UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-22216
GAMCO Natural Resources, Gold & Income Trust
(Exact name of registrant as specified in charter)
One Corporate Center
Rye, New York 10580-1422
(Address of principal executive offices) (Zip code)
Bruce N. Alpert
Gabelli Funds, LLC
One Corporate Center
Rye, New York 10580-1422
(Name and address of agent for service)
Registrant’s telephone number, including area code: 1-800-422-3554
Date of fiscal year end: December 31
Date of reporting period: July 1, 2018 – June 30, 2019
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2018 TO JUNE 30, 2019
ProxyEdge | Report Date: 07/01/2019 |
Meeting Date Range: 07/01/2018 - 06/30/2019 | 1 |
GAMCO Natural Resources Gold and Income Trust |
Investment Company Report |
CONCHO RESOURCES INC | |||||||||
Security | 20605P101 | Meeting Type | Special | ||||||
Ticker Symbol | CXO | Meeting Date | 17-Jul-2018 | ||||||
ISIN | US20605P1012 | Agenda | 934846671 - Management | ||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||
1. | Approval of the issuance of shares of Concho common stock in connection with the Agreement and Plan of Merger, dated March 27, 2018. |
Management | For | For | |||||
NUTRIEN LTD. (THE "CORPORATION") | |||||||||
Security | 67077M108 | Meeting Type | Annual | ||||||
Ticker Symbol | NTR | Meeting Date | 19-Jul-2018 | ||||||
ISIN | CA67077M1086 | Agenda | 934850238 - Management | ||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||
1 | DIRECTOR | Management | |||||||
1 | Christopher M. Burley | For | For | ||||||
2 | Maura J. Clark | For | For | ||||||
3 | John W. Estey | For | For | ||||||
4 | David C. Everitt | For | For | ||||||
5 | Russell K. Girling | For | For | ||||||
6 | Gerald W. Grandey | For | For | ||||||
7 | Miranda C. Hubbs | For | For | ||||||
8 | Alice D. Laberge | For | For | ||||||
9 | Consuelo E. Madere | For | For | ||||||
10 | Charles V. Magro | For | For | ||||||
11 | Keith G. Martell | For | For | ||||||
12 | A. Anne McLellan | For | For | ||||||
13 | Derek G. Pannell | For | For | ||||||
14 | Aaron W. Regent | For | For | ||||||
15 | Mayo M. Schmidt | For | For | ||||||
16 | Jochen E. Tilk | For | For | ||||||
2 | The re-appointment of KPMG LLP, Chartered Accountants, as auditors of the Corporation. |
Management | For | For | |||||
3 | A resolution to ratify and approve: (i) a stock option plan of the Corporation; and (ii) the grant of stock options made to eligible participants under the stock option plan, as more particularly detailed in the accompanying notice of meeting and management proxy circular. |
Management | For | For | |||||
4 | A non-binding advisory resolution to accept the Corporation's approach to executive compensation. |
Management | For | For | |||||
THE WILLIAMS COMPANIES, INC. | |||||||||
Security | 969457100 | Meeting Type | Special | ||||||
Ticker Symbol | WMB | Meeting Date | 09-Aug-2018 | ||||||
ISIN | US9694571004 | Agenda | 934858020 - Management | ||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||
1. | To approve the adoption of an amendment to The Williams Companies, Inc. ("WMB") certificate of incorporation (the "Charter Amendment") to increase the number of authorized shares of capital stock from 990,000,000 shares to 1,500,000,000 shares, consisting of 1,470,000,000 shares of WMB common stock, par value $1.00 per share, and 30,000,000 shares of WMB preferred stock, par value $1.00 per share (the "Charter Amendment Proposal"). |
Management | For | For | |||||
2. | To approve, subject to and conditioned upon the effectiveness of the Charter Amendment, the issuance of WMB common stock pursuant to the Agreement and Plan of Merger, dated as of May 16, 2018 (the "Stock Issuance Proposal"). |
Management | For | For | |||||
3. | To approve the adjournment of the special meeting from time to time, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the Charter Amendment Proposal or the Stock Issuance Proposal. |
Management | For | For | |||||
MARATHON PETROLEUM CORPORATION | |||||||||
Security | 56585A102 | Meeting Type | Special | ||||||
Ticker Symbol | MPC | Meeting Date | 24-Sep-2018 | ||||||
ISIN | US56585A1025 | Agenda | 934865417 - Management | ||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||
1. | To approve the issuance of shares of MPC common stock in connection with the merger as contemplated by the Agreement and Plan of Merger, dated as of April 29, 2018, among Andeavor, MPC, Mahi Inc. and Mahi LLC, as such agreement may be amended from time to time. |
Management | For | For | |||||
2. | To approve an amendment to the company's Restated Certificate of Incorporation, as amended, to increase the number of authorized shares of MPC common stock from one billion to two billion. |
Management | For | For | |||||
3. | To approve an amendment to the company's Restated Certificate of Incorporation, as amended, to increase the maximum number of directors authorized to serve on the MPC board of directors from 12 to 14. |
Management | For | For | |||||
4. | To adjourn the special meeting, if reasonably necessary, to provide stockholders with any required supplement or amendment to the joint proxy statement/prospectus or to solicit additional proxies in the event there are not sufficient votes at the time of the special meeting to approve Proposal 1. |
Management | For | For | |||||
ANDEAVOR | |||||||||
Security | 03349M105 | Meeting Type | Special | ||||||
Ticker Symbol | ANDV | Meeting Date | 24-Sep-2018 | ||||||
ISIN | US03349M1053 | Agenda | 934865948 - Management | ||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||
1. | To adopt the Agreement and Plan of Merger, dated as of April 29, 2018, among Andeavor, Marathon Petroleum Corporation, Mahi Inc. and Mahi LLC, as such agreement may be amended from time to time, which is referred to as the merger agreement. |
Management | For | For | |||||
2. | To approve, by a non-binding advisory vote, certain compensation that may be paid or become payable to Andeavor's named executive officers that is based on or otherwise relates to the merger contemplated by the merger agreement. |
Management | For | For | |||||
3. | To adjourn the special meeting, if reasonably necessary to provide stockholders with any required supplement or amendment to the joint proxy statement/prospectus or to solicit additional proxies in the event there are not sufficient votes at the time of the special meeting to approve Proposal 1 |
