: Robin A. Abrams Management   For   For    
  1.3   Election of Director: Mark E. Jensen Management   For   For    
  1.4   Election of Director: Anjali Joshi Management   For   For    
  1.5   Election of Director: James P. Lederer Management   For   For    
  1.6   Election of Director: Krishna Rangasayee Management   For   For    
  1.7   Election of Director: D. Jeffrey Richardson Management   For   For    
  2.    To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2022. Management   For   For    
  3.    To approve on a non-binding, advisory basis, the compensation of our Named Executive Officers (as defined below in the section of the Proxy Statement titled “Compensation Discussion and Analysis”). Management   For   For    
  UBER TECHNOLOGIES, INC.    
  Security 90353T100       Meeting Type Annual  
  Ticker Symbol UBER                  Meeting Date 09-May-2022  
  ISIN US90353T1007       Agenda 935579067 - Management
                             
  Item Proposal Proposed by   Vote For/Against
Management
   
  1A.   Election of Director: Ronald Sugar Management   For   For    
  1B.   Election of Director: Revathi Advaithi Management   For   For    
  1C.   Election of Director: Ursula Burns Management   For   For    
  1D.   Election of Director: Robert Eckert Management   For   For    
  1E.   Election of Director: Amanda Ginsberg Management   For   For    
  1F.   Election of Director: Dara Khosrowshahi Management   For   For    
  1G.   Election of Director: Wan Ling Martello Management   For   For    
  1H.   Election of Director: Yasir Al-Rumayyan Management   For   For    
  1I.   Election of Director: John Thain Management   For   For    
  1J.   Election of Director: David Trujillo Management   For   For    
  1K.   Election of Director: Alexander Wynaendts Management   For   For    
  2.    Advisory vote to approve 2021 named executive officer compensation. Management   For   For    
  3.    Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2022. Management   For   For    
  4.    Stockholder proposal to prepare an annual report on lobbying activities. Shareholder   Abstain   Against    
  DANAHER CORPORATION    
  Security 235851102       Meeting Type Annual  
  Ticker Symbol DHR                   Meeting Date 10-May-2022  
  ISIN US2358511028       Agenda 935575057 - Management
                             
  Item Proposal Proposed by   Vote For/Against
Management
   
  1A.   Election of Director to hold office until the 2023 Annual Meeting of Shareholders: Rainer M. Blair Management   For   For    
  1B.   Election of Director to hold office until the 2023 Annual Meeting of Shareholders: Linda Filler Management   For   For    
  1C.   Election of Director to hold office until the 2023 Annual Meeting of Shareholders: Teri List Management   For   For    
  1D.   Election of Director to hold office until the 2023 Annual Meeting of Shareholders: Walter G. Lohr, Jr. Management   For   For    
  1E.   Election of Director to hold office until the 2023 Annual Meeting of Shareholders: Jessica L. Mega, MD, MPH Management   For   For    
  1F.   Election of Director to hold office until the 2023 Annual Meeting of Shareholders: Mitchell P. Rales Management   For   For    
  1G.   Election of Director to hold office until the 2023 Annual Meeting of Shareholders: Steven M. Rales Management   For   For    
  1H.   Election of Director to hold office until the 2023 Annual Meeting of Shareholders: Pardis C. Sabeti, MD, D. PHIL Management   For   For    
  1I.   Election of Director to hold office until the 2023 Annual Meeting of Shareholders: A. Shane Sanders Management   For   For    
  1J.   Election of Director to hold office until the 2023 Annual Meeting of Shareholders: John T. Schwieters Management   For   For    
  1K.   Election of Director to hold office until the 2023 Annual Meeting of Shareholders: Alan G. Spoon Management   For   For    
  1L.   Election of Director to hold office until the 2023 Annual Meeting of Shareholders: Raymond C. Stevens, Ph.D Management   For   For    
  1M.   Election of Director to hold office until the 2023 Annual Meeting of Shareholders: Elias A. Zerhouni, MD Management   For   For    
  2.    To ratify the selection of Ernst & Young LLP as Danaher’s independent registered public accounting firm for the year ending December 31, 2022. Management   For   For    
  3.    To approve on an advisory basis the Company’s named executive officer compensation. Management   For   For    
  4.    To act upon a shareholder proposal requesting that Danaher amend its governing documents to reduce the percentage of shares required for shareholders to call a special meeting of shareholders from 25% to 10%. Shareholder   Against   For    
  ZOOMINFO TECHNOLOGIES INC.    
  Security 98980F104       Meeting Type Annual  
  Ticker Symbol ZI                    Meeting Date 17-May-2022  
  ISIN US98980F1049       Agenda 935587177 - Management
                             
  Item Proposal Proposed by   Vote For/Against
Management
   
  1.    Election of Director: Mark Mader Management   For   For    
  2.    To ratify the appointment of KPMG LLP as our independent registered public accounting firm for 2022. Management   For   For    
  3.    To approve, on an advisory, non-binding basis, the frequency of future stockholder non-binding advisory votes on the compensation of our named executive officers. Management   1 Year   For    
  4A.   To approve administrative amendments to governing documents related to our corporate reorganization, including: Amend provisions in our amended and restated certificate of incorporation relating to our classes of common stock. Management   For   For    
  4B.   To approve administrative amendments to governing documents related to our corporate reorganization, including: Remove the pass-through voting provision from our subsidiary’s certificate of incorporation. Management   For   For    
  THERMO FISHER SCIENTIFIC INC.    
  Security 883556102       Meeting Type Annual  
  Ticker Symbol TMO                   Meeting Date 18-May-2022  
  ISIN US8835561023       Agenda 935585058 - Management
                             
  Item Proposal Proposed by   Vote For/Against
Management
   
  1A.   Election of director: Marc N. Casper Management   For   For    
  1B.   Election of director: Nelson J. Chai Management   For   For    
  1C.   Election of director: Ruby R. Chandy Management   For   For    
  1D.   Election of director: C. Martin Harris Management   For   For    
  1E.   Election of director: Tyler Jacks Management   For   For    
  1F.   Election of director: R. Alexandra Keith Management   For   For    
  1G.   Election of director: Jim P. Manzi Management   For   For    
  1H.   Election of director: James C. Mullen Management   For   For    
  1I.   Election of director: Lars R. Sorensen Management   For   For    
  1J.   Election of director: Debora L. Spar Management   For   For    
  1K.   Election of director: Scott M. Sperling Management   For   For    
  1L.   Election of director: Dion J. Weisler Management   For   For    
  2.    An advisory vote to approve named executive officer compensation. Management   For   For    
  3.    Ratification of the Audit Committee’s selection of PricewaterhouseCoopers LLP as the Company’s independent auditors for 2022. Management   For   For    
  TAKE-TWO INTERACTIVE SOFTWARE, INC.    
  Security 874054109       Meeting Type Special 
  Ticker Symbol TTWO                  Meeting Date 19-May-2022  
  ISIN US8740541094       Agenda 935610988 - Management
                             
  Item Proposal Proposed by   Vote For/Against
Management
   
  1.    Approval of the issuance of shares of Take-Two common stock in connection with the combination contemplated by the Agreement and Plan of Merger, dated January 9, 2022, among Take-Two, Zebra MS I, Inc., Zebra MS II, Inc. and Zynga, as the same may be amended from time to time. Management   For   For    
  2.    Approval and adoption of an amendment to the Company’s Restated Certificate of Incorporation to increase the number of authorized shares of Company capital stock from 205,000,000 to 305,000,000, of which 300,000,000 shares will be common stock and 5,000,000 shares will be preferred stock. Management   For   For    
  3.    Approval of the adjournment of the Company’s special meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the Company’s special meeting to approve proposals 1 and 2. Management   For   For    
  META PLATFORMS, INC.    
  Security 30303M102       Meeting Type Annual  
  Ticker Symbol FB                    Meeting Date 25-May-2022  
  ISIN US30303M1027       Agenda 935601559 - Management
                             
  Item Proposal Proposed by   Vote For/Against
Management
   
  1.    DIRECTOR Management            
      1 Peggy Alford       For   For    
      2 Marc L. Andreessen       For   For    
      3 Andrew W. Houston       For   For    
      4 Nancy Killefer       For   For    
      5 Robert M. Kimmitt       For   For    
      6 Sheryl K. Sandberg       For   For    
      7 Tracey T. Travis       For   For    
      8 Tony Xu       For   For    
      9 Mark Zuckerberg       For   For    
  2.    To ratify the appointment of Ernst & Young LLP as Meta Platforms, Inc.’s independent registered public accounting firm for the fiscal year ending December 31, 2022. Management   For   For    
  3.    To approve, on a non-binding advisory basis, the compensation program for Meta Platforms, Inc.’s named executive officers as disclosed in Meta Platforms, Inc.’s proxy statement. Management   For   For    
  4.    A shareholder proposal regarding dual class capital structure. Shareholder   Against   For    
  5.    A shareholder proposal regarding an independent chair. Shareholder   Against   For    
  6.    A shareholder proposal regarding concealment clauses. Shareholder   Abstain   Against    
  7.    A shareholder proposal regarding report on external costs of misinformation. Shareholder   Abstain   Against    
  8.    A shareholder proposal regarding report on community standards enforcement. Shareholder   Abstain   Against    
  9.    A shareholder proposal regarding report and advisory vote on the metaverse. Shareholder   Abstain   Against    
  10.   A shareholder proposal regarding human rights impact assessment. Shareholder   Abstain   Against    
  11.   A shareholder proposal regarding child sexual exploitation online. Shareholder   Abstain   Against    
  12.   A shareholder proposal regarding civil rights and non- discrimination audit. Shareholder   Abstain   Against    
  13.   A shareholder proposal regarding report on lobbying. Shareholder   Abstain   Against    
  14.   A shareholder proposal regarding assessment of audit & risk oversight committee. Shareholder   Abstain   Against    
  15.   A shareholder proposal regarding report on charitable donations. Shareholder   Abstain   Against    
  AMAZON.COM, INC.    
  Security 023135106       Meeting Type Annual  
  Ticker Symbol AMZN                  Meeting Date 25-May-2022  
  ISIN US0231351067       Agenda 935609288 - Management
                             
  Item Proposal Proposed by   Vote For/Against
Management
   
  1a.   Election of Director: Jeffrey P. Bezos Management   For   For    
  1b.   Election of Director: Andrew R. Jassy Management   For   For    
  1c.   Election of Director: Keith B. Alexander Management   For   For    
  1d.   Election of Director: Edith W. Cooper Management   For   For    
  1e.   Election of Director: Jamie S. Gorelick Management   For   For    
  1f.   Election of Director: Daniel P. Huttenlocher Management   For   For    
  1g.   Election of Director: Judith A. McGrath Management   For   For    
  1h.   Election of Director: Indra K. Nooyi Management   For   For    
  1i.   Election of Director: Jonathan J. Rubinstein Management   For   For    
  1j.   Election of Director: Patricia Q. Stonesifer Management   For   For    
  1k.   Election of Director: Wendell P. Weeks Management   For   For    
  2.    RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS Management   For   For    
  3.    ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION Management   For   For    
  4.    APPROVAL OF AN AMENDMENT TO THE COMPANY’S RESTATED CERTIFICATE OF INCORPORATION TO EFFECT A 20-FOR-1 SPLIT OF THE COMPANY’S COMMON STOCK AND A PROPORTIONATE INCREASE IN THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK Management   For   For    
  5.    SHAREHOLDER PROPOSAL REQUESTING A REPORT ON RETIREMENT PLAN OPTIONS Shareholder   Abstain   Against    
  6.    SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER DUE DILIGENCE Shareholder   Abstain   Against    
  7.    SHAREHOLDER PROPOSAL REQUESTING AN ALTERNATIVE DIRECTOR CANDIDATE POLICY Shareholder   Against   For    
  8.    SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PACKAGING MATERIALS Shareholder   Abstain   Against    
  9.    SHAREHOLDER PROPOSAL REQUESTING A REPORT ON WORKER HEALTH AND SAFETY DIFFERENCES Shareholder   Abstain   Against    
  10.   SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON RISKS ASSOCIATED WITH THE USE OF CERTAIN CONTRACT CLAUSES Shareholder   Abstain   Against    
  11.   SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CHARITABLE CONTRIBUTIONS Shareholder   Abstain   Against    
  12.   SHAREHOLDER PROPOSAL REQUESTING ALTERNATIVE TAX REPORTING Shareholder   Abstain   Against    
  13.   SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON FREEDOM OF ASSOCIATION Shareholder   Against   For    
  14.   SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON LOBBYING Shareholder   Abstain   Against    
  15.   SHAREHOLDER PROPOSAL REQUESTING A POLICY REQUIRING MORE DIRECTOR CANDIDATES THAN BOARD SEATS Shareholder   Against   For    
  16.   SHAREHOLDER PROPOSAL REQUESTING A REPORT ON WAREHOUSE WORKING CONDITIONS Shareholder   Abstain   Against    
  17.   SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON GENDER/RACIAL PAY Shareholder   Abstain   Against    
  18.   SHAREHOLDER PROPOSAL REQUESTING A DIVERSITY AND EQUITY AUDIT Shareholder   Abstain   Against    
  19.   SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER USE OF CERTAIN TECHNOLOGIES Shareholder   Abstain   Against    
  CLOUDFLARE, INC.    
  Security 18915M107       Meeting Type Annual  
  Ticker Symbol NET                   Meeting Date 02-Jun-2022  
  ISIN US18915M1071       Agenda 935609620 - Management
                             
