SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
SCHEDULE 13G
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(Amendment No. ) *
MaxPoint Interactive, Inc.
(Name of Issuer)
Common Stock
(Title of Class of Securities)
57777M 10 2
(CUSIP Number)
December 31, 2015
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
¨ Rule 13d-1(b)
¨ Rule 13d-1(c)
x Rule 13d-1(d)
* | The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. |
The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 57777M 10 2 |
1. | Names of Reporting Persons
Trinity Ventures X, L.P. | |||||
2. | Check the Appropriate Box if a Member of a Group (see instructions) (a) ¨ (b) x (1)
| |||||
3. | SEC USE ONLY
| |||||
4. | Citizenship or Place of Organization
Delaware | |||||
Number of Shares Beneficially Owned by Each Reporting Person With: |
5. | Sole Voting Power
Not applicable. | ||||
6. | Shared Voting Power
6,149,575 shares of Common Stock (2) | |||||
7. | Sole Dispositive Power
Not applicable. | |||||
8. | Shared Dispositive Power
6,149,575 shares of Common Stock (2) | |||||
9. |
Aggregate Amount Beneficially Owned by Each Reporting Person
6,149,575 shares of Common Stock (2) | |||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions) ¨
| |||||
11. | Percent of Class Represented by Amount in Row 9
23.6% (3) | |||||
12. | Type of Reporting Person (see instructions)
PN |
(1) | This Statement on Schedule 13G is filed by Trinity TVL X, LLC (Trinity TVL X), TVL Management Corporation (TVL Management), Trinity Ventures X, L.P. (Trinity X), Trinity X Entrepreneurs Fund, L.P. (TEF X), Trinity X Side-By-Side Fund, L.P. (Trinity SBS X), Lawrence K. Orr (Orr), Noel J. Fenton (Fenton), Fred Wang (Wang), Augustus O. Tai (Tai), Ajay Chopra (Chopra), Karan Mehandru (Mehandru), Dan Scholnick (Scholnick), Patricia E. Nakache (Nakache) and Nina C. Labatt (Labatt) (Labatt, and collectively with Trinity TVL X, TVL Management, Trinity X, TEF X, Trinity SBS X, Orr, Fenton, Wang, Tai, Chopra, Mehandru, Scholnick and Nakache referred to herein as, the Reporting Persons). Trinity TVL X serves as the sole General Partner of Trinity X, TEF X and Trinity SBS X. As such, Trinity TVL X possesses power to direct the voting and disposition of the shares owned by Trinity X, TEF X and Trinity SBS X and may be deemed to have indirect beneficial ownership of the shares held by Trinity X, TEF X and Trinity SBS X. Orr, Fenton, Wang, Tai, Chopra, Mehandru, Scholnick, Nakache and Labatt serve as Officers of TVL Management and Orr, Fenton, Wang, Tai, Chopra, Mehandru, Scholnick, Nakache, Labatt and TVL Management are Management Members of Trinity TVL X. As such, Orr, Fenton, Wang, Tai, Chopra, Mehandru, Scholnick, Nakache and Labatt share power to direct the voting and disposition of the shares owned by Trinity X, TEF X and Trinity SBS X and may be deemed to have indirect beneficial ownership of the shares held by Trinity X, TEF X and Trinity SBS X. Trinity TVL X, Orr, Fenton, Wang, Tai, Chopra, Mehandru, Scholnick, Nakache, Labatt and TVL Management own no securities of the Issuer directly. The Reporting Persons expressly disclaim status as a group for purposes of this Schedule 13G. |
(2) | The 6,149,575 shares of Common Stock beneficially owned by the Reporting Persons represent (i) 6,055,851 shares of Common Stock held directly by Trinity X, (ii) 59,006 shares of Common Stock held directly by TEF X and (iii) 34,718 shares of Common Stock held directly by Trinity SBS X. |
(3) | The percentage is based on 26,100,302 shares of Common Stock reported to be outstanding as of November 2, 2015 in the Issuers Form 10-Q as filed with the Securities and Exchange Commission on November 13, 2015. |
CUSIP No. 57777M 10 2 |
