ThZeal - The Zeal

N-PX 1 getft-html3939_npx.htm GABELLI ETFS TRUST_N-PX

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED

MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number 812-15036

Gabelli ETFs Trust

(Exact name of registrant as specified in charter)

One Corporate Center

Rye, New York 10580-1422

(Address of principal executive offices) (Zip code)

John C. Ball

Gabelli Funds, LLC

One Corporate Center

Rye, New York 10580-7724

(Name and address of agent for service)

Registrant's telephone number, including area code: 1-800-422-3554

Date of fiscal year end: December 31

Date of reporting period: February 1, 2021 – June 30, 2021^*

*Gabelli Love Our Planet & People ETF commenced operations on February 1, 2021. Gabelli Growth Innovators ETF commenced operations on February 16, 2021.

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.

PROXY VOTING RECORD

FOR PERIOD FEBRUARY 1, 2021 TO JUNE 30, 2021^*

*Gabelli Love Our Planet & People ETF commenced operations on February 1, 2021. Gabelli Growth Innovators ETF commenced operations on February 16, 2021.

ProxyEdge

Meeting Date Range: 02/16/2021 - 06/30/2021

Gabelli Growth Innovators ETF

Report Date: 07/01/2021

Investment Company Report

NEXTERA ENERGY PARTNERS, LP

Security

65341B106

Meeting Type

Annual

Ticker Symbol

NEP

Meeting Date

20-Apr-2021

ISIN

US65341B1061

Agenda

935341622 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

1A.

Election of Director: Susan D. Austin

Management

For

1B.

Election of Director: Robert J. Byrne

Management

For

1C.

Election of Director: Peter H. Kind

Management

For

1D.

Election of Director: James L. Robo

Management

For

Ratification of appointment of Deloitte & Touche LLP as NextEra Energy Partners' independent registered public accounting firm for 2021.

Management

For

Approval, by non-binding advisory vote, of the compensation of NextEra Energy Partners' named executive officers as disclosed in the proxy statement.

Management

For

INTUITIVE SURGICAL, INC.

Security

46120E602

Meeting Type

Annual

Ticker Symbol

ISRG

Meeting Date

22-Apr-2021

ISIN

US46120E6023

Agenda

935347460 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

1A.

Election of Director: Craig H. Barratt, Ph.D.

Management

For

1B.

Election of Director: Joseph C. Beery

Management

For

1C.

Election of Director: Gary S. Guthart, Ph.D.

Management

For

1D.

Election of Director: Amal M. Johnson

Management

For

1E.

Election of Director: Don R. Kania, Ph.D.

Management

For

1F.

Election of Director: Amy L. Ladd, M.D.

Management

For

1G.

Election of Director: Keith R. Leonard, Jr.

Management

For

1H.

Election of Director: Alan J. Levy, Ph.D.

Management

For

1I.

Election of Director: Jami Dover Nachtsheim

Management

For

1J.

Election of Director: Monica P. Reed, M.D.

Management

For

1K.

Election of Director: Mark J. Rubash

Management

For

To approve, by advisory vote, the compensation of the Company's Named Executive Officers.

Management

For

The ratification of appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021.

Management

For

To approve the Company's Amended and Restated 2010 Incentive Award Plan.

Management

Against

ASML HOLDINGS N.V.

Security

N07059210

Meeting Type

Annual

Ticker Symbol

ASML

Meeting Date

29-Apr-2021

ISIN

USN070592100

Agenda

935354732 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

Advisory vote on the remuneration report for the Board of Management and the Supervisory Board for the financial year 2020.

Management

Abstain

Against

Proposal to adopt the financial statements of the Company for the financial year 2020, as prepared in accordance with Dutch law.

Management

For

Proposal to adopt a dividend in respect of the financial year 2020.

Management

For

Proposal to discharge the members of the Board of Management from liability for their responsibilities in the financial year 2020.

Management

For

Proposal to discharge the members of the Supervisory Board from liability for their responsibilities in the financial year 2020.

Management

For

Proposal to approve the number of shares for the Board of Management.

Management

For

Proposal to adopt certain adjustments to the Remuneration Policy for the Board of Management.

Management

For

Proposal to adopt certain adjustments to the Remuneration Policy for the Supervisory Board.

Management

For

Proposal to appoint Ms. B. Conix as a member of the Supervisory Board.

Management

For

Proposal to appoint KPMG Accountants N.V. as external auditor for the reporting year 2022.

Management

For

11a

Authorization to issue ordinary shares or grant rights to subscribe for ordinary shares up to 5% for general purposes.

Management

For

11b

Authorization of the Board of Management to restrict or exclude pre-emption rights in connection with agenda item 11 a).

Management

For

11c

Authorization to issue ordinary shares or grant rights to subscribe for ordinary shares up to 5% in connection with or on the occasion of mergers, acquisitions and/or (strategic) alliances.

Management

For

11d

Authorization of the Board of Management to restrict or exclude pre-emption rights in connection with agenda item 11 c).

Management

For

12a

Authorization to repurchase ordinary shares up to 10% of the issued share capital.

Management

For

12b

Authorization to repurchase additional ordinary shares up to 10% of the issued share capital.

Management

For

Proposal to cancel ordinary shares.

Management

For

ASML HOLDINGS N.V.

Security

N07059210

Meeting Type

Annual

Ticker Symbol

ASML

Meeting Date

29-Apr-2021

ISIN

USN070592100

Agenda

935388529 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

Advisory vote on the remuneration report for the Board of Management and the Supervisory Board for the financial year 2020.

Management

Abstain

Against

Proposal to adopt the financial statements of the Company for the financial year 2020, as prepared in accordance with Dutch law.

Management

For

Proposal to adopt a dividend in respect of the financial year 2020.

Management

For

Proposal to discharge the members of the Board of Management from liability for their responsibilities in the financial year 2020.

Management

For

Proposal to discharge the members of the Supervisory Board from liability for their responsibilities in the financial year 2020.

Management

For

Proposal to approve the number of shares for the Board of Management.

Management

For

Proposal to adopt certain adjustments to the Remuneration Policy for the Board of Management.

Management

For

Proposal to adopt certain adjustments to the Remuneration Policy for the Supervisory Board.

Management

For

Proposal to appoint Ms. B. Conix as a member of the Supervisory Board.

Management

For

Proposal to appoint KPMG Accountants N.V. as external auditor for the reporting year 2022.

Management

For

11a

Authorization to issue ordinary shares or grant rights to subscribe for ordinary shares up to 5% for general purposes.

Management

For

11b

Authorization of the Board of Management to restrict or exclude pre-emption rights in connection with agenda item 11 a).

Management

Abstain

Against

11c

Authorization to issue ordinary shares or grant rights to subscribe for ordinary shares up to 5% in connection with or on the occasion of mergers, acquisitions and/or (strategic) alliances.

Management

For

11d

Authorization of the Board of Management to restrict or exclude pre-emption rights in connection with agenda item 11 c).

Management

For

12a

Authorization to repurchase ordinary shares up to 10% of the issued share capital.

Management

For

12b

Authorization to repurchase additional ordinary shares up to 10% of the issued share capital.

Management

For

Proposal to cancel ordinary shares.

Management

For

APTIV PLC

Security

G6095L109

Meeting Type

Annual

Ticker Symbol

APTV

Meeting Date

30-Apr-2021

ISIN

JE00B783TY65

Agenda

935344349 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

1A.

Election of Director: Kevin P. Clark

Management

For

1B.

Election of Director: Richard L. Clemmer

Management

For

1C.

Election of Director: Nancy E. Cooper

Management

For

1D.

Election of Director: Nicholas M. Donofrio

Management

For

1E.

Election of Director: Rajiv L. Gupta

Management

For

1F.

Election of Director: Joseph L. Hooley

Management

For

1G.

Election of Director: Merit E. Janow

Management

For

1H.

Election of Director: Sean O. Mahoney

Management

For

1I.

Election of Director: Paul M. Meister

Management

For

1J.

Election of Director: Robert K. Ortberg

Management

For

1K.

Election of Director: Colin J. Parris

Management

For

1L.

Election of Director: Ana G. Pinczuk

Management

For

Proposal to re-appoint auditors, ratify independent public accounting firm and authorize the directors to determine the fees paid to the auditors.

Management

For

Say-on-Pay - To approve, by advisory vote, executive compensation.

Management

For

EDWARDS LIFESCIENCES CORPORATION

Security

28176E108

Meeting Type

Annual

Ticker Symbol

Meeting Date

04-May-2021

ISIN

US28176E1082

Agenda

935354035 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

1.1

Election of Director: Kieran T. Gallahue

Management

For

1.2

Election of Director: Leslie S. Heisz

Management

For

1.3

Election of Director: Paul A. LaViolette

Management

For

1.4

Election of Director: Steven R. Loranger

Management

For

1.5

Election of Director: Martha H. Marsh

Management

For

1.6

Election of Director: Michael A. Mussallem

Management

For

1.7

Election of Director: Ramona Sequeira

Management

For

1.8

Election of Director: Nicholas J. Valeriani

Management

For

Advisory Vote to Approve Named Executive Officer Compensation.

Management

For

Approval of the Amendment and Restatement of the Company's 2001 Employee Stock Purchase Plan for United States Employees (the "U.S. ESPP") to Increase the Total Number of Shares of Common Stock Available for Issuance under the U.S. ESPP by 3,300,000 Shares.

Management

For

Approval of the Amendment and Restatement of the Company's 2001 Employee Stock Purchase Plan for International Employees (the "International ESPP") to Increase the Total Number of Shares of Common Stock Available for Issuance under the International ESPP by 1,200,000 Shares.

Management

For

Ratification of Appointment of Independent Registered Public Accounting Firm.

Management

For

Advisory Vote on a Stockholder Proposal Regarding Action by Written Consent.

