N-PX 1 2022teafformnpx.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
 

 
 
FORM N-PX
 
 
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
 


Investment Company Act file number 811-23248


Ecofin Sustainable & Social Impact Term Fund
(Exact Name of Registrant as specified in charter)


6363 College Boulevard, Suite 100A, Overland Park, KS 66211
(Address of Principal Executive Offices) (Zip code)


P. Bradley Adams
6363 College Boulevard, Suite 100A, Overland Park, KS 66211
(Name and Address of Agent For Service)


Registrant's telephone number, including area code: 913-981-1020


Date of fiscal year end: November 30


Date of reporting period: July 1, 2021 - June 30, 2022




Item 1. Proxy Voting Record

Vote Summary
                             
 
RICE ACQUISITION CORP.
                       
 
Security
   
762594109
           
Meeting Type
   
Special
   
 
Ticker Symbol
 
RICE          
         
Meeting Date
   
09-Sep-2021
 
ISIN
     
US7625941098
         
Agenda
   
935485436 - Management
 
Record Date
   
29-Jul-2021
           
Holding Recon Date
 
29-Jul-2021
 
City /
Country
   
/
United
States
       
Vote Deadline Date
 
08-Sep-2021
 
SEDOL(s)
                 
Quick Code
         
 
Item
Proposal
         
Proposed
by
Vote
For/Against
Management
 
 
1A. 
A proposal (the "Aria Business Combination Proposal") to
approve & adopt the Business Combination Agreement,
dated as of April 7, 2021, as amended, by & among Rice
Acquisition Corp. ("RAC") & Aria Energy LLC, among
others, a copy of which is attached to the accompanying
proxy statement (the "Aria Merger Agreement"), &
approve transactions contemplated thereby ("Aria
Merger").
Management
 
For
 
For
     
 
1B. 
A proposal ("Archaea Business Combination Proposal" &
together with Aria Business Combination Proposal,
"Business Combination Proposal") to approve & adopt
Business Combination Agreement, dated as of April 7,
2021, as amended, by & among RAC & Archaea Energy
LLC, among others, a copy of which is attached to
accompanying proxy statement ("Archaea Merger
Agreement"), & approve transactions contemplated
thereby ("Archaea Merger" & collectively with Aria
Merger, "Business Combinations").
Management
 
For
 
For
     
 
2.  
A proposal (the "NYSE Proposal") to approve, assuming
the Business Combination Proposal is approved &
adopted, for purposes of complying with NYSE rules, the
issuance by RAC of more than 20% of its issued &
outstanding shares of Common Stock.
Management
 
For
 
For
     
 
3.  
A proposal to approve & adopt, assuming the Business
Combination Proposal & the NYSE Proposal are
approved & adopted, the Amended & Restated Certificate
of Incorporation of the Combined Company (the
"Combined Company Charter").
Management
 
For
 
For
     
 
3A. 
A proposal to approve, on a non-binding advisory basis,
an increase in the total number of authorized shares of all
classes of capital stock to 1,100,000,000 shares,
consisting of (i) 900,000,000 shares of Class A Common
Stock, (ii) 190,000,000 shares of Class B Common Stock
& (iii) 10,000,000 shares of preferred stock.
Management
 
For
 
For
     
 
3B. 
A proposal to approve, on a non-binding advisory basis,
the U.S. federal district courts as the exclusive forum for
resolving any complaint asserting a cause of action
arising under the Securities Act of 1933.
Management
 
For
 
For
     
 
3C. 
A proposal to approve, on a non-binding advisory basis,
the removal of provisions in RAC's current certificate of
incorporation related to RAC's status as a blank check
company.
Management
 
For
 
For
     
 
4.  
DIRECTOR
         
Management
             
     
1
J. Kyle Derham
           
For
 
For
     
     
2
Dr. Kathryn Jackson
       
For
 
For
     
     
3
Joseph Malchow
           
For
 
For
     
     
4
Scott Parkes
           
For
 
For
     
     
5
Daniel Joseph Rice, IV
       
For
 
For
     
     
6
Nicholas Stork
           
For
 
For
     
     
7
James Torgerson
           
For
 
For
     
 
5.  
A proposal to approve & adopt, assuming the Business
Combination Proposal, the NYSE Proposal & the Charter
Proposal are approved & adopted, the Archaea Energy
Inc. 2021 Incentive Plan.
Management
 