Management | For | For | |||||
PUBLIC JOINT STOCK COMPANY POLYUS | |||||||||
Security | 73181M117 | Meeting Type | ExtraOrdinary General Meeting | ||||||
Ticker Symbol | Meeting Date | 28-Sep-2018 | |||||||
ISIN | US73181M1172 | Agenda | 709939334 - Management | ||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||
CMMT | IN ACCORDANCE WITH NEW RUSSIAN FEDERATION LEGISLATION REGARDING FOREIGN-OWNERSHIP DISCLOSURE REQUIREMENTS FOR ADR SECURITIES, ALL SHAREHOLDERS WHO-WISH TO PARTICIPATE IN THIS EVENT MUST DISCLOSE THEIR BENEFICIAL OWNER-COMPANY REGISTRATION NUMBER AND DATE OF COMPANY REGISTRATION. BROADRIDGE WILL-INTEGRATE THE RELEVANT DISCLOSURE INFORMATION WITH THE VOTE INSTRUCTION WHEN-IT IS ISSUED TO THE LOCAL MARKET AS LONG AS THE DISCLOSURE INFORMATION HAS-BEEN PROVIDED BY YOUR GLOBAL CUSTODIAN. IF THIS INFORMATION HAS NOT BEEN-PROVIDED BY YOUR GLOBAL CUSTODIAN, THEN YOUR VOTE MAY BE REJECTED |
Non-Voting | |||||||
1 | 1. TO DECLARE DIVIDENDS ON PJSC POLYUS' ORDINARY SHARES BASED ON 6M 2018 RESULTS IN CASH IN THE AMOUNT OF 131.11 RUBLES PER EACH PJSC POLYUS' ORDINARY SHARE. 2. TO ESTABLISH 18 OCTOBER 2018 AS THE DATE OF FORMATION OF THE LIST OF INDIVIDUALS ENTITLED TO THE DIVIDENDS BASED ON THE 6M 2018 RESULTS (DIVIDEND RECORD DATE) |
Management | No Action | ||||||
2 | TO APPROVE THE REVISED VERSION OF THE CHARTER OF PJSC POLYUS |
Management | No Action | ||||||
BARRICK GOLD CORPORATION | |||||||||
Security | 067901108 | Meeting Type | Special | ||||||
Ticker Symbol | ABX | Meeting Date | 05-Nov-2018 | ||||||
ISIN | CA0679011084 | Agenda | 934886310 - Management | ||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||
1 | ORDINARY RESOLUTION APPROVING THE SHARE ISSUANCE by Barrick of such number of common shares of Barrick as are required to be issued in connection with the acquisition of the issued and to be issued ordinary shares of Randgold Resources Limited, the full text of which is set out in Schedule A of Barrick's management information circular for the Special Meeting |
Management | For | For | |||||
2 | SPECIAL RESOLUTION APPROVING THE CONTINUANCE of Barrick to the Province of British Columbia under the Business Corporations Act (British Columbia), the full text of which is set out in Schedule B of Barrick's management information circular for the Special Meeting |
Management | For | For | |||||
RANDGOLD RESOURCES LIMITED | |||||||||
Security | 752344309 | Meeting Type | Special | ||||||
Ticker Symbol | GOLD | Meeting Date | 07-Nov-2018 | ||||||
ISIN | US7523443098 | Agenda | 934885243 - Management | ||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||
C1. | To approve the scheme of arrangement (the "Scheme") set out in the Scheme Document dated October 4, 2018. |
Management | For | For | |||||
E1. | THAT for the purpose of giving effect to the Scheme in its original form or subject to such modification, addition or condition approved or imposed by the Royal Court of Jersey (the "Jersey Court") and agreed by the Company and Barrick Gold Corporation: (A) the directors of the Company (or a duly authorised committee thereof) be authorised to take all such action as they may consider necessary or appropriate for carrying the Scheme into full effect; and (B) with effect from ...(due to space limits, see proxy material for full proposal). |
Management | For | For | |||||
NEWCREST MINING LIMITED | |||||||||
Security | Q6651B114 | Meeting Type | Annual General Meeting | ||||||
Ticker Symbol | Meeting Date | 14-Nov-2018 | |||||||
ISIN | AU000000NCM7 | Agenda | 710022865 - Management | ||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||
CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 3.A, 3.B, 4, 5 AND-VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF-THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE-OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE-COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING-SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN-BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST)-ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED-BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT-PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION |
Non-Voting | |||||||
2.A | ELECTION OF PETER TOMSETT AS A DIRECTOR | Management | For | For | |||||
2.B | RE-ELECTION OF PHILIP AIKEN AM AS A DIRECTOR | Management | For | For | |||||
3.A | GRANT OF PERFORMANCE RIGHTS TO MANAGING DIRECTOR AND CHIEF EXECUTIVE OFFICER SANDEEP BISWAS |
Management | For | For | |||||
3.B | GRANT OF PERFORMANCE RIGHTS TO FINANCE DIRECTOR AND CHIEF FINANCIAL OFFICER GERARD BOND |
Management | For | For | |||||
4 | ADOPTION OF THE REMUNERATION REPORT FOR THE YEAR ENDED 30 JUNE 2018 (ADVISORY ONLY) |
Management | For | For | |||||
5 | APPROVAL OF TERMINATION BENEFITS | Management | For | For | |||||
ROYAL GOLD, INC. | |||||||||
Security | 780287108 | Meeting Type | Annual | ||||||
Ticker Symbol | RGLD | Meeting Date | 14-Nov-2018 | ||||||
ISIN | US7802871084 | Agenda | 934881889 - Management | ||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||
1a. | Election of Director: Tony Jensen | Management | For | For | |||||
1b. | Election of Director: Jamie C. Sokalsky | Management | For | For | |||||
2. | The approval, on an advisory basis, of the compensation of the named executive officers. |
Management | For | For | |||||
3. | The ratification of the appointment of Ernst & Young LLP as independent registered public accountants of the Company for the fiscal year ending June 30, 2019. |
Management | For | For | |||||
NORTHERN STAR RESOURCES LTD | |||||||||
Security | Q6951U101 | Meeting Type | Annual General Meeting | ||||||
Ticker Symbol | Meeting Date | 15-Nov-2018 | |||||||
ISIN | AU000000NST8 | Agenda | 710054204 - Management | ||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||
CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 1, 3 AND VOTES CAST BY-ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY- ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU- ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE- PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE- MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT-NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S-AND YOU COMPLY WITH THE VOTING EXCLUSION |
Non-Voting | |||||||
1 | ADOPTION OF REMUNERATION REPORT | Management | No Action | ||||||