Shareholder

Against

For

Advisory Vote on a Stockholder Proposal to Adopt a Policy to Include Non-Management Employees as Prospective Director Candidates.

Shareholder

Against

For

DANAHER CORPORATION

Security

235851102

Meeting Type

Annual

Ticker Symbol

DHR

Meeting Date

05-May-2021

ISIN

US2358511028

Agenda

935360292 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

1A.

Election of Director to hold office until the 2022 Annual Meeting: Rainer M. Blair

Management

For

1B.

Election of Director to hold office until the 2022 Annual Meeting: Linda Hefner Filler

Management

For

1C.

Election of Director to hold office until the 2022 Annual Meeting: Teri List

Management

For

1D.

Election of Director to hold office until the 2022 Annual Meeting: Walter G. Lohr, Jr.

Management

For

1E.

Election of Director to hold office until the 2022 Annual Meeting: Jessica L. Mega, MD

Management

For

1F.

Election of Director to hold office until the 2022 Annual Meeting: Mitchell P. Rales

Management

For

1G.

Election of Director to hold office until the 2022 Annual Meeting: Steven M. Rales

Management

For

1H.

Election of Director to hold office until the 2022 Annual Meeting: Pardis C. Sabeti, MD

Management

For

1I.

Election of Director to hold office until the 2022 Annual Meeting: John T. Schwieters

Management

For

1J.

Election of Director to hold office until the 2022 Annual Meeting: Alan G. Spoon

Management

For

1K.

Election of Director to hold office until the 2022 Annual Meeting: Raymond C. Stevens, Ph.D

Management

For

1L.

Election of Director to hold office until the 2022 Annual Meeting: Elias A. Zerhouni, MD

Management

For

To ratify the selection of Ernst & Young LLP as Danaher's independent registered public accounting firm for the year ending December 31, 2021.

Management

For

To approve on an advisory basis the Company's named executive officer compensation.

Management

For

To act upon a shareholder proposal requesting that Danaher amend its governing documents to reduce the percentage of shares required for shareholders to call a special meeting of shareholders from 25% to 10%.

Shareholder

Against

For

LATTICE SEMICONDUCTOR CORPORATION

Security

518415104

Meeting Type

Annual

Ticker Symbol

LSCC

Meeting Date

07-May-2021

ISIN

US5184151042

Agenda

935360646 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

DIRECTOR

Management

James R. Anderson

For

Robin A. Abrams

For

Mark E. Jensen

For

Anjali Joshi

For

James P. Lederer

For

Krishna Rangasayee

For

D. Jeffrey Richardson

For

To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending January 1, 2022.

Management

For

To approve, as an advisory vote, the compensation of the Company's named executive officers.

Management

For

UBER TECHNOLOGIES, INC.

Security

90353T100

Meeting Type

Annual

Ticker Symbol

UBER

Meeting Date

10-May-2021

ISIN

US90353T1007

Agenda

935369341 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

1A.

Election of Director: Ronald Sugar

Management

For

1B.

Election of Director: Revathi Advaithi

Management

For

1C.

Election of Director: Ursula Burns

Management

For

1D.

Election of Director: Robert Eckert

Management

For

1E.

Election of Director: Amanda Ginsberg

Management

For

1F.

Election of Director: Dara Khosrowshahi

Management

For

1G.

Election of Director: Wan Ling Martello

Management

For

1H.

Election of Director: Yasir Al-Rumayyan

Management

For

1I.

Election of Director: John Thain

Management

For

1J.

Election of Director: David Trujillo

Management

For

1K.

Election of Director: Alexander Wynaendts

Management

For

Advisory vote to approve 2020 named executive officer compensation.

Management

For

Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2021.

Management

For

Approval of amendments to Certificate of Incorporation and Bylaws to remove supermajority voting requirements.

Management

For

Stockholder proposal to prepare an annual report on lobbying activities.

Shareholder

Abstain

Against

TRIMBLE INC.

Security

896239100

Meeting Type

Annual

Ticker Symbol

TRMB

Meeting Date

12-May-2021

ISIN

US8962391004

Agenda

935365393 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

DIRECTOR

Management

Steven W. Berglund

For

James C. Dalton

For

Borje Ekholm

For

Kaigham (Ken) Gabriel

For

Meaghan Lloyd

For

Sandra MacQuillan

For

Robert G. Painter

For

Mark S. Peek

For

Johan Wibergh

For

To hold an advisory vote on approving the compensation for our Named Executive Officers.

Management

For

To ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm of the Company for the current fiscal year ending December 31, 2021.

Management

For

TELADOC HEALTH, INC.

Security

87918A105

Meeting Type

Annual

Ticker Symbol

TDOC

Meeting Date

17-May-2021

ISIN

US87918A1051

Agenda

935377437 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

1A.

Election of Director for a term of one year: Christopher Bischoff

Management

For

1B.

Election of Director for a term of one year: Karen L. Daniel

Management

For

1C.

Election of Director for a term of one year: Sandra L. Fenwick

Management

For

1D.

Election of Director for a term of one year: William H. Frist, MD

Management

For

1E.

Election of Director for a term of one year: Jason Gorevic

Management

For

1F.

Election of Director for a term of one year: Catherine A. Jacobson

Management

For

1G.

Election of Director for a term of one year: Thomas G. McKinley

Management

For

1H.

Election of Director for a term of one year: Kenneth H. Paulus

Management

For

1I.

Election of Director for a term of one year: David Shedlarz

Management

For

1J.

Election of Director for a term of one year: Mark Douglas Smith, MD

Management

For

1K.

Election of Director for a term of one year: David B. Snow, Jr.

Management

For

Approve, on an advisory basis, the compensation of Teladoc Health's named executive officers.

Management

For

Ratify the appointment of Ernst & Young LLP as Teladoc Health's independent registered public accounting firm for the fiscal year ending December 31, 2021.

Management

For

THERMO FISHER SCIENTIFIC INC.

Security

883556102

Meeting Type

Annual

Ticker Symbol

TMO

Meeting Date

19-May-2021

ISIN

US8835561023

Agenda

935375736 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

1A.

Election of Director: Marc N. Casper

Management

For

1B.

Election of Director: Nelson J. Chai

Management

For

1C.

Election of Director: C. Martin Harris

Management

For

1D.

Election of Director: Tyler Jacks

Management

For

1E.

Election of Director: R. Alexandra Keith

Management

For

1F.

Election of Director: Thomas J. Lynch

Management

For

1G.

Election of Director: Jim P. Manzi

Management

For

1H.

Election of Director: James C. Mullen

Management

For

1I.

Election of Director: Lars R. Sørensen

Management

For

1J.

Election of Director: Debora L. Spar

Management

For

1K.

Election of Director: Scott M. Sperling

Management

For

1L.

Election of Director: Dion J. Weisler

Management

For

An advisory vote to approve named executive officer compensation.

Management

For

Ratification of the Audit Committee's selection of PricewaterhouseCoopers LLP as the Company's independent auditors for 2021.

Management

For

A shareholder Proposal regarding special Shareholder Meetings.

Shareholder

Against

For

PAYPAL HOLDINGS, INC.

Security

70450Y103

Meeting Type

Annual

Ticker Symbol

PYPL

Meeting Date

26-May-2021

ISIN

US70450Y1038

Agenda

935392617 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

1A.

Election of Director: Rodney C. Adkins

Management

For

1B.

Election of Director: Jonathan Christodoro

Management

For

1C.

Election of Director: John J. Donahoe

Management

For

1D.

Election of Director: David W. Dorman

Management

For

1E.

Election of Director: Belinda J. Johnson

Management

For

1F.

Election of Director: Gail J. McGovern

Management

For

1G.

Election of Director: Deborah M. Messemer

Management

For

1H.

Election of Director: David M. Moffett

Management

For

1I.

Election of Director: Ann M. Sarnoff

Management

For

1J.

Election of Director: Daniel H. Schulman

Management

For

1K.

Election of Director: Frank D. Yeary

Management

For

Advisory vote to approve named executive officer compensation.

Management

For

Ratification of the appointment of PricewaterhouseCoopers LLP as our independent auditor for 2021.

Management

For

Stockholder proposal - Stockholder right to act by written consent.

Shareholder

Against

For

Stockholder Proposal - Assessing Inclusion in the Workplace.

Shareholder

Abstain

Against

ILLUMINA, INC.

Security

452327109

Meeting Type

Annual

Ticker Symbol

ILMN

Meeting Date

26-May-2021

ISIN

US4523271090

Agenda

935395485 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

1A.

Election of Director: Caroline D. Dorsa

Management

For

1B.

Election of Director: Robert S. Epstein, M.D.

Management

For

1C.

Election of Director: Scott Gottlieb, M.D.

Management

For

1D.

Election of Director: Gary S. Guthart

Management

For

1E.

Election of Director: Philip W. Schiller

Management

For

1F.

Election of Director: John W. Thompson

Management

For

To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending January 2, 2022.

Management

For

To approve, on an advisory basis, the compensation of the named executive officers as disclosed in the Proxy Statement.

Management

For

FACEBOOK, INC.

Security

30303M102

Meeting Type

Annual

Ticker Symbol

Meeting Date

26-May-2021

ISIN

US30303M1027

Agenda

935395891 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

DIRECTOR

Management

Peggy Alford

For

Marc L. Andreessen

For

Andrew W. Houston

For

Nancy Killefer

For

Robert M. Kimmitt

For

Sheryl K. Sandberg

For

Peter A. Thiel

For

Tracey T. Travis

For

Mark Zuckerberg

For

To ratify the appointment of Ernst & Young LLP as Facebook, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2021.

Management

For

To approve an amendment to the director compensation policy.

Management

For

A shareholder proposal regarding dual class capital structure.

Shareholder

Against

For

A shareholder proposal regarding an independent chair.

Shareholder

Against

For

A shareholder proposal regarding child exploitation.

