UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-23568
Gabelli ETFs Trust
(Exact name of registrant as specified in charter)
One Corporate Center
Rye, New York 10580-1422
(Address of principal executive offices) (Zip code)
John C. Ball
Gabelli Funds, LLC
One Corporate Center
Rye, New York 10580-7724
(Name and address of agent for service)
Registrant’s telephone number, including area code: 1-800-422-3554
Date of fiscal year end: December 31
Date of reporting period: July 1, 2021 – June 30, 2022*
*Gabelli Automation ETF commenced operations on January 5, 2022. Gabelli Financial Services Opportunities ETF commenced operations on May 10, 2022.
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (17 CFR 239.24 and 274.5), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2021 TO JUNE 30, 2022*
*Gabelli Automation ETF commenced operations on January 5, 2022. Gabelli Financial Services Opportunities ETF commenced operations on May 10, 2022.
There is no proxy voting activity for the following Funds, which did not hold any votable positions during the reporting period:
• | Gabelli Automation ETF |
• | Gabelli Financial Services Opportunities ETF |
ProxyEdge | Report Date: 07/05/2022 |
Meeting Date Range: 07/01/2021 - 06/30/2022 | 1 |
Gabelli Growth Innovators ETF |
Investment Company Report
SNOWFLAKE INC. | ||||||||||||||
Security | 833445109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SNOW | Meeting Date | 08-Jul-2021 | |||||||||||
ISIN | US8334451098 | Agenda | 935443375 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against
Management |
||||||||||
1A. | Election of Class I Director: Benoit Dageville | Management | For | For | ||||||||||
1B. | Election of Class I Director: Mark S. Garrett | Management | For | For | ||||||||||
1C. | Election of Class I Director: Jayshree V. Ullal | Management | For | For | ||||||||||
2. | To ratify the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending January 31, 2022. | Management | For | For | ||||||||||
TAKE-TWO INTERACTIVE SOFTWARE, INC. | ||||||||||||||
Security | 874054109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TTWO | Meeting Date | 14-Sep-2021 | |||||||||||
ISIN | US8740541094 | Agenda | 935479584 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against
Management |
||||||||||
1A. | Election of Director: Strauss Zelnick | Management | For | For | ||||||||||
1B. | Election of Director: Michael Dornemann | Management | For | For | ||||||||||
1C. | Election of Director: J. Moses | Management | For | For | ||||||||||
1D. | Election of Director: Michael Sheresky | Management | For | For | ||||||||||
1E. | Election of Director: LaVerne Srinivasan | Management | For | For | ||||||||||
1F. | Election of Director: Susan Tolson | Management | For | For | ||||||||||
1G. | Election of Director: Paul Viera | Management | For | For | ||||||||||
1H. | Election of Director: Roland Hernandez | Management | For | For | ||||||||||
2. | Approval, on a non-binding advisory basis, of the compensation of the Company’s “named executive officers” as disclosed in the Proxy Statement. | Management | For | For | ||||||||||
3. | Approval of the amendment to the Amended and Restated Take-Two Interactive Software, Inc. 2017 Stock Incentive Plan. | Management | Against | Against | ||||||||||
4. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending March 31, 2022. | Management | For | For | ||||||||||
INTUITIVE SURGICAL, INC. | ||||||||||||||
Security | 46120E602 | Meeting Type | Special | |||||||||||
Ticker Symbol | ISRG | Meeting Date | 20-Sep-2021 | |||||||||||
ISIN | US46120E6023 | Agenda | 935489434 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against
Management |
||||||||||
1. | TO APPROVE THE COMPANY’S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FOR THE PURPOSE OF EFFECTING A THREE-FOR-ONE STOCK SPLIT. | Management | For | For | ||||||||||
BLOCK, INC. | ||||||||||||||
Security | 852234103 | Meeting Type | Special | |||||||||||
Ticker Symbol | SQ | Meeting Date | 03-Nov-2021 | |||||||||||
ISIN | US8522341036 | Agenda | 935505858 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against
Management |
||||||||||
1. | Approve the issuance of shares of Class A common stock of Square, Inc. (“Square”) (including shares underlying CHESS Depositary Interests) to shareholders of Afterpay Limited (“Afterpay”) pursuant to a Scheme of Arrangement between Afterpay and its shareholders and a Deed Poll to be executed by Square and Lanai (AU) 2 Pty Ltd (“Square Sub”), as contemplated by the Scheme Implementation Deed, dated as of August 2, 2021, and as it may be further amended or supplemented, by and among Square, Square Sub, and Afterpay (the “Transaction Proposal”). | Management | For | For | ||||||||||
2. | Approve one or more adjournments of the special meeting of stockholders of Square, if necessary or appropriate and consented to by Afterpay, including to permit further solicitation of proxies if there are insufficient votes at the time of the special meeting of stockholders to approve the Transaction Proposal. | Management | For | For | ||||||||||
MICROSOFT CORPORATION | ||||||||||||||
Security | 594918104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MSFT | Meeting Date | 30-Nov-2021 | |||||||||||
ISIN | US5949181045 | Agenda | 935505480 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against
Management |
||||||||||
1A. | Election of Director: Reid G. Hoffman | Management | For | For | ||||||||||
1B. | Election of Director: Hugh F. Johnston | Management | For | For | ||||||||||
1C. | Election of Director: Teri L. List | Management | For | For | ||||||||||
1D. | Election of Director: Satya Nadella | Management | For | For | ||||||||||
1E. | Election of Director: Sandra E. Peterson | Management | For | For | ||||||||||
1F. | Election of Director: Penny S. Pritzker | Management | For | For | ||||||||||
1G. | Election of Director: Carlos A. Rodriguez | Management | For | For | ||||||||||
1H. | Election of Director: Charles W. Scharf | Management | For | For | ||||||||||
1I. | Election of Director: John W. Stanton | Management | For | For | ||||||||||
1J. | Election of Director: John W. Thompson | Management | For | For | ||||||||||
1K. | Election of Director: Emma N. Walmsley | Management | For | For | ||||||||||
1L. | Election of Director: Padmasree Warrior | Management | For | For | ||||||||||
2. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||
3. | Approve Employee Stock Purchase Plan. | Management | For | For | ||||||||||
4. | Ratification of the Selection of Deloitte & Touche LLP as our Independent Auditor for Fiscal Year 2022. | Management | For | For | ||||||||||
5. | Shareholder Proposal - Report on median pay gaps across race and gender. | Shareholder | Abstain | Against | ||||||||||
6. | Shareholder Proposal - Report on effectiveness of workplace sexual harassment policies. | Shareholder | Abstain | Against | ||||||||||
7. | Shareholder Proposal - Prohibition on sales of facial recognition technology to all government entities. | Shareholder | Against | For | ||||||||||
8. | Shareholder Proposal - Report on implementation of the Fair Chance Business Pledge. | Shareholder | Abstain | Against | ||||||||||
9. | Shareholder Proposal - Report on how lobbying activities align with company policies. | Shareholder | Abstain | Against | ||||||||||
MEDTRONIC PLC | ||||||||||||||
Security | G5960L103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MDT | Meeting Date | 09-Dec-2021 | |||||||||||
ISIN | IE00BTN1Y115 | Agenda | 935510429 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against
Management |
||||||||||
1A. | Election of Director until the 2022 Annual General Meeting: Richard H. Anderson | Management | For | For | ||||||||||
1B. | Election of Director until the 2022 Annual General Meeting: Craig Arnold | Management | For | For | ||||||||||
1C. | Election of Director until the 2022 Annual General Meeting: Scott C. Donnelly | Management | For | For | ||||||||||
1D. | Election of Director until the 2022 Annual General Meeting: Andrea J. Goldsmith, Ph.D. | Management | For | For | ||||||||||
1E. | Election of Director until the 2022 Annual General Meeting: Randall J. Hogan, III | Management | For | For | ||||||||||
1F. | Election of Director until the 2022 Annual General Meeting: Kevin E. Lofton | Management | For | For | ||||||||||
1G. | Election of Director until the 2022 Annual General Meeting: Geoffrey S. Martha | Management | For | For | ||||||||||
1H. | Election of Director until the 2022 Annual General Meeting: Elizabeth G. Nabel, M.D. | Management | For | For | ||||||||||
1I. | Election of Director until the 2022 Annual General Meeting: Denise M. O’Leary | Management | For | For | ||||||||||
1J. | Election of Director until the 2022 Annual General Meeting: Kendall J. Powell | Management | For | For | ||||||||||
2. | Ratifying, in a non-binding vote, the appointment of PricewaterhouseCoopers LLP as the Company’s independent auditor for fiscal year 2022 and authorizing, in a binding vote, the Board of Directors, acting through the Audit Committee, to set the auditor’s remuneration. | Management | For | For | ||||||||||
3. | Approving, on an advisory basis, the Company’s executive compensation. | Management | For | For | ||||||||||
4. | Approving, on an advisory basis, the frequency of Say- on-Pay votes. | Management | 1 Year | For | ||||||||||
5. | Approving the new 2021 Medtronic plc Long Term Incentive Plan. | Management | Against | Against | ||||||||||
6. | Renewing the Board of Directors’ authority to issue shares under Irish law. | Management | For | For | ||||||||||
7. | Renewing the Board of Directors’ authority to opt out of pre- emption rights under Irish law. | Management | Against | Against | ||||||||||
8. | Authorizing the Company and any subsidiary of the Company to make overseas market purchases of Medtronic ordinary shares. | Management | For | For | ||||||||||
ZSCALER, INC. | ||||||||||||||
Security | 98980G102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ZS | Meeting Date | 05-Jan-2022 | |||||||||||
ISIN | US98980G1022 | Agenda | 935521484 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against
Management |
||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Karen Blasing | For | For | |||||||||||
2 | Charles Giancarlo | For | For | |||||||||||
3 | Eileen Naughton | For | For | |||||||||||
2. | To ratify the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year 2022. | Management | For | For | ||||||||||
3. | To approve on a non-binding, advisory basis, the compensation of our named executive officers. | Management | For | For | ||||||||||
VISA INC. | ||||||||||||||
Security | 92826C839 | Meeting Type | Annual | |||||||||||
Ticker Symbol | V | Meeting Date | 25-Jan-2022 | |||||||||||
ISIN | US92826C8394 | Agenda | 935531550 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against
Management |
||||||||||
1A. | Election of Director: Lloyd A. Carney | Management | For | For | ||||||||||
1B. | Election of Director: Mary B. Cranston | Management | For | For | ||||||||||
1C. | Election of Director: Francisco Javier Fernández-Carbajal | Management | For | For | ||||||||||
1D. | Election of Director: Alfred F. Kelly, Jr. | Management | For | For | ||||||||||
1E. | Election of Director: Ramon Laguarta | Management | For | For | ||||||||||
1F. | Election of Director: John F. Lundgren | Management | For | For | ||||||||||
1G. | Election of Director: Robert W. Matschullat | Management | For | For | ||||||||||
1H. | Election of Director: Denise M. Morrison | Management | For | For | ||||||||||
1I. | Election of Director: Linda J. Rendle | Management | For | For | ||||||||||
1J. | Election of Director: Maynard G. Webb, Jr. | Management | For | For | ||||||||||
2. | To approve, on an advisory basis, the compensation paid to our named executive officers. | Management | For | For | ||||||||||
3. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for fiscal year 2022. | Management | For | For | ||||||||||
CERENCE INC. | ||||||||||||||
Security | 156727109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CRNC | Meeting Date | 02-Feb-2022 | |||||||||||
ISIN | US1567271093 | Agenda | 935541070 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against
Management |
||||||||||
1.1 | Election of Class III Director: Arun Sarin | Management | For | For | ||||||||||
1.2 | Election of Class III Director: Kristi Ann Matus | Management | For | For | ||||||||||
1.3 | Election of Class III Director: Stefan Ortmanns | Management | For | For | ||||||||||
2. | Ratification of the appointment of BDO USA, LLP as the Company’s independent registered public accounting firm for the fiscal year ending September 30, 2022. | Management | For | For | ||||||||||
3. | Approval, on a non-binding, advisory basis, of the compensation of the Company’s named executive officers, as disclosed in the proxy statement. | Management | For | For | ||||||||||
4. | Indication, on a non-binding, advisory basis, of preferred frequency of future shareholder non-binding, advisory votes on the compensation of the Company’s named executive officers. | Management | 1 Year | For | ||||||||||
SEA LIMITED | ||||||||||||||
Security | 81141R100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SE | Meeting Date | 14-Feb-2022 | |||||||||||
ISIN | US81141R1005 | Agenda | 935545179 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against
Management |
||||||||||
1. | AS A SPECIAL RESOLUTION, that the Eighth Amended and Restated Memorandum and Articles of Association of the Company currently in effect be amended and restated by their deletion in their entirety and the substitution in their place of the Ninth Amended and Restated Memorandum and Articles of Association annexed as Annex A of the Notice of the Annual General Meeting. | Management | Against | Against | ||||||||||
ANALOG DEVICES, INC. | ||||||||||||||
Security | 032654105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ADI | Meeting Date | 09-Mar-2022 | |||||||||||
ISIN | US0326541051 | Agenda | 935542248 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against
Management |
||||||||||
1A. | Election of Director: Ray Stata | Management | For | For | ||||||||||
1B. | Election of Director: Vincent Roche | Management | For | For | ||||||||||
1C. | Election of Director: James A. Champy | Management | For | For | ||||||||||
1D. | Election of Director: Anantha P. Chandrakasan | Management | For | For | ||||||||||
1E. | Election of Director: Tunç Doluca | Management | For | For | ||||||||||
1F. | Election of Director: Bruce R. Evans | Management | For | For | ||||||||||
1G. | Election of Director: Edward H. Frank | Management | For | For | ||||||||||
1H. | Election of Director: Laurie H. Glimcher | Management | For | For | ||||||||||
1I. | Election of Director: Karen M. Golz | Management | For | For | ||||||||||
1J. | Election of Director: Mercedes Johnson | Management | For | For | ||||||||||
1K. | Election of Director: Kenton J. Sicchitano | Management | For | For | ||||||||||
1L. | Election of Director: Susie Wee | Management | For | For | ||||||||||
2. | Advisory resolution to approve the compensation of our named executive officers. | Management | For | For | ||||||||||
3. | Approve the Analog Devices, Inc. 2022 Employee Stock Purchase Plan. | Management | For | For | ||||||||||
4. | Ratification of Ernst & Young LLP as our independent registered public accounting firm for fiscal 2022. | Management | For | For | ||||||||||
APPLIED MATERIALS, INC. | ||||||||||||||
Security | 038222105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | AMAT | Meeting Date | 10-Mar-2022 | |||||||||||
ISIN | US0382221051 | Agenda | 935544381 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against
Management |
||||||||||
1A. | Election of Director: Rani Borkar | Management | For | For | ||||||||||
1B. | Election of Director: Judy Bruner | Management | For | For | ||||||||||
1C. | Election of Director: Xun (Eric) Chen | Management | For | For | ||||||||||
1D. | Election of Director: Aart J. de Geus | Management | For | For | ||||||||||
1E. | Election of Director: Gary E. Dickerson | Management | For | For | ||||||||||
1F. | Election of Director: Thomas J. Iannotti | Management | For | For | ||||||||||
1G. | Election of Director: Alexander A. Karsner | Management | For | For | ||||||||||
1H. | Election of Director: Adrianna C. Ma | Management | For | For | ||||||||||
1I. | Election of Director: Yvonne McGill | Management | For | For | ||||||||||
1J. | Election of Director: Scott A. McGregor | Management | For | For | ||||||||||
2. | Approval, on an advisory basis, of the compensation of Applied Materials’ named executive officers for fiscal year 2021. | Management | For | For | ||||||||||
3. | Ratification of the appointment of KPMG LLP as Applied Materials’ independent registered public accounting firm for fiscal year 2022. | Management | For | For | ||||||||||
4. | Shareholder proposal to amend the appropriate company governing documents to give the owners of a combined 10% of our outstanding common stock the power to call a special shareholder meeting. | Shareholder | Against | For | ||||||||||
5. | Shareholder proposal to improve the executive compensation program and policy, such as to include the CEO pay ratio factor and voices from employees. | Shareholder | Against | For | ||||||||||
ADOBE INC. | ||||||||||||||
Security | 00724F101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ADBE | Meeting Date | 14-Apr-2022 | |||||||||||
ISIN | US00724F1012 | Agenda | 935553669 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against
Management |
||||||||||
1A. | Election of Director to serve for a one-year term: Amy Banse | Management | For | For | ||||||||||
1B. | Election of Director to serve for a one-year term: Brett Biggs | Management | For | For | ||||||||||
1C. | Election of Director to serve for a one-year term: Melanie Boulden | Management | For | For | ||||||||||
1D. | Election of Director to serve for a one-year term: Frank Calderoni | Management | For | For | ||||||||||
1E. | Election of Director to serve for a one-year term: Laura Desmond | Management | For | For | ||||||||||
