SC 13G 1 d112129dsc13g.htm SC 13G SC 13G

 

 

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 

 

SCHEDULE 13G

UNDER THE SECURITIES EXCHANGE ACT OF 1934

(Amendment No.     ) *

 

 

MaxPoint Interactive, Inc.

(Name of Issuer)

Common Stock

(Title of Class of Securities)

57777M 10 2

(CUSIP Number)

December 31, 2015

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

¨ Rule 13d-1(b)

¨ Rule 13d-1(c)

x Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


CUSIP No. 57777M 10 2  

 

  1.   

Names of Reporting Persons

 

Trinity Ventures X, L.P.

  2.  

Check the Appropriate Box if a Member of a Group (see instructions)

(a)  ¨        (b)  x (1)

 

  3.  

SEC USE ONLY

 

  4.  

Citizenship or Place of Organization

 

Delaware

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With:

   5.    

Sole Voting Power

 

Not applicable.

   6.   

Shared Voting Power

 

6,149,575 shares of Common Stock (2)

   7.   

Sole Dispositive Power

 

Not applicable.

   8.   

Shared Dispositive Power

 

6,149,575 shares of Common Stock (2)

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

6,149,575 shares of Common Stock (2)

10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions)  ¨

 

11.  

Percent of Class Represented by Amount in Row 9

 

23.6% (3)

12.  

Type of Reporting Person (see instructions)

 

PN

 

(1) This Statement on Schedule 13G is filed by Trinity TVL X, LLC (“Trinity TVL X”), TVL Management Corporation (“TVL Management”), Trinity Ventures X, L.P. (“Trinity X”), Trinity X Entrepreneurs’ Fund, L.P. (“TEF X”), Trinity X Side-By-Side Fund, L.P. (“Trinity SBS X”), Lawrence K. Orr (“Orr”), Noel J. Fenton (“Fenton”), Fred Wang (“Wang”), Augustus O. Tai (“Tai”), Ajay Chopra (“Chopra”), Karan Mehandru (“Mehandru”), Dan Scholnick (“Scholnick”), Patricia E. Nakache (“Nakache”) and Nina C. Labatt (“Labatt”) (“Labatt,” and collectively with Trinity TVL X, TVL Management, Trinity X, TEF X, Trinity SBS X, Orr, Fenton, Wang, Tai, Chopra, Mehandru, Scholnick and Nakache referred to herein as, the “Reporting Persons”). Trinity TVL X serves as the sole General Partner of Trinity X, TEF X and Trinity SBS X. As such, Trinity TVL X possesses power to direct the voting and disposition of the shares owned by Trinity X, TEF X and Trinity SBS X and may be deemed to have indirect beneficial ownership of the shares held by Trinity X, TEF X and Trinity SBS X. Orr, Fenton, Wang, Tai, Chopra, Mehandru, Scholnick, Nakache and Labatt serve as Officers of TVL Management and Orr, Fenton, Wang, Tai, Chopra, Mehandru, Scholnick, Nakache, Labatt and TVL Management are Management Members of Trinity TVL X. As such, Orr, Fenton, Wang, Tai, Chopra, Mehandru, Scholnick, Nakache and Labatt share power to direct the voting and disposition of the shares owned by Trinity X, TEF X and Trinity SBS X and may be deemed to have indirect beneficial ownership of the shares held by Trinity X, TEF X and Trinity SBS X. Trinity TVL X, Orr, Fenton, Wang, Tai, Chopra, Mehandru, Scholnick, Nakache, Labatt and TVL Management own no securities of the Issuer directly. The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.
(2) The 6,149,575 shares of Common Stock beneficially owned by the Reporting Persons represent (i) 6,055,851 shares of Common Stock held directly by Trinity X, (ii) 59,006 shares of Common Stock held directly by TEF X and (iii) 34,718 shares of Common Stock held directly by Trinity SBS X.
(3) The percentage is based on 26,100,302 shares of Common Stock reported to be outstanding as of November 2, 2015 in the Issuer’s Form 10-Q as filed with the Securities and Exchange Commission on November 13, 2015.


CUSIP No. 57777M 10 2  

 

  1.   

Names of Reporting Persons

 

Trinity X Entrepreneurs’ Fund, L.P.

  2.  

