Series
|
| |
Fee
(as an annual percentage of average daily net assets of the Series): |
|
Guardian Large Cap Fundamental Growth VIP Fund | | |
0.30% on the first $100 million in assets;
0.27% on the next $200 million in assets; and
0.25% on assets over $300 million
|
|
Guardian Small Cap Core VIP Fund | | | 0.37% | |
NAME
|
| |
PRINCIPAL OCCUPATION
|
|
Legg Mason ClearBridge Holdings, LLC | | | Managing Member | |
Terrence J. Murphy | | | President, Chief Executive Officer and Director | |
Harry D. Cohen | | | Co-Chief Investment Officer | |
Scott K. Glasser | | | Co-Chief Investment Officer & Director | |
Cynthia K. List | | | Chief Financial Officer & Director | |
Barbara Brooke Manning | | | General Counsel & Chief Compliance Officer | |
Brian M. Eakes | | | Director | |
Terence M. Johnson | | | Director | |
Jane E. Trust | | | Director | |
Laura A. Boydston | | | Director | |
Fund Name
|
| |
Total Assets as of
March 31, 2020 (in millions) |
| |
Fee
|
| |||
Proprietary Funds | | | ||||||||
ClearBridge Large Cap Growth Fund
|
| | $13,437,554,538.36 | | | First $1 Billion | | |
49.00 bps
|
|
| | | | | | Next $1 Billion | | |
47.60 bps
|
|
| | | | | | Next $3 Billion | | |
45.50 bps
|
|
| | | | | | Next $5 Billion | | |
42.00 bps
|
|
| | | | | | Over $10 Billion | | |
38.50 bps
|
|
ClearBridge Variable Large Cap Growth Portfolio
|
| | $122,554,679.55 | | | First $1 Billion | | |
49.00 bps
|
|
| | | | | | Next $1 Billion | | |
47.60 bps
|
|
| | | | | | Next $3 Billion | | |
45.50 bps
|
|
| | | | | | Next $5 Billion | | |
42.00 bps
|
|
| | | | | | Over $10 Billion | | |
38.50 bps
|
|
Non-Proprietary Funds | | | ||||||||
AXA ClearBridge Large Cap Growth Portfolio
|
| | $309,782,283.08 | | | First $500 Million | | |
35.00 bps
|
|
| | | | | | Next $1.5 Billion | | |
30.00 bps
|
|
| | | | | | Assets over $2 Billion | | |
25.00 bps
|
|
GuideStone Financial Resources
|
| | $422,322,251.81 | | | First $50 Million | | |
38.00 bps
|
|
| | | | | | Next $50 Million | | |
35.00 bps
|
|
| | | | | | Next $100 Million | | |
30.00 bps
|
|
| | | | | | Next $550 Million | | |
27.00 bps
|
|
| | | | | |
Assets over $750 Million
|
| |
25.00 bps
|
|
JNL ClearBridge Large Cap Growth Fund
|
| | $1,045,251,796.53 | | | First $100 Million | | |
30.00 bps
|
|
| | | | | | Next $150 Million | | |
27.50 bps
|
|
| | | | | | Next $250 Million | | |
25.00 bps
|
|
| | | | | |
Assets over $500 Million
|
| |
22.50 bps
|
|
Morningstar U.S. Equity Fund
|
| | $181,234,889.97 | | | First $500 Million | | |
32.00 bps
|
|
| | | | | | Above $500 Million | | |
29.00 bps
|
|
Optimum Large Cap Growth Fund
|
| | $716,776,665.97 | | | First $100 Million | | |
38.00 bps
|
|
| | | | | | Next $150 Million | | |
33.00 bps
|
|
| | | | | | Next $250 Million | | |
29.00 bps
|
|
| | | | | | Next $500 Million | | |
27.00 bps
|
|
| | | | | | Next $500 Million | | |
25.00 bps
|
|
| | | | | | Assets over $1.5 Billion | | |
23.00 bps
|
|
Fund Name
|
| |
Total Assets as of
March 31, 2020 (in millions) |
| |
Fee
|
| |||
Pathway Funds Large Cap Growth Fund
|
| | $146,474,417.90 | | | First $100 Million | | |
34.00 bps
|
|
| | | | | |
Assets over $100 Million
|
| |
30.00 bps
|
|
SA LM Tactical Opportunities Portfolio Large Cap Growth
|
| | $2,875,206.26 | | | N/A(1) | | |
Fund Name
|
| |
Total Assets as of
March 31, 2020 (in millions) |
| |
Fee
|
| |||
Proprietary Fund | | | ||||||||
ClearBridge Small Cap Fund
|
| | $833,637,522.98 | | | First $1 Billion | | |
49.00 bps
|
|
| | | | | | Next $1 Billion | | |
47.60 bps
|
|
| | | | | | Next $3 Billion | | |
45.50 bps
|
|
| | | | | | Next $5 Billion | | |
43.40 bps
|
|
| | | | | | Over $10 Billion | | |
41.30 bps
|
|
|
Guardian Large Cap Fundamental Growth VIP Fund
|
| | | $ | 736,838 | | |
|
Guardian Small Cap Core VIP Fund
|
| | | $ | 218,053 | | |
Fund Name
|
| |
Number of Shares
Outstanding |
| |||
Guardian Large Cap Fundamental Growth VIP Fund
|
| | | | 18,902,355.393 | | |
Guardian Small Cap Core VIP Fund
|
| | | | 32,819,491.331 | | |
Guardian Large Cap Disciplined Growth VIP Fund
|
| | | | 31,609,217.676 | | |
Guardian Global Utilities VIP Fund
|
| | | | 8,472,202.135 | | |
Fund Name
|
| |
Name and Address
of Beneficial Owner |
| |
Percentage
of Shares |
|
Guardian Large Cap Fundamental Growth VIP Fund | | |
GUARDIAN INSURANCE & ANNUITY COMPANY, INC.