  Item Proposal Proposed by   Vote For/Against
Management
   
  1.    DIRECTOR Management            
      1 Mark Anderson       For   For    
      2 Mark Hawkins       For   For    
      3 Carl Ledbetter       For   For    
  2.    Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2022. Management   For   For    
  3.    To approve, on an advisory basis, the compensation of our named executive officers. Management   For   For    
  4.    To approve the performance equity awards granted to our co-founders, Matthew Prince and Michelle Zatlyn. Management   For   For    
  PAYPAL HOLDINGS, INC.    
  Security 70450Y103       Meeting Type Annual  
  Ticker Symbol PYPL                  Meeting Date 02-Jun-2022  
  ISIN US70450Y1038       Agenda 935613744 - Management
                             
  Item Proposal Proposed by   Vote For/Against
Management
   
  1a.   Election of Director: Rodney C. Adkins Management   For   For    
  1b.   Election of Director: Jonathan Christodoro Management   For   For    
  1c.   Election of Director: John J. Donahoe Management   For   For    
  1d.   Election of Director: David W. Dorman Management   For   For    
  1e.   Election of Director: Belinda J. Johnson Management   For   For    
  1f.   Election of Director: Enrique Lores Management   For   For    
  1g.   Election of Director: Gail J. McGovern Management   For   For    
  1h.   Election of Director: Deborah M. Messemer Management   For   For    
  1i.   Election of Director: David M. Moffett Management   For   For    
  1j.   Election of Director: Ann M. Sarnoff Management   For   For    
  1k.   Election of Director: Daniel H. Schulman Management   For   For    
  1l.   Election of Director: Frank D. Yeary Management   For   For    
  2.    Advisory Vote to Approve Named Executive Officer Compensation. Management   For   For    
  3.    Advisory Vote on the Frequency of the Stockholder Advisory Vote to Approve Named Executive Officer Compensation. Management   1 Year   For    
  4.    Ratification of the Appointment of PricewaterhouseCoopers LLP as Our Independent Auditor for 2022. Management   For   For    
  5.    Stockholder Proposal - Special Shareholder Meeting Improvement. Shareholder   Against   For    
  NVIDIA CORPORATION    
  Security 67066G104       Meeting Type Annual  
  Ticker Symbol NVDA                  Meeting Date 02-Jun-2022  
  ISIN US67066G1040       Agenda 935618299 - Management
                             
  Item Proposal Proposed by   Vote For/Against
Management
   
  1A.   Election of Director: Robert K. Burgess Management   For   For    
  1B.   Election of Director: Tench Coxe Management   For   For    
  1C.   Election of Director: John O. Dabiri Management   For   For    
  1D.   Election of Director: Persis S. Drell Management   For   For    
  1E.   Election of Director: Jen-Hsun Huang Management   For   For    
  1F.   Election of Director: Dawn Hudson Management   For   For    
  1G.   Election of Director: Harvey C. Jones Management   For   For    
  1H.   Election of Director: Michael G. McCaffery Management   For   For    
  1I.   Election of Director: Stephen C. Neal Management   For   For    
  1J.   Election of Director: Mark L. Perry Management   For   For    
  1K.   Election of Director: A. Brooke Seawell Management   For   For    
  1L.   Election of Director: Aarti Shah Management   For   For    
  1M.   Election of Director: Mark A. Stevens Management   For   For    
  2.    Advisory approval of our executive compensation. Management   For   For    
  3.    Ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year 2023. Management   For   For    
  4.    Approval of an amendment to our charter to increase the number of authorized shares of common stock from 4 billion to 8 billion shares. Management   For   For    
  5.    Approval of an amendment and restatement of our Amended and Restated 2007 Equity Incentive Plan. Management   For   For    
  NETFLIX, INC.    
  Security 64110L106       Meeting Type Annual  
  Ticker Symbol NFLX                  Meeting Date 02-Jun-2022  
  ISIN US64110L1061       Agenda 935620422 - Management
                             
  Item Proposal Proposed by   Vote For/Against
Management
   
  1a.   Election of Class II director to hold office until the 2025 Annual Meeting of Stockholders: Timothy Haley Management   For   For    
  1b.   Election of Class II director to hold office until the 2025 Annual Meeting of Stockholders: Leslie Kilgore Management   For   For    
  1c.   Election of Class II director to hold office until the 2025 Annual Meeting of Stockholders: Strive Masiyiwa Management   For   For    
  1d.   Election of Class II director to hold office until the 2025 Annual Meeting of Stockholders: Ann Mather Management   For   For    
  2.    Management Proposal: Declassification of the Board of Directors. Management   For   For    
  3.    Management Proposal: Elimination of Supermajority Voting Provisions. Management   For   For    
  4.    Management Proposal: Creation of a New Stockholder Right to Call a Special Meeting. Management   For   For    
  5.    Ratification of Appointment of Independent Registered Public Accounting Firm. Management   For   For    
  6.    Advisory Approval of Executive Officer Compensation. Management   For   For    
  7.    Stockholder Proposal entitled, “Proposal 7 - Simple Majority Vote,” if properly presented at the meeting. Shareholder   Abstain   Against    
  8.    Stockholder Proposal entitled, “Proposal 8 - Lobbying Activity Report,” if properly presented at the meeting. Management   Abstain   Against    
  SERVICENOW, INC.    
  Security 81762P102       Meeting Type Annual  
  Ticker Symbol NOW                   Meeting Date 09-Jun-2022  
  ISIN US81762P1021       Agenda 935626068 - Management
                             
  Item Proposal Proposed by   Vote For/Against
Management
   
  1a.   Election of Director: Susan L. Bostrom Management   For   For    
  1b.   Election of Director: Teresa Briggs Management   For   For    
  1c.   Election of Director: Jonathan C. Chadwick Management   For   For    
  1d.   Election of Director: Paul E. Chamberlain Management   For   For    
  1e.   Election of Director: Lawrence J. Jackson, Jr. Management   For   For    
  1f.   Election of Director: Frederic B. Luddy Management   For   For    
  1g.   Election of Director: Jeffrey A. Miller Management   For   For    
  1h.   Election of Director: Joseph “Larry” Quinlan Management   For   For    
  1i.   Election of Director: Sukumar Rathnam Management   For   For    
  2.    To approve, on an advisory basis, the compensation of our Named Executive Officers (“Say-on-Pay”). Management   For   For    
  3.    To ratify PricewaterhouseCoopers LLP as the independent registered public accounting firm for 2022. Management   For   For    
  EXACT SCIENCES CORPORATION    
  Security 30063P105       Meeting Type Annual  
  Ticker Symbol EXAS                  Meeting Date 09-Jun-2022  
  ISIN US30063P1057       Agenda 935632629 - Management
                             
  Item Proposal Proposed by   Vote For/Against
Management
   
  1.    DIRECTOR Management            
      1 Kevin Conroy       For   For    
      2 Shacey Petrovic       For   For    
      3 Katherine Zanotti       For   For    
  2.    To ratify the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2022. Management   For   For    
  3.    To approve, on an advisory basis, the compensation of our named executive officers. Management   For   For    
  4.    To approve Amendment No. 1 to the Exact Sciences Corporation 2019 Omnibus Long-Term Incentive Plan. Management   Against   Against    
  5.    To approve the Amended and Restated Exact Sciences Corporation 2010 Employee Stock Purchase Plan. Management   For   For    
  6.    The Shareholder Proposal concerning proxy access. Shareholder   Abstain   Against    
  BLOCK, INC.    
  Security 852234103       Meeting Type Annual  
  Ticker Symbol SQ                    Meeting Date 14-Jun-2022  
  ISIN US8522341036       Agenda 935629583 - Management
                             
  Item Proposal Proposed by   Vote For/Against
Management
   
  1.    DIRECTOR Management            
      1 Jack Dorsey       For   For    
      2 Paul Deighton       For   For    
  2.    ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. Management   For   For    
  3.    ADVISORY VOTE ON THE FREQUENCY OF FUTURE STOCKHOLDER ADVISORY VOTES ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. Management   1 Year   For    
  4.    RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING DECEMBER 31, 2022. Management   For   For    
  5.    STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, REGARDING A CHANGE IN STOCKHOLDER VOTING. Shareholder   Against   For    
  MARVELL TECHNOLOGY, INC.    
  Security 573874104       Meeting Type Annual  
  Ticker Symbol MRVL                  Meeting Date 23-Jun-2022  
  ISIN US5738741041       Agenda 935647353 - Management
                             
  Item Proposal Proposed by   Vote For/Against
Management
   
  1a.   Election of Director: Sara Andrews Management   For   For    
  1b.   Election of Director: W. Tudor Brown Management   For   For    
  1c.   Election of Director: Brad W. Buss Management   For   For    
  1d.   Election of Director: Edward H. Frank Management   For   For    
  1e.   Election of Director: Richard S. Hill Management   For   For    
  1f.   Election of Director: Marachel L. Knight Management   For   For    
  1g.   Election of Director: Matthew J. Murphy Management   For   For    
  1h.   Election of Director: Michael G. Strachan Management   For   For    
  1i.   Election of Director: Robert E. Switz Management   For   For    
  1j.   Election of Director: Ford Tamer Management   For   For    
  2.    An advisory (non-binding) vote to approve compensation of our named executive officers. Management   For   For    
  3.    To amend the Marvell Technology, Inc. 2000 Employee Stock Purchase Plan to remove the term of the plan and to remove the annual evergreen feature of the plan. Management   For   For    
  4.    To ratify the appointment of Deloitte and Touche LLP as our independent registered public accounting firm for the fiscal year ending January 28, 2023. Management   For   For    
  CROWDSTRIKE HOLDINGS, INC.    
  Security 22788C105       Meeting Type Annual  
  Ticker Symbol CRWD                  Meeting Date 29-Jun-2022  
  ISIN US22788C1053       Agenda 935648622 - Management
                             
  Item Proposal Proposed by   Vote For/Against
Management
   
  1.    DIRECTOR Management            
      1 Cary J. Davis       For   For    
      2 George Kurtz       For   For    
      3 Laura J. Schumacher       For   For    
  2.    To ratify the selection of PricewaterhouseCoopers LLP as CrowdStrike’s independent registered public accounting firm for its fiscal year ending January 31, 2023. Management   For   For    

 

 

ProxyEdge Report Date: 07/05/2022
Meeting Date Range: 07/01/2021 - 06/30/2022 1
Gabelli Love Our Planet and People ETF  

 

Investment Company Report

 

  GORES HOLDINGS V, INC.    
  Security 382864106           Meeting Type Special 
  Ticker Symbol GRSV                      Meeting Date 03-Aug-2021  
  ISIN US3828641064           Agenda 935472439 - Management
                                 
  Item Proposal     Proposed by   Vote For/Against
Management
   
  1.    Merger Proposal - To consider and vote upon a proposal to adopt the Business Combination Agreement, dated as of February 22, 2021 (as amended as of March 5, 2021, and as may be amended from time to time, the “Business Combination Agreement”), by and among the Company, Ardagh Metal Packaging S.A., a public limited liability company (société anonyme) governed by the laws of the Grand Duchy of Luxembourg (“AMPSA”), Ardagh MP MergeCo Inc., a Delaware corporation (“MergeCo”), and Ardagh Group S.A., a ...(due to space limits, see proxy statement for full proposal). Management   For   For    
  2A.   Change in Authorized Shares - To approve Section 6 of AMPSA’s articles of association and the authorized one hundred billion (100,000,000,000) shares of AMPSA, each with a par value of one Euro cent (EUR 0.01), that will be authorized thereunder (“AMPSA Shares”) following the Business Combination. Management   For   For    
  2B.   Compulsory Share Transfer - To approve Section 13 of AMPSA’s articles of association and the right of a shareholder that owns 75% or more of AMPSA Shares to acquire (without the approval of AMPSA’s board of directors or any additional shareholders) the remaining AMPSA Shares in accordance with, and subject to the protections for minority shareholders included in, that provision. Management   Against   Against    
  3.    Adjournment Proposal - To consider and vote upon a proposal to allow the chairman of the Special Meeting to adjourn the Special Meeting to a later date or dates, if necessary, (A) to ensure that any supplement or amendment to the proxy statement/prospectus that the Company’s board of directors has determined in good faith is required by applicable law to be disclosed to the Company stockholders and for such supplement or amendment to be promptly disseminated to Company stockholders ...(due to space limits, see proxy statement for full proposal). Management   For   For    
  FLEX LTD.    
  Security Y2573F102           Meeting Type Annual  
  Ticker Symbol FLEX                      Meeting Date 04-Aug-2021  
  ISIN SG9999000020           Agenda 935464507 - Management
                                 