Check the Appropriate Box if a Member of a Group (see instructions)

(a)  ¨        (b)  x (1)

 

  3.  

SEC USE ONLY

 

  4.  

Citizenship or Place of Organization

 

Delaware

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With:

   5.    

Sole Voting Power

 

Not applicable.

   6.   

Shared Voting Power

 

6,149,575 shares of Common Stock (2)

   7.   

Sole Dispositive Power

 

Not applicable.

   8.   

Shared Dispositive Power

 

6,149,575 shares of Common Stock (2)

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

6,149,575 shares of Common Stock (2)

10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions)  ¨

 

11.  

Percent of Class Represented by Amount in Row 9

 

23.6%(3)

12.  

Type of Reporting Person (see instructions)

 

PN

 

(1) This Statement on Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.
(2) The 6,149,575 shares of Common Stock beneficially owned by the Reporting Persons represent (i) 6,055,851 shares of Common Stock held directly by Trinity X, (ii) 59,006 shares of Common Stock held directly by TEF X and (iii) 34,718 shares of Common Stock held directly by Trinity SBS X.
(3) The percentage is based on 26,100,302 shares of Common Stock reported to be outstanding as of November 2, 2015 in the Issuer’s Form 10-Q as filed with the Securities and Exchange Commission on November 13, 2015.


CUSIP No. 57777M 10 2  

 

  1.   

Names of Reporting Persons

 

Trinity X Side-By-Side Fund, L.P.

  2.  

Check the Appropriate Box if a Member of a Group (see instructions)

(a)  ¨        (b)  x (1)

 

  3.  

SEC USE ONLY

 

  4.  

Citizenship or Place of Organization

 

Delaware

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With:

   5.    

Sole Voting Power

 

Not applicable.

   6.   

Shared Voting Power

 

6,149,575 shares of Common Stock (2)

   7.   

Sole Dispositive Power

 

Not applicable.

   8.   

Shared Dispositive Power

 

6,149,575 shares of Common Stock (2)

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

6,149,575 shares of Common Stock (2)

10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions)  ¨

 

11.  

Percent of Class Represented by Amount in Row 9

 

23.6% (3)

12.  

Type of Reporting Person (see instructions)

 

PN

 

(1) This Statement on Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.
(2) The 6,149,575 shares of Common Stock beneficially owned by the Reporting Persons represent (i) 6,055,851 shares of Common Stock held directly by Trinity X, (ii) 59,006 shares of Common Stock held directly by TEF X and (iii) 34,718 shares of Common Stock held directly by Trinity SBS X.
(3) The percentage is based on 26,100,302 shares of Common Stock reported to be outstanding as of November 2, 2015 in the Issuer’s Form 10-Q as filed with the Securities and Exchange Commission on November 13, 2015.


CUSIP No. 57777M 10 2  

 

  1.   

Names of Reporting Persons

 

Trinity TVL X, LLC

  2.  

Check the Appropriate Box if a Member of a Group (see instructions)

(a)  ¨        (b)  x (1)

 

  3.  

SEC USE ONLY

 

  4.  

Citizenship or Place of Organization

 

Delaware

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With:

   5.    

Sole Voting Power

 

Not applicable.

   6.   

Shared Voting Power

 

6,149,575 shares of Common Stock (2)

   7.   

Sole Dispositive Power

 

Not applicable.

   8.   

Shared Dispositive Power

 

6,149,575 shares of Common Stock (2)

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

6,149,575 shares of Common Stock (2)

10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions)  ¨

 

11.  

Percent of Class Represented by Amount in Row 9

 

23.6%

12.  

Type of Reporting Person (see instructions)

 

OO

 

(1) This Statement on Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.
(2) The 6,149,575 shares of Common Stock beneficially owned by the Reporting Persons represent (i) 6,055,851 shares of Common Stock held directly by Trinity X, (ii) 59,006 shares of Common Stock held directly by TEF X and (iii) 34,718 shares of Common Stock held directly by Trinity SBS X.
(3) The percentage is based on 26,100,302 shares of Common Stock reported to be outstanding as of November 2, 2015 in the Issuer’s Form 10-Q as filed with the Securities and Exchange Commission on November 13, 2015.


CUSIP No. 57777M 10 2  

 

  1.   