FBO: S/A R B 2012-4B3 10 HUDSON YARDS NEW YORK, NY 10001 |
| |
38.78%
|
|
Guardian Large Cap Fundamental Growth VIP Fund | | |
GUARDIAN INSURANCE & ANNUITY COMPANY, INC.
FBO: S/A R B SHARE – 2WB 10 HUDSON YARDS NEW YORK, NY 10001 |
| |
34.50%
|
|
Guardian Large Cap Fundamental Growth VIP Fund | | |
GUARDIAN INSURANCE & ANNUITY COMPANY, INC.
FBO: S/A R L SHARE – 2WL 10 HUDSON YARDS NEW YORK, NY 10001 |
| |
16.99%
|
|
Guardian Large Cap Fundamental Growth VIP Fund | | |
GUARDIAN INSURANCE & ANNUITY COMPANY, INC.
FBO: S/A R L 2012-4L3 10 HUDSON YARDS NEW YORK, NY 10001 |
| |
5.35%
|
|
Fund Name
|
| |
Name and Address
of Beneficial Owner |
| |
Percentage
of Shares |
|
Guardian Small Cap Core VIP Fund | | |
GUARDIAN INSURANCE & ANNUITY COMPANY, INC.
FBO: S/A R B SHARE ‘12 – 0BJ 10 HUDSON YARDS NEW YORK, NY 10001 |
| |
40.44%
|
|
Guardian Small Cap Core VIP Fund | | |
GUARDIAN INSURANCE & ANNUITY COMPANY, INC.
FBO: S/A R B SHARE – 4AB 10 HUDSON YARDS NEW YORK, NY 10001 |
| |
35.86%
|
|
Guardian Small Cap Core VIP Fund | | |
GUARDIAN INSURANCE & ANNUITY COMPANY, INC.
FBO: S/A R L SHARE – 4AL 10 HUDSON YARDS NEW YORK, NY 10001 |
| |
17.60%
|
|
Guardian Small Cap Core VIP Fund | | |
GUARDIAN INSURANCE & ANNUITY COMPANY, INC.
FBO: S/A R L SHARE ‘12 – 0LJ 10 HUDSON YARDS NEW YORK, NY 10001 |
| |
6.10%
|
|
Guardian Large Cap Disciplined Growth VIP Fund | | |
GUARDIAN INSURANCE & ANNUITY COMPANY, INC.
FBO: S/A R B SHARE – 2UB 10 HUDSON YARDS NEW YORK, NY 10001 |
| |
27.24%
|
|
Guardian Large Cap Disciplined Growth VIP Fund | | |
GUARDIAN INSURANCE & ANNUITY COMPANY, INC.
FBO: S/A R B 2012-4B0 10 HUDSON YARDS NEW YORK, NY 10001 |
| |
24.36%
|
|
Guardian Large Cap Disciplined Growth VIP Fund | | |
GUARDIAN INSURANCE & ANNUITY COMPANY, INC.
FBO: S/A Q – 257 10 HUDSON YARDS NEW YORK, NY 10001 |
| |
18.25%
|
|
Guardian Large Cap Disciplined Growth VIP Fund | | |
GUARDIAN INSURANCE & ANNUITY COMPANY, INC.
FBO: S/A R L SHARE – 2UL 10 HUDSON YARDS NEW YORK, NY 10001 |
| |
13.31%
|
|
Fund Name
|
| |
Name and Address
of Beneficial Owner |
| |
Percentage
of Shares |
|
Guardian Large Cap Disciplined Growth VIP Fund | | |
GUARDIAN INSURANCE & ANNUITY COMPANY, INC.
FBO: S/A R BASE – 2RA 10 HUDSON YARDS NEW YORK, NY 10001 |
| |
12.85%
|
|
Guardian Global Utilities VIP Fund | | |
GUARDIAN INSURANCE & ANNUITY COMPANY, INC.
FBO: S/A R B SHARE – 2AB 10 HUDSON YARDS NEW YORK, NY 10001 |
| |
44.48%
|
|
Guardian Global Utilities VIP Fund | | |
GUARDIAN INSURANCE & ANNUITY COMPANY, INC.
FBO: S/A R B SHARE ‘12 – 0BF 10 HUDSON YARDS NEW YORK, NY 10001 |
| |
27.56%
|
|
Guardian Global Utilities VIP Fund | | |
GUARDIAN INSURANCE & ANNUITY COMPANY, INC.
FBO: S/A R L SHARE – 2AL 10 HUDSON YARDS NEW YORK, NY 10001 |
| |
22.43%
|
|
Guardian Global Utilities VIP Fund | | |
GUARDIAN INSURANCE & ANNUITY COMPANY, INC.
FBO: S/A R L SHARE ‘12 – 0LF 10 HUDSON YARDS NEW YORK, NY 10001 |
| |
5.53%
|
|