ThZeal - The Zeal

N-PX 1 tm2123343-1_npx.htm N-PX

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED

MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number 811-23179

The Relative Value Fund

(Exact name of registrant as specified in charter)

c/o UMB Fund Services, Inc.

235 West Galena Street

Milwaukee, WI 53212

(Address of principal executive offices) (Zip code)

Ann Maurer

235 W. Galena Street

Milwaukee, WI 53212

(414) 299-2217

(Name and address of agent for service)

Registrant's telephone number, including area code: 414.299.2217

Date of fiscal year end: March 31

Date of reporting period: July 1, 2020 - June 30, 2021

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (ss.ss.239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. ss. 3507.

ITEM 1. PROXY VOTING RECORD

For The Relative Value Fund

	TICKER	CUSIP	SHARE- HOLDER		DID FUND	WHAT VOTE	FOR OR AGAINST
NAME OF ISSUER	SYMBOL	NUMBER	MEETING DATE	MATTER VOTED ON	VOTE	WAS CAST	MANAGEMENT
Caesars Entertainment Corporation	CZR	127686AA1	24-Jul-20	Elect Director Thomas Benninger	Yes	For	For
Caesars Entertainment Corporation	CZR	127686AA1	24-Jul-20	Elect Director Jan Jones Blackhurst	Yes	For	For
Caesars Entertainment Corporation	CZR	127686AA1	24-Jul-20	Elect Director Juliana Chugg	Yes	For	For
Caesars Entertainment Corporation	CZR	127686AA1	24-Jul-20	Elect Director Denise Clark	Yes	For	For
Caesars Entertainment Corporation	CZR	127686AA1	24-Jul-20	Elect Director Keith Cozza	Yes	For	For
Caesars Entertainment Corporation	CZR	127686AA1	24-Jul-20	Elect Director John Dionne	Yes	For	For
Caesars Entertainment Corporation	CZR	127686AA1	24-Jul-20	Elect Director James Hunt	Yes	For	For
Caesars Entertainment Corporation	CZR	127686AA1	24-Jul-20	Elect Director Don Kornstein	Yes	For	For
Caesars Entertainment Corporation	CZR	127686AA1	24-Jul-20	Elect Director Courtney R. Mather	Yes	For	For
Caesars Entertainment Corporation	CZR	127686AA1	24-Jul-20	Elect Director James Nelson	Yes	For	For
Caesars Entertainment Corporation	CZR	127686AA1	24-Jul-20	Elect Director Anthony Rodio	Yes	For	For
Caesars Entertainment Corporation	CZR	127686AA1	24-Jul-20	Advisory Vote to Ratify Named Executive Officers' Compensation	Yes	For	For
Caesars Entertainment Corporation	CZR	127686AA1	24-Jul-20	Ratify Deloitte & Touche LLP as Auditor	Yes	For	For
Advanced Disposal Services, Inc.	ADSW	00790X101	25-Aug-20	Approve Merger Agreement	Yes	For	For
Advanced Disposal Services, Inc.	ADSW	00790X101	25-Aug-20	Advisory Vote on Golden Parachutes	Yes	For	For
Advanced Disposal Services, Inc.	ADSW	00790X101	25-Aug-20	Adjourn Meeting	Yes	For	For
Wright Medical Group N.V.	WMGI	N96617118	28-Oct-20	Elect Director Robert J. Palmisano	Yes	For	For
Wright Medical Group N.V.	WMGI	N96617118	28-Oct-20	Elect Director David D. Stevens	Yes	For	For
Wright Medical Group N.V.	WMGI	N96617118	28-Oct-20	Elect Director Gary D. Blackford	Yes	For	For
Wright Medical Group N.V.	WMGI	N96617118	28-Oct-20	Elect Director J. Patrick Mackin	Yes	For	For
Wright Medical Group N.V.	WMGI	N96617118	28-Oct-20	Elect Director John L. Miclot	Yes	For	For
Wright Medical Group N.V.	WMGI	N96617118	28-Oct-20	Elect Director Kevin C. O'Boyle	Yes	For	For
Wright Medical Group N.V.	WMGI	N96617118	28-Oct-20	Elect Director Amy S. Paul	Yes	For	For
Wright Medical Group N.V.	WMGI	N96617118	28-Oct-20	Elect Director Richard F. Wallman	Yes	For	For
Wright Medical Group N.V.	WMGI	N96617118	28-Oct-20	Elect Director Elizabeth H. Weatherman	Yes	For	For
Wright Medical Group N.V.	WMGI	N96617118	28-Oct-20	Ratify KPMG LLP as Auditor	Yes	For	For
Wright Medical Group N.V.	WMGI	N96617118	28-Oct-20	Ratify KPMG N.V. as Auditor	Yes	For	For
Wright Medical Group N.V.	WMGI	N96617118	28-Oct-20	Adopt Financial Statements and Statutory Reports	Yes	For	For
Wright Medical Group N.V.	WMGI	N96617118	28-Oct-20	Approve Discharge of Management Board	Yes	For	For
Wright Medical Group N.V.	WMGI	N96617118	28-Oct-20	Authorize Repurchase of Up to 10 Percent of Issued Share Capital	Yes	For	For
Wright Medical Group N.V.	WMGI	N96617118	28-Oct-20	Authorize Board to Issue Shares	Yes	For	For
Wright Medical Group N.V.	WMGI	N96617118	28-Oct-20	Authorize Board to Exclude Preemptive Rights from Share Issuances	Yes	For	For
Wright Medical Group N.V.	WMGI	N96617118	28-Oct-20	Advisory Vote to Ratify Named Executive Officers' Compensation	Yes	For	For
Tiffany & Co.	TIF	886547108	30-Dec-20	Approve Merger Agreement	Yes	For	For
Tiffany & Co.	TIF	886547108	30-Dec-20	Advisory Vote on Golden Parachutes	Yes	For	For
Tiffany & Co.	TIF	886547108	30-Dec-20	Adjourn Meeting	Yes	For	For
PNM Resources, Inc.	PNM	69349H107	11-May-21	Elect Director Vicky A. Bailey	Yes	For	For
PNM Resources, Inc.	PNM	69349H107	11-May-21	Elect Director Norman P. Becker	Yes	For	For
PNM Resources, Inc.	PNM	69349H107	11-May-21	Elect Director Patricia K. Collawn	Yes	For	For
PNM Resources, Inc.	PNM	69349H107	11-May-21	Elect Director E. Renae Conley	Yes	For	For
PNM Resources, Inc.	PNM	69349H107	11-May-21	Elect Director Alan J. Fohrer	Yes	For	For
PNM Resources, Inc.	PNM	69349H107	11-May-21	Elect Director Sidney M. Gutierrez	Yes	For	For
PNM Resources, Inc.	PNM	69349H107	11-May-21	Elect Director James A. Hughes	Yes	For	For
PNM Resources, Inc.	PNM	69349H107	11-May-21	Elect Director Maureen T. Mullarkey	Yes	For	For
PNM Resources, Inc.	PNM	69349H107	11-May-21	Elect Director Donald K. Schwanz	Yes	For	For
PNM Resources, Inc.	PNM	69349H107	11-May-21	Ratify KPMG LLP as Auditors	Yes	For	For
PNM Resources, Inc.	PNM	69349H107	11-May-21	Advisory Vote to Ratify Named Executive Officers' Compensation	Yes	For	For
PNM Resources, Inc.	PNM	69349H107	11-May-21	Report on Costs and Benefits of Environmental Related Expenditures	Yes	Against	For
Willis Towers Watson Public Limited Company	WLTW	G96629103	11-May-21	Elect Director Anna C. Catalano	Yes	For	For
Willis Towers Watson Public Limited Company	WLTW	G96629103	11-May-21	Elect Director Victor F. Ganzi	Yes	For	For
Willis Towers Watson Public Limited Company	WLTW	G96629103	11-May-21	Elect Director John J. Haley	Yes	For	For
Willis Towers Watson Public Limited Company	WLTW	G96629103	11-May-21	Elect Director Wendy E. Lane	Yes	For	For
Willis Towers Watson Public Limited Company	WLTW	G96629103	11-May-21	Elect Director Brendan R. O'Neill	Yes	For	For
Willis Towers Watson Public Limited Company	WLTW	G96629103	11-May-21	Elect Director Jaymin B. Patel	Yes	For	For
Willis Towers Watson Public Limited Company	WLTW	G96629103	11-May-21	Elect Director Linda D. Rabbitt	Yes	For	For
Willis Towers Watson Public Limited Company	WLTW	G96629103	11-May-21	Elect Director Paul D. Thomas	Yes	For	For
Willis Towers Watson Public Limited Company	WLTW	G96629103	11-May-21	Elect Director Wilhelm Zeller	Yes	For	For
Willis Towers Watson Public Limited Company	WLTW	G96629103	11-May-21	Ratify the Appointment of Deloitte & Touche LLP as Auditor and Deloitte Ireland LLP to audit the Irish Statutory Accounts, and Authorize the Board to Fix Their Remuneration	Yes	For	For
Willis Towers Watson Public Limited Company	WLTW	G96629103	11-May-21	Advisory Vote to Ratify Named Executive Officers' Compensation	Yes	For	For
Willis Towers Watson Public Limited Company	WLTW	G96629103	11-May-21	Renew the Board's Authority to Issue Shares Under Irish Law	Yes	For	For
Willis Towers Watson Public Limited Company	WLTW	G96629103	11-May-21	Renew the Board's Authority to Opt-Out of Statutory Pre-Emptions Rights	Yes	For	For
FLIR Systems, Inc.	FLIR	302445101	13-May-21	Approve Merger Agreement	Yes	For	For
FLIR Systems, Inc.	FLIR	302445101	13-May-21	Advisory Vote on Golden Parachutes	Yes	For	For
FLIR Systems, Inc.	FLIR	302445101	13-May-21	Adjourn Meeting	Yes	For	For
Cliffwater Corporate Lending Fund			27-May-21	Elect Director Paul S. Atkins	Yes	Withhold	Against
Cliffwater Corporate Lending Fund			27-May-21	Elect Director Paul S. Atkins	Yes	For	For
Cliffwater Corporate Lending Fund			27-May-21	Elect Director Paul S. Atkins	Yes	For	For
Cliffwater Corporate Lending Fund			27-May-21	Elect Director Dominic Garcia	Yes	Withhold	Against
Cliffwater Corporate Lending Fund			27-May-21	Elect Director Dominic Garcia	Yes	For	For
Cliffwater Corporate Lending Fund			27-May-21	Elect Director Dominic Garcia	Yes	For	For
Cliffwater Corporate Lending Fund			27-May-21	Elect Director Paul J. Williams	Yes	Withhold	Against
Cliffwater Corporate Lending Fund			27-May-21	Elect Director Paul J. Williams	Yes	For	For
Cliffwater Corporate Lending Fund			27-May-21	Elect Director Paul J. Williams	Yes	Withhold	Against
Cliffwater Corporate Lending Fund			27-May-21	Elect Director Stephen L. Nesbitt	Yes	Withhold	Against
Cliffwater Corporate Lending Fund			27-May-21	Elect Director Stephen L. Nesbitt	Yes	For	For
Cliffwater Corporate Lending Fund			27-May-21	Elect Director Stephen L. Nesbitt	Yes	For	For
Cliffwater Corporate Lending Fund			27-May-21	Approve Sub-Advisory Agreement with Cliffwater LLC and Crescent Capital Group LP	Yes	Against	Against
Cliffwater Corporate Lending Fund			27-May-21	Approve Sub-Advisory Agreement with Cliffwater LLC and Crescent Capital Group LP	Yes	Against	Against
Cliffwater Corporate Lending Fund			27-May-21	Approve Sub-Advisory Agreement with Cliffwater LLC and Crescent Capital Group LP	Yes	Against	Against
Cliffwater Corporate Lending Fund			27-May-21	Approve Sub-Advisory Agreement with Cliffwater LLC and Crescent Capital Group LP	Yes	Abstain	Against
Cliffwater Corporate Lending Fund			27-May-21	Approve Sub-Advisory Agreement with Cliffwater LLC and Crescent Capital Group LP	Yes	Abstain	Against
Cliffwater Corporate Lending Fund			27-May-21	Approve Sub-Advisory Agreement with Cliffwater LLC and Crescent Capital Group LP	Yes	Abstain	Against
Cliffwater Corporate Lending Fund			27-May-21	Approve Sub-Advisory Agreement with Cliffwater LLC and Crescent Capital Group LP	Yes	Abstain	Against
Cliffwater Corporate Lending Fund			27-May-21	Approve Sub-Advisory Agreement with Cliffwater LLC and Crescent Capital Group LP	Yes	For	For
Cliffwater Corporate Lending Fund			27-May-21	Approve Sub-Advisory Agreement with Cliffwater LLC and Crescent Capital Group LP	Yes	For	For
Cliffwater Corporate Lending Fund			27-May-21	Approve Sub-Advisory Agreement with Cliffwater LLC and Crescent Capital Group LP	Yes	For	For
Cliffwater Corporate Lending Fund			27-May-21	Approve Sub-Advisory Agreement with Cliffwater LLC and Barings, LLC	Yes	Against	Against
Cliffwater Corporate Lending Fund			27-May-21	Approve Sub-Advisory Agreement with Cliffwater LLC and Barings, LLC	Yes	Against	Against
Cliffwater Corporate Lending Fund			27-May-21	Approve Sub-Advisory Agreement with Cliffwater LLC and Barings, LLC	Yes	Abstain	Against
Cliffwater Corporate Lending Fund			27-May-21	Approve Sub-Advisory Agreement with Cliffwater LLC and Barings, LLC	Yes	Abstain	Against
Cliffwater Corporate Lending Fund			27-May-21	Approve Sub-Advisory Agreement with Cliffwater LLC and Barings, LLC	Yes	Abstain	Against
Cliffwater Corporate Lending Fund			27-May-21	Approve Sub-Advisory Agreement with Cliffwater LLC and Barings, LLC	Yes	Abstain	Against
Cliffwater Corporate Lending Fund			27-May-21	Approve Sub-Advisory Agreement with Cliffwater LLC and Barings, LLC	Yes	For	For
Cliffwater Corporate Lending Fund			27-May-21	Approve Sub-Advisory Agreement with Cliffwater LLC and Barings, LLC	Yes	For	For
Cliffwater Corporate Lending Fund			27-May-21	Approve Sub-Advisory Agreement with Cliffwater LLC and Barings, LLC	Yes	For	For
Cliffwater Corporate Lending Fund			27-May-21	Approve Sub-Advisory Agreement with Cliffwater LLC and Barings, LLC	Yes	For	For
Cliffwater Corporate Lending Fund			27-May-21	Approve Sub-Advisory Agreement with Cliffwater LLC and HPS Investment Partners, LLC	Yes	Against	Against
Cliffwater Corporate Lending Fund			27-May-21	Approve Sub-Advisory Agreement with Cliffwater LLC and HPS Investment Partners, LLC	Yes	Abstain	Against
Cliffwater Corporate Lending Fund			27-May-21	Approve Sub-Advisory Agreement with Cliffwater LLC and HPS Investment Partners, LLC	Yes	Abstain	Against
Cliffwater Corporate Lending Fund			27-May-21	Approve Sub-Advisory Agreement with Cliffwater LLC and HPS Investment Partners, LLC	Yes	Abstain	Against
Cliffwater Corporate Lending Fund			27-May-21	Approve Sub-Advisory Agreement with Cliffwater LLC and HPS Investment Partners, LLC	Yes	Abstain	Against
Cliffwater Corporate Lending Fund			27-May-21	Approve Sub-Advisory Agreement with Cliffwater LLC and HPS Investment Partners, LLC	Yes	Abstain	Against
Cliffwater Corporate Lending Fund			27-May-21	Approve Sub-Advisory Agreement with Cliffwater LLC and HPS Investment Partners, LLC	Yes	Abstain	Against
Cliffwater Corporate Lending Fund			27-May-21	Approve Sub-Advisory Agreement with Cliffwater LLC and HPS Investment Partners, LLC	Yes	Abstain	Against
Cliffwater Corporate Lending Fund			27-May-21	Approve Sub-Advisory Agreement with Cliffwater LLC and HPS Investment Partners, LLC	Yes	For	For
Cliffwater Corporate Lending Fund			27-May-21	Approve Sub-Advisory Agreement with Cliffwater LLC and HPS Investment Partners, LLC	Yes	For	For
Cliffwater Corporate Lending Fund			27-May-21	Approve Sub-Advisory Agreement with Cliffwater LLC and Crestline Management, L.P.	Yes	Against	Against
Cliffwater Corporate Lending Fund			27-May-21	Approve Sub-Advisory Agreement with Cliffwater LLC and Crestline Management, L.P.	Yes	Against	Against
Cliffwater Corporate Lending Fund			27-May-21	Approve Sub-Advisory Agreement with Cliffwater LLC and Crestline Management, L.P.	Yes	Against	Against
Cliffwater Corporate Lending Fund			27-May-21	Approve Sub-Advisory Agreement with Cliffwater LLC and Crestline Management, L.P.	Yes	Against	Against
Cliffwater Corporate Lending Fund			27-May-21	Approve Sub-Advisory Agreement with Cliffwater LLC and Crestline Management, L.P.	Yes	Abstain	Against
Cliffwater Corporate Lending Fund			27-May-21	Approve Sub-Advisory Agreement with Cliffwater LLC and Crestline Management, L.P.	Yes	Abstain	Against
Cliffwater Corporate Lending Fund			27-May-21	Approve Sub-Advisory Agreement with Cliffwater LLC and Crestline Management, L.P.	Yes	Abstain	Against
Cliffwater Corporate Lending Fund			27-May-21	Approve Sub-Advisory Agreement with Cliffwater LLC and Crestline Management, L.P.	Yes	Abstain	Against
Cliffwater Corporate Lending Fund			27-May-21	Approve Sub-Advisory Agreement with Cliffwater LLC and Crestline Management, L.P.	Yes	For	For
Cliffwater Corporate Lending Fund			27-May-21	Approve Sub-Advisory Agreement with Cliffwater LLC and Crestline Management, L.P.	Yes	For	For
Cliffwater Corporate Lending Fund			27-May-21	Approve Sub-Advisory Agreement with Cliffwater LLC and Commonwealth Credit Advisors, LLC	Yes	Against	Against
Cliffwater Corporate Lending Fund			27-May-21	Approve Sub-Advisory Agreement with Cliffwater LLC and Commonwealth Credit Advisors, LLC	Yes	For	For
Cliffwater Corporate Lending Fund			27-May-21	Approve Sub-Advisory Agreement with Cliffwater LLC and Commonwealth Credit Advisors, LLC	Yes	Abstain	Against
Cliffwater Corporate Lending Fund			27-May-21	Approve Sub-Advisory Agreement with Cliffwater LLC and Commonwealth Credit Advisors, LLC	Yes	Abstain	Against
Cliffwater Corporate Lending Fund			27-May-21	Approve Sub-Advisory Agreement with Cliffwater LLC and Commonwealth Credit Advisors, LLC	Yes	Abstain	Against
Cliffwater Corporate Lending Fund			27-May-21	Approve Sub-Advisory Agreement with Cliffwater LLC and Commonwealth Credit Advisors, LLC	Yes	Abstain	Against
Cliffwater Corporate Lending Fund			27-May-21	Approve Sub-Advisory Agreement with Cliffwater LLC and Commonwealth Credit Advisors, LLC	Yes	Against	Against
Cliffwater Corporate Lending Fund			27-May-21	Approve Sub-Advisory Agreement with Cliffwater LLC and Commonwealth Credit Advisors, LLC	Yes	Against	Against
Cliffwater Corporate Lending Fund			27-May-21	Approve Sub-Advisory Agreement with Cliffwater LLC and Commonwealth Credit Advisors, LLC	Yes	Against	Against
Cliffwater Corporate Lending Fund			27-May-21	Approve Sub-Advisory Agreement with Cliffwater LLC and Commonwealth Credit Advisors, LLC	Yes	Against	Against

Vote Summary

LEGG MASON

Security

18469Q108

Meeting Type

Special

Ticker Symbol

CTR

Meeting Date

06-Jul-2020

ISIN

US18469Q1085

Agenda

935194706 - Management

Record Date

09-Mar-2020

Holding Recon Date

09-Mar-2020

City /

Country

United
States

Vote Deadline Date

02-Jul-2020

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

To approve a New Management Agreement with Legg
Mason Partners Fund Advisor, LLC.

Management

Split

2B.

To approve a New Subadvisory Agreement with:
ClearBridge Investments, LLC

Management

Split

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.17

THE RELATIVE
VALUE FUND

145442.17

UMB BANK,
N.A.

1,830

04-Jun-2020

WESTERN ASSET GBL HIGH INC FD INC.

Security

95766B109

Meeting Type

Contested-Special

Ticker Symbol

EHI

Meeting Date

06-Jul-2020

ISIN

US95766B1098

Agenda

935196116 - Management

Record Date

09-Mar-2020

Holding Recon Date

09-Mar-2020

City /

Country

United
States

Vote Deadline Date

02-Jul-2020

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

To approve a New Management Agreement with Legg
Mason Partners Fund Advisor, LLC.

Management

2C.

To approve a New Subadvisory Agreement with: Western
Asset Management Company, LLC.

Management

2D.

To approve a New Subadvisory Agreement with: Western
Asset Management Company Limited.

Management

2F.

To approve a New Subadvisory Agreement with: Western
Asset Management Company Pte. Ltd.

Management

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.17

THE RELATIVE
VALUE FUND

145442.17

UMB BANK,
N.A.

1,575

145442.18

TRVF
RIVERNORTH -
BNP PLEDGE

145442.18

UMB BANK,
N.A.

8,678

WESTERN ASSET GBL HIGH INC FD INC.

Security

95766B109

Meeting Type

Contested-Special

Ticker Symbol

EHI

Meeting Date

06-Jul-2020

ISIN

US95766B1098

Agenda

935196116 - Management

Record Date

09-Mar-2020

Holding Recon Date

09-Mar-2020

City /

Country

United
States

Vote Deadline Date

02-Jul-2020

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

To approve a New Management Agreement with Legg
Mason Partners Fund Advisor, LLC.

Management

2C.

To approve a New Subadvisory Agreement with: Western
Asset Management Company, LLC.

Management

2D.

To approve a New Subadvisory Agreement with: Western
Asset Management Company Limited.

Management

2F.

To approve a New Subadvisory Agreement with: Western
Asset Management Company Pte. Ltd.

Management

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.17

THE RELATIVE
VALUE FUND

145442.17

UMB BANK,
N.A.