1. | Names of Reporting Persons
Trinity X Entrepreneurs Fund, L.P. | |||||
2. | Check the Appropriate Box if a Member of a Group (see instructions) (a) ¨ (b) x (1)
| |||||
3. | SEC USE ONLY
| |||||
4. | Citizenship or Place of Organization
Delaware | |||||
Number of Shares Beneficially Owned by Each Reporting Person With: |
5. | Sole Voting Power
Not applicable. | ||||
6. | Shared Voting Power
6,149,575 shares of Common Stock (2) | |||||
7. | Sole Dispositive Power
Not applicable. | |||||
8. | Shared Dispositive Power
6,149,575 shares of Common Stock (2) | |||||
9. |
Aggregate Amount Beneficially Owned by Each Reporting Person
6,149,575 shares of Common Stock (2) | |||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions) ¨
| |||||
11. | Percent of Class Represented by Amount in Row 9
23.6%(3) | |||||
12. | Type of Reporting Person (see instructions)
PN |
(1) | This Statement on Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a group for purposes of this Schedule 13G. |
(2) | The 6,149,575 shares of Common Stock beneficially owned by the Reporting Persons represent (i) 6,055,851 shares of Common Stock held directly by Trinity X, (ii) 59,006 shares of Common Stock held directly by TEF X and (iii) 34,718 shares of Common Stock held directly by Trinity SBS X. |
(3) | The percentage is based on 26,100,302 shares of Common Stock reported to be outstanding as of November 2, 2015 in the Issuers Form 10-Q as filed with the Securities and Exchange Commission on November 13, 2015. |
CUSIP No. 57777M 10 2 |
1. | Names of Reporting Persons
Trinity X Side-By-Side Fund, L.P. | |||||
2. | Check the Appropriate Box if a Member of a Group (see instructions) (a) ¨ (b) x (1)
| |||||
3. | SEC USE ONLY
| |||||
4. | Citizenship or Place of Organization
Delaware | |||||
Number of Shares Beneficially Owned by Each Reporting Person With: |
5. | Sole Voting Power
Not applicable. | ||||
6. | Shared Voting Power
6,149,575 shares of Common Stock (2) | |||||
7. | Sole Dispositive Power
Not applicable. | |||||
8. | Shared Dispositive Power
6,149,575 shares of Common Stock (2) | |||||
9. |
Aggregate Amount Beneficially Owned by Each Reporting Person
6,149,575 shares of Common Stock (2) | |||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions) ¨
| |||||
11. | Percent of Class Represented by Amount in Row 9
23.6% (3) | |||||
12. | Type of Reporting Person (see instructions)
PN |
(1) | This Statement on Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a group for purposes of this Schedule 13G. |
(2) | The 6,149,575 shares of Common Stock beneficially owned by the Reporting Persons represent (i) 6,055,851 shares of Common Stock held directly by Trinity X, (ii) 59,006 shares of Common Stock held directly by TEF X and (iii) 34,718 shares of Common Stock held directly by Trinity SBS X. |
(3) | The percentage is based on 26,100,302 shares of Common Stock reported to be outstanding as of November 2, 2015 in the Issuers Form 10-Q as filed with the Securities and Exchange Commission on November 13, 2015. |
CUSIP No. 57777M 10 2 |
1. | Names of Reporting Persons
Trinity TVL X, LLC | |||||
2. | Check the Appropriate Box if a Member of a Group (see instructions) (a) ¨ (b) x (1)
| |||||
3. | SEC USE ONLY
| |||||
4. | Citizenship or Place of Organization
Delaware | |||||
Number of Shares Beneficially Owned by Each Reporting Person With: |
5. | Sole Voting Power
Not applicable. | ||||
6. | Shared Voting Power
6,149,575 shares of Common Stock (2) | |||||
7. | Sole Dispositive Power
Not applicable. | |||||
8. | Shared Dispositive Power
6,149,575 shares of Common Stock (2) | |||||
9. |
Aggregate Amount Beneficially Owned by Each Reporting Person