Shareholder

Abstain

Against

A shareholder proposal regarding human/civil rights expert on board.

Shareholder

Abstain

Against

A shareholder proposal regarding platform misuse.

Shareholder

Abstain

Against

A shareholder proposal regarding public benefit corporation.

Shareholder

Against

For

AMAZON.COM, INC.

Security

023135106

Meeting Type

Annual

Ticker Symbol

AMZN

Meeting Date

26-May-2021

ISIN

US0231351067

Agenda

935397592 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

1A.

Election of Director: Jeffrey P. Bezos

Management

For

1B.

Election of Director: Keith B. Alexander

Management

For

1C.

Election of Director: Jamie S. Gorelick

Management

For

1D.

Election of Director: Daniel P. Huttenlocher

Management

For

1E.

Election of Director: Judith A. McGrath

Management

For

1F.

Election of Director: Indra K. Nooyi

Management

For

1G.

Election of Director: Jonathan J. Rubinstein

Management

For

1H.

Election of Director: Thomas O. Ryder

Management

For

1I.

Election of Director: Patricia Q. Stonesifer

Management

For

1J.

Election of Director: Wendell P. Weeks

Management

For

RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS.

Management

For

ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION.

Management

For

SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER DUE DILIGENCE.

Shareholder

Abstain

Against

SHAREHOLDER PROPOSAL REQUESTING A MANDATORY INDEPENDENT BOARD CHAIR POLICY.

Shareholder

Against

For

SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON GENDER/RACIAL PAY.

Shareholder

Abstain

Against

SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PROMOTION DATA.

Shareholder

Abstain

Against

SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PACKAGING MATERIALS.

Shareholder

Abstain

Against

SHAREHOLDER PROPOSAL REQUESTING A DIVERSITY AND EQUITY AUDIT REPORT.

Shareholder

Abstain

Against

10.

SHAREHOLDER PROPOSAL REQUESTING AN ALTERNATIVE DIRECTOR CANDIDATE POLICY.

Shareholder

Against

For

11.

SHAREHOLDER PROPOSAL REQUESTING A REPORT ON COMPETITION STRATEGY AND RISK.

Shareholder

Against

For

12.

SHAREHOLDER PROPOSAL REQUESTING AN ADDITIONAL REDUCTION IN THRESHOLD FOR CALLING SPECIAL SHAREHOLDER MEETINGS.

Shareholder

Against

For

13.

SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON LOBBYING.

Shareholder

Abstain

Against

14.

SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER USE OF CERTAIN TECHNOLOGIES.

Shareholder

Abstain

Against

NXP SEMICONDUCTORS NV.

Security

N6596X109

Meeting Type

Annual

Ticker Symbol

NXPI

Meeting Date

26-May-2021

ISIN

NL0009538784

Agenda

935428335 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

Adoption of the 2020 Statutory Annual Accounts.

Management

For

Discharge of the members of the Board for their responsibilities in the financial year ended December 31, 2020

Management

For

3A.

Re-appoint Kurt Sievers as executive director

Management

For

3B.

Re-appoint Sir Peter Bonfield as non-executive director

Management

For

3C.

Appoint Annette Clayton as non-executive director

Management

For

3D.

Appoint Anthony Foxx as non-executive director

Management

For

3E.

Re-appoint Kenneth A. Goldman as non-executive director

Management

For

3F.

Re-appoint Josef Kaeser as non-executive director

Management

For

3G.

Re-appoint Lena Olving as non-executive director

Management

For

3H.

Re-appoint Peter Smitham as non-executive director

Management

For

3I.

Re-appoint Julie Southern as non-executive director

Management

For

3J.

Re-appoint Jasmin Staiblin as non-executive director

Management

For

3K.

Re-appoint Gregory Summe as non-executive director

Management

For

3L.

Re-appoint Karl-Henrik Sundström as non-executive director

Management

For

Authorization of the Board to issue ordinary shares of the Company and grant rights to acquire ordinary shares

Management

For

Authorization of the Board to restrict or exclude pre- emption rights accruing in connection with an issue of shares or grant of rights.

Management

Against

Authorization of the Board to repurchase ordinary shares

Management

For

Authorization of the Board to cancel ordinary shares held or to be acquired by the Company

Management

For

Approval of the amended remuneration of the non- executive members of the Board

Management

For

Non-binding, advisory approval of the Named Executive Officers' compensation

Management

For

THE TRADE DESK, INC.

Security

88339J105

Meeting Type

Annual

Ticker Symbol

TTD

Meeting Date

27-May-2021

ISIN

US88339J1051

Agenda

935395271 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

DIRECTOR

Management

David R. Pickles

For

Gokul Rajaram

For

The ratification of the appointment of PricewaterhouseCoopers LLP ("PwC") as our independent registered public accounting firm for the fiscal year ending December 31, 2021.

Management

For

ANAPLAN, INC.

Security

03272L108

Meeting Type

Annual

Ticker Symbol

PLAN

Meeting Date

02-Jun-2021

ISIN

US03272L1089

Agenda

935406416 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

DIRECTOR

Management

David Conte

For

Suresh Vasudevan

For

Yvonne Wassenaar

For

To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending January 31, 2022;

Management

For

To approve, on a non-binding advisory basis, the compensation of our named executive officers.

Management

For

NVIDIA CORPORATION

Security

67066G104

Meeting Type

Annual

Ticker Symbol

NVDA

Meeting Date

03-Jun-2021

ISIN

US67066G1040

Agenda

935402343 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

1A.

Election of Director: Robert K. Burgess

Management

For

1B.

Election of Director: Tench Coxe

Management

For

1C.

Election of Director: John O. Dabiri

Management

For

1D.

Election of Director: Persis S. Drell

Management

For

1E.

Election of Director: Jen-Hsun Huang

Management

For

1F.

Election of Director: Dawn Hudson

Management

For

1G.

Election of Director: Harvey C. Jones

Management

For

1H.

Election of Director: Michael G. McCaffery

Management

For

1I.

Election of Director: Stephen C. Neal

Management

For

1J.

Election of Director: Mark L. Perry

Management

For

1K.

Election of Director: A. Brooke Seawell

Management

For

1L.

Election of Director: Aarti Shah

Management

For

1M.

Election of Director: Mark A. Stevens

Management

For

Approval of our executive compensation.

Management

For

Ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year 2022.

Management

For

Approval of an amendment to our charter to increase the number of authorized shares of common stock from 2 billion shares to 4 billion shares.

Management

For

CLOUDFLARE, INC.

Security

18915M107

Meeting Type

Annual

Ticker Symbol

NET

Meeting Date

03-Jun-2021

ISIN

US18915M1071

Agenda

935406062 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

DIRECTOR

Management

Maria Eitel

For

Matthew Prince

For

Katrin Suder

For

Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2021.

Management

For

To approve, on an advisory basis, the compensation of our named executive officers.

Management

For

To approve, on an advisory basis, the frequency of future stockholder advisory votes on the compensation of our named executive officers.

Management

1 Year

For

NETFLIX, INC.

Security

64110L106

Meeting Type

Annual

Ticker Symbol

NFLX

Meeting Date

03-Jun-2021

ISIN

US64110L1061

Agenda

935406252 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

1A.

Election of Class I Director to hold office until the 2024 Annual Meeting: Richard N. Barton

Management

Abstain

Against

1B.

Election of Class I Director to hold office until the 2024 Annual Meeting: Rodolphe Belmer

Management

Abstain

Against

1C.

Election of Class I Director to hold office until the 2024 Annual Meeting: Bradford L. Smith

Management

Abstain

Against

1D.

Election of Class I Director to hold office until the 2024 Annual Meeting: Anne M. Sweeney

Management

Abstain

Against

To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021.

Management

For

Advisory approval of the Company's executive officer compensation.

Management

For

Stockholder proposal entitled, "Proposal 4 - Political Disclosures," if properly presented at the meeting.

Shareholder

Abstain

Against

Stockholder proposal entitled, "Proposal 5 - Simple Majority Vote," if properly presented at the meeting.

Shareholder

For

Against

Stockholder proposal entitled, "Stockholder Proposal to Improve the Executive Compensation Philosophy," if properly presented at the meeting.

Shareholder

Against

For

SERVICENOW, INC.

Security

81762P102

Meeting Type

Annual

Ticker Symbol

NOW

Meeting Date

07-Jun-2021

ISIN

US81762P1021

Agenda

935416746 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

1A.

Election of Director: Susan L. Bostrom

Management

For

1B.

Election of Director: Jonathan C. Chadwick

Management

For

1C.

Election of Director: Lawrence J. Jackson, Jr.

Management

For

1D.

Election of Director: Frederic B. Luddy

Management

For

1E.

Election of Director: Jeffrey A. Miller

Management

For

To approve, on an advisory basis, the compensation of our Named Executive Officers ("Say-on-Pay").

Management

For

To ratify PricewaterhouseCoopers LLP as the independent registered public accounting firm for 2021.

Management

For

To approve an amendment to our Restated Certificate of Incorporation, as amended, to provide shareholders with the right to call a special meeting.

Management

For

To approve the 2021 Equity Incentive Plan to replace the 2012 Equity Incentive Plan.

Management

For

To approve the Amended and Restated 2012 Employee Stock Purchase Plan.

Management

For

WORKDAY, INC.

Security

98138H101

Meeting Type

Annual

Ticker Symbol

WDAY

Meeting Date

08-Jun-2021

ISIN

US98138H1014

Agenda

935410477 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

DIRECTOR

Management

Aneel Bhusri

For

Ann-Marie Campbell

For

David A. Duffield

For

Lee J. Styslinger III

For

To ratify the appointment of Ernst & Young LLP as Workday's independent registered public accounting firm for the fiscal year ending January 31, 2022.

Management

For

To approve, on an advisory basis, the compensation of our named executive officers as disclosed in the Proxy Statement.