1,575

15-May-2020

WESTERN ASSET GBL HIGH INC FD INC.

Security

95766B109

Meeting Type

Contested-Special

Ticker Symbol

EHI

Meeting Date

06-Jul-2020

ISIN

US95766B1098

Agenda

935196116 - Management

Record Date

09-Mar-2020

Holding Recon Date

09-Mar-2020

City /

Country

United
States

Vote Deadline Date

02-Jul-2020

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

To approve a New Management Agreement with Legg
Mason Partners Fund Advisor, LLC.

Management

2C.

To approve a New Subadvisory Agreement with: Western
Asset Management Company, LLC.

Management

2D.

To approve a New Subadvisory Agreement with: Western
Asset Management Company Limited.

Management

2F.

To approve a New Subadvisory Agreement with: Western
Asset Management Company Pte. Ltd.

Management

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.18

TRVF
RIVERNORTH -
BNP PLEDGE

145442.18

UMB BANK,
N.A.

8,678

15-May-2020

WESTERN ASSET GBL HIGH INC FD INC.

Security

95766B109

Meeting Type

Contested-Special

Ticker Symbol

EHI

Meeting Date

06-Jul-2020

ISIN

US95766B1098

Agenda

935196128 - Opposition

Record Date

09-Mar-2020

Holding Recon Date

09-Mar-2020

City /

Country

United
States

Vote Deadline Date

02-Jul-2020

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

To approve a New Management Agreement with Legg
Mason Partners Fund Advisor, LLC.

Management

2C.

To approve a New Subadvisory Agreement with Western
Asset Management Company, LLC.

Management

2D.

To approve a New Subadvisory Agreement with Western
Asset Management Company Limited.

Management

2F.

To approve a New Subadvisory Agreement with Western
Asset Management Company Pte. Ltd.

Management

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.17

THE RELATIVE
VALUE FUND

145442.17

UMB BANK,
N.A.

1,575

145442.18

TRVF
RIVERNORTH -
BNP PLEDGE

145442.18

UMB BANK,
N.A.

8,678

BRANDYWINEGLOBAL-GLOBAL INCOME OPP FD

Security

10537L104

Meeting Type

Contested-Special

Ticker Symbol

BWG

Meeting Date

06-Jul-2020

ISIN

US10537L1044

Agenda

935196178 - Management

Record Date

09-Mar-2020

Holding Recon Date

09-Mar-2020

City /

Country

United
States

Vote Deadline Date

02-Jul-2020

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

To approve a new management agreement with Legg
Mason Partners Fund Advisor, LLC

Management

2A.

To approve a New Subadvisory Agreement with:
Brandywine Global Investment Management, LLC.

Management

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.17

THE RELATIVE
VALUE FUND

145442.17

UMB BANK,
N.A.

1,421

145442.18

TRVF
RIVERNORTH -
BNP PLEDGE

145442.18

UMB BANK,
N.A.

20,578

BRANDYWINEGLOBAL-GLOBAL INCOME OPP FD

Security

10537L104

Meeting Type

Contested-Special

Ticker Symbol

BWG

Meeting Date

06-Jul-2020

ISIN

US10537L1044

Agenda

935196178 - Management

Record Date

09-Mar-2020

Holding Recon Date

09-Mar-2020

City /

Country

United
States

Vote Deadline Date

02-Jul-2020

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

To approve a new management agreement with Legg
Mason Partners Fund Advisor, LLC

Management

2A.

To approve a New Subadvisory Agreement with:
Brandywine Global Investment Management, LLC.

Management

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.18

TRVF
RIVERNORTH -
BNP PLEDGE

145442.18

UMB BANK,
N.A.

20,578

15-May-2020

BRANDYWINEGLOBAL-GLOBAL INCOME OPP FD

Security

10537L104

Meeting Type

Contested-Special

Ticker Symbol

BWG

Meeting Date

06-Jul-2020

ISIN

US10537L1044

Agenda

935196178 - Management

Record Date

09-Mar-2020

Holding Recon Date

09-Mar-2020

City /

Country

United
States

Vote Deadline Date

02-Jul-2020

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

To approve a new management agreement with Legg
Mason Partners Fund Advisor, LLC

Management

2A.

To approve a New Subadvisory Agreement with:
Brandywine Global Investment Management, LLC.

Management

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.17

THE RELATIVE
VALUE FUND

145442.17

UMB BANK,
N.A.

1,421

15-May-2020

BRANDYWINEGLOBAL-GLOBAL INCOME OPP FD

Security

10537L104

Meeting Type

Contested-Special

Ticker Symbol

BWG

Meeting Date

06-Jul-2020

ISIN

US10537L1044

Agenda

935196180 - Opposition

Record Date

09-Mar-2020

Holding Recon Date

09-Mar-2020

City /

Country

United
States

Vote Deadline Date

02-Jul-2020

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

TO APPROVE A NEW INVESTMENT ADVISORY
AGREEMENT WITH LEGG MASON PARTNERS FUND
ADVISOR, LLC.

Management

TO AUTHORIZE THE PROXYHOLDERS TO DECLINE
TO ATTEND THE MEETING IF THEY BELIEVE THAT
PROPOSAL NO. 1 IS LESS LIKELY TO BE APPROVED
IF YOUR SHARES ARE NOT REPRESENTED AT THE
MEETING (BY MAKING IT MORE DIFFICULT FOR
MORE THAN 50% OF THE OUTSTANDING SHARES
TO BE PRESENT IN PERSON OR BY PROXY) THAN IF
THEY ARE REPRESENTED AT THE MEETING. FOR=
Authorize ; AGAINST = Do Not Authorize.

Management

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.17

THE RELATIVE
VALUE FUND

145442.17

UMB BANK,
N.A.

1,421

145442.18

TRVF
RIVERNORTH -
BNP PLEDGE

145442.18

UMB BANK,
N.A.

20,578

VOYA PRIME RATE TRUST

Security

92913A100

Meeting Type

Contested-Annual

Ticker Symbol

PPR

Meeting Date

09-Jul-2020

ISIN

US92913A1007

Agenda

935217869 - Management

Record Date

24-Apr-2020

Holding Recon Date

24-Apr-2020

City /

Country

United
States

Vote Deadline Date

08-Jul-2020

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

DIRECTOR

Management

Colleen D. Baldwin

John V. Boyer

Patricia W. Chadwick

Martin J. Gavin

Joseph E. Obermeyer

Sheryl K. Pressler

Dina Santoro

Christopher P. Sullivan

If properly presented at the Annual Meeting, to vote on a
shareholder's precatory proposal relating to a tender
offer.

Shareholder

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.17

THE RELATIVE
VALUE FUND

145442.17

UMB BANK,
N.A.

62,381

145442.18

TRVF
RIVERNORTH -
BNP PLEDGE

145442.18

UMB BANK,
N.A.

7,994

VOYA PRIME RATE TRUST

Security

92913A100

Meeting Type

Contested-Annual

Ticker Symbol

PPR

Meeting Date

09-Jul-2020

ISIN

US92913A1007

Agenda

935217871 - Opposition

Record Date

24-Apr-2020

Holding Recon Date

24-Apr-2020

City /

Country

United
States

Vote Deadline Date

08-Jul-2020

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

DIRECTOR

Management

Aditya Bindal

Peter Borish

Karen Caldwell

Charles Clarvit

Ketu Desai

Kieran Goodwin

Andrew Kellerman

Neal Nellinger

Termination of the Management Agreement between the
Fund and Voya Investments, LLC, as amended and
restated on May 1, 2015 (the "Management Agreement"),
and all other advisory and management agreements
between the Fund and Voya Investments, LLC.

Shareholder

To request that the Board consider authorizing a self-
tender offer for 40% of the outstanding shares of the
Fund at or close to net asset value.

Shareholder

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.17

THE RELATIVE
VALUE FUND

145442.17

UMB BANK,
N.A.

62,381

07-Jul-2020

VOYA PRIME RATE TRUST

Security

92913A100

Meeting Type

Contested-Annual

Ticker Symbol

PPR

Meeting Date

09-Jul-2020

ISIN

US92913A1007

Agenda

935217871 - Opposition

Record Date

24-Apr-2020

Holding Recon Date

24-Apr-2020

City /

Country

United
States

Vote Deadline Date

08-Jul-2020

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

DIRECTOR

Management

Aditya Bindal

Peter Borish

Karen Caldwell

Charles Clarvit

Ketu Desai

Kieran Goodwin

Andrew Kellerman

Neal Nellinger

Shareholder

To request that the Board consider authorizing a self-
tender offer for 40% of the outstanding shares of the
Fund at or close to net asset value.

Shareholder

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.18

TRVF
RIVERNORTH -
BNP PLEDGE

145442.18

UMB BANK,
N.A.

7,994

07-Jul-2020

VOYA GBL EQ DIVIDEND AND PREMIUM OPP FD

Security

92912T100

Meeting Type

Annual

Ticker Symbol

IGD

Meeting Date

09-Jul-2020

ISIN

US92912T1007

Agenda

935223785 - Management

Record Date

24-Apr-2020

Holding Recon Date

24-Apr-2020

City /

Country

United
States

Vote Deadline Date

08-Jul-2020

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

DIRECTOR

Management

Split

Martin J. Gavin

Split

Dina Santoro

Split

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.18

TRVF
RIVERNORTH -
BNP PLEDGE

145442.18

UMB BANK,
N.A.

9,059

08-Jul-2020

VOYA GBL EQ DIVIDEND AND PREMIUM OPP FD

Security

92912T100

Meeting Type

Annual

Ticker Symbol

IGD

Meeting Date

09-Jul-2020

ISIN

US92912T1007

Agenda

935223785 - Management

Record Date

24-Apr-2020

Holding Recon Date

24-Apr-2020

City /

Country

United
States

Vote Deadline Date

08-Jul-2020

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

DIRECTOR

Management

Split

Martin J. Gavin

Split

Dina Santoro

Split

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.17

THE RELATIVE
VALUE FUND

145442.17

UMB BANK,
N.A.

7,194

08-Jul-2020

VOYA RISK MANAGED NATURAL RESOURCES FD

Security

92913C106

Meeting Type

Annual

Ticker Symbol

IRR

Meeting Date

09-Jul-2020

ISIN

US92913C1062

Agenda

935223800 - Management

Record Date

24-Apr-2020

Holding Recon Date

24-Apr-2020

City /

Country

United
States

Vote Deadline Date

08-Jul-2020

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

DIRECTOR

Management

Split

Martin J. Gavin

Split

Dina Santoro

Split

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.18

TRVF
RIVERNORTH -
BNP PLEDGE

145442.18

UMB BANK,
N.A.

4,881

08-Jul-2020

VOYA RISK MANAGED NATURAL RESOURCES FD

Security

92913C106

Meeting Type

Annual

Ticker Symbol

IRR

Meeting Date

09-Jul-2020

ISIN

US92913C1062

Agenda

935223800 - Management

Record Date

24-Apr-2020

Holding Recon Date

24-Apr-2020

City /

Country

United
States

Vote Deadline Date

08-Jul-2020

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

DIRECTOR

Management

Split

Martin J. Gavin

Split

Dina Santoro

Split

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.17

THE RELATIVE
VALUE FUND

145442.17

UMB BANK,
N.A.

10,899

08-Jul-2020

CLOUGH GLOBAL OPPORTUNITIES FUND

Security

18914E106

Meeting Type

Annual

Ticker Symbol

GLO

Meeting Date

09-Jul-2020

ISIN

US18914E1064

Agenda

935228127 - Management

Record Date

11-May-2020

Holding Recon Date

11-May-2020

City /

Country

United
States

Vote Deadline Date

08-Jul-2020

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

DIRECTOR

Management

Split

Robert L. Butler

Split

Karen DiGravio

Split

Kevin McNally

Split

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.17

THE RELATIVE
VALUE FUND

145442.17

UMB BANK,
N.A.

1,089

08-Jul-2020

CLOUGH GLOBAL OPPORTUNITIES FUND

Security

18914E106

Meeting Type

Annual

Ticker Symbol

GLO

Meeting Date

09-Jul-2020

ISIN

US18914E1064

Agenda

935228127 - Management

Record Date

11-May-2020

Holding Recon Date

11-May-2020

City /

Country

United
States

Vote Deadline Date

08-Jul-2020

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

DIRECTOR

Management

Split

Robert L. Butler

Split

Karen DiGravio

Split

Kevin McNally

Split

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.18

TRVF
RIVERNORTH -
BNP PLEDGE

145442.18

UMB BANK,
N.A.

15,329

08-Jul-2020

CLOUGH GLOBAL EQUITY FUND

Security

18914C100

Meeting Type

Annual

Ticker Symbol

GLQ

Meeting Date

09-Jul-2020

ISIN

US18914C1009

Agenda

935228139 - Management

Record Date

11-May-2020

Holding Recon Date

11-May-2020

City /

Country

United
States

Vote Deadline Date

08-Jul-2020

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

DIRECTOR

Management

Split

Edmund J. Burke

Split

Vincent W. Versaci

Split

Clifford J. Weber

Split

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.17

THE RELATIVE
VALUE FUND

145442.17

UMB BANK,
N.A.

1,974

08-Jul-2020

CLOUGH GLOBAL EQUITY FUND

Security

18914C100

Meeting Type

Annual

Ticker Symbol

GLQ

Meeting Date

09-Jul-2020

ISIN

US18914C1009

Agenda

935228139 - Management

Record Date

11-May-2020

Holding Recon Date

11-May-2020

City /

Country

United
States

Vote Deadline Date

08-Jul-2020

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

DIRECTOR

Management

Split

Edmund J. Burke

Split

Vincent W. Versaci

Split

Clifford J. Weber

Split

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.18

TRVF
RIVERNORTH -
BNP PLEDGE

145442.18

UMB BANK,
N.A.

8,563

08-Jul-2020

ALLIANZGI ARTIFICIAL

Security

01883M101

Meeting Type

Annual

Ticker Symbol

AIO

Meeting Date

09-Jul-2020

ISIN

US01883M1018

Agenda

935238673 - Opposition

Record Date

14-May-2020

Holding Recon Date

14-May-2020

City /

Country

United
States

Vote Deadline Date

08-Jul-2020

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

1A.

Election of Trustee: Hans W. Kertess

Management

Split

1B.

Election of Trustee: William B. Ogden, IV

Management

Split

1C.

Election of Trustee: Alan Rappaport

Management

Split

1D.

Election of Trustee: Davey S. Scoon

Management

Split

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.17

THE RELATIVE
VALUE FUND

145442.17

UMB BANK,
N.A.

2,050

08-Jul-2020

ALLIANZGI NFJ DIVERSIFIED, INT & PREM ST

Security

01883A107

Meeting Type

Annual

Ticker Symbol

NFJ

Meeting Date

09-Jul-2020

ISIN

US01883A1079

Agenda

935238685 - Opposition

Record Date

14-May-2020

Holding Recon Date

14-May-2020

City /

Country

United
States

Vote Deadline Date

08-Jul-2020

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

1A.

Election of Trustee: Sarah E. Cogan

Management

Split

1B.

Election of Trustee: F. Ford Drummond

Management

Split

1C.

Election of Trustee: Alan Rappaport

Management

Split

1D.

Election of Trustee: Davey S. Scoon

Management

Split

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.18

TRVF
RIVERNORTH -
BNP PLEDGE

145442.18

UMB BANK,
N.A.

13,825

08-Jul-2020

ROYCE MICRO-CAP TRUST, INC.

Security

780915104

Meeting Type

Special

Ticker Symbol

RMT

Meeting Date

14-Jul-2020

ISIN

US7809151043

Agenda

935221541 - Management

Record Date

01-May-2020

Holding Recon Date

01-May-2020

City /

Country

United
States

Vote Deadline Date

13-Jul-2020

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

Proposal to consider and approve a new investment
advisory agreement, by and between Royce &
Associates, LP and Royce Micro-Cap Trust, Inc.

Management

Split

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.17

THE RELATIVE
VALUE FUND

145442.17

UMB BANK,
N.A.

674

13-Jul-2020

ROYCE MICRO-CAP TRUST, INC.

Security

780915104

Meeting Type

Special

Ticker Symbol

RMT

Meeting Date

14-Jul-2020

ISIN

US7809151043

Agenda

935221541 - Management

Record Date

01-May-2020

Holding Recon Date

01-May-2020

City /

Country

United
States

Vote Deadline Date

13-Jul-2020

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

Proposal to consider and approve a new investment
advisory agreement, by and between Royce &
Associates, LP and Royce Micro-Cap Trust, Inc.

Management

Split

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.18

TRVF
RIVERNORTH -
BNP PLEDGE

145442.18

UMB BANK,
N.A.

11,937

13-Jul-2020

NEXPOINT FUNDS

Security

65340G205

Meeting Type

Annual

Ticker Symbol

NHF

Meeting Date

14-Jul-2020

ISIN

US65340G2057

Agenda

935242836 - Management

Record Date

19-Jun-2020

Holding Recon Date

19-Jun-2020

City /

Country

United
States

Vote Deadline Date

13-Jul-2020

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

DIRECTOR

Management

Split

Dr. Bob Froehlich

Split

Edward Constantino

Split

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.17

THE RELATIVE
VALUE FUND

145442.17

UMB BANK,
N.A.

5,663

13-Jul-2020

NEXPOINT FUNDS

Security

65340G205

Meeting Type

Annual

Ticker Symbol

NHF

Meeting Date

14-Jul-2020

ISIN

US65340G2057

Agenda

935242836 - Management

Record Date

19-Jun-2020

Holding Recon Date

19-Jun-2020

City /

Country

United
States

Vote Deadline Date

13-Jul-2020

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

DIRECTOR

Management

Split

Dr. Bob Froehlich

Split

Edward Constantino

Split

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.18

TRVF
RIVERNORTH -
BNP PLEDGE

145442.18

UMB BANK,
N.A.

6,031

13-Jul-2020

EATON VANCE INSD. MUN BD FD

Security

27827X101

Meeting Type

Annual

Ticker Symbol

EIM

Meeting Date

16-Jul-2020

ISIN

US27827X1019

Agenda

935225006 - Management

Record Date

05-May-2020

Holding Recon Date

05-May-2020

City /

Country

United
States

Vote Deadline Date

15-Jul-2020

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

DIRECTOR

Management

Split

George J. Gorman

Split

Helen Frame Peters

Split

Marcus L. Smith

Split

Susan J. Sutherland

Split

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.17

THE RELATIVE
VALUE FUND

145442.17

UMB BANK,
N.A.

13,757

15-Jul-2020

BLACKROCK DEBT STRATEGIES FD INC

Security

09255R202

Meeting Type

Annual

Ticker Symbol

DSU

Meeting Date

27-Jul-2020

ISIN

US09255R2022

Agenda

935237330 - Management

Record Date

29-May-2020

Holding Recon Date

29-May-2020

City /

Country

United
States

Vote Deadline Date

24-Jul-2020

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

DIRECTOR

Management

Split

Cynthia L. Egan

Split

Michael J. Castellano

Split

Catherine A. Lynch

Split

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.17

THE RELATIVE
VALUE FUND

145442.17

UMB BANK,
N.A.

8,989

24-Jul-2020

BLACKROCK DEBT STRATEGIES FD INC

Security

09255R202

Meeting Type

Annual

Ticker Symbol

DSU

Meeting Date

27-Jul-2020

ISIN

US09255R2022

Agenda

935237330 - Management

Record Date

29-May-2020

Holding Recon Date

29-May-2020

City /

Country

United
States

Vote Deadline Date

24-Jul-2020

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

DIRECTOR

Management

Split

Cynthia L. Egan

Split

Michael J. Castellano

Split

Catherine A. Lynch

Split

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.18

TRVF
RIVERNORTH -
BNP PLEDGE

145442.18

UMB BANK,
N.A.

19,960

24-Jul-2020

BLACKROCK RESOURCES & COMMODITIES STRAT

Security

09257A108

Meeting Type

Annual

Ticker Symbol

BCX

Meeting Date

27-Jul-2020

ISIN

US09257A1088

Agenda

935237823 - Management

Record Date

29-May-2020

Holding Recon Date

29-May-2020

City /

Country

United
States

Vote Deadline Date

24-Jul-2020

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

DIRECTOR

Management

Split

Michael J. Castellano

Split

R. Glenn Hubbard

Split

John M. Perlowski

Split

W. Carl Kester

Split

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.18

TRVF
RIVERNORTH -
BNP PLEDGE

145442.18

UMB BANK,
N.A.

3,234

24-Jul-2020

BLACKROCK RESOURCES & COMMODITIES STRAT

Security

09257A108

Meeting Type

Annual

Ticker Symbol

BCX

Meeting Date

27-Jul-2020

ISIN

US09257A1088

Agenda

935237823 - Management

Record Date

29-May-2020

Holding Recon Date

29-May-2020

City /

Country

United
States

Vote Deadline Date

24-Jul-2020

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

DIRECTOR

Management

Split

Michael J. Castellano

Split

R. Glenn Hubbard

Split

John M. Perlowski

Split

W. Carl Kester

Split

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.17

THE RELATIVE
VALUE FUND

145442.17

UMB BANK,
N.A.

21,733

24-Jul-2020

BLACKROCK NY INSURED MUNICIPAL INCOME TR

Security

09249U105

Meeting Type

Annual

Ticker Symbol

BSE

Meeting Date

27-Jul-2020

ISIN

US09249U1051

Agenda

935237835 - Management

Record Date

29-May-2020

Holding Recon Date

29-May-2020

City /

Country

United
States

Vote Deadline Date

24-Jul-2020

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

DIRECTOR

Management

Split

Michael J. Castellano

Split

R. Glenn Hubbard

Split

John M. Perlowski

Split

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.17

THE RELATIVE
VALUE FUND

145442.17

UMB BANK,
N.A.

1,922

24-Jul-2020

BLACKROCK CALIFORNIA MUNICIPAL INCOME TR

Security

09248E102

Meeting Type

Annual

Ticker Symbol

BFZ

Meeting Date

27-Jul-2020

ISIN

US09248E1029

Agenda

935237835 - Management

Record Date

29-May-2020

Holding Recon Date

29-May-2020

City /

Country

United
States

Vote Deadline Date

24-Jul-2020

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

DIRECTOR

Management

Split

Michael J. Castellano

Split

R. Glenn Hubbard

Split

John M. Perlowski

Split

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.18

TRVF
RIVERNORTH -
BNP PLEDGE

145442.18

UMB BANK,
N.A.