6,149,575 shares of Common Stock (2) | |||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions) ¨
| |||||
11. | Percent of Class Represented by Amount in Row 9
23.6% | |||||
12. | Type of Reporting Person (see instructions)
OO |
(1) | This Statement on Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a group for purposes of this Schedule 13G. |
(2) | The 6,149,575 shares of Common Stock beneficially owned by the Reporting Persons represent (i) 6,055,851 shares of Common Stock held directly by Trinity X, (ii) 59,006 shares of Common Stock held directly by TEF X and (iii) 34,718 shares of Common Stock held directly by Trinity SBS X. |
(3) | The percentage is based on 26,100,302 shares of Common Stock reported to be outstanding as of November 2, 2015 in the Issuers Form 10-Q as filed with the Securities and Exchange Commission on November 13, 2015. |
CUSIP No. 57777M 10 2 |
1. | Names of Reporting Persons
Lawrence K. Orr | |||||
2. | Check the Appropriate Box if a Member of a Group (see instructions) (a) ¨ (b) x (1)
| |||||
3. | SEC USE ONLY
| |||||
4. | Citizenship or Place of Organization
United States of America | |||||
Number of Shares Beneficially Owned by Each Reporting Person With: |
5. | Sole Voting Power
Not applicable. | ||||
6. | Shared Voting Power
6,149,575 shares of Common Stock (2) | |||||
7. | Sole Dispositive Power
Not applicable. | |||||
8. | Shared Dispositive Power
6,149,575 shares of Common Stock (2) | |||||
9. |
Aggregate Amount Beneficially Owned by Each Reporting Person
6,149,575 shares of Common Stock (2) | |||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions) ¨
| |||||
11. | Percent of Class Represented by Amount in Row 9
23.6% | |||||
12. | Type of Reporting Person (see instructions)
IN |
(1) | This Statement on Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a group for purposes of this Schedule 13G. |
(2) | The 6,149,575 shares of Common Stock beneficially owned by the Reporting Persons represent (i) 6,055,851 shares of Common Stock held directly by Trinity X, (ii) 59,006 shares of Common Stock held directly by TEF X and (iii) 34,718 shares of Common Stock held directly by Trinity SBS X. |
(3) | The percentage is based on 26,100,302 shares of Common Stock reported to be outstanding as of November 2, 2015 in the Issuers Form 10-Q as filed with the Securities and Exchange Commission on November 13, 2015. |
CUSIP No. 57777M 10 2 |
1. | Names of Reporting Persons
Noel J. Fenton | |||||
2. | Check the Appropriate Box if a Member of a Group (see instructions) (a) ¨ (b) x (1)
| |||||
3. | SEC USE ONLY
| |||||
4. | Citizenship or Place of Organization
United States of America | |||||
Number of Shares Beneficially Owned by Each Reporting Person With: |
5. | Sole Voting Power
Not applicable. | ||||
6. | Shared Voting Power
6,149,575 shares of Common Stock (2) | |||||
7. | Sole Dispositive Power
Not applicable. | |||||
8. | Shared Dispositive Power
6,149,575 shares of Common Stock (2) | |||||
9. |
Aggregate Amount Beneficially Owned by Each Reporting Person
6,149,575 shares of Common Stock (2) | |||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions) ¨
| |||||
11. | Percent of Class Represented by Amount in Row 9
23.6% | |||||
12. | Type of Reporting Person (see instructions)
IN |
(1) | This Statement on Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a group for purposes of this Schedule 13G. |
(2) | The 6,149,575 shares of Common Stock beneficially owned by the Reporting Persons represent (i) 6,055,851 shares of Common Stock held directly by Trinity X, (ii) 59,006 shares of Common Stock held directly by TEF X and (iii) 34,718 shares of Common Stock held directly by Trinity SBS X. |