  Item Proposal     Proposed by   Vote For/Against
Management
   
  1a.   Re-election of Director: Revathi Advaithi Management   For   For    
  1b.   Re-election of Director: Michael D. Capellas Management   For   For    
  1c.   Re-election of Director: John D. Harris II Management   For   For    
  1d.   Re-election of Director: Michael E. Hurlston Management   For   For    
  1e.   Re-election of Director: Jennifer Li Management   For   For    
  1f.   Re-election of Director: Erin L. McSweeney Management   For   For    
  1g.   Re-election of Director: Marc A. Onetto Management   For   For    
  1h.   Re-election of Director: Willy C. Shih, Ph.D. Management   For   For    
  1i.   Re-election of Director: Charles K. Stevens, III Management   For   For    
  1j.   Re-election of Director: Lay Koon Tan Management   For   For    
  1k.   Re-election of Director: William D. Watkins Management   For   For    
  2.    To approve the re-appointment of Deloitte & Touche LLP as our independent auditors for the 2022 fiscal year and to authorize the Board of Directors, upon the recommendation of the Audit Committee, to fix their remuneration. Management   For   For    
  3.    NON-BINDING, ADVISORY RESOLUTION: To approve the compensation of the Company’s named executive officers, as disclosed pursuant to Item 402 of Regulation S-K, set forth in “Compensation Discussion and Analysis” and in the compensation tables and the accompanying narrative disclosure under “Executive Compensation” in the Company’s proxy statement relating to its 2021 Annual General Meeting. Management   For   For    
  4.    To approve a general authorization for the directors of Flex to allot and issue ordinary shares. Management   For   For    
  5.    To approve a renewal of the Share Purchase Mandate permitting Flex to purchase or otherwise acquire its own issued ordinary shares. Management   For   For    
  RENOVARE ENVIRONMENTAL, INC.    
  Security 09074B107           Meeting Type Annual  
  Ticker Symbol BHTG                      Meeting Date 26-Aug-2021  
  ISIN US09074B1070           Agenda 935468202 - Management
                                 
  Item Proposal     Proposed by   Vote For/Against
Management
   
  1)    DIRECTOR Management            
      1 Frank E. Celli       For   For    
      2 James D. Chambers       Withheld   Against    
      3 Tony Fuller       For   For    
      4 Robert A. Graham       Withheld   Against    
      5 Harriet Hentges       Withheld   Against    
      6 Walter Littlejohn III       For   For    
      7 Nicholause Rohleder       Withheld   Against    
  2)    To ratify the appointment of Marcum LLP as the independent registered accounting firm for the fiscal year ending December 31,2021. Management   For   For    
  SUSTAINABLE OPPORTUNITIES ACQ. CORP.    
  Security G8598Y109           Meeting Type Special 
  Ticker Symbol SOAC                      Meeting Date 03-Sep-2021  
  ISIN KYG8598Y1098           Agenda 935485943 - Management
                                 
  Item Proposal     Proposed by   Vote For/Against
Management
   
  1.    The Continuance Proposal - to consider and vote upon a proposal by special resolution to approve the migration and continuance of SOAC from the Cayman Islands to British Columbia, pursuant to Part XII of the Cayman Islands Companies Act (as Revised) and Part 9, Division 8 of the Business Corporations Act (British Columbia) (the “BCBCA”) (such continuance, the “Continuance”). Management   For   For    
  2.    The Business Combination Proposal - to consider and vote upon a proposal by ordinary resolution to approve the Business Combination Agreement, dated as of March 4, 2021 (as amended or supplemented from time to time, the “Business Combination Agreement”), by and among SOAC, 1291924 B.C. Unlimited Liability Company, an unlimited liability company existing under the laws of British Columbia, Canada (“NewCo Sub”) and DeepGreen Metals Inc., a company existing under the laws of British Columbia, ...(due to space limits, see proxy statement for full proposal). Management   For   For    
  3.    The Charter Proposal - to consider and vote upon the approval by special resolution of the amendment and restatement of the Existing Governing Documents (as defined herein) in their entirety by the notice and articles of association of TMC the metals company Inc. (the “TMC Articles”), including the change in authorized share capital and change of name of SOAC to “TMC the metals company Inc.” in connection with the Business Combination. SOAC refers to this as the “Charter Proposal.” Management   For   For    
  4A.   Organizational Documents Proposal 4a - the establishment of the authorized capital of TMC to consist of (i) an unlimited number of common shares, (ii) an unlimited number of preferred shares, issuable in series, and (iii) the TMC Special Shares, in each case, without par value (this proposal is referred to herein as “Organizational Documents Proposal 4a”). Management   Against   Against    
  4B.   Organizational Documents Proposal 4b - the declassification of the board of directors with the result being that each director will be elected on an annual basis (this proposal is referred to herein as “Organizational Documents Proposal 4b”). Management   For   For    
  4C.   Organizational Documents Proposal 4c - the reduction of the requisite quorum for a meeting of shareholders from a majority to at least two shareholders representing no less than one-third (33 1/3%) of the shares entitled to vote at such meeting (this proposal is referred to herein as “Organizational Documents Proposal 4c”). Management   For   For    
  4D.   Organizational Documents Proposal 4d - the inclusion of an advance notice provision that requires a shareholder to provide notice to TMC in advance of a meeting of shareholders should such shareholder wish to nominate a person for election to the board of directors (this proposal is referred to herein as “Organizational Documents Proposal 4d”). Management   For   For    
  4E.   Organizational Documents Proposal 4e - the inclusion of a forum selection provision whereby, subject to limited exceptions, or unless TMC consents in writing to the selection of an alternative forum, the Supreme Court of the Province of British Columbia, Canada, and the appellate courts therefrom, will be the sole and exclusive forum for certain shareholder litigation matters (this proposal is referred to herein as “Organizational Documents Proposal 4e”). Management   For   For    
  4F.   Organizational Documents Proposal 4f - certain other changes, including the changes in the rights and restrictions attached to the Class B ordinary shares, and the deletion of the provisions relating to the initial public offering, the Sponsors, the initial business combination and other related matters (this proposal is referred to herein as “Organizational Documents Proposal 4f”). Management   For   For    
  5.    The NYSE Proposal - to consider and vote upon a proposal by ordinary resolution to approve, for purposes of complying with the provisions of the New York Stock Exchange (“NYSE”) Listing Rule 312.03, the issuance of TMC Common Shares (as defined in the accompanying proxy statement/prospectus), and securities convertible into or exchangeable for TMC Common Shares, in connection with the Business Combination and the PIPE Investment (the “NYSE Proposal”). Management   For   For    
  6.    The Incentive Award Plan Proposal - to consider and vote upon the approval by ordinary resolution of the TMC Incentive Plan (as defined in the accompanying proxy statement/prospectus). SOAC refers to this as the “Incentive Award Plan Proposal.” A copy of the Incentive Award Plan Proposal is attached to an amendment to the accompanying proxy statement/prospectus as Annex D. Management   For   For    
  7.    The Adjournment Proposal - to consider and vote upon a proposal by ordinary resolution to approve the adjournment of the Extraordinary General Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for the approval of one or more proposals at the Extraordinary General Meeting (the “Adjournment Proposal”). Management   For   For    
  RICE ACQUISITION CORP.    
  Security 762594109           Meeting Type Special 
  Ticker Symbol RICE                      Meeting Date 09-Sep-2021  
  ISIN US7625941098           Agenda 935485436 - Management
                                 
  Item Proposal     Proposed by   Vote For/Against
Management
   
  1A.   A proposal (the “Aria Business Combination Proposal”) to approve & adopt the Business Combination Agreement, dated as of April 7, 2021, as amended, by & among Rice Acquisition Corp. (“RAC”) & Aria Energy LLC, among others, a copy of which is attached to the accompanying proxy statement (the “Aria Merger Agreement”), & approve transactions contemplated thereby (“Aria Merger”). Management   For   For    
  1B.   A proposal (“Archaea Business Combination Proposal” & together with Aria Business Combination Proposal, “Business Combination Proposal”) to approve & adopt Business Combination Agreement, dated as of April 7, 2021, as amended, by & among RAC & Archaea Energy LLC, among others, a copy of which is attached to accompanying proxy statement (“Archaea Merger Agreement”), & approve transactions contemplated thereby (“Archaea Merger” & collectively with Aria Merger, “Business Combinations”). Management   For   For    
  2.    A proposal (the “NYSE Proposal”) to approve, assuming the Business Combination Proposal is approved & adopted, for purposes of complying with NYSE rules, the issuance by RAC of more than 20% of its issued & outstanding shares of Common Stock. Management   For   For    
  3.    A proposal to approve & adopt, assuming the Business Combination Proposal & the NYSE Proposal are approved & adopted, the Amended & Restated Certificate of Incorporation of the Combined Company (the “Combined Company Charter”). Management   For   For    
  3A.   A proposal to approve, on a non-binding advisory basis, an increase in the total number of authorized shares of all classes of capital stock to 1,100,000,000 shares, consisting of (i) 900,000,000 shares of Class A Common Stock, (ii) 190,000,000 shares of Class B Common Stock & (iii) 10,000,000 shares of preferred stock. Management   Against   Against    
  3B.   A proposal to approve, on a non-binding advisory basis, the U.S. federal district courts as the exclusive forum for resolving any complaint asserting a cause of action arising under the Securities Act of 1933. Management   For   For    
  3C.   A proposal to approve, on a non-binding advisory basis, the removal of provisions in RAC’s current certificate of incorporation related to RAC’s status as a blank check company. Management   For   For    
  4.    DIRECTOR Management            
      1 J. Kyle Derham       For   For    
      2 Dr. Kathryn Jackson       For   For    
      3 Joseph Malchow       For   For    
      4 Scott Parkes       For   For    
      5 Daniel Joseph Rice, IV       For   For    
      6 Nicholas Stork       For   For    
      7 James Torgerson       For   For    
  5.    A proposal to approve & adopt, assuming the Business Combination Proposal, the NYSE Proposal & the Charter Proposal are approved & adopted, the Archaea Energy Inc. 2021 Incentive Plan. Management   Abstain   Against    
  6.    A proposal to adjourn the Special Meeting, if necessary or appropriate, to permit further solicitation & vote of proxies in connection with the approval of proposals. Management   For   For    
  ENVIVA PARTNERS, LP    
  Security 29414J107           Meeting Type Special 
  Ticker Symbol EVA                       Meeting Date 17-Dec-2021  
  ISIN US29414J1079           Agenda 935527309 - Management
                                 
  Item Proposal     Proposed by   Vote For/Against
Management
   
  1.    The approval of a Plan of Conversion (the “Plan of Conversion”) that provides for and sets forth matters related to the conversion of Enviva Partners, LP from a Delaware limited partnership to a Delaware corporation named “Enviva Inc.” (the “Corporation”), the filing of a Certificate of Conversion and the Certificate of Incorporation of the Corporation with the Secretary of State of the State of Delaware (the “Plan of Conversion Proposal”). Management   For   For    
  2.    The approval to adjourn the Special Meeting to a later date or dates, if presented, to permit further solicitation of proxies if there are not sufficient votes at the time of the Special Meeting to approve the Plan of Conversion Proposal. Management   For   For    
  CNH INDUSTRIAL N V    
  Security N20944109           Meeting Type Special 
  Ticker Symbol CNHI                      Meeting Date 23-Dec-2021  
  ISIN NL0010545661           Agenda 935521749 - Management
                                 
  Item Proposal     Proposed by   Vote For/Against
Management
   
  3.    Proposal to approve the Demerger in accordance with the demerger proposal between CNH Industrial N.V. and Iveco Group N.V. Management   For   For    
  4A.   Appointment of Asa Tamsons (non-executive Director) Management   For   For    
  4B.   Appointment of Catia Bastioli (non-executive Director) Management   For   For    
  5.    Discharge from liability of voluntary resigning non- executive directors of the Board (Tufan Erginbilgic and Lorenzo Simonelli) Management   For   For    
  CNH INDUSTRIAL N V    
  Security N20944109           Meeting Type Special 
  Ticker Symbol CNHI                      Meeting Date 23-Dec-2021  
  ISIN NL0010545661           Agenda 935529896 - Management
                                 