1,108

24-Jul-2020

BLACKROCK CALIFORNIA MUNICIPAL INCOME TR

Security

09248E102

Meeting Type

Annual

Ticker Symbol

BFZ

Meeting Date

27-Jul-2020

ISIN

US09248E1029

Agenda

935237835 - Management

Record Date

29-May-2020

Holding Recon Date

29-May-2020

City /

Country

United
States

Vote Deadline Date

24-Jul-2020

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

DIRECTOR

Management

Split

Michael J. Castellano

Split

R. Glenn Hubbard

Split

John M. Perlowski

Split

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.17

THE RELATIVE
VALUE FUND

145442.17

UMB BANK,
N.A.

253

24-Jul-2020

BLACKROCK NY INSURED MUNICIPAL INCOME TR

Security

09249U105

Meeting Type

Annual

Ticker Symbol

BSE

Meeting Date

27-Jul-2020

ISIN

US09249U1051

Agenda

935237835 - Management

Record Date

29-May-2020

Holding Recon Date

29-May-2020

City /

Country

United
States

Vote Deadline Date

24-Jul-2020

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

DIRECTOR

Management

Split

Michael J. Castellano

Split

R. Glenn Hubbard

Split

John M. Perlowski

Split

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.18

TRVF
RIVERNORTH -
BNP PLEDGE

145442.18

UMB BANK,
N.A.

5,949

24-Jul-2020

ANDINA ACQUISITION CORP. III

Security

G04415108

Meeting Type

Special

Ticker Symbol

ANDA

Meeting Date

29-Jul-2020

ISIN

KYG044151085

Agenda

935247470 - Management

Record Date

01-Jul-2020

Holding Recon Date

01-Jul-2020

City /

Country

United
States

Vote Deadline Date

28-Jul-2020

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

Amend the Company's amended and restated
memorandum and articles of association to extend the
date that the Company has to consummate a business
combination from July 31, 2020 to October 31, 2020 (or
December 31, 2020 if the Company has executed a
definitive agreement for a business combination by
October31, 2020).

Management

For

Adjourn the Special Meeting of shareholders to a later
date or dates, if necessary, to permit further solicitation
and vote of proxies in the event that there are insufficient
votes for, or otherwise in connection with, the approval of
Proposal 1.

Management

For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.18

TRVF
RIVERNORTH -
BNP PLEDGE

145442.18

UMB BANK,
N.A.

713

10-Jul-2020

NUVEEN QUALITY MUNICIPAL INCOME FUND

Security

67066V101

Meeting Type

Annual

Ticker Symbol

NAD

Meeting Date

05-Aug-2020

ISIN

US67066V1017

Agenda

935245541 - Management

Record Date

08-Jun-2020

Holding Recon Date

08-Jun-2020

City /

Country

United
States

Vote Deadline Date

04-Aug-2020

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

1C.

DIRECTOR

Management

Split

John K. Nelson

Split

Terence J. Toth

Split

Robert L. Young

Split

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.17

THE RELATIVE
VALUE FUND

145442.17

UMB BANK,
N.A.

5,499

04-Aug-2020

NUVEEN AMT-FREE MUNICIPAL CREDIT INC FD

Security

67071L106

Meeting Type

Annual

Ticker Symbol

NVG

Meeting Date

05-Aug-2020

ISIN

US67071L1061

Agenda

935245541 - Management

Record Date

08-Jun-2020

Holding Recon Date

08-Jun-2020

City /

Country

United
States

Vote Deadline Date

04-Aug-2020

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

1C.

DIRECTOR

Management

Split

John K. Nelson

Split

Terence J. Toth

Split

Robert L. Young

Split

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.17

THE RELATIVE
VALUE FUND

145442.17

UMB BANK,
N.A.

3,730

04-Aug-2020

INVESCO DYNAMIC CREDIT OPP FUND

Security

46132R104

Meeting Type

Annual

Ticker Symbol

VTA

Meeting Date

07-Aug-2020

ISIN

US46132R1041

Agenda

935248319 - Management

Record Date

11-May-2020

Holding Recon Date

11-May-2020

City /

Country

United
States

Vote Deadline Date

06-Aug-2020

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

DIRECTOR

Management

Split

Beth Ann Brown

Split

Anthony J. LaCava, Jr.

Split

Joel W. Motley

Split

Teresa M. Ressel

Split

Christopher L. Wilson

Split

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.17

THE RELATIVE
VALUE FUND

145442.17

UMB BANK,
N.A.

3,031

06-Aug-2020

INVESCO DYNAMIC CREDIT OPP FUND

Security

46132R104

Meeting Type

Annual

Ticker Symbol

VTA

Meeting Date

07-Aug-2020

ISIN

US46132R1041

Agenda

935248319 - Management

Record Date

11-May-2020

Holding Recon Date

11-May-2020

City /

Country

United
States

Vote Deadline Date

06-Aug-2020

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

DIRECTOR

Management

Split

Beth Ann Brown

Split

Anthony J. LaCava, Jr.

Split

Joel W. Motley

Split

Teresa M. Ressel

Split

Christopher L. Wilson

Split

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.18

TRVF
RIVERNORTH -
BNP PLEDGE

145442.18

UMB BANK,
N.A.

3,032

06-Aug-2020

INVESCO SENIOR INCOME TRUST

Security

46131H107

Meeting Type

Annual

Ticker Symbol

VVR

Meeting Date

07-Aug-2020

ISIN

US46131H1077

Agenda

935248319 - Management

Record Date

11-May-2020

Holding Recon Date

11-May-2020

City /

Country

United
States

Vote Deadline Date

06-Aug-2020

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

DIRECTOR

Management

Split

Beth Ann Brown

Split

Anthony J. LaCava, Jr.

Split

Joel W. Motley

Split

Teresa M. Ressel

Split

Christopher L. Wilson

Split

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.18

TRVF
RIVERNORTH -
BNP PLEDGE

145442.18

UMB BANK,
N.A.

18,063

06-Aug-2020

INVESCO SENIOR INCOME TRUST

Security

46131H107

Meeting Type

Annual

Ticker Symbol

VVR

Meeting Date

07-Aug-2020

ISIN

US46131H1077

Agenda

935248319 - Management

Record Date

11-May-2020

Holding Recon Date

11-May-2020

City /

Country

United
States

Vote Deadline Date

06-Aug-2020

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

DIRECTOR

Management

Split

Beth Ann Brown

Split

Anthony J. LaCava, Jr.

Split

Joel W. Motley

Split

Teresa M. Ressel

Split

Christopher L. Wilson

Split

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.17

THE RELATIVE
VALUE FUND

145442.17

UMB BANK,
N.A.

3,154

06-Aug-2020

INVESCO

Security

46131F101

Meeting Type

Annual

Ticker Symbol

VLT

Meeting Date

07-Aug-2020

ISIN

US46131F1012

Agenda

935248333 - Management

Record Date

11-May-2020

Holding Recon Date

11-May-2020

City /

Country

United
States

Vote Deadline Date

06-Aug-2020

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

DIRECTOR

Management

Split

David C. Arch

Split

Beth Ann Brown

Split

Anthony J. LaCava, Jr.

Split

Joel W. Motley

Split

Teresa M. Ressel

Split

Christopher L. Wilson

Split

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.17

THE RELATIVE
VALUE FUND

145442.17

UMB BANK,
N.A.

1,772

06-Aug-2020

INVESCO

Security

46131F101

Meeting Type

Annual

Ticker Symbol

VLT

Meeting Date

07-Aug-2020

ISIN

US46131F1012

Agenda

935248333 - Management

Record Date

11-May-2020

Holding Recon Date

11-May-2020

City /

Country

United
States

Vote Deadline Date

06-Aug-2020

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

DIRECTOR

Management

Split

David C. Arch

Split

Beth Ann Brown

Split

Anthony J. LaCava, Jr.

Split

Joel W. Motley

Split

Teresa M. Ressel

Split

Christopher L. Wilson

Split

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.18

TRVF
RIVERNORTH -
BNP PLEDGE

145442.18

UMB BANK,
N.A.

4,936

06-Aug-2020

WELLS FARGO ADVANTAGE INCOME OPP FUND

Security

94987B105

Meeting Type

Annual

Ticker Symbol

EAD

Meeting Date

10-Aug-2020

ISIN

US94987B1052

Agenda

935246036 - Management

Record Date

05-Jun-2020

Holding Recon Date

05-Jun-2020

City /

Country

United
States

Vote Deadline Date

07-Aug-2020

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

DIRECTOR

Management

Split

Isaiah Harris, Jr.

Split

David F. Larcker

Split

Olivia S. Mitchell

Split

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.17

THE RELATIVE
VALUE FUND

145442.17

UMB BANK,
N.A.

6,252

07-Aug-2020

AGBA ACQUISITION LIMITED

Security

G0120M133

Meeting Type

Annual

Ticker Symbol

AGBAU

Meeting Date

18-Aug-2020

ISIN

VGG0120M1335

Agenda

935256962 - Management

Record Date

28-Jul-2020

Holding Recon Date

28-Jul-2020

City /

Country

United
States

Vote Deadline Date

17-Aug-2020

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

DIRECTOR

Management

Gordon Lee

For

Vera Tan

For

Eric Lam

For

Brian Chan

For

Thomas Ng

For

RATIFICATION OF THE APPOINTMENT OF MARCUM
LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2020.

Management

For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.18

TRVF
RIVERNORTH -
BNP PLEDGE

145442.18

UMB BANK,
N.A.

2,247

05-Aug-2020

FAR POINT ACQUISITION CORPORATION

Security

30734W109

Meeting Type

Special

Ticker Symbol

FPAC

Meeting Date

24-Aug-2020

ISIN

US30734W1099

Agenda

935257546 - Management

Record Date

24-Jul-2020

Holding Recon Date

24-Jul-2020

City /

Country

United
States

Vote Deadline Date

21-Aug-2020

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

To approve and adopt Agreement and Plan of Merger,
dated as of January 16, 2020 ("Merger Agreement"), and
business combination contemplated by such agreement
("Business Combination"), by and among FPAC, SL
Globetrotter, L.P., a Cayman Islands exempted limited
partnership, Global Blue Group Holding AG, a stock
corporation incorporated under Swiss law, with its
registered office in Zürichstrasse 38, 8306 Brüttisellen,
Switzerland, Global Blue US Holdco LLC, a Delaware
limited liability company, Global Blue US Merger Sub Inc.

Management

For

Against

The Adjournment Proposal: To approve the adjournment
of the Special Meeting to a later date or dates, if
necessary, to permit further solicitation and vote of
proxies in the event that there are insufficient votes for, or
for any other reason in connection with, the approval of
one or more of the other proposals at the Special
Meeting.

Management

For

Against

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.18

TRVF
RIVERNORTH -
BNP PLEDGE

145442.18

UMB BANK,
N.A.

1,359

05-Aug-2020

HENNESSY CAPITAL ACQUISITION CORP. IV

Security

42589C203

Meeting Type

Special

Ticker Symbol

HCACU

Meeting Date

27-Aug-2020

ISIN

US42589C2035

Agenda

935260012 - Management

Record Date

28-Jul-2020

Holding Recon Date

28-Jul-2020

City /

Country

United
States

Vote Deadline Date

26-Aug-2020

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

Extension Amendment Proposal - Amend the Company's
amended and restated certificate of incorporation to
extend the date by which the Company has to
consummate a business combination from September 5,
2020 to December 31, 2020 or such earlier date as
determined by the board of directors.

Management

For

Adjournment Proposal - Adjourn the Special Meeting to a
later date or dates, if necessary or appropriate, to permit
further solicitation and vote of proxies in the event that
there are insufficient votes for, or otherwise in connection
with, the approval of the Extension Amendment Proposal.

Management

For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.18

TRVF
RIVERNORTH -
BNP PLEDGE

145442.18

UMB BANK,
N.A.

13-Aug-2020

HENNESSY CAPITAL ACQUISITION CORP. IV

Security

42589C104

Meeting Type

Special

Ticker Symbol

HCAC

Meeting Date

27-Aug-2020

ISIN

US42589C1045

Agenda

935260012 - Management

Record Date

28-Jul-2020

Holding Recon Date

28-Jul-2020

City /

Country

United
States

Vote Deadline Date

26-Aug-2020

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

Management

For

Management

For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.18

TRVF
RIVERNORTH -
BNP PLEDGE

145442.18

UMB BANK,
N.A.

524

13-Aug-2020

NEXPOINT FUNDS

Security

65340G205

Meeting Type

Special

Ticker Symbol

NHF

Meeting Date

28-Aug-2020

ISIN

US65340G2057

Agenda

935250388 - Management

Record Date

19-Jun-2020

Holding Recon Date

19-Jun-2020

City /

Country

United
States

Vote Deadline Date

27-Aug-2020

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

To approve a change in the Fund's business from a
registered investment company that invests primarily in
debt and equity securities to a diversified REIT and to
amend the Fund's fundamental investment restrictions to
permit the Fund to engage in its new business (the
"Business Change Proposal").

Management

Split

To approve the amendment and restatement of the
Fund's Agreement and Declaration of Trust (the
"Amendment Proposal").

Management

Split

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.17

THE RELATIVE
VALUE FUND

145442.17

UMB BANK,
N.A.

5,663

27-Aug-2020

NEXPOINT FUNDS

Security

65340G205

Meeting Type

Special

Ticker Symbol

NHF

Meeting Date

28-Aug-2020

ISIN

US65340G2057

Agenda

935250388 - Management

Record Date

19-Jun-2020

Holding Recon Date

19-Jun-2020

City /

Country

United
States

Vote Deadline Date

27-Aug-2020

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

Management

Split

To approve the amendment and restatement of the
Fund's Agreement and Declaration of Trust (the
"Amendment Proposal").

Management

Split

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.18

TRVF
RIVERNORTH -
BNP PLEDGE

145442.18

UMB BANK,
N.A.

6,031

27-Aug-2020

INSURANCE ACQUISITION CORP.

Security

457867109

Meeting Type

Special

Ticker Symbol

INSU

Meeting Date

10-Sep-2020

ISIN

US4578671095

Agenda

935263777 - Management

Record Date

29-Jul-2020

Holding Recon Date

29-Jul-2020

City /

Country

United
States

Vote Deadline Date

09-Sep-2020

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

Extension Amendment Proposal: Amend the Company's
amended and restated certificate of incorporation to
extend the date that the Company has to consummate a
business combination from September 22, 2020 to
November 3, 2020 or such earlier date as determined by
the board of directors.

Management

For

Adjournment Proposal: Adjourn the Special Meeting to a
later date or dates, if necessary, to permit further
solicitation and vote of proxies in the event that there are
insufficient votes for, or otherwise in connection with, the
approval of Proposal 1.

Management

For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.18

TRVF
RIVERNORTH -
BNP PLEDGE

145442.18

UMB BANK,
N.A.

152

21-Aug-2020

INSURANCE ACQUISITION CORP.

Security

457867307

Meeting Type

Special

Ticker Symbol

INSUU

Meeting Date

10-Sep-2020

ISIN

US4578673075

Agenda

935263777 - Management

Record Date

29-Jul-2020

Holding Recon Date

29-Jul-2020

City /

Country

United
States

Vote Deadline Date

09-Sep-2020

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

Management

For

Management

For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.18

TRVF
RIVERNORTH -
BNP PLEDGE

145442.18

UMB BANK,
N.A.

21-Aug-2020

CF FINANCE ACQUISITION CORP.

Security

12528N107

Meeting Type

Special

Ticker Symbol

CFFA

Meeting Date

10-Sep-2020

ISIN

US12528N1072

Agenda

935263830 - Management

Record Date

07-Aug-2020

Holding Recon Date

07-Aug-2020

City /

Country

United
States

Vote Deadline Date

09-Sep-2020

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

Extension Amendment Proposal: Amend the Company's
amended and restated certificate of incorporation to
extend the date by which the Company has to
consummate a business combination from September
17, 2020 to December 17, 2020 or such earlier date as
determined by the board of directors.

Management

For

Management

For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.18

TRVF
RIVERNORTH -
BNP PLEDGE

145442.18

UMB BANK,
N.A.

415

21-Aug-2020

8I ENTERPRISES ACQUISITION CORP

Security

G2956M104

Meeting Type

Special

Ticker Symbol

JFK

Meeting Date

15-Sep-2020

ISIN

VGG2956M1041

Agenda

935135360 - Management

Record Date

20-Feb-2020

Holding Recon Date

20-Feb-2020

City /

Country

Singapore

Vote Deadline Date

14-Sep-2020

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

THE REINCORPORATION MERGER PROPOSAL: To
approve the Merger Agreement, by and among
Singapore NewCo, BVI NewCo and JFK, and the Plan of
Merger to be entered into between BVI NewCo and JFK,
whereby BVI NewCo will merge with and into JFK with
JFK being the surviving entity and a subsequent wholly-
owned subsidiary of Singapore NewCo.

Management

For

THE SHARE EXCHANGE PROPOSAL: To approve the
Share Exchange Agreement, dated as of July 9, 2019, as
amended by the Amendment, dated October 8, 2019, by
and among JFK, the Sellers, the Representative,
Singapore NewCo and BVI NewCo, pursuant to which
JFK shall acquire all of the issued and outstanding
ordinary shares of Diginex owned by the Sellers in
exchange for the issuance to the Sellers of an aggregate
of 20,000,000 Singapore NewCo Ordinary Shares.

Management

For

III

THE ADJOURNMENT PROPOSAL: To consider and
vote upon a proposal to adjourn the Meeting to a later
date or dates, if necessary, to permit further solicitation
and vote of proxies in the event that, based upon the
tabulated vote at the time of the Meeting, JFK would not
have been authorized to consummate the Business
Combination.

Management

For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.18

TRVF
RIVERNORTH -
BNP PLEDGE

145442.18

UMB BANK,
N.A.

574

02-Mar-2020

ROYCE MICRO-CAP TRUST, INC.

Security

780915104

Meeting Type

Annual

Ticker Symbol

RMT

Meeting Date

24-Sep-2020

ISIN

US7809151043

Agenda

935263082 - Management

Record Date

31-Jul-2020

Holding Recon Date

31-Jul-2020

City /

Country

United
States

Vote Deadline Date

23-Sep-2020

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

DIRECTOR

Management

Split

Christopher D. Clark

Split

Christopher C. Grisanti

Split

Cecile B. Harper

Split

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.17

THE RELATIVE
VALUE FUND

145442.17

UMB BANK,
N.A.

1,305

23-Sep-2020

ROYCE MICRO-CAP TRUST, INC.

Security

780915104

Meeting Type

Annual

Ticker Symbol

RMT

Meeting Date

24-Sep-2020

ISIN

US7809151043

Agenda

935263082 - Management

Record Date

31-Jul-2020

Holding Recon Date

31-Jul-2020

City /

Country

United
States

Vote Deadline Date

23-Sep-2020

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

DIRECTOR

Management

Split

Christopher D. Clark

Split

Christopher C. Grisanti

Split

Cecile B. Harper

Split

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.18

TRVF
RIVERNORTH -
BNP PLEDGE

145442.18

UMB BANK,
N.A.

11,937

23-Sep-2020

SCHULTZE SPECIAL PURPOSE ACQUISITION

Security

80821R109

Meeting Type

Special

Ticker Symbol

SAMA

Meeting Date

30-Sep-2020

ISIN

US80821R1095

Agenda

935270429 - Management

Record Date

24-Aug-2020

Holding Recon Date

24-Aug-2020

City /

Country

United
States

Vote Deadline Date

29-Sep-2020

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

The Charter Amendment: To amend the Company's
amended and restated certificate of incorporation to
extend the date by which the Company has to
consummate a business combination for an additional
three months, from September 30, 2020 to December 31,
2020.

Management

For

The Adjournment Proposal: To direct the chairman of the
special meeting to adjourn the special meeting to a later
date or dates, if necessary, to permit further solicitation
and vote of proxies if, based upon the tabulated vote at
the time of the special meeting, there are not sufficient
votes to approve the foregoing proposal.

Management

For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.18

TRVF
RIVERNORTH -
BNP PLEDGE

145442.18

UMB BANK,
N.A.

732

16-Sep-2020

DELAWARE INVESTMENTS

Security

246060107

Meeting Type

Annual

Ticker Symbol

DEX

Meeting Date

09-Oct-2020

ISIN

US2460601071

Agenda

935251746 - Management

Record Date

19-Jun-2020

Holding Recon Date

19-Jun-2020

City /

Country

United
States

Vote Deadline Date

08-Oct-2020

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

DIRECTOR

Management

Split

Thomas L. Bennett

Split

Jerome D. Abernathy

Split

Ann D. Borowiec

Split

Joseph W. Chow

Split

John A. Fry

Split

Lucinda S. Landreth

Split

Shawn K. Lytle

Split

F. A. Sevilla-Sacasa

Split

Thomas K. Whitford

Split

Christianna Wood

Split

Janet L. Yeomans

Split

To approve sub-advisory agreements between Delaware
Management Company and each of Macquarie
Investment Management Austria Kapitalanlage AG and
Macquarie Investment Management Global Limited to
provide additional services to the Fund.

Management

Split

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.17

THE RELATIVE
VALUE FUND

145442.17

UMB BANK,
N.A.

689

17-Sep-2020

DELAWARE INVESTMENTS

Security

246060107

Meeting Type

Annual

Ticker Symbol

DEX

Meeting Date

09-Oct-2020

ISIN

US2460601071

Agenda

935251746 - Management

Record Date

19-Jun-2020

Holding Recon Date

19-Jun-2020

City /

Country

United
States

Vote Deadline Date

08-Oct-2020

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

DIRECTOR

Management

Split

Thomas L. Bennett

Split

Jerome D. Abernathy

Split

Ann D. Borowiec

Split

Joseph W. Chow

Split

John A. Fry

Split

Lucinda S. Landreth

Split

Shawn K. Lytle

Split

F. A. Sevilla-Sacasa

Split

Thomas K. Whitford

Split

Christianna Wood

Split

Janet L. Yeomans

Split

Management

Split

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.18

TRVF
RIVERNORTH -
BNP PLEDGE

145442.18

UMB BANK,
N.A.

6,517

17-Sep-2020

INSURANCE ACQUISITION CORP.

Security

457867307

Meeting Type

Special

Ticker Symbol

INSUU

Meeting Date

13-Oct-2020

ISIN

US4578673075

Agenda

935279302 - Management

Record Date

10-Sep-2020

Holding Recon Date

10-Sep-2020

City /

Country

United
States

Vote Deadline Date

12-Oct-2020

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

The Merger Proposal - To approve and adopt the
Agreement and Plan of Merger, dated as of June 29,
2020, by and among the Company, IAC Merger Sub
Corp., and Shift Technologies, Inc., as amended by the
First Amendment to the Agreement and Plan of Merger,
dated as of August 19, 2020 (the "Merger Agreement"),
and the transactions contemplated thereby (the
"Merger").