1F. | Election of Director to serve for a one-year term: Shantanu Narayen | Management | For | For | ||||||||||
1G. | Election of Director to serve for a one-year term: Spencer Neumann | Management | For | For | ||||||||||
1H. | Election of Director to serve for a one-year term: Kathleen Oberg | Management | For | For | ||||||||||
1I. | Election of Director to serve for a one-year term: Dheeraj Pandey | Management | For | For | ||||||||||
1J. | Election of Director to serve for a one-year term: David Ricks | Management | For | For | ||||||||||
1K. | Election of Director to serve for a one-year term: Daniel Rosensweig | Management | For | For | ||||||||||
1L. | Election of Director to serve for a one-year term: John Warnock | Management | For | For | ||||||||||
2. | Ratify the appointment of KPMG LLP as our independent registered public accounting firm for our fiscal year ending on December 2, 2022. | Management | For | For | ||||||||||
3. | Approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | ||||||||||
APTIV PLC | ||||||||||||||
Security | G6095L109 | Meeting Type | Annual | |||||||||||
Ticker Symbol | APTV | Meeting Date | 27-Apr-2022 | |||||||||||
ISIN | JE00B783TY65 | Agenda | 935560309 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against
Management |
||||||||||
1A. | Election of Director: Kevin P. Clark | Management | For | For | ||||||||||
1B. | Election of Director: Richard L. Clemmer | Management | For | For | ||||||||||
1C. | Election of Director: Nancy E. Cooper | Management | For | For | ||||||||||
1D. | Election of Director: Joseph L. Hooley | Management | For | For | ||||||||||
1E. | Election of Director: Merit E. Janow | Management | For | For | ||||||||||
1F. | Election of Director: Sean O. Mahoney | Management | For | For | ||||||||||
1G. | Election of Director: Paul M. Meister | Management | For | For | ||||||||||
1H. | Election of Director: Robert K. Ortberg | Management | For | For | ||||||||||
1I. | Election of Director: Colin J. Parris | Management | For | For | ||||||||||
1J. | Election of Director: Ana G. Pinczuk | Management | For | For | ||||||||||
2. | Proposal to re-appoint auditors, ratify independent public accounting firm and authorize the directors to determine the fees paid to the auditors. | Management | For | For | ||||||||||
3. | Say-on-Pay - To approve, by advisory vote, executive compensation. | Management | For | For | ||||||||||
INTUITIVE SURGICAL, INC. | ||||||||||||||
Security | 46120E602 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ISRG | Meeting Date | 28-Apr-2022 | |||||||||||
ISIN | US46120E6023 | Agenda | 935560765 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against
Management |
||||||||||
1A. | Election of Director: Craig H. Barratt, Ph.D. | Management | For | For | ||||||||||
1B. | Election of Director: Joseph C. Beery | Management | For | For | ||||||||||
1C. | Election of Director: Gary S. Guthart, Ph.D. | Management | For | For | ||||||||||
1D. | Election of Director: Amal M. Johnson | Management | For | For | ||||||||||
1E. | Election of Director: Don R. Kania, Ph.D. | Management | For | For | ||||||||||
1F. | Election of Director: Amy L. Ladd, M.D. | Management | For | For | ||||||||||
1G. | Election of Director: Keith R. Leonard, Jr. | Management | For | For | ||||||||||
1H. | Election of Director: Alan J. Levy, Ph.D. | Management | For | For | ||||||||||
1I. | Election of Director: Jami Dover Nachtsheim | Management | For | For | ||||||||||
1J. | Election of Director: Monica P. Reed, M.D. | Management | For | For | ||||||||||
1K. | Election of Director: Mark J. Rubash | Management | For | For | ||||||||||
2. | To approve, by advisory vote, the compensation of the Company’s Named Executive Officers. | Management | For | For | ||||||||||
3. | The ratification of appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2022. | Management | For | For | ||||||||||
4. | To approve the Company’s Amended and Restated 2010 Incentive Award Plan. | Management | Against | Against | ||||||||||
ASML HOLDINGS N.V. | ||||||||||||||
Security | N07059210 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ASML | Meeting Date | 29-Apr-2022 | |||||||||||
ISIN | USN070592100 | Agenda | 935599449 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against
Management |
||||||||||
3A | Advisory vote on the remuneration report for the Board of Management and the Supervisory Board for the financial year 2021 | Management | Against | Against | ||||||||||
3B | Proposal to adopt the financial statements of the Company for the financial year 2021, as prepared in accordance with Dutch law | Management | For | For | ||||||||||
3D | Proposal to adopt a dividend in respect of the financial year 2021 | Management | For | For | ||||||||||
4A | Proposal to discharge the members of the Board of Management from liability for their responsibilities in the financial year 2021 | Management | For | For | ||||||||||
4B | Proposal to discharge the members of the Supervisory Board from liability for their responsibilities in the financial year 2021 | Management | For | For | ||||||||||
5 | Proposal to approve the number of shares for the Board of Management | Management | For | For | ||||||||||
6 | Proposal to amend the Remuneration Policy for the Board of Management | Management | For | For | ||||||||||
8D | Proposal to reappoint Ms. T.L. Kelly as a member of the Supervisory Board | Management | For | For | ||||||||||
8E | Proposal to appoint Mr. A.F.M. Everke as a member of the Supervisory Board | Management | For | For | ||||||||||
8F | Proposal to appoint Ms. A.L. Steegen as a member of the Supervisory Board | Management | For | For | ||||||||||
9 | Proposal to appoint KPMG Accountants N.V. as external auditor for the reporting years 2023 and 2024 | Management | For | For | ||||||||||
11 | Proposal to amend the Articles of Association of the Company | Management | For | For | ||||||||||
12A | Authorization to issue ordinary shares or grant rights to subscribe for ordinary shares up to 5% for general purposes and up to 5% in connection with or on the occasion of mergers, acquisitions and/or (strategic) alliances | Management | For | For | ||||||||||
12B | Authorization of the Board of Management to restrict or exclude pre-emption rights in connection with the authorizations referred to in item 12A. | Management | For | For | ||||||||||
13 | Proposal to authorize the Board of Management to repurchase ordinary shares up to 10% of the issued share capital | Management | For | For | ||||||||||
14 | Proposal to cancel ordinary shares | Management | For | For | ||||||||||
EDWARDS LIFESCIENCES CORPORATION | ||||||||||||||
Security | 28176E108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | EW | Meeting Date | 03-May-2022 | |||||||||||
ISIN | US28176E1082 | Agenda | 935572481 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against
Management |
||||||||||
1.1 | Election of Director: Kieran T. Gallahue | Management | For | For | ||||||||||
1.2 | Election of Director: Leslie S. Heisz | Management | For | For | ||||||||||
1.3 | Election of Director: Paul A. LaViolette | Management | For | For | ||||||||||
1.4 | Election of Director: Steven R. Loranger | Management | For | For | ||||||||||
1.5 | Election of Director: Martha H. Marsh | Management | For | For | ||||||||||
1.6 | Election of Director: Michael A. Mussallem | Management | For | For | ||||||||||
1.7 | Election of Director: Ramona Sequeira | Management | For | For | ||||||||||
1.8 | Election of Director: Nicholas J. Valeriani | Management | For | For | ||||||||||
2. | Advisory Vote to Approve Named Executive Officer Compensation | Management | For | For | ||||||||||
3. | Ratification of Appointment of Independent Registered Public Accounting Firm | Management | For | For | ||||||||||
4. | Stockholder Proposal for an Advisory Vote to Reduce the Share Ownership Threshold to Call a Special Meeting | Shareholder | Against | For | ||||||||||
LATTICE SEMICONDUCTOR CORPORATION | ||||||||||||||
Security | 518415104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | LSCC | Meeting Date | 06-May-2022 | |||||||||||
ISIN | US5184151042 | Agenda | 935574346 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against
Management |
||||||||||
1.1 | Election of Director: James R. Anderson | Management | For | For | ||||||||||
1.2 | Election of Director: Robin A. Abrams | Management | For | For | ||||||||||
1.3 | Election of Director: Mark E. Jensen | Management | For | For | ||||||||||
1.4 | Election of Director: Anjali Joshi | Management | For | For | ||||||||||
1.5 | Election of Director: James P. Lederer | Management | For | For | ||||||||||
1.6 | Election of Director: Krishna Rangasayee | Management | For | For | ||||||||||
1.7 | Election of Director: D. Jeffrey Richardson | Management | For | For | ||||||||||
2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2022. | Management | For | For | ||||||||||
3. | To approve on a non-binding, advisory basis, the compensation of our Named Executive Officers (as defined below in the section of the Proxy Statement titled “Compensation Discussion and Analysis”). | Management | For | For | ||||||||||
UBER TECHNOLOGIES, INC. | ||||||||||||||
Security | 90353T100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | UBER | Meeting Date | 09-May-2022 | |||||||||||
ISIN | US90353T1007 | Agenda | 935579067 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against
Management |
||||||||||
1A. | Election of Director: Ronald Sugar | Management | For | For | ||||||||||
1B. | Election of Director: Revathi Advaithi | Management | For | For | ||||||||||
1C. | Election of Director: Ursula Burns | Management | For | For | ||||||||||
1D. | Election of Director: Robert Eckert | Management | For | For | ||||||||||
1E. | Election of Director: Amanda Ginsberg | Management | For | For | ||||||||||
1F. | Election of Director: Dara Khosrowshahi | Management | For | For | ||||||||||
1G. | Election of Director: Wan Ling Martello | Management | For | For | ||||||||||
1H. | Election of Director: Yasir Al-Rumayyan | Management | For | For | ||||||||||
1I. | Election of Director: John Thain | Management | For | For | ||||||||||
1J. | Election of Director: David Trujillo | Management | For | For | ||||||||||
1K. | Election of Director: Alexander Wynaendts | Management | For | For | ||||||||||
2. | Advisory vote to approve 2021 named executive officer compensation. | Management | For | For | ||||||||||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2022. | Management | For | For | ||||||||||
4. | Stockholder proposal to prepare an annual report on lobbying activities. | Shareholder | Abstain | Against | ||||||||||
DANAHER CORPORATION | ||||||||||||||
Security | 235851102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | DHR | Meeting Date | 10-May-2022 | |||||||||||
ISIN | US2358511028 | Agenda | 935575057 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against
Management |
||||||||||
1A. | Election of Director to hold office until the 2023 Annual Meeting of Shareholders: Rainer M. Blair | Management | For | For | ||||||||||
1B. | Election of Director to hold office until the 2023 Annual Meeting of Shareholders: Linda Filler | Management | For | For | ||||||||||
1C. | Election of Director to hold office until the 2023 Annual Meeting of Shareholders: Teri List | Management | For | For | ||||||||||
1D. | Election of Director to hold office until the 2023 Annual Meeting of Shareholders: Walter G. Lohr, Jr. | Management | For | For | ||||||||||
1E. | Election of Director to hold office until the 2023 Annual Meeting of Shareholders: Jessica L. Mega, MD, MPH | Management | For | For | ||||||||||
1F. | Election of Director to hold office until the 2023 Annual Meeting of Shareholders: Mitchell P. Rales | Management | For | For | ||||||||||
1G. | Election of Director to hold office until the 2023 Annual Meeting of Shareholders: Steven M. Rales | Management | For | For | ||||||||||
1H. | Election of Director to hold office until the 2023 Annual Meeting of Shareholders: Pardis C. Sabeti, MD, D. PHIL | Management | For | For | ||||||||||
1I. | Election of Director to hold office until the 2023 Annual Meeting of Shareholders: A. Shane Sanders | Management | For | For | ||||||||||
1J. | Election of Director to hold office until the 2023 Annual Meeting of Shareholders: John T. Schwieters | Management | For | For | ||||||||||
1K. | Election of Director to hold office until the 2023 Annual Meeting of Shareholders: Alan G. Spoon | Management | For | For | ||||||||||
1L. | Election of Director to hold office until the 2023 Annual Meeting of Shareholders: Raymond C. Stevens, Ph.D | Management | For | For | ||||||||||
1M. | Election of Director to hold office until the 2023 Annual Meeting of Shareholders: Elias A. Zerhouni, MD | Management | For | For | ||||||||||
2. | To ratify the selection of Ernst & Young LLP as Danaher’s independent registered public accounting firm for the year ending December 31, 2022. | Management | For | For | ||||||||||
3. | To approve on an advisory basis the Company’s named executive officer compensation. | Management | For | For | ||||||||||
4. | To act upon a shareholder proposal requesting that Danaher amend its governing documents to reduce the percentage of shares required for shareholders to call a special meeting of shareholders from 25% to 10%. | Shareholder | Against | For | ||||||||||
ZOOMINFO TECHNOLOGIES INC. | ||||||||||||||
Security | 98980F104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | ZI | Meeting Date | 17-May-2022 | |||||||||||
ISIN | US98980F1049 | Agenda | 935587177 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against
Management |
||||||||||
1. | Election of Director: Mark Mader | Management | For | For | ||||||||||
2. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for 2022. | Management | For | For | ||||||||||
3. | To approve, on an advisory, non-binding basis, the frequency of future stockholder non-binding advisory votes on the compensation of our named executive officers. | Management | 1 Year | For | ||||||||||
4A. | To approve administrative amendments to governing documents related to our corporate reorganization, including: Amend provisions in our amended and restated certificate of incorporation relating to our classes of common stock. | Management | For | For | ||||||||||
4B. | To approve administrative amendments to governing documents related to our corporate reorganization, including: Remove the pass-through voting provision from our subsidiary’s certificate of incorporation. | Management | For | For | ||||||||||
THERMO FISHER SCIENTIFIC INC. | ||||||||||||||
Security | 883556102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TMO | Meeting Date | 18-May-2022 | |||||||||||
ISIN | US8835561023 | Agenda | 935585058 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against
Management |
||||||||||
1A. | Election of director: Marc N. Casper | Management | For | For | ||||||||||
1B. | Election of director: Nelson J. Chai | Management | For | For | ||||||||||
1C. | Election of director: Ruby R. Chandy | Management | For | For | ||||||||||
1D. | Election of director: C. Martin Harris | Management | For | For | ||||||||||
1E. | Election of director: Tyler Jacks | Management | For | For | ||||||||||
1F. | Election of director: R. Alexandra Keith | Management | For | For | ||||||||||
1G. | Election of director: Jim P. Manzi | Management | For | For | ||||||||||
1H. | Election of director: James C. Mullen | Management | For | For | ||||||||||
1I. | Election of director: Lars R. Sorensen | Management | For | For | ||||||||||
1J. | Election of director: Debora L. Spar | Management | For | For | ||||||||||
1K. | Election of director: Scott M. Sperling | Management | For | For | ||||||||||
1L. | Election of director: Dion J. Weisler | Management | For | For | ||||||||||
2. | An advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||
3. | Ratification of the Audit Committee’s selection of PricewaterhouseCoopers LLP as the Company’s independent auditors for 2022. | Management | For | For | ||||||||||
TAKE-TWO INTERACTIVE SOFTWARE, INC. | ||||||||||||||
Security | 874054109 | Meeting Type | Special | |||||||||||
Ticker Symbol | TTWO | Meeting Date | 19-May-2022 | |||||||||||
ISIN | US8740541094 | Agenda | 935610988 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against
Management |
||||||||||
1. | Approval of the issuance of shares of Take-Two common stock in connection with the combination contemplated by the Agreement and Plan of Merger, dated January 9, 2022, among Take-Two, Zebra MS I, Inc., Zebra MS II, Inc. and Zynga, as the same may be amended from time to time. | Management | For | For | ||||||||||
2. | Approval and adoption of an amendment to the Company’s Restated Certificate of Incorporation to increase the number of authorized shares of Company capital stock from 205,000,000 to 305,000,000, of which 300,000,000 shares will be common stock and 5,000,000 shares will be preferred stock. | Management | For | For | ||||||||||
3. | Approval of the adjournment of the Company’s special meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the Company’s special meeting to approve proposals 1 and 2. | Management | For | For | ||||||||||
META PLATFORMS, INC. | ||||||||||||||
Security | 30303M102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | FB | Meeting Date | 25-May-2022 | |||||||||||
ISIN | US30303M1027 | Agenda | 935601559 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against
Management |
||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Peggy Alford | For | For | |||||||||||
2 | Marc L. Andreessen | For | For | |||||||||||
3 | Andrew W. Houston | For | For | |||||||||||
4 | Nancy Killefer | For | For | |||||||||||
5 | Robert M. Kimmitt | For | For | |||||||||||
6 | Sheryl K. Sandberg | For | For | |||||||||||
7 | Tracey T. Travis | For | For | |||||||||||
8 | Tony Xu | For | For | |||||||||||
9 | Mark Zuckerberg | For | For | |||||||||||
2. | To ratify the appointment of Ernst & Young LLP as Meta Platforms, Inc.’s independent registered public accounting firm for the fiscal year ending December 31, 2022. | Management | For | For | ||||||||||