  Item Proposal     Proposed by   Vote For/Against
Management
   
  3.    Proposal to approve the Demerger in accordance with the demerger proposal between CNH Industrial N.V. and Iveco Group N.V. Management   For   For    
  4A.   Appointment of Asa Tamsons (non-executive Director) Management   For   For    
  4B.   Appointment of Catia Bastioli (non-executive Director) Management   For   For    
  5.    Discharge from liability of voluntary resigning non- executive directors of the Board (Tufan Erginbilgic and Lorenzo Simonelli) Management   For   For    
  AIR PRODUCTS AND CHEMICALS, INC.    
  Security 009158106           Meeting Type Annual  
  Ticker Symbol APD                       Meeting Date 03-Feb-2022  
  ISIN US0091581068           Agenda 935535015 - Management
                                 
  Item Proposal     Proposed by   Vote For/Against
Management
   
  1A.   Election of Director: Charles I. Cogut Management   For   For    
  1B.   Election of Director: Lisa A. Davis Management   For   For    
  1C.   Election of Director: Seifollah Ghasemi Management   For   For    
  1D.   Election of Director: David H.Y. Ho Management   For   For    
  1E.   Election of Director: Edward L. Monser Management   For   For    
  1F.   Election of Director: Matthew H. Paull Management   For   For    
  1G.   Election of Director: Wayne T. Smith Management   For   For    
  2.    Advisory vote approving the compensation of the Company’s named executive officers. Management   For   For    
  3.    Ratify the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the fiscal year ending September 30, 2022. Management   For   For    
  EVOQUA WATER TECHNOLOGIES CORP.    
  Security 30057T105           Meeting Type Annual  
  Ticker Symbol AQUA                      Meeting Date 16-Feb-2022  
  ISIN US30057T1051           Agenda 935538566 - Management
                                 
  Item Proposal     Proposed by   Vote For/Against
Management
   
  1.    DIRECTOR Management            
      1 Nick Bhambri       For   For    
      2 Sherrese Clarke Soares       For   For    
      3 Lynn C. Swann       For   For    
  2.    Approval, on an advisory basis, of the compensation of our named executive officers. Management   For   For    
  3.    Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending September 30, 2022. Management   For   For    
  FRANKLIN RESOURCES, INC.    
  Security 354613101           Meeting Type Annual  
  Ticker Symbol BEN                       Meeting Date 23-Feb-2022  
  ISIN US3546131018           Agenda 935539861 - Management
                                 
  Item Proposal     Proposed by   Vote For/Against
Management
   
  1A.   Election of Director: Mariann Byerwalter Management   For   For    
  1B.   Election of Director: Alexander S. Friedman Management   For   For    
  1C.   Election of Director: Gregory E. Johnson Management   For   For    
  1D.   Election of Director: Jennifer M. Johnson Management   For   For    
  1E.   Election of Director: Rupert H. Johnson, Jr. Management   For   For    
  1F.   Election of Director: John Y. Kim Management   For   For    
  1G.   Election of Director: Karen M. King Management   For   For    
  1H.   Election of Director: Anthony J. Noto Management   For   For    
  1I.   Election of Director: John W. Thiel Management   For   For    
  1J.   Election of Director: Seth H. Waugh Management   For   For    
  1K.   Election of Director: Geoffrey Y. Yang Management   For   For    
  2.    To ratify the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for the fiscal year ending September 30, 2022. Management   For   For    
  DEERE & COMPANY    
  Security 244199105           Meeting Type Annual  
  Ticker Symbol DE                        Meeting Date 23-Feb-2022  
  ISIN US2441991054           Agenda 935540977 - Management
                                 
  Item Proposal     Proposed by   Vote For/Against
Management
   
  1A.   Election of Director: Leanne G. Caret Management   For   For    
  1B.   Election of Director: Tamra A. Erwin Management   For   For    
  1C.   Election of Director: Alan C. Heuberger Management   For   For    
  1D.   Election of Director: Charles O. Holliday, Jr. Management   For   For    
  1E.   Election of Director: Michael O. Johanns Management   For   For    
  1F.   Election of Director: Clayton M. Jones Management   For   For    
  1G.   Election of Director: John C. May Management   For   For    
  1H.   Election of Director: Gregory R. Page Management   For   For    
  1I.   Election of Director: Sherry M. Smith Management   For   For    
  1J.   Election of Director: Dmitri L. Stockton Management   For   For    
  1K.   Election of Director: Sheila G. Talton Management   For   For    
  2.    Advisory vote on executive compensation. Management   For   For    
  3.    Ratification of the appointment of Deloitte & Touche LLP as Deere’s independent registered public accounting firm for fiscal 2022. Management   For   For    
  4.    Approval of the Nonemployee Director Stock Ownership Plan. Management   For   For    
  5.    Shareholder Proposal - Special Shareholder Meeting Improvement. Shareholder   Against   For    
  JOHNSON CONTROLS INTERNATIONAL PLC    
  Security G51502105           Meeting Type Annual  
  Ticker Symbol JCI                       Meeting Date 09-Mar-2022  
  ISIN IE00BY7QL619           Agenda 935543199 - Management
                                 
  Item Proposal     Proposed by   Vote For/Against
Management
   
  1A.   Election of Director for a period of one year, expiring at the end of the Company’s Annual General Meeting in 2023: Jean Blackwell Management   For   For    
  1B.   Election of Director for a period of one year, expiring at the end of the Company’s Annual General Meeting in 2023: Pierre Cohade Management   For   For    
  1C.   Election of Director for a period of one year, expiring at the end of the Company’s Annual General Meeting in 2023: Michael E. Daniels Management   For   For    
  1D.   Election of Director for a period of one year, expiring at the end of the Company’s Annual General Meeting in 2023: W. Roy Dunbar Management   For   For    
  1E.   Election of Director for a period of one year, expiring at the end of the Company’s Annual General Meeting in 2023: Gretchen R. Haggerty Management   For   For    
  1F.   Election of Director for a period of one year, expiring at the end of the Company’s Annual General Meeting in 2023: Simone Menne Management   For   For    
  1G.   Election of Director for a period of one year, expiring at the end of the Company’s Annual General Meeting in 2023: George R. Oliver Management   For   For    
  1H.   Election of Director for a period of one year, expiring at the end of the Company’s Annual General Meeting in 2023: Jürgen Tinggren Management   For   For    
  1I.   Election of Director for a period of one year, expiring at the end of the Company’s Annual General Meeting in 2023: Mark Vergnano Management   For   For    
  1J.   Election of Director for a period of one year, expiring at the end of the Company’s Annual General Meeting in 2023: R. David Yost Management   For   For    
  1K.   Election of Director for a period of one year, expiring at the end of the Company’s Annual General Meeting in 2023: John D. Young Management   For   For    
  2A.   To ratify the appointment of PricewaterhouseCoopers LLP as the independent auditors of the Company. Management   For   For    
  2B.   To authorize the Audit Committee of the Board of Directors to set the auditors’ remuneration. Management   For   For    
  3.    To authorize the Company and/or any subsidiary of the Company to make market purchases of Company shares. Management   For   For    
  4.    To determine the price range at which the Company can re-allot shares that it holds as treasury shares (Special Resolution). Management   For   For    
  5.    To approve, in a non-binding advisory vote, the compensation of the named executive officers. Management   For   For    
  6.    To approve the Directors’ authority to allot shares up to approximately 33% of issued share capital. Management   For   For    
  7.    To approve the waiver of statutory pre-emption rights with respect to up to 5% of issued share capital (Special Resolution). Management   Against   Against    
  BANCO BILBAO VIZCAYA ARGENTARIA S.A.    
  Security 05946K101           Meeting Type Annual  
  Ticker Symbol BBVA                      Meeting Date 17-Mar-2022  
  ISIN US05946K1016           Agenda 935555168 - Management
                                 
  Item Proposal     Proposed by   Vote For/Against
Management
   
  1.1   Approval of the annual financial statements and management reports of Banco Bilbao Vizcaya Argentaria, S.A. and its consolidated Group for the financial year ended 31 December 2021. Management   For   For    
  1.2   Approval of the non-financial information report of Banco Bilbao Vizcaya Argentaria, S.A. and that of its consolidated Group for the financial year ended 31 December 2021. Management   For   For    
  1.3   Approval of the allocation of results for the 2021 financial year. Management   For   For    
  1.4   Approval of the corporate management during the 2021 financial year. Management   For   For    
  2.    Approval of a distribution of 23 euro cents per share from voluntary reserves as additional remuneration to shareholders for the 2021 financial year. Management   For   For    
  3.1   Re-election of Carlos Torres Vila. Management   For   For    
  3.2   Re-election of Onur Genç. Management   For   For    
  3.3   Appointment of Connie Hedegaard Koksbang. Management   For   For    
  4.    Delegation to the Board of Directors, with express powers of sub-delegation, of the power to increase the Company’s share capital, for a period of five years, up to a maximum amount corresponding to 50% of the share capital, delegating in turn the power to exclude preemptive subscription rights, although this power will be limited to 10% of the Bank’s share capital in the terms described in the proposed resolutions, as well as the power to amend the corresponding article of the Bylaws. Management   For   For    
  5.    Delegation to the Board of Directors, with express powers of sub-delegation, of the power to issue convertible securities into Company shares, for a period of five years, up to a maximum ...(due to space limits, see proxy material for full proposal). Management   For   For    
  6.    Authorization for the Company to carry out the derivative acquisition of its own shares, directly or through Group companies, setting the limits or requirements thereon and conferring on the Board of Directors the powers necessary to execute the acquisition, rendering without effect the unused portion of the authorization given at the General Shareholders’ Meeting held on March 16, 2018. Management   For   For    
  7.    Approval of the reduction of the share capital of the Bank in up to a maximum amount of 10% of the share capital as of the date of the resolution, through the redemption of own shares purchased for the purpose of being redeemed, delegating to the Board of Directors the implementation of the share capital reduction on one or more occasions. Management   For   For    
  8.    Approval of a maximum level of variable remuneration of up to 200% of the fixed component of the total remuneration for a certain group of employees whose professional activities have a significant impact on Banco Bilbao Vizcaya Argentaria, S.A.’s or on its Group’s risk profile. Management   For   For    
  9.    Appointment of the statutory auditors of Banco Bilbao Vizcaya Argentaria, S.A. and its consolidated Group for the 2022, 2023 and 2024 financial years. Management   For   For    
  10.   Delegation of powers to the Board of Directors, with the authority to substitute, in order to formalise, amend, interpret and execute the resolutions adopted by the Annual General Meeting. Management   For   For    
  11.   Consultative vote on the Annual Report on the Remuneration of Directors of Banco Bilbao Vizcaya Argentaria, S.A. Management   For   For    
  ABB LTD    
  Security 000375204           Meeting Type Annual  
  Ticker Symbol ABB                       Meeting Date 24-Mar-2022  
  ISIN US0003752047           Agenda 935556627 - Management
                                 
  Item Proposal     Proposed by   Vote For/Against
Management
   
  1.    Approval of the management report, the consolidated financial statements and the annual financial statements for 2021 Management   For   For    
  2.    Consultative vote on the 2021 Compensation Report Management   For   For    
  3.    Discharge of the Board of Directors and the persons entrusted with management Management   For   For    
  4.    Appropriation of earnings Management   For   For    
  5.    Capital reduction through cancellation of shares repurchased under the share buyback programs 2020 and 2021 Management   For   For    
  6A.   Binding vote on the maximum aggregate amount of compensation of the Board of Directors for the next term of office, i.e. from the 2022 Annual General Meeting to the 2023 Annual General Meeting Management   For   For    
  6B.   Binding vote on the maximum aggregate amount of compensation of the Executive Committee for the following financial year, i.e. 2023 Management   For   For    
  7A.   Election of Gunnar Brock as Director Management   For   For    
  7B.   Election of David Constable as Director Management   For   For    
  7C.   Election of Frederico Fleury Curado as Director Management   For   For    
  7D.   Election of Lars Förberg as Director Management   For   For    
  7E.   Election of Jennifer Xin-Zhe Li as Director Management   For   For    
  7F.   Election of Geraldine Matchett as Director Management   For   For    
  7G.   Election of David Meline as Director Management   For   For    
  7H.   Election of Satish Pai as Director Management   For   For    
  7I.   Election of Jacob Wallenberg as Director Management   For   For    
  7J.   Election of Peter Voser as Director and Chairman Management   For   For    
  8A.   Election of David Constable as a member of Compensation Committee Management   For   For    
  8B.   Election of Frederico Fleury Curado as a member of Compensation Committee Management   For   For    
  8C.   Election of Jennifer Xin-Zhe Li as a member of Compensation Committee Management   For   For    
  9.    Election of the independent proxy, Zehnder Bolliger & Partner Management   For   For    
  10.   Election of the auditors, KPMG AG Management   For   For    
  11.   In case of additional or alternative proposals to the published agenda items during the Annual General Meeting or of new agenda items, I authorize the independent proxy to act. Management   Against   Against    
  CNH INDUSTRIAL N V    
  Security N20944109           Meeting Type Annual  
  Ticker Symbol CNHI                      Meeting Date 13-Apr-2022  
  ISIN NL0010545661           Agenda 935559154 - Management
                                 