(3) | The percentage is based on 26,100,302 shares of Common Stock reported to be outstanding as of November 2, 2015 in the Issuers Form 10-Q as filed with the Securities and Exchange Commission on November 13, 2015. |
CUSIP No. 57777M 10 2 |
1. | Names of Reporting Persons
Augustus O. Tai | |||||
2. | Check the Appropriate Box if a Member of a Group (see instructions) (a) ¨ (b) x (1)
| |||||
3. | SEC USE ONLY
| |||||
4. | Citizenship or Place of Organization
United States of America | |||||
Number of Shares Beneficially Owned by Each Reporting Person With: |
5. | Sole Voting Power
Not applicable. | ||||
6. | Shared Voting Power
6,149,575 shares of Common Stock (2) | |||||
7. | Sole Dispositive Power
Not applicable. | |||||
8. | Shared Dispositive Power
6,149,575 shares of Common Stock (2) | |||||
9. |
Aggregate Amount Beneficially Owned by Each Reporting Person
6,149,575 shares of Common Stock (2) | |||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions) ¨
| |||||
11. | Percent of Class Represented by Amount in Row 9
23.6% | |||||
12. | Type of Reporting Person (see instructions)
IN |
(1) | This Statement on Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a group for purposes of this Schedule 13G. |
(2) | The 6,149,575 shares of Common Stock beneficially owned by the Reporting Persons represent (i) 6,055,851 shares of Common Stock held directly by Trinity X, (ii) 59,006 shares of Common Stock held directly by TEF X and (iii) 34,718 shares of Common Stock held directly by Trinity SBS X. |
(3) | The percentage is based on 26,100,302 shares of Common Stock reported to be outstanding as of November 2, 2015 in the Issuers Form 10-Q as filed with the Securities and Exchange Commission on November 13, 2015. |
CUSIP No. 57777M 10 2 |
1. | Names of Reporting Persons
Fred Wang | |||||
2. | Check the Appropriate Box if a Member of a Group (see instructions) (a) ¨ (b) x (1)
| |||||
3. | SEC USE ONLY
| |||||
4. | Citizenship or Place of Organization
United States of America | |||||
Number of Shares Beneficially Owned by Each Reporting Person With: |
5. | Sole Voting Power
Not applicable. | ||||
6. | Shared Voting Power
6,149,575 shares of Common Stock (2) | |||||
7. | Sole Dispositive Power
Not applicable. | |||||
8. | Shared Dispositive Power
6,149,575 shares of Common Stock (2) | |||||
9. |
Aggregate Amount Beneficially Owned by Each Reporting Person
6,149,575 shares of Common Stock (2) | |||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions) ¨
| |||||
11. | Percent of Class Represented by Amount in Row 9
23.6% | |||||
12. | Type of Reporting Person (see instructions)
IN |
(1) | This Statement on Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a group for purposes of this Schedule 13G. |
(2) | The 6,149,575 shares of Common Stock beneficially owned by the Reporting Persons represent (i) 6,055,851 shares of Common Stock held directly by Trinity X, (ii) 59,006 shares of Common Stock held directly by TEF X and (iii) 34,718 shares of Common Stock held directly by Trinity SBS X. |
(3) | The percentage is based on 26,100,302 shares of Common Stock reported to be outstanding as of November 2, 2015 in the Issuers Form 10-Q as filed with the Securities and Exchange Commission on November 13, 2015. |
CUSIP No. 57777M 10 2 |
1. | Names of Reporting Persons
Patricia Nakache | |||||
2. | Check the Appropriate Box if a Member of a Group (see instructions) (a) ¨ (b) x (1)
| |||||
3. | SEC USE ONLY
| |||||
4. | Citizenship or Place of Organization
United States of America | |||||
Number of Shares Beneficially Owned by Each Reporting Person With: |
5. | Sole Voting Power
Not applicable. | ||||
6. | Shared Voting Power
6,149,575 shares of Common Stock (2) | |||||
7. | Sole Dispositive Power
Not applicable. | |||||
8. | Shared Dispositive Power