Management

For

To approve, on an advisory basis, the frequency of future advisory votes concerning the compensation of our named executive officers.

Management

1 Year

For

TAIWAN SEMICONDUCTOR MFG. CO. LTD.

Security

874039100

Meeting Type

Annual

Ticker Symbol

TSM

Meeting Date

08-Jun-2021

ISIN

US8740391003

Agenda

935435049 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

To accept 2020 Business Report and Financial Statements.

Management

For

Based on recent amendments to the "Template of Procedures for Election of Director" by the Taiwan Stock Exchange, to approve amendments to the ballot format requirement for election of Directors set forth in TSMC's "Rules for Election of Directors".

Management

For

To approve the issuance of employee restricted stock awards for year 2021.

Management

For

DIRECTOR

Management

Mark Liu*

For

C.C. Wei*

For

F.C. Tseng*

For

Ming-Hsin Kung*+

For

Sir Peter L. Bonfield#

For

Kok-Choo Chen#

For

Michael R. Splinter#

For

Moshe N. Gavrielov#

For

Yancey Hai#

For

L. Rafael Reif#

For

SQUARE, INC.

Security

852234103

Meeting Type

Annual

Ticker Symbol

Meeting Date

15-Jun-2021

ISIN

US8522341036

Agenda

935420860 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

DIRECTOR

Management

Randy Garutti

For

Mary Meeker

For

Lawrence Summers

For

Darren Walker

For

ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.

Management

For

RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING DECEMBER 31, 2021.

Management

For

STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, REGARDING AN INDEPENDENT CHAIR.

Shareholder

Against

For

STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, REGARDING A CHANGE IN STOCKHOLDER VOTING.

Shareholder

Against

For

GUARDANT HEALTH, INC.

Security

40131M109

Meeting Type

Annual

Ticker Symbol

Meeting Date

16-Jun-2021

ISIN

US40131M1099

Agenda

935420810 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

1A.

Election of Class III Director: Helmy Eltoukhy, Ph.D.

Management

For

1B.

Election of Class III Director: AmirAli Talasaz, Ph.D.

Management

For

1C.

Election of Class III Director: Bahija Jallal, Ph.D.

Management

For

Ratification of the appointment of Ernst & Young LLP as Guardant Health, Inc.'s independent registered public accounting firm for the year ending December 31, 2021.

Management

For

Advisory vote to approve named executive officer compensation.

Management

For

ACTIVISION BLIZZARD, INC.

Security

00507V109

Meeting Type

Annual

Ticker Symbol

ATVI

Meeting Date

21-Jun-2021

ISIN

US00507V1098

Agenda

935427749 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

1A.

Election of Director: Reveta Bowers

Management

For

1B.

Election of Director: Robert Corti

Management

For

1C.

Election of Director: Hendrik Hartong III

Management

For

1D.

Election of Director: Brian Kelly

Management

For

1E.

Election of Director: Robert Kotick

Management

For

1F.

Election of Director: Barry Meyer

Management

For

1G.

Election of Director: Robert Morgado

Management

For

1H.

Election of Director: Peter Nolan

Management

For

1I.

Election of Director: Dawn Ostroff

Management

For

1J.

Election of Director: Casey Wasserman

Management

For

To provide advisory approval of our executive compensation.

Management

For

To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2021.

Management

For

MASTERCARD INCORPORATED

Security

57636Q104

Meeting Type

Annual

Ticker Symbol

Meeting Date

22-Jun-2021

ISIN

US57636Q1040

Agenda

935420644 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

1A.

Election of Director: Ajay Banga

Management

For

1B.

Election of Director: Merit E. Janow

Management

For

1C.

Election of Director: Richard K. Davis

Management

For

1D.

Election of Director: Steven J. Freiberg

Management

For

1E.

Election of Director: Julius Genachowski

Management

For

1F.

Election of Director: Choon Phong Goh

Management

For

1G.

Election of Director: Oki Matsumoto

Management

For

1H.

Election of Director: Michael Miebach

Management

For

1I.

Election of Director: Youngme Moon

Management

For

1J.

Election of Director: Rima Qureshi

Management

For

1K.

Election of Director: José Octavio Reyes Lagunes

Management

For

1L.

Election of Director: Gabrielle Sulzberger

Management

For

1M.

Election of Director: Jackson Tai

Management

For

1N.

Election of Director: Lance Uggla

Management

For

Advisory approval of Mastercard's executive compensation.

Management

For

Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for Mastercard for 2021.

Management

For

Approval of the amendment and restatement of the Mastercard Incorporated 2006 Long Term Incentive Plan.

Management

For

Approval of the amendment and restatement of the Mastercard Incorporated 2006 Non-Employee Director Equity Compensation Plan.

Management

For

Approval of amendments to Mastercard's Certificate of Incorporation to remove supermajority voting requirements.

Management

For

EXACT SCIENCES CORPORATION

Security

30063P105

Meeting Type

Annual

Ticker Symbol

EXAS

Meeting Date

30-Jun-2021

ISIN

US30063P1057

Agenda

935434960 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

DIRECTOR

Management

Paul Clancy

For

Pierre Jacquet

For

Daniel Levangie

For

To ratify the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2021.

Management

For

To approve, on an advisory basis, the compensation of the Company's named executive officers.

Management

For

CROWDSTRIKE HOLDINGS, INC.

Security

22788C105

Meeting Type

Annual

Ticker Symbol

CRWD

Meeting Date

30-Jun-2021

ISIN

US22788C1053

Agenda

935436003 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

DIRECTOR

Management

Roxanne S. Austin

For

Sameer K. Gandhi

For

Gerhard Watzinger

For

To ratify the selection of PricewaterhouseCoopers LLP as CrowdStrike's independent registered public accounting firm for its fiscal year ending January 31, 2022.

Management

For

To approve, on an advisory basis, the compensation of CrowdStrike's named executive officers.

Management

For

To approve, on an advisory basis, the frequency of future stockholder advisory votes on the compensation of CrowdStrike's named executive officers.

Management

3 Years

For

To approve an amendment to CrowdStrike's 2019 Employee Stock Purchase Plan.

Management

Abstain

Against

ProxyEdge

Meeting Date Range: 02/01/2021 - 06/30/2021

Gabelli Love Our Planet & People ETF

Report Date: 07/01/2021

Investment Company Report

ABB LTD

Security

000375204

Meeting Type

Annual

Ticker Symbol

ABB

Meeting Date

25-Mar-2021

ISIN

US0003752047

Agenda

935341735 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

Approval of the management report, the consolidated financial statements and the annual financial statements for 2020.

Management

For

Consultative vote on the 2020 Compensation Report.

Management

For

Discharge of the Board of Directors and the persons entrusted with management.

Management

For

Appropriation of earnings.

Management

For

Capital reduction through cancellation of shares repurchased under the share buyback program.

Management

For

Renewal of authorized share capital.

Management

For

7A.

Binding vote on the maximum aggregate amount of compensation of the Board of Directors for the next term of office, i.e. from the 2021 Annual General Meeting to the 2022 Annual General Meeting.

Management

For

7B.

Binding vote on the maximum aggregate amount of compensation of the Executive Committee for the following financial year, i.e. 2022.

Management

For

8A.

Election of Gunnar Brock as Director

Management

For

8B.

Election of David Constable as Director

Management

For

8C.

Election of Frederico Fleury Curado as Director

Management

For

8D.

Election of Lars Förberg as Director

Management

Against

8E.

Election of Jennifer Xin-Zhe Li as Director

Management

For

8F.

Election of Geraldine Matchett as Director

Management

For

8G.

Election of David Meline as Director

Management

For

8H.

Election of Satish Pai as Director

Management

For

8I.

Election of Jacob Wallenberg as Director

Management

For

8J.

Election of Peter Voser as Director and Chairman

Management

For

9A.

Election of member to the Compensation Committee: David Constable

Management

For

9B.

Election of member to the Compensation Committee: Frederico Fleury Curado

Management

For

9C.

Election of member to the Compensation Committee: Jennifer Xin-Zhe Li

Management

For

10.

Election of the independent proxy, Dr. Hans Zehnder.

Management

For

11.

Election of the auditors, KPMG AG.

Management

For

12.

In case of additional or alternative proposals to the published agenda items during the Annual General Meeting or of new agenda items, I authorize the independent proxy to act.

Management

Against

CNH INDUSTRIAL N V

Security

N20944109

Meeting Type

Annual

Ticker Symbol

CNHI

Meeting Date

15-Apr-2021

ISIN

NL0010545661

Agenda

935345656 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

2b.

Adoption of the 2020 Annual Financial Statements.

Management

For

2c.

Determination and distribution of dividend.

Management

For

2d.

Release from liability of the executive directors and the non-executive directors of the Board.

Management

For

Advisory vote on application of the remuneration policy in 2020.

Management

For

4a.

Re-appointment of Suzanne Heywood

Management

For

4b.

Appointment of Scott W. Wine

Management

For

4c.

Re-appointment of Howard W. Buffett

Management

For

4d.

Re-appointment of Tufan Erginbilgic

Management

For

4e.

Re-appointment of Léo W. Houle

Management

For

4f.

Re-appointment of John B. Lanaway

Management

For

4g.

Re-appointment of Alessandro Nasi

Management

For

4h.

Re-appointment of Lorenzo Simonelli

Management

For

4i.

Re-appointment of Vagn Sørensen

Management

For

Proposal to re-appoint Ernst & Young Accountants LLP as the independent auditor of the Company.

Management

For

Replacement of the existing authorization to the Board of the authority to acquire common shares in the capital of the Company.

Management

For

CNH INDUSTRIAL N V

Security

N20944109

Meeting Type

Annual

Ticker Symbol

CNHI

Meeting Date

15-Apr-2021

ISIN

NL0010545661

Agenda

935363349 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

2b.

Adoption of the 2020 Annual Financial Statements.

Management

For

2c.

Determination and distribution of dividend.