  Item Proposal     Proposed by   Vote For/Against
Management
   
  2B.   Adoption of the 2021 Annual Financial Statements. Management   For   For    
  2C.   Determination and distribution of dividend. Management   For   For    
  2D.   Release from liability of the executive directors and the nonexecutive directors of the Board. Management   For   For    
  3.    Advisory vote on application of the remuneration policy in 2021. Management   For   For    
  4A.   Re-appointment of Suzanne Heywood Management   For   For    
  4B.   Re-appointment of Scott W. Wine Management   For   For    
  4C.   Re-appointment of Catia Bastioli Management   For   For    
  4D.   Re-appointment of Howard W. Buffett Management   For   For    
  4E.   Re-appointment of Léo W. Houle Management   For   For    
  4F.   Re-appointment of John B. Lanaway Management   For   For    
  4G.   Re-appointment of Alessandro Nasi Management   For   For    
  4H.   Re-appointment of Vagn Sørensen Management   For   For    
  4I.   Re-appointment of Åsa Tamsons Management   For   For    
  4J.   Appointment of Karen Linehan Management   For   For    
  5A.   Proposal to re-appoint Ernst & Young Accountants LLP as the independent auditor of the Company for the 2022 financial year. Management   For   For    
  5B.   Proposal to appoint Deloitte Accountants B.V. as the independent auditor of the Company for the 2023 financial year. Management   For   For    
  6.    Replacement of the existing authorization to the Board of the authority to acquire common shares in the capital of the Company. Management   For   For    
  CNH INDUSTRIAL N V    
  Security N20944109           Meeting Type Annual  
  Ticker Symbol CNHI                      Meeting Date 13-Apr-2022  
  ISIN NL0010545661           Agenda 935572366 - Management
                                 
  Item Proposal     Proposed by   Vote For/Against
Management
   
  2B.   Adoption of the 2021 Annual Financial Statements. Management   For   For    
  2C.   Determination and distribution of dividend. Management   For   For    
  2D.   Release from liability of the executive directors and the nonexecutive directors of the Board. Management   For   For    
  3.    Advisory vote on application of the remuneration policy in 2021. Management   For   For    
  4A.   Re-appointment of Suzanne Heywood Management   For   For    
  4B.   Re-appointment of Scott W. Wine Management   For   For    
  4C.   Re-appointment of Catia Bastioli Management   For   For    
  4D.   Re-appointment of Howard W. Buffett Management   For   For    
  4E.   Re-appointment of Léo W. Houle Management   For   For    
  4F.   Re-appointment of John B. Lanaway Management   For   For    
  4G.   Re-appointment of Alessandro Nasi Management   For   For    
  4H.   Re-appointment of Vagn Sørensen Management   For   For    
  4I.   Re-appointment of Åsa Tamsons Management   For   For    
  4J.   Appointment of Karen Linehan Management   For   For    
  5A.   Proposal to re-appoint Ernst & Young Accountants LLP as the independent auditor of the Company for the 2022 financial year. Management   For   For    
  5B.   Proposal to appoint Deloitte Accountants B.V. as the independent auditor of the Company for the 2023 financial year. Management   For   For    
  6.    Replacement of the existing authorization to the Board of the authority to acquire common shares in the capital of the Company. Management   For   For    
  DANA INCORPORATED    
  Security 235825205           Meeting Type Annual  
  Ticker Symbol DAN                       Meeting Date 20-Apr-2022  
  ISIN US2358252052           Agenda 935554041 - Management
                                 
  Item Proposal     Proposed by   Vote For/Against
Management
   
  1.    DIRECTOR Management            
      1 Ernesto M. Hernández       For   For    
      2 Gary Hu       For   For    
      3 Brett M. Icahn       For   For    
      4 James K. Kamsickas       For   For    
      5 Virginia A. Kamsky       For   For    
      6 Bridget E. Karlin       For   For    
      7 Michael J. Mack, Jr.       For   For    
      8 R. Bruce McDonald       For   For    
      9 Diarmuid B. O’Connell       For   For    
      10 Keith E. Wandell       For   For    
  2.    Approval of a non-binding advisory proposal approving executive compensation. Management   For   For    
  3.    Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm. Management   For   For    
  NEXTERA ENERGY PARTNERS, LP    
  Security 65341B106           Meeting Type Annual  
  Ticker Symbol NEP                       Meeting Date 20-Apr-2022  
  ISIN US65341B1061           Agenda 935556425 - Management
                                 
  Item Proposal     Proposed by   Vote For/Against
Management
   
  1A.   Election of Director: Susan D. Austin Management   For   For    
  1B.   Election of Director: Robert J. Byrne Management   For   For    
  1C.   Election of Director: Peter H. Kind Management   For   For    
  1D.   Election of Director: John W. Ketchum Management   For   For    
  2.    Ratification of appointment of Deloitte & Touche LLP as NextEra Energy Partners’ independent registered public accounting firm for 2022. Management   For   For    
  3.    Approval, by non-binding advisory vote, of the compensation of NextEra Energy Partners’ named executive officers as disclosed in the proxy statement. Management   For   For    
  ING GROEP N.V.    
  Security 456837103           Meeting Type Annual  
  Ticker Symbol ING                       Meeting Date 25-Apr-2022  
  ISIN US4568371037           Agenda 935579447 - Management
                                 
  Item Proposal     Proposed by   Vote For/Against
Management
   
  2D.   Remuneration Report for 2021 (advisory voting item) If you vote “in favour”, you will cast a positive advisory vote on the Remuneration Report 2021. If you vote “against”, you will cast a negative advisory vote on the Remuneration Report 2021. The result of the vote counts as a non-binding advisory vote. Management   For   For    
  2E.   Financial Statements (annual accounts) for 2021(voting item). Management   For   For    
  3B.   Dividend for 2021 (voting item). Management   For   For    
  4A.   Discharge of the members of the Executive Board in respect of their duties performed during the year 2021 (voting item). Management   For   For    
  4B.   Discharge of the members and former members of the Supervisory Board in respect of their duties performed during the year 2021 (voting item). Management   For   For    
  6A.   Authorization of the Executive Board to issue ordinary shares (voting item). Management   For   For    
  6B.   Authorization of the Executive Board to issue ordinary shares, with or without pre-emptive rights of existing shareholders (voting item). Management   Abstain   Against    
  7.    Authorization of the Executive Board to acquire ordinary shares in ING Group’s own capital (votingitem). Management   For   For    
  8A.   Reduction of the issued share capital by cancelling ordinary shares held by ING Group in its own capital as a result of the share buyback program (voting item). Management   For   For    
  8B.   Amendment of the Articles of Association (votingitem). Management   For   For    
  9.    Reduction of the issued share capital by cancelling ordinary shares acquired by ING Group pursuant to the authority under agenda item 7 (voting item). Management   For   For    
  VALMONT INDUSTRIES, INC.    
  Security 920253101           Meeting Type Annual  
  Ticker Symbol VMI                       Meeting Date 26-Apr-2022  
  ISIN US9202531011           Agenda 935561046 - Management
                                 
  Item Proposal     Proposed by   Vote For/Against
Management
   
  1.    DIRECTOR Management            
      1 Kaj Den Daas       For   For    
      2 James B. Milliken       For   For    
      3 Catherine James Paglia       For   For    
      4 Ritu Favre       For   For    
  2.    Approval of the Valmont 2022 Stock Plan. Management   Against   Against    
  3.    Advisory approval of the company’s executive compensation. Management   For   For    
  4.    Ratifying the appointment of Deloitte & Touche LLP as independent auditors for fiscal 2022. Management   For   For    
  LIVENT CORPORATION    
  Security 53814L108           Meeting Type Annual  
  Ticker Symbol LTHM                      Meeting Date 26-Apr-2022  
  ISIN US53814L1089           Agenda 935561678 - Management
                                 
  Item Proposal     Proposed by   Vote For/Against
Management
   
  1A.   Election of Class I Director to terms expiring in 2025: Michael F. Barry Management   For   For    
  1B.   Election of Class I Director to terms expiring in 2025: Steven T. Merkt Management   For   For    
  1C.   Election of Class I Director to terms expiring in 2025: Pablo Marcet Management   For   For    
  2.    Ratification of the appointment of independent registered public accounting firm. Management   For   For    
  3.    Advisory (non-binding) vote on named executive officer compensation. Management   For   For    
  4.    Amendments to the Company’s Amended and Restated Certificate of Incorporation and Amended and Restated By-Laws to declassify the board of directors. Management   For   For    
  5.    Amendment to the Company’s Amended and Restated Certificate of Incorporation to eliminate supermajority voting requirements. Management   For   For    
  6.    Amendment to the Company’s Amended and Restated Certificate of Incorporation to eliminate obsolete provisions. Management   For   For    
  CROWN HOLDINGS, INC.    
  Security 228368106           Meeting Type Annual  
  Ticker Symbol CCK                       Meeting Date 28-Apr-2022  
  ISIN US2283681060           Agenda 935573700 - Management
                                 
  Item Proposal     Proposed by   Vote For/Against
Management
   
  1.    DIRECTOR Management            
      1 Timothy J. Donahue       For   For    
      2 Richard H. Fearon       For   For    
      3 Andrea J. Funk       For   For    
      4 Stephen J. Hagge       For   For    
      5 James H. Miller       For   For    
      6 Josef M. Müller       For   For    
      7 B. Craig Owens       For   For    
      8 Caesar F. Sweitzer       For   For    
      9 Marsha C. Williams       For   For    
      10 Dwayne A. Wilson       For   For    
  2.    Ratification of the appointment of independent auditors for the fiscal year ending December 31, 2022. Management   For   For    
  3.    Approval by advisory vote of the resolution on executive compensation as described in the Proxy Statement. Management   For   For    
  4.    Adoption of the 2022 Stock-Based Incentive Compensation Plan. Management   For   For    
  5.    Consideration of a Shareholder’s proposal requesting the Board of Directors to adopt shareholder special meeting rights. Management   For   For    
  BAXTER INTERNATIONAL INC.    
  Security 071813109           Meeting Type Annual  
  Ticker Symbol BAX                       Meeting Date 03-May-2022  
  ISIN US0718131099           Agenda 935566630 - Management
                                 
  Item Proposal     Proposed by   Vote For/Against
Management
   
  1A.   Election of Director: José (Joe) Almeida Management   For   For    
  1B.   Election of Director: Thomas F. Chen Management   For   For    
  1C.   Election of Director: Peter S. Hellman Management   For   For    
  1D.   Election of Director: Michael F. Mahoney Management   For   For    
  1E.   Election of Director: Patricia B. Morrison Management   For   For    
  1F.   Election of Director: Stephen N. Oesterle Management   For   For    
  1G.   Election of Director: Nancy M. Schlichting Management   For   For    
  1H.   Election of Director: Cathy R. Smith Management   For   For    
  1I.   Election of Director: Albert P.L. Stroucken Management   For   For    
  1J.   Election of Director: Amy A. Wendell Management   For   For    
  1K.   Election of Director: David S. Wilkes Management   For   For    
  2.    Advisory Vote to Approve Named Executive Officer Compensation Management   For   For    
  3.    Ratification of Appointment of Independent Registered Public Accounting Firm Management   Against   Against    
  4.    Vote to Approve a Certificate of Incorporation Amendment to Permit Stockholder Action by Written Consent Management   For   For    
  5.    Vote to Approve a Certificate of Incorporation Amendment to Lower the Special Meeting Threshold Management   For   For    
  6.    Stockholder Proposal - Special Shareholder Meeting Improvement Shareholder   Against   For    
  7.    Stockholder Proposal - Independent Board Chairman Shareholder   Against   For    
  HUBBELL INCORPORATED    
  Security 443510607           Meeting Type Annual  
  Ticker Symbol HUBB                      Meeting Date 03-May-2022  
  ISIN US4435106079           Agenda 935567024 - Management
                                 