2 | RE-ELECTION OF DIRECTOR - SHIRLEY IN'TVELD | Management | No Action | ||||||
3 | RATIFICATION OF PRIOR ISSUE OF SHARES | Management | No Action | ||||||
PERSEUS MINING LTD | |||||||||
Security | Q74174105 | Meeting Type | Annual General Meeting | ||||||
Ticker Symbol | Meeting Date | 23-Nov-2018 | |||||||
ISIN | AU000000PRU3 | Agenda | 710053389 - Management | ||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||
CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 1, 4, 5 AND VOTES CAST-BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY- ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU- ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE- PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE- MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT-NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S-AND YOU COMPLY WITH THE VOTING EXCLUSION |
Non-Voting | |||||||
1 | ADOPTION OF REMUNERATION REPORT | Management | For | For | |||||
2 | RE-ELECTION OF MR JOHN MCGLOIN AS A DIRECTOR |
Management | For | For | |||||
3 | RE-ELECTION OF MR COLIN CARSON AS A DIRECTOR |
Management | For | For | |||||
4 | APPROVAL OF ISSUE OF PERFORMANCE RIGHTS TO MR QUARTERMAINE |
Management | For | For | |||||
5 | APPROVAL OF ISSUE OF PERFORMANCE RIGHTS TO MR CARSON |
Management | For | For | |||||
CNH INDUSTRIAL N V | |||||||||
Security | N20944109 | Meeting Type | Special | ||||||
Ticker Symbol | CNHI | Meeting Date | 29-Nov-2018 | ||||||
ISIN | NL0010545661 | Agenda | 934890612 - Management | ||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||
2.a | Appointment of Executive Director: Hubertus M. Muehlhaeuser |
Management | For | For | |||||
2.b | Appointment of Executive Director: Suzanne Heywood | Management | For | For | |||||
CNH INDUSTRIAL N V | |||||||||
Security | N20944109 | Meeting Type | Special | ||||||
Ticker Symbol | CNHI | Meeting Date | 29-Nov-2018 | ||||||
ISIN | NL0010545661 | Agenda | 934897111 - Management | ||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||
2.a | Appointment of Executive Director: Hubertus M. Muehlhaeuser |
Management | For | For | |||||
2.b | Appointment of Executive Director: Suzanne Heywood | Management | For | For | |||||
HARMONY GOLD MINING COMPANY LIMITED | |||||||||
Security | 413216300 | Meeting Type | Annual | ||||||
Ticker Symbol | HMY | Meeting Date | 07-Dec-2018 | ||||||
ISIN | US4132163001 | Agenda | 934892705 - Management | ||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||
O1 | To elect Max Sisulu as a director | Management | For | For | |||||
O2 | To re-elect Joaquim Chissano as a director | Management | Against | Against | |||||
O3 | To re-elect Fikile De Buck as a director | Management | For | For | |||||
O4 | To re-elect Modise Motloba as a director | Management | For | For | |||||
O5 | To re-elect Dr. Patrice Motsepe as a director | Management | For | For | |||||
O6 | To re-elect Fikile De Buck as a member of the audit and risk committee |
Management | For | For | |||||
O7 | To re-elect Dr. Simo Lushaba as a member of the audit and risk committee |
Management | For | For | |||||
O8 | To re-elect Modise Motloba as a member of the audit and risk committee |
Management | Against | Against | |||||
O9 | To re-elect Karabo Nondumo as a member of the audit and risk committee |
Management | For | For | |||||
O10 | To re-elect John Wetton as a member of the audit and risk committee |
Management | For | For | |||||
O11 | To re-appoint the external auditors | Management | For | For | |||||
O12 | To approve the remuneration policy | Management | For | For | |||||
O13 | To approve the implementation report | Management | Against | Against | |||||
O14 | General authority to issue shares for cash | Management | For | For | |||||
O15 | Approval of the Harmony Gold Mining Company Limited DSP 2018 |
Management | For | For | |||||
S1 | Authority to issue ordinary shares pursuant to the DSP | Management | For | For | |||||
S2 | To pre-approve non-executive directors' remuneration | Management | For | For | |||||
DETOUR GOLD CORPORATION | |||||||||
Security | 250669108 | Meeting Type | Special General Meeting | ||||||
Ticker Symbol | Meeting Date | 13-Dec-2018 | |||||||
ISIN | CA2506691088 | Agenda | 710222302 - Management | ||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||
CMMT | PLEASE NOTE THIS IS A CONTESTED MEETING. THIS IS THE MANAGEMENT SLATE. PLEASE-NOTE YOU ARE NOT PERMITTED TO VOTE ON BOTH MANAGEMENT AND OPPOSITION. YOU ARE-ONLY REQUIRED TO VOTE ON ONE SLATE. |
Non-Voting | |||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'-ONLY FOR RESOLUTIONS 1 TO 9 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION-NUMBERS 10.1 TO 10.8. THANK YOU |
Non-Voting | |||||||
1 | AN ORDINARY RESOLUTION TO REMOVE LISA COLNETT AS A DIRECTOR OF THE COMPANY PURSUANT TO SECTION 109(1) OF THE CANADA BUSINESS CORPORATIONS ACT (THE "CBCA") |
Management | For | For | |||||
2 | AN ORDINARY RESOLUTION TO REMOVE JONATHAN RUBENSTEIN AS A DIRECTOR OF THE COMPANY PURSUANT TO SECTION 109(1) OF THE CBCA |
Management | For | For | |||||
3 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: AN ORDINARY RESOLUTION TO REMOVE EDWARD C. DOWLING, JR. AS A DIRECTOR OF THE COMPANY PURSUANT TO SECTION 109(1) OF THE CBCA |
Shareholder | For | Against | |||||
4 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: AN ORDINARY RESOLUTION TO REMOVE ALAN EDWARDS AS A DIRECTOR OF THE COMPANY PURSUANT TO SECTION 109(1) OF THE CBCA |
Shareholder | For | Against | |||||
5 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: AN ORDINARY RESOLUTION TO REMOVE ANDRE FALZON AS A DIRECTOR OF THE COMPANY PURSUANT TO SECTION 109(1) OF THE CBCA |
Shareholder | For | Against | |||||
6 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: AN ORDINARY RESOLUTION TO REMOVE J. MICHAEL KENYON AS A DIRECTOR OF THE COMPANY PURSUANT TO SECTION 109(1) OF THE CBCA |
Shareholder | Against | For | |||||
7 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: AN ORDINARY RESOLUTION TO REMOVE JUDY KIRK AS A DIRECTOR OF THE COMPANY PURSUANT TO SECTION 109(1) OF THE CBCA |
Shareholder | Against | For | |||||
8 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: AN ORDINARY RESOLUTION TO REMOVE ALEX G. MORRISON AS A DIRECTOR OF THE COMPANY PURSUANT TO SECTION 109(1) OF THE CBCA |
Shareholder | For | Against | |||||