Names of Reporting Persons

 

Lawrence K. Orr

  2.  

Check the Appropriate Box if a Member of a Group (see instructions)

(a)  ¨        (b)  x (1)

 

  3.  

SEC USE ONLY

 

  4.  

Citizenship or Place of Organization

 

United States of America

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With:

   5.    

Sole Voting Power

 

Not applicable.

   6.   

Shared Voting Power

 

6,149,575 shares of Common Stock (2)

   7.   

Sole Dispositive Power

 

Not applicable.

   8.   

Shared Dispositive Power

 

6,149,575 shares of Common Stock (2)

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

6,149,575 shares of Common Stock (2)

10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions)  ¨

 

11.  

Percent of Class Represented by Amount in Row 9

 

23.6%

12.  

Type of Reporting Person (see instructions)

 

IN

 

(1) This Statement on Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.
(2) The 6,149,575 shares of Common Stock beneficially owned by the Reporting Persons represent (i) 6,055,851 shares of Common Stock held directly by Trinity X, (ii) 59,006 shares of Common Stock held directly by TEF X and (iii) 34,718 shares of Common Stock held directly by Trinity SBS X.
(3) The percentage is based on 26,100,302 shares of Common Stock reported to be outstanding as of November 2, 2015 in the Issuer’s Form 10-Q as filed with the Securities and Exchange Commission on November 13, 2015.


CUSIP No. 57777M 10 2  

 

  1.   

Names of Reporting Persons

 

Noel J. Fenton

  2.  

Check the Appropriate Box if a Member of a Group (see instructions)

(a)  ¨        (b)  x (1)

 

  3.  

SEC USE ONLY

 

  4.  

Citizenship or Place of Organization

 

United States of America

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With:

   5.    

Sole Voting Power

 

Not applicable.

   6.   

Shared Voting Power

 

6,149,575 shares of Common Stock (2)

   7.   

Sole Dispositive Power

 

Not applicable.

   8.   

Shared Dispositive Power

 

6,149,575 shares of Common Stock (2)

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

6,149,575 shares of Common Stock (2)

10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions)  ¨

 

11.  

Percent of Class Represented by Amount in Row 9

 

23.6%

12.  

Type of Reporting Person (see instructions)

 

IN

 

(1) This Statement on Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.
(2) The 6,149,575 shares of Common Stock beneficially owned by the Reporting Persons represent (i) 6,055,851 shares of Common Stock held directly by Trinity X, (ii) 59,006 shares of Common Stock held directly by TEF X and (iii) 34,718 shares of Common Stock held directly by Trinity SBS X.
(3) The percentage is based on 26,100,302 shares of Common Stock reported to be outstanding as of November 2, 2015 in the Issuer’s Form 10-Q as filed with the Securities and Exchange Commission on November 13, 2015.


CUSIP No. 57777M 10 2  

 

  1.   

Names of Reporting Persons

 

Augustus O. Tai

  2.  

Check the Appropriate Box if a Member of a Group (see instructions)

(a)  ¨        (b)  x (1)

 

  3.  

SEC USE ONLY

 

  4.  

Citizenship or Place of Organization

 

United States of America

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With:

   5.    

Sole Voting Power

 

Not applicable.

   6.   

Shared Voting Power

 

6,149,575 shares of Common Stock (2)

   7.   

Sole Dispositive Power

 

Not applicable.

   8.   

Shared Dispositive Power

 

6,149,575 shares of Common Stock (2)

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

6,149,575 shares of Common Stock (2)

10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions)  ¨

 

11.  

Percent of Class Represented by Amount in Row 9

 

23.6%

12.  

Type of Reporting Person (see instructions)

 

IN

 

(1) This Statement on Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.
(2) The 6,149,575 shares of Common Stock beneficially owned by the Reporting Persons represent (i) 6,055,851 shares of Common Stock held directly by Trinity X, (ii) 59,006 shares of Common Stock held directly by TEF X and (iii) 34,718 shares of Common Stock held directly by Trinity SBS X.
(3) The percentage is based on 26,100,302 shares of Common Stock reported to be outstanding as of November 2, 2015 in the Issuer’s Form 10-Q as filed with the Securities and Exchange Commission on November 13, 2015.