Management

For

2d.

Release from liability of the executive directors and the non-executive directors of the Board.

Management

For

Advisory vote on application of the remuneration policy in 2020.

Management

For

4a.

Re-appointment of Suzanne Heywood

Management

For

4b.

Appointment of Scott W. Wine

Management

For

4c.

Re-appointment of Howard W. Buffett

Management

For

4d.

Re-appointment of Tufan Erginbilgic

Management

For

4e.

Re-appointment of Léo W. Houle

Management

For

4f.

Re-appointment of John B. Lanaway

Management

For

4g.

Re-appointment of Alessandro Nasi

Management

For

4h.

Re-appointment of Lorenzo Simonelli

Management

For

4i.

Re-appointment of Vagn Sørensen

Management

For

Proposal to re-appoint Ernst & Young Accountants LLP as the independent auditor of the Company.

Management

For

Replacement of the existing authorization to the Board of the authority to acquire common shares in the capital of the Company.

Management

For

NEXTERA ENERGY PARTNERS, LP

Security

65341B106

Meeting Type

Annual

Ticker Symbol

NEP

Meeting Date

20-Apr-2021

ISIN

US65341B1061

Agenda

935341622 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

1A.

Election of Director: Susan D. Austin

Management

For

1B.

Election of Director: Robert J. Byrne

Management

For

1C.

Election of Director: Peter H. Kind

Management

For

1D.

Election of Director: James L. Robo

Management

For

Ratification of appointment of Deloitte & Touche LLP as NextEra Energy Partners' independent registered public accounting firm for 2021.

Management

For

Approval, by non-binding advisory vote, of the compensation of NextEra Energy Partners' named executive officers as disclosed in the proxy statement.

Management

For

BANCO BILBAO VIZCAYA ARGENTARIA S.A.

Security

05946K101

Meeting Type

Annual

Ticker Symbol

BBVA

Meeting Date

20-Apr-2021

ISIN

US05946K1016

Agenda

935374227 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

1A.

Approval of the annual financial statements and the management reports of Banco Bilbao Vizcaya Argentaria, S.A. and its consolidated Group for the financial year ended 31 December 2020.

Management

For

1B.

Approval of the non-financial information report of Banco Bilbao Vizcaya Argentaria, S.A. and that of its consolidated Group for the financial year ended 31 December 2020.

Management

For

1C.

Approval of the allocation of results for the 2020 financial year.

Management

For

1D.

Approval of the corporate management during the 2020 financial year.

Management

For

2A.

Re-election of Mr. José Miguel Andrés Torrecillas.

Management

For

2B.

Re-election of Mr. Jaime Félix Caruana Lacorte.

Management

For

2C.

Re-election of Ms. Belén Garijo López.

Management

For

2D.

Re-election of Mr. José Maldonado Ramos.

Management

For

2E.

Re-election of Ms. Ana Cristina Peralta Moreno.

Management

For

2F.

Re-election of Mr. Juan Pi Llorens.

Management

For

2G.

Re-election of Mr. Jan Paul Marie Francis Verplancke.

Management

For

Approval of a distribution of five point nine euro cents (EUR 0,059) per share from the share premium account.

Management

For

Approval of a distribution charged against the Bank's distributable items for a maximum amount equal to 35% of the consolidated profit for the first semester of 2021, excluding extraordinary amounts and items, subject to certain conditions and limitations.

Management

For

Authorisation to the Board of Directors, with express powers of sub-delegation, to issue contingently convertible securities into BBVA shares (CoCos), for a period of five years, up to a maximum amount of EIGHT BILLION EUROS (EUR 8,000,000,000), authorising in turn the power to exclude pre-emptive subscription rights in such securities issues, as well as the power to increase the share capital by the necessary amount and to amend the corresponding article of the Bylaws.

Management

For

Approval of the reduction of the share capital of the Bank up to a maximum amount of 10% of the share capital as of the date of this resolution, through the redemption of own shares purchased by BBVA by means of any mechanism for the purpose of being redeemed, delegating to the Board of Directors the implementation of the share capital reduction on one or more occasions.

Management

For

Approval of the Remuneration Policy for Directors of Banco Bilbao Vizcaya Argentaria, S.A., and the maximum number of shares to be delivered, as the case may be, as a result of its implementation.

Management

For

Approval of a maximum level of variable remuneration of up to 200% of the fixed component of the total remuneration for a certain group of employees whose professional activities have a significant impact on the Group's risk profile.

Management

For

Re-election of the statutory auditors of Banco Bilbao Vizcaya Argentaria, S.A. and its consolidated Group for the 2021 financial year.

Management

For

10.

Amendment of article 21 (Form and content of the notice of meeting) of Banco Bilbao Vizcaya Argentaria, S.A.'s Bylaws.

Management

For

11.

Amendment of article 5 (Publication of the notice of the meeting) of Banco Bilbao Vizcaya Argentaria, S.A.'s General Meeting Regulations.

Management

For

12.

Delegation of powers on the Board of Directors, with the authority to substitute, in order to formalise, amend, interpret and execute the resolutions adopted by the Annual General Meeting.

Management

For

13.

Consultative vote on the Annual Report on the Remuneration of Directors of Banco Bilbao Vizcaya Argentaria, S.A.

Management

For

DANA INCORPORATED

Security

235825205

Meeting Type

Annual

Ticker Symbol

DAN

Meeting Date

21-Apr-2021

ISIN

US2358252052

Agenda

935342268 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

DIRECTOR

Management

Rachel A. Gonzalez

For

James K. Kamsickas

For

Virginia A. Kamsky

For

Bridget E. Karlin

For

Raymond E. Mabus, Jr.

For

Michael J. Mack, Jr.

For

R. Bruce McDonald

For

Diarmuid B. O'Connell

For

Keith E. Wandell

For

Approval of a non-binding advisory proposal approving executive compensation.

Management

For

Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm.

Management

For

Approval of the Dana Incorporated 2021 Omnibus Incentive Plan.

Management

For

CROWN HOLDINGS, INC.

Security

228368106

Meeting Type

Annual

Ticker Symbol

CCK

Meeting Date

22-Apr-2021

ISIN

US2283681060

Agenda

935352601 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

DIRECTOR

Management

John W. Conway

For

Timothy J. Donahue

For

Richard H. Fearon

For

Andrea J. Funk

For

Stephen J. Hagge

For

Rose Lee

For

James H. Miller

For

Josef M. Müller

For

B. Craig Owens

For

Caesar F. Sweitzer

For

Jim L. Turner

For

William S. Urkiel

For

Dwayne A. Wilson

For

Ratification of the appointment of independent auditors for the fiscal year ending December 31, 2021.

Management

For

Approval by advisory vote of the resolution on executive compensation as described in the Proxy Statement.

Management

For

ING GROEP N.V.

Security

456837103

Meeting Type

Annual

Ticker Symbol

ING

Meeting Date

26-Apr-2021

ISIN

US4568371037

Agenda

935379570 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

2D.

Remuneration report for 2020 (advisory voting item). If you vote "in favour", you will cast a positive advisory vote on the Remuneration Report 2020. If you vote "against", you will cast a negative advisory vote on the Remuneration Report 2020. The result of the vote counts as a non-binding advisory vote.

Management

For

2E.

Financial Statements (annual accounts) for 2020(voting item).

Management

For

3B.

Dividend for 2020 (voting item).

Management

For

4A.

Discharge of the members and former members of the Executive Board in respect of their duties performed during the year 2020 (voting item).

Management

For

4B.

Discharge of the members and former members of the Supervisory Board in respect of their duties performed during the year 2020 (voting item).

Management

For

Variable remuneration cap for selected global staff(voting item).

Management

For

Amendments of the Articles of Association (voting item).

Management

For

7A.

Composition of the Executive Board: Reappointment of Steven van Rijswijk (voting item).

Management

For

7B.

Composition of the Executive Board: Appointment of Ljiljana Cortan (voting item).

Management

For

8A.

Composition of the Supervisory Board: Reappointment of Hans Wijers (voting item).

Management

For

8B.

Composition of the Supervisory Board: Reappointment of Margarete Haase (voting item).

Management

For

8C.

Composition of the Supervisory Board: Appointment of Lodewijk Hijmans van den Bergh(voting item).

Management

For

9A.

Authorization to issue ordinary shares (voting item).

Management

For

9B.

Authorization to issue ordinary shares, with or without pre-emptive rights of existing shareholders(voting item).

Management

Abstain

Against

10.

Authorization to acquire ordinary shares in the Company's own capital (voting item).

Management

For

VALMONT INDUSTRIES, INC.

Security

920253101

Meeting Type

Annual

Ticker Symbol

VMI

Meeting Date

27-Apr-2021

ISIN

US9202531011

Agenda

935351065 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

DIRECTOR

Management

Daniel P. Neary

For

Theo W. Freye

For

Stephen Kaniewski

For

Joan Robinson-Berry

For

Advisory approval of the company's executive compensation.

Management

For

Ratifying the appointment of Deloitte & Touche LLP as independent auditors for fiscal 2021.

Management

For

JANUS HENDERSON GROUP PLC

Security

G4474Y214

Meeting Type

Annual

Ticker Symbol

JHG

Meeting Date

29-Apr-2021

ISIN

JE00BYPZJM29

Agenda

935353285 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

To receive the 2020 Annual Report and Accounts.

Management

For

To reappoint Ms. A Davis as a Director.

Management

For

To reappoint Ms. K Desai as a Director.

Management

For

To reappoint Mr. J Diermeier as a Director.

Management

For

To reappoint Mr. K Dolan as a Director.

Management

For

To reappoint Mr. E Flood Jr as a Director.

Management

For

To reappoint Mr. R Gillingwater as a Director.

Management

For

To reappoint Mr. L Kochard as a Director.

Management

For

To reappoint Mr. G Schafer as a Director.

Management

For

10.