9 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: AN ORDINARY RESOLUTION TO FIX THE NUMBER OF DIRECTORS OF THE COMPANY AT EIGHT |
Shareholder | Abstain | Against | |||||
10.1 | ELECTION OF DIRECTOR: STEVEN MARK FELDMAN | Management | For | For | |||||
10.2 | ELECTION OF DIRECTOR: CHRISTOPHER JAMES ROBISON |
Management | For | For | |||||
10.3 | ELECTION OF DIRECTOR: RONALD STANLEY SIMKUS |
Shareholder | For | Against | |||||
10.4 | ELECTION OF DIRECTOR: DAWN PATRICIA WHITTAKER |
Shareholder | For | Against | |||||
10.5 | ELECTION OF DIRECTOR: MARIA S. JELESCU DREYFUS |
Shareholder | Against | For | |||||
10.6 | ELECTION OF DIRECTOR: WILLIAM C. WILLIAMS | Shareholder | For | Against | |||||
10.7 | ELECTION OF DIRECTOR: MICHAEL D. WOOLLCOMBE |
Shareholder | Against | For | |||||
10.8 | ELECTION OF DIRECTOR: MARCELO KIM | Shareholder | Against | For | |||||
CMMT | PLEASE NOTE THAT THE BOARD RECOMMENDS TO WITHHOLD ON RESOLUTIONS 10.3 TO-10.8. THANK YOU. |
Non-Voting | |||||||
CMMT | 11 DEC 2018: PLEASE NOTE THAT THIS IS A REVISION DUE TO POSTPONEMENT OF THE- MEETING DATE FROM 11 DEC 2018 TO 13 DEC 2018. IF YOU HAVE ALREADY SENT IN-YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU. |
Non-Voting | |||||||
TAHOE RESOURCES INC. | |||||||||
Security | 873868103 | Meeting Type | Special | ||||||
Ticker Symbol | TAHO | Meeting Date | 08-Jan-2019 | ||||||
ISIN | CA8738681037 | Agenda | 934911529 - Management | ||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||
1 | To consider, and if thought fit, pass a special resolution, the full text of which is set forth in Appendix "A" to Tahoe Resources Inc.'s management information circular for the special meeting of shareholders to be held on January 8, 2019 (the "Tahoe Circular"), to approve an arrangement (the "Arrangement") under Section 288 of the Business Corporations Act (British Columbia), the Arrangement being set forth in the Plan of Arrangement attached as Appendix "B" to the Tahoe Circular, all as more particularly described in the Tahoe Circular. |
Management | For | For | |||||
TYSON FOODS, INC. | |||||||||
Security | 902494103 | Meeting Type | Annual | ||||||
Ticker Symbol | TSN | Meeting Date | 07-Feb-2019 | ||||||
ISIN | US9024941034 | Agenda | 934915541 - Management | ||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||
1a) | Election of Director: John Tyson | Management | For | For | |||||
1b) | Election of Director: Gaurdie E. Banister Jr. | Management | For | For | |||||
1c) | Election of Director: Dean Banks | Management | For | For | |||||
1d) | Election of Director: Mike Beebe | Management | For | For | |||||
1e) | Election of Director: Mikel A. Durham | Management | For | For | |||||
1f. | Election of Director: Kevin M. McNamara | Management | For | For | |||||
1g) | Election of Director: Cheryl S. Miller | Management | For | For | |||||
1h) | Election of Director: Jeffrey K. Schomburger | Management | For | For | |||||
1i) | Election of Director: Robert Thurber | Management | For | For | |||||
1j) | Election of Director: Barbara A. Tyson | Management | For | For | |||||
1k) | Election of Director: Noel White | Management | For | For | |||||
2) | To ratify the selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the fiscal year ending September 28, 2019. |
Management | For | For | |||||
3) | Shareholder proposal to request a report disclosing the policy and procedures, expenditures, and other activities related to lobbying and grassroots lobbying communications. |
Shareholder | Against | For | |||||
4) | Shareholder proposal to require the preparation of a report on the company's due diligence process assessing and mitigating human rights impacts. |
Shareholder | Abstain | Against | |||||
NEWFIELD EXPLORATION COMPANY | |||||||||
Security | 651290108 | Meeting Type | Special | ||||||
Ticker Symbol | NFX | Meeting Date | 12-Feb-2019 | ||||||
ISIN | US6512901082 | Agenda | 934920225 - Management | ||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||
1. | To adopt the Agreement and Plan of Merger, dated as of October 31, 2018 (as it may be amended from time to time, the "merger agreement"), a copy of which is attached as Annex A to the joint proxy statement/prospectus of which this proxy card is a part, among Newfield Exploration Company ("Newfield"), Encana Corporation, a Canadian corporation ("Encana"), and Neapolitan Merger Corp., a Delaware corporation and an indirect wholly-owned subsidiary of Encana ("Merger Sub"). |
Management | For | For | |||||
2. | To approve, on an advisory (non-binding) basis, the compensation that may be paid or become payable to Newfield's named executive officers in connection with the merger. |
Management | For | For | |||||
3. | To approve the adjournment of the Newfield special meeting, if necessary or appropriate, to solicit additional proxies if there are not sufficient votes to adopt the merger agreement. |
Management | For | For | |||||
DEERE & COMPANY | |||||||||
Security | 244199105 | Meeting Type | Annual | ||||||
Ticker Symbol | DE | Meeting Date | 27-Feb-2019 | ||||||
ISIN | US2441991054 | Agenda | 934919640 - Management | ||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||
1a. | Election of Director: Samuel R. Allen | Management | For | For | |||||
1b. | Election of Director: Vance D. Coffman | Management | For | For | |||||
1c. | Election of Director: Alan C. Heuberger | Management | For | For | |||||
1d. | Election of Director: Charles O. Holliday, Jr. | Management | For | For | |||||
1e. | Election of Director: Dipak C. Jain | Management | For | For | |||||
1f. | Election of Director: Michael O. Johanns | Management | For | For | |||||
1g. | Election of Director: Clayton M. Jones | Management | For | For | |||||
1h. | Election of Director: Gregory R. Page | Management | For | For | |||||
1i. | Election of Director: Sherry M. Smith | Management | For | For | |||||
1j. | Election of Director: Dmitri L. Stockton | Management | For | For | |||||
1k. | Election of Director: Sheila G. Talton | Management | For | For | |||||
2. | Advisory vote on executive compensation | Management | For | For | |||||
3. | Ratification of the appointment of Deloitte & Touche LLP as Deere's independent registered public accounting firm for fiscal 2019 |
Management | For | For | |||||
4. | Shareholder Proposal - Right to Act by Written Consent | Shareholder | Against | For | |||||
HELMERICH & PAYNE, INC. | |||||||||