  Item Proposal     Proposed by   Vote For/Against
Management
   
  1.    DIRECTOR Management            
      1 Gerben W. Bakker       For   For    
      2 Carlos M. Cardoso       For   For    
      3 Anthony J. Guzzi       For   For    
      4 Rhett A. Hernandez       For   For    
      5 Neal J. Keating       For   For    
      6 Bonnie C. Lind       For   For    
      7 John F. Malloy       For   For    
      8 Jennifer M. Pollino       For   For    
      9 John G. Russell       For   For    
  2.    To approve, by non-binding vote, the compensation of our named executive officers as presented in the 2022 Proxy Statement. Management   For   For    
  3.    To ratify the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the year 2022. Management   For   For    
  BRISTOL-MYERS SQUIBB COMPANY    
  Security 110122108           Meeting Type Annual  
  Ticker Symbol BMY                       Meeting Date 03-May-2022  
  ISIN US1101221083           Agenda 935571782 - Management
                                 
  Item Proposal     Proposed by   Vote For/Against
Management
   
  1A)   Election of Director: Peter J. Arduini Management   For   For    
  1B)   Election of Director: Giovanni Caforio, M.D. Management   For   For    
  1C)   Election of Director: Julia A. Haller, M.D. Management   For   For    
  1D)   Election of Director: Manuel Hidalgo Medina, M.D., Ph.D. Management   For   For    
  1E)   Election of Director: Paula A. Price Management   For   For    
  1F)   Election of Director: Derica W. Rice Management   For   For    
  1G)   Election of Director: Theodore R. Samuels Management   For   For    
  1H)   Election of Director: Gerald L. Storch Management   For   For    
  1I)   Election of Director: Karen H. Vousden, Ph.D. Management   For   For    
  1J)   Election of Director: Phyllis R. Yale Management   For   For    
  2.    Advisory Vote to Approve the Compensation of our Named Executive Officers. Management   For   For    
  3.    Ratification of the Appointment of an Independent Registered Public Accounting Firm. Management   For   For    
  4.    Shareholder Proposal to Lower the Ownership Threshold for Special Shareholder Meetings to 10%. Shareholder   Against   For    
  5.    Shareholder Proposal on the Adoption of a Board Policy that the Chairperson of the Board be an Independent Director. Shareholder   Against   For    
  JANUS HENDERSON GROUP PLC    
  Security G4474Y214           Meeting Type Annual  
  Ticker Symbol JHG                       Meeting Date 04-May-2022  
  ISIN JE00BYPZJM29           Agenda 935570362 - Management
                                 
  Item Proposal     Proposed by   Vote For/Against
Management
   
  1A.   Election of Director: Alison Davis Management   For   For    
  1B.   Election of Director: Kalpana Desai Management   For   For    
  1C.   Election of Director: Jeffrey Diermeier Management   For   For    
  1D.   Election of Director: Kevin Dolan Management   For   For    
  1E.   Election of Director: Eugene Flood Jr. Management   For   For    
  1F.   Election of Director: Edward Garden Management   For   For    
  1G.   Election of Director: Richard Gillingwater Management   For   For    
  1H.   Election of Director: Lawrence Kochard Management   For   For    
  1I.   Election of Director: Nelson Peltz Management   For   For    
  1J.   Election of Director: Angela Seymour-Jackson Management   For   For    
  2.    Approval to Increase the Cap on Aggregate Annual Compensation for Non-Executive Directors. Management   For   For    
  3.    Advisory Say-on-Pay Vote on Executive Compensation. Management   For   For    
  4.    Advisory Vote on Frequency of Future Say-on-Pay Votes. Management   1 Year   For    
  5.    Approval of the Global Employee Stock Purchase Plan. Management   For   For    
  6.    Approval of the 2022 Deferred Incentive Plan. Management   For   For    
  7.    Renewal of Authority to Repurchase Common Stock. Management   For   For    
  8.    Renewal of Authority to Repurchase CDIs. Management   For   For    
  9.    Reappointment and Remuneration of Auditors. Management   For   For    
  S&P GLOBAL INC.    
  Security 78409V104           Meeting Type Annual  
  Ticker Symbol SPGI                      Meeting Date 04-May-2022  
  ISIN US78409V1044           Agenda 935575691 - Management
                                 
  Item Proposal     Proposed by   Vote For/Against
Management
   
  1A.   Election of Director: Marco Alverà Management   For   For    
  1B.   Election of Director: Jacques Esculier Management   For   For    
  1C.   Election of Director: Gay Huey Evans Management   For   For    
  1D.   Election of Director: William D. Green Management   For   For    
  1E.   Election of Director: Stephanie C. Hill Management   For   For    
  1F.   Election of Director: Rebecca Jacoby Management   For   For    
  1G.   Election of Director: Robert P. Kelly Management   For   For    
  1H.   Election of Director: Ian Paul Livingston Management   For   For    
  1I.   Election of Director: Deborah D. McWhinney Management   For   For    
  1J.   Election of Director: Maria R. Morris Management   For   For    
  1K.   Election of Director: Douglas L. Peterson Management   For   For    
  1L.   Election of Director: Edward B. Rust, Jr. Management   For   For    
  1M.   Election of Director: Richard E. Thornburgh Management   For   For    
  1N.   Election of Director: Gregory Washington Management   For   For    
  2.    Approve, on an advisory basis, the executive compensation program for the Company’s named executive officers. Management   For   For    
  3.    Ratify the selection of Ernst & Young LLP as our independent auditor for 2022. Management   For   For    
  UNILEVER PLC    
  Security 904767704           Meeting Type Annual  
  Ticker Symbol UL                        Meeting Date 04-May-2022  
  ISIN US9047677045           Agenda 935580010 - Management
                                 
  Item Proposal     Proposed by   Vote For/Against
Management
   
  1.    To receive the Report and Accounts for the year ended 31 December 2021. Management   For   For    
  2.    To approve the Directors’ Remuneration Report. Management   For   For    
  3.    To re-elect Mr N Andersen as a Non-Executive Director. Management   For   For    
  4.    To re-elect Dr J Hartmann as a Non-Executive Director. Management   For   For    
  5.    To re-elect Mr A Jope as an Executive Director. Management   For   For    
  6.    To re-elect Ms A Jung as a Non-Executive Director. Management   For   For    
  7.    To re-elect Ms S Kilsby as a Non-Executive Director. Management   For   For    
  8.    To re-elect Mr S Masiyiwa as a Non-Executive Director. Management   For   For    
  9.    To re-elect Professor Y Moon as a Non-Executive Director. Management   For   For    
  10.   To re-elect Mr G Pitkethly as an Executive Director. Management   For   For    
  11.   To re-elect Mr F Sijbesma as a Non-Executive Director. Management   For   For    
  12.   To elect Mr A Hennah as a Non-Executive Director. Management   For   For    
  13.   To elect Mrs R Lu as a Non-Executive Director. Management   For   For    
  14.   To reappoint KPMG LLP as Auditors of the Company. Management   For   For    
  15.   To authorise the Directors to fix the remuneration of the Auditors. Management   For   For    
  16.   To authorise Political Donations and expenditure. Management   For   For    
  17.   To renew the authority to Directors to issue shares. Management   For   For    
  18.   To renew the authority to Directors to disapply pre- emption rights. Management   For   For    
  19.   To renew the authority to Directors to disapply pre- emption rights for the purposes of acquisitions or capital investments. Management   For   For    
  20.   To renew the authority to the Company to purchase its own shares. Management   For   For    
  21.   To shorten the notice period for General Meetings. Management   For   For    
  GIBRALTAR INDUSTRIES, INC.    
  Security 374689107           Meeting Type Annual  
  Ticker Symbol ROCK                      Meeting Date 04-May-2022  
  ISIN US3746891072           Agenda 935596126 - Management
                                 
  Item Proposal     Proposed by   Vote For/Against
Management
   
  1A.   Election of Director: Mark G. Barberio Management   For   For    
  1B.   Election of Director: William T. Bosway Management   For   For    
  1C.   Election of Director: Craig A. Hindman Management   For   For    
  1D.   Election of Director: Gwendolyn G. Mizell Management   For   For    
  1E.   Election of Director: Linda K. Myers Management   For   For    
  1F.   Election of Director: James B. Nish Management   For   For    
  1G.   Election of Director: Atlee Valentine Pope Management   For   For    
  1H.   Election of Director: Manish H. Shah Management   For   For    
  2.    Advisory approval on the Company’s executive compensation (Say- On-Pay). Management   Against   Against    
  3.    Approval of the Gibraltar Industries, Inc. Amended and Restated 2016 Stock Plan for Non-Employee Directors. Management   For   For    
  4.    Ratification of Ernst & Young LLP as our Independent Registered Public Accounting Firm for the year ending December 31, 2022. Management   For   For    
  THE TIMKEN COMPANY    
  Security 887389104           Meeting Type Annual  
  Ticker Symbol TKR                       Meeting Date 06-May-2022  
  ISIN US8873891043           Agenda 935567137 - Management
                                 
  Item Proposal     Proposed by   Vote For/Against
Management
   
  1.    DIRECTOR Management            
      1 Maria A. Crowe       For   For    
      2 Elizabeth A. Harrell       For   For    
      3 Richard G. Kyle       For   For    
      4 Sarah C. Lauber       For   For    
      5 John A. Luke, Jr.       For   For    
      6 Christopher L. Mapes       For   For    
      7 James F. Palmer       For   For    
      8 Ajita G. Rajendra       For   For    
      9 Frank C. Sullivan       For   For    
      10 John M. Timken, Jr.       For   For    
      11 Ward J. Timken, Jr.       For   For    
      12 Jacqueline F. Woods       For   For    
  2.    Approval, on an advisory basis, of our named executive officer compensation. Management   For   For    
  3.    Ratification of the appointment of Ernst & Young LLP as our independent auditor for the fiscal year ending December 31, 2022. Management   For   For    
  4.    Consideration of a shareholder proposal requesting that our Board take each step necessary so that each voting requirement in our charter and bylaws (that is explicit or implicit due to default to state law) that calls for a greater than simple majority vote be eliminated, and replaced by a requirement for a majority of the votes cast for and against applicable proposals, or a simple majority in compliance with applicable laws. Shareholder   Against   For    
  CUMMINS INC.    
  Security 231021106           Meeting Type Annual  
  Ticker Symbol CMI                       Meeting Date 10-May-2022  
  ISIN US2310211063           Agenda 935571542 - Management
                                 
  Item Proposal     Proposed by   Vote For/Against
Management
   
  1)    Election of Director: N. Thomas Linebarger Management   For   For    
  2)    Election of Director: Jennifer W. Rumsey Management   For   For    
  3)    Election of Director: Robert J. Bernhard Management   For   For    
  4)    Election of Director: Dr. Franklin R. Chang Diaz Management   For   For    
  5)    Election of Director: Bruno V. Di Leo Allen Management   For   For    
  6)    Election of Director: Stephen B. Dobbs Management   For   For    
  7)    Election of Director: Carla A. Harris Management   For   For    
  8)    Election of Director: Robert K. Herdman Management   For   For    
  9)    Election of Director: Thomas J. Lynch Management   For   For    
  10)   Election of Director: William I. Miller Management   For   For    
  11)   Election of Director: Georgia R. Nelson Management   For   For    
  12)   Election of Director: Kimberly A. Nelson Management   For   For    
  13)   Election of Director: Karen H. Quintos Management   For   For    
  14)   Advisory vote to approve the compensation of our named executive officers as disclosed in the proxy statement. Management   Against   Against    
  15)   Proposal to ratify the appointment of PricewaterhouseCoopers LLP as our auditors for 2022. Management   For   For    
  16)   The shareholder proposal regarding an independent chairman of the board. Shareholder   For   Against    
  AMERICAN WATER WORKS COMPANY, INC.    
  Security 030420103           Meeting Type Annual  
  Ticker Symbol AWK                       Meeting Date 11-May-2022  
  ISIN US0304201033           Agenda 935578700 - Management
                                 
  Item Proposal     Proposed by   Vote For/Against
Management
   
  1A.   Election of Director: Jeffrey N. Edwards Management   For   For    
  1B.   Election of Director: Martha Clark Goss Management   For   For    
  1C.   Election of Director: M. Susan Hardwick Management   For   For    
  1D.   Election of Director: Kimberly J. Harris Management   For   For    
  1E.   Election of Director: Julia L. Johnson Management   For   For    
  1F.   Election of Director: Patricia L. Kampling Management   For   For    
  1G.   Election of Director: Karl F. Kurz Management   For   For    
  1H.   Election of Director: George MacKenzie Management   For   For    
  1I.   Election of Director: James G. Stavridis Management   For   For    
  2.    Approval, on an advisory basis, of the compensation of the Company’s named executive officers. Management   For   For    
  3.    Ratification of the appointment, by the Audit, Finance and Risk Committee of the Board of Directors, of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for 2022. Management   For   For    
  4.    Shareholder proposal on Climate Transition Plan Reporting as described in the proxy statement. Shareholder   For   Against    
  5.    Shareholder proposal on Racial Justice Audit as described in the proxy statement. Shareholder   Against   For    
  XYLEM INC.    
  Security 98419M100           Meeting Type Annual  
  Ticker Symbol XYL                       Meeting Date 12-May-2022  
  ISIN US98419M1009           Agenda 935572102 - Management
                                 