3. | To approve, on a non-binding advisory basis, the compensation program for Meta Platforms, Inc.’s named executive officers as disclosed in Meta Platforms, Inc.’s proxy statement. | Management | For | For | ||||||||||
4. | A shareholder proposal regarding dual class capital structure. | Shareholder | Against | For | ||||||||||
5. | A shareholder proposal regarding an independent chair. | Shareholder | Against | For | ||||||||||
6. | A shareholder proposal regarding concealment clauses. | Shareholder | Abstain | Against | ||||||||||
7. | A shareholder proposal regarding report on external costs of misinformation. | Shareholder | Abstain | Against | ||||||||||
8. | A shareholder proposal regarding report on community standards enforcement. | Shareholder | Abstain | Against | ||||||||||
9. | A shareholder proposal regarding report and advisory vote on the metaverse. | Shareholder | Abstain | Against | ||||||||||
10. | A shareholder proposal regarding human rights impact assessment. | Shareholder | Abstain | Against | ||||||||||
11. | A shareholder proposal regarding child sexual exploitation online. | Shareholder | Abstain | Against | ||||||||||
12. | A shareholder proposal regarding civil rights and non- discrimination audit. | Shareholder | Abstain | Against | ||||||||||
13. | A shareholder proposal regarding report on lobbying. | Shareholder | Abstain | Against | ||||||||||
14. | A shareholder proposal regarding assessment of audit & risk oversight committee. | Shareholder | Abstain | Against | ||||||||||
15. | A shareholder proposal regarding report on charitable donations. | Shareholder | Abstain | Against | ||||||||||
AMAZON.COM, INC. | ||||||||||||||
Security | 023135106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | AMZN | Meeting Date | 25-May-2022 | |||||||||||
ISIN | US0231351067 | Agenda | 935609288 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against
Management |
||||||||||
1a. | Election of Director: Jeffrey P. Bezos | Management | For | For | ||||||||||
1b. | Election of Director: Andrew R. Jassy | Management | For | For | ||||||||||
1c. | Election of Director: Keith B. Alexander | Management | For | For | ||||||||||
1d. | Election of Director: Edith W. Cooper | Management | For | For | ||||||||||
1e. | Election of Director: Jamie S. Gorelick | Management | For | For | ||||||||||
1f. | Election of Director: Daniel P. Huttenlocher | Management | For | For | ||||||||||
1g. | Election of Director: Judith A. McGrath | Management | For | For | ||||||||||
1h. | Election of Director: Indra K. Nooyi | Management | For | For | ||||||||||
1i. | Election of Director: Jonathan J. Rubinstein | Management | For | For | ||||||||||
1j. | Election of Director: Patricia Q. Stonesifer | Management | For | For | ||||||||||
1k. | Election of Director: Wendell P. Weeks | Management | For | For | ||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS | Management | For | For | ||||||||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | For | For | ||||||||||
4. | APPROVAL OF AN AMENDMENT TO THE COMPANY’S RESTATED CERTIFICATE OF INCORPORATION TO EFFECT A 20-FOR-1 SPLIT OF THE COMPANY’S COMMON STOCK AND A PROPORTIONATE INCREASE IN THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK | Management | For | For | ||||||||||
5. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON RETIREMENT PLAN OPTIONS | Shareholder | Abstain | Against | ||||||||||
6. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER DUE DILIGENCE | Shareholder | Abstain | Against | ||||||||||
7. | SHAREHOLDER PROPOSAL REQUESTING AN ALTERNATIVE DIRECTOR CANDIDATE POLICY | Shareholder | Against | For | ||||||||||
8. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PACKAGING MATERIALS | Shareholder | Abstain | Against | ||||||||||
9. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON WORKER HEALTH AND SAFETY DIFFERENCES | Shareholder | Abstain | Against | ||||||||||
10. | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON RISKS ASSOCIATED WITH THE USE OF CERTAIN CONTRACT CLAUSES | Shareholder | Abstain | Against | ||||||||||
11. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CHARITABLE CONTRIBUTIONS | Shareholder | Abstain | Against | ||||||||||
12. | SHAREHOLDER PROPOSAL REQUESTING ALTERNATIVE TAX REPORTING | Shareholder | Abstain | Against | ||||||||||
13. | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON FREEDOM OF ASSOCIATION | Shareholder | Against | For | ||||||||||
14. | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON LOBBYING | Shareholder | Abstain | Against | ||||||||||
15. | SHAREHOLDER PROPOSAL REQUESTING A POLICY REQUIRING MORE DIRECTOR CANDIDATES THAN BOARD SEATS | Shareholder | Against | For | ||||||||||
16. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON WAREHOUSE WORKING CONDITIONS | Shareholder | Abstain | Against | ||||||||||
17. | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON GENDER/RACIAL PAY | Shareholder | Abstain | Against | ||||||||||
18. | SHAREHOLDER PROPOSAL REQUESTING A DIVERSITY AND EQUITY AUDIT | Shareholder | Abstain | Against | ||||||||||
19. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER USE OF CERTAIN TECHNOLOGIES | Shareholder | Abstain | Against | ||||||||||
CLOUDFLARE, INC. | ||||||||||||||
Security | 18915M107 | Meeting Type | Annual | |||||||||||
Ticker Symbol | NET | Meeting Date | 02-Jun-2022 | |||||||||||
ISIN | US18915M1071 | Agenda | 935609620 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against
Management |
||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Mark Anderson | For | For | |||||||||||
2 | Mark Hawkins | For | For | |||||||||||
3 | Carl Ledbetter | For | For | |||||||||||
2. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2022. | Management | For | For | ||||||||||
3. | To approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | ||||||||||
4. | To approve the performance equity awards granted to our co-founders, Matthew Prince and Michelle Zatlyn. | Management | For | For | ||||||||||
PAYPAL HOLDINGS, INC. | ||||||||||||||
Security | 70450Y103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | PYPL | Meeting Date | 02-Jun-2022 | |||||||||||
ISIN | US70450Y1038 | Agenda | 935613744 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against
Management |
||||||||||
1a. | Election of Director: Rodney C. Adkins | Management | For | For | ||||||||||
1b. | Election of Director: Jonathan Christodoro | Management | For | For | ||||||||||
1c. | Election of Director: John J. Donahoe | Management | For | For | ||||||||||
1d. | Election of Director: David W. Dorman | Management | For | For | ||||||||||
1e. | Election of Director: Belinda J. Johnson | Management | For | For | ||||||||||
1f. | Election of Director: Enrique Lores | Management | For | For | ||||||||||
1g. | Election of Director: Gail J. McGovern | Management | For | For | ||||||||||
1h. | Election of Director: Deborah M. Messemer | Management | For | For | ||||||||||
1i. | Election of Director: David M. Moffett | Management | For | For | ||||||||||
1j. | Election of Director: Ann M. Sarnoff | Management | For | For | ||||||||||
1k. | Election of Director: Daniel H. Schulman | Management | For | For | ||||||||||
1l. | Election of Director: Frank D. Yeary | Management | For | For | ||||||||||
2. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | For | For | ||||||||||
3. | Advisory Vote on the Frequency of the Stockholder Advisory Vote to Approve Named Executive Officer Compensation. | Management | 1 Year | For | ||||||||||
4. | Ratification of the Appointment of PricewaterhouseCoopers LLP as Our Independent Auditor for 2022. | Management | For | For | ||||||||||
5. | Stockholder Proposal - Special Shareholder Meeting Improvement. | Shareholder | Against | For | ||||||||||
NVIDIA CORPORATION | ||||||||||||||
Security | 67066G104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | NVDA | Meeting Date | 02-Jun-2022 | |||||||||||
ISIN | US67066G1040 | Agenda | 935618299 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against
Management |
||||||||||
1A. | Election of Director: Robert K. Burgess | Management | For | For | ||||||||||
1B. | Election of Director: Tench Coxe | Management | For | For | ||||||||||
1C. | Election of Director: John O. Dabiri | Management | For | For | ||||||||||
1D. | Election of Director: Persis S. Drell | Management | For | For | ||||||||||
1E. | Election of Director: Jen-Hsun Huang | Management | For | For | ||||||||||
1F. | Election of Director: Dawn Hudson | Management | For | For | ||||||||||
1G. | Election of Director: Harvey C. Jones | Management | For | For | ||||||||||
1H. | Election of Director: Michael G. McCaffery | Management | For | For | ||||||||||
1I. | Election of Director: Stephen C. Neal | Management | For | For | ||||||||||
1J. | Election of Director: Mark L. Perry | Management | For | For | ||||||||||
1K. | Election of Director: A. Brooke Seawell | Management | For | For | ||||||||||
1L. | Election of Director: Aarti Shah | Management | For | For | ||||||||||
1M. | Election of Director: Mark A. Stevens | Management | For | For | ||||||||||
2. | Advisory approval of our executive compensation. | Management | For | For | ||||||||||
3. | Ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year 2023. | Management | For | For | ||||||||||
4. | Approval of an amendment to our charter to increase the number of authorized shares of common stock from 4 billion to 8 billion shares. | Management | For | For | ||||||||||
5. | Approval of an amendment and restatement of our Amended and Restated 2007 Equity Incentive Plan. | Management | For | For | ||||||||||
NETFLIX, INC. | ||||||||||||||
Security | 64110L106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | NFLX | Meeting Date | 02-Jun-2022 | |||||||||||
ISIN | US64110L1061 | Agenda | 935620422 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against
Management |
||||||||||
1a. | Election of Class II director to hold office until the 2025 Annual Meeting of Stockholders: Timothy Haley | Management | For | For | ||||||||||
1b. | Election of Class II director to hold office until the 2025 Annual Meeting of Stockholders: Leslie Kilgore | Management | For | For | ||||||||||
1c. | Election of Class II director to hold office until the 2025 Annual Meeting of Stockholders: Strive Masiyiwa | Management | For | For | ||||||||||
1d. | Election of Class II director to hold office until the 2025 Annual Meeting of Stockholders: Ann Mather | Management | For | For | ||||||||||
2. | Management Proposal: Declassification of the Board of Directors. | Management | For | For | ||||||||||
3. | Management Proposal: Elimination of Supermajority Voting Provisions. | Management | For | For | ||||||||||
4. | Management Proposal: Creation of a New Stockholder Right to Call a Special Meeting. | Management | For | For | ||||||||||
5. | Ratification of Appointment of Independent Registered Public Accounting Firm. | Management | For | For | ||||||||||
6. | Advisory Approval of Executive Officer Compensation. | Management | For | For | ||||||||||
7. | Stockholder Proposal entitled, “Proposal 7 - Simple Majority Vote,” if properly presented at the meeting. | Shareholder | Abstain | Against | ||||||||||
8. | Stockholder Proposal entitled, “Proposal 8 - Lobbying Activity Report,” if properly presented at the meeting. | Management | Abstain | Against | ||||||||||
SERVICENOW, INC. | ||||||||||||||
Security | 81762P102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | NOW | Meeting Date | 09-Jun-2022 | |||||||||||
ISIN | US81762P1021 | Agenda | 935626068 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against
Management |
||||||||||
1a. | Election of Director: Susan L. Bostrom | Management | For | For | ||||||||||
1b. | Election of Director: Teresa Briggs | Management | For | For | ||||||||||
1c. | Election of Director: Jonathan C. Chadwick | Management | For | For | ||||||||||
1d. | Election of Director: Paul E. Chamberlain | Management | For | For | ||||||||||
1e. | Election of Director: Lawrence J. Jackson, Jr. | Management | For | For | ||||||||||
1f. | Election of Director: Frederic B. Luddy | Management | For | For | ||||||||||
1g. | Election of Director: Jeffrey A. Miller | Management | For | For | ||||||||||
1h. | Election of Director: Joseph “Larry” Quinlan | Management | For | For | ||||||||||
1i. | Election of Director: Sukumar Rathnam | Management | For | For | ||||||||||
2. | To approve, on an advisory basis, the compensation of our Named Executive Officers (“Say-on-Pay”). | Management | For | For | ||||||||||
3. | To ratify PricewaterhouseCoopers LLP as the independent registered public accounting firm for 2022. | Management | For | For | ||||||||||
EXACT SCIENCES CORPORATION | ||||||||||||||
Security | 30063P105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | EXAS | Meeting Date | 09-Jun-2022 | |||||||||||
ISIN | US30063P1057 | Agenda | 935632629 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against
Management |
||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Kevin Conroy | For | For | |||||||||||
2 | Shacey Petrovic | For | For | |||||||||||
3 | Katherine Zanotti | For | For | |||||||||||
2. | To ratify the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2022. | Management | For | For | ||||||||||
3. | To approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | ||||||||||
4. | To approve Amendment No. 1 to the Exact Sciences Corporation 2019 Omnibus Long-Term Incentive Plan. | Management | Against | Against | ||||||||||
5. | To approve the Amended and Restated Exact Sciences Corporation 2010 Employee Stock Purchase Plan. | Management | For | For | ||||||||||
6. | The Shareholder Proposal concerning proxy access. | Shareholder | Abstain | Against | ||||||||||
BLOCK, INC. | ||||||||||||||
Security | 852234103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SQ | Meeting Date | 14-Jun-2022 | |||||||||||
ISIN | US8522341036 | Agenda | 935629583 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against
Management |
||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Jack Dorsey | For | For | |||||||||||
2 | Paul Deighton | For | For | |||||||||||
2. | ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||
3. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE STOCKHOLDER ADVISORY VOTES ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | 1 Year | For | ||||||||||
4. | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING DECEMBER 31, 2022. | Management | For | For | ||||||||||
5. | STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, REGARDING A CHANGE IN STOCKHOLDER VOTING. | Shareholder | Against | For | ||||||||||
MARVELL TECHNOLOGY, INC. | ||||||||||||||
Security | 573874104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MRVL | Meeting Date | 23-Jun-2022 | |||||||||||
ISIN | US5738741041 | Agenda | 935647353 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against
Management |
||||||||||
1a. | Election of Director: Sara Andrews | Management | For | For | ||||||||||
1b. | Election of Director: W. Tudor Brown | Management | For | For | ||||||||||
1c. | Election of Director: Brad W. Buss | Management | For | For | ||||||||||
1d. | Election of Director: Edward H. Frank | Management | For | For | ||||||||||
1e. | Election of Director: Richard S. Hill | Management | For | For | ||||||||||
1f. | Election of Director: Marachel L. Knight | Management | For | For | ||||||||||
1g. | Election of Director: Matthew J. Murphy | Management | For | For | ||||||||||
1h. | Election of Director: Michael G. Strachan | Management | For | For | ||||||||||
1i. | Election of Director: Robert E. Switz | Management | For | For | ||||||||||
1j. | Election of Director: Ford Tamer | Management | For | For | ||||||||||
2. | An advisory (non-binding) vote to approve compensation of our named executive officers. | Management | For | For | ||||||||||
3. | To amend the Marvell Technology, Inc. 2000 Employee Stock Purchase Plan to remove the term of the plan and to remove the annual evergreen feature of the plan. | Management | For | For | ||||||||||
4. | To ratify the appointment of Deloitte and Touche LLP as our independent registered public accounting firm for the fiscal year ending January 28, 2023. | Management | For | For | ||||||||||
CROWDSTRIKE HOLDINGS, INC. | ||||||||||||||
Security | 22788C105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CRWD | Meeting Date | 29-Jun-2022 | |||||||||||
ISIN | US22788C1053 | Agenda | 935648622 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against
Management |
||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Cary J. Davis | For | For | |||||||||||
2 | George Kurtz | For | For | |||||||||||
3 | Laura J. Schumacher | For | For | |||||||||||
2. | To ratify the selection of PricewaterhouseCoopers LLP as CrowdStrike’s independent registered public accounting firm for its fiscal year ending January 31, 2023. | Management | For | For |
ProxyEdge | Report Date: 07/05/2022 |
Meeting Date Range: 07/01/2021 - 06/30/2022 | 1 |
Gabelli Love Our Planet and People ETF |
Investment Company Report
GORES HOLDINGS V, INC. | ||||||||||||||||
Security | 382864106 | Meeting Type | Special | |||||||||||||
Ticker Symbol | GRSV | Meeting Date | 03-Aug-2021 | |||||||||||||
ISIN | US3828641064 | Agenda | 935472439 - Management | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against
Management |
||||||||||||
1. | Merger Proposal - To consider and vote upon a proposal to adopt the Business Combination Agreement, dated as of February 22, 2021 (as amended as of March 5, 2021, and as may be amended from time to time, the “Business Combination Agreement”), by and among the Company, Ardagh Metal Packaging S.A., a public limited liability company (société anonyme) governed by the laws of the Grand Duchy of Luxembourg (“AMPSA”), Ardagh MP MergeCo Inc., a Delaware corporation (“MergeCo”), and Ardagh Group S.A., a ...(due to space limits, see proxy statement for full proposal). | Management | For | For | ||||||||||||