Security | 423452101 | Meeting Type | Annual | ||||||
Ticker Symbol | HP | Meeting Date | 05-Mar-2019 | ||||||
ISIN | US4234521015 | Agenda | 934921405 - Management | ||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||
1a. | Election of Director: Delaney M. Bellinger | Management | For | For | |||||
1b. | Election of Director: Kevin G. Cramton | Management | For | For | |||||
1c. | Election of Director: Randy A. Foutch | Management | For | For | |||||
1d. | Election of Director: Hans Helmerich | Management | For | For | |||||
1e. | Election of Director: John W. Lindsay | Management | For | For | |||||
1f. | Election of Director: Jose R. Mas | Management | For | For | |||||
1g. | Election of Director: Thomas A. Petrie | Management | For | For | |||||
1h. | Election of Director: Donald F. Robillard, Jr. | Management | For | For | |||||
1i. | Election of Director: Edward B. Rust, Jr. | Management | For | For | |||||
1j. | Election of Director: John D. Zeglis | Management | For | For | |||||
2. | Ratification of Ernst & Young LLP as auditors for 2019. | Management | For | For | |||||
3. | Advisory vote on executive compensation. | Management | For | For | |||||
KUBOTA CORPORATION | |||||||||
Security | J36662138 | Meeting Type | Annual General Meeting | ||||||
Ticker Symbol | Meeting Date | 22-Mar-2019 | |||||||
ISIN | JP3266400005 | Agenda | 710584409 - Management | ||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||
Please reference meeting materials. | Non-Voting | ||||||||
1.1 | Appoint a Director Kimata, Masatoshi | Management | For | For | |||||
1.2 | Appoint a Director Kitao, Yuichi | Management | For | For | |||||
1.3 | Appoint a Director Yoshikawa, Masato | Management | For | For | |||||
1.4 | Appoint a Director Sasaki, Shinji | Management | For | For | |||||
1.5 | Appoint a Director Kurosawa, Toshihiko | Management | For | For | |||||
1.6 | Appoint a Director Watanabe, Dai | Management | For | For | |||||
1.7 | Appoint a Director Matsuda, Yuzuru | Management | For | For | |||||
1.8 | Appoint a Director Ina, Koichi | Management | For | For | |||||
1.9 | Appoint a Director Shintaku, Yutaro | Management | For | For | |||||
2.1 | Appoint a Corporate Auditor Hinenoya, Masato | Management | For | For | |||||
2.2 | Appoint a Corporate Auditor Arakane, Kumi | Management | For | For | |||||
3 | Approve Payment of Bonuses to Directors | Management | For | For | |||||
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | |||||||||
Security | 806857108 | Meeting Type | Annual | ||||||
Ticker Symbol | SLB | Meeting Date | 03-Apr-2019 | ||||||
ISIN | AN8068571086 | Agenda | 934929324 - Management | ||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||
1a. | Election of Director: Peter L.S. Currie | Management | For | For | |||||
1b. | Election of Director: Miguel M. Galuccio | Management | For | For | |||||
1c. | Election of Director: Paal Kibsgaard | Management | For | For | |||||
1d. | Election of Director: Nikolay Kudryavtsev | Management | For | For | |||||
1e. | Election of Director: Tatiana A. Mitrova | Management | For | For | |||||
1f. | Election of Director: Indra K. Nooyi | Management | For | For | |||||
1g. | Election of Director: Lubna S. Olayan | Management | For | For | |||||
1h. | Election of Director: Mark G. Papa | Management | For | For | |||||
1i. | Election of Director: Leo Rafael Reif | Management | For | For | |||||
1j. | Election of Director: Henri Seydoux | Management | For | For | |||||
2. | Approval of the advisory resolution to approve our executive compensation. |
Management | For | For | |||||
3. | Approval of our consolidated balance sheet as of December 31, 2018; our consolidated statement of income for the year ended December 31, 2018; and our Board of Directors' declarations of dividends in 2018, as reflected in our 2018 Annual Report to Stockholders. |
Management | For | For | |||||
4. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent auditors for 2019. |
Management | For | For | |||||
5. | Approval of an amended and restated 2004 Stock and Deferral Plan for Non-Employee Directors. |
Management | For | For | |||||
GOLDCORP INC. | |||||||||
Security | 380956409 | Meeting Type | Special | ||||||
Ticker Symbol | GG | Meeting Date | 04-Apr-2019 | ||||||
ISIN | CA3809564097 | Agenda | 934942738 - Management | ||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||
1 | A special resolution to approve an arrangement under Section 182 of the Business Corporations Act (Ontario) involving the Company and Newmont Mining Corporation, all as more particularly described in the management information circular of the Company dated March 4, 2019. |
Management | For | For | |||||
CENTAMIN PLC | |||||||||
Security | G2055Q105 | Meeting Type | Annual General Meeting | ||||||
Ticker Symbol | Meeting Date | 08-Apr-2019 | |||||||
ISIN | JE00B5TT1872 | Agenda | 710670870 - Management | ||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||
1 | TO RECEIVE AND ADOPT THE COMPANY'S ANNUAL ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2018 TOGETHER WITH THE STRATEGIC AND GOVERNANCE REPORTS AND THE AUDITOR'S REPORT ON THOSE ACCOUNTS |
Management | For | For | |||||
2 | TO DECLARE A FINAL DIVIDEND OF 3 US CENTS (USD 0.03) PER ORDINARY SHARE AS RECOMMENDED BY THE DIRECTORS IN RESPECT OF THE FINANCIAL YEAR ENDED 31 DECEMBER 2018, TO HOLDERS OF ORDINARY SHARES ON THE REGISTER OF MEMBERS ON THE RECORD DATE OF 23 APRIL 2019 |
Management | For | For | |||||
3.1 | TO RECEIVE AND APPROVE THE DIRECTORS' REMUNERATION REPORT (OTHER THAN THE DIRECTORS' REMUNERATION POLICY) FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2018 AS DETAILED IN THE ANNUAL REPO |
Management | Against | Against | |||||
3.2 | TO RECEIVE AND APPROVE THE DIRECTORS' REMUNERATION POLICY CONTAINED IN THE DIRECTORS' REMUNERATION REPORT |
Management | For | For | |||||
3.3 | TO APPROVE CERTAIN AMENDMENTS TO THE RULES OF THE PERFORMANCE SHARE PLAN |
Management | For | For | |||||
4 | THAT PURSUANT TO ARTICLE 39 OF THE ARTICLES OF ASSOCIATION (THE "ARTICLES") OF THE COMPANY, THE MAXIMUM AGGREGATE AMOUNT OF FEES THAT THE COMPANY IS AUTHORISED TO PAY THE DIRECTORS FOR THEIR SERVICES AS DIRECTORS BE INCREASED TO GBP 950,000 WITH IMMEDIATE EFFECT |
Management | For | For | |||||
5.1 | TO RE-ELECT JOSEF EL-RAGHY, WHO RETIRES IN ACCORDANCE WITH ARTICLE 33 OF THE COMPANY'S ARTICLES AND, BEING ELIGIBLE, OFFERS HIMSELF FOR RE-ELECTION AS A DIRECTOR |