For
 
For
     
 
6.  
A proposal to adjourn the Special Meeting, if necessary
or appropriate, to permit further solicitation & vote of
proxies in connection with the approval of proposals.
Management
 
For
 
For
     
 
COVANTA HOLDING CORPORATION
                     
 
Security
   
22282E102
           
Meeting Type
   
Special
   
 
Ticker Symbol
 
CVA           
         
Meeting Date
   
12-Oct-2021
 
ISIN
     
US22282E1029
       
Agenda
   
935493510 - Management
 
Record Date
   
31-Aug-2021
         
Holding Recon Date
 
31-Aug-2021
 
City /
Country
   
/
United
States
       
Vote Deadline Date
 
11-Oct-2021
 
SEDOL(s)
                 
Quick Code
         
 
Item
Proposal
         
Proposed
by
Vote
For/Against
Management
 
 
1.  
To adopt the Agreement and Plan of Merger, dated as of
July 14, 2021 (as it may be amended, modified or
supplemented from time to time, the "merger
agreement"), by and among the Company, Covert
Intermediate, Inc. and Covert Mergeco, Inc.
Management
 
Against
 
Against
     
 
2.  
To approve, by a non-binding advisory vote, the
compensation that will be paid or become payable to the
Company's named executive officers that is based on or
otherwise relates to the merger.
Management
 
Against
 
Against
     
 
3.  
To adjourn the special meeting to a later date or time if
necessary or appropriate, including to solicit additional
proxies in favor of the proposal to adopt the merger
agreement if there are insufficient votes at the time of the
special meeting to adopt the merger agreement.
Management
 
Against
 
Against
     
 
PUBLIC SERVICE ENTERPRISE GROUP INC.
                   
 
Security
   
744573106
           
Meeting Type
   
Annual 
   
 
Ticker Symbol
 
PEG           
         
Meeting Date
   
19-Apr-2022
 
ISIN
     
US7445731067
         
Agenda
   
935564004 - Management
 
Record Date
   
18-Feb-2022
         
Holding Recon Date
 
18-Feb-2022
 
City /
Country
   
/
United
States
       
Vote Deadline Date
 
18-Apr-2022
 
SEDOL(s)
                 
Quick Code
         
 
Item
Proposal
         
Proposed
by
Vote
For/Against
Management
 
 
1A. 
Election of Director: Ralph Izzo
   
Management
 
For
 
For
     
 
1B. 
Election of Director: Susan Tomasky
 
Management
 
For
 
For
     
 
1C. 
Election of Director: Willie A. Deese
 
Management
 
For
 
For
     
 
1D. 
Election of Director: Jamie M. Gentoso
 
Management
 
For
 
For
     
 
1E. 
Election of Director: David Lilley
   
Management
 
For
 
For
     
 
1F. 
Election of Director: Barry H. Ostrowsky
 
Management
 
For
 
For
     
 
1G. 
Election of Director: Valerie A. Smith
 
Management
 
For
 
For
     
 
1H. 
Election of Director: Scott G. Stephenson
 
Management
 
For
 
For
     
 
1I. 
Election of Director: Laura A. Sugg
 
Management
 
For
 
For
     
 
1J. 
Election of Director: John P. Surma
 
Management
 
For
 
For
     
 
1K. 
Election of Director: Alfred W. Zollar
 
Management
 
For
 
For
     
 
2.  
Advisory vote on the approval of executive compensation
Management
 
For
 
For
     
 
3.  
Ratification of the appointment of Deloitte & Touche LLP
as Independent Auditor for the year 2022
Management
 
Against
 
Against
     
 
ATLANTICA SUSTAINABLE INFRASTRUCTURE PLC
                   
 
Security
   
G0751N103
           
Meeting Type
   
Annual 
   
 
Ticker Symbol
 
AY            
           
Meeting Date
   
05-May-2022
 
ISIN
     
GB00BLP5YB54
       
Agenda
   
935573899 - Management
 
Record Date
   
18-Mar-2022
         
Holding Recon Date
 
18-Mar-2022
 
City /
Country
   
/
United
Kingdom
     
Vote Deadline Date
 
02-May-2022
 
SEDOL(s)
                 