6,149,575 shares of Common Stock (2) | |||||
9. |
Aggregate Amount Beneficially Owned by Each Reporting Person
6,149,575 shares of Common Stock (2) | |||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions) ¨
| |||||
11. | Percent of Class Represented by Amount in Row 9
23.6% | |||||
12. | Type of Reporting Person (see instructions)
IN |
(1) | This Statement on Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a group for purposes of this Schedule 13G. |
(2) | The 6,149,575 shares of Common Stock beneficially owned by the Reporting Persons represent (i) 6,055,851 shares of Common Stock held directly by Trinity X, (ii) 59,006 shares of Common Stock held directly by TEF X and (iii) 34,718 shares of Common Stock held directly by Trinity SBS X. |
(3) | The percentage is based on 26,100,302 shares of Common Stock reported to be outstanding as of November 2, 2015 in the Issuers Form 10-Q as filed with the Securities and Exchange Commission on November 13, 2015. |
CUSIP No. 57777M 10 2 |
1. | Names of Reporting Persons
Ajay Chopra | |||||
2. | Check the Appropriate Box if a Member of a Group (see instructions) (a) ¨ (b) x (1)
| |||||
3. | SEC USE ONLY
| |||||
4. | Citizenship or Place of Organization
United States of America | |||||
Number of Shares Beneficially Owned by Each Reporting Person With: |
5. | Sole Voting Power
Not applicable. | ||||
6. | Shared Voting Power
6,149,575 shares of Common Stock (2) | |||||
7. | Sole Dispositive Power
Not applicable. | |||||
8. | Shared Dispositive Power
6,149,575 shares of Common Stock (2) | |||||
9. |
Aggregate Amount Beneficially Owned by Each Reporting Person
6,149,575 shares of Common Stock (2) | |||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions) ¨
| |||||
11. | Percent of Class Represented by Amount in Row 9
23.6% | |||||
12. | Type of Reporting Person (see instructions)
IN |
(1) | This Statement on Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a group for purposes of this Schedule 13G. |
(2) | The 6,149,575 shares of Common Stock beneficially owned by the Reporting Persons represent (i) 6,055,851 shares of Common Stock held directly by Trinity X, (ii) 59,006 shares of Common Stock held directly by TEF X and (iii) 34,718 shares of Common Stock held directly by Trinity SBS X. |
(3) | The percentage is based on 26,100,302 shares of Common Stock reported to be outstanding as of November 2, 2015 in the Issuers Form 10-Q as filed with the Securities and Exchange Commission on November 13, 2015. |
CUSIP No. 57777M 10 2 |
1. | Names of Reporting Persons
TVL Management Corporation | |||||
2. | Check the Appropriate Box if a Member of a Group (see instructions) (a) ¨ (b) x (1)
| |||||
3. | SEC USE ONLY
| |||||
4. | Citizenship or Place of Organization
California | |||||
Number of Shares Beneficially Owned by Each Reporting Person With: |
5. | Sole Voting Power
Not applicable. | ||||
6. | Shared Voting Power
6,149,575 shares of Common Stock (2) | |||||
7. | Sole Dispositive Power
Not applicable. | |||||
8. | Shared Dispositive Power
6,149,575 shares of Common Stock (2) | |||||
9. |
Aggregate Amount Beneficially Owned by Each Reporting Person
6,149,575 shares of Common Stock (2) | |||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions) ¨
| |||||
11. | Percent of Class Represented by Amount in Row 9
23.6% | |||||
12. | Type of Reporting Person (see instructions)
CO |
(1) | This Statement on Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a group for purposes of this Schedule 13G. |
(2) | The 6,149,575 shares of Common Stock beneficially owned by the Reporting Persons represent (i) 6,055,851 shares of Common Stock held directly by Trinity X, (ii) 59,006 shares of Common Stock held directly by TEF X and (iii) 34,718 shares of Common Stock held directly by Trinity SBS X. |