  Item Proposal     Proposed by   Vote For/Against
Management
   
  1A.   Election of Director: Jeanne Beliveau-Dunn Management   For   For    
  1B.   Election of Director: Patrick K. Decker Management   For   For    
  1C.   Election of Director: Robert F. Friel Management   For   For    
  1D.   Election of Director: Jorge M. Gomez Management   For   For    
  1E.   Election of Director: Victoria D. Harker Management   For   For    
  1F.   Election of Director: Steven R. Loranger Management   For   For    
  1G.   Election of Director: Mark D. Morelli Management   For   For    
  1H.   Election of Director: Jerome A. Peribere Management   For   For    
  1I.   Election of Director: Markos I. Tambakeras Management   For   For    
  1J.   Election of Director: Lila Tretikov Management   For   For    
  1K.   Election of Director: Uday Yadav Management   For   For    
  2.    Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2022. Management   For   For    
  3.    Advisory vote to approve the compensation of our named executive officers. Management   For   For    
  WASTE CONNECTIONS, INC.    
  Security 94106B101           Meeting Type Annual  
  Ticker Symbol WCN                       Meeting Date 13-May-2022  
  ISIN CA94106B1013           Agenda 935575172 - Management
                                 
  Item Proposal     Proposed by   Vote For/Against
Management
   
  1.1   Election of Director: Ronald J. Mittelstaedt Management   For   For    
  1.2   Election of Director: Edward E. Guillet Management   For   For    
  1.3   Election of Director: Michael W. Harlan Management   For   For    
  1.4   Election of Director: Larry S. Hughes Management   For   For    
  1.5   Election of Director: Worthing F. Jackman Management   For   For    
  1.6   Election of Director: Elise L. Jordan Management   For   For    
  1.7   Election of Director: Susan Lee Management   For   For    
  1.8   Election of Director: William J. Razzouk Management   For   For    
  2.    Approval, on a non-binding, advisory basis, of the compensation of our named executive officers as disclosed in the Proxy Statement (say-on-pay). Management   For   For    
  3.    Appointment of Grant Thornton LLP as our independent registered public accounting firm until the close of the 2023 Annual Meeting of Shareholders of the Company and authorization of our Board of Directors to fix the remuneration of the independent registered public accounting firm. Management   For   For    
  WEYERHAEUSER COMPANY    
  Security 962166104           Meeting Type Annual  
  Ticker Symbol WY                        Meeting Date 13-May-2022  
  ISIN US9621661043           Agenda 935580527 - Management
                                 
  Item Proposal     Proposed by   Vote For/Against
Management
   
  1A.   Election of Director: Mark A. Emmert Management   For   For    
  1B.   Election of Director: Rick R. Holley Management   For   For    
  1C.   Election of Director: Sara Grootwassink Lewis Management   For   For    
  1D.   Election of Director: Deidra C. Merriwether Management   For   For    
  1E.   Election of Director: Al Monaco Management   For   For    
  1F.   Election of Director: Nicole W. Piasecki Management   For   For    
  1G.   Election of Director: Lawrence A. Selzer Management   For   For    
  1H.   Election of Director: Devin W. Stockfish Management   For   For    
  1I.   Election of Director: Kim Williams Management   For   For    
  2.    Approval, on an advisory basis, of the compensation of the named executive officers. Management   For   For    
  3.    Approval of the Weyerhaeuser 2022 Long-Term Incentive Plan. Management   For   For    
  4.    Ratification of the selection of independent registered public accounting firm for 2022. Management   For   For    
  REPUBLIC SERVICES, INC.    
  Security 760759100           Meeting Type Annual  
  Ticker Symbol RSG                       Meeting Date 16-May-2022  
  ISIN US7607591002           Agenda 935591277 - Management
                                 
  Item Proposal     Proposed by   Vote For/Against
Management
   
  1A.   Election of Director: Manuel Kadre Management   For   For    
  1B.   Election of Director: Tomago Collins Management   For   For    
  1C.   Election of Director: Michael A. Duffy Management   For   For    
  1D.   Election of Director: Thomas W. Handley Management   For   For    
  1E.   Election of Director: Jennifer M. Kirk Management   For   For    
  1F.   Election of Director: Michael Larson Management   For   For    
  1G.   Election of Director: Kim S. Pegula Management   For   For    
  1H.   Election of Director: James P. Snee Management   For   For    
  1I.   Election of Director: Brian S. Tyler Management   For   For    
  1J.   Election of Director: Jon Vander Ark Management   For   For    
  1K.   Election of Director: Sandra M. Volpe Management   For   For    
  1L.   Election of Director: Katharine B. Weymouth Management   For   For    
  2.    Advisory vote to approve our named executive officer compensation. Management   For   For    
  3.    Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2022. Management   For   For    
  4.    Shareholder Proposal to amend the Company’s clawback policy for senior executives. Shareholder   Against   For    
  5.    Shareholder Proposal to commission a third-party environmental justice audit. Shareholder   Against   For    
  6.    Shareholder Proposal to commission a third-party civil rights audit. Shareholder   Against   For    
  EOS ENERGY ENTERPRISES INC    
  Security 29415C101           Meeting Type Annual  
  Ticker Symbol EOSE                      Meeting Date 17-May-2022  
  ISIN US29415C1018           Agenda 935589703 - Management
                                 
  Item Proposal     Proposed by   Vote For/Against
Management
   
  1.    DIRECTOR Management            
      1 Alex Dimitrief       Withheld   Against    
      2 Joe Mastrangelo       For   For    
  2.    Ratification of selection of Deloitte & Touche LLP as our independent registered public accounting firm for fiscal year ending December 31, 2022. Management   For   For    
  3.    Non-binding advisory vote to approve our named executive officer compensation. Management   Against   Against    
  4.    Non-binding advisory vote on the frequency of future advisory votes on our named executive officer compensation. Management   1 Year   For    
  5.    Amendment to our Amended and Restated 2020 Incentive Plan. Management   For   For    
  XCEL ENERGY INC.    
  Security 98389B100           Meeting Type Annual  
  Ticker Symbol XEL                       Meeting Date 18-May-2022  
  ISIN US98389B1008           Agenda 935582812 - Management
                                 
  Item Proposal     Proposed by   Vote For/Against
Management
   
  1a.   Election of Director: Lynn Casey Management   For   For    
  1b.   Election of Director: Bob Frenzel Management   For   For    
  1c.   Election of Director: Netha Johnson Management   For   For    
  1d.   Election of Director: Patricia Kampling Management   For   For    
  1e.   Election of Director: George Kehl Management   For   For    
  1f.   Election of Director: Richard O’Brien Management   For   For    
  1g.   Election of Director: Charles Pardee Management   For   For    
  1h.   Election of Director: Christopher Policinski Management   For   For    
  1i.   Election of Director: James Prokopanko Management   For   For    
  1j.   Election of Director: Kim Williams Management   For   For    
  1k.   Election of Director: Daniel Yohannes Management   For   For    
  2.    Company proposal to approve, on an advisory basis, executive compensation. Management   For   For    
  3.    Company proposal to ratify the appointment of Deloitte & Touche LLP as Xcel Energy Inc.’s independent registered public accounting firm for 2022. Management   For   For    
  VERTEX PHARMACEUTICALS INCORPORATED    
  Security 92532F100           Meeting Type Annual  
  Ticker Symbol VRTX                      Meeting Date 18-May-2022  
  ISIN US92532F1003           Agenda 935588042 - Management
                                 
  Item Proposal     Proposed by   Vote For/Against
Management
   
  1A.   Election of Director: Sangeeta Bhatia Management   For   For    
  1B.   Election of Director: Lloyd Carney Management   Against   Against    
  1C.   Election of Director: Alan Garber Management   For   For    
  1D.   Election of Director: Terrence Kearney Management   Against   Against    
  1E.   Election of Director: Reshma Kewalramani Management   For   For    
  1F.   Election of Director: Yuchun Lee Management   For   For    
  1G.   Election of Director: Jeffrey Leiden Management   For   For    
  1H.   Election of Director: Margaret McGlynn Management   For   For    
  1I.   Election of Director: Diana McKenzie Management   For   For    
  1J.   Election of Director: Bruce Sachs Management   For   For    
  1K.   Election of Director: Suketu Upadhyay Management   For   For    
  2.    Ratification of Ernst & Young LLP as independent Registered Public Accounting firm for the year ending December 31, 2022. Management   Against   Against    
  3.    Advisory vote to approve named executive office compensation. Management   For   For    
  4.    Approval of an amendment and restatement of our 2013 Stock and Option Plan to increase the number of shares authorized for issuance under this plan by 13.5 million shares. Management   For   For    
  ARCHAEA ENERGY INC.    
  Security 03940F103           Meeting Type Annual  
  Ticker Symbol LFG                       Meeting Date 18-May-2022  
  ISIN US03940F1030           Agenda 935589272 - Management
                                 
  Item Proposal     Proposed by   Vote For/Against
Management
   
  1.    DIRECTOR Management            
      1 J. Kyle Derham       For   For    
      2 Dr. Kathryn Jackson       Withheld   Against    
      3 Scott Parkes       For   For    
  2.    Ratification of the appointment of KPMG LLP as our independent auditors for the fiscal year ending December 31, 2022. Management   For   For    
  NEXTERA ENERGY, INC.    
  Security 65339F101           Meeting Type Annual  
  Ticker Symbol NEE                       Meeting Date 19-May-2022  
  ISIN US65339F1012           Agenda 935583092 - Management
                                 
  Item Proposal     Proposed by   Vote For/Against
Management
   
  1A.   Election of Director: Sherry S. Barrat Management   For   For    
  1B.   Election of Director: James L. Camaren Management   For   For    
  1C.   Election of Director: Kenneth B. Dunn Management   For   For    
  1D.   Election of Director: Naren K. Gursahaney Management   For   For    
  1E.   Election of Director: Kirk S. Hachigian Management   For   For    
  1F.   Election of Director: John W. Ketchum Management   For   For    
  1G.   Election of Director: Amy B. Lane Management   For   For    
  1H.   Election of Director: David L. Porges Management   For   For    
  1I.   Election of Director: James L. Robo Management   For   For    
  1J.   Election of Director: Rudy E. Schupp Management   For   For    
  1K.   Election of Director: John L. Skolds Management   For   For    
  1L.   Election of Director: John Arthur Stall Management   For   For    
  1M.   Election of Director: Darryl L. Wilson Management   For   For    
  2.    Ratification of appointment of Deloitte & Touche LLP as NextEra Energy’s independent registered public accounting firm for 2022 Management   For   For    
  3.    Approval, by non-binding advisory vote, of NextEra Energy’s compensation of its named executive officers as disclosed in the proxy statement Management   For   For    
  4.    A proposal entitled “Board Matrix” to request disclosure of a Board skills matrix Shareholder   Against   For    
  5.    A proposal entitled “Diversity Data Reporting” to request quantitative employee diversity data Shareholder   Against   For    
  ARDAGH METAL PACKAGING S.A.    
  Security L02235106           Meeting Type Annual  
  Ticker Symbol AMBP                      Meeting Date 19-May-2022  
  ISIN LU2369833749           Agenda 935608008 - Management
                                 