To reappoint Ms. A Seymour-Jackson as a Director.

Management

For

11.

To reappoint Mr. R Weil as a Director.

Management

For

12.

To reappoint PricewaterhouseCoopers LLP as Auditors and to authorize the Audit Committee to agree to their remuneration.

Management

For

13.

To authorize the Company to purchase its own shares to a limited extent.

Management

For

14.

To authorize the Company to purchase its own CDIs to a limited extent.

Management

For

BAXTER INTERNATIONAL INC.

Security

071813109

Meeting Type

Annual

Ticker Symbol

BAX

Meeting Date

04-May-2021

ISIN

US0718131099

Agenda

935352459 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

1A.

Election of Director: José (Joe) Almeida

Management

For

1B.

Election of Director: Thomas F. Chen

Management

For

1C.

Election of Director: John D. Forsyth

Management

For

1D.

Election of Director: Peter S. Hellman

Management

For

1E.

Election of Director: Michael F. Mahoney

Management

For

1F.

Election of Director: Patricia B. Morrison

Management

For

1G.

Election of Director: Stephen N. Oesterle

Management

For

1H.

Election of Director: Cathy R. Smith

Management

For

1I.

Election of Director: Thomas T. Stallkamp

Management

For

1J.

Election of Director: Albert P.L. Stroucken

Management

For

1K.

Election of Director: Amy A. Wendell

Management

For

1L.

Election of Director: David S. Wilkes

Management

For

Advisory Vote to Approve Named Executive Officer Compensation.

Management

For

Ratification of Appointment of Independent Registered Public Accounting Firm.

Management

For

Vote to Approve the Omnibus Plan.

Management

Abstain

Against

Vote to Approve the ESPP Amendment.

Management

For

Stockholder Proposal - Right to Act by Written Consent.

Shareholder

Against

For

Stockholder Proposal - Independent Board Chairman.

Shareholder

Against

For

HUBBELL INCORPORATED

Security

443510607

Meeting Type

Annual

Ticker Symbol

HUBB

Meeting Date

04-May-2021

ISIN

US4435106079

Agenda

935353817 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

DIRECTOR

Management

Gerben W. Bakker

For

Carlos M. Cardoso

For

Anthony J. Guzzi

For

Rhett A. Hernandez

For

Neal J. Keating

For

Bonnie C. Lind

For

John F. Malloy

For

Jennifer M. Pollino

For

John G. Russell

For

Steven R. Shawley

For

To approve, by non-binding vote, the compensation of our named executive officers as presented in the 2021 Proxy Statement.

Management

For

To ratify the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the year 2021.

Management

For

BRISTOL-MYERS SQUIBB COMPANY

Security

110122108

Meeting Type

Annual

Ticker Symbol

BMY

Meeting Date

04-May-2021

ISIN

US1101221083

Agenda

935359643 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

1A)

Election of Director: Peter J. Arduini

Management

For

1B)

Election of Director: Michael W. Bonney

Management

For

1C)

Election of Director: Giovanni Caforio, M.D.

Management

For

1D)

Election of Director: Julia A. Haller, M.D.

Management

For

1E)

Election of Director: Paula A. Price

Management

For

1F)

Election of Director: Derica W. Rice

Management

For

1G)

Election of Director: Theodore R. Samuels

Management

For

1H)

Election of Director: Gerald L. Storch

Management

For

1I)

Election of Director: Karen Vousden, Ph.D.

Management

For

1J)

Election of Director: Phyllis R. Yale

Management

For

Advisory Vote to Approve the Compensation of our Named Executive Officers.

Management

For

Approval of the Company's 2021 Stock Award and Incentive Plan.

Management

For

Ratification of the Appointment of an Independent Registered Public Accounting Firm.

Management

For

Approval of an Amendment to the Certificate of Incorporation to Lower the Ownership Threshold for Special Shareholder Meetings to 15%.

Management

For

Shareholder Proposal on Adoption of a Board Policy that the Chairperson of the Board be an Independent Director.

Shareholder

Against

For

Shareholder Proposal on Shareholder Right to Act by Written Consent.

Shareholder

Against

For

Shareholder Proposal to Lower the Ownership Threshold for Special Shareholder Meetings to 10%.

Shareholder

Against

For

UNILEVER PLC

Security

904767704

Meeting Type

Annual

Ticker Symbol

Meeting Date

05-May-2021

ISIN

US9047677045

Agenda

935356659 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

To receive the Report and Accounts for the year ended 31 December 2020.

Management

For

To approve the Directors' Remuneration Report.

Management

For

To approve the Directors' Remuneration Policy.

Management

For

To approve the Climate Transition Action Plan.

Management

Abstain

Against

To re-elect Mr N Andersen as a Non-Executive Director.

Management

For

To re-elect Mrs L Cha as a Non-Executive Director.

Management

For

To re-elect Dr J Hartmann as a Non-Executive Director.

Management

For

To re-elect Mr A Jope as an Executive Director.

Management

For

To re-elect Ms A Jung as a Non-Executive Director.

Management

For

10.

To re-elect Ms S Kilsby as a Non-Executive Director.

Management

For

11.

To re-elect Mr S Masiyiwa as a Non-Executive Director.

Management

For

12.

To re-elect Professor Y Moon as a Non-Executive Director.

Management

For

13.

To re-elect Mr G Pitkethly as an Executive Director.

Management

For

14.

To re-elect Mr J Rishton as a Non-Executive Director.

Management

For

15.

To re-elect Mr F Sijbesma as a Non-Executive Director.

Management

For

16.

To reappoint KPMG LLP as Auditors of the Company.

Management

For

17.

To authorise the Directors to fix the remuneration of the Auditors.

Management

For

18.

To authorise Political Donations and expenditure.

Management

For

19.

To approve the SHARES Plan.

Management

For

20.

To renew the authority to Directors to issue shares.

Management

For

21.

To renew the authority to Directors to disapply pre- emption rights.

Management

Abstain

Against

22.

To renew the authority to Directors to disapply pre- emption rights for the purposes of acquisitions or capital investments.

Management

For

23.

To renew the authority to the Company to purchase its own shares.

Management

For

24.

To shorten the notice period for General Meetings.

Management

For

25.

To adopt new Articles of Association.

Management

For

26.

To reduce the share premium account.

Management

For

IHS MARKIT LTD

Security

G47567105

Meeting Type

Annual

Ticker Symbol

INFO

Meeting Date

05-May-2021

ISIN

BMG475671050

Agenda

935359679 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

1A.

Election of Director: Lance Uggla

Management

For

1B.

Election of Director: John Browne (The Lord Browne of Madingley)

Management

For

1C.

Election of Director: Dinyar S. Devitre

Management

For

1D.

Election of Director: Ruann F. Ernst

Management

For

1E.

Election of Director: Jacques Esculier

Management

For

1F.

Election of Director: Gay Huey Evans

Management

For

1G.

Election of Director: William E. Ford

Management

For

1H.

Election of Director: Nicoletta Giadrossi

Management

For

1I.

Election of Director: Robert P. Kelly

Management

For

1J.

Election of Director: Deborah Doyle McWhinney

Management

For

1K.

Election of Director: Jean-Paul L. Montupet

Management

For

1L.

Election of Director: Deborah K. Orida

Management

For

1M.

Election of Director: James A. Rosenthal

Management

For

To approve, on an advisory, non-binding basis, the compensation of the Company's named executive officers.

Management

For

To approve the appointment of Ernst & Young LLP as the Company's independent registered public accountants until the close of the next Annual General Meeting of Shareholders and to authorize the Company's Board of Directors, acting by the Audit Committee, to determine the remuneration of the independent registered public accountants.

Management

For

THE TIMKEN COMPANY

Security

887389104

Meeting Type

Annual

Ticker Symbol

TKR

Meeting Date

07-May-2021

ISIN

US8873891043

Agenda

935346379 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

DIRECTOR

Management

Maria A. Crowe

For

Elizabeth A. Harrell

For

Richard G. Kyle

For

Sarah C. Lauber

For

John A. Luke, Jr.

For

Christopher L. Mapes

For

James F. Palmer

For

Ajita G. Rajendra

For

Frank C. Sullivan

For

John M. Timken, Jr.

For

Ward J. Timken, Jr.

For

Jacqueline F. Woods

For

Approval, on an advisory basis, of our named executive officer compensation.

Management

For

Ratification of the appointment of Ernst & Young LLP as our independent auditor for the fiscal year ending December 31, 2021.

Management

For

Consideration of a shareholder proposal asking our Board of Directors to take the steps necessary to give holders in the aggregate of 10% of our outstanding common shares the power to call a special meeting of shareholders, if properly presented.

Shareholder

Against

For

CUMMINS INC.

Security

231021106

Meeting Type

Annual

Ticker Symbol

CMI

Meeting Date

11-May-2021

ISIN

US2310211063

Agenda

935361662 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

Election of Director: N. Thomas Linebarger

Management

For

Election of Director: Robert J. Bernhard

Management

For

Election of Director: Dr. Franklin R. Chang Diaz

Management

For

Election of Director: Bruno V. Di Leo Allen

Management

For

Election of Director: Stephen B. Dobbs

Management

For

Election of Director: Carla A. Harris

Management

For

Election of Director: Robert K. Herdman

Management

For

Election of Director: Alexis M. Herman

Management

For

Election of Director: Thomas J. Lynch

Management

For

10)

Election of Director: William I. Miller

Management

For

11)

Election of Director: Georgia R. Nelson

Management

For

12)

Election of Director: Kimberly A. Nelson

Management

For

13)

Election of Director: Karen H. Quintos

Management

For

14)

Advisory vote to approve the compensation of our named executive officers as disclosed in the proxy statement.

Management

For

15)

Proposal to ratify the appointment of PricewaterhouseCoopers LLP as our auditors for 2021.

Management

For

16)

The shareholder proposal regarding professional services allowance for our named executive officers.