(3) | The percentage is based on 26,100,302 shares of Common Stock reported to be outstanding as of November 2, 2015 in the Issuers Form 10-Q as filed with the Securities and Exchange Commission on November 13, 2015. |
CUSIP No. 57777M 10 2 |
1. | Names of Reporting Persons
Daniel Scholnick | |||||
2. | Check the Appropriate Box if a Member of a Group (see instructions) (a) ¨ (b) x (1)
| |||||
3. | SEC USE ONLY
| |||||
4. | Citizenship or Place of Organization
United States of America | |||||
Number of Shares Beneficially Owned by Each Reporting Person With: |
5. | Sole Voting Power
Not applicable. | ||||
6. | Shared Voting Power
6,149,575 shares of Common Stock (2) | |||||
7. | Sole Dispositive Power
Not applicable. | |||||
8. | Shared Dispositive Power
6,149,575 shares of Common Stock (2) | |||||
9. |
Aggregate Amount Beneficially Owned by Each Reporting Person
0 | |||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions) ¨
| |||||
11. | Percent of Class Represented by Amount in Row 9
23.6% | |||||
12. | Type of Reporting Person (see instructions)
IN |
(1) | This Statement on Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a group for purposes of this Schedule 13G. |
(2) | The 6,149,575 shares of Common Stock beneficially owned by the Reporting Persons represent (i) 6,055,851 shares of Common Stock held directly by Trinity X, (ii) 59,006 shares of Common Stock held directly by TEF X and (iii) 34,718 shares of Common Stock held directly by Trinity SBS X. |
(3) | The percentage is based on 26,100,302 shares of Common Stock reported to be outstanding as of November 2, 2015 in the Issuers Form 10-Q as filed with the Securities and Exchange Commission on November 13, 2015. |
CUSIP No. 57777M 10 2 |
1. | Names of Reporting Persons
Karan Mehandru | |||||
2. | Check the Appropriate Box if a Member of a Group (see instructions) (a) ¨ (b) x (1)
| |||||
3. | SEC USE ONLY
| |||||
4. | Citizenship or Place of Organization
Canada | |||||
Number of Shares Beneficially Owned by Each Reporting Person With: |
5. | Sole Voting Power
Not applicable. | ||||
6. | Shared Voting Power
6,149,575 shares of Common Stock (2) | |||||
7. | Sole Dispositive Power
Not applicable. | |||||
8. | Shared Dispositive Power
6,149,575 shares of Common Stock (2) | |||||
9. |
Aggregate Amount Beneficially Owned by Each Reporting Person
6,149,575 shares of Common Stock (2) | |||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions) ¨
| |||||
11. | Percent of Class Represented by Amount in Row 9
23.6% | |||||
12. | Type of Reporting Person (see instructions)
IN |
(1) | This Statement on Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a group for purposes of this Schedule 13G. |
(2) | The 6,149,575 shares of Common Stock beneficially owned by the Reporting Persons represent (i) 6,055,851 shares of Common Stock held directly by Trinity X, (ii) 59,006 shares of Common Stock held directly by TEF X and (iii) 34,718 shares of Common Stock held directly by Trinity SBS X. |
(3) | The percentage is based on 26,100,302 shares of Common Stock reported to be outstanding as of November 2, 2015 in the Issuers Form 10-Q as filed with the Securities and Exchange Commission on November 13, 2015. |
CUSIP No. 57777M 10 2 |
1. | Names of Reporting Persons
Nina C. Labatt | |||||
2. | Check the Appropriate Box if a Member of a Group (see instructions) (a) ¨ (b) x (1)
| |||||
3. | SEC USE ONLY
| |||||
4. | Citizenship or Place of Organization
United States of America | |||||
Number of Shares Beneficially Owned by Each Reporting Person With: |
5. | Sole Voting Power
Not applicable. | ||||
6. | Shared Voting Power
6,149,575 shares of Common Stock (2) | |||||
7. | Sole Dispositive Power
Not applicable. | |||||
8. | Shared Dispositive Power
6,149,575 shares of Common Stock (2) | |||||
9. |
Aggregate Amount Beneficially Owned by Each Reporting Person
6,149,575 shares of Common Stock (2) | |||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares (see instructions) ¨
| |||||
11. | Percent of Class Represented by Amount in Row 9
23.6% | |||||
12. | Type of Reporting Person (see instructions)
IN |
(1) | This Statement on Schedule 13G is filed by the Reporting Persons. The Reporting Persons expressly disclaim status as a group for purposes of this Schedule 13G. |
(2) | The 6,149,575 shares of Common Stock beneficially owned by the Reporting Persons represent (i) 6,055,851 shares of Common Stock held directly by Trinity X, (ii) 59,006 shares of Common Stock held directly by TEF X and (iii) 34,718 shares of Common Stock held directly by Trinity SBS X. |
(3) | The percentage is based on 26,100,302 shares of Common Stock reported to be outstanding as of November 2, 2015 in the Issuers Form 10-Q as filed with the Securities and Exchange Commission on November 13, 2015. |
Item 1(a). | Name of Issuer: MaxPoint Interactive, Inc. | |
Item 1(b). | Address of Issuers Principal Executive Offices:
3020 Carrington Mill Blvd., Suite 300, Morrisville, North Carolina 27560 | |
Item 2(a). | Name of Person Filing:
(i) Trinity Ventures X, L.P. (ii) Trinity X Entrepreneurs Fund, L.P. (iii) Trinity X Side-By-Side Fund, L.P. (iv) Trinity TVL X, LLC (v) Lawrence K. Orr (vi) Noel J. Fenton (vii) Augustus O. Tai (viii) Fred Wang (ix) Patricia Nakache (x) Ajay Chopra (xi) Daniel Scholnick (xii) Karan Mehandru (xiii) Nina C. Labatt (xiv) TVL Management Corporation | |
Item 2(b). | Address of Principal Business Office or, if none, Residence: The address and principal business office of the Reporting Person is:
2480 Sand Hill Road, Suite 200 Menlo Park, California 94025 |
Item 2(c). | Citizenship:
Trinity Ventures X, L.P. Trinity X Entrepreneurs Fund, L.P. Trinity X Side-By-Side Fund, L.P. Trinity TVL X, LLC TVL Management Corporation Lawrence K. Orr Noel J. Fenton Augustus O. Tai Fred Wang Patricia Nakache Ajay Chopra Daniel Scholnick Nina C. Labatt Karan Mehandru |
Delaware limited partnership Delaware limited partnership Delaware limited partnership Delaware limited liability company California corporation United States citizen United States citizen United States citizen United States citizen United States citizen United States citizen United States citizen United States citizen Canadian citizen | ||
Item 2(d). | Title of Class of Securities: Common Stock | |||
Item 2(e). | CUSIP Number: 57777M 10 2 | |||
Item 3. | If this statement is filed pursuant to §§240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a: | |||
Not applicable. | ||||
Item 4. | Ownership | |||
The following information with respect to the beneficial ownership of the Common Stock by the Reporting Persons filing this statement on Schedule 13G is provided as of December 31, 2015: |
Reporting Persons |
Shares Held Directly (1) |
Sole Voting Power (1) |
Shared Voting Power (2) |
Sole Dispositive Power (1) |
Shared Dispositive Power (2) |
Beneficial Ownership(2) |
Percentage of Class (1, 3) |
|||||||||||||||||||||
Trinity X |
6,055,851 | 0 | 6,149,575 | 0 | 6,149,575 | 6,149,575 | 23.6 | % | ||||||||||||||||||||
TEF X |
59,006 | 0 | 6,149,575 | 0 | 6,149,575 | 6,149,575 | 23.6 | % | ||||||||||||||||||||
Trinity SBS X |
34,718 | 0 | 6,149,575 | 0 | 6,149,575 | 6,149,575 | 23.6 | % | ||||||||||||||||||||
Trinity TVL X (2) |
0 | 0 | 6,149,575 | 0 | 6,149,575 | 6,149,575 | 23.6 | % | ||||||||||||||||||||
TVL Management (2) |