Quick Code
         
 
Item
Proposal
         
Proposed
by
Vote
For/Against
Management
 
 
1.  
To receive the accounts and reports of the directors and
the auditors for the year ended 31 December 2021
Management
 
For
 
For
     
 
2.  
To approve the directors' remuneration report, excluding
the directors' remuneration policy, for the year ended 31
December 2021
Management
 
For
 
For
     
 
3.  
Election of Michael Woollcombe as director of the
Company
Management
 
For
 
For
     
 
4.  
Election of Michael Forsayeth as director of the Company
Management
 
For
 
For
     
 
5.  
Election of William Aziz as director of the Company
Management
 
For
 
For
     
 
6.  
Election of Brenda Eprile as director of the Company
Management
 
For
 
For
     
 
7.  
Election of Debora Del Favero as director of the
Company
Management
 
For
 
For
     
 
8.  
Election of Arun Banskota as director of the Company
Management
 
Against
 
Against
     
 
9.  
Election of George Trisic as director of the Company
Management
 
Against
 
Against
     
 
10. 
Re-election of Santiago Seage as director of the
Company
Management
 
For
 
For
     
 
11. 
To re-appoint Ernst & Young LLP and Ernst & Young S.L.
as auditors of the Company to hold office until December
31, 2023
Management
 
For
 
For
     
 
12. 
To authorize the Company's audit committee to
determine the remuneration of the auditors
Management
 
For
 
For
     
 
13. 
Authorization to issue shares
     
Management
 
Against
 
Against
     
 
14. 
Disapplication of pre-emptive rights
 
Management
 
Against
 
Against
     
 
15. 
Disapplication of pre-emptive rights
 
Management
 
Against
 
Against
     
 
CRESTWOOD EQUITY PARTNERS LP
                     
 
Security
   
226344208
           
Meeting Type
   
Annual 
   
 
Ticker Symbol
 
CEQP          
         
Meeting Date
   
12-May-2022
 
ISIN
     
US2263442087
         
Agenda
   
935581721 - Management
 
Record Date
   
21-Mar-2022
         
Holding Recon Date
 
21-Mar-2022
 
City /
Country
   
/
United
States
       
Vote Deadline Date
 
11-May-2022
 
SEDOL(s)
                 
Quick Code
         
 
Item
Proposal
         
Proposed
by
Vote
For/Against
Management
 
 
1.1 
Election of Class I Director to serve until the 2025 annual
meeting: Warren H. Gfeller
Management
 
For
 
For
     
 
1.2 
Election of Class I Director to serve until the 2025 annual
meeting: Janeen S. Judah
Management
 
For
 
For
     
 
1.3 
Election of Class I Director to serve until the 2025 annual
meeting: John J. Sherman
Management
 
For
 
For
     
 
2.  
To approve, on a non-binding advisory basis, our named
executive officer compensation.
Management
 
For
 
For
     
 
3.  
To approve, on a non-binding advisory basis, the
frequency of future advisory votes on our named
executive officer compensation.
Management
 
1 Year
 
For
     
 
4.  
To ratify the appointment of Ernst & Young LLP as
independent registered public accounting firm for the
Partnership for the fiscal year ending December 31,
2022.
Management
 
For
 
For
     
 
CHENIERE ENERGY, INC.
                       