Management

For

To approve an amendment to the Company's current
amended and restated certificate of incorporation to
increase the number of authorized shares of common
stock.

Management

For

To approve the creation of an additional class of directors
so that there will be three classes of directors with
staggered terms of office, and make certain related
changes.

Management

For

To approve an amendment to the Company's current
amended and restated certificate of incorporation to
provide that certain transactions are not "corporate
opportunities" and that each of Highland Capital Partners
9 Limited Partnership, Highland Capital Partners 9-B
Limited Partnership, and Highland Entrepreneurs' Fund 9
Limited Partnership and their respective affiliates are not
subject to the doctrine of corporate opportunity.

Management

For

To approve an amendment to the Company's current
amended and restated certificate of incorporation to
provide for additional changes, principally including
changing the Company's corporate name from
"Insurance Acquisition Corp." to "Shift Technologies, Inc."
and removing provisions applicable only to special
purpose acquisition companies.

Management

For

The Nasdaq Proposal - To approve (i) for purposes of
complying with Nasdaq Listing Rule 5635(a) and (b), the
issuance of more than 20% of the Company's issued and
outstanding common stock and the resulting change of
control in connection with the Merger, and (ii) for
purposes of complying with Nasdaq Listing Rule 5635(d),
the issuance of up to 19,800,000 shares of common
stock in connection with the PIPE Investment, upon the
completion of the Merger.

Management

For

The Incentive Plan Proposal - To adopt the Shift
Technologies, Inc. 2020 Omnibus Equity Compensation
Plan, including the authorization of the initial share
reserve thereunder.

Management

For

To elect the director to serve on the board of directors of
the Company as Class I director until the earlier of the
effective time of the Merger and the consummation of the
business combination (the "Effective Time") and the 2022
annual meeting of stockholders, and until their respective
successors are duly elected and qualified or until their
earlier resignation, removal or death: Daniel G. Cohen

Management

For

Management

For

Management

For

Election of Director: Kellyn Smith Kenny (Class I - 2021
annual meeting of stockholders)

Management

For

Election of Director: Victoria Mclnnis (Class I - 2021
annual meeting of stockholders)

Management

For

Election of Director: Jason Krikorian (Class II - 2022
annual meeting of stockholders)

Management

For

Election of Director: Emily Melton (Class II - 2022 annual
meeting of stockholders)

Management

For

Election of Director: Adam Nash (Class II - 2022 annual
meeting of stockholders)

Management

For

Election of Director: George Arison (Class III - 2023
annual meeting of stockholders)

Management

For

Election of Director: Manish Patel (Class III - 2023 annual
meeting of stockholders)

Management

For

Election of Director: Tobias Russell (Class III - 2023
annual meeting of stockholders)

Management

For

The Adjournment Proposal - To approve the adjournment
of the special meeting by the chairman thereof to a later
date, if necessary, to permit further solicitation and vote
of proxies if, based upon the tabulated vote at the time of
the special meeting, there are not sufficient votes to
approve the Merger Proposal, the Charter Proposals, the
Nasdaq Proposal, the Incentive Plan Proposal, the
Existing Director Election Proposal and/or the Business
Combination Director Election Proposal.

Management

For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.18

TRVF
RIVERNORTH -
BNP PLEDGE

145442.18

UMB BANK,
N.A.

01-Oct-2020

INSURANCE ACQUISITION CORP.

Security

457867109

Meeting Type

Special

Ticker Symbol

INSU

Meeting Date

13-Oct-2020

ISIN

US4578671095

Agenda

935279302 - Management

Record Date

10-Sep-2020

Holding Recon Date

10-Sep-2020

City /

Country

United
States

Vote Deadline Date

12-Oct-2020

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

Management

For

To approve an amendment to the Company's current
amended and restated certificate of incorporation to
increase the number of authorized shares of common
stock.

Management

For

To approve the creation of an additional class of directors
so that there will be three classes of directors with
staggered terms of office, and make certain related
changes.

Management

For

Management

For

Management

For

Management

For

The Incentive Plan Proposal - To adopt the Shift
Technologies, Inc. 2020 Omnibus Equity Compensation
Plan, including the authorization of the initial share
reserve thereunder.

Management

For

Management

For

Management

For

Management

For

Election of Director: Kellyn Smith Kenny (Class I - 2021
annual meeting of stockholders)

Management

For

Election of Director: Victoria Mclnnis (Class I - 2021
annual meeting of stockholders)

Management

For

Election of Director: Jason Krikorian (Class II - 2022
annual meeting of stockholders)

Management

For

Election of Director: Emily Melton (Class II - 2022 annual
meeting of stockholders)

Management

For

Election of Director: Adam Nash (Class II - 2022 annual
meeting of stockholders)

Management

For

Election of Director: George Arison (Class III - 2023
annual meeting of stockholders)

Management

For

Election of Director: Manish Patel (Class III - 2023 annual
meeting of stockholders)

Management

For

Election of Director: Tobias Russell (Class III - 2023
annual meeting of stockholders)

Management

For

Management

For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.18

TRVF
RIVERNORTH -
BNP PLEDGE

145442.18

UMB BANK,
N.A.

152

01-Oct-2020

FINTECH ACQUISITION CORP. III

Security

31811A309

Meeting Type

Special

Ticker Symbol

FTACU

Meeting Date

15-Oct-2020

ISIN

US31811A3095

Agenda

935278247 - Management

Record Date

04-Sep-2020

Holding Recon Date

04-Sep-2020

City /

Country

United
States

Vote Deadline Date

14-Oct-2020

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

The Business Combination Proposal -To consider and
vote upon a proposal to approve the business
combination and adopt the Agreement and Plan of
Merger, dated as of August 3, 2020, as it may be
amended (the "Merger Agreement"), by and among the
Company, GTCR-Ultra Holdings, LLC, GTCR-Ultra
Holdings II, LLC, FinTech III Merger Sub Corp., FinTech
Acquisition Corp. III Parent Corp., GTCR/Ulra Blocker,
Inc. and GTCR Fund XI/C LP.

Management

For

To change the Company's name to Paya Holdings Inc.
and remove certain provisions related to its status as a
special purpose acquisition company.

Management

For

To increase the amount of authorized shares and provide
for only one class of common stock.

Management

For

To prohibit stockholder action by written consent, subject
to GTCR's ownership percentage conditions at the time.

Management

For

To create three classes of directors and to extend each
director term to three years.

Management

For

To require the vote of at least two-thirds of the voting
power of the outstanding shares of capital stock, rather
than a simple majority, subject to GTCR's ownership
percentage at the time, to remove a director from office.

Management

For

Management

For

Management

For

The Incentive Plan Proposal - To consider and vote upon
a proposal to adopt the Parent Omnibus Equity
Compensation Plan.

Management

For

Election of Director: Mei-Mei Tuan

Management

For

Election of Director: Pawneet Abramowski

Management

For

Election of Director: Jan Hopkins Trachtman

Management

For

To consider and vote upon a proposal to elect director,
effective as of and contingent upon the consummation of
the Business Combination, to serve on Parent's board of
directors in the event that Parent is a controlled company
upon the consummation of the Business Combination:
Anna May Trala

Management

For

Management

For

Management

For

Management

For

Management

For

Management

For

Management

For

Management

For

Management

For

To consider and vote upon a proposal to elect director,
effective as of and contingent upon the consummation of
the Business Combination, to serve on Parent's board of
directors in the event that Parent is not a controlled
company upon the consummation of the Business
Combination: Anna May Trala

Management

For

To consider and vote upon a proposal to elect director,
effective as of and contingent upon the consummation of
the Business Combination, to serve on Parent's board of
directors in the event that Parent is not a controlled
company upon the consummation of the Business
Combination: Stuart Yarbrough

Management

For

To consider and vote upon a proposal to elect director,
effective as of and contingent upon the consummation of
the Business Combination, to serve on Parent's board of
directors in the event that Parent is not a controlled
company upon the consummation of the Business
Combination: KJ McConnell

Management

For

To consider and vote upon a proposal to elect director,
effective as of and contingent upon the consummation of
the Business Combination, to serve on Parent's board of
directors in the event that Parent is not a controlled
company upon the consummation of the Business
Combination: Jeff Hack

Management

For

To consider and vote upon a proposal to elect director,
effective as of and contingent upon the consummation of
the Business Combination, to serve on Parent's board of
directors in the event that Parent is not a controlled
company upon the consummation of the Business
Combination: Christine Larsen

Management

For

To consider and vote upon a proposal to elect director,
effective as of and contingent upon the consummation of
the Business Combination, to serve on Parent's board of
directors in the event that Parent is not a controlled
company upon the consummation of the Business
Combination: Aaron Cohen

Management

For

To consider and vote upon a proposal to elect director,
effective as of and contingent upon the consummation of
the Business Combination, to serve on Parent's board of
directors in the event that Parent is not a controlled
company upon the consummation of the Business
Combination: Collin Roche

Management

For

To consider and vote upon a proposal to elect director,
effective as of and contingent upon the consummation of
the Business Combination, to serve on Parent's board of
directors in the event that Parent is not a controlled
company upon the consummation of the Business
Combination: Mike Gordon

Management

For

The Adjournment Proposal - To consider and vote upon a
proposal to approve the adjournment of the special
meeting to a later date, if necessary, to permit further
solicitation and vote of proxies if, based upon the
tabulated vote at the time of the special meeting, there
are not sufficient votes to approve one or more of the
other proposals submitted for stockholder approval at the
special meeting.

Management

For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.18

TRVF
RIVERNORTH -
BNP PLEDGE

145442.18

UMB BANK,
N.A.

01-Oct-2020

FINTECH ACQUISITION CORP. III

Security

31811A101

Meeting Type

Special

Ticker Symbol

FTAC

Meeting Date

15-Oct-2020

ISIN

US31811A1016

Agenda

935278247 - Management

Record Date

04-Sep-2020

Holding Recon Date

04-Sep-2020

City /

Country

United
States

Vote Deadline Date

14-Oct-2020

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

Management

For

To change the Company's name to Paya Holdings Inc.
and remove certain provisions related to its status as a
special purpose acquisition company.

Management

For

To increase the amount of authorized shares and provide
for only one class of common stock.

Management

For

To prohibit stockholder action by written consent, subject
to GTCR's ownership percentage conditions at the time.

Management

For

To create three classes of directors and to extend each
director term to three years.

Management

For

Management

For

Management

For

Management

For

The Incentive Plan Proposal - To consider and vote upon
a proposal to adopt the Parent Omnibus Equity
Compensation Plan.

Management

For

Election of Director: Mei-Mei Tuan

Management

For

Election of Director: Pawneet Abramowski

Management

For

Election of Director: Jan Hopkins Trachtman

Management

For

Management

For

Management

For

Management

For

Management

For

Management

For

Management

For

Management

For

Management

For

Management

For

To consider and vote upon a proposal to elect director,
effective as of and contingent upon the consummation of
the Business Combination, to serve on Parent's board of
directors in the event that Parent is not a controlled
company upon the consummation of the Business
Combination: Anna May Trala

Management

For

To consider and vote upon a proposal to elect director,
effective as of and contingent upon the consummation of
the Business Combination, to serve on Parent's board of
directors in the event that Parent is not a controlled
company upon the consummation of the Business
Combination: Stuart Yarbrough

Management

For

To consider and vote upon a proposal to elect director,
effective as of and contingent upon the consummation of
the Business Combination, to serve on Parent's board of
directors in the event that Parent is not a controlled
company upon the consummation of the Business
Combination: KJ McConnell

Management

For

To consider and vote upon a proposal to elect director,
effective as of and contingent upon the consummation of
the Business Combination, to serve on Parent's board of
directors in the event that Parent is not a controlled
company upon the consummation of the Business
Combination: Jeff Hack

Management

For

To consider and vote upon a proposal to elect director,
effective as of and contingent upon the consummation of
the Business Combination, to serve on Parent's board of
directors in the event that Parent is not a controlled
company upon the consummation of the Business
Combination: Christine Larsen

Management

For

To consider and vote upon a proposal to elect director,
effective as of and contingent upon the consummation of
the Business Combination, to serve on Parent's board of
directors in the event that Parent is not a controlled
company upon the consummation of the Business
Combination: Aaron Cohen

Management

For

To consider and vote upon a proposal to elect director,
effective as of and contingent upon the consummation of
the Business Combination, to serve on Parent's board of
directors in the event that Parent is not a controlled
company upon the consummation of the Business
Combination: Collin Roche

Management

For

To consider and vote upon a proposal to elect director,
effective as of and contingent upon the consummation of
the Business Combination, to serve on Parent's board of
directors in the event that Parent is not a controlled
company upon the consummation of the Business
Combination: Mike Gordon

Management

For

Management

For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.18

TRVF
RIVERNORTH -
BNP PLEDGE

145442.18

UMB BANK,
N.A.

410

29-Sep-2020

WESTERN ASSET GBL HIGH INC FD INC.

Security

95766B109

Meeting Type

Annual

Ticker Symbol

EHI

Meeting Date

23-Oct-2020

ISIN

US95766B1098

Agenda

935275001 - Management

Record Date

01-Sep-2020

Holding Recon Date

01-Sep-2020

City /

Country

United
States

Vote Deadline Date

22-Oct-2020

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

1.1

Election of Class I Director to serve until the 2023 Annual
Meeting of Stockholders: Carol L. Colman

Management

Split

1.2

Election of Class I Director to serve until the 2023 Annual
Meeting of Stockholders: Daniel P. Cronin

Management

Split

1.3

Election of Class I Director to serve until the 2023 Annual
Meeting of Stockholders: Paolo M. Cucchi

Management

Split

To ratify the selection of PricewaterhouseCoopers LLP as
the Fund's independent registered public accountants for
the fiscal year ending May 31, 2021.

Management

Split

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.17

THE RELATIVE
VALUE FUND

145442.17

UMB BANK,
N.A.

15,923

22-Oct-2020

WESTERN ASSET GBL HIGH INC FD INC.

Security

95766B109

Meeting Type

Annual

Ticker Symbol

EHI

Meeting Date

23-Oct-2020

ISIN

US95766B1098

Agenda

935275001 - Management

Record Date

01-Sep-2020

Holding Recon Date

01-Sep-2020

City /

Country

United
States

Vote Deadline Date

22-Oct-2020

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

1.1

Election of Class I Director to serve until the 2023 Annual
Meeting of Stockholders: Carol L. Colman

Management

Split

1.2

Election of Class I Director to serve until the 2023 Annual
Meeting of Stockholders: Daniel P. Cronin

Management

Split

1.3

Election of Class I Director to serve until the 2023 Annual
Meeting of Stockholders: Paolo M. Cucchi

Management

Split

To ratify the selection of PricewaterhouseCoopers LLP as
the Fund's independent registered public accountants for
the fiscal year ending May 31, 2021.

Management

Split

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.18

TRVF
RIVERNORTH -
BNP PLEDGE

145442.18

UMB BANK,
N.A.

8,678

22-Oct-2020

ARYA SCIENCES ACQUISITION CORP II

Security

G31655114

Meeting Type

Special

Ticker Symbol

ARYBU

Meeting Date

26-Oct-2020

ISIN

KYG316551145

Agenda

935284339 - Management

Record Date

04-Sep-2020

Holding Recon Date

04-Sep-2020

City /

Country

United
States

Vote Deadline Date

23-Oct-2020

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

The Business Combination Proposal - RESOLVED, as an
ordinary resolution, that ARYA's entry into the Business
Combination Agreement, dated as of July 29, 2020 (as
amended on October 2, 2020 by Amendment No.1 to
Business Combination Agreement, and as may be further
amended, supplemented or otherwise modified from time
to time, the "Business Combination Agreement").

Management

For

The Domestication Proposal - RESOLVED, as a special
resolution, that ARYA be transferred by way of
continuation to Delaware pursuant to Part XII of the
Companies Law (Revised) of the Cayman Islands and
Section 388 of the General Corporation Law of the State
of Delaware and, immediately upon being de- registered
in the Cayman Islands, ARYA be continued and
domesticated as a corporation under the laws of the
State of Delaware (the "Domestication").

Management

For

Governing Documents Proposal A - RESOLVED, as an
ordinary resolution, that the change in the authorized
share capital of ARYA.

Management

For

Governing Documents Proposal B - RESOLVED, as a
special resolution, that the authorization to the Board of
Directors of New Cerevel (the "New Cerevel Board") to
issue any or all shares of New Cerevel Preferred Stock in
one or more classes or series, with such terms and
conditions as may be expressly determined by the New
Cerevel Board and as may be permitted by the Delaware
General Corporation Law be approved.

Management

For

Governing Documents Proposal C - RESOLVED, as a
special resolution, that certain provisions of the certificate
of incorporation of New Cerevel are subject to the
Amended and Restated Registration and Shareholder
Rights Agreement (as defined in the proxy
statement/prospectus) be approved.

Management

For

Governing Documents Proposal D - RESOLVED, as a
special resolution, that the removal of the ability of New
Cerevel stockholders to take action by written consent in
lieu of a meeting be approved.

Management

For

Governing Documents Proposal E - RESOLVED, as a
special resolution, that the amendment and restatement
of the Existing Governing Documents be approved and
that all other changes necessary or, as mutually agreed
in good faith by ARYA and Cerevel.

Management

For

The Nasdaq Proposal - RESOLVED, as an ordinary
resolution, that for the purposes of complying with the
applicable provisions of Nasdaq Stock Exchange Listing
Rule 5635, the issuance of shares of New Cerevel
Common Stock be approved.

Management

For

The Incentive Award Plan Proposal - RESOLVED, as an
ordinary resolution, that the Cerevel Therapeutics
Holdings, Inc. 2020 Equity Incentive Plan, a copy of
which is attached to the proxy statement/prospectus as
Annex J, be adopted and approved.

Management

For

10.

The Employee Stock Purchase Plan Proposal -
RESOLVED, as an ordinary resolution, that the Cerevel
Therapeutics Holdings, Inc. 2020 Employee Stock
Purchase Plan, a copy of which is attached to the proxy
statement/prospectus as Annex K, be adopted and
approved.

Management

For

11.

The Adjournment Proposal - RESOLVED, as an ordinary
resolution, that the adjournment of the extraordinary
general meeting to a later date or dates.

Management

For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.17

THE RELATIVE
VALUE FUND

145442.17

UMB BANK,
N.A.

143

21-Oct-2020

HEALTHCARE MERGER CORP.

Security

42227L102

Meeting Type

Special

Ticker Symbol

HCCO

Meeting Date

30-Oct-2020

ISIN

US42227L1026

Agenda

935286686 - Management

Record Date

25-Sep-2020

Holding Recon Date

25-Sep-2020

City /

Country

United
States

Vote Deadline Date

29-Oct-2020

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

To consider and vote upon a proposal to approve,
assuming the Charter Proposals and the NASDAQ
Proposal are approved and adopted, the Agreement and
Plan of Merger, dated as of July 29, 2020, by and among
Specialists On Call, Inc. ("SOC Telemed"), HCMC, Sabre
Merger Sub I, Inc., a wholly owned subsidiary of HCMC
("First Merger Sub"), and Sabre Merger Sub II, LLC, a
wholly owned subsidiary of HCMC ("Second Merger
Sub"), pursuant to which First Merger Sub will merge with
and into SOC Telemed, with SOC Telemed being the
surviving corporation.

Management

For

Increase the total number of authorized shares of all
classes of capital stock from 111,000,000 shares to
505,000,000, which would consist of (i) 500,000,000
shares of Class A common stock and (ii) 5,000,000
shares of preferred stock.

Management

For

Require the affirmative vote of either a majority of the
board of directors then in office or the holders of two-
thirds of the voting power of the outstanding shares of
capital stock for the adoption, amendment, alteration or
repeal of the bylaws; provided that if two-thirds of the
board of directors then in office has approved such
adoption, amendment alteration or repeal of any
provisions of the bylaws, then only the affirmative vote of
the holders of at least a majority of the voting power of
the outstanding shares of capital stock.

Management

For

Require the affirmative vote of either a majority of the
board of directors or the holders of two-thirds of the
voting power of the outstanding shares of capital stock for
the adoption, amendment, alteration or repeal of certain
provisions of the charter; provided that if two-thirds of the
board of directors has approved such adoption,
amendment, alteration or repeal, then only the affirmative
vote of the holders of at least a majority of the voting
power of the outstanding shares of capital stock.

Management

For

Provide that certain transactions would not be considered
"competitive opportunities" and that each of Warburg
Pincus Private Equity XI, L.P., Warburg Pincus Private
Equity XI-B, L.P., Warburg Pincus XI Partners, L.P., WP
XI Partners, L.P., Warburg Pincus Private Equity XI-C,
L.P. and WP XI Finance, LP and their respective
affiliates, directors, principals, officers, employees and
other representatives is not subject to the doctrine of
corporate opportunity and does not have any duty to
refrain from engaging directly or indirectly in an
investment

Management

For

Provide that, in addition to the indemnification provisions
in the existing charter, (i) HCMC shall be the indemnitor
of first resort,(ii) HCMC shall be required to advance the
full amount of expenses incurred by indemnitees and
shall be liable for the full amount of all claims to the
extent legally permitted (III) HCMC irrevocably waives,
relinquishes and releases such persons from any and all
claims against them for contribution, subrogation or any
other recovery of any kind in respect thereof

Management

For

Clarify that the exclusive jurisdiction of the Court of
Chancery of the State of Delaware shall not apply to suits
brought to enforce any duty or liability under the
Securities Act of 1933, as amended, or the Securities
Exchange Act of 1934, as amended ("Exchange Act"), or
any other claim for which the federal courts have
exclusive or concurrent jurisdiction. To the fullest extent
permitted by law, the federal district courts of the United
States of America shall be the sole and exclusive forum
for the resolution of claims arising under the Securities
Act.

Management

For

Authorize all other proposed changes, including, among
others, those (i) resulting from the Business Combination,
including changing the post-business combination
corporate name from "Healthcare Merger Corp." to "SOC
Telemed, Inc." and removing certain provisions relating to
HCMC's prior status as a blank check company and
HCMC Class B common stock that will no longer apply
upon the Closing, or (ii) that are administrative or
clarifying in nature, including the deletion of language
without substantive effect.

Management

For

9A.

Election of Director: Bobbie Byrne

Management

For

9B.

Election of Director: Thomas J. Carella

Management

For

9C.