CUSIP No. 57777M 10 2  

 

  1.   

Names of Reporting Persons

 

Fred Wang

  2.  

Check the Appropriate Box if a Member of a Group (see instructions)

(a)  ¨        (b)  x (1)

 

  3.  

SEC USE ONLY

 

  4.  

Citizenship or Place of Organization

 

United States of America

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With:

   5.    

Sole Voting Power

 

Not applicable.

   6.   

Shared Voting Power

 

6,149,575 shares of Common Stock (2)

   7.   

Sole Dispositive Power

 

Not applicable.

   8.   

Shared Dispositive Power

 

6,149,575 shares of Common Stock (2)

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

6,149,575 shares of Common Stock (2)

10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions)  ¨

 

11.  

Percent of Class Represented by Amount in Row 9

 

23.6%

12.  

Type of Reporting Person (see instructions)

 

IN

 

(1) This Statement on Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.
(2) The 6,149,575 shares of Common Stock beneficially owned by the Reporting Persons represent (i) 6,055,851 shares of Common Stock held directly by Trinity X, (ii) 59,006 shares of Common Stock held directly by TEF X and (iii) 34,718 shares of Common Stock held directly by Trinity SBS X.
(3) The percentage is based on 26,100,302 shares of Common Stock reported to be outstanding as of November 2, 2015 in the Issuer’s Form 10-Q as filed with the Securities and Exchange Commission on November 13, 2015.


CUSIP No. 57777M 10 2  

 

  1.   

Names of Reporting Persons

 

Patricia Nakache

  2.  

Check the Appropriate Box if a Member of a Group (see instructions)

(a)  ¨        (b)  x (1)

 

  3.  

SEC USE ONLY

 

  4.  

Citizenship or Place of Organization

 

United States of America

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With:

   5.    

Sole Voting Power

 

Not applicable.

   6.   

Shared Voting Power

 

6,149,575 shares of Common Stock (2)

   7.   

Sole Dispositive Power

 

Not applicable.

   8.   

Shared Dispositive Power

 

6,149,575 shares of Common Stock (2)

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

6,149,575 shares of Common Stock (2)

10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions)  ¨

 

11.  

Percent of Class Represented by Amount in Row 9

 

23.6%

12.  

Type of Reporting Person (see instructions)

 

IN

 

(1) This Statement on Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.
(2) The 6,149,575 shares of Common Stock beneficially owned by the Reporting Persons represent (i) 6,055,851 shares of Common Stock held directly by Trinity X, (ii) 59,006 shares of Common Stock held directly by TEF X and (iii) 34,718 shares of Common Stock held directly by Trinity SBS X.
(3) The percentage is based on 26,100,302 shares of Common Stock reported to be outstanding as of November 2, 2015 in the Issuer’s Form 10-Q as filed with the Securities and Exchange Commission on November 13, 2015.


CUSIP No. 57777M 10 2  

 

  1.   

Names of Reporting Persons

 

Ajay Chopra

  2.  

Check the Appropriate Box if a Member of a Group (see instructions)

(a)  ¨        (b)  x (1)

 

  3.  

SEC USE ONLY

 

  4.  

Citizenship or Place of Organization

 

United States of America

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With:

   5.    

Sole Voting Power

 

Not applicable.

   6.   

Shared Voting Power

 

6,149,575 shares of Common Stock (2)

   7.   

Sole Dispositive Power

 

Not applicable.

   8.   

Shared Dispositive Power

 

6,149,575 shares of Common Stock (2)

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

6,149,575 shares of Common Stock (2)

10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions)  ¨

 

11.  

Percent of Class Represented by Amount in Row 9

 

23.6%

12.  

Type of Reporting Person (see instructions)

 

IN

 

(1) This Statement on Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.
(2) The 6,149,575 shares of Common Stock beneficially owned by the Reporting Persons represent (i) 6,055,851 shares of Common Stock held directly by Trinity X, (ii) 59,006 shares of Common Stock held directly by TEF X and (iii) 34,718 shares of Common Stock held directly by Trinity SBS X.
(3) The percentage is based on 26,100,302 shares of Common Stock reported to be outstanding as of November 2, 2015 in the Issuer’s Form 10-Q as filed with the Securities and Exchange Commission on November 13, 2015.