Management | For | For | |||||
5.2 | TO RE-ELECT ANDREW PARDEY, WHO RETIRES IN ACCORDANCE WITH ARTICLE 33 OF THE COMPANY'S ARTICLES AND, BEING ELIGIBLE, OFFERS HIMSELF FOR RE-ELECTION AS A DIRECTOR |
Management | For | For | |||||
5.3 | TO RE-ELECT ROSS JERRARD, WHO RETIRES IN ACCORDANCE WITH ARTICLE 33 OF THE COMPANY'S ARTICLES AND, BEING ELIGIBLE, OFFERS HIMSELF FOR RE-ELECTION AS A DIRECTOR |
Management | For | For | |||||
5.4 | TO RE-ELECT EDWARD HASLAM, WHO RETIRES IN ACCORDANCE WITH ARTICLE 33 OF THE COMPANY'S ARTICLES AND, BEING ELIGIBLE, OFFERS HIMSELF FOR RE-ELECTION AS A DIRECTOR |
Management | For | For | |||||
5.5 | TO RE-ELECT ALISON BAKER, WHO RETIRES IN ACCORDANCE WITH ARTICLE 33 OF THE COMPANY'S ARTICLES AND, BEING ELIGIBLE, OFFERS HERSELF FOR RE-ELECTION AS A DIRECTOR |
Management | For | For | |||||
5.6 | TO ELECT DR IBRAHIM FAWZY, WHO RETIRES IN ACCORDANCE WITH ARTICLE 29 OF THE COMPANY'S ARTICLES AND, BEING ELIGIBLE, OFFERS HIMSELF FOR ELECTION AS A DIRECTOR |
Management | For | For | |||||
5.7 | TO RE-ELECT MARK ARNESEN, WHO RETIRES IN ACCORDANCE WITH ARTICLE 33 OF THE COMPANY'S ARTICLES AND, BEING ELIGIBLE, OFFERS HIMSELF FOR RE-ELECTION AS A DIRECTOR |
Management | For | For | |||||
5.8 | TO RE-ELECT MARK BANKES, WHO RETIRES IN ACCORDANCE WITH ARTICLE 33 OF THE COMPANY'S ARTICLES AND, BEING ELIGIBLE, OFFERS HIMSELF FRO RE-ELECTION AS A DIRECTOR |
Management | For | For | |||||
6.1 | TO APPOINT PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S AUDITOR TO HOLD OFFICE FOR THE CONCLUSION OF THIS MEETING UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING AT WHICH THE ACCOUNTS ARE LAID BEFORE THE MEETING |
Management | For | For | |||||
6.2 | TO AUTHORISE THE DIRECTORS TO AGREE THE REMUNERATION OF THE AUDITOR |
Management | For | For | |||||
7 | ALLOTMENT OF RELEVANT SECURITIES | Management | For | For | |||||
8.1 | DISAPPLICATION OF PRE-EMPTION RIGHTS | Management | For | For | |||||
8.2 | THAT, SUBJECT TO THE PASSING OF RESOLUTION 7 ABOVE, THE DIRECTORS BE GENERALLY EMPOWERED IN ADDITION TO 8.1, TO ALLOT EQUITY SECURITIES (AS SUCH TERM IS DEFINED IN THE COMPANY'S ARTICLES) PURSUANT TO THE AUTHORITY CONFERRED BY RESOLUTION 7 |
Management | For | For | |||||
9 | MARKET PURCHASES OF ORDINARY SHARES | Management | For | For | |||||
RIO TINTO PLC | |||||||||
Security | 767204100 | Meeting Type | Annual | ||||||
Ticker Symbol | RIO | Meeting Date | 10-Apr-2019 | ||||||
ISIN | US7672041008 | Agenda | 934943982 - Management | ||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||
1. | Receipt of the 2018 Annual report | Management | For | For | |||||
2. | Approval of the Directors' Remuneration Report: Implementation Report |
Management | For | For | |||||
3. | Approval of the Directors' Remuneration Report | Management | For | For | |||||
4. | To elect Dame Moya Greene as a director | Management | For | For | |||||
5. | To elect Simon McKeon AO as a director | Management | For | For | |||||
6. | To elect Jakob Stausholm as a director | Management | For | For | |||||
7. | To re-elect Megan Clark AC as a director | Management | For | For | |||||
8. | To re-elect David Constable as a director | Management | For | For | |||||
9. | To re-elect Simon Henry as a director | Management | For | For | |||||
10. | To re-elect Jean-Sébastien Jacques as a director | Management | For | For | |||||
11. | To re-elect Sam Laidlaw as a director | Management | For | For | |||||
12. | To re-elect Michael L'Estrange AO as a director | Management | For | For | |||||
13. | To re-elect Simon Thompson as a director | Management | For | For | |||||
14. | Re-appointment of auditors | Management | For | For | |||||
15. | Remuneration of auditors | Management | For | For | |||||
16. | Authority to make political donations | Management | For | For | |||||
17. | General authority to allot shares | Management | For | For | |||||
18. | Disapplication of pre-emption rights | Management | For | For | |||||
19. | Authority to purchase Rio Tinto plc shares | Management | For | For | |||||
20. | Notice period for general meetings other than annual general meetings |
Management | For | For | |||||
NEWMONT MINING CORPORATION | |||||||||
Security | 651639106 | Meeting Type | Special | ||||||
Ticker Symbol | NEM | Meeting Date | 11-Apr-2019 | ||||||
ISIN | US6516391066 | Agenda | 934949287 - Management | ||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||
1. | To approve an amendment and restatement of the Newmont Restated Certificate of Incorporation to increase Newmont's authorized shares of common stock from 750,000,000 shares to 1,280,000,000 shares. |
Management | For | For | |||||
2. | To approve the issuance of shares of Newmont common stock to Goldcorp shareholders in connection with the arrangement agreement, dated as of January 14, 2019, as amended. |
Management | For | For | |||||
3. | To approve adjournment or postponement of the Newmont special meeting, if necessary or appropriate, to solicit additional proxies if there are not sufficient votes to approve Proposal 1 or Proposal 2. |
Management | For | For | |||||
CNH INDUSTRIAL N V | |||||||||
Security | N20944109 | Meeting Type | Annual | ||||||
Ticker Symbol | CNHI | Meeting Date | 12-Apr-2019 | ||||||
ISIN | NL0010545661 | Agenda | 934938145 - Management | ||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||
2c. | Adoption of the 2018 Annual Financial Statements. | Management | For | For | |||||
2d. | Determination and distribution of dividend. | Management | For | For | |||||
2e. | Release from liability of the executive directors and the non- executive directors of the Board. |
Management | For | For | |||||
3a. | Re-appointment of the executive director: Suzanne Heywood |
Management | For | For | |||||
3b. | Re-appointment of the executive director: Hubertus Muehlhaeuser |
Management | For | For | |||||
3c. | (Re)-appointment of the non-executive director: Léo W. Houle |
Management | For | For | |||||
3d. | (Re)-appointment of the non-executive director: John B. Lanaway |
Management | For | For | |||||
3e. | (Re)-appointment of the non-executive director: Silke C. Scheiber |
Management | For | For | |||||
3f. | (Re)-appointment of the non-executive director: Jacqueline A. Tammenoms Bakker |
Management | For | For | |||||
3g. | (Re)-appointment of the non-executive director: Jacques Theurillat |