Election of Director: Joseph P. Greskoviak

Management

For

9D.

Election of Director: John W. Kalix

Management

For

9E.

Election of Director: Amr Kronfol

Management

For

9F.

Election of Director: Anne M. McGeorge

Management

For

9G.

Election of Director: Steven J. Shulman

Management

For

10.

The Incentive Plan Proposal - To approve and adopt,
assuming the Business Combination Proposal, the
Charter Proposals and the NASDAQ Proposal are
approved and adopted, the Specialists on Call, Inc. 2020
Equity Incentive Plan (the "Incentive Plan") and material
terms thereunder. A copy of the Incentive Plan is
attached to the proxy statement/consent solicitation
statement/prospectus as Annex C.

Management

For

11.

The Employee Stock Purchase Plan Proposal - To
approve and adopt, assuming the Business Combination
Proposal, the Charter Proposals and the NASDAQ
Proposal are approved and adopted, the Specialists on
Call, Inc. 2020 Employee Stock Purchase Plan (the
"Employee Stock Purchase Plan") and material terms
thereunder. A copy of the Employee Stock Purchase Plan
is attached to the proxy statement/consent solicitation
statement/prospectus as Annex D.

Management

For

12.

To consider and vote upon a proposal to approve,
assuming the Business Combination Proposal and the
Charter Proposals are approved and adopted, for
purposes of complying with applicable provisions of
Nasdaq Listing Rule 5635, the issuance of more than
20% of HCMC's issued and outstanding common stock in
connection with the Business Combination and the PIPE
Investment (as defined in the proxy statement/consent
solicitation statement/prospectus), and the related
change in control.

Management

For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.18

TRVF
RIVERNORTH -
BNP PLEDGE

145442.18

UMB BANK,
N.A.

506

21-Oct-2020

MONOCLE ACQUISITION CORPORATION

Security

609754106

Meeting Type

Special

Ticker Symbol

MNCL

Meeting Date

04-Nov-2020

ISIN

US6097541063

Agenda

935287373 - Management

Record Date

28-Sep-2020

Holding Recon Date

28-Sep-2020

City /

Country

United
States

Vote Deadline Date

03-Nov-2020

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

The Business Combination Proposal - to approve and
adopt the Amend and Restated Agreement and Plan of
Merger, dated as of September 8, 2020, by and among
Monocle, Monocle Holdings Inc., ("NewCo"), AerSale
Corp., a Delaware corporation ("AerSale"), Monocle
Merger Sub 1 Inc., a Delaware corporation and a wholly-
owned direct subsidiary of NewCo, Monocle Merger Sub
2 LLC and Leonard Green & Partners, L.P., a Delaware
limited partnership, solely in its capacity as the Holder
Representative, and approve the transactions
contemplated thereby.

Management

For

The Nasdaq Proposal - to approve, for proposes of
complying with applicable Nasdaq listing rules, the
issuance by NewCo, as successor to Monocle, of NewCo
Common Stock in the Business Combination in an
amount equal to 20% or more of the amount of Monocle's
issued and outstanding common stock immediately prior
to the issuance.

Management

For

The Incentive Plan Proposal - to approve the 2020 Equity
Incentive Plan, which is an incentive compensation plan
for directors, officers, employees, consultants, and
advisors of NewCo and its subsidiaries, including
AerSale.

Management

For

The Employee Purchase Plan Proposal - to approve the
2020 Employee Stock Purchase Plan, which is an
incentive compensation plan for employees of NewCo
and its subsidiaries, including AerSale.

Management

For

The Adjournment Proposal - to adjourn the Special
Meeting to a later date or dates, if necessary to permit
further solicitation and vote of proxies in the event that
there are insufficient votes for, or otherwise in connection
with, the approval of the Business Combination Proposal
or the Nasdaq Proposal.

Management

For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.18

TRVF
RIVERNORTH -
BNP PLEDGE

145442.18

UMB BANK,
N.A.

177

21-Oct-2020

MONOCLE ACQUISITION CORPORATION

Security

609754106

Meeting Type

Special

Ticker Symbol

MNCL

Meeting Date

06-Nov-2020

ISIN

US6097541063

Agenda

935286725 - Management

Record Date

28-Sep-2020

Holding Recon Date

28-Sep-2020

City /

Country

United
States

Vote Deadline Date

05-Nov-2020

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

Management

For

Management

For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.18

TRVF
RIVERNORTH -
BNP PLEDGE

145442.18

UMB BANK,
N.A.

177

21-Oct-2020

NETFIN ACQUISITION CORP.

Security

G6455A107

Meeting Type

Special

Ticker Symbol

NFIN

Meeting Date

10-Nov-2020

ISIN

KYG6455A1076

Agenda

935292920 - Management

Record Date

12-Oct-2020

Holding Recon Date

12-Oct-2020

City /

Country

United
States

Vote Deadline Date

09-Nov-2020

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

The Business Combination Proposal. To approve and
adopt, the business combination described in this proxy
statement/prospectus, including the Business
Combination Agreement, (as amended on August 28,
2020, the "Business Combination Agreement"), by and
among Netfin, Netfin Holdco ("Holdco"), Netfin Merger
Sub (the "Merger Sub"), Symphonia Strategic
Opportunities Limited ("SSOL"), IKON Strategic Holdings
Fund ("IKON", and together with SSOL, the "Sellers") and
MVR Netfin LLC, as the Netfin Representative.

Management

For

The Merger Proposal. To approve and adopt, as a
special resolution, the merger of Netfin with and into
Merger Sub, with Netfin surviving the merger as a wholly
owned subsidiary of Holdco. This proposal is referred to
as the "merger proposal" and, collectively with the
business combination proposal, the "condition precedent
proposals"

Management

For

3a.

Charter Proposal A - (i) the name of the new public entity
will be "Triterras, Inc." as opposed to "Netfin Acquisition
Corp."

Management

For

3b.

Charter Proposal B - Holdco will authorize an increased
share capital of 469,000,001 ordinary shares of a par
value of US$0.0001 each and 30,999,999 preference
shares of a par value of US$0.0001.

Management

For

3c.

Charter Proposal C - the constitutional documents of
Holdco will not include the various provisions applicable
only to special purpose acquisition companies that the
Current Charter contains (such as the obligation to
dissolve and liquidate if a business combination is not
consummated in a certain period of time).

Management

For

The Adjournment Proposal. To approve, as an ordinary
resolution, the adjournment of the meeting to a later date
or dates to be determined by the chairman of the
meeting, if necessary, to permit further solicitation and
vote of proxies if, based upon the tabulated vote at the
time of the meeting that more time is necessary or
appropriate to approve one or more proposals of the
meeting.

Management

For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.18

TRVF
RIVERNORTH -
BNP PLEDGE

145442.18

UMB BANK,
N.A.

2,191

09-Nov-2020

EATON VANCE SENIOR INCOME TRUST

Security

27826S103

Meeting Type

Contested-Annual

Ticker Symbol

EVF

Meeting Date

12-Nov-2020

ISIN

US27826S1033

Agenda

935275037 - Opposition

Record Date

01-Sep-2020

Holding Recon Date

01-Sep-2020

City /

Country

United
States

Vote Deadline Date

11-Nov-2020

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

DIRECTOR

Management

Stephen G. Flanagan

Frederic Gabriel

Christopher A. Klepps

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.17

THE RELATIVE
VALUE FUND

145442.17

UMB BANK,
N.A.

4,226

11-Nov-2020

EATON VANCE SENIOR INCOME TRUST

Security

27826S103

Meeting Type

Contested-Annual

Ticker Symbol

EVF

Meeting Date

12-Nov-2020

ISIN

US27826S1033

Agenda

935276217 - Management

Record Date

01-Sep-2020

Holding Recon Date

01-Sep-2020

City /

Country

United
States

Vote Deadline Date

11-Nov-2020

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

1A.

DIRECTOR

Management

Thomas E. Faust Jr.

Cynthia E. Frost

Susan J. Sutherland

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.17

THE RELATIVE
VALUE FUND

145442.17

UMB BANK,
N.A.

4,226

ORISUN ACQUISITION CORP.

Security

68632T109

Meeting Type

Special

Ticker Symbol

ORSN

Meeting Date

16-Nov-2020

ISIN

US68632T1097

Agenda

935295407 - Management

Record Date

07-Oct-2020

Holding Recon Date

07-Oct-2020

City /

Country

United
States

Vote Deadline Date

13-Nov-2020

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

To approve the merger of Orisun with and into
Ucommune International Ltd, or PubCo, its wholly owned
Cayman Islands subsidiary, with PubCo surviving the
merger. The merger will change Orisun's place of
incorporation from Delaware to Cayman Islands. We refer
to the merger as the Reincorporation Merger. This
proposal is referred to as the "Reincorporation Merger
Proposal" or "Proposal No. 1".

Management

For

To approve the authorization for PubCo's board of
directors to complete the merger of Everstone
Inernational Ltd or Merger Sub into Ucommune Group
Holdings Limited, or Ucommune, resulting Ucommune
becoming a wholly owned subsidiary of PubCo. We refer
to the merger as the Acquisition Merger. This proposal is
referred to as the "Acquisition Merger Proposal" or
"Proposal No No. 2".

Management

For

To approve PubCo's 2020 Equity Incentive Plan. This
proposal is referred to as the "Incentive Plan Proposal" or
"Proposal 3".

Management

For

To approve the adjournment of the Special meeting in the
event Orisun does not receive the requisite stockholder
vote to approve the Business Combination. This proposal
is called the "Business Combination Adjournment
Proposal" or "Proposal 4".

Management

For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.17

THE RELATIVE
VALUE FUND

145442.17

UMB BANK,
N.A.

1,580

09-Nov-2020

LEGACY ACQUISITION CORP.

Security

524643111

Meeting Type

Consent

Ticker Symbol

LGCWS

Meeting Date

25-Nov-2020

ISIN

US5246431119

Agenda

935297122 - Management

Record Date

30-Sep-2020

Holding Recon Date

30-Sep-2020

City /

Country

United
States

Vote Deadline Date

24-Nov-2020

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

To approve amendments to that certain Warrant
Agreement, dated as of November 16, 2017, between the
Company and Continental Stock Transfer & Trust
Company (the "Warrant Agreement").

Management

For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.17

THE RELATIVE
VALUE FUND

145442.17

UMB BANK,
N.A.

1,038

12-Nov-2020

TUSCAN HOLDINGS CORP.

Security

90069K104

Meeting Type

Special

Ticker Symbol

THCB

Meeting Date

03-Dec-2020

ISIN

US90069K1043

Agenda

935302137 - Management

Record Date

30-Oct-2020

Holding Recon Date

30-Oct-2020

City /

Country

United
States

Vote Deadline Date

02-Dec-2020

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

Extension Amendment Proposal: Amend the Company's
amended and restated certificate of incorporation to
extend the date that the Company has to consummate a
business combination to April 30, 2021.

Management

For

Adjournment Proposal: Approve the adjournment of the
special meeting to a later date or dates, if the Company
determines that additional time is necessary to
consummate the Extension.

Management

For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.18

TRVF
RIVERNORTH -
BNP PLEDGE

145442.18

UMB BANK,
N.A.

521

19-Nov-2020

GIGCAPITAL2, INC.

Security

375036100

Meeting Type

Annual

Ticker Symbol

GIX

Meeting Date

08-Dec-2020

ISIN

US3750361004

Agenda

935294708 - Management

Record Date

26-Oct-2020

Holding Recon Date

26-Oct-2020

City /

Country

United
States

Vote Deadline Date

07-Dec-2020

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

Amend the Company's Amended and Restated
Certificate of Incorporation to extend the date by which
the Company must consummate a Business Combination
from December 10, 2020 to March 10, 2021.

Management

For

DIRECTOR

Management

Dr. Avi S. Katz

For

Dr. Raluca Dinu

For

Neil Miotto

For

John Mikulsky

For

Gil Frostig

For

Ratification of Appointment of BPM to serve as the
Company's Independent Registered Public Accounting
firm for the year ending December 31, 2020.

Management

For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.18

TRVF
RIVERNORTH -
BNP PLEDGE

145442.18

UMB BANK,
N.A.

852

09-Nov-2020

HAYMAKER ACQUISITION CORP. II

Security

42087L101

Meeting Type

Special

Ticker Symbol

HYAC

Meeting Date

08-Dec-2020

ISIN

US42087L1017

Agenda

935300208 - Management

Record Date

04-Nov-2020

Holding Recon Date

04-Nov-2020

City /

Country

United
States

Vote Deadline Date

07-Dec-2020

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

The Business Combination Proposal - to approve and
adopt the Business Combination Agreement, dated as of
September 8, 2020 (as it may be amended from time to
time, the "Business Combination Agreement").

Management

For

The Lock-Up Agreement Proposal - to approve and ratify
the entry into the Registration Rights and Lock-Up
Agreement with the Sponsor, the directors and officers of
Haymaker, and the other parties thereto (the
"Registration Rights and Lock-Up Agreement").

Management

For

The Incentive Plan Proposal - to approve and adopt the
ARKO Corp. 2020 Incentive Compensation Plan
established to be effective after the closing of the
Business Combination.

Management

For

The Stockholder Adjournment Proposal - a proposal to
authorize the adjournment of the special meeting to a
later date or dates, if necessary, to permit further
solicitation and voting of proxies if, based on the
tabulated vote at the time of the special meeting, there
are not sufficient votes to approve the Business
Combination Proposal or Public Stockholders have
elected to redeem an amount of Haymaker Class A
Common Stock such that the minimum available cash
condition to the closing of the Business Combination
would not be satisfied.

Management

For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.17

THE RELATIVE
VALUE FUND

145442.17

UMB BANK,
N.A.

585

16-Nov-2020

TRINE ACQUISITION CORP.

Security

89628U108

Meeting Type

Special

Ticker Symbol

TRNE

Meeting Date

08-Dec-2020

ISIN

US89628U1088

Agenda

935301313 - Management

Record Date

30-Oct-2020

Holding Recon Date

30-Oct-2020

City /

Country

United
States

Vote Deadline Date

07-Dec-2020

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

The Business Combination Proposal - To consider and
vote upon a proposal to approve the Agreement and Plan
of Merger, dated as of August 26, 2020 (as it may be
amended and/or restated from time to time, the "Merger
Agreement"), by and among Trine, Sparrow Merger Sub,
Inc. ("Merger Sub") and Desktop Metal, Inc. ("Desktop
Metal") and the transactions contemplated thereby,
pursuant to which Merger Sub will merge with and into
Desktop Metal with Desktop Metal surviving the merger
as a wholly owned subsidiary of Trine (the "Business
Combination").

Management

For

The Charter Amendment Proposal - To consider and vote
upon a proposal to adopt an amendment to Trine's
amended and restated certificate of incorporation
currently in effect in the form attached to the Merger
Agreement.

Management

For

The Charter Approval Proposal - To consider and vote
upon a proposal to adopt the Second Amended and
Restated Certificate of Incorporation (the "Proposed
Charter") in the form attached to the Proxy
Statement/Consent Solicitation Statement/Prospectus.

Management

For

4A.

Required Vote to Amend the Charter

Management

For

4B.

Required Vote to Amend the Bylaws

Management

For

4C.

Director Removal

Management

For

4D.

Removal of Blank Check Company Provisions

Management

For

5A.

Election Director: Ric Fulop

Management

For

5B.

Election Director: Dayna Grayson

Management

For

5C.

Election Director: Leo Hindery, Jr.

Management

For

5D.

Election Director: Wen Hsieh

Management

For

5E.

Election Director: Jeff Immelt

Management

For

5F.

Election Director: Byron Knight

Management

For

5G.

Election Director: Stephen Nigro

Management

For

5H.

Election Director: Steve Papa

Management

For

5I.

Election Director: Andy Wheeler

Management

For

5J.

Election Director: Bilal Zuberi

Management

For

The Merger Issuance Proposal - To consider and vote
upon a proposal to approve, for purposes of complying
with applicable listing rules of the New York Stock
Exchange (the "NYSE"), the issuance of shares of Class
A common stock pursuant to the Business Combination.

Management

For

The Subscription Agreements Proposal - To consider and
vote upon a proposal to approve, for purposes of
complying with applicable listing rules of the NYSE, the
issuance of shares of Class A common stock pursuant to
the Subscription Agreements.

Management

For

The Incentive Plan Proposal - To consider and vote upon
a proposal to approve and adopt the Desktop Metal, Inc.
2020 Incentive Award Plan.

Management

For

The Adjournment Proposal - To consider & vote upon a
proposal to approve adjournment of Special Meeting to a
later date or dates, if necessary, to permit further
solicitation & vote of proxies in event that there are
insufficient votes for, or otherwise in connection with,
approval of Business Combination Proposal, Charter
Amendment Proposal, Charter Approval Proposal,
Merger Issuance Proposal, Subscription Agreements
Proposal or Incentive Plan Proposal, or Trine determines
that one or more of closing conditions to Merger
Agreement is not satisfied or waived.

Management

For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.18

TRVF
RIVERNORTH -
BNP PLEDGE

145442.18

UMB BANK,
N.A.

728

16-Nov-2020

ROYCE GLOBAL VALUE TRUST, INC.

Security

78081T104

Meeting Type

Contested-Special

Ticker Symbol

RGT

Meeting Date

17-Dec-2020

ISIN

US78081T1043

Agenda

935271964 - Management

Record Date

08-Sep-2020

Holding Recon Date

08-Sep-2020

City /

Country

United
States

Vote Deadline Date

16-Dec-2020

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

Proposal to consider and approve a new investment
advisory agreement, by and between Royce &
Associates, LP and Royce Global Value Trust, Inc.

Management

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.17

THE RELATIVE
VALUE FUND

145442.17

UMB BANK,
N.A.

9,251

06-Oct-2020

ROYCE GLOBAL VALUE TRUST, INC.

Security

78081T104

Meeting Type

Contested-Special

Ticker Symbol

RGT

Meeting Date

17-Dec-2020

ISIN

US78081T1043

Agenda

935271976 - Opposition

Record Date

08-Sep-2020

Holding Recon Date

08-Sep-2020

City /

Country

United
States

Vote Deadline Date

16-Dec-2020

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

Proposal to consider and approve a new investment
advisory agreement, by and between Royce &
Associates, LP and Royce Global Value Trust, Inc.

Management

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.17

THE RELATIVE
VALUE FUND

145442.17

UMB BANK,
N.A.

9,251

SPECIAL OPPORTUNITIES FUND, INC

Security

84741T104

Meeting Type

Annual

Ticker Symbol

SPE

Meeting Date

17-Dec-2020

ISIN

US84741T1043

Agenda

935296055 - Management

Record Date

20-Oct-2020

Holding Recon Date

20-Oct-2020

City /

Country

United
States

Vote Deadline Date

16-Dec-2020

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

DIRECTOR

Management

Split

Mr. Andrew Dakos

Split

Mr. Gerald Hellerman

Split

Mr. Charles Walden

Split

Mr. Ben Harris

Split

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.17

THE RELATIVE
VALUE FUND

145442.17

UMB BANK,
N.A.

3,814

16-Dec-2020

HENNESSY CAPITAL ACQUISITION CORP. IV

Security

42589C104

Meeting Type

Special

Ticker Symbol

HCAC

Meeting Date

21-Dec-2020

ISIN

US42589C1045

Agenda

935314625 - Management

Record Date

27-Oct-2020

Holding Recon Date

27-Oct-2020

City /

Country

United
States

Vote Deadline Date

18-Dec-2020

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

The Business Combination Proposal - To approve and
adopt the Merger Agreement, dated as of August 17,
2020 (as may be amended from time to time, the "Merger
Agreement").

Management

For

To approve the amendment of the Company's Amended
and Restated Certificate of Incorporation (the "Existing
Charter"), which is reflected in the proposed Second
Amended and Restated Certificate of Incorporation of the
Company (the "Proposed Charter") to increase the
authorized shares of the Company's common stock to
500,000,000 shares and authorized shares of preferred
stock to 10,000,000. Each of the Charter Proposals is
conditioned on the approval of the Business Combination
Proposal.

Management

For

To approve the amendment of the Company's Existing
Charter to require an affirmative vote of 66 2/3% of the
outstanding shares of Company common stock to alter,
amend, or repeal the proposed bylaws of the Company.
Each of the Charter Proposals is conditioned on the
approval of the Business Combination Proposal.

Management

For

To approve the amendment of the Company's Existing
Charter to require an affirmative vote of 66 2/3% of the
outstanding shares of Company common stock to alter,
amend, or repeal Articles V, VI, VII and VIII of the
Proposed Charter. Each of the Charter Proposals is
conditioned on the approval of the Business Combination
Proposal.

Management

For

To approve and adopt the Proposed Charter that includes
the approval of Proposal 2, Proposal 3 and Proposal 4
and provides for certain additional changes, including
changing the Company's name from "Hennessy Capital
Acquisition Corp. IV" to "Canoo Inc.," which our board of
directors believes are necessary to adequately address
the needs of the Company immediately following the
consummation of the Business Combination and
approval of the Proposed Charter.

Management

For

DIRECTOR

Management

Foster Chiang

For

Greg Ethridge

For

Thomas Dattilo

For

Rainer Schmueckle

For

Josette Sheeran

For

Tony Aquila

For

Incentive Plan Proposal - To approve and adopt the
Canoo Inc. 2020 Equity Incentive Plan. The Incentive
Plan Proposal is conditioned on the approval of the
Business Combination Proposal and Proposal 2.

Management

For

Purchase Plan Proposal - To approve and adopt the
Canoo Inc. 2020 Employee Stock Purchase Plan. The
Purchase Plan Proposal is conditioned on the approval of
the Business Combination Proposal and Proposal 2.

Management

For

Nasdaq Proposal - To approve, for purposes of
complying with the applicable listing rules of the Nasdaq
Stock Market, the issuance of up to 190,000,000 shares
of the Company's Class A common stock to the Canoo
shareholders pursuant to the Merger Agreement and
32,325,000 shares of the Company's Class A common
stock to certain investors in the private placement of
securities pursuant to the terms of certain subscription
agreements entered into in connection with the Business
Combination.

Management

For

10.

Adjournment Proposal - To adjourn the special meeting
to a later date or dates, if necessary, to permit further
solicitation and vote of proxies if, based upon the
tabulated vote at the time of the special meeting, there
are not sufficient votes to approve the Business
Combination Proposal, the Charter Proposals, the
Director Election Proposal, the Incentive Plan Proposal,
the Purchase Plan Proposal or the Nasdaq Proposal.