CUSIP No. 57777M 10 2  

 

  1.   

Names of Reporting Persons

 

TVL Management Corporation

  2.  

Check the Appropriate Box if a Member of a Group (see instructions)

(a)  ¨        (b)  x (1)

 

  3.  

SEC USE ONLY

 

  4.  

Citizenship or Place of Organization

 

California

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With:

   5.    

Sole Voting Power

 

Not applicable.

   6.   

Shared Voting Power

 

6,149,575 shares of Common Stock (2)

   7.   

Sole Dispositive Power

 

Not applicable.

   8.   

Shared Dispositive Power

 

6,149,575 shares of Common Stock (2)

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

6,149,575 shares of Common Stock (2)

10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions)  ¨

 

11.  

Percent of Class Represented by Amount in Row 9

 

23.6%

12.  

Type of Reporting Person (see instructions)

 

CO

 

(1) This Statement on Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.
(2) The 6,149,575 shares of Common Stock beneficially owned by the Reporting Persons represent (i) 6,055,851 shares of Common Stock held directly by Trinity X, (ii) 59,006 shares of Common Stock held directly by TEF X and (iii) 34,718 shares of Common Stock held directly by Trinity SBS X.
(3) The percentage is based on 26,100,302 shares of Common Stock reported to be outstanding as of November 2, 2015 in the Issuer’s Form 10-Q as filed with the Securities and Exchange Commission on November 13, 2015.


CUSIP No. 57777M 10 2  

 

  1.   

Names of Reporting Persons

 

Daniel Scholnick

  2.  

Check the Appropriate Box if a Member of a Group (see instructions)

(a)  ¨        (b)  x (1)

 

  3.  

SEC USE ONLY

 

  4.  

Citizenship or Place of Organization

 

United States of America

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With:

   5.    

Sole Voting Power

 

Not applicable.

   6.   

Shared Voting Power

 

6,149,575 shares of Common Stock (2)

   7.   

Sole Dispositive Power

 

Not applicable.

   8.   

Shared Dispositive Power

 

6,149,575 shares of Common Stock (2)

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

0

10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions)  ¨

 

11.  

Percent of Class Represented by Amount in Row 9

 

23.6%

12.  

Type of Reporting Person (see instructions)

 

IN

 

(1) This Statement on Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.
(2) The 6,149,575 shares of Common Stock beneficially owned by the Reporting Persons represent (i) 6,055,851 shares of Common Stock held directly by Trinity X, (ii) 59,006 shares of Common Stock held directly by TEF X and (iii) 34,718 shares of Common Stock held directly by Trinity SBS X.
(3) The percentage is based on 26,100,302 shares of Common Stock reported to be outstanding as of November 2, 2015 in the Issuer’s Form 10-Q as filed with the Securities and Exchange Commission on November 13, 2015.


CUSIP No. 57777M 10 2  

 

  1.   

Names of Reporting Persons

 

Karan Mehandru

  2.  

Check the Appropriate Box if a Member of a Group (see instructions)

(a)  ¨        (b)  x (1)

 

  3.  

SEC USE ONLY

 

  4.  

Citizenship or Place of Organization

 

Canada

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With:

   5.    

Sole Voting Power

 

Not applicable.

   6.   

Shared Voting Power

 

6,149,575 shares of Common Stock (2)

   7.   

Sole Dispositive Power

 

Not applicable.

   8.   

Shared Dispositive Power

 

6,149,575 shares of Common Stock (2)

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

6,149,575 shares of Common Stock (2)

10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions)  ¨

 

11.  

Percent of Class Represented by Amount in Row 9

 

23.6%

12.  

Type of Reporting Person (see instructions)

 

IN

 

(1) This Statement on Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.
(2) The 6,149,575 shares of Common Stock beneficially owned by the Reporting Persons represent (i) 6,055,851 shares of Common Stock held directly by Trinity X, (ii) 59,006 shares of Common Stock held directly by TEF X and (iii) 34,718 shares of Common Stock held directly by Trinity SBS X.
(3) The percentage is based on 26,100,302 shares of Common Stock reported to be outstanding as of November 2, 2015 in the Issuer’s Form 10-Q as filed with the Securities and Exchange Commission on November 13, 2015.


CUSIP No. 57777M 10 2  

 

  1.   