Shareholder

Abstain

Against

XYLEM INC.

Security

98419M100

Meeting Type

Annual

Ticker Symbol

XYL

Meeting Date

12-May-2021

ISIN

US98419M1009

Agenda

935365658 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

1A.

Election of Director: Jeanne Beliveau-Dunn

Management

For

1B.

Election of Director: Patrick K. Decker

Management

For

1C.

Election of Director: Robert F. Friel

Management

For

1D.

Election of Director: Jorge M. Gomez

Management

For

1E.

Election of Director: Victoria D. Harker

Management

For

1F.

Election of Director: Steven R. Loranger

Management

For

1G.

Election of Director: Surya N. Mohapatra, Ph.D.

Management

For

1H.

Election of Director: Jerome A. Peribere

Management

For

1I.

Election of Director: Markos I. Tambakeras

Management

For

1J.

Election of Director: Lila Tretikov

Management

For

1K.

Election of Director: Uday Yadav

Management

For

Ratification of the appointment of Deloitte & Touche LLP as our Independent Registered Public Accounting Firm for 2021.

Management

For

Advisory vote to approve the compensation of our named executive officers.

Management

For

Shareholder proposal requesting amendments to our proxy access by-law, if properly presented at the meeting.

Shareholder

Abstain

Against

AMERICAN WATER WORKS COMPANY, INC.

Security

030420103

Meeting Type

Annual

Ticker Symbol

AWK

Meeting Date

12-May-2021

ISIN

US0304201033

Agenda

935369074 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

1A.

Election of Director: Jeffrey N. Edwards

Management

For

1B.

Election of Director: Martha Clark Goss

Management

For

1C.

Election of Director: Veronica M. Hagen

Management

For

1D.

Election of Director: Kimberly J. Harris

Management

For

1E.

Election of Director: Julia L. Johnson

Management

For

1F.

Election of Director: Patricia L. Kampling

Management

For

1G.

Election of Director: Karl F. Kurz

Management

For

1H.

Election of Director: Walter J. Lynch

Management

For

1I.

Election of Director: George MacKenzie

Management

For

1J.

Election of Director: James G. Stavridis

Management

For

1K.

Election of Director: Lloyd M. Yates

Management

For

Approval, on an advisory basis, of the compensation of the Company's named executive officers.

Management

For

Ratification of the appointment, by the Audit, Finance and Risk Committee of the Board of Directors, of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2021.

Management

For

WASTE CONNECTIONS, INC.

Security

94106B101

Meeting Type

Annual

Ticker Symbol

WCN

Meeting Date

14-May-2021

ISIN

CA94106B1013

Agenda

935371283 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

1A.

Election of Director to serve for a one year term: Edward E. "Ned" Guillet

Management

For

1B.

Election of Director to serve for a one year term: Michael W. Harlan

Management

For

1C.

Election of Director to serve for a one year term: Larry S. Hughes

Management

For

1D.

Election of Director to serve for a one year term: Worthing F. Jackman

Management

For

1E.

Election of Director to serve for a one year term: Elise L. Jordan

Management

For

1F.

Election of Director to serve for a one year term: Susan "Sue" Lee

Management

For

1G.

Election of Director to serve for a one year term: Ronald J. Mittelstaedt

Management

For

1H.

Election of Director to serve for a one year term: William J. Razzouk

Management

For

Say on Pay - Approve, on a non-binding, advisory basis, the compensation of our named executive officers as disclosed in the proxy statement.

Management

For

Appoint Grant Thornton LLP as the Company's independent registered public accounting firm until the close of the Company's 2022 Annual Meeting of Shareholders and authorize the Company's Board of Directors to fix the remuneration of the independent registered public accounting firm.

Management

For

WEYERHAEUSER COMPANY

Security

962166104

Meeting Type

Annual

Ticker Symbol

Meeting Date

14-May-2021

ISIN

US9621661043

Agenda

935372297 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

1A.

Election of Director: Mark A. Emmert

Management

For

1B.

Election of Director: Rick R. Holley

Management

For

1C.

Election of Director: Sara Grootwassink Lewis

Management

For

1D.

Election of Director: Deidra C. Merriwether

Management

For

1E.

Election of Director: Al Monaco

Management

For

1F.

Election of Director: Nicole W. Piasecki

Management

For

1G.

Election of Director: Lawrence A. Selzer

Management

For

1H.

Election of Director: Devin W. Stockfish

Management

For

1I.

Election of Director: Kim Williams

Management

For

Approval, on an advisory basis, of the compensation of the named executive officers.

Management

For

Ratification of selection of independent registered public accounting firm for 2021.

Management

For

XCEL ENERGY INC.

Security

98389B100

Meeting Type

Annual

Ticker Symbol

XEL

Meeting Date

19-May-2021

ISIN

US98389B1008

Agenda

935380321 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

1A.

Election of Director: Lynn Casey

Management

For

1B.

Election of Director: Ben Fowke

Management

For

1C.

Election of Director: Robert Frenzel

Management

For

1D.

Election of Director: Netha Johnson

Management

For

1E.

Election of Director: Patricia Kampling

Management

For

1F.

Election of Director: George Kehl

Management

For

1G.

Election of Director: Richard O'Brien

Management

For

1H.

Election of Director: Charles Pardee

Management

For

1I.

Election of Director: Christopher Policinski

Management

For

1J.

Election of Director: James Prokopanko

Management

For

1K.

Election of Director: David Westerlund

Management

For

1L.

Election of Director: Kim Williams

Management

For

1M.

Election of Director: Timothy Wolf

Management

For

1N.

Election of Director: Daniel Yohannes

Management

For

Company proposal to approve, on an advisory basis, executive compensation.

Management

For

Company proposal to ratify the appointment of Deloitte & Touche LLP as Xcel Energy Inc.'s independent registered public accounting firm for 2021.

Management

For

Shareholder proposal regarding a report on the costs and benefits of Xcel Energy's voluntary climate-related activities.

Shareholder

Abstain

Against

ARDAGH GROUP S.A.

Security

L0223L101

Meeting Type

Annual

Ticker Symbol

ARD

Meeting Date

19-May-2021

ISIN

LU1565283667

Agenda

935406795 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

Consider the reports of the Board of Directors of the Company and the report of the statutory auditor (réviseur d'entreprises agréé) on the Company's consolidated financial statements for the financial year ended December 31, 2020 and approve the Company's consolidated financial statements for the financial year ended December 31, 2020.

Management

For

Consider the report of the statutory auditor (réviseur d'entreprises agréé) on the Company's annual accounts for the financial year ended December 31, 2020 and approve the Company's annual accounts for the financial year ended December 31, 2020.

Management

For

Confirm the distribution of dividends decided by the Board of Directors of the Company during the financial year ended December 31, 2020 and resolve to carry forward the remaining profit for the year ended December 31, 2020.

Management

For

Grant discharge (quitus) to all members of the Board of Directors of the Company who were in office during the financial year ended December 31, 2020 for the proper performance of their duties.

Management

For

A5A

Re-election of Class III Director until the 2024 annual general meeting: Mr. Johan Gorter

Management

For

A5B

Re-election of Class III Director until the 2024 annual general meeting: The Rt. Hon. the Lord Hammond of Runnymede

Management

For

A5C

Re-election of Class III Director until the 2024 annual general meeting: Mr. Damien O'Brien

Management

For

A5D

Re-election of Class III Director until the 2024 annual general meeting: Mr. Hermanus Troskie

Management

For

Approve the aggregate amount of the directors' remuneration.

Management

For

Appoint PricewaterhouseCoopers Société coopérative as statutory auditor (réviseur d'entreprises agréé) of the Company for the period ending at the 2022 annual general meeting of shareholders.

Management

For

Renewal of the authorization granted to the Board of Directors to increase the issued share capital up to the authorized share capital with authority to limit or cancel the shareholders' preferential subscription right, during a period of five years ending on the fifth anniversary of the 2021 Extraordinary General Meeting and amendment to article 7 of the Articles of Association accordingly.

Management

Abstain

Against

Renewal of the authorization granted to the Board of Directors to purchase, acquire or receive the Company's own shares for cancellation or hold them as treasury shares during a period of five years ending on the fifth anniversary of the 2021 Extraordinary General Meeting and amendment to article 9 of the Articles of Association accordingly.

Management

For

NEXTERA ENERGY, INC.

Security

65339F101

Meeting Type

Annual

Ticker Symbol

NEE

Meeting Date

20-May-2021

ISIN

US65339F1012

Agenda

935378201 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

1A.

Election of Director: Sherry S. Barrat

Management

For

1B.

Election of Director: James L. Camaren

Management

For

1C.

Election of Director: Kenneth B. Dunn

Management

For

1D.

Election of Director: Naren K. Gursahaney

Management

For

1E.

Election of Director: Kirk S. Hachigian

Management

For

1F.

Election of Director: Amy B. Lane

Management

For

1G.

Election of Director: David L. Porges

Management

For

1H.

Election of Director: James L. Robo

Management

For

1I.

Election of Director: Rudy E. Schupp

Management

For

1J.

Election of Director: John L. Skolds

Management

For

1K.

Election of Director: Lynn M. Utter

Management

For

1L.

Election of Director: Darryl L. Wilson

Management

For

Ratification of appointment of Deloitte & Touche LLP as NextEra Energy's independent registered public accounting firm for 2021.

Management

For

Approval, by non-binding advisory vote, of NextEra Energy's compensation of its named executive officers as disclosed in the proxy statement.

Management

For

Approval of the NextEra Energy, Inc. 2021 Long Term Incentive Plan.

Management

For

A proposal entitled "Right to Act by Written Consent" to request action by written consent of shareholders.

Shareholder

Against

For

REPUBLIC SERVICES, INC.

Security

760759100

Meeting Type

Annual

Ticker Symbol

RSG

Meeting Date

21-May-2021

ISIN

US7607591002

Agenda

935380775 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

1A.