0 | 0 | 6,149,575 | 0 | 6,149,575 | 6,149,575 | 23.6 | % | ||||||||||||||||||||
Orr (2) |
0 | 0 | 6,149,575 | 0 | 6,149,575 | 6,149,575 | 23.6 | % | ||||||||||||||||||||
Fenton (2) |
0 | 0 | 6,149,575 | 0 | 6,149,575 | 6,149,575 | 23.6 | % | ||||||||||||||||||||
Wang (2) |
0 | 0 | 6,149,575 | 0 | 6,149,575 | 6,149,575 | 23.6 | % | ||||||||||||||||||||
Tai (2) |
0 | 0 | 6,149,575 | 0 | 6,149,575 | 6,149,575 | 23.6 | % | ||||||||||||||||||||
Nakache (2) |
0 | 0 | 6,149,575 | 0 | 6,149,575 | 6,149,575 | 23.6 | % | ||||||||||||||||||||
Chopra (2) |
0 | 0 | 6,149,575 | 0 | 6,149,575 | 6,149,575 | 23.6 | % | ||||||||||||||||||||
Scholnick |
0 | 0 | 6,149,575 | 0 | 6,149,575 | 6,149,575 | 23.6 | % | ||||||||||||||||||||
Labatt |
0 | 0 | 6,149,575 | 0 | 6,149,575 | 6,149,575 | 23.6 | % | ||||||||||||||||||||
Mehandru |
0 | 0 | 6,149,575 | 0 | 6,149,575 | 6,149,575 | 23.6 | % |
(1) | Represents shares of Common Stock of the Issuer held directly by the Reporting Person. |
(2) | The shares are held directly by Trinity X, TEF X and Trinity SBS X. Trinity TVL X serves as the sole General Partner of Trinity X, TEF X and Trinity SBS X. As such, Trinity TVL X possesses power to direct the voting and disposition of the shares owned by Trinity X, TEF X and Trinity SBS X and may be deemed to have indirect beneficial ownership of the shares held by Trinity X, TEF X and Trinity SBS X. Orr, Fenton, Wang, Tai, Chopra, Mehandru, Scholnick, Nakache and Labatt serve as Officers of TVL Management and Orr, Fenton, Wang, Tai, Chopra, Mehandru, Scholnick, Nakache, Labatt and TVL Management are Management Members of Trinity TVL X. As such, Orr, Fenton, Wang, Tai, Chopra, Mehandru, Scholnick, Nakache and Labatt share power to direct the voting and disposition of the shares owned by Trinity X, TEF X and Trinity SBS X and may be deemed to have indirect beneficial ownership of the shares held by Trinity X, TEF X and Trinity SBS X. Trinity TVL X, Orr, Fenton, Wang, Tai, Chopra, Mehandru, Scholnick, Nakache, Labatt and TVL Management own no securities of the Issuer directly. |
(3) | The percentage is based on 26,100,302 shares of Common Stock reported to be outstanding as of November 2, 2015 in the Issuers Form 10-Q as filed with the Securities and Exchange Commission on November 13, 2015. |
Item 5. | Ownership of 5 Percent or Less of a Class |
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following ¨.
Item 6. | Ownership of More than 5 Percent on Behalf of Another Person |
Not applicable.
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person. |
Not applicable.
Item 8. | Identification and Classification of Members of the Group |
Not applicable.
Item 9. | Notice of Dissolution of a Group |
Not applicable.
Item 10. | Certification |
Not applicable.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: February 9, 2016
TRINITY VENTURES X, L.P. | ||
TRINITY X SIDE-BY-SIDE FUND, L.P. | ||
TRINITY X ENTREPRENEURS FUND, L.P. | ||
Delaware Limited Partnerships | ||
By: | TRINITY TVL X, LLC, | |
A Delaware limited liability company | ||
Their General Partner | ||
By: | /s/ Nina C. Labatt | |
Title: | Management Member |
TRINITY TVL X, LLC, | ||
A Delaware limited liability company | ||
By: | /s/ Nina C. Labatt | |
Title: | Management Member |
TVL MANAGEMENT CORPORATION | ||
A California corporation | ||
By: | /s/ Nina C. Labatt | |
Title: | Director |
/s/ Lawrence K. Orr |
Lawrence K. Orr |
/s/ Noel J. Fenton |
Noel J. Fenton |
/s/ Augustus O. Tai |
Augustus O. Tai |
/s/ Fred Wang |
Fred Wang |
/s/ Patricia Nakache |
Patricia Nakache |
/s/ Ajay Chopra |
Ajay Chopra |
/s/ Daniel Scholnick |
Daniel Scholnick |
/s/ Karan Mehandru |
Karan Mehandru |
/s/ Nina C. Labatt |
Nina C. Labatt |
Exhibit 1: Joint Filing Statement