2A. | Change in Authorized Shares - To approve Section 6 of AMPSA’s articles of association and the authorized one hundred billion (100,000,000,000) shares of AMPSA, each with a par value of one Euro cent (EUR 0.01), that will be authorized thereunder (“AMPSA Shares”) following the Business Combination. | Management | For | For | ||||||||||||
2B. | Compulsory Share Transfer - To approve Section 13 of AMPSA’s articles of association and the right of a shareholder that owns 75% or more of AMPSA Shares to acquire (without the approval of AMPSA’s board of directors or any additional shareholders) the remaining AMPSA Shares in accordance with, and subject to the protections for minority shareholders included in, that provision. | Management | Against | Against | ||||||||||||
3. | Adjournment Proposal - To consider and vote upon a proposal to allow the chairman of the Special Meeting to adjourn the Special Meeting to a later date or dates, if necessary, (A) to ensure that any supplement or amendment to the proxy statement/prospectus that the Company’s board of directors has determined in good faith is required by applicable law to be disclosed to the Company stockholders and for such supplement or amendment to be promptly disseminated to Company stockholders ...(due to space limits, see proxy statement for full proposal). | Management | For | For | ||||||||||||
FLEX LTD. | ||||||||||||||||
Security | Y2573F102 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | FLEX | Meeting Date | 04-Aug-2021 | |||||||||||||
ISIN | SG9999000020 | Agenda | 935464507 - Management | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against
Management |
||||||||||||
1a. | Re-election of Director: Revathi Advaithi | Management | For | For | ||||||||||||
1b. | Re-election of Director: Michael D. Capellas | Management | For | For | ||||||||||||
1c. | Re-election of Director: John D. Harris II | Management | For | For | ||||||||||||
1d. | Re-election of Director: Michael E. Hurlston | Management | For | For | ||||||||||||
1e. | Re-election of Director: Jennifer Li | Management | For | For | ||||||||||||
1f. | Re-election of Director: Erin L. McSweeney | Management | For | For | ||||||||||||
1g. | Re-election of Director: Marc A. Onetto | Management | For | For | ||||||||||||
1h. | Re-election of Director: Willy C. Shih, Ph.D. | Management | For | For | ||||||||||||
1i. | Re-election of Director: Charles K. Stevens, III | Management | For | For | ||||||||||||
1j. | Re-election of Director: Lay Koon Tan | Management | For | For | ||||||||||||
1k. | Re-election of Director: William D. Watkins | Management | For | For | ||||||||||||
2. | To approve the re-appointment of Deloitte & Touche LLP as our independent auditors for the 2022 fiscal year and to authorize the Board of Directors, upon the recommendation of the Audit Committee, to fix their remuneration. | Management | For | For | ||||||||||||
3. | NON-BINDING, ADVISORY RESOLUTION: To approve the compensation of the Company’s named executive officers, as disclosed pursuant to Item 402 of Regulation S-K, set forth in “Compensation Discussion and Analysis” and in the compensation tables and the accompanying narrative disclosure under “Executive Compensation” in the Company’s proxy statement relating to its 2021 Annual General Meeting. | Management | For | For | ||||||||||||
4. | To approve a general authorization for the directors of Flex to allot and issue ordinary shares. | Management | For | For | ||||||||||||
5. | To approve a renewal of the Share Purchase Mandate permitting Flex to purchase or otherwise acquire its own issued ordinary shares. | Management | For | For | ||||||||||||
RENOVARE ENVIRONMENTAL, INC. | ||||||||||||||||
Security | 09074B107 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | BHTG | Meeting Date | 26-Aug-2021 | |||||||||||||
ISIN | US09074B1070 | Agenda | 935468202 - Management | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against
Management |
||||||||||||
1) | DIRECTOR | Management | ||||||||||||||
1 | Frank E. Celli | For | For | |||||||||||||
2 | James D. Chambers | Withheld | Against | |||||||||||||
3 | Tony Fuller | For | For | |||||||||||||
4 | Robert A. Graham | Withheld | Against | |||||||||||||
5 | Harriet Hentges | Withheld | Against | |||||||||||||
6 | Walter Littlejohn III | For | For | |||||||||||||
7 | Nicholause Rohleder | Withheld | Against | |||||||||||||
2) | To ratify the appointment of Marcum LLP as the independent registered accounting firm for the fiscal year ending December 31,2021. | Management | For | For | ||||||||||||
SUSTAINABLE OPPORTUNITIES ACQ. CORP. | ||||||||||||||||
Security | G8598Y109 | Meeting Type | Special | |||||||||||||
Ticker Symbol | SOAC | Meeting Date | 03-Sep-2021 | |||||||||||||
ISIN | KYG8598Y1098 | Agenda | 935485943 - Management | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against
Management |
||||||||||||
1. | The Continuance Proposal - to consider and vote upon a proposal by special resolution to approve the migration and continuance of SOAC from the Cayman Islands to British Columbia, pursuant to Part XII of the Cayman Islands Companies Act (as Revised) and Part 9, Division 8 of the Business Corporations Act (British Columbia) (the “BCBCA”) (such continuance, the “Continuance”). | Management | For | For | ||||||||||||
2. | The Business Combination Proposal - to consider and vote upon a proposal by ordinary resolution to approve the Business Combination Agreement, dated as of March 4, 2021 (as amended or supplemented from time to time, the “Business Combination Agreement”), by and among SOAC, 1291924 B.C. Unlimited Liability Company, an unlimited liability company existing under the laws of British Columbia, Canada (“NewCo Sub”) and DeepGreen Metals Inc., a company existing under the laws of British Columbia, ...(due to space limits, see proxy statement for full proposal). | Management | For | For | ||||||||||||
3. | The Charter Proposal - to consider and vote upon the approval by special resolution of the amendment and restatement of the Existing Governing Documents (as defined herein) in their entirety by the notice and articles of association of TMC the metals company Inc. (the “TMC Articles”), including the change in authorized share capital and change of name of SOAC to “TMC the metals company Inc.” in connection with the Business Combination. SOAC refers to this as the “Charter Proposal.” | Management | For | For | ||||||||||||
4A. | Organizational Documents Proposal 4a - the establishment of the authorized capital of TMC to consist of (i) an unlimited number of common shares, (ii) an unlimited number of preferred shares, issuable in series, and (iii) the TMC Special Shares, in each case, without par value (this proposal is referred to herein as “Organizational Documents Proposal 4a”). | Management | Against | Against | ||||||||||||
4B. | Organizational Documents Proposal 4b - the declassification of the board of directors with the result being that each director will be elected on an annual basis (this proposal is referred to herein as “Organizational Documents Proposal 4b”). | Management | For | For | ||||||||||||
4C. | Organizational Documents Proposal 4c - the reduction of the requisite quorum for a meeting of shareholders from a majority to at least two shareholders representing no less than one-third (33 1/3%) of the shares entitled to vote at such meeting (this proposal is referred to herein as “Organizational Documents Proposal 4c”). | Management | For | For | ||||||||||||
4D. | Organizational Documents Proposal 4d - the inclusion of an advance notice provision that requires a shareholder to provide notice to TMC in advance of a meeting of shareholders should such shareholder wish to nominate a person for election to the board of directors (this proposal is referred to herein as “Organizational Documents Proposal 4d”). | Management | For | For | ||||||||||||
4E. | Organizational Documents Proposal 4e - the inclusion of a forum selection provision whereby, subject to limited exceptions, or unless TMC consents in writing to the selection of an alternative forum, the Supreme Court of the Province of British Columbia, Canada, and the appellate courts therefrom, will be the sole and exclusive forum for certain shareholder litigation matters (this proposal is referred to herein as “Organizational Documents Proposal 4e”). | Management | For | For | ||||||||||||
4F. | Organizational Documents Proposal 4f - certain other changes, including the changes in the rights and restrictions attached to the Class B ordinary shares, and the deletion of the provisions relating to the initial public offering, the Sponsors, the initial business combination and other related matters (this proposal is referred to herein as “Organizational Documents Proposal 4f”). | Management | For | For | ||||||||||||
5. | The NYSE Proposal - to consider and vote upon a proposal by ordinary resolution to approve, for purposes of complying with the provisions of the New York Stock Exchange (“NYSE”) Listing Rule 312.03, the issuance of TMC Common Shares (as defined in the accompanying proxy statement/prospectus), and securities convertible into or exchangeable for TMC Common Shares, in connection with the Business Combination and the PIPE Investment (the “NYSE Proposal”). | Management | For | For | ||||||||||||
6. | The Incentive Award Plan Proposal - to consider and vote upon the approval by ordinary resolution of the TMC Incentive Plan (as defined in the accompanying proxy statement/prospectus). SOAC refers to this as the “Incentive Award Plan Proposal.” A copy of the Incentive Award Plan Proposal is attached to an amendment to the accompanying proxy statement/prospectus as Annex D. | Management | For | For | ||||||||||||
7. | The Adjournment Proposal - to consider and vote upon a proposal by ordinary resolution to approve the adjournment of the Extraordinary General Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for the approval of one or more proposals at the Extraordinary General Meeting (the “Adjournment Proposal”). | Management | For | For | ||||||||||||
RICE ACQUISITION CORP. | ||||||||||||||||
Security | 762594109 | Meeting Type | Special | |||||||||||||
Ticker Symbol | RICE | Meeting Date | 09-Sep-2021 | |||||||||||||
ISIN | US7625941098 | Agenda | 935485436 - Management | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against
Management |
||||||||||||
1A. | A proposal (the “Aria Business Combination Proposal”) to approve & adopt the Business Combination Agreement, dated as of April 7, 2021, as amended, by & among Rice Acquisition Corp. (“RAC”) & Aria Energy LLC, among others, a copy of which is attached to the accompanying proxy statement (the “Aria Merger Agreement”), & approve transactions contemplated thereby (“Aria Merger”). | Management | For | For | ||||||||||||
1B. | A proposal (“Archaea Business Combination Proposal” & together with Aria Business Combination Proposal, “Business Combination Proposal”) to approve & adopt Business Combination Agreement, dated as of April 7, 2021, as amended, by & among RAC & Archaea Energy LLC, among others, a copy of which is attached to accompanying proxy statement (“Archaea Merger Agreement”), & approve transactions contemplated thereby (“Archaea Merger” & collectively with Aria Merger, “Business Combinations”). | Management | For | For | ||||||||||||
2. | A proposal (the “NYSE Proposal”) to approve, assuming the Business Combination Proposal is approved & adopted, for purposes of complying with NYSE rules, the issuance by RAC of more than 20% of its issued & outstanding shares of Common Stock. | Management | For | For | ||||||||||||
3. | A proposal to approve & adopt, assuming the Business Combination Proposal & the NYSE Proposal are approved & adopted, the Amended & Restated Certificate of Incorporation of the Combined Company (the “Combined Company Charter”). | Management | For | For | ||||||||||||
3A. | A proposal to approve, on a non-binding advisory basis, an increase in the total number of authorized shares of all classes of capital stock to 1,100,000,000 shares, consisting of (i) 900,000,000 shares of Class A Common Stock, (ii) 190,000,000 shares of Class B Common Stock & (iii) 10,000,000 shares of preferred stock. | Management | Against | Against | ||||||||||||
3B. | A proposal to approve, on a non-binding advisory basis, the U.S. federal district courts as the exclusive forum for resolving any complaint asserting a cause of action arising under the Securities Act of 1933. | Management | For | For | ||||||||||||
3C. | A proposal to approve, on a non-binding advisory basis, the removal of provisions in RAC’s current certificate of incorporation related to RAC’s status as a blank check company. | Management | For | For | ||||||||||||
4. | DIRECTOR | Management | ||||||||||||||
1 | J. Kyle Derham | For | For | |||||||||||||
2 | Dr. Kathryn Jackson | For | For | |||||||||||||
3 | Joseph Malchow | For | For | |||||||||||||
4 | Scott Parkes | For | For | |||||||||||||
5 | Daniel Joseph Rice, IV | For | For | |||||||||||||
6 | Nicholas Stork | For | For | |||||||||||||
7 | James Torgerson | For | For | |||||||||||||
5. | A proposal to approve & adopt, assuming the Business Combination Proposal, the NYSE Proposal & the Charter Proposal are approved & adopted, the Archaea Energy Inc. 2021 Incentive Plan. | Management | Abstain | Against | ||||||||||||
6. | A proposal to adjourn the Special Meeting, if necessary or appropriate, to permit further solicitation & vote of proxies in connection with the approval of proposals. | Management | For | For | ||||||||||||
ENVIVA PARTNERS, LP | ||||||||||||||||
Security | 29414J107 | Meeting Type | Special | |||||||||||||
Ticker Symbol | EVA | Meeting Date | 17-Dec-2021 | |||||||||||||
ISIN | US29414J1079 | Agenda | 935527309 - Management | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against
Management |
||||||||||||
1. | The approval of a Plan of Conversion (the “Plan of Conversion”) that provides for and sets forth matters related to the conversion of Enviva Partners, LP from a Delaware limited partnership to a Delaware corporation named “Enviva Inc.” (the “Corporation”), the filing of a Certificate of Conversion and the Certificate of Incorporation of the Corporation with the Secretary of State of the State of Delaware (the “Plan of Conversion Proposal”). | Management | For | For | ||||||||||||
2. | The approval to adjourn the Special Meeting to a later date or dates, if presented, to permit further solicitation of proxies if there are not sufficient votes at the time of the Special Meeting to approve the Plan of Conversion Proposal. | Management | For | For | ||||||||||||
CNH INDUSTRIAL N V | ||||||||||||||||
Security | N20944109 | Meeting Type | Special | |||||||||||||
Ticker Symbol | CNHI | Meeting Date | 23-Dec-2021 | |||||||||||||
ISIN | NL0010545661 | Agenda | 935521749 - Management | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against
Management |
||||||||||||
3. | Proposal to approve the Demerger in accordance with the demerger proposal between CNH Industrial N.V. and Iveco Group N.V. | Management | For | For | ||||||||||||
4A. | Appointment of Asa Tamsons (non-executive Director) | Management | For | For | ||||||||||||
4B. | Appointment of Catia Bastioli (non-executive Director) | Management | For | For | ||||||||||||
5. | Discharge from liability of voluntary resigning non- executive directors of the Board (Tufan Erginbilgic and Lorenzo Simonelli) | Management | For | For | ||||||||||||
CNH INDUSTRIAL N V | ||||||||||||||||
Security | N20944109 | Meeting Type | Special | |||||||||||||
Ticker Symbol | CNHI | Meeting Date | 23-Dec-2021 | |||||||||||||
ISIN | NL0010545661 | Agenda | 935529896 - Management | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against
Management |
||||||||||||
3. | Proposal to approve the Demerger in accordance with the demerger proposal between CNH Industrial N.V. and Iveco Group N.V. | Management | For | For | ||||||||||||
4A. | Appointment of Asa Tamsons (non-executive Director) | Management | For | For | ||||||||||||
4B. | Appointment of Catia Bastioli (non-executive Director) | Management | For | For | ||||||||||||
5. | Discharge from liability of voluntary resigning non- executive directors of the Board (Tufan Erginbilgic and Lorenzo Simonelli) | Management | For | For | ||||||||||||
AIR PRODUCTS AND CHEMICALS, INC. | ||||||||||||||||
Security | 009158106 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | APD | Meeting Date | 03-Feb-2022 | |||||||||||||
ISIN | US0091581068 | Agenda | 935535015 - Management | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against
Management |
||||||||||||
1A. | Election of Director: Charles I. Cogut | Management | For | For | ||||||||||||
1B. | Election of Director: Lisa A. Davis | Management | For | For | ||||||||||||
1C. | Election of Director: Seifollah Ghasemi | Management | For | For | ||||||||||||
1D. | Election of Director: David H.Y. Ho | Management | For | For | ||||||||||||
1E. | Election of Director: Edward L. Monser | Management | For | For | ||||||||||||
1F. | Election of Director: Matthew H. Paull | Management | For | For | ||||||||||||
1G. | Election of Director: Wayne T. Smith | Management | For | For | ||||||||||||
2. | Advisory vote approving the compensation of the Company’s named executive officers. | Management | For | For | ||||||||||||
3. | Ratify the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the fiscal year ending September 30, 2022. | Management | For | For | ||||||||||||
EVOQUA WATER TECHNOLOGIES CORP. | ||||||||||||||||
Security | 30057T105 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | AQUA | Meeting Date | 16-Feb-2022 | |||||||||||||
ISIN | US30057T1051 | Agenda | 935538566 - Management | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against
Management |
||||||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | Nick Bhambri | For | For | |||||||||||||
2 | Sherrese Clarke Soares | For | For | |||||||||||||
3 | Lynn C. Swann | For | For | |||||||||||||
2. | Approval, on an advisory basis, of the compensation of our named executive officers. | Management | For | For | ||||||||||||
3. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending September 30, 2022. | Management | For | For | ||||||||||||