Management

For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.18

TRVF
RIVERNORTH -
BNP PLEDGE

145442.18

UMB BANK,
N.A.

524

09-Dec-2020

PROPTECH AQUISITION CORPORATION

Security

74349F101

Meeting Type

Special

Ticker Symbol

PTAC

Meeting Date

21-Dec-2020

ISIN

US74349F1012

Agenda

935314815 - Management

Record Date

27-Nov-2020

Holding Recon Date

27-Nov-2020

City /

Country

United
States

Vote Deadline Date

18-Dec-2020

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

The Business Combination Proposal-To consider and
vote upon a proposal to approve the Agreement and Plan
of Merger ("Merger Agreement").

Management

For

To increase the number of authorized shares of New
Porch (as defined in the accompanying Proxy
Statement/Consent Solicitation Statement/Prospectus)
common stock from 110,000,000 to 400,000,000 and the
number of authorized shares of New Porch preferred
stock from 1,000,000 to 10,000,000.

Management

For

To eliminate the Class B common stock classification and
provide for a single class of common stock.

Management

For

To provide that the number of authorized shares of any
class or classes of stock may be increased or decreased
by the affirmative vote of the holders of a majority of the
voting power of the stock of PTAC entitled to vote in the
election of directors, voting together as a single class.

Management

For

To provide that the number of directors of PTAC shall be
fixed from time to time in accordance with the Bylaws of
PTAC.

Management

For

To provide that amendments to PTAC's waiver of
corporate opportunities will be prospective only.

Management

For

To require the vote of 66.7% of the voting power of the
stock of PTAC entitled to vote in the election of directors,
voting together as a single class, to amend the provisions
of the Proposed Charter relating to the powers, number,
election, term, vacancies and removal of directors of
PTAC.

Management

For

Conditioned upon the approval of Proposals No. 2
through 7 above, a proposal to approve the Proposed
Charter, which includes the approval of all other changes
in the Proposed Charter in connection with replacing the
Existing Charter with the Proposed Charter, including
changing PTAC's name from "PropTech Acquisition
Corporation" to "Porch Group, Inc." as of the closing of
the Merger.

Management

For

DIRECTOR

Management

Matt Ehrlichman

For

Joe Hanauer

For

Alan Pickerill

For

Asha Sharma

For

Chris Terrill

For

Javier Saade

For

Regi Vengalil

For

Thomas D. Hennessy

For

Margaret Whelan

For

10.

The Merger Issuance Proposal-To consider and vote
upon a proposal to approve: (i) the issuance of shares of
New Porch common stock; and (ii) the related change of
control of PTAC that will occur in connection with
consummation of the merger and the other transactions
contemplated by the merger agreement.

Management

For

11.

The PIPE Issuance Proposal - To approve, the issuance
of shares of Class A Common Stock (such shares of
Class A Common Stock to be automatically converted
into New Porch common stock upon the consummation
of the merger).

Management

For

12.

The Incentive Plan Proposal - To consider and vote upon
a proposal to approve and adopt the Incentive Plan (as
defined in the accompanying Proxy Statement/Consent
Solicitation Statement/Prospectus).

Management

For

13.

The Adjournment Proposal-To consider and vote upon a
proposal to adjourn the Special Meeting to a later date or
dates, if necessary, to permit further solicitation and vote
of proxies if there are not sufficient votes to approve the
above proposals.

Management

For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.18

TRVF
RIVERNORTH -
BNP PLEDGE

145442.18

UMB BANK,
N.A.

1,286

09-Dec-2020

AMPLITUDE HEALTHCARE ACQUISITION CORP

Security

03212A105

Meeting Type

Annual

Ticker Symbol

AMHC

Meeting Date

22-Dec-2020

ISIN

US03212A1051

Agenda

935315805 - Management

Record Date

27-Nov-2020

Holding Recon Date

27-Nov-2020

City /

Country

United
States

Vote Deadline Date

21-Dec-2020

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

Ratification of the selection of WithumSmith+Brown, PC
by the audit committee to serve as the Company's
independent registered public accounting firm for the year
ending December 31, 2020.

Management

For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.17

THE RELATIVE
VALUE FUND

145442.17

UMB BANK,
N.A.

2,490

15-Dec-2020

APEX TECHNOLOGY ACQUISITION CORPORATION

Security

03768F102

Meeting Type

Annual

Ticker Symbol

APXT

Meeting Date

22-Dec-2020

ISIN

US03768F1021

Agenda

935316922 - Management

Record Date

27-Nov-2020

Holding Recon Date

27-Nov-2020

City /

Country

United
States

Vote Deadline Date

21-Dec-2020

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

DIRECTOR

Management

David Chao

For

Donna Wells

For

Ratification of the selection by the audit committee of
WithumSmith+Brown, PC to serve as our independent
registered public accounting firm for the year ending
December 31, 2020.

Management

For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.18

TRVF
RIVERNORTH -
BNP PLEDGE

145442.18

UMB BANK,
N.A.

912

15-Dec-2020

MVC CAPITAL, INC.

Security

553829102

Meeting Type

Special

Ticker Symbol

MVC

Meeting Date

23-Dec-2020

ISIN

US5538291023

Agenda

935310627 - Management

Record Date

29-Oct-2020

Holding Recon Date

29-Oct-2020

City /

Country

United
States

Vote Deadline Date

22-Dec-2020

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

Adoption of the Agreement and Plan of Merger, dated as
of August 10, 2020 (the "Merger Agreement"), by and
among Barings BDC, Inc., a Maryland corporation,
Mustang Acquisition Sub, Inc., a Delaware corporation
and a direct wholly-owned subsidiary of Barings BDC,
Inc., MVC Capital, Inc. and Barings LLC, a Delaware
limited liability company and the external investment
adviser to Barings BDC, Inc., the Merger and the other
transactions contemplated by the Merger Agreement
(such proposal, the "Merger Proposal").

Management

Split

Approval of the adjournment of the MVC Special Meeting,
if necessary or appropriate, to solicit additional proxies, in
the event that there are insufficient votes at the time of
the MVC Special Meeting to approve the Merger
Proposal.

Management

Split

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.17

THE RELATIVE
VALUE FUND

145442.17

UMB BANK,
N.A.

3,164

22-Dec-2020

BARINGS BDC, INC.

Security

06759L103

Meeting Type

Special

Ticker Symbol

BBDC

Meeting Date

23-Dec-2020

ISIN

US06759L1035

Agenda

935311314 - Management

Record Date

29-Oct-2020

Holding Recon Date

29-Oct-2020

City /

Country

United
States

Vote Deadline Date

22-Dec-2020

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

To approve the issuance of shares of Barings BDC, Inc.
("Barings BDC") common stock, $0.001 par value per
share ("Barings BDC Common Stock"), pursuant to the
Agreement and Plan of Merger, dated as of August 10,
2020, by and among Barings BDC, Mustang Acquisition
Sub, Inc., MVC Capital, Inc. and Barings LLC ("Merger
Agreement").

Management

Split

To approve the issuance of shares of Barings BDC
Common Stock pursuant to the Merger Agreement at a
price below its then- current net asset value per share, if
applicable.

Management

Split

To approve an amended and restated investment
advisory agreement between Barings BDC and Barings
LLC.

Management

Split

To approve the adjournment of the Barings BDC special
meeting, if necessary or appropriate, to solicit additional
proxies, in the event that there are insufficient votes at
the time of the Barings BDC special meeting to approve
Proposal 1, Proposal 2 or Proposal 3.

Management

Split

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.17

THE RELATIVE
VALUE FUND

145442.17

UMB BANK,
N.A.

1,457

22-Dec-2020

BARINGS BDC, INC.

Security

06759L103

Meeting Type

Special

Ticker Symbol

BBDC

Meeting Date

23-Dec-2020

ISIN

US06759L1035

Agenda

935311314 - Management

Record Date

29-Oct-2020

Holding Recon Date

29-Oct-2020

City /

Country

United
States

Vote Deadline Date

22-Dec-2020

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

Management

Split

To approve the issuance of shares of Barings BDC
Common Stock pursuant to the Merger Agreement at a
price below its then- current net asset value per share, if
applicable.

Management

Split

To approve an amended and restated investment
advisory agreement between Barings BDC and Barings
LLC.

Management

Split

Management

Split

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.18

TRVF
RIVERNORTH -
BNP PLEDGE

145442.18

UMB BANK,
N.A.

50,947

22-Dec-2020

LIVE OAK ACQUISITION CORP.

Security

53804F103

Meeting Type

Special

Ticker Symbol

LOAK

Meeting Date

28-Dec-2020

ISIN

US53804F1030

Agenda

935318697 - Management

Record Date

07-Dec-2020

Holding Recon Date

07-Dec-2020

City /

Country

United
States

Vote Deadline Date

24-Dec-2020

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

The Business Combination Proposal - To consider and
vote upon a proposal to approve and adopt the merger
agreement, dated as of October 3, 2020 (as amended,
the "Merger Agreement"), by and among Live Oak, Green
Merger Corp., Meredian Holdings Group, Inc. (the
"Danimer"), Live Oak Sponsor Partners, LLC and John A.
Dowdy, Jr. and the transactions contemplated thereby
(the "Business Combination").

Management

For

2A.

The Charter Amendment Proposal - To consider and vote
upon a proposal to approve the material differences
between the proposed fourth amended and restated
certificate of incorporation of Live Oak that will be in
effect upon the closing of the Business Combination and
Live Oak's current certificate of incorporation: To change
Live Oak's name to "Danimer Scientific, Inc." The Charter
Amendment Proposal (including each sub-proposal) is
conditioned on the approval of the Business Combination
Proposal.

Management

For

2B.

The Charter Amendment Proposal - To consider and vote
upon a proposal to approve the material differences
between the proposed fourth amended and restated
certificate of incorporation of Live Oak that will be in
effect upon the closing of the Business Combination and
Live Oak's current certificate of incorporation: To revise
Live Oak's purpose. The Charter Amendment Proposal
(including each sub-proposal) is conditioned on the
approval of the Business Combination Proposal.

Management

For

2C.

The Charter Amendment Proposal - To consider and vote
upon a proposal to approve the material differences
between the proposed fourth amended and restated
certificate of incorporation of Live Oak that will be in
effect upon the closing of the Business Combination and
Live Oak's current certificate of incorporation: To increase
the authorized shares of Live Oak's Class A Common
Stock, par value $0.0001 per share to 200,000,000 and
Live Oak's preferred stock to 10,000,000.

Management

For

2D.

The Charter Amendment Proposal - To consider and vote
upon a proposal to approve the material differences
between the proposed fourth amended and restated
certificate of incorporation of Live Oak that will be in
effect upon the closing of the Business Combination and
Live Oak's current certificate of incorporation: To remove
the business combination requirements. The Charter
Amendment Proposal (including each sub-proposal) is
conditioned on the approval of the Business Combination
Proposal.

Management

For

2E.

The Charter Amendment Proposal - To consider and vote
upon a proposal to approve the material differences
between the proposed fourth amended and restated
certificate of incorporation of Live Oak that will be in
effect upon the closing of the Business Combination and
Live Oak's current certificate of incorporation: To revise
the choice of forum provisions. The Charter Amendment
Proposal (including each sub- proposal) is conditioned on
the approval of the Business Combination Proposal.

Management

For

2F.

The Charter Amendment Proposal - To consider and vote
upon a proposal to approve the material differences
between the proposed fourth amended and restated
certificate of incorporation of Live Oak that will be in
effect upon the closing of the Business Combination and
Live Oak's current certificate of incorporation: To add the
supermajority voting provisions. The Charter Amendment
Proposal (including each sub-proposal) is conditioned on
the approval of the Business Combination Proposal.

Management

For

2G.

The Charter Amendment Proposal - To consider and vote
upon a proposal to approve the material differences
between the proposed fourth amended and restated
certificate of incorporation of Live Oak that will be in
effect upon the closing of the Business Combination and
Live Oak's current certificate of incorporation: To remove
the provision renouncing the corporate opportunity
doctrine. The Charter Amendment Proposal (including
each sub-proposal) is conditioned on the approval of the
Business Combination Proposal.

Management

For

2H.

The Charter Amendment Proposal - To consider and vote
upon a proposal to approve the material differences
between the proposed fourth amended and restated
certificate of incorporation of Live Oak that will be in
effect upon the closing of the Business Combination and
Live Oak's current certificate of incorporation: To remove
the provisions providing for a classified board of directors.
The Charter Amendment Proposal (including each sub-
proposal) is conditioned on the approval of the Business
Combination Proposal.

Management

For

2I.

The Charter Amendment Proposal - To consider and vote
upon a proposal to approve the material differences
between the proposed fourth amended and restated
certificate of incorporation of Live Oak that will be in
effect upon the closing of the Business Combination and
Live Oak's current certificate of incorporation: To approve
all other changes. The Charter Amendment Proposal
(including each sub-proposal) is conditioned on the
approval of the Business Combination Proposal.

Management

For

DIRECTOR

Management

Stephen E. Croskrey

For

John P. Amboian

For

Richard J. Hendrix

For

Christy Basco

For

Philip Gregory Calhoun

For

Gregory Hunt

For

Dr. Isao Noda

For

Stuart Pratt

For

The NYSE Proposal - To consider and vote upon a
proposal to approve, for purposes of complying with the
applicable provisions of Section 312.03 of the New York
Stock Exchange's ("NYSE") Listed Company Manual: (i)
the issuance of more than 20% of Live Oak's Class A
Common Stock in connection with the Business
Combination, including, without limitation, to the investors
in the PIPE; (ii) the issuance of shares of Live Oak's
Class A Common Stock to a Related Party in connection
with the Business Combination.

Management

For

The Equity Incentive Plan Proposal - To consider and
vote upon a proposal to approve and adopt the equity
incentive award plan established to be effective after the
Closing of the Business Combination. The Equity
Incentive Plan Proposal is conditioned on the approval of
the Business Combination Proposal.

Management

For

The Employee Stock Purchase Plan Proposal - To
consider and vote upon a proposal approve and adopt
the employee stock purchase plan established to be
effective after the Closing of the Business Combination.
The Employee Stock Purchase Plan Proposal is
conditioned on the approval of the Business Combination
Proposal.

Management

For

The Adjournment Proposal - To consider and vote upon a
proposal to adjourn the special meeting to a later date or
dates, if necessary, to permit further solicitation and vote
of proxies if, based upon the tabulated vote at the time of
the special meeting, there are not sufficient votes to
approve one or more proposals presented to
stockholders for vote.

Management

For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.17

THE RELATIVE
VALUE FUND

145442.17

UMB BANK,
N.A.

390

21-Dec-2020

GX ACQUISITION CORP.

Security

36251A107

Meeting Type

Annual

Ticker Symbol

GXGX

Meeting Date

29-Dec-2020

ISIN

US36251A1079

Agenda

935316910 - Management

Record Date

27-Nov-2020

Holding Recon Date

27-Nov-2020

City /

Country

United
States

Vote Deadline Date

28-Dec-2020

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

DIRECTOR

Management

Paul S. Levy

For

Ratification of the selection by the audit committee of
Marcum LLP to serve as our independent registered
public accounting firm for the year ending December 31,
2020.

Management

For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.17

THE RELATIVE
VALUE FUND

145442.17

UMB BANK,
N.A.

101

15-Dec-2020

THUNDER BRIDGE ACQUISITION II, LTD

Security

G8857S116

Meeting Type

Annual

Ticker Symbol

THBR

Meeting Date

30-Dec-2020

ISIN

KYG8857S1167

Agenda

935316958 - Management

Record Date

01-Dec-2020

Holding Recon Date

01-Dec-2020

City /

Country

United
States

Vote Deadline Date

29-Dec-2020

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

RESOLVED, as an ordinary resolution, that the selection
by the audit committee of Grant Thornton LLP to serve as
our independent registered public accounting firm for the
year ending December 31, 2020 be approved, adopted,
confirmed and ratified in all respects.

Management

For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.18

TRVF
RIVERNORTH -
BNP PLEDGE

145442.18

UMB BANK,
N.A.

1,424

15-Dec-2020

EATON VANCE SENIOR INCOME TRUST

Security

27826S103

Meeting Type

Contested-Special

Ticker Symbol

EVF

Meeting Date

12-Jan-2021

ISIN

US27826S1033

Agenda

935306604 - Opposition

Record Date

29-Oct-2020

Holding Recon Date

29-Oct-2020

City /

Country

United
States

Vote Deadline Date

11-Jan-2021

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

Proposal to consider and approve a new investment
advisory agreement with Eaton Vance Management.

Management

To authorize the Proxyholders to decline to attend the
Special Meeting if they believe that Proposal No. 1 is less
likely to be approved if your shares are not represented
at the Special Meeting (by making it more difficult for
more than 50% of the outstanding shares to be present in
person or by proxy) than if they are represented at the
Special Meeting.

Management

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.17

THE RELATIVE
VALUE FUND

145442.17

UMB BANK,
N.A.

6,862

08-Jan-2021

EATON VANCE SENIOR INCOME TRUST

Security

27826S103

Meeting Type

Contested-Special

Ticker Symbol

EVF

Meeting Date

12-Jan-2021

ISIN

US27826S1033

Agenda

935311895 - Management

Record Date

29-Oct-2020

Holding Recon Date

29-Oct-2020

City /

Country

United
States

Vote Deadline Date

11-Jan-2021

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

4a.

Approval of a new investment advisory agreement with
Eaton Vance Management to continue to serve as the
Fund's investment adviser.

Management

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.17

THE RELATIVE
VALUE FUND

145442.17

UMB BANK,
N.A.

6,862

SC HEALTH CORPORATION

Security

G78516203

Meeting Type

Special

Ticker Symbol

SCPE

Meeting Date

12-Jan-2021

ISIN

KYG785162036

Agenda

935320692 - Management

Record Date

21-Dec-2020

Holding Recon Date

21-Dec-2020

City /

Country

China

Vote Deadline Date

11-Jan-2021

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

Extension Proposal - Amend the Company's amended
and restated memorandum and articles of association to
extend the date that the Company has to consummate a
business combination from January 16, 2021 to April 16,
2021.

Management

For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.18

TRVF
RIVERNORTH -
BNP PLEDGE

145442.18

UMB BANK,
N.A.

124

04-Jan-2021

SILVER SPIKE ACQUISITION CORP.

Security

G8136L106

Meeting Type

Special

Ticker Symbol

SSPK

Meeting Date

13-Jan-2021

ISIN

KYG8136L1068

Agenda

935320755 - Management

Record Date

18-Dec-2020

Holding Recon Date

18-Dec-2020

City /

Country

United
States

Vote Deadline Date

12-Jan-2021

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

Extension of Corporate Life Amend the Company's
amended and restated memorandum and articles of
association to extend the date that the Company has to
consummate a business combination from February 12,
2021 to July 10, 2021.

Management

For

Adjournment Adjourn the Extraordinary General Meeting
to a later date or dates, if necessary, to permit further
solicitation and vote of proxies in the event that there are
insufficient votes for, or otherwise in connection with, the
approval of Proposal 1.

Management

For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.17

THE RELATIVE
VALUE FUND

145442.17

UMB BANK,
N.A.

368

04-Jan-2021

NUVEEN MICHIGAN QLTY MUNI INC FD INC

Security

670979103

Meeting Type

Annual

Ticker Symbol

NUM

Meeting Date

15-Jan-2021

ISIN

US6709791031

Agenda

935293871 - Management

Record Date

08-Sep-2020

Holding Recon Date

08-Sep-2020

City /

Country

United
States

Vote Deadline Date

14-Jan-2021

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

To approve an Agreement and Plan of Reorganization
pursuant to which Nuveen Michigan Quality Municipal
Income Fund (the "Target Fund") would (i) transfer
substantially all of its assets to Nuveen AMT-Free Quality
Municipal Income Fund (the "Acquiring Fund"), (ii)
distribute such newly issued shares of the Acquiring Fund
to the common shareholders and preferred shareholders
of the Target Fund, and (iii) liquidate, dissolve and
terminate in accordance with applicable law.

Management

Split

DIRECTOR

Management

Split

John K. Nelson

Split

Terence J. Toth

Split

Robert L. Young

Split

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.17

THE RELATIVE
VALUE FUND

145442.17

UMB BANK,
N.A.

3,555

04-Dec-2020

14-Jan-2021

BLACKROCK NY INSURED MUNICIPAL INCOME TR

Security

09249U105

Meeting Type

Special

Ticker Symbol

BSE

Meeting Date

21-Jan-2021

ISIN

US09249U1051

Agenda

935296877 - Management

Record Date

16-Oct-2020

Holding Recon Date

16-Oct-2020

City /

Country

United
States

Vote Deadline Date

20-Jan-2021

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

1A.

The common shareholders and holders of Variable Rate
Demand Preferred Shares ("VRDP Shares" and the
holders thereof, "VRDP Holders") of BlackRock New York
Municipal Income Quality Trust ("BSE") are being asked
to vote as a single class on a proposal to approve an
Agreement and Plan of Reorganization between BSE and
BlackRock New York Municipal Income Trust (the
"Acquiring Fund" and such Agreement and Plan of
Reorganization, the "BSE Reorganization Agreement")
and the transactions contemplated therein.

Management

Split

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.17

THE RELATIVE
VALUE FUND

145442.17

UMB BANK,
N.A.

8,563

14-Dec-2020

CC NEUBERGER PRINCIPAL HOLDINGS

Security

G1992Y114

Meeting Type

Special

Ticker Symbol

PCPL

Meeting Date

02-Feb-2021

ISIN

KYG1992Y1145

Agenda

935326442 - Management

Record Date

23-Dec-2020

Holding Recon Date

23-Dec-2020

City /

Country

United
States

Vote Deadline Date

01-Feb-2021

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

The Domestication Proposal - to consider and vote upon
a proposal by special resolution to change the corporate
structure and domicile of CCNB1 by way of continuation
from an exempted company incorporated under the laws
of the Cayman Islands to a corporation incorporated
under the laws of the State of Delaware (the
"Domestication"). The Domestication will be effected
simultaneously with the Business Combination (as
defined below) by CCNB1 filing a Certificate of Corporate
Domestication ...(due to space limits, see proxy
statement for full proposal).

Management

For

The Business Combination Proposal - to consider and
vote upon a proposal by ordinary resolution to approve
the Business Combination Agreement, dated as of
October 14, 2020 (as amended or supplemented from
time to time, the "Business Combination Agreement"), by
and among CCNB1, Sonar Merger Sub I, LLC, a
Delaware limited liability company ("Blocker Merger Sub
1"), Sonar Merger Sub II, LLC, a Delaware limited liability
company ("Blocker Merger Sub 2"), Sonar Merger Sub III,
LLC ...(due to space limits, see proxy statement for full
proposal).