 
Security
   
16411R208
           
Meeting Type
   
Annual 
   
 
Ticker Symbol
 
LNG           
           
Meeting Date
   
12-May-2022
 
ISIN
     
US16411R2085
       
Agenda
   
935607082 - Management
 
Record Date
   
28-Mar-2022
         
Holding Recon Date
 
28-Mar-2022
 
City /
Country
   
/
United
States
       
Vote Deadline Date
 
11-May-2022
 
SEDOL(s)
                 
Quick Code
         
 
Item
Proposal
         
Proposed
by
Vote
For/Against
Management
 
 
1A. 
Election of Director: G. Andrea Botta
 
Management
 
For
 
For
     
 
1B. 
Election of Director: Jack A. Fusco
 
Management
 
For
 
For
     
 
1C. 
Election of Director: Vicky A. Bailey
 
Management
 
For
 
For
     
 
1D. 
Election of Director: Patricia K. Collawn
 
Management
 
For
 
For
     
 
1E. 
Election of Director: David B. Kilpatrick
 
Management
 
For
 
For
     
 
1F. 
Election of Director: Lorraine Mitchelmore
 
Management
 
For
 
For
     
 
1G. 
Election of Director: Scott Peak
   
Management
 
For
 
For
     
 
1H. 
Election of Director: Donald F. Robillard, Jr
 
Management
 
For
 
For
     
 
1I. 
Election of Director: Neal A. Shear
 
Management
 
For
 
For
     
 
1J. 
Election of Director: Andrew J. Teno
 
Management
 
For
 
For
     
 
2.  
Approve, on an advisory and non-binding basis, the
compensation of the Company's named executive
officers for 2021.
Management
 
For
 
For
     
 
3.  
Ratification of the appointment of KPMG LLP as the
Company's independent registered public accounting firm
for 2022.
Management
 
For
 
For
     
 
SUNNOVA ENERGY INTERNATIONAL INC
                   
 
Security
   
86745K104
           
Meeting Type
   
Annual 
   
 
Ticker Symbol
 
NOVA          
         
Meeting Date
   
18-May-2022
 
ISIN
     
US86745K1043
       
Agenda
   
935587812 - Management
 
Record Date
   
21-Mar-2022
         
Holding Recon Date
 
21-Mar-2022
 
City /
Country
   
/
United
States
       
Vote Deadline Date
 
17-May-2022
 
SEDOL(s)
                 
Quick Code
         
 
Item
Proposal
         
Proposed
by
Vote
For/Against
Management
 
 
1.1 
Election of Class III Director: ANNE SLAUGHTER
ANDREW
Management
 
For
 
For
     
 
1.2 
Election of Class III Director: AKBAR MOHAMED
Management
 
For
 
For
     
 
1.3 
Election of Class III Director: MARY YANG
 
Management
 
For
 
For
     
 
2.  
Approval, in a non-binding advisory vote, of the
compensation of our named executive officers.
Management
 
Against
 
Against
     
 
3.  
Approval of the Sunnova Energy International Inc.
Employee Stock Purchase Plan.
Management
 
For
 
For
     
 
4.  
To ratify the appointment of PricewaterhouseCoopers
LLP as our independent registered public accounting firm
for fiscal year 2022.
Management
 
For
 
For
     
 
ARCHAEA ENERGY INC.
                       
 
Security
   
03940F103
           
Meeting Type
   
Annual 
   
 
Ticker Symbol
 
LFG           
           
Meeting Date
   
18-May-2022
 
ISIN
     
US03940F1030
         
Agenda
   
935589272 - Management
 
Record Date
   
23-Mar-2022
         
Holding Recon Date
 
23-Mar-2022
 
City /
Country
   
/
United
States
       
Vote Deadline Date
 
17-May-2022
 
SEDOL(s)
                 
Quick Code
         
 
Item
Proposal
         
Proposed
by
Vote
For/Against
Management
 
 
1.  
DIRECTOR
         
Management
             
     
1
J. Kyle Derham
           
For
 
For
     
     
2
Dr. Kathryn Jackson
       
Withheld
 
Against
     
     
3
Scott Parkes
           
For
 
For
     
 
2.  
Ratification of the appointment of KPMG LLP as our
independent auditors for the fiscal year ending December
31, 2022.
Management
 
For
 
For
     




SIGNATURES


Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

  ECOFIN SUSTAINABLE & SOCIAL IMPACT TERM FUND
 
       
Date: August 29, 2022
By:
/s/ P. Bradley Adams
 
    Name: P. Bradley Adams
 
    Title: Chief Executive Officer