Names of Reporting Persons

 

Nina C. Labatt

  2.  

Check the Appropriate Box if a Member of a Group (see instructions)

(a)  ¨        (b)  x (1)

 

  3.  

SEC USE ONLY

 

  4.  

Citizenship or Place of Organization

 

United States of America

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With:

   5.    

Sole Voting Power

 

Not applicable.

   6.   

Shared Voting Power

 

6,149,575 shares of Common Stock (2)

   7.   

Sole Dispositive Power

 

Not applicable.

   8.   

Shared Dispositive Power

 

6,149,575 shares of Common Stock (2)

  9.  

Aggregate Amount Beneficially Owned by Each Reporting Person

 

6,149,575 shares of Common Stock (2)

10.  

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions)  ¨

 

11.  

Percent of Class Represented by Amount in Row 9

 

23.6%

12.  

Type of Reporting Person (see instructions)

 

IN

 

(1) This Statement on Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a “group” for purposes of this Schedule 13G.
(2) The 6,149,575 shares of Common Stock beneficially owned by the Reporting Persons represent (i) 6,055,851 shares of Common Stock held directly by Trinity X, (ii) 59,006 shares of Common Stock held directly by TEF X and (iii) 34,718 shares of Common Stock held directly by Trinity SBS X.
(3) The percentage is based on 26,100,302 shares of Common Stock reported to be outstanding as of November 2, 2015 in the Issuer’s Form 10-Q as filed with the Securities and Exchange Commission on November 13, 2015.


Item 1(a).    Name of Issuer: MaxPoint Interactive, Inc.
Item 1(b).   

Address of Issuer’s Principal Executive Offices:

 

3020 Carrington Mill Blvd., Suite 300, Morrisville, North Carolina 27560

Item 2(a).   

Name of Person Filing:

 

(i)               Trinity Ventures X, L.P.

(ii)             Trinity X Entrepreneurs’ Fund, L.P.

(iii)            Trinity X Side-By-Side Fund, L.P.

(iv)            Trinity TVL X, LLC

(v)             Lawrence K. Orr

(vi)            Noel J. Fenton

(vii)           Augustus O. Tai

(viii)         Fred Wang

(ix)            Patricia Nakache

(x)             Ajay Chopra

(xi)            Daniel Scholnick

(xii)           Karan Mehandru

(xiii)         Nina C. Labatt

(xiv)          TVL Management Corporation

Item 2(b).   

Address of Principal Business Office or, if none, Residence: The address and principal business office of the Reporting Person is:

 

2480 Sand Hill Road, Suite 200

Menlo Park, California 94025

Item 2(c).   

Citizenship:

 

Trinity Ventures X, L.P.

Trinity X Entrepreneurs’ Fund, L.P.

Trinity X Side-By-Side Fund, L.P.

Trinity TVL X, LLC

TVL Management Corporation

Lawrence K. Orr

Noel J. Fenton

Augustus O. Tai

Fred Wang

Patricia Nakache

Ajay Chopra

Daniel Scholnick

Nina C. Labatt

Karan Mehandru

  

Delaware limited partnership

Delaware limited partnership

Delaware limited partnership

Delaware limited liability company

California corporation

United States citizen

United States citizen

United States citizen

United States citizen

United States citizen

United States citizen

United States citizen

United States citizen

Canadian citizen

Item 2(d).    Title of Class of Securities: Common Stock
Item 2(e).    CUSIP Number: 57777M 10 2
Item 3.    If this statement is filed pursuant to §§240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a:
   Not applicable.   
Item 4.    Ownership   
The following information with respect to the beneficial ownership of the Common Stock by the Reporting Persons filing this statement on Schedule 13G is provided as of December 31, 2015:


Reporting Persons

   Shares Held
Directly (1)
     Sole Voting
Power (1)
     Shared
Voting
Power (2)
     Sole
Dispositive
Power (1)
     Shared
Dispositive
Power (2)
     Beneficial
Ownership(2)
     Percentage
of Class (1, 3)
 

Trinity X

     6,055,851         0         6,149,575         0         6,149,575         6,149,575         23.6

TEF X

     59,006         0         6,149,575         0         6,149,575         6,149,575         23.6