Management

For

The Equity Incentive Plan Proposal - to consider and vote
upon the approval by ordinary resolution of the Equity
Incentive Plan. CCNB1 refers to this as the "Equity
Incentive Plan Proposal." A copy of the Equity Incentive
Plan is attached to an amendment to the accompanying
proxy statement/prospectus.

Management

For

The Charter Proposal - to consider and vote upon the
approval by special resolution of the amendment and
restatement of the Existing Organizational Documents
(as defined herein) in their entirety by the proposed new
certificate of incorporation (the "Certificate of
Incorporation") of the Company (a corporation
incorporated in the State of Delaware, assuming the
Domestication Proposal is approved and adopted, and
the filing with and acceptance by the Secretary of State of
Delaware ...(due to space limits, see proxy statement for
full proposal).

Management

For

5A.

Organizational Documents Proposal 5a - an amendment
to change the authorized capital stock of CCNB1 from (i)
500,000,000 Class A ordinary shares, par value $0.0001
per share (the "Class A ordinary shares"), 50,000,000
Class B ordinary shares, par value $0.001 per share (the
"Class B ordinary shares"), and 1,000,000 preference
shares, par value $0.0001 per share, to (ii) 2,500,000,000
shares of Class A common stock, par value $0.0001 per
share, of the Company (the "Class A common stock")
...(due to space limits, see proxy statement for full
proposal).

Management

For

5B.

Organizational Documents Proposal 5b - an amendment
to authorize the board of the directors of the Company
subsequent to the completion of the Business
Combination (the "Company Board") to make future
issuances of any or all shares of Preferred Stock in one
or more classes or series, with such terms and conditions
as may be expressly determined by the Company Board
and as may be permitted by the DGCL.

Management

For

5C.

Organizational Documents Proposal 5c - an amendment
to provide that certain provisions of the Certificate of
Incorporation are subject to certain provisions of the
Investor Rights Agreement (as defined in the
accompanying proxy statement/prospectus).

Management

For

5D.

Organizational Documents Proposal 5d - an amendment
to remove the ability of the Company's stockholders to
take action by written consent in lieu of a meeting unless
such action is recommended or approved by all directors
then in office.

Management

For

5E.

Organizational Documents Proposal 5e - an amendment
to authorize the classification of the Company Board into
three classes of directors with staggered three-year terms
of office and make certain related changes.

Management

For

5F.

Organizational Documents Proposal 5f - an amendment
to adopt Delaware as the exclusive forum for certain
stockholder litigation.

Management

For

5G.

Organizational Documents Proposal 5g - certain other
changes in connection with the replacement of Existing
Organizational Documents with the Certificate of
Incorporation and Bylaws to be adopted as part of the
Domestication (copies of which are attached to the
accompanying proxy statement/ prospectus as Annex E
and Annex F, respectively), including (1) changing the
post-Business Combination corporate name from "CC
Neuberger Principal Holdings I" to "E2open Parent
Holdings, Inc.

Management

For

The NYSE Proposal - to consider and vote upon a
proposal by ordinary resolution to approve, for the
purposes of complying with the applicable provisions of
NYSE Listing Rule 312.03, the issuance of shares of
Class A common stock, and securities convertible into or
exchangeable for Class A common stock, in connection
with the Business Combination, the PIPE Investment, the
Backstop Agreement, and any Permitted Equity
Financing and shares of Class A common stock
underlying Restricted Sponsor Shares (the "NYSE
Proposal").

Management

For

The Adjournment Proposal - to consider and vote upon a
proposal by ordinary resolution to approve the
adjournment of the extraordinary general meeting to a
later date or dates, if necessary, to permit further
solicitation and vote of proxies in the event that there are
insufficient votes for the approval of one or more
proposals at the extraordinary general meeting (this
proposal is referred to herein as the "Adjournment
Proposal")

Management

For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.17

THE RELATIVE
VALUE FUND

145442.17

UMB BANK,
N.A.

2,403

28-Jan-2021

AGBA ACQUISITION LIMITED

Security

G0120M109

Meeting Type

Special

Ticker Symbol

AGBA

Meeting Date

05-Feb-2021

ISIN

VGG0120M1095

Agenda

935329082 - Management

Record Date

12-Jan-2021

Holding Recon Date

12-Jan-2021

City /

Country

United
States

Vote Deadline Date

04-Feb-2021

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

APPROVAL OF AN AMENDMENT TO THE
COMPANY'S AMENDED AND RESTATED
MEMORANDUM AND ARTICLES OF ASSOCIATION TO
EXTEND THE DATE BY WHICH THE COMPANY HAS
TO CONSUMMATE A BUSINESS COMBINATION (THE
"EXTENSION") THREE (3) TIMES FOR AN
ADDITIONAL THREE MONTHS EACH TIME FROM
FEBRUARY 16, 2021 TO NOVEMBER 16, 2021.

Management

For

APPROVAL OF AN AMENDMENT TO THE
COMPANY'S EXISTING INVESTMENT MANAGEMENT
TRUST AGREEMENT TO MAKE CHANGES
NECESSARY TO REFLECT THE EXTENSION.

Management

For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.17

THE RELATIVE
VALUE FUND

145442.17

UMB BANK,
N.A.

2,247

28-Jan-2021

DTF TAX-FREE INCOME FUND INC.

Security

23334J107

Meeting Type

Annual

Ticker Symbol

DTF

Meeting Date

26-Feb-2021

ISIN

US23334J1079

Agenda

935325882 - Management

Record Date

05-Jan-2021

Holding Recon Date

05-Jan-2021

City /

Country

United
States

Vote Deadline Date

25-Feb-2021

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

DIRECTOR

Management

Split

Eileen A. Moran

Split

2A.

To amend the Fund's charter in the following manner: To
provide for the Fund to be wound up and dissolved,
subject to compliance with Maryland law relating to
corporate dissolution, on a specified date that is
approximately seven years from the date of adoption of
the charter amendment.

Management

Split

2B.

To amend the Fund's charter in the following manner:
Contingent on the approval of Proposal 2a, to authorize
the Board of Directors of the Fund to extend the term of
the Fund to once again have a perpetual existence,
subject to the Fund having conducted a tender offer
meeting certain conditions.

Management

Split

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.17

THE RELATIVE
VALUE FUND

145442.17

UMB BANK,
N.A.

5,738

25-Feb-2021

OAKTREE SPECIALTY LENDING CORPORATION

Security

67401P108

Meeting Type

Annual

Ticker Symbol

OCSL

Meeting Date

15-Mar-2021

ISIN

US67401P1084

Agenda

935330946 - Management

Record Date

19-Jan-2021

Holding Recon Date

19-Jan-2021

City /

Country

United
States

Vote Deadline Date

12-Mar-2021

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

1A.

Election of Director: Deborah Gero

Management

1B.

Election of Director: Craig Jacobson

Management

To ratify the appointment of Ernst & Young LLP as the
Independent Registered Public Accounting Firm for the
Company for the fiscal year ending September 30, 2021.

Management

To approve the issuance of shares of common stock, par
value $0.01 per share, of the Company to be issued
pursuant to the Agreement and Plan of Merger, dated as
of October 28, 2020, among Oaktree Strategic Income
Corporation, a Delaware corporation ("OCSI"), the
Company, Lion Merger Sub, Inc., a Delaware corporation
and a direct wholly-owned subsidiary of the Company,
and, for the limited purposes set forth therein, Oaktree
Fund Advisors, LLC, a Delaware limited liability company
and investment adviser to each of the Company and
OCSI.

Management

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.17

THE RELATIVE
VALUE FUND

145442.17

UMB BANK,
N.A.

29,948

145442.18

TRVF
RIVERNORTH -
BNP PLEDGE

145442.18

UMB BANK,
N.A.

28,776

OWL ROCK CAPITAL CORPORATION

Security

69121K104

Meeting Type

Special

Ticker Symbol

ORCC

Meeting Date

17-Mar-2021

ISIN

US69121K1043

Agenda

935331037 - Management

Record Date

15-Jan-2021

Holding Recon Date

15-Jan-2021

City /

Country

United
States

Vote Deadline Date

16-Mar-2021

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

To approve the Company's entry into an amended and
restated investment advisory agreement (the "New
Advisory Agreement") between the Company and Owl
Rock Capital Advisors LLC (the "Adviser"), pursuant to
which the Adviser will continue to provide investment
advisory and management services to the Company
following the change in control of the Adviser with no
changes to terms, as more fully described in the
accompanying proxy statement (the "New Advisory
Agreement Proposal").

Management

To approve the adjournment of the Special Meeting, if
necessary or appropriate, to solicit additional proxies if
there are insufficient votes at the time of the Special
Meeting to approve the New Advisory Agreement
Proposal (the "Adjournment Proposal").

Management

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.17

THE RELATIVE
VALUE FUND

145442.17

UMB BANK,
N.A.

11,077

EATON VANCE FLOATING-RATE INCOME PLUS

Security

278284104

Meeting Type

Contested-Special

Ticker Symbol

EFF

Meeting Date

19-Mar-2021

ISIN

US2782841041

Agenda

935335871 - Management

Record Date

15-Jan-2021

Holding Recon Date

15-Jan-2021

City /

Country

United
States

Vote Deadline Date

18-Mar-2021

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

Approval of a new investment advisory and administrative
agreement with Eaton Vance Management to continue to
serve as the Fund's investment adviser and
administrator.

Management

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.17

THE RELATIVE
VALUE FUND

145442.17

UMB BANK,
N.A.

53,789

EATON VANCE FLOATING-RATE INCOME PLUS

Security

278284104

Meeting Type

Contested-Special

Ticker Symbol

EFF

Meeting Date

19-Mar-2021

ISIN

US2782841041

Agenda

935336328 - Opposition

Record Date

15-Jan-2021

Holding Recon Date

15-Jan-2021

City /

Country

United
States

Vote Deadline Date

18-Mar-2021

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

Proposal to consider and approve a new investment
advisory agreement with Eaton Vance Management.

Management

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.17

THE RELATIVE
VALUE FUND

145442.17

UMB BANK,
N.A.

53,789

REPLAY ACQUISITION CORP.

Security

G75130107

Meeting Type

Special

Ticker Symbol

RPLA

Meeting Date

25-Mar-2021

ISIN

KYG751301071

Agenda

935336998 - Management

Record Date

28-Jan-2021

Holding Recon Date

28-Jan-2021

City /

Country

United
States

Vote Deadline Date

24-Mar-2021

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

1A.

The Domestication: A proposal to be approved as a
special resolution to change Replay's jurisdiction of
incorporation from the Cayman Islands to the State of
Delaware by deregistering as an exempted company in
the Cayman Islands and continuing and domesticating as
a limited liability company formed under the laws of the
State of Delaware.

Management

For

1B.

The Replay Limited Liability Company Agreement (the
"Replay LLCA"): A proposal to be approved as a special
resolution to approve and adopt the Replay LLCA to
govern Replay upon its Domestication.

Management

For

1C.

The Business Combination: A proposal to approve the
transactions contemplated by the Transaction
Agreement, dated October 12, 2020 (the "Transaction
Agreement"), by and among Replay, Finance of America
Equity Capital LLC ("FoA"), Finance of America
Companies Inc. ("New Pubco"), RPLY Merger Sub LLC
("Replay Merger Sub"), RPLY BLKR Merger Sub LLC
("Blocker Merger Sub"), Blackstone Tactical
Opportunities Fund (Urban Feeder) NQ L.P. ("Blocker"),
Blackstone Tactical Opportunities Associates ... (due to
space limits, see proxy statement for full proposal).

Management

For

2A.

The Stock Issuance Proposals: Each issuance of
Ordinary Shares pursuant to each Replay PIPE
Agreement.

Management

For

2B.

The Stock Issuance Proposals: Each issuance of shares
of Class A Common Stock pursuant to each New Pubco
PIPE Agreement.

Management

For

2C.

The Stock Issuance Proposals: Each issuance of shares
of Class A Common Stock pursuant to the Transaction
Agreement.

Management

For

2D.

The Stock Issuance Proposals: Each issuance of shares
of Class B Common Stock pursuant to the Transaction
Agreement.

Management

For

2E.

The Stock Issuance Proposals: Each issuance of
Ordinary Shares pursuant to each Replay PIPE
Agreement entered into with an affiliate of Replay
Sponsor, LLC (the "Sponsor").

Management

For

2F.

The Stock Issuance Proposals: Each issuance of shares
of Class A Common Stock to the Sellers, Blocker and
Blocker GP pursuant to the Transaction Agreement.

Management

For

2G.

The Stock Issuance Proposals: Each issuance of Class B
Common Stock to the Sellers pursuant to the Transaction
Agreement.

Management

For

3A.

Organizational Documents Proposal A: To approve the
provision in the Proposed Charter changing the
authorized share capital from $20,200 divided into
200,000,000 Ordinary Shares of a par value of $0.0001
each and 2,000,000 preferred shares of a par value of
$0.0001 each, to authorized capital stock of
6,601,000,000 shares, consisting of 6,000,000,000
shares of Class A Common Stock, $0.0001 par value per
share, 1,000,000 shares of Class B Common Stock,
$0.0001 par value per share, and 600,000,000 ... (due to
space limits, see proxy statement for full proposal).

Management

For

3B.

Organizational Documents Proposal B: To approve the
provisions in the Proposed Charter, pursuant to which
only the board of directors, the chairman of the board of
directors or the chief executive officer, by or at their
direction, may call a special meeting of the stockholders
generally entitled to vote, or the board of directors or the
chairman of the board of directors must, by or at their
direction, call such a special meeting at the request of the
Principal Stockholders except during any time ...(due to
space limits, see proxy statement for full proposal).

Management

For

3C.

Organizational Documents Proposal C: To approve all
other changes in connection with the replacement of the
Existing Organizational Documents of Replay with the
Proposed Organizational Documents of New Pubco,
including, among other things, (i) changing from a blank
check company seeking a business combination within a
certain period (as provided in the Existing Organizational
Documents), to a corporation having perpetual existence
(as provided in the Proposed Charter), ... (due to space
limits, see proxy statement for full proposal).

Management

For

The Incentive Plan Proposal: A proposal to approve the
adoption of the Finance of America Companies Inc. 2021
Omnibus Incentive Plan (the "Incentive Plan").

Management

For

The Extension Proposal: A proposal to be approved by
special resolution to approve an extension of the date by
which Replay must consummate a Business Combination
(as defined in the Existing Organizational Documents) to
October 8, 2021 (or, if elected by FoA prior to the date
the Registration Statement is declared effective under the
Securities Act of 1933, such other date designated by
FoA) to be effected by way of amendment and
restatement of the Existing Organizational Documents.

Management

For

The Adjournment Proposal: A proposal to approve the
adjournment of the general meeting to a later date or
dates, if necessary or appropriate, to permit further
solicitation and vote of proxies in the event that there are
insufficient votes for, or otherwise in connection with, the
approval of the Cayman Proposals, the Stock Issuance
Proposals, the Organizational Documents Proposals, the
Incentive Plan Proposal and/or the Extension Proposal.

Management

For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.18

TRVF
RIVERNORTH -
BNP PLEDGE

145442.18

UMB BANK,
N.A.

520

04-Mar-2021

ABERDEEN FUNDS

Security

00301W105

Meeting Type

Annual

Ticker Symbol

AEF

Meeting Date

01-Apr-2021

ISIN

US00301W1053

Agenda

935340579 - Management

Record Date

16-Feb-2021

Holding Recon Date

16-Feb-2021

City /

Country

United
States

Vote Deadline Date

31-Mar-2021

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

1.1

Election of Class I Director for three year term until 2024
Annual Meeting: Nancy Yao Maasbach

Management

Split

1.2

Election of Class I Director for three year term until 2024
Annual Meeting: Rahn Porter

Management

Split

2.1

To consider the continuation of the term of one Class III
Director under the Fund's Corporate Governance Policies
for a two-year term ending in 2023: Steven N. Rappaport

Management

Split

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.17

THE RELATIVE
VALUE FUND

145442.17

UMB BANK,
N.A.

1,424

31-Mar-2021

ABERDEEN FUNDS

Security

00301W105

Meeting Type

Annual

Ticker Symbol

AEF

Meeting Date

01-Apr-2021

ISIN

US00301W1053

Agenda

935340579 - Management

Record Date

16-Feb-2021

Holding Recon Date

16-Feb-2021

City /

Country

United
States

Vote Deadline Date

31-Mar-2021

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

1.1

Election of Class I Director for three year term until 2024
Annual Meeting: Nancy Yao Maasbach

Management

Split

1.2

Election of Class I Director for three year term until 2024
Annual Meeting: Rahn Porter

Management

Split

2.1

To consider the continuation of the term of one Class III
Director under the Fund's Corporate Governance Policies
for a two-year term ending in 2023: Steven N. Rappaport

Management

Split

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.18

TRVF
RIVERNORTH -
BNP PLEDGE

145442.18

UMB BANK,
N.A.

15,016

31-Mar-2021

KAYNE ANDERSON MIDSTREAM/ENERGY FUND INC

Security

48661E108

Meeting Type

Annual

Ticker Symbol

KMF

Meeting Date

08-Apr-2021

ISIN

US48661E1082

Agenda

935347547 - Management

Record Date

12-Feb-2021

Holding Recon Date

12-Feb-2021

City /

Country

United
States

Vote Deadline Date

07-Apr-2021

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

1A.

ELECTION OF DIRECTOR FOR A TERM OF THREE
YEARS: MICHAEL J. LEVITT

Management

Split

THE RATIFICATION OF THE SELECTION OF
PRICEWATERHOUSECOOPERS LLP AS KMF'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING NOVEMBER
30, 2021.

Management

Split

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.17

THE RELATIVE
VALUE FUND

145442.17

UMB BANK,
N.A.

17,248

07-Apr-2021

TUSCAN HOLDINGS CORP II

Security

90070A103

Meeting Type

Annual

Ticker Symbol

THCA

Meeting Date

14-Apr-2021

ISIN

US90070A1034

Agenda

935362551 - Management

Record Date

16-Mar-2021

Holding Recon Date

16-Mar-2021

City /

Country

United
States

Vote Deadline Date

13-Apr-2021

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

Extension Amendment Proposal: Amend the Company's
amended and restated certificate of incorporation to
extend the date that the Company has to consummate a
business combination to September 30, 2021.

Management

For

Early Termination Proposal: Approve the Company's
early winding up and redemption of 100% of the
outstanding public shares if determined by the
Company's board of directors.

Management

For

DIRECTOR

Management

Sila Calderón

For

Michael Auerbach

For

Adjournment Proposal: Approve the adjournment of the
annual meeting to a later date or dates, if the Company
determines that additional time is necessary to effectuate
the Extension.

Management

For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.18

TRVF
RIVERNORTH -
BNP PLEDGE

145442.18

UMB BANK,
N.A.

2,002

26-Mar-2021

SC HEALTH CORPORATION

Security

G78516203

Meeting Type

Special

Ticker Symbol

SCPE

Meeting Date

14-Apr-2021

ISIN

KYG785162036

Agenda

935364341 - Management

Record Date

18-Mar-2021

Holding Recon Date

18-Mar-2021

City /

Country

China

Vote Deadline Date

13-Apr-2021

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

Extension Proposal: Amend the Company's amended
and restated memorandum and articles of association to
extend the date that the Company has to consummate a
business combination from April 16, 2021 to August 16,
2021.

Management

For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.18

TRVF
RIVERNORTH -
BNP PLEDGE

145442.18

UMB BANK,
N.A.

124

26-Mar-2021

PGIM INVESTMENTS

Security

69346J106

Meeting Type

Annual

Ticker Symbol

GHY

Meeting Date

16-Apr-2021

ISIN

US69346J1060

Agenda

935329676 - Management

Record Date

18-Dec-2020

Holding Recon Date

18-Dec-2020

City /

Country

United
States

Vote Deadline Date

15-Apr-2021

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

DIRECTOR

Management

Split

Scott E. Benjamin

Split

Linda W. Bynoe

Split

Laurie Simon Hodrick

Split

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.17

THE RELATIVE
VALUE FUND

145442.17

UMB BANK,
N.A.

280

08-Mar-2021

15-Apr-2021

PGIM INVESTMENTS

Security

69346J106

Meeting Type

Annual

Ticker Symbol

GHY

Meeting Date

16-Apr-2021

ISIN

US69346J1060

Agenda

935329676 - Management

Record Date

18-Dec-2020

Holding Recon Date

18-Dec-2020

City /

Country

United
States

Vote Deadline Date

15-Apr-2021

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

DIRECTOR

Management

Split

Scott E. Benjamin

Split

Linda W. Bynoe

Split

Laurie Simon Hodrick

Split

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.18

TRVF
RIVERNORTH -
BNP PLEDGE

145442.18

UMB BANK,
N.A.

17,874

08-Mar-2021

15-Apr-2021

UNION ACQUISITION CORP. II

Security

G9402Q100

Meeting Type

Special

Ticker Symbol

LATN

Meeting Date

16-Apr-2021

ISIN

KYG9402Q1001

Agenda

935356762 - Management

Record Date

10-Mar-2021

Holding Recon Date

10-Mar-2021

City /

Country

United
States

Vote Deadline Date

15-Apr-2021

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

Extension Amendment: A special resolution to amend the
Company's Amended and Restated Memorandum and
Articles of Association to extend the date by which the
Company must consummate a Business Combination
from April 22, 2021 to October 22, 2021.

Management

For

Adjournment: An ordinary resolution to adjourn the
Extraordinary General Meeting to a later date or dates, if
necessary, to permit further solicitation and vote of
proxies in the event there are insufficient votes for, or
otherwise in connection with, the approval of Proposal 1.

Management

For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.18

TRVF
RIVERNORTH -
BNP PLEDGE

145442.18

UMB BANK,
N.A.

1,990

12-Apr-2021

SOURCE CAPITAL, INC.

Security

836144105

Meeting Type

Annual

Ticker Symbol

SOR

Meeting Date

10-May-2021

ISIN

US8361441053

Agenda

935391261 - Management

Record Date

22-Mar-2021

Holding Recon Date

22-Mar-2021

City /

Country

United
States

Vote Deadline Date

07-May-2021

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

DIRECTOR

Management

Split

Atwood

Split

Brown

Split

Lipson

Split

Osborne

Split

Pisano

Split

Purcell

Split

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.18

TRVF
RIVERNORTH -
BNP PLEDGE

145442.18

UMB BANK,
N.A.