Management | For | For | |||||
3h. | (Re)-appointment of the non-executive director: Alessandro Nasi |
Management | For | For | |||||
3i. | (Re)-appointment of the non-executive director: Lorenzo Simonelli |
Management | For | For | |||||
4. | Proposal to re-appoint Ernst & Young Accountants LLP as the independent auditor of the Company. |
Management | For | For | |||||
5. | Replacement of the existing authorization to the Board of the authority to acquire common shares in the capital of the Company. |
Management | For | For | |||||
CNH INDUSTRIAL N V | |||||||||
Security | N20944109 | Meeting Type | Annual | ||||||
Ticker Symbol | CNHI | Meeting Date | 12-Apr-2019 | ||||||
ISIN | NL0010545661 | Agenda | 934954050 - Management | ||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||
2c. | Adoption of the 2018 Annual Financial Statements. | Management | For | For | |||||
2d. | Determination and distribution of dividend. | Management | For | For | |||||
2e. | Release from liability of the executive directors and the non- executive directors of the Board. |
Management | For | For | |||||
3a. | Re-appointment of the executive director: Suzanne Heywood |
Management | For | For | |||||
3b. | Re-appointment of the executive director: Hubertus Muehlhaeuser |
Management | For | For | |||||
3c. | (Re)-appointment of the non-executive director: Léo W. Houle |
Management | For | For | |||||
3d. | (Re)-appointment of the non-executive director: John B. Lanaway |
Management | For | For | |||||
3e. | (Re)-appointment of the non-executive director: Silke C. Scheiber |
Management | For | For | |||||
3f. | (Re)-appointment of the non-executive director: Jacqueline A. Tammenoms Bakker |
Management | For | For | |||||
3g. | (Re)-appointment of the non-executive director: Jacques Theurillat |
Management | For | For | |||||
3h. | (Re)-appointment of the non-executive director: Alessandro Nasi |
Management | For | For | |||||
3i. | (Re)-appointment of the non-executive director: Lorenzo Simonelli |
Management | For | For | |||||
4. | Proposal to re-appoint Ernst & Young Accountants LLP as the independent auditor of the Company. |
Management | For | For | |||||
5. | Replacement of the existing authorization to the Board of the authority to acquire common shares in the capital of the Company. |
Management | For | For | |||||
NOBLE ENERGY, INC. | |||||||||
Security | 655044105 | Meeting Type | Annual | ||||||
Ticker Symbol | NBL | Meeting Date | 23-Apr-2019 | ||||||
ISIN | US6550441058 | Agenda | 934933892 - Management | ||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||
1a. | Election of Director: Jeffrey L. Berenson | Management | For | For | |||||
1b. | Election of Director: Michael A. Cawley | Management | For | For | |||||
1c. | Election of Director: James E. Craddock | Management | For | For | |||||
1d. | Election of Director: Barbara J. Duganier | Management | For | For | |||||
1e. | Election of Director: Thomas J. Edelman | Management | For | For | |||||
1f. | Election of Director: Holli C. Ladhani | Management | For | For | |||||
1g. | Election of Director: David L. Stover | Management | For | For | |||||
1h. | Election of Director: Scott D. Urban | Management | For | For | |||||
1i. | Election of Director: William T. Van Kleef | Management | For | For | |||||
2. | To ratify the appointment of the independent auditor by the Company's Audit Committee. |
Management | For | For | |||||
3. | To approve, in an advisory vote, executive compensation. | Management | For | For | |||||
4. | To approve an amendment and restatement of the Company's 2017 Long-Term Incentive Plan to increase the number of shares of common stock authorized for issuance under the plan from 29 million to 44 million shares. |
Management | For | For | |||||
MARATHON PETROLEUM CORPORATION | |||||||||
Security | 56585A102 | Meeting Type | Annual | ||||||
Ticker Symbol | MPC | Meeting Date | 24-Apr-2019 | ||||||
ISIN | US56585A1025 | Agenda | 934941976 - Management | ||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||
1a. | Election of Class II Director: Evan Bayh | Management | For | For | |||||
1b. | Election of Class II Director: Charles E. Bunch | Management | For | For | |||||
1c. | Election of Class II Director: Edward G. Galante | Management | For | For | |||||
1d. | Election of Class II Director: Kim K.W. Rucker | Management | For | For | |||||
2. | Ratification of the selection of PricewaterhouseCoopers LLP as the company's independent auditor for 2019. |
Management | For | For | |||||
3. | Approval, on an advisory basis, of the company's named executive officer compensation. |
Management | For | For | |||||
4. | Shareholder proposal seeking a shareholder right to action by written consent. |
Shareholder | Against | For | |||||
5. | Shareholder proposal seeking an independent chairman policy. |
Shareholder | Against | For | |||||
AGCO CORPORATION | |||||||||
Security | 001084102 | Meeting Type | Annual | ||||||
Ticker Symbol | AGCO | Meeting Date | 25-Apr-2019 | ||||||
ISIN | US0010841023 | Agenda | 934963782 - Management | ||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||
1a. | Election of Director: Roy V. Armes | Management | For | For | |||||
1b. | Election of Director: Michael C. Arnold | Management | For | For | |||||
1c. | Election of Director: P. George Benson | Management | For | For | |||||
1d. | Election of Director: Suzanne P. Clark | Management | For | For | |||||
1e. | Election of Director: Wolfgang Deml | Management | For | For | |||||
1f. | Election of Director: George E. Minnich | Management | For | For | |||||
1g. | Election of Director: Martin H. Richenhagen | Management | For | For | |||||
1h. | Election of Director: Gerald L. Shaheen | Management | For | For | |||||
1i. | Election of Director: Mallika Srinivasan | Management | For | For | |||||
1j. | Election of Director: Hendrikus Visser | Management | For | For | |||||
2. | NON-BINDING ADVISORY RESOLUTION TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. |
Management | For | For | |||||
3. | RATIFICATION OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2019. |
Management | For | For | |||||
AGNICO EAGLE MINES LIMITED | |||||||||
Security | 008474108 | Meeting Type | Annual and Special Meeting | ||||||
Ticker Symbol | AEM | Meeting Date | 26-Apr-2019 | ||||||
ISIN | CA0084741085 | Agenda | 934972072 - Management | ||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||