FRANKLIN RESOURCES, INC. | ||||||||||||||||
Security | 354613101 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | BEN | Meeting Date | 23-Feb-2022 | |||||||||||||
ISIN | US3546131018 | Agenda | 935539861 - Management | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against
Management |
||||||||||||
1A. | Election of Director: Mariann Byerwalter | Management | For | For | ||||||||||||
1B. | Election of Director: Alexander S. Friedman | Management | For | For | ||||||||||||
1C. | Election of Director: Gregory E. Johnson | Management | For | For | ||||||||||||
1D. | Election of Director: Jennifer M. Johnson | Management | For | For | ||||||||||||
1E. | Election of Director: Rupert H. Johnson, Jr. | Management | For | For | ||||||||||||
1F. | Election of Director: John Y. Kim | Management | For | For | ||||||||||||
1G. | Election of Director: Karen M. King | Management | For | For | ||||||||||||
1H. | Election of Director: Anthony J. Noto | Management | For | For | ||||||||||||
1I. | Election of Director: John W. Thiel | Management | For | For | ||||||||||||
1J. | Election of Director: Seth H. Waugh | Management | For | For | ||||||||||||
1K. | Election of Director: Geoffrey Y. Yang | Management | For | For | ||||||||||||
2. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for the fiscal year ending September 30, 2022. | Management | For | For | ||||||||||||
DEERE & COMPANY | ||||||||||||||||
Security | 244199105 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | DE | Meeting Date | 23-Feb-2022 | |||||||||||||
ISIN | US2441991054 | Agenda | 935540977 - Management | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against
Management |
||||||||||||
1A. | Election of Director: Leanne G. Caret | Management | For | For | ||||||||||||
1B. | Election of Director: Tamra A. Erwin | Management | For | For | ||||||||||||
1C. | Election of Director: Alan C. Heuberger | Management | For | For | ||||||||||||
1D. | Election of Director: Charles O. Holliday, Jr. | Management | For | For | ||||||||||||
1E. | Election of Director: Michael O. Johanns | Management | For | For | ||||||||||||
1F. | Election of Director: Clayton M. Jones | Management | For | For | ||||||||||||
1G. | Election of Director: John C. May | Management | For | For | ||||||||||||
1H. | Election of Director: Gregory R. Page | Management | For | For | ||||||||||||
1I. | Election of Director: Sherry M. Smith | Management | For | For | ||||||||||||
1J. | Election of Director: Dmitri L. Stockton | Management | For | For | ||||||||||||
1K. | Election of Director: Sheila G. Talton | Management | For | For | ||||||||||||
2. | Advisory vote on executive compensation. | Management | For | For | ||||||||||||
3. | Ratification of the appointment of Deloitte & Touche LLP as Deere’s independent registered public accounting firm for fiscal 2022. | Management | For | For | ||||||||||||
4. | Approval of the Nonemployee Director Stock Ownership Plan. | Management | For | For | ||||||||||||
5. | Shareholder Proposal - Special Shareholder Meeting Improvement. | Shareholder | Against | For | ||||||||||||
JOHNSON CONTROLS INTERNATIONAL PLC | ||||||||||||||||
Security | G51502105 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | JCI | Meeting Date | 09-Mar-2022 | |||||||||||||
ISIN | IE00BY7QL619 | Agenda | 935543199 - Management | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against
Management |
||||||||||||
1A. | Election of Director for a period of one year, expiring at the end of the Company’s Annual General Meeting in 2023: Jean Blackwell | Management | For | For | ||||||||||||
1B. | Election of Director for a period of one year, expiring at the end of the Company’s Annual General Meeting in 2023: Pierre Cohade | Management | For | For | ||||||||||||
1C. | Election of Director for a period of one year, expiring at the end of the Company’s Annual General Meeting in 2023: Michael E. Daniels | Management | For | For | ||||||||||||
1D. | Election of Director for a period of one year, expiring at the end of the Company’s Annual General Meeting in 2023: W. Roy Dunbar | Management | For | For | ||||||||||||
1E. | Election of Director for a period of one year, expiring at the end of the Company’s Annual General Meeting in 2023: Gretchen R. Haggerty | Management | For | For | ||||||||||||
1F. | Election of Director for a period of one year, expiring at the end of the Company’s Annual General Meeting in 2023: Simone Menne | Management | For | For | ||||||||||||
1G. | Election of Director for a period of one year, expiring at the end of the Company’s Annual General Meeting in 2023: George R. Oliver | Management | For | For | ||||||||||||
1H. | Election of Director for a period of one year, expiring at the end of the Company’s Annual General Meeting in 2023: Jürgen Tinggren | Management | For | For | ||||||||||||
1I. | Election of Director for a period of one year, expiring at the end of the Company’s Annual General Meeting in 2023: Mark Vergnano | Management | For | For | ||||||||||||
1J. | Election of Director for a period of one year, expiring at the end of the Company’s Annual General Meeting in 2023: R. David Yost | Management | For | For | ||||||||||||
1K. | Election of Director for a period of one year, expiring at the end of the Company’s Annual General Meeting in 2023: John D. Young | Management | For | For | ||||||||||||
2A. | To ratify the appointment of PricewaterhouseCoopers LLP as the independent auditors of the Company. | Management | For | For | ||||||||||||
2B. | To authorize the Audit Committee of the Board of Directors to set the auditors’ remuneration. | Management | For | For | ||||||||||||
3. | To authorize the Company and/or any subsidiary of the Company to make market purchases of Company shares. | Management | For | For | ||||||||||||
4. | To determine the price range at which the Company can re-allot shares that it holds as treasury shares (Special Resolution). | Management | For | For | ||||||||||||
5. | To approve, in a non-binding advisory vote, the compensation of the named executive officers. | Management | For | For | ||||||||||||
6. | To approve the Directors’ authority to allot shares up to approximately 33% of issued share capital. | Management | For | For | ||||||||||||
7. | To approve the waiver of statutory pre-emption rights with respect to up to 5% of issued share capital (Special Resolution). | Management | Against | Against | ||||||||||||
BANCO BILBAO VIZCAYA ARGENTARIA S.A. | ||||||||||||||||
Security | 05946K101 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | BBVA | Meeting Date | 17-Mar-2022 | |||||||||||||
ISIN | US05946K1016 | Agenda | 935555168 - Management | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against
Management |
||||||||||||
1.1 | Approval of the annual financial statements and management reports of Banco Bilbao Vizcaya Argentaria, S.A. and its consolidated Group for the financial year ended 31 December 2021. | Management | For | For | ||||||||||||
1.2 | Approval of the non-financial information report of Banco Bilbao Vizcaya Argentaria, S.A. and that of its consolidated Group for the financial year ended 31 December 2021. | Management | For | For | ||||||||||||
1.3 | Approval of the allocation of results for the 2021 financial year. | Management | For | For | ||||||||||||
1.4 | Approval of the corporate management during the 2021 financial year. | Management | For | For | ||||||||||||
2. | Approval of a distribution of 23 euro cents per share from voluntary reserves as additional remuneration to shareholders for the 2021 financial year. | Management | For | For | ||||||||||||
3.1 | Re-election of Carlos Torres Vila. | Management | For | For | ||||||||||||
3.2 | Re-election of Onur Genç. | Management | For | For | ||||||||||||
3.3 | Appointment of Connie Hedegaard Koksbang. | Management | For | For | ||||||||||||
4. | Delegation to the Board of Directors, with express powers of sub-delegation, of the power to increase the Company’s share capital, for a period of five years, up to a maximum amount corresponding to 50% of the share capital, delegating in turn the power to exclude preemptive subscription rights, although this power will be limited to 10% of the Bank’s share capital in the terms described in the proposed resolutions, as well as the power to amend the corresponding article of the Bylaws. | Management | For | For | ||||||||||||
5. | Delegation to the Board of Directors, with express powers of sub-delegation, of the power to issue convertible securities into Company shares, for a period of five years, up to a maximum ...(due to space limits, see proxy material for full proposal). | Management | For | For | ||||||||||||
6. | Authorization for the Company to carry out the derivative acquisition of its own shares, directly or through Group companies, setting the limits or requirements thereon and conferring on the Board of Directors the powers necessary to execute the acquisition, rendering without effect the unused portion of the authorization given at the General Shareholders’ Meeting held on March 16, 2018. | Management | For | For | ||||||||||||
7. | Approval of the reduction of the share capital of the Bank in up to a maximum amount of 10% of the share capital as of the date of the resolution, through the redemption of own shares purchased for the purpose of being redeemed, delegating to the Board of Directors the implementation of the share capital reduction on one or more occasions. | Management | For | For | ||||||||||||
8. | Approval of a maximum level of variable remuneration of up to 200% of the fixed component of the total remuneration for a certain group of employees whose professional activities have a significant impact on Banco Bilbao Vizcaya Argentaria, S.A.’s or on its Group’s risk profile. | Management | For | For | ||||||||||||
9. | Appointment of the statutory auditors of Banco Bilbao Vizcaya Argentaria, S.A. and its consolidated Group for the 2022, 2023 and 2024 financial years. | Management | For | For | ||||||||||||
10. | Delegation of powers to the Board of Directors, with the authority to substitute, in order to formalise, amend, interpret and execute the resolutions adopted by the Annual General Meeting. | Management | For | For | ||||||||||||
11. | Consultative vote on the Annual Report on the Remuneration of Directors of Banco Bilbao Vizcaya Argentaria, S.A. | Management | For | For | ||||||||||||
ABB LTD | ||||||||||||||||
Security | 000375204 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | ABB | Meeting Date | 24-Mar-2022 | |||||||||||||
ISIN | US0003752047 | Agenda | 935556627 - Management | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against
Management |
||||||||||||
1. | Approval of the management report, the consolidated financial statements and the annual financial statements for 2021 | Management | For | For | ||||||||||||
2. | Consultative vote on the 2021 Compensation Report | Management | For | For | ||||||||||||
3. | Discharge of the Board of Directors and the persons entrusted with management | Management | For | For | ||||||||||||
4. | Appropriation of earnings | Management | For | For | ||||||||||||
5. | Capital reduction through cancellation of shares repurchased under the share buyback programs 2020 and 2021 | Management | For | For | ||||||||||||
6A. | Binding vote on the maximum aggregate amount of compensation of the Board of Directors for the next term of office, i.e. from the 2022 Annual General Meeting to the 2023 Annual General Meeting | Management | For | For | ||||||||||||
6B. | Binding vote on the maximum aggregate amount of compensation of the Executive Committee for the following financial year, i.e. 2023 | Management | For | For | ||||||||||||
7A. | Election of Gunnar Brock as Director | Management | For | For | ||||||||||||
7B. | Election of David Constable as Director | Management | For | For | ||||||||||||
7C. | Election of Frederico Fleury Curado as Director | Management | For | For | ||||||||||||
7D. | Election of Lars Förberg as Director | Management | For | For | ||||||||||||
7E. | Election of Jennifer Xin-Zhe Li as Director | Management | For | For | ||||||||||||
7F. | Election of Geraldine Matchett as Director | Management | For | For | ||||||||||||
7G. | Election of David Meline as Director | Management | For | For | ||||||||||||
7H. | Election of Satish Pai as Director | Management | For | For | ||||||||||||
7I. | Election of Jacob Wallenberg as Director | Management | For | For | ||||||||||||
7J. | Election of Peter Voser as Director and Chairman | Management | For | For | ||||||||||||
8A. | Election of David Constable as a member of Compensation Committee | Management | For | For | ||||||||||||
8B. | Election of Frederico Fleury Curado as a member of Compensation Committee | Management | For | For | ||||||||||||
8C. | Election of Jennifer Xin-Zhe Li as a member of Compensation Committee | Management | For | For | ||||||||||||
9. | Election of the independent proxy, Zehnder Bolliger & Partner | Management | For | For | ||||||||||||
10. | Election of the auditors, KPMG AG | Management | For | For | ||||||||||||
11. | In case of additional or alternative proposals to the published agenda items during the Annual General Meeting or of new agenda items, I authorize the independent proxy to act. | Management | Against | Against | ||||||||||||
CNH INDUSTRIAL N V | ||||||||||||||||
Security | N20944109 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | CNHI | Meeting Date | 13-Apr-2022 | |||||||||||||
ISIN | NL0010545661 | Agenda | 935559154 - Management | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against
Management |
||||||||||||
2B. | Adoption of the 2021 Annual Financial Statements. | Management | For | For | ||||||||||||
2C. | Determination and distribution of dividend. | Management | For | For | ||||||||||||
2D. | Release from liability of the executive directors and the nonexecutive directors of the Board. | Management | For | For | ||||||||||||
3. | Advisory vote on application of the remuneration policy in 2021. | Management | For | For | ||||||||||||
4A. | Re-appointment of Suzanne Heywood | Management | For | For | ||||||||||||
4B. | Re-appointment of Scott W. Wine | Management | For | For | ||||||||||||
4C. | Re-appointment of Catia Bastioli | Management | For | For | ||||||||||||
4D. | Re-appointment of Howard W. Buffett | Management | For | For | ||||||||||||
4E. | Re-appointment of Léo W. Houle | Management | For | For | ||||||||||||
4F. | Re-appointment of John B. Lanaway | Management | For | For | ||||||||||||
4G. | Re-appointment of Alessandro Nasi | Management | For | For | ||||||||||||
4H. | Re-appointment of Vagn Sørensen | Management | For | For | ||||||||||||
4I. | Re-appointment of Åsa Tamsons | Management | For | For | ||||||||||||
4J. | Appointment of Karen Linehan | Management | For | For | ||||||||||||
5A. | Proposal to re-appoint Ernst & Young Accountants LLP as the independent auditor of the Company for the 2022 financial year. | Management | For | For | ||||||||||||
5B. | Proposal to appoint Deloitte Accountants B.V. as the independent auditor of the Company for the 2023 financial year. | Management | For | For | ||||||||||||
6. | Replacement of the existing authorization to the Board of the authority to acquire common shares in the capital of the Company. | Management | For | For | ||||||||||||
CNH INDUSTRIAL N V | ||||||||||||||||
Security | N20944109 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | CNHI | Meeting Date | 13-Apr-2022 | |||||||||||||
ISIN | NL0010545661 | Agenda | 935572366 - Management | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against
Management |
||||||||||||
2B. | Adoption of the 2021 Annual Financial Statements. | Management | For | For | ||||||||||||
2C. | Determination and distribution of dividend. | Management | For | For | ||||||||||||
2D. | Release from liability of the executive directors and the nonexecutive directors of the Board. | Management | For | For | ||||||||||||
3. | Advisory vote on application of the remuneration policy in 2021. | Management | For | For | ||||||||||||
4A. | Re-appointment of Suzanne Heywood | Management | For | For | ||||||||||||
4B. | Re-appointment of Scott W. Wine | Management | For | For | ||||||||||||
4C. | Re-appointment of Catia Bastioli | Management | For | For | ||||||||||||
4D. | Re-appointment of Howard W. Buffett | Management | For | For | ||||||||||||
4E. | Re-appointment of Léo W. Houle | Management | For | For | ||||||||||||
4F. | Re-appointment of John B. Lanaway | Management | For | For | ||||||||||||
4G. | Re-appointment of Alessandro Nasi | Management | For | For | ||||||||||||
4H. | Re-appointment of Vagn Sørensen | Management | For | For | ||||||||||||
4I. | Re-appointment of Åsa Tamsons | Management | For | For | ||||||||||||
4J. | Appointment of Karen Linehan | Management | For | For | ||||||||||||
5A. | Proposal to re-appoint Ernst & Young Accountants LLP as the independent auditor of the Company for the 2022 financial year. | Management | For | For | ||||||||||||
5B. | Proposal to appoint Deloitte Accountants B.V. as the independent auditor of the Company for the 2023 financial year. | Management | For | For | ||||||||||||
6. | Replacement of the existing authorization to the Board of the authority to acquire common shares in the capital of the Company. | Management | For | For | ||||||||||||
DANA INCORPORATED | ||||||||||||||||
Security | 235825205 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | DAN | Meeting Date | 20-Apr-2022 | |||||||||||||
ISIN | US2358252052 | Agenda | 935554041 - Management | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against
Management |
||||||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | Ernesto M. Hernández | For | For | |||||||||||||
2 | Gary Hu | For | For | |||||||||||||
3 | Brett M. Icahn | For | For | |||||||||||||
4 | James K. Kamsickas | For | For | |||||||||||||
5 | Virginia A. Kamsky | For | For | |||||||||||||
6 | Bridget E. Karlin | For | For | |||||||||||||
7 | Michael J. Mack, Jr. | For | For | |||||||||||||
8 | R. Bruce McDonald | For | For | |||||||||||||
9 | Diarmuid B. O’Connell | For | For | |||||||||||||
10 | Keith E. Wandell | For | For | |||||||||||||
2. | Approval of a non-binding advisory proposal approving executive compensation. | Management | For | For | ||||||||||||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm. | Management | For | For | ||||||||||||
NEXTERA ENERGY PARTNERS, LP | ||||||||||||||||
Security | 65341B106 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | NEP | Meeting Date | 20-Apr-2022 | |||||||||||||
ISIN | US65341B1061 | Agenda | 935556425 - Management | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against
Management |
||||||||||||
1A. | Election of Director: Susan D. Austin | Management | For | For | ||||||||||||
1B. | Election of Director: Robert J. Byrne | Management | For | For | ||||||||||||
1C. | Election of Director: Peter H. Kind | Management | For | For | ||||||||||||
1D. | Election of Director: John W. Ketchum | Management | For | For | ||||||||||||
2. | Ratification of appointment of Deloitte & Touche LLP as NextEra Energy Partners’ independent registered public accounting firm for 2022. | Management | For | For | ||||||||||||
3. | Approval, by non-binding advisory vote, of the compensation of NextEra Energy Partners’ named executive officers as disclosed in the proxy statement. | Management | For | For | ||||||||||||
ING GROEP N.V. | ||||||||||||||||
Security | 456837103 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | ING | Meeting Date | 25-Apr-2022 | |||||||||||||
ISIN | US4568371037 | Agenda | 935579447 - Management | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against
Management |
||||||||||||
2D. | Remuneration Report for 2021 (advisory voting item) If you vote “in favour”, you will cast a positive advisory vote on the Remuneration Report 2021. If you vote “against”, you will cast a negative advisory vote on the Remuneration Report 2021. The result of the vote counts as a non-binding advisory vote. | Management | For | For | ||||||||||||
2E. | Financial Statements (annual accounts) for 2021(voting item). | Management | For | For | ||||||||||||
3B. | Dividend for 2021 (voting item). | Management | For | For | ||||||||||||
4A. | Discharge of the members of the Executive Board in respect of their duties performed during the year 2021 (voting item). | Management | For | For | ||||||||||||
4B. | Discharge of the members and former members of the Supervisory Board in respect of their duties performed during the year 2021 (voting item). | Management | For | For | ||||||||||||
6A. | Authorization of the Executive Board to issue ordinary shares (voting item). | Management | For | For | ||||||||||||
6B. | Authorization of the Executive Board to issue ordinary shares, with or without pre-emptive rights of existing shareholders (voting item). | Management | Abstain | Against | ||||||||||||
7. | Authorization of the Executive Board to acquire ordinary shares in ING Group’s own capital (votingitem). | Management | For | For | ||||||||||||
8A. | Reduction of the issued share capital by cancelling ordinary shares held by ING Group in its own capital as a result of the share buyback program (voting item). | Management | For | For | ||||||||||||
8B. | Amendment of the Articles of Association (votingitem). | Management | For | For | ||||||||||||
9. | Reduction of the issued share capital by cancelling ordinary shares acquired by ING Group pursuant to the authority under agenda item 7 (voting item). | Management | For | For | ||||||||||||
VALMONT INDUSTRIES, INC. | ||||||||||||||||
Security | 920253101 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | VMI | Meeting Date | 26-Apr-2022 | |||||||||||||
ISIN | US9202531011 | Agenda | 935561046 - Management | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against
Management |
||||||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | Kaj Den Daas | For | For | |||||||||||||
2 | James B. Milliken | For | For | |||||||||||||
3 | Catherine James Paglia | For | For | |||||||||||||
4 | Ritu Favre | For | For | |||||||||||||
2. | Approval of the Valmont 2022 Stock Plan. | Management | Against | Against | ||||||||||||
3. | Advisory approval of the company’s executive compensation. | Management | For | For | ||||||||||||
4. | Ratifying the appointment of Deloitte & Touche LLP as independent auditors for fiscal 2022. | Management | For | For | ||||||||||||
LIVENT CORPORATION | ||||||||||||||||
Security | 53814L108 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | LTHM | Meeting Date | 26-Apr-2022 | |||||||||||||
ISIN | US53814L1089 | Agenda | 935561678 - Management | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against
Management |
||||||||||||
1A. | Election of Class I Director to terms expiring in 2025: Michael F. Barry | Management | For | For | ||||||||||||
1B. | Election of Class I Director to terms expiring in 2025: Steven T. Merkt | Management | For | For | ||||||||||||
1C. | Election of Class I Director to terms expiring in 2025: Pablo Marcet | Management | For | For | ||||||||||||
2. | Ratification of the appointment of independent registered public accounting firm. | Management | For | For | ||||||||||||
3. | Advisory (non-binding) vote on named executive officer compensation. | Management | For | For | ||||||||||||
4. | Amendments to the Company’s Amended and Restated Certificate of Incorporation and Amended and Restated By-Laws to declassify the board of directors. | Management | For | For | ||||||||||||
5. | Amendment to the Company’s Amended and Restated Certificate of Incorporation to eliminate supermajority voting requirements. | Management | For | For | ||||||||||||
6. | Amendment to the Company’s Amended and Restated Certificate of Incorporation to eliminate obsolete provisions. | Management | For | For | ||||||||||||
CROWN HOLDINGS, INC. | ||||||||||||||||
Security | 228368106 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | CCK | Meeting Date | 28-Apr-2022 | |||||||||||||
ISIN | US2283681060 | Agenda | 935573700 - Management | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against
Management |
||||||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | Timothy J. Donahue | For | For | |||||||||||||
2 | Richard H. Fearon | For | For | |||||||||||||
3 | Andrea J. Funk | For | For | |||||||||||||
4 | Stephen J. Hagge | For | For | |||||||||||||
5 | James H. Miller | For | For | |||||||||||||
6 | Josef M. Müller | For | For | |||||||||||||
7 | B. Craig Owens | For | For | |||||||||||||
8 | Caesar F. Sweitzer | For | For | |||||||||||||
9 | Marsha C. Williams | For | For | |||||||||||||
10 | Dwayne A. Wilson | For | For | |||||||||||||
2. | Ratification of the appointment of independent auditors for the fiscal year ending December 31, 2022. | Management | For | For | ||||||||||||
3. | Approval by advisory vote of the resolution on executive compensation as described in the Proxy Statement. | Management | For | For | ||||||||||||
4. | Adoption of the 2022 Stock-Based Incentive Compensation Plan. | Management | For | For | ||||||||||||
5. | Consideration of a Shareholder’s proposal requesting the Board of Directors to adopt shareholder special meeting rights. | Management | For | For | ||||||||||||
BAXTER INTERNATIONAL INC. | ||||||||||||||||
Security | 071813109 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | BAX | Meeting Date | 03-May-2022 | |||||||||||||
ISIN | US0718131099 | Agenda | 935566630 - Management | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against
Management |
||||||||||||
1A. | Election of Director: José (Joe) Almeida | Management | For | For | ||||||||||||
1B. | Election of Director: Thomas F. Chen | Management | For | For | ||||||||||||
1C. | Election of Director: Peter S. Hellman | Management | For | For | ||||||||||||
1D. | Election of Director: Michael F. Mahoney | Management | For | For | ||||||||||||
1E. | Election of Director: Patricia B. Morrison | Management | For | For | ||||||||||||
1F. | Election of Director: Stephen N. Oesterle | Management | For | For | ||||||||||||
1G. | Election of Director: Nancy M. Schlichting | Management | For | For | ||||||||||||
1H. | Election of Director: Cathy R. Smith | Management | For | For | ||||||||||||
1I. | Election of Director: Albert P.L. Stroucken | Management | For | For | ||||||||||||
1J. | Election of Director: Amy A. Wendell | Management | For | For | ||||||||||||
1K. | Election of Director: David S. Wilkes | Management | For | For | ||||||||||||
2. | Advisory Vote to Approve Named Executive Officer Compensation | Management | For | For | ||||||||||||
3. | Ratification of Appointment of Independent Registered Public Accounting Firm | Management | Against | Against | ||||||||||||
4. | Vote to Approve a Certificate of Incorporation Amendment to Permit Stockholder Action by Written Consent | Management | For | For | ||||||||||||
5. | Vote to Approve a Certificate of Incorporation Amendment to Lower the Special Meeting Threshold | Management | For | For | ||||||||||||
6. | Stockholder Proposal - Special Shareholder Meeting Improvement | Shareholder | Against | For | ||||||||||||
7. | Stockholder Proposal - Independent Board Chairman | Shareholder | Against | For | ||||||||||||
HUBBELL INCORPORATED | ||||||||||||||||
Security | 443510607 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | HUBB | Meeting Date | 03-May-2022 | |||||||||||||
ISIN | US4435106079 | Agenda | 935567024 - Management | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against
Management |
||||||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | Gerben W. Bakker | For | For | |||||||||||||
2 | Carlos M. Cardoso | For | For | |||||||||||||
3 | Anthony J. Guzzi | For | For | |||||||||||||
4 | Rhett A. Hernandez | For | For | |||||||||||||
5 | Neal J. Keating | For | For | |||||||||||||
6 | Bonnie C. Lind | For | For | |||||||||||||
7 | John F. Malloy | For | For | |||||||||||||
8 | Jennifer M. Pollino | For | For | |||||||||||||
9 | John G. Russell | For | For | |||||||||||||
2. | To approve, by non-binding vote, the compensation of our named executive officers as presented in the 2022 Proxy Statement. | Management | For | For | ||||||||||||
3. | To ratify the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the year 2022. | Management | For | For | ||||||||||||
BRISTOL-MYERS SQUIBB COMPANY | ||||||||||||||||
Security | 110122108 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | BMY | Meeting Date | 03-May-2022 | |||||||||||||
ISIN | US1101221083 | Agenda | 935571782 - Management | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against
Management |
||||||||||||
1A) | Election of Director: Peter J. Arduini | Management | For | For | ||||||||||||
1B) | Election of Director: Giovanni Caforio, M.D. | Management | For | For | ||||||||||||
1C) | Election of Director: Julia A. Haller, M.D. | Management | For | For | ||||||||||||
1D) | Election of Director: Manuel Hidalgo Medina, M.D., Ph.D. | Management | For | For | ||||||||||||
1E) | Election of Director: Paula A. Price | Management | For | For | ||||||||||||
1F) | Election of Director: Derica W. Rice | Management | For | For | ||||||||||||
1G) | Election of Director: Theodore R. Samuels | Management | For | For | ||||||||||||
1H) | Election of Director: Gerald L. Storch | Management | For | For | ||||||||||||
1I) | Election of Director: Karen H. Vousden, Ph.D. | Management | For | For | ||||||||||||
1J) | Election of Director: Phyllis R. Yale | Management | For | For | ||||||||||||
2. | Advisory Vote to Approve the Compensation of our Named Executive Officers. | Management | For | For | ||||||||||||
3. | Ratification of the Appointment of an Independent Registered Public Accounting Firm. | Management | For | For | ||||||||||||
4. | Shareholder Proposal to Lower the Ownership Threshold for Special Shareholder Meetings to 10%. | Shareholder | Against | For | ||||||||||||
5. | Shareholder Proposal on the Adoption of a Board Policy that the Chairperson of the Board be an Independent Director. | Shareholder | Against | For | ||||||||||||
JANUS HENDERSON GROUP PLC | ||||||||||||||||
Security | G4474Y214 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | JHG | Meeting Date | 04-May-2022 | |||||||||||||
ISIN | JE00BYPZJM29 | Agenda | 935570362 - Management | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against
Management |
||||||||||||
1A. | Election of Director: Alison Davis | Management | For | For | ||||||||||||
1B. | Election of Director: Kalpana Desai | Management | For | For | ||||||||||||
1C. | Election of Director: Jeffrey Diermeier | Management | For | For | ||||||||||||
1D. | Election of Director: Kevin Dolan | Management | For | For | ||||||||||||
1E. | Election of Director: Eugene Flood Jr. | Management | For | For | ||||||||||||
1F. | Election of Director: Edward Garden | Management | For | For | ||||||||||||
1G. | Election of Director: Richard Gillingwater | Management | For | For | ||||||||||||
1H. | Election of Director: Lawrence Kochard | Management | For | For | ||||||||||||
1I. | Election of Director: Nelson Peltz | Management | For | For | ||||||||||||
1J. | Election of Director: Angela Seymour-Jackson | Management | For | For | ||||||||||||
2. | Approval to Increase the Cap on Aggregate Annual Compensation for Non-Executive Directors. | Management | For | For | ||||||||||||
3. | Advisory Say-on-Pay Vote on Executive Compensation. | Management | For | For | ||||||||||||
4. | Advisory Vote on Frequency of Future Say-on-Pay Votes. | Management | 1 Year | For | ||||||||||||
5. | Approval of the Global Employee Stock Purchase Plan. | Management | For | For | ||||||||||||
6. | Approval of the 2022 Deferred Incentive Plan. | Management | For | For | ||||||||||||
7. | Renewal of Authority to Repurchase Common Stock. | Management | For | For | ||||||||||||
8. | Renewal of Authority to Repurchase CDIs. | Management | For | For | ||||||||||||
9. | Reappointment and Remuneration of Auditors. | Management | For | For | ||||||||||||
S&P GLOBAL INC. | ||||||||||||||||
Security | 78409V104 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | SPGI | Meeting Date | 04-May-2022 | |||||||||||||
ISIN | US78409V1044 | Agenda | 935575691 - Management | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against
Management |
||||||||||||
1A. | Election of Director: Marco Alverà | Management | For | For | ||||||||||||
1B. | Election of Director: Jacques Esculier | Management | For | For | ||||||||||||
1C. | Election of Director: Gay Huey Evans | Management | For | For | ||||||||||||
1D. | Election of Director: William D. Green | Management | For | For | ||||||||||||
1E. | Election of Director: Stephanie C. Hill | Management | For | For | ||||||||||||
1F. | Election of Director: Rebecca Jacoby | Management | For | For | ||||||||||||
1G. | Election of Director: Robert P. Kelly | Management | For | For | ||||||||||||
1H. | Election of Director: Ian Paul Livingston | Management | For | For | ||||||||||||
1I. | Election of Director: Deborah D. McWhinney | Management | For | For | ||||||||||||
1J. | Election of Director: Maria R. Morris | Management | For | For | ||||||||||||
1K. | Election of Director: Douglas L. Peterson | Management | For | For | ||||||||||||
1L. | Election of Director: Edward B. Rust, Jr. | Management | For | For | ||||||||||||
1M. | Election of Director: Richard E. Thornburgh | Management | For | For | ||||||||||||
1N. | Election of Director: Gregory Washington | Management | For | For | ||||||||||||
2. | Approve, on an advisory basis, the executive compensation program for the Company’s named executive officers. | Management | For | For | ||||||||||||
3. | Ratify the selection of Ernst & Young LLP as our independent auditor for 2022. | Management | For | For | ||||||||||||
UNILEVER PLC | ||||||||||||||||
Security | 904767704 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | UL | Meeting Date | 04-May-2022 | |||||||||||||
ISIN | US9047677045 | Agenda | 935580010 - Management | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against
Management |
||||||||||||
1. | To receive the Report and Accounts for the year ended 31 December 2021. | Management | For | For | ||||||||||||
2. | To approve the Directors’ Remuneration Report. | Management | For | For | ||||||||||||
3. | To re-elect Mr N Andersen as a Non-Executive Director. | Management | For | For | ||||||||||||
4. | To re-elect Dr J Hartmann as a Non-Executive Director. | Management | For | For | ||||||||||||
5. | To re-elect Mr A Jope as an Executive Director. | Management | For | For | ||||||||||||
6. | To re-elect Ms A Jung as a Non-Executive Director. | Management | For | For | ||||||||||||
7. | To re-elect Ms S Kilsby as a Non-Executive Director. | Management | For | For | ||||||||||||
8. | To re-elect Mr S Masiyiwa as a Non-Executive Director. | Management | For | For | ||||||||||||
9. | To re-elect Professor Y Moon as a Non-Executive Director. | Management | For | For | ||||||||||||
10. | To re-elect Mr G Pitkethly as an Executive Director. | Management | For | For | ||||||||||||
11. | To re-elect Mr F Sijbesma as a Non-Executive Director. | Management | For | For | ||||||||||||
12. | To elect Mr A Hennah as a Non-Executive Director. | Management | For | For | ||||||||||||
13. | To elect Mrs R Lu as a Non-Executive Director. | Management | For | For | ||||||||||||
14. | To reappoint KPMG LLP as Auditors of the Company. | Management | For | For | ||||||||||||
15. | To authorise the Directors to fix the remuneration of the Auditors. | Management | For | For | ||||||||||||
16. | To authorise Political Donations and expenditure. | Management | For | For | ||||||||||||
17. | To renew the authority to Directors to issue shares. | Management | For | For | ||||||||||||
18. | To renew the authority to Directors to disapply pre- emption rights. | Management | For | For | ||||||||||||
19. | To renew the authority to Directors to disapply pre- emption rights for the purposes of acquisitions or capital investments. | Management | For | For | ||||||||||||
20. | To renew the authority to the Company to purchase its own shares. | Management | For | For | ||||||||||||
21. | To shorten the notice period for General Meetings. | Management | For | For | ||||||||||||
GIBRALTAR INDUSTRIES, INC. | ||||||||||||||||
Security | 374689107 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | ROCK | Meeting Date | 04-May-2022 | |||||||||||||
ISIN | US3746891072 | Agenda | 935596126 - Management | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against
Management |
||||||||||||
1A. | Election of Director: Mark G. Barberio | Management | For | For | ||||||||||||
1B. | Election of Director: William T. Bosway | Management | For | For | ||||||||||||
1C. | Election of Director: Craig A. Hindman | Management | For | For | ||||||||||||
1D. | Election of Director: Gwendolyn G. Mizell | Management | For | For | ||||||||||||
1E. | Election of Director: Linda K. Myers | Management | For | For | ||||||||||||
1F. | Election of Director: James B. Nish | Management | For | For | ||||||||||||
1G. | Election of Director: Atlee Valentine Pope | Management | For | For | ||||||||||||
1H. | Election of Director: Manish H. Shah | Management | For | For | ||||||||||||
2. | Advisory approval on the Company’s executive compensation (Say- On-Pay). | Management | Against | Against | ||||||||||||
3. | Approval of the Gibraltar Industries, Inc. Amended and Restated 2016 Stock Plan for Non-Employee Directors. | Management | For | For | ||||||||||||
4. | Ratification of Ernst & Young LLP as our Independent Registered Public Accounting Firm for the year ending December 31, 2022. | Management | For | For | ||||||||||||
THE TIMKEN COMPANY | ||||||||||||||||
Security | 887389104 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | TKR | Meeting Date | 06-May-2022 | |||||||||||||
ISIN | US8873891043 | Agenda | 935567137 - Management | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against
Management |
||||||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | Maria A. Crowe | For | For | |||||||||||||
2 | Elizabeth A. Harrell | For | For | |||||||||||||
3 | Richard G. Kyle | For | For | |||||||||||||
4 | Sarah C. Lauber | For | For | |||||||||||||
5 | John A. Luke, Jr. | For | For | |||||||||||||
6 | Christopher L. Mapes | For | For | |||||||||||||
7 | James F. Palmer | For | For | |||||||||||||
8 | Ajita G. Rajendra | For | For | |||||||||||||
9 | Frank C. Sullivan | For | For | |||||||||||||
10 | John M. Timken, Jr. | For | For | |||||||||||||
11 | Ward J. Timken, Jr. | For | For | |||||||||||||
12 | Jacqueline F. Woods | For | For | |||||||||||||
2. | Approval, on an advisory basis, of our named executive officer compensation. | Management | For | For | ||||||||||||
3. | Ratification of the appointment of Ernst & Young LLP as our independent auditor for the fiscal year ending December 31, 2022. | Management | For | For | ||||||||||||
4. | Consideration of a shareholder proposal requesting that our Board take each step necessary so that each voting requirement in our charter and bylaws (that is explicit or implicit due to default to state law) that calls for a greater than simple majority vote be eliminated, and replaced by a requirement for a majority of the votes cast for and against applicable proposals, or a simple majority in compliance with applicable laws. | Shareholder | Against | For | ||||||||||||
CUMMINS INC. | ||||||||||||||||
Security | 231021106 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | CMI | Meeting Date | 10-May-2022 | |||||||||||||
ISIN | US2310211063 | Agenda | 935571542 - Management | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against
Management |
||||||||||||
1) | Election of Director: N. Thomas Linebarger | Management | For | For | ||||||||||||
2) | Election of Director: Jennifer W. Rumsey | Management | For | For | ||||||||||||
3) | Election of Director: Robert J. Bernhard | Management | For | For | ||||||||||||
4) | Election of Director: Dr. Franklin R. Chang Diaz | Management | For | For | ||||||||||||
5) | Election of Director: Bruno V. Di Leo Allen | Management | For | For | ||||||||||||
6) | Election of Director: Stephen B. Dobbs | Management | For | For | ||||||||||||
7) | Election of Director: Carla A. Harris | Management | For | For | ||||||||||||
8) | Election of Director: Robert K. Herdman | Management | For | For | ||||||||||||
9) | Election of Director: Thomas J. Lynch | Management | For | For | ||||||||||||
10) | Election of Director: William I. Miller | Management | For | For | ||||||||||||
11) | Election of Director: Georgia R. Nelson | Management | For | For | ||||||||||||
12) | Election of Director: Kimberly A. Nelson | Management | For | For | ||||||||||||
13) | Election of Director: Karen H. Quintos | Management | For | For | ||||||||||||
14) | Advisory vote to approve the compensation of our named executive officers as disclosed in the proxy statement. | Management | Against | Against | ||||||||||||
15) | Proposal to ratify the appointment of PricewaterhouseCoopers LLP as our auditors for 2022. | Management | For | For | ||||||||||||
16) | The shareholder proposal regarding an independent chairman of the board. | Shareholder | For | Against | ||||||||||||
AMERICAN WATER WORKS COMPANY, INC. | ||||||||||||||||
Security | 030420103 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | AWK | Meeting Date | 11-May-2022 | |||||||||||||
ISIN | US0304201033 | Agenda | 935578700 - Management | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against
Management |
||||||||||||
1A. | Election of Director: Jeffrey N. Edwards | Management | For | For | ||||||||||||
1B. | Election of Director: Martha Clark Goss | Management | For | For | ||||||||||||
1C. | Election of Director: M. Susan Hardwick | Management | For | For | ||||||||||||
1D. | Election of Director: Kimberly J. Harris | Management | For | For | ||||||||||||
1E. | Election of Director: Julia L. Johnson | Management | For | For | ||||||||||||
1F. | Election of Director: Patricia L. Kampling | Management | For | For | ||||||||||||
1G. | Election of Director: Karl F. Kurz | Management | For | For | ||||||||||||
1H. | Election of Director: George MacKenzie | Management | For | For | ||||||||||||
1I. | Election of Director: James G. Stavridis | Management | For | For | ||||||||||||
2. | Approval, on an advisory basis, of the compensation of the Company’s named executive officers. | Management | For | For | ||||||||||||
3. | Ratification of the appointment, by the Audit, Finance and Risk Committee of the Board of Directors, of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for 2022. | Management | For | For | ||||||||||||
4. | Shareholder proposal on Climate Transition Plan Reporting as described in the proxy statement. | Shareholder | For | Against | ||||||||||||
5. | Shareholder proposal on Racial Justice Audit as described in the proxy statement. | Shareholder | Against | For | ||||||||||||
XYLEM INC. | ||||||||||||||||
Security | 98419M100 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | XYL | Meeting Date | 12-May-2022 | |||||||||||||
ISIN | US98419M1009 | Agenda | 935572102 - Management | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against
Management |
||||||||||||
1A. | Election of Director: Jeanne Beliveau-Dunn | Management | For | For | ||||||||||||
1B. | Election of Director: Patrick K. Decker | Management | For | For | ||||||||||||
1C. | Election of Director: Robert F. Friel | Management | For | For | ||||||||||||
1D. | Election of Director: Jorge M. Gomez | Management | For | For | ||||||||||||
1E. | Election of Director: Victoria D. Harker | Management | For | For | ||||||||||||
1F. | Election of Director: Steven R. Loranger | Management | For | For | ||||||||||||
1G. | Election of Director: Mark D. Morelli | Management | For | For | ||||||||||||
1H. | Election of Director: Jerome A. Peribere | Management | For | For | ||||||||||||
1I. | Election of Director: Markos I. Tambakeras | Management | For | For | ||||||||||||
1J. | Election of Director: Lila Tretikov | Management | For | For | ||||||||||||
1K. | Election of Director: Uday Yadav | Management | For | For | ||||||||||||
2. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2022. | Management | For | For | ||||||||||||
3. | Advisory vote to approve the compensation of our named executive officers. | Management | For | For | ||||||||||||
WASTE CONNECTIONS, INC. | ||||||||||||||||
Security | 94106B101 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | WCN | Meeting Date | 13-May-2022 | |||||||||||||
ISIN | CA94106B1013 | Agenda | 935575172 - Management | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against
Management |
||||||||||||
1.1 | Election of Director: Ronald J. Mittelstaedt | Management | For | For | ||||||||||||
1.2 | Election of Director: Edward E. Guillet | Management | For | For | ||||||||||||
1.3 | Election of Director: Michael W. Harlan | Management | For | For | ||||||||||||
1.4 | Election of Director: Larry S. Hughes | Management | For | For | ||||||||||||
1.5 | Election of Director: Worthing F. Jackman | Management | For | For | ||||||||||||
1.6 | Election of Director: Elise L. Jordan | Management | For | For | ||||||||||||
1.7 | Election of Director: Susan Lee | Management | For | For | ||||||||||||
1.8 | Election of Director: William J. Razzouk | Management | For | For | ||||||||||||
2. | Approval, on a non-binding, advisory basis, of the compensation of our named executive officers as disclosed in the Proxy Statement (say-on-pay). | Management | For | For | ||||||||||||
3. | Appointment of Grant Thornton LLP as our independent registered public accounting firm until the close of the 2023 Annual Meeting of Shareholders of the Company and authorization of our Board of Directors to fix the remuneration of the independent registered public accounting firm. | Management | For | For | ||||||||||||
WEYERHAEUSER COMPANY | ||||||||||||||||
Security | 962166104 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | WY | Meeting Date | 13-May-2022 | |||||||||||||
ISIN | US9621661043 | Agenda | 935580527 - Management | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against
Management |
||||||||||||
1A. | Election of Director: Mark A. Emmert | Management | For | For | ||||||||||||
1B. | Election of Director: Rick R. Holley | Management | For | For | ||||||||||||
1C. | Election of Director: Sara Grootwassink Lewis | Management | For | For | ||||||||||||
1D. | Election of Director: Deidra C. Merriwether | Management | For | For | ||||||||||||
1E. | Election of Director: Al Monaco | Management | For | For | ||||||||||||
1F. | Election of Director: Nicole W. Piasecki | Management | For | For | ||||||||||||
1G. | Election of Director: Lawrence A. Selzer | Management | For | For | ||||||||||||
1H. | Election of Director: Devin W. Stockfish | Management | For | For | ||||||||||||
1I. | Election of Director: Kim Williams | Management | For | For | ||||||||||||
2. | Approval, on an advisory basis, of the compensation of the named executive officers. | Management | For | For | ||||||||||||
3. | Approval of the Weyerhaeuser 2022 Long-Term Incentive Plan. | Management | For | For | ||||||||||||
4. | Ratification of the selection of independent registered public accounting firm for 2022. | Management | For | For | ||||||||||||
REPUBLIC SERVICES, INC. | ||||||||||||||||
Security | 760759100 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | RSG | Meeting Date | 16-May-2022 | |||||||||||||
ISIN | US7607591002 | Agenda | 935591277 - Management | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against
Management |
||||||||||||
1A. | Election of Director: Manuel Kadre | Management | For | For | ||||||||||||
1B. | Election of Director: Tomago Collins | Management | For | For | ||||||||||||
1C. | Election of Director: Michael A. Duffy | Management | For | For | ||||||||||||
1D. | Election of Director: Thomas W. Handley | Management | For | For | ||||||||||||
1E. | Election of Director: Jennifer M. Kirk | Management | For | For | ||||||||||||
1F. | Election of Director: Michael Larson | Management | For | For | ||||||||||||
1G. | Election of Director: Kim S. Pegula | Management | For | For | ||||||||||||
1H. | Election of Director: James P. Snee | Management | For | For | ||||||||||||
1I. | Election of Director: Brian S. Tyler | Management | For | For | ||||||||||||
1J. | Election of Director: Jon Vander Ark | Management | For | For | ||||||||||||
1K. | Election of Director: Sandra M. Volpe | Management | For | For | ||||||||||||
1L. | Election of Director: Katharine B. Weymouth | Management | For | For | ||||||||||||
2. | Advisory vote to approve our named executive officer compensation. | Management | For | For | ||||||||||||
3. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2022. | Management | For | For | ||||||||||||
4. | Shareholder Proposal to amend the Company’s clawback policy for senior executives. | Shareholder | Against | For | ||||||||||||
5. | Shareholder Proposal to commission a third-party environmental justice audit. | Shareholder | Against | For | ||||||||||||
6. | Shareholder Proposal to commission a third-party civil rights audit. | Shareholder | Against | For | ||||||||||||
EOS ENERGY ENTERPRISES INC | ||||||||||||||||
Security | 29415C101 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | EOSE | Meeting Date | 17-May-2022 | |||||||||||||
ISIN | US29415C1018 | Agenda | 935589703 - Management | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against
Management |
||||||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | Alex Dimitrief | Withheld | Against | |||||||||||||
2 | Joe Mastrangelo | For | For | |||||||||||||
2. | Ratification of selection of Deloitte & Touche LLP as our independent registered public accounting firm for fiscal year ending December 31, 2022. | Management | For | For | ||||||||||||
3. | Non-binding advisory vote to approve our named executive officer compensation. | Management | Against | Against | ||||||||||||
4. | Non-binding advisory vote on the frequency of future advisory votes on our named executive officer compensation. | Management | 1 Year | For | ||||||||||||
5. | Amendment to our Amended and Restated 2020 Incentive Plan. | Management | For | For | ||||||||||||
XCEL ENERGY INC. | ||||||||||||||||
Security | 98389B100 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | XEL | Meeting Date | 18-May-2022 | |||||||||||||
ISIN | US98389B1008 | Agenda | 935582812 - Management | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against
Management |
||||||||||||
1a. | Election of Director: Lynn Casey | Management | For | For | ||||||||||||
1b. | Election of Director: Bob Frenzel | Management | For | For | ||||||||||||
1c. | Election of Director: Netha Johnson | Management | For | For | ||||||||||||
1d. | Election of Director: Patricia Kampling | Management | For | For | ||||||||||||
1e. | Election of Director: George Kehl | Management | For | For | ||||||||||||
1f. | Election of Director: Richard O’Brien | Management | For | For | ||||||||||||
1g. | Election of Director: Charles Pardee | Management | For | For | ||||||||||||
1h. | Election of Director: Christopher Policinski | Management | For | For | ||||||||||||
1i. | Election of Director: James Prokopanko | Management | For | For | ||||||||||||
1j. | Election of Director: Kim Williams | Management | For | For | ||||||||||||
1k. | Election of Director: Daniel Yohannes | Management | For | For | ||||||||||||
2. | Company proposal to approve, on an advisory basis, executive compensation. | Management | For | For | ||||||||||||
3. | Company proposal to ratify the appointment of Deloitte & Touche LLP as Xcel Energy Inc.’s independent registered public accounting firm for 2022. | Management | For | For | ||||||||||||
VERTEX PHARMACEUTICALS INCORPORATED | ||||||||||||||||
Security | 92532F100 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | VRTX | Meeting Date | 18-May-2022 | |||||||||||||
ISIN | US92532F1003 | Agenda | 935588042 - Management | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against
Management |
||||||||||||
1A. | Election of Director: Sangeeta Bhatia | Management | For | For | ||||||||||||
1B. | Election of Director: Lloyd Carney | Management | Against | Against | ||||||||||||
1C. | Election of Director: Alan Garber | Management | For | For | ||||||||||||
1D. | Election of Director: Terrence Kearney | Management | Against | Against | ||||||||||||
1E. | Election of Director: Reshma Kewalramani | Management | For | For | ||||||||||||
1F. | Election of Director: Yuchun Lee | Management | For | For | ||||||||||||
1G. | Election of Director: Jeffrey Leiden | Management | For | For | ||||||||||||
1H. | Election of Director: Margaret McGlynn | Management | For | For | ||||||||||||
1I. | Election of Director: Diana McKenzie | Management | For | For | ||||||||||||
1J. | Election of Director: Bruce Sachs | Management | For | For | ||||||||||||
1K. | Election of Director: Suketu Upadhyay | Management | For | For | ||||||||||||
2. | Ratification of Ernst & Young LLP as independent Registered Public Accounting firm for the year ending December 31, 2022. | Management | Against | Against | ||||||||||||
3. | Advisory vote to approve named executive office compensation. | Management | For | For | ||||||||||||
4. | Approval of an amendment and restatement of our 2013 Stock and Option Plan to increase the number of shares authorized for issuance under this plan by 13.5 million shares. | Management | For | For | ||||||||||||
ARCHAEA ENERGY INC. | ||||||||||||||||
Security | 03940F103 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | LFG | Meeting Date | 18-May-2022 | |||||||||||||
ISIN | US03940F1030 | Agenda | 935589272 - Management | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against
Management |
||||||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | J. Kyle Derham | For | For | |||||||||||||
2 | Dr. Kathryn Jackson | Withheld | Against | |||||||||||||
3 | Scott Parkes | For | For | |||||||||||||
2. | Ratification of the appointment of KPMG LLP as our independent auditors for the fiscal year ending December 31, 2022. | Management | For | For | ||||||||||||
NEXTERA ENERGY, INC. | ||||||||||||||||
Security | 65339F101 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | NEE | Meeting Date | 19-May-2022 | |||||||||||||
ISIN | US65339F1012 | Agenda | 935583092 - Management | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against
Management |
||||||||||||
1A. | Election of Director: Sherry S. Barrat | Management | For | For | ||||||||||||
1B. | Election of Director: James L. Camaren | Management | For | For | ||||||||||||
1C. | Election of Director: Kenneth B. Dunn | Management | For | For | ||||||||||||
1D. | Election of Director: Naren K. Gursahaney | Management | For | For | ||||||||||||
1E. | Election of Director: Kirk S. Hachigian | Management | For | For | ||||||||||||
1F. | Election of Director: John W. Ketchum | Management | For | For | ||||||||||||
1G. | Election of Director: Amy B. Lane | Management | For | For | ||||||||||||
1H. | Election of Director: David L. Porges | Management | For | For | ||||||||||||
1I. | Election of Director: James L. Robo | Management | For | For | ||||||||||||
1J. | Election of Director: Rudy E. Schupp | Management | For | For | ||||||||||||
1K. | Election of Director: John L. Skolds | Management | For | For | ||||||||||||
1L. | Election of Director: John Arthur Stall | Management | For | For | ||||||||||||
1M. | Election of Director: Darryl L. Wilson | Management | For | For | ||||||||||||
2. | Ratification of appointment of Deloitte & Touche LLP as NextEra Energy’s independent registered public accounting firm for 2022 | Management | For | For | ||||||||||||
3. | Approval, by non-binding advisory vote, of NextEra Energy’s compensation of its named executive officers as disclosed in the proxy statement | Management | For | For | ||||||||||||
4. | A proposal entitled “Board Matrix” to request disclosure of a Board skills matrix | Shareholder | Against | For | ||||||||||||
5. | A proposal entitled “Diversity Data Reporting” to request quantitative employee diversity data | Shareholder | Against | For | ||||||||||||
ARDAGH METAL PACKAGING S.A. | ||||||||||||||||
Security | L02235106 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | AMBP | Meeting Date | 19-May-2022 | |||||||||||||
ISIN | LU2369833749 | Agenda | 935608008 - Management | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against
Management |
||||||||||||
1. | Consider the reports of the Board of Directors of the Company and the report of the statutory auditor (réviseur d’entreprises agréé) on the Company’s consolidated financial statements for the financial year ended December 31, 2021 and approve the Company’s consolidated financial statements for the financial year ended December 31, 2021. | Management | For | For | ||||||||||||
2. | Consider the report of the statutory auditor (réviseur d’entreprises agréé) on the Company’s annual accounts for the financial year ended December 31, 2021 and approve the Company’s annual accounts for the financial year ended December 31, 2021. | Management | For | For | ||||||||||||
3. | Resolve to carry forward the profit for the year ended December 31, 2021. | Management | For | For | ||||||||||||
4. | Ratify the appointment by the Board of Directors of the Company on October 26, 2021 of Mr. John Sheehan as Class II Director of the Company to fill a vacancy on the Board until the 2022 annual general meeting of shareholders. | Management | For | For | ||||||||||||
5. | Grant discharge (quitus) to all members of the Board of Directors of the Company who were in office during the financial year ended December 31, 2021 for the proper performance of their duties. | Management | For | For | ||||||||||||
6a. | Re-elect Mr. Yves Elsen, as Class I Director until the 2025 annual general meeting of shareholders. | Management | For | For | ||||||||||||
6b. | Re-elect Mr. Damien O’Brien, as Class I Director until the 2025 annual general meeting of shareholders. | Management | For | For | ||||||||||||
6c. | Re-elect Mr. Hermanus Troskie, as Class I Director until the 2025 annual general meeting of shareholders. | Management | For | For | ||||||||||||
6d. | Re-elect Mr. John Sheehan, as Class II Director until the 2023 annual general meeting of shareholders. | Management | For | For | ||||||||||||
7. | Approve the aggregate amount of the directors’ remuneration. | Management | For | For | ||||||||||||
8. | Appoint PricewaterhouseCoopers Société coopérative as statutory auditor (réviseur d’entreprises agréé) of the Company for the period ending at the 2023 annual general meeting of shareholders. | Management | For | For | ||||||||||||
BIOMARIN PHARMACEUTICAL INC. | ||||||||||||||||
Security | 09061G101 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | BMRN | Meeting Date | 24-May-2022 | |||||||||||||
ISIN | US09061G1013 | Agenda | 935591342 - Management | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against
Management |
||||||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | Mark J. Alles | For | For | |||||||||||||
2 | Elizabeth M. Anderson | For | For | |||||||||||||
3 | Jean-Jacques Bienaimé | For | For | |||||||||||||
4 | Willard Dere | For | For | |||||||||||||
5 | Elaine J. Heron | For | For | |||||||||||||
6 | Maykin Ho | For | For | |||||||||||||
7 | Robert J. Hombach | For | For | |||||||||||||
8 | V. Bryan Lawlis | For | For | |||||||||||||
9 | Richard A. Meier | For | For | |||||||||||||
10 | David E.I. Pyott | For | For | |||||||||||||
11 | Dennis J. Slamon | For | For | |||||||||||||
2. | To ratify the selection of KPMG LLP as the independent registered public accounting firm for BioMarin for the fiscal year ending December 31, 2022. | Management | For | For | ||||||||||||
3. | To approve, on an advisory basis, the compensation of the Company’s Named Executive Officers as disclosed in the Proxy Statement. | Management | For | For | ||||||||||||
RANPAK HOLDINGS CORP | ||||||||||||||||
Security | 75321W103 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | PACK | Meeting Date | 25-May-2022 | |||||||||||||
ISIN | US75321W1036 | Agenda | 935601333 - Management | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against
Management |
||||||||||||
1. | DIRECTOR | Management | ||||||||||||||
1 | Omar Asali | For | For | |||||||||||||
2 | Pamela El | For | For | |||||||||||||
3 | Salil Seshadri | For | For | |||||||||||||
4 | Kurt Zumwalt | For | For | |||||||||||||
2. | Company Proposal - Ratification of the selection of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2022. | Management | For | For | ||||||||||||
3. | Company Proposal - Approval of a non-binding advisory resolution approving the compensation of named executive officers. | Management | Abstain | Against | ||||||||||||
4. | Company Proposal - Approval of a non-binding advisory resolution approving the frequency of future advisory votes on the compensation of named executive officers. | Management | 1 Year | For | ||||||||||||
ILLUMINA, INC. | ||||||||||||||||
Security | 452327109 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | ILMN | Meeting Date | 26-May-2022 | |||||||||||||
ISIN | US4523271090 | Agenda | 935603921 - Management | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against
Management |
||||||||||||
1A. | Election of Director: Frances Arnold, Ph.D. | Management | For | For | ||||||||||||
1B. | Election of Director: Francis A. deSouza | Management | For | For | ||||||||||||
1C. | Election of Director: Caroline D. Dorsa | Management | For | For | ||||||||||||
1D. | Election of Director: Robert S. Epstein, M.D. | Management | Against | Against | ||||||||||||
1E. | Election of Director: Scott Gottlieb, M.D. | Management | For | For | ||||||||||||
1F. | Election of Director: Gary S. Guthart, Ph.D. | Management | For | For | ||||||||||||
1G. | Election of Director: Philip W. Schiller | Management | For | For | ||||||||||||
1H. | Election of Director: Susan E. Siegel | Management | For | For | ||||||||||||
1I. | Election of Director: John W. Thompson | Management | For | For | ||||||||||||
2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending January 1, 2023. | Management | Against | Against | ||||||||||||
3. | To approve, on an advisory basis, the compensation of the named executive officers as disclosed in the Proxy Statement. | Management | Against | Against | ||||||||||||
4. | To approve, on an advisory basis, a stockholder proposal regarding the right of stockholders to call special meetings. | Shareholder | For | Against | ||||||||||||
5. | To approve an amendment to our Amended and Restated Certificate of Incorporation to permit stockholders to call special meetings. | Management | Abstain | Against | ||||||||||||
RESIDEO TECHNOLOGIES, INC. | ||||||||||||||||
Security | 76118Y104 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | REZI | Meeting Date | 08-Jun-2022 | |||||||||||||
ISIN | US76118Y1047 | Agenda | 935623050 - Management | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against
Management |
||||||||||||
1a. | Election of Director: Roger Fradin | Management | For | For | ||||||||||||
1b. | Election of Director: Jay Geldmacher | Management | For | For | ||||||||||||
1c. | Election of Director: Paul Deninger | Management | For | For | ||||||||||||
1d. | Election of Director: Cynthia Hostetler | Management | For | For | ||||||||||||
1e. | Election of Director: Brian Kushner | Management | For | For | ||||||||||||
1f. | Election of Director: Jack Lazar | Management | For | For | ||||||||||||
1g. | Election of Director: Nina Richardson | Management | For | For | ||||||||||||
1h. | Election of Director: Andrew Teich | Management | For | For | ||||||||||||
1i. | Election of Director: Sharon Wienbar | Management | For | For | ||||||||||||
1j. | Election of Director: Kareem Yusuf | Management | For | For | ||||||||||||
2. | Advisory Vote to Approve Executive Compensation. | Management | For | For | ||||||||||||
3. | Ratification of the Appointment of Independent Registered Public Accounting Firm. | Management | For | For | ||||||||||||
4. | Shareholder Proposal to Reduce Ownership Threshold for Shareholders to Call a Special Meeting. | Shareholder | Against | For | ||||||||||||
WILLDAN GROUP, INC. | ||||||||||||||||
Security | 96924N100 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | WLDN | Meeting Date | 09-Jun-2022 | |||||||||||||
ISIN | US96924N1000 | Agenda | 935628733 - Management | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against
Management |
||||||||||||
1.1 | Election of Director to serve a one-year term: Thomas D. Brisbin | Management | For | For | ||||||||||||
1.2 | Election of Director to serve a one-year term: Steven A. Cohen | Management | For | For | ||||||||||||
1.3 | Election of Director to serve a one-year term: Cynthia A. Downes | Management | For | For | ||||||||||||
1.4 | Election of Director to serve a one-year term: Dennis V. McGinn | Management | For | For | ||||||||||||
1.5 | Election of Director to serve a one-year term: Wanda K. Reder | Management | For | For | ||||||||||||
1.6 | Election of Director to serve a one-year term: Keith W. Renken | Management | For | For | ||||||||||||
1.7 | Election of Director to serve a one-year term: Mohammad Shahidehpour | Management | For | For | ||||||||||||
2. | Ratification of the appointment of Crowe LLP as the independent registered public accounting firm for the year ending December 30, 2022. | Management | For | For | ||||||||||||
3. | Approval, on a non-binding advisory basis, of our named executive officer compensation. | Management | For | For | ||||||||||||
4. | Approval of an amendment to the Company’s 2008 Performance Incentive Plan (the “2008 Plan”), including an increase in the number of shares available for grant under the 2008 Plan. | Management | For | For | ||||||||||||
GENERAL MOTORS COMPANY | ||||||||||||||||
Security | 37045V100 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | GM | Meeting Date | 13-Jun-2022 | |||||||||||||
ISIN | US37045V1008 | Agenda | 935631778 - Management | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against
Management |
||||||||||||
1a. | Election of Director: Mary T. Barra | Management | For | For | ||||||||||||
1b. | Election of Director: Aneel Bhusri | Management | For | For | ||||||||||||
1c. | Election of Director: Wesley G. Bush | Management | For | For | ||||||||||||
1d. | Election of Director: Linda R. Gooden | Management | For | For | ||||||||||||
1e. | Election of Director: Joseph Jimenez | Management | For | For | ||||||||||||
1f. | Election of Director: Judith A. Miscik | Management | For | For | ||||||||||||
1g. | Election of Director: Patricia F. Russo | Management | For | For | ||||||||||||
1h. | Election of Director: Thomas M. Schoewe | Management | For | For | ||||||||||||
1i. | Election of Director: Carol M. Stephenson | Management | For | For | ||||||||||||
1j. | Election of Director: Mark A. Tatum | Management | For | For | ||||||||||||
1k. | Election of Director: Devin N. Wenig | Management | For | For | ||||||||||||
1l. | Election of Director: Margaret C. Whitman | Management | For | For | ||||||||||||
2. | Advisory Approval of Named Executive Officer Compensation | Management | For | For | ||||||||||||
3. | Ratification of the Selection of Ernst & Young LLP as the Company’s Independent Registered Public Accounting Firm for 2022 | Management | For | For | ||||||||||||
4. | Shareholder Proposal to Lower the Ownership Threshold to Call a Special Meeting | Shareholder | Against | For | ||||||||||||
5. | Shareholder Proposal Regarding Separation of Chair and CEO Roles | Shareholder | Against | For | ||||||||||||
6. | Shareholder Proposal Requesting a Report on the Use of Child Labor in Connection with Electric Vehicles | Shareholder | Against | For | ||||||||||||
BROOKFIELD RENEWABLE CORPORATION | ||||||||||||||||
Security | 11284V105 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | BEPC | Meeting Date | 14-Jun-2022 | |||||||||||||
ISIN | CA11284V1058 | Agenda | 935650932 - Management | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against
Management |
||||||||||||
1 | DIRECTOR | Management | ||||||||||||||
1 | Jeffrey Blidner | For | For | |||||||||||||
2 | Scott Cutler | For | For | |||||||||||||
3 | Sarah Deasley | For | For | |||||||||||||
4 | Nancy Dorn | For | For | |||||||||||||
5 | E. de Carvalho Filho | For | For | |||||||||||||
6 | Randy MacEwen | For | For | |||||||||||||
7 | David Mann | For | For | |||||||||||||
8 | Lou Maroun | For | For | |||||||||||||
9 | Stephen Westwell | For | For | |||||||||||||
10 | Patricia Zuccotti | For | For | |||||||||||||
2 | Appointment of Ernst & Young LLP as Auditors of the Corporation for the ensuing year and authorizing the Directors to set their remuneration. | Management | For | For | ||||||||||||
MIRION TECHNOLOGIES, INC. | ||||||||||||||||
Security | 60471A101 | Meeting Type | Annual | |||||||||||||
Ticker Symbol | MIR | Meeting Date | 15-Jun-2022 | |||||||||||||
ISIN | US60471A1016 | Agenda | 935637100 - Management | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against
Management |
||||||||||||
1A. | Election of Director for a term of one year expiring at the 2023 Annual Meeting of Stockholders: Lawrence D. Kingsley | Management | For | For | ||||||||||||
1B. | Election of Director for a term of one year expiring at the 2023 Annual Meeting of Stockholders: Thomas D. Logan | Management | For | For | ||||||||||||
1C. | Election of Director for a term of one year expiring at the 2023 Annual Meeting of Stockholders: Kenneth C. Bockhorst | Management | For | For | ||||||||||||
1D. | Election of Director for a term of one year expiring at the 2023 Annual Meeting of Stockholders: Robert A. Cascella | Management | For | For | ||||||||||||
1E. | Election of Director for a term of one year expiring at the 2023 Annual Meeting of Stockholders: Steven W. Etzel | Management | For | For | ||||||||||||
1F. | Election of Director for a term of one year expiring at the 2023 Annual Meeting of Stockholders: John W. Kuo | Management | For | For | ||||||||||||
1G. | Election of Director for a term of one year expiring at the 2023 Annual Meeting of Stockholders: Jody A. Markopoulos | Management | For | For | ||||||||||||
1H. | Election of Director for a term of one year expiring at the 2023 Annual Meeting of Stockholders: Jyothsna (Jo) Natauri | Management | For | For | ||||||||||||
1I. | Election of Director for a term of one year expiring at the 2023 Annual Meeting of Stockholders: Christopher Warren | Management | For | For | ||||||||||||
2. | Ratify the appointment of Deloitte & Touche, LLP (“Deloitte”) as our independent registered public accounting firm for the fiscal year ending December 31, 2022. | Management | For | For | ||||||||||||
3. | Approve, on an advisory basis, the compensation of our named executive officers as disclosed in the accompanying proxy statement. | Management | For | For | ||||||||||||
4. | Approve, on an advisory basis, the frequency of future stockholder advisory votes on the compensation of our named executive officers. | Management | 1 Year | For | ||||||||||||
EOS ENERGY ENTERPRISES INC | ||||||||||||||||
Security | 29415C101 | Meeting Type | Special | |||||||||||||
Ticker Symbol | EOSE | Meeting Date | 28-Jun-2022 | |||||||||||||
ISIN | US29415C1018 | Agenda | 935671493 - Management | |||||||||||||
Item | Proposal | Proposed by | Vote | For/Against
Management |
||||||||||||
1. | The issuance of our common stock to Yorkville in excess of the exchange cap of the Standby Equity Purchase Agreement dated April 28, 2022, by and between the Company and Yorkville. | Management | For | For | ||||||||||||
2. | Amendment to our Third Amended and Restated Certificate of Incorporation to increase the authorized shares of common stock from 200,000,000 to 300,000,000. | Management | For | For | ||||||||||||
3. | Adjournment of the Special Meeting, if necessary, to solicit additional proxies if there are not sufficient votes in favor of the Exchange Cap Proposal and/or the Authorized Shares Amendment. | Management | For | For |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Registrant | Gabelli ETFs Trust |
By (Signature and Title)* | /s/ John C. Ball |
John C. Ball, President and Principal Executive Officer |
Date | August 30, 2022 |
*Print the name and title of each signing officer under his or her signature.