2,163

07-May-2021

SOURCE CAPITAL, INC.

Security

836144105

Meeting Type

Annual

Ticker Symbol

SOR

Meeting Date

10-May-2021

ISIN

US8361441053

Agenda

935391261 - Management

Record Date

22-Mar-2021

Holding Recon Date

22-Mar-2021

City /

Country

United
States

Vote Deadline Date

07-May-2021

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

DIRECTOR

Management

Split

Atwood

Split

Brown

Split

Lipson

Split

Osborne

Split

Pisano

Split

Purcell

Split

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.17

THE RELATIVE
VALUE FUND

145442.17

UMB BANK,
N.A.

196

07-May-2021

GREENVISION ACQUISITION CORP.

Security

39678G103

Meeting Type

Annual

Ticker Symbol

GRNV

Meeting Date

12-May-2021

ISIN

US39678G1031

Agenda

935411734 - Management

Record Date

14-Apr-2021

Holding Recon Date

14-Apr-2021

City /

Country

United
States

Vote Deadline Date

11-May-2021

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

Extension Amendment: Amend the Company's amended
and restated certificate of incorporation to extend the
date by which the Company has to consummate a
business combination from May 21, 2021 to August 19,
2021.

Management

For

DIRECTOR

Management

Zhigeng (David) Fu

For

Qi (Karl) Ye

For

He (Herbert) Yu

For

Jonathan Intrater

For

Lee Stern

For

Adjournment of Meeting: Approve the adjournment of the
annual meeting under certain circumstances, if necessary
or advisable, to permit further solicitation of proxies in the
event there are not sufficient votes at the time of the
special meeting to approve the Extension Amendment.

Management

For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.17

THE RELATIVE
VALUE FUND

145442.17

UMB BANK,
N.A.

3,133

30-Apr-2021

EATON VANCE FLOATING-RATE INCOME PLUS

Security

278284104

Meeting Type

Annual

Ticker Symbol

EFF

Meeting Date

14-May-2021

ISIN

US2782841041

Agenda

935393099 - Management

Record Date

01-Mar-2021

Holding Recon Date

01-Mar-2021

City /

Country

United
States

Vote Deadline Date

13-May-2021

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

To approve the liquidation and termination of the Fund
pursuant to the Plan of Liquidation and Termination
adopted by the Board of Trustees of the Fund.

Management

Split

DIRECTOR

Management

Split

William H. Park

Split

Keith Quinton

Split

Susan J. Sutherland

Split

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.17

THE RELATIVE
VALUE FUND

145442.17

UMB BANK,
N.A.

58,028

13-May-2021

XAI OCTAGON FUNDS

Security

98400T205

Meeting Type

Annual

Ticker Symbol

XFLTPR

Meeting Date

18-May-2021

ISIN

US98400T2050

Agenda

935411316 - Management

Record Date

06-Apr-2021

Holding Recon Date

06-Apr-2021

City /

Country

United
States

Vote Deadline Date

17-May-2021

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

1A.

Election of Class I Trustee of the Trust, to be elected by
common shares and preferred shares voting as a single
class, to serve until the 2024 annual meeting: Theodore
J. Brombach

Management

Split

1B.

Election of Class I Trustee of the Trust, to be elected by
preferred shares voting as a separate class, to serve until
the 2024 annual meeting: Danielle Cupps

Management

Split

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.17

THE RELATIVE
VALUE FUND

145442.17

UMB BANK,
N.A.

2,134

17-May-2021

BARINGS BDC, INC.

Security

06759L103

Meeting Type

Annual

Ticker Symbol

BBDC

Meeting Date

20-May-2021

ISIN

US06759L1035

Agenda

935375104 - Management

Record Date

12-Mar-2021

Holding Recon Date

12-Mar-2021

City /

Country

United
States

Vote Deadline Date

19-May-2021

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

1A.

Election of Class III Director to serve until the 2024
Annual Meeting: David Mihalick

Management

Split

1B.

Election of Class III Director to serve until the 2024
Annual Meeting: Thomas W. Okel

Management

Split

1C.

Election of Class III Director to serve until the 2024
Annual Meeting: Jill Olmstead

Management

Split

To authorize the Company, with subsequent approval of
its Board of Directors, to issue and sell shares of its
common stock at a price below its then current net asset
value per share in one or more offerings, subject to
certain limitations (including, without limitation, that the
number of shares does not exceed 30% of its then
outstanding common stock immediately prior to each
such offering).

Management

Split

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.18

TRVF
RIVERNORTH -
BNP PLEDGE

145442.18

UMB BANK,
N.A.

14,279

19-May-2021

BARINGS BDC, INC.

Security

06759L103

Meeting Type

Annual

Ticker Symbol

BBDC

Meeting Date

20-May-2021

ISIN

US06759L1035

Agenda

935375104 - Management

Record Date

12-Mar-2021

Holding Recon Date

12-Mar-2021

City /

Country

United
States

Vote Deadline Date

19-May-2021

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

1A.

Election of Class III Director to serve until the 2024
Annual Meeting: David Mihalick

Management

Split

1B.

Election of Class III Director to serve until the 2024
Annual Meeting: Thomas W. Okel

Management

Split

1C.

Election of Class III Director to serve until the 2024
Annual Meeting: Jill Olmstead

Management

Split

Management

Split

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.17

THE RELATIVE
VALUE FUND

145442.17

UMB BANK,
N.A.

6,008

19-May-2021

VOYA PRIME RATE TRUST

Security

92913A100

Meeting Type

Special

Ticker Symbol

PPR

Meeting Date

21-May-2021

ISIN

US92913A1007

Agenda

935418295 - Management

Record Date

08-Mar-2021

Holding Recon Date

08-Mar-2021

City /

Country

United
States

Vote Deadline Date

20-May-2021

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

To approve the New Investment Management Agreement
between the Fund and Saba Capital Management, L.P. in
connection with the Adviser Transition as defined in the
Proxy Statement.

Management

Split

To remove the Fund's fundamental investment restriction
relating to investing in warrants.

Management

Split

To remove the Fund's fundamental investment restriction
relating to purchasing or selling equity securities,
engaging in short-selling and the use of certain option
arrangements.

Management

Split

To remove the Fund's fundamental investment restriction
relating to investing in other investment companies.

Management

Split

To approve changing the Fund's sub-classification under
the Investment Company Act of 1940 from "diversified" to
"non-diversified."

Management

Split

To approve a change of the investment objective and to
make the investment objective non-fundamental.

Management

Split

To approve the adjournment of the Special Meeting, if
necessary or appropriate, to solicit additional proxies.

Management

Split

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.18

TRVF
RIVERNORTH -
BNP PLEDGE

145442.18

UMB BANK,
N.A.

101,425

20-May-2021

VOYA PRIME RATE TRUST

Security

92913A100

Meeting Type

Special

Ticker Symbol

PPR

Meeting Date

21-May-2021

ISIN

US92913A1007

Agenda

935418295 - Management

Record Date

08-Mar-2021

Holding Recon Date

08-Mar-2021

City /

Country

United
States

Vote Deadline Date

20-May-2021

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

To approve the New Investment Management Agreement
between the Fund and Saba Capital Management, L.P. in
connection with the Adviser Transition as defined in the
Proxy Statement.

Management

Split

To remove the Fund's fundamental investment restriction
relating to investing in warrants.

Management

Split

To remove the Fund's fundamental investment restriction
relating to purchasing or selling equity securities,
engaging in short-selling and the use of certain option
arrangements.

Management

Split

To remove the Fund's fundamental investment restriction
relating to investing in other investment companies.

Management

Split

To approve changing the Fund's sub-classification under
the Investment Company Act of 1940 from "diversified" to
"non-diversified."

Management

Split

To approve a change of the investment objective and to
make the investment objective non-fundamental.

Management

Split

To approve the adjournment of the Special Meeting, if
necessary or appropriate, to solicit additional proxies.

Management

Split

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.17

THE RELATIVE
VALUE FUND

145442.17

UMB BANK,
N.A.

68,514

20-May-2021

NUVEEN MARYLAND QUALITY MUNICIPAL INC FD

Security

67061Q107

Meeting Type

Annual

Ticker Symbol

NMY

Meeting Date

25-May-2021

ISIN

US67061Q1076

Agenda

935346141 - Management

Record Date

29-Jan-2021

Holding Recon Date

29-Jan-2021

City /

Country

United
States

Vote Deadline Date

24-May-2021

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

1A.

DIRECTOR

Management

Split

Jack B. Evans

Split

Matthew Thornton III

Split

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.17

THE RELATIVE
VALUE FUND

145442.17

UMB BANK,
N.A.

4,774

05-Apr-2021

THUNDER BRIDGE ACQUISITION II, LTD

Security

G8857S116

Meeting Type

Special

Ticker Symbol

THBR

Meeting Date

09-Jun-2021

ISIN

KYG8857S1167

Agenda

935439756 - Management

Record Date

10-May-2021

Holding Recon Date

10-May-2021

City /

Country

United
States

Vote Deadline Date

08-Jun-2021

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

RESOLVED, as special resolution that Thunder Bridge
Acquisition II, Ltd. be de-registered in the Cayman
Islands pursuant to Article 47 of the Amended and
Restated Articles of Association of Thunder Bridge
Acquisition II, Ltd. and be registered by way of
continuation as a corporation in the State of Delaware
and conditional upon, and with effect from, the
registration of Thunder Bridge Acquisition II, Ltd. in the
State of Delaware as a corporation, governed by the
certificate of incorporation attached as Annex A.

Management

For

RESOLVED, as an ordinary resolution, that Thunder
Bridge II's entry into the Master Transactions Agreement
dated effective as of December 14, 2020 (as amended or
supplemented from time to time, the "MTA") by and
among Thunder Bridge II, Surviving Pubco, Merger Subs,
indie, the ADK Blocker Group, ADK Service Provider
Holdco and, solely in its capacity as the indie
Securityholder Representative thereunder, Donald
McClymont, the consummation of the transactions
contemplated by the MTA, including the issuance of the
merger consideration thereunder.

Management

For

RESOLVED, as an ordinary resolution, that the indie
Semiconductor, Inc. 2021 Omnibus Equity Incentive Plan
(a copy of the 2021 Equity Incentive Plan is attached to
the proxy statement/prospectus as Annex C) be adopted
and approved in all respects.

Management

For

DIRECTOR

Management

Sonalee Parekh

For

Ichiro Aoki

For

Jeffrey Owens

For

William Woodward

For

Karl-Thomas Neumann

For

Diane Brink

For

Donald McClymont

For

Peter Kight

For

David Aldrich

For

RESOLVED, as an ordinary resolution, that the issuance
of an aggregate of 90,000,000 Merger Consideration
shares, up to an aggregate of 10,000,000 Earn-Out
Shares, and 15,000,000 Class A ordinary shares in the
PIPE Financing be approved and adopted in all respects.

Management

For

6A)

Advisory Charter Proposal A - to provide that the total
number of shares of all classes of capital stock which the
Company will have authority to issue is 300,000,000
shares, consisting of (i) 250,000,000 shares of Class A
common stock, par value $0.0001 per share, (ii)
40,000,000 shares of Class V common stock, no par
value, and (iii) 10,000,000 shares of preferred stock, par
value $0.0001 per share.

Management

For

6B)

Advisory Charter Proposal B - to provide that special
meetings of stockholders of the Company may be called
only (i) by the chairman of the board of directors, (ii) by
the chief executive officer, or (iii) by the secretary acting
at the request of a majority of the total number of
directors that the Company would have if there were no
vacancies.

Management

For

6C)

Advisory Charter Proposal C - to provide that any action
of the stockholders of the Company may be taken without
a meeting, without prior notice and without a vote, if a
consent in writing, setting forth the action so taken, is
signed by the holders of outstanding stock having not
less than the minimum number of votes that would be
necessary to authorize or take such action at a meeting
at which all shares entitled to vote thereon were present
and voted.

Management

For

6D)

Advisory Charter Proposal D - to provide that the
Company's board of directors will be divided into three
classes designated as Class I, Class II and Class III.

Management

For

6E)

Advisory Charter Proposal E - to provide that directors
may be elected by the stockholders only at an annual
meeting of stockholders by a plurality of the votes cast.

Management

For

6F)

Advisory Charter Proposal F - to provide that any director
may be removed from office at any time, but only for
cause, by the affirmative vote of the holders of at least
662/3% of the voting power of the outstanding voting
capital stock of the Company, voting together as a single
class.

Management

For

6G)

Advisory Charter Proposal G - to provide that the
affirmative vote of the holders of at least 662/3% of the
voting power of the outstanding voting capital stock of the
Company, voting together as a single class, will be
required to amend or repeal, or adopt any provision
inconsistent with, provisions relating to calling special
meetings of stockholders and stockholder action by
written consent.

Management

For

6H)

Advisory Charter Proposal H - to provide that the Court of
Chancery of the State of Delaware or, if such court does
not have subject matter jurisdiction thereof, any federal
court located within the State of Delaware, shall be the
exclusive forum for certain actions and claims.

Management

For

6I)

Advisory Charter Proposal I - to provide that the
Company will not be subject to provisions Section 203 of
the DGCL, which generally prohibits "interested
stockholders" (stockholders holding 15% or more of the
outstanding stock) from engaging in business
combinations with the Company for a period of time
unless certain conditions are met.

Management

For

RESOLVED, as an ordinary resolution, that the
adjournment of the Shareholders Meeting to a later date
or dates, if necessary to permit further solicitation and
vote of proxies if it is determined by Thunder Bridge II
that more time is necessary or appropriate to approve
one or more Shareholder Proposals at the Shareholders
Meeting be approved and adopted in all respects.

Management

For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.17

THE RELATIVE
VALUE FUND

145442.17

UMB BANK,
N.A.

592

21-May-2021

145442.18

TRVF
RIVERNORTH -
BNP PLEDGE

145442.18

UMB BANK,
N.A.

21-May-2021

CHURCHILL CAP CORP II

Security

17143G106

Meeting Type

Special

Ticker Symbol

CCX

Meeting Date

10-Jun-2021

ISIN

US17143G1067

Agenda

935450089 - Management

Record Date

28-Apr-2021

Holding Recon Date

28-Apr-2021

City /

Country

United
States

Vote Deadline Date

09-Jun-2021

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

The Merger Proposal - To consider and vote upon a
proposal to approve the Agreement and Plan of Merger,
dated as of October 12, 2020 (as it may be amended
and/or restated from time to time, the "Skillsoft Merger
Agreement"), by and among Churchill and Software
Luxembourg Holding S.A. ("Skillsoft"), and the
transactions contemplated thereby.

Management

For

The Merger Issuance Proposal - To consider and vote
upon a proposal to approve, for purposes of complying
with applicable listing rules of the New York Stock
Exchange (the "NYSE"), the issuance of shares of
Churchill Class A common stock and Churchill Class C
common stock pursuant to the Skillsoft Merger
Agreement.

Management

For

The Charter Amendment Proposal - To consider and vote
upon a proposal to adopt an amendment (the "Charter
Amendment") to Churchill's amended and restated
certificate of incorporation currently in effect (the "Existing
Charter") in the form attached to the Joint Proxy
Statement/Prospectus as Annex B.

Management

For

Management

For

The Governance Proposal - To consider and act upon, on
a non- binding advisory basis, a separate proposal with
respect to certain governance provisions in the Proposed
Charter in order to give holders of Churchill common
stock the opportunity to present their separate views on
important corporate governance procedures.

Management

For

6A.

Election of Director: Jeffrey R. Tarr

Management

For

6B.

Election of Director: Helena B. Foulkes

Management

For

6C.

Election of Director: Ronald W. Hovsepian

Management

For

6D.

Election of Director: Michael Klein

Management

For

6E.

Election of Director: Karen G. Mills

Management

For

6F.

Election of Director: Lawrence H. Summers

Management

For

6G.

Election of Director: Peter Schmitt

Management

For

The Prosus PIPE Issuance Proposal - To consider and
vote upon a proposal to approve, for purposes of
complying with the applicable listing rules of the NYSE,
the issuance of shares of Churchill Class A common
stock pursuant to the Prosus Subscription Agreement
(including the shares issuable (i) upon Prosus's exercise
of the Prosus Top-Up Right and (ii) upon Prosus's
exercise of the Prosus Warrants (each as defined in the
Joint Proxy Statement/Prospectus)).

Management

For

The SuRo PIPE Issuance Proposal - To consider and
vote upon a proposal to approve, for purposes of
complying with the applicable listing rules of the NYSE,
the issuance of shares of Class A common stock
pursuant to the SuRo Subscription Agreement (as
defined in the Joint Proxy Statement/Prospectus).

Management

For

The Incentive Plan Proposal - To consider and vote upon
a proposal to approve and adopt the Incentive Plan (as
defined in the Joint Proxy Statement/Prospectus).

Management

For

10.

The Adjournment Proposal - To consider and vote upon a
proposal to approve the adjournment of the Churchill
Special Meeting to a later date or dates, if necessary, to
permit further solicitation and vote of proxies in the event
that there are insufficient votes.

Management

For

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.18

TRVF
RIVERNORTH -
BNP PLEDGE

145442.18

UMB BANK,
N.A.

1,227

01-Jun-2021

NEXPOINT FUNDS

Security

65340G205

Meeting Type

Annual

Ticker Symbol

NHF

Meeting Date

11-Jun-2021

ISIN

US65340G2057

Agenda

935432459 - Management

Record Date

19-Apr-2021

Holding Recon Date

19-Apr-2021

City /

Country

United
States

Vote Deadline Date

10-Jun-2021

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

1A.

Election of Class III Trustee to serve for a three year term
expiring at the 2024 Annual Meeting: John Honis

Management

Split

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.18

TRVF
RIVERNORTH -
BNP PLEDGE

145442.18

UMB BANK,
N.A.

5,572

10-Jun-2021

NEXPOINT FUNDS

Security

65340G205

Meeting Type

Annual

Ticker Symbol

NHF

Meeting Date

11-Jun-2021

ISIN

US65340G2057

Agenda

935432459 - Management

Record Date

19-Apr-2021

Holding Recon Date

19-Apr-2021

City /

Country

United
States

Vote Deadline Date

10-Jun-2021

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

1A.

Election of Class III Trustee to serve for a three year term
expiring at the 2024 Annual Meeting: John Honis

Management

Split

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.17

THE RELATIVE
VALUE FUND

145442.17

UMB BANK,
N.A.

1,899

10-Jun-2021

FIRST EAGLE ALTERNATIVE CAPITAL BDC, INC

Security

26943B100

Meeting Type

Annual

Ticker Symbol

FCRD

Meeting Date

17-Jun-2021

ISIN

US26943B1008

Agenda

935422749 - Management

Record Date

23-Apr-2021

Holding Recon Date

23-Apr-2021

City /

Country

United
States

Vote Deadline Date

16-Jun-2021

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

DIRECTOR

Management

Split

Christopher J. Flynn

Split

E.P. Giambastiani, Jr.

Split

Nancy Hawthorne

Split

James D. Kern

Split

Deborah McAneny

Split

Jane Musser Nelson

Split

To ratify the appointment of PricewaterhouseCoopers
LLP as the independent registered public accounting firm
for such Company for the fiscal year ending December
31, 2021.

Management

Split

To approve an amendment to our Third Amended and
Restated Certificate of Incorporation ("Charter") to
remove the ability of the continuing directors to remove
any director for cause and allow stockholders to remove
directors, with or without cause, by the holders of a
majority of shares then entitled to vote.

Management

Split

To approve the adjournment of the Annual Meeting, if
necessary or appropriate, to solicit additional proxies.

Management

Split

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.17

THE RELATIVE
VALUE FUND

145442.17

UMB BANK,
N.A.

21,246

16-Jun-2021

VOYA GBL EQ DIVIDEND AND PREMIUM OPP FD

Security

92912T100

Meeting Type

Annual

Ticker Symbol

IGD

Meeting Date

18-Jun-2021

ISIN

US92912T1007

Agenda

935428284 - Management

Record Date

22-Mar-2021

Holding Recon Date

22-Mar-2021

City /

Country

United
States

Vote Deadline Date

17-Jun-2021

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

DIRECTOR

Management

Split

Colleen D. Baldwin

Split

Joseph E. Obermeyer

Split

Christopher P. Sullivan

Split

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.17

THE RELATIVE
VALUE FUND

145442.17

UMB BANK,
N.A.

20,000

17-Jun-2021

MORGAN STANLEY EMERGING MKTS

Security

617477104

Meeting Type

Annual

Ticker Symbol

EDD

Meeting Date

24-Jun-2021

ISIN

US6174771047

Agenda

935436065 - Management

Record Date

05-Apr-2021

Holding Recon Date

05-Apr-2021

City /

Country

United
States

Vote Deadline Date

23-Jun-2021

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

DIRECTOR

Management

Split

Patricia Maleski#

Split

Nancy C. Everett*

Split

Michael F. Klein*

Split

W. Allen Reed*

Split

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.17

THE RELATIVE
VALUE FUND

145442.17

UMB BANK,
N.A.

19,229

23-Jun-2021

EATON VANCE SENIOR INCOME TRUST

Security

27826S103

Meeting Type

Special

Ticker Symbol

EVF

Meeting Date

24-Jun-2021

ISIN

US27826S1033

Agenda

935453770 - Management

Record Date

14-May-2021

Holding Recon Date

14-May-2021

City /

Country

United
States

Vote Deadline Date

23-Jun-2021

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

Approval of a new investment advisory agreement with
Eaton Vance Management to continue to serve as the
Fund's investment adviser

Management

Split

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.17

THE RELATIVE
VALUE FUND

145442.17

UMB BANK,
N.A.

95,136

23-Jun-2021

CALAMOS INVESTMENTS

Security

12812C106

Meeting Type

Annual

Ticker Symbol

CPZ

Meeting Date

29-Jun-2021

ISIN

US12812C1062

Agenda

935440608 - Management

Record Date

30-Apr-2021

Holding Recon Date

30-Apr-2021

City /

Country

United
States

Vote Deadline Date

28-Jun-2021

SEDOL(s)

Quick Code

Item

Proposal

Proposed
by

Vote

For/Against
Management

DIRECTOR

Management

Split

John E. Neal

Split

Karen L. Stuckey

Split

Account
Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable
Shares

Vote Date

Date
Confirmed

145442.17

THE RELATIVE
VALUE FUND

145442.17

UMB BANK,
N.A.

16,884

28-Jun-2021

SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

Registrant	The Relative Value Fund

By (Signature and Title)	/s/ Michael Peck
	Michael Peck, President

Date	August 13, 2021