1 | DIRECTOR | Management | |||||||
1 | Dr. Leanne M. Baker | For | For | ||||||
2 | Sean Boyd | For | For | ||||||
3 | Martine A. Celej | For | For | ||||||
4 | Robert J. Gemmell | For | For | ||||||
5 | Mel Leiderman | For | For | ||||||
6 | Deborah McCombe | For | For | ||||||
7 | James D. Nasso | For | For | ||||||
8 | Dr. Sean Riley | For | For | ||||||
9 | J. Merfyn Roberts | For | For | ||||||
10 | Jamie C. Sokalsky | For | For | ||||||
2 | Appointment of Ernst & Young LLP as Auditors of the Company for the ensuing year and authorizing the Directors to fix their remuneration. |
Management | For | For | |||||
3 | Consideration of and, if deemed advisable, the passing of an ordinary resolution approving an amendment to the Company's Incentive Share Purchase Plan. |
Management | For | For | |||||
4 | Consideration of and, if deemed advisable, the passing of a non-bindary, advisory resolution accepting the Company's approach to executive compensation. |
Management | For | For | |||||
EOG RESOURCES, INC. | |||||||||
Security | 26875P101 | Meeting Type | Annual | ||||||
Ticker Symbol | EOG | Meeting Date | 29-Apr-2019 | ||||||
ISIN | US26875P1012 | Agenda | 934945683 - Management | ||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||
1a. | Election of Director: Janet F. Clark | Management | For | For | |||||
1b. | Election of Director: Charles R. Crisp | Management | For | For | |||||
1c. | Election of Director: Robert P. Daniels | Management | For | For | |||||
1d. | Election of Director: James C. Day | Management | For | For | |||||
1e. | Election of Director: C. Christopher Gaut | Management | For | For | |||||
1f. | Election of Director: Julie J. Robertson | Management | For | For | |||||
1g. | Election of Director: Donald F. Textor | Management | For | For | |||||
1h. | Election of Director: William R. Thomas | Management | For | For | |||||
2. | To ratify the appointment by the Audit Committee of the Board of Directors of Deloitte & Touche LLP, independent registered public accounting firm, as auditors for the Company for the year ending December 31, 2019. |
Management | For | For | |||||
3. | To approve, by non-binding vote, the compensation of the Company's named executive officers. |
Management | For | For | |||||
VALERO ENERGY CORPORATION | |||||||||
Security | 91913Y100 | Meeting Type | Annual | ||||||
Ticker Symbol | VLO | Meeting Date | 30-Apr-2019 | ||||||
ISIN | US91913Y1001 | Agenda | 934945948 - Management | ||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||
1A. | Election of Director: H. Paulett Eberhart | Management | For | For | |||||
1B. | Election of Director: Joseph W. Gorder | Management | For | For | |||||
1C. | Election of Director: Kimberly S. Greene | Management | For | For | |||||
1D. | Election of Director: Deborah P. Majoras | Management | For | For | |||||
1E. | Election of Director: Donald L. Nickles | Management | For | For | |||||
1F. | Election of Director: Philip J. Pfeiffer | Management | For | For | |||||
1G. | Election of Director: Robert A. Profusek | Management | For | For | |||||
1H. | Election of Director: Stephen M. Waters | Management | For | For | |||||
1I. | Election of Director: Randall J. Weisenburger | Management | For | For | |||||
1J. | Election of Director: Rayford Wilkins, Jr. | Management | For | For | |||||
2. | Ratify the appointment of KPMG LLP as Valero's independent registered public accounting firm for 2019. |
Management | For | For | |||||
3. | Approve, by non-binding vote, the 2018 compensation of our named executive officers. |
Management | For | For | |||||
ENCANA CORPORATION | |||||||||
Security | 292505104 | Meeting Type | Annual | ||||||
Ticker Symbol | ECA | Meeting Date | 30-Apr-2019 | ||||||
ISIN | CA2925051047 | Agenda | 934957652 - Management | ||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||
1 | DIRECTOR | Management | |||||||
1 | Peter A. Dea | For | For | ||||||
2 | Fred J. Fowler | For | For | ||||||
3 | Howard J. Mayson | For | For | ||||||
4 | Lee A. McIntire | For | For | ||||||
5 | Margaret A. McKenzie | For | For | ||||||
6 | Steven W. Nance | For | For | ||||||
7 | Suzanne P. Nimocks | For | For | ||||||
8 | Thomas G. Ricks | For | For | ||||||
9 | Brian G. Shaw | For | For | ||||||
10 | Douglas J. Suttles | For | For | ||||||
11 | Bruce G. Waterman | For | For | ||||||
12 | Clayton H. Woitas | For | For | ||||||
2 | APPOINT PRICEWATERHOUSECOOPERS LLP as Independent Auditors at a remuneration to be fixed by the Board of Directors |
Management | For | For | |||||
3 | AMEND AND RECONFIRM THE CORPORATION'S SHAREHOLDER RIGHTS PLAN |
Management | Against | Against | |||||
4 | APPROVE A NEW OMNIBUS INCENTIVE PLAN | Management | For | For | |||||
5 | ADVISORY VOTE TO APPROVE COMPENSATION OF NAMED EXECUTIVE OFFICERS |
Management | For | For | |||||
FMC CORPORATION | |||||||||
Security | 302491303 | Meeting Type | Annual | ||||||
Ticker Symbol | FMC | Meeting Date | 30-Apr-2019 | ||||||
ISIN | US3024913036 | Agenda | 934961219 - Management | ||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||
1a. | Election of Director: Pierre Brondeau | Management | For | For | |||||
1b. | Election of Director: Eduardo E. Cordeiro | Management | For | For | |||||
1c. | Election of Director: G. Peter D'Aloia | Management | For | For | |||||
1d. | Election of Director: C. Scott Greer | Management | For | For | |||||
1e. | Election of Director: K'Lynne Johnson | Management | For | For | |||||
1f. | Election of Director: Dirk A. Kempthorne | Management | For | For | |||||
1g. | Election of Director: Paul J. Norris | Management | For | For | |||||
1h. | Election of Director: Margareth Ovrum | Management | For | For | |||||
1i. | Election of Director: Robert C. Pallash | Management | For | For | |||||
1j. | Election of Director: William H. Powell | Management | For | For | |||||
1k. | Election of Director: Vincent R. Volpe, Jr. | Management | For | For | |||||
2. | Ratification of the appointment of independent registered public accounting firm. |
Management | For | For | |||||
3. | Approval, by non-binding vote, of executive compensation. |
Management | For | For | |||||
4. | Amend the Company's Restated Certificate of Incorporation and Restated By-Laws to eliminate supermajority vote requirements to remove directors. |
Management | For | For | |||||
OSISKO GOLD ROYALTIES LTