☐
|
Rule 13d-1(b)
|
|
☒
|
Rule 13d-1(c)
|
|
☐
|
Rule 13d-1(d)
|
|
1
|
NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Larry N. Feinberg
|
|||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) ☐
(b) ☐
|
|||
3
|
SEC USE ONLY
|
|||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
United States
|
|||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH:
|
5
|
SOLE VOTING POWER
0
|
||
6
|
SHARED VOTING POWER
1,773,048
|
|||
7
|
SOLE DISPOSITIVE POWER
0
|
|||
8
|
SHARED DISPOSITIVE POWER
1,773,048
|
|||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,773,048*
|
|||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
|
☐
|
||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
6.92%**
|
|||
12
|
TYPE OF REPORTING PERSON (See Instructions)
IN
|
|||
\
|
|
|
|
|
1
|
NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Oracle Partners, L.P.
|
|||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) ☐
(b) ☐
|
|||||
3
|
SEC USE ONLY
|
|||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
|||||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH:
|
5
|
SOLE VOTING POWER
0
|
||||
6
|
SHARED VOTING POWER
1,418,439
|
|||||
7
|
SOLE DISPOSITIVE POWER
0
|
|||||
8
|
SHARED DISPOSITIVE POWER
1,418,439
|
|||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,418,439
|
|||||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
|
☐
|
||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
5.56%
|
|||||
12
|
TYPE OF REPORTING PERSON (See Instructions)
PN
|
|||||
|
|
|
|
|
1
|
NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Oracle Institutional Partners, L.P.
|
|||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) ☐
(b) ☐
|
|||
3
|
SEC USE ONLY
|
|||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
|||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH:
|
5
|
SOLE VOTING POWER
0
|
||
6
|
SHARED VOTING POWER
354,609
|
|||
7
|
SOLE DISPOSITIVE POWER
0
|
|||
8
|
SHARED DISPOSITIVE POWER
354,609
|
|||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
354,609
|
|||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
|
☐
|
||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
1.41%
|
|||
12
|
TYPE OF REPORTING PERSON (See Instructions)
PN
|
|||
|
|
|
|
|
1
|
NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Oracle Associates, LLC
|
|||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) ☐
(b) ☐
|
|||
3
|
SEC USE ONLY
|
|||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
|||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH:
|
5
|
SOLE VOTING POWER
0
|
||
6
|
SHARED VOTING POWER
1,773,048
|
|||
7
|
SOLE DISPOSITIVE POWER
0
|
|||
8
|
SHARED DISPOSITIVE POWER
1,773,048
|
|||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,773,048
|
|||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
|
☐
|
||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
6.92%
|
|||
12
|
TYPE OF REPORTING PERSON (See Instructions)
OO
|
|||
|
|
|
|
|
(i) | Oracle Partners, L.P., a Delaware limited partnership (“Partners”), with respect to shares of the Issuer’s common stock, par value $0.0001 per share (“Shares”), and warrants exercisable for Shares, directly owned by it; |
(ii) | Oracle Institutional Partners, L.P., a Delaware limited partnership (“Institutional Partners” and, together with Partners, the “Oracle Partnerships”) with respect to Shares and warrants exercisable for Shares directly owned by it; |
(iii) | Oracle Associates, LLC, a Delaware limited liability company (“Oracle Associates”), which serves as the general partner of the Oracle Partnerships, and may be deemed to indirectly own, by virtue of the foregoing relationships, the Shares and warrants exercisable for Shares directly owned by the Oracle Partnerships; and |
(iv) | Mr. Larry N. Feinberg (“Mr. Feinberg”), who serves as the managing member of Oracle Associates, and may be deemed to indirectly own, by virtue of the foregoing relationship, the Shares directly owned by the Oracle Partnerships. |
(a)
(b)
(c)
|
☐ Broker or dealer registered under Section 15 of the Act.
☐ Bank as defined in section 3(a)(6) of the Act.
☐ Insurance company as defined in section 3(a)(19) of the Act.
|
(d)
(e)
(f)
(g)
(h)
(i)
(j)
(k)
|
☐ Investment company registered under section 8 of the Investment Company Act of 1940.
☐ An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E).
☐ An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F).
☐ A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G).
☐ A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813).
☐ A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940.
☐ A non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J).
☐ Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K).
If filing as a non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J), please specify the type of institution: __
|
/s/ Larry N. Feinberg
Larry N. Feinberg, Individually
|
|||
|
ORACLE PARTNERS, L.P.
|
||
|
By: ORACLE ASSOCIATES, LLC, its general partner
|
||
|
By: /s/ Larry N. Feinberg
Larry N. Feinberg, Managing Member
|
||
|
|
||
|
ORACLE INSTITUTIONAL PARTNERS, L.P.
|
||
|
By: ORACLE ASSOCIATES, LLC, its general partner
|
||
|
By: /s/ Larry N. Feinberg
Larry N. Feinberg, Managing Member
|
||
|
|
||
|
ORACLE ASSOCIATES, LLC
|
||
|
By: /s/ Larry N. Feinberg
Larry N. Feinberg, Managing Member
|
||
|
|
99.1
|
Joint Filing Agreement, dated June 26, 2015, by and among, Larry Feinberg, Oracle Partners, L.P., Oracle Institutional Partners, L.P., and Oracle Associates, LLC.
|
|