Trinity SBS X

     34,718         0         6,149,575         0         6,149,575         6,149,575         23.6

Trinity TVL X (2)

     0         0         6,149,575         0         6,149,575         6,149,575         23.6

TVL Management (2)

     0         0         6,149,575         0         6,149,575         6,149,575         23.6

Orr (2)

     0         0         6,149,575         0         6,149,575         6,149,575         23.6

Fenton (2)

     0         0         6,149,575         0         6,149,575         6,149,575         23.6

Wang (2)

     0         0         6,149,575         0         6,149,575         6,149,575         23.6

Tai (2)

     0         0         6,149,575         0         6,149,575         6,149,575         23.6

Nakache (2)

     0         0         6,149,575         0         6,149,575         6,149,575         23.6

Chopra (2)

     0         0         6,149,575         0         6,149,575         6,149,575         23.6

Scholnick

     0         0         6,149,575         0         6,149,575         6,149,575         23.6

Labatt

     0         0         6,149,575         0         6,149,575         6,149,575         23.6

Mehandru

     0         0         6,149,575         0         6,149,575         6,149,575         23.6

 

(1) Represents shares of Common Stock of the Issuer held directly by the Reporting Person.
(2) The shares are held directly by Trinity X, TEF X and Trinity SBS X. Trinity TVL X serves as the sole General Partner of Trinity X, TEF X and Trinity SBS X. As such, Trinity TVL X possesses power to direct the voting and disposition of the shares owned by Trinity X, TEF X and Trinity SBS X and may be deemed to have indirect beneficial ownership of the shares held by Trinity X, TEF X and Trinity SBS X. Orr, Fenton, Wang, Tai, Chopra, Mehandru, Scholnick, Nakache and Labatt serve as Officers of TVL Management and Orr, Fenton, Wang, Tai, Chopra, Mehandru, Scholnick, Nakache, Labatt and TVL Management are Management Members of Trinity TVL X. As such, Orr, Fenton, Wang, Tai, Chopra, Mehandru, Scholnick, Nakache and Labatt share power to direct the voting and disposition of the shares owned by Trinity X, TEF X and Trinity SBS X and may be deemed to have indirect beneficial ownership of the shares held by Trinity X, TEF X and Trinity SBS X. Trinity TVL X, Orr, Fenton, Wang, Tai, Chopra, Mehandru, Scholnick, Nakache, Labatt and TVL Management own no securities of the Issuer directly.
(3) The percentage is based on 26,100,302 shares of Common Stock reported to be outstanding as of November 2, 2015 in the Issuer’s Form 10-Q as filed with the Securities and Exchange Commission on November 13, 2015.

 

Item 5. Ownership of 5 Percent or Less of a Class

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following  ¨.

 

Item 6. Ownership of More than 5 Percent on Behalf of Another Person

Not applicable.

 

Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.

Not applicable.

 

Item 8. Identification and Classification of Members of the Group

Not applicable.

 

Item 9. Notice of Dissolution of a Group

Not applicable.

 

Item 10. Certification

Not applicable.


SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Date: February 9, 2016

 

TRINITY VENTURES X, L.P.
TRINITY X SIDE-BY-SIDE FUND, L.P.
TRINITY X ENTREPRENEURS’ FUND, L.P.
Delaware Limited Partnerships
By:   TRINITY TVL X, LLC,
  A Delaware limited liability company
  Their General Partner
By:  

/s/ Nina C. Labatt

Title:   Management Member

 

TRINITY TVL X, LLC,
    A Delaware limited liability company
By:  

/s/ Nina C. Labatt

Title:   Management Member

 

TVL MANAGEMENT CORPORATION
    A California corporation
By:  

/s/ Nina C. Labatt

Title:   Director

 

/s/ Lawrence K. Orr

Lawrence K. Orr

/s/ Noel J. Fenton

Noel J. Fenton

/s/ Augustus O. Tai

Augustus O. Tai

/s/ Fred Wang

Fred Wang

/s/ Patricia Nakache

Patricia Nakache

/s/ Ajay Chopra

Ajay Chopra

/s/ Daniel Scholnick

Daniel Scholnick

/s/ Karan Mehandru

Karan Mehandru

/s/ Nina C. Labatt

Nina C. Labatt

Exhibit 1: Joint Filing Statement