Election of Director: Manuel Kadre

Management

For

1B.

Election of Director: Tomago Collins

Management

For

1C.

Election of Director: Michael A. Duffy

Management

For

1D.

Election of Director: Thomas W. Handley

Management

For

1E.

Election of Director: Jennifer M. Kirk

Management

For

1F.

Election of Director: Michael Larson

Management

For

1G.

Election of Director: Kim S. Pegula

Management

For

1H.

Election of Director: James P. Snee

Management

For

1I.

Election of Director: Brian S. Tyler

Management

For

1J.

Election of Director: Sandra M. Volpe

Management

For

1K.

Election of Director: Katharine B. Weymouth

Management

For

Advisory vote to approve our named executive officer compensation.

Management

For

Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2021.

Management

For

Shareholder Proposal to incorporate ESG metrics into executive compensation.

Shareholder

Abstain

Against

BIOMARIN PHARMACEUTICAL INC.

Security

09061G101

Meeting Type

Annual

Ticker Symbol

BMRN

Meeting Date

25-May-2021

ISIN

US09061G1013

Agenda

935385357 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

DIRECTOR

Management

Jean-Jacques Bienaimé

For

Elizabeth M. Anderson

For

Willard Dere

For

Michael Grey

For

Elaine J. Heron

For

Maykin Ho

For

Robert J. Hombach

For

V. Bryan Lawlis

For

Richard A. Meier

For

David E.I. Pyott

For

Dennis J. Slamon

For

To ratify the selection of KPMG LLP as the independent registered public accounting firm for BioMarin for the fiscal year ending December 31, 2021.

Management

For

To approve, on an advisory basis, the compensation of the Company's Named Executive Officers as disclosed in the Proxy Statement.

Management

For

To approve an amendment to the 2017 Equity Incentive Plan, as amended.

Management

Against

RANPAK HOLDINGS CORP

Security

75321W103

Meeting Type

Annual

Ticker Symbol

PACK

Meeting Date

26-May-2021

ISIN

US75321W1036

Agenda

935391247 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

DIRECTOR

Management

Thomas Corley

For

Michael Jones

For

Robert King

For

Company Proposal - Amendment to the Company's 2019 Omnibus Incentive Plan.

Management

Against

Company Proposal - Ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021.

Management

For

ILLUMINA, INC.

Security

452327109

Meeting Type

Annual

Ticker Symbol

ILMN

Meeting Date

26-May-2021

ISIN

US4523271090

Agenda

935395485 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

1A.

Election of Director: Caroline D. Dorsa

Management

For

1B.

Election of Director: Robert S. Epstein, M.D.

Management

For

1C.

Election of Director: Scott Gottlieb, M.D.

Management

For

1D.

Election of Director: Gary S. Guthart

Management

For

1E.

Election of Director: Philip W. Schiller

Management

For

1F.

Election of Director: John W. Thompson

Management

For

To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending January 2, 2022.

Management

For

To approve, on an advisory basis, the compensation of the named executive officers as disclosed in the Proxy Statement.

Management

For

AVANGRID, INC.

Security

05351W103

Meeting Type

Annual

Ticker Symbol

AGR

Meeting Date

01-Jun-2021

ISIN

US05351W1036

Agenda

935402355 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

DIRECTOR

Management

Ignacio S. Galán

For

John Baldacci

For

Daniel Alcain Lopéz

For

Dennis V. Arriola

For

Pedro Azagra Blázquez

For

Robert Duffy

For

Teresa Herbert

For

Patricia Jacobs

For

John Lahey

For

José Á. Marra Rodríguez

For

Santiago M. Garrido

For

José Sáinz Armada

For

Alan Solomont

For

Elizabeth Timm

For

RATIFICATION OF THE SELECTION OF KPMG LLP AS AVANGRID, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2021.

Management

For

NON-BINDING ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS.

Management

For

APPROVAL OF AN AMENDMENT TO THE AVANGRID, INC. AMENDED AND RESTATED OMNIBUS INCENTIVE PLAN.

Management

For

RESIDEO TECHNOLOGIES, INC.

Security

76118Y104

Meeting Type

Annual

Ticker Symbol

REZI

Meeting Date

09-Jun-2021

ISIN

US76118Y1047

Agenda

935410908 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

1A.

Election of Class III Director: Roger Fradin

Management

For

1B.

Election of Class III Director: Nina Richardson

Management

For

1C.

Election of Class III Director: Andrew Teich

Management

For

1D.

Election of Class III Director: Kareem Yusuf

Management

For

Advisory Vote to Approve Executive Compensation.

Management

For

Ratification of the Appointment of Independent Registered Public Accounting Firm.

Management

For

Shareholder Proposal Regarding Shareholder Right to Act by Written Consent.

Shareholder

Against

For

WILLDAN GROUP, INC.

Security

96924N100

Meeting Type

Annual

Ticker Symbol

WLDN

Meeting Date

10-Jun-2021

ISIN

US96924N1000

Agenda

935417887 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

DIRECTOR

Management

Thomas D. Brisbin

For

Steven A. Cohen

For

Debra Coy

For

Raymond W. Holdsworth

For

Douglas J. McEachern

For

Dennis V. McGinn

For

Keith W. Renken

For

Mohammad Shahidehpour

For

Ratification of the appointment of Crowe LLP as the independent registered public accounting firm for fiscal year 2021.

Management

For

Approval, on a non-binding advisory basis, of named executive officer compensation.

Management

For

GENERAL MOTORS COMPANY

Security

37045V100

Meeting Type

Annual

Ticker Symbol

Meeting Date

14-Jun-2021

ISIN

US37045V1008

Agenda

935420632 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

1A.

Election of Director: Mary T. Barra

Management

For

1B.

Election of Director: Wesley G. Bush

Management

For

1C.

Election of Director: Linda R. Gooden

Management

For

1D.

Election of Director: Joseph Jimenez

Management

For

1E.

Election of Director: Jane L. Mendillo

Management

For

1F.

Election of Director: Judith A. Miscik

Management

For

1G.

Election of Director: Patricia F. Russo

Management

For

1H.

Election of Director: Thomas M. Schoewe

Management

For

1I.

Election of Director: Carol M. Stephenson

Management

For

1J.

Election of Director: Mark A. Tatum

Management

For

1K.

Election of Director: Devin N. Wenig

Management

For

1L.

Election of Director: Margaret C. Whitman

Management

For

Advisory Approval of Named Executive Officer Compensation.

Management

For

Ratification of the Selection of Ernst & Young LLP as the Company's Independent Registered Public Accounting Firm for 2021.

Management

For

Shareholder Proposal Regarding Shareholder Written Consent.

Shareholder

Against

For

Shareholder Proposal Regarding a Report on Greenhouse Gas Emissions Targets as a Performance Element of Executive Compensation.

Shareholder

Abstain

Against

EOS ENERGY ENTERPRISES INC

Security

29415C101

Meeting Type

Annual

Ticker Symbol

EOSE

Meeting Date

15-Jun-2021

ISIN

US29415C1018

Agenda

935423296 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

DIRECTOR

Management

Marian "Mimi" Walters

For

Audrey Zibelman

For

Ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for fiscal year ending December 31, 2021.

Management

For

BIOLIFE SOLUTIONS, INC.

Security

09062W204

Meeting Type

Annual

Ticker Symbol

BLFS

Meeting Date

18-Jun-2021

ISIN

US09062W2044

Agenda

935422799 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

DIRECTOR

Management

Michael Rice

For

Raymond W. Cohen

For

Andrew Hinson

For

Joseph Schick

For

Amy DuRoss

For

Rachel Ellingson

For

To approve, on a non-binding, advisory basis, the compensation of our named executive officers.

Management

For

To approve an amendment to the Second Amended and Restated 2013 Performance Incentive Plan to increase the aggregate number of shares of common stock which may be issued under the plan from 5,000,000 to 6,500,000 shares.

Management

Against

BROOKFIELD RENEWABLE CORPORATION

Security

11284V105

Meeting Type

Annual

Ticker Symbol

BEPC

Meeting Date

22-Jun-2021

ISIN

CA11284V1058

Agenda

935439275 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

DIRECTOR

Management

Jeffrey Blidner

For

Scott Cutler

For

E. de Carvalho Filho

For

Nancy Dorn

For

David Mann

For

Lou Maroun

For

Sachin Shah

For

Stephen Westwell

For

Patricia Zuccotti

For

Appointment of Ernst & Young LLP as Auditors of the Corporation for the ensuing year and authorizing the Directors to fix their remuneration.

Management

For

NOMAD FOODS LIMITED

Security

G6564A105

Meeting Type

Annual

Ticker Symbol

NOMD

Meeting Date

30-Jun-2021

ISIN

VGG6564A1057

Agenda

935433704 - Management

Item

Proposal

Proposed by

Vote

For/Against Management

1A.

Election of Director: Sir Martin Ellis Franklin, KGCN

Management

For

1B.

Election of Director: Noam Gottesman

Management

For

1C.

Election of Director: Ian G.H. Ashken

Management

For

1D.

Election of Director: Stéfan Descheemaeker

Management

For

1E.

Election of Director: Golnar Khosrowshahi

Management

For

1F.

Election of Director: James E. Lillie

Management

For

1G.

Election of Director: Stuart M. MacFarlane

Management

For

1H.

Election of Director: Lord Myners of Truro CBE

Management

For

1I.

Election of Director: Victoria Parry

Management

For

1J.

Election of Director: Melanie Stack

Management

For

1K.

Election of Director: Samy Zekhout

Management

For

Ratification of the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2021.

Management

For

SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

Registrant

Gabelli ETFs Trust

By (Signature and Title)*	/s/ John C. Ball
	John C. Ball, President and Principal Executive Officer

Date	August 20, 2021

*Print the name and title of each signing officer under his or her signature.