  Item Proposal     Proposed by   Vote For/Against
Management
   
  1.    Consider the reports of the Board of Directors of the Company and the report of the statutory auditor (réviseur d’entreprises agréé) on the Company’s consolidated financial statements for the financial year ended December 31, 2021 and approve the Company’s consolidated financial statements for the financial year ended December 31, 2021. Management   For   For    
  2.    Consider the report of the statutory auditor (réviseur d’entreprises agréé) on the Company’s annual accounts for the financial year ended December 31, 2021 and approve the Company’s annual accounts for the financial year ended December 31, 2021. Management   For   For    
  3.    Resolve to carry forward the profit for the year ended December 31, 2021. Management   For   For    
  4.    Ratify the appointment by the Board of Directors of the Company on October 26, 2021 of Mr. John Sheehan as Class II Director of the Company to fill a vacancy on the Board until the 2022 annual general meeting of shareholders. Management   For   For    
  5.    Grant discharge (quitus) to all members of the Board of Directors of the Company who were in office during the financial year ended December 31, 2021 for the proper performance of their duties. Management   For   For    
  6a.   Re-elect Mr. Yves Elsen, as Class I Director until the 2025 annual general meeting of shareholders. Management   For   For    
  6b.   Re-elect Mr. Damien O’Brien, as Class I Director until the 2025 annual general meeting of shareholders. Management   For   For    
  6c.   Re-elect Mr. Hermanus Troskie, as Class I Director until the 2025 annual general meeting of shareholders. Management   For   For    
  6d.   Re-elect Mr. John Sheehan, as Class II Director until the 2023 annual general meeting of shareholders. Management   For   For    
  7.    Approve the aggregate amount of the directors’ remuneration. Management   For   For    
  8.    Appoint PricewaterhouseCoopers Société coopérative as statutory auditor (réviseur d’entreprises agréé) of the Company for the period ending at the 2023 annual general meeting of shareholders. Management   For   For    
  BIOMARIN PHARMACEUTICAL INC.    
  Security 09061G101           Meeting Type Annual  
  Ticker Symbol BMRN                      Meeting Date 24-May-2022  
  ISIN US09061G1013           Agenda 935591342 - Management
                                 
  Item Proposal     Proposed by   Vote For/Against
Management
   
  1.    DIRECTOR Management            
      1 Mark J. Alles       For   For    
      2 Elizabeth M. Anderson       For   For    
      3 Jean-Jacques Bienaimé       For   For    
      4 Willard Dere       For   For    
      5 Elaine J. Heron       For   For    
      6 Maykin Ho       For   For    
      7 Robert J. Hombach       For   For    
      8 V. Bryan Lawlis       For   For    
      9 Richard A. Meier       For   For    
      10 David E.I. Pyott       For   For    
      11 Dennis J. Slamon       For   For    
  2.    To ratify the selection of KPMG LLP as the independent registered public accounting firm for BioMarin for the fiscal year ending December 31, 2022. Management   For   For    
  3.    To approve, on an advisory basis, the compensation of the Company’s Named Executive Officers as disclosed in the Proxy Statement. Management   For   For    
  RANPAK HOLDINGS CORP    
  Security 75321W103           Meeting Type Annual  
  Ticker Symbol PACK                      Meeting Date 25-May-2022  
  ISIN US75321W1036           Agenda 935601333 - Management
                                 
  Item Proposal     Proposed by   Vote For/Against
Management
   
  1.    DIRECTOR Management            
      1 Omar Asali       For   For    
      2 Pamela El       For   For    
      3 Salil Seshadri       For   For    
      4 Kurt Zumwalt       For   For    
  2.    Company Proposal - Ratification of the selection of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2022. Management   For   For    
  3.    Company Proposal - Approval of a non-binding advisory resolution approving the compensation of named executive officers. Management   Abstain   Against    
  4.    Company Proposal - Approval of a non-binding advisory resolution approving the frequency of future advisory votes on the compensation of named executive officers. Management   1 Year   For    
  ILLUMINA, INC.    
  Security 452327109           Meeting Type Annual  
  Ticker Symbol ILMN                      Meeting Date 26-May-2022  
  ISIN US4523271090           Agenda 935603921 - Management
                                 
  Item Proposal     Proposed by   Vote For/Against
Management
   
  1A.   Election of Director: Frances Arnold, Ph.D. Management   For   For    
  1B.   Election of Director: Francis A. deSouza Management   For   For    
  1C.   Election of Director: Caroline D. Dorsa Management   For   For    
  1D.   Election of Director: Robert S. Epstein, M.D. Management   Against   Against    
  1E.   Election of Director: Scott Gottlieb, M.D. Management   For   For    
  1F.   Election of Director: Gary S. Guthart, Ph.D. Management   For   For    
  1G.   Election of Director: Philip W. Schiller Management   For   For    
  1H.   Election of Director: Susan E. Siegel Management   For   For    
  1I.   Election of Director: John W. Thompson Management   For   For    
  2.    To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending January 1, 2023. Management   Against   Against    
  3.    To approve, on an advisory basis, the compensation of the named executive officers as disclosed in the Proxy Statement. Management   Against   Against    
  4.    To approve, on an advisory basis, a stockholder proposal regarding the right of stockholders to call special meetings. Shareholder   For   Against    
  5.    To approve an amendment to our Amended and Restated Certificate of Incorporation to permit stockholders to call special meetings. Management   Abstain   Against    
  RESIDEO TECHNOLOGIES, INC.    
  Security 76118Y104           Meeting Type Annual  
  Ticker Symbol REZI                      Meeting Date 08-Jun-2022  
  ISIN US76118Y1047           Agenda 935623050 - Management
                                 
  Item Proposal     Proposed by   Vote For/Against
Management
   
  1a.   Election of Director: Roger Fradin Management   For   For    
  1b.   Election of Director: Jay Geldmacher Management   For   For    
  1c.   Election of Director: Paul Deninger Management   For   For    
  1d.   Election of Director: Cynthia Hostetler Management   For   For    
  1e.   Election of Director: Brian Kushner Management   For   For    
  1f.   Election of Director: Jack Lazar Management   For   For    
  1g.   Election of Director: Nina Richardson Management   For   For    
  1h.   Election of Director: Andrew Teich Management   For   For    
  1i.   Election of Director: Sharon Wienbar Management   For   For    
  1j.   Election of Director: Kareem Yusuf Management   For   For    
  2.    Advisory Vote to Approve Executive Compensation. Management   For   For    
  3.    Ratification of the Appointment of Independent Registered Public Accounting Firm. Management   For   For    
  4.    Shareholder Proposal to Reduce Ownership Threshold for Shareholders to Call a Special Meeting. Shareholder   Against   For    
  WILLDAN GROUP, INC.    
  Security 96924N100           Meeting Type Annual  
  Ticker Symbol WLDN                      Meeting Date 09-Jun-2022  
  ISIN US96924N1000           Agenda 935628733 - Management
                                 
  Item Proposal     Proposed by   Vote For/Against
Management
   
  1.1   Election of Director to serve a one-year term: Thomas D. Brisbin Management   For   For    
  1.2   Election of Director to serve a one-year term: Steven A. Cohen Management   For   For    
  1.3   Election of Director to serve a one-year term: Cynthia A. Downes Management   For   For    
  1.4   Election of Director to serve a one-year term: Dennis V. McGinn Management   For   For    
  1.5   Election of Director to serve a one-year term: Wanda K. Reder Management   For   For    
  1.6   Election of Director to serve a one-year term: Keith W. Renken Management   For   For    
  1.7   Election of Director to serve a one-year term: Mohammad Shahidehpour Management   For   For    
  2.    Ratification of the appointment of Crowe LLP as the independent registered public accounting firm for the year ending December 30, 2022. Management   For   For    
  3.    Approval, on a non-binding advisory basis, of our named executive officer compensation. Management   For   For    
  4.    Approval of an amendment to the Company’s 2008 Performance Incentive Plan (the “2008 Plan”), including an increase in the number of shares available for grant under the 2008 Plan. Management   For   For    
  GENERAL MOTORS COMPANY    
  Security 37045V100           Meeting Type Annual  
  Ticker Symbol GM                        Meeting Date 13-Jun-2022  
  ISIN US37045V1008           Agenda 935631778 - Management
                                 
  Item Proposal     Proposed by   Vote For/Against
Management
   
  1a.   Election of Director: Mary T. Barra Management   For   For    
  1b.   Election of Director: Aneel Bhusri Management   For   For    
  1c.   Election of Director: Wesley G. Bush Management   For   For    
  1d.   Election of Director: Linda R. Gooden Management   For   For    
  1e.   Election of Director: Joseph Jimenez Management   For   For    
  1f.   Election of Director: Judith A. Miscik Management   For   For    
  1g.   Election of Director: Patricia F. Russo Management   For   For    
  1h.   Election of Director: Thomas M. Schoewe Management   For   For    
  1i.   Election of Director: Carol M. Stephenson Management   For   For    
  1j.   Election of Director: Mark A. Tatum Management   For   For    
  1k.   Election of Director: Devin N. Wenig Management   For   For    
  1l.   Election of Director: Margaret C. Whitman Management   For   For    
  2.    Advisory Approval of Named Executive Officer Compensation Management   For   For    
  3.    Ratification of the Selection of Ernst & Young LLP as the Company’s Independent Registered Public Accounting Firm for 2022 Management   For   For    
  4.    Shareholder Proposal to Lower the Ownership Threshold to Call a Special Meeting Shareholder   Against   For    
  5.    Shareholder Proposal Regarding Separation of Chair and CEO Roles Shareholder   Against   For    
  6.    Shareholder Proposal Requesting a Report on the Use of Child Labor in Connection with Electric Vehicles Shareholder   Against   For    
  BROOKFIELD RENEWABLE CORPORATION    
  Security 11284V105           Meeting Type Annual  
  Ticker Symbol BEPC                      Meeting Date 14-Jun-2022  
  ISIN CA11284V1058           Agenda 935650932 - Management
                                 
  Item Proposal     Proposed by   Vote For/Against
Management
   
  1     DIRECTOR Management            
      1 Jeffrey Blidner       For   For    
      2 Scott Cutler       For   For    
      3 Sarah Deasley       For   For    
      4 Nancy Dorn       For   For    
      5 E. de Carvalho Filho       For   For    
      6 Randy MacEwen       For   For    
      7 David Mann       For   For    
      8 Lou Maroun       For   For    
      9 Stephen Westwell       For   For    
      10 Patricia Zuccotti       For   For    
  2     Appointment of Ernst & Young LLP as Auditors of the Corporation for the ensuing year and authorizing the Directors to set their remuneration. Management   For   For    
  MIRION TECHNOLOGIES, INC.    
  Security 60471A101           Meeting Type Annual  
  Ticker Symbol MIR                       Meeting Date 15-Jun-2022  
  ISIN US60471A1016           Agenda 935637100 - Management
                                 
  Item Proposal     Proposed by   Vote For/Against
Management
   
  1A.   Election of Director for a term of one year expiring at the 2023 Annual Meeting of Stockholders: Lawrence D. Kingsley Management   For   For    
  1B.   Election of Director for a term of one year expiring at the 2023 Annual Meeting of Stockholders: Thomas D. Logan Management   For   For    
  1C.   Election of Director for a term of one year expiring at the 2023 Annual Meeting of Stockholders: Kenneth C. Bockhorst Management   For   For    
  1D.   Election of Director for a term of one year expiring at the 2023 Annual Meeting of Stockholders: Robert A. Cascella Management   For   For    
  1E.   Election of Director for a term of one year expiring at the 2023 Annual Meeting of Stockholders: Steven W. Etzel Management   For   For    
  1F.   Election of Director for a term of one year expiring at the 2023 Annual Meeting of Stockholders: John W. Kuo Management   For   For    
  1G.   Election of Director for a term of one year expiring at the 2023 Annual Meeting of Stockholders: Jody A. Markopoulos Management   For   For    
  1H.   Election of Director for a term of one year expiring at the 2023 Annual Meeting of Stockholders: Jyothsna (Jo) Natauri Management   For   For    
  1I.   Election of Director for a term of one year expiring at the 2023 Annual Meeting of Stockholders: Christopher Warren Management   For   For    
  2.    Ratify the appointment of Deloitte & Touche, LLP (“Deloitte”) as our independent registered public accounting firm for the fiscal year ending December 31, 2022. Management   For   For    
  3.    Approve, on an advisory basis, the compensation of our named executive officers as disclosed in the accompanying proxy statement. Management   For   For    
  4.    Approve, on an advisory basis, the frequency of future stockholder advisory votes on the compensation of our named executive officers. Management   1 Year   For    
  EOS ENERGY ENTERPRISES INC    
  Security 29415C101           Meeting Type Special 
  Ticker Symbol EOSE                      Meeting Date 28-Jun-2022  
  ISIN US29415C1018           Agenda 935671493 - Management
                                 
  Item Proposal     Proposed by   Vote For/Against
Management
   
  1.    The issuance of our common stock to Yorkville in excess of the exchange cap of the Standby Equity Purchase Agreement dated April 28, 2022, by and between the Company and Yorkville. Management   For   For    
  2.    Amendment to our Third Amended and Restated Certificate of Incorporation to increase the authorized shares of common stock from 200,000,000 to 300,000,000. Management   For   For    
  3.    Adjournment of the Special Meeting, if necessary, to solicit additional proxies if there are not sufficient votes in favor of the Exchange Cap Proposal and/or the Authorized Shares Amendment. Management   For   For    

 

 

SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

Registrant Gabelli ETFs Trust

 

By (Signature and Title)* /s/ John C. Ball
  John C. Ball, President and Principal Executive Officer

 

Date August 30, 2022

 

*Print the name and title of each signing officer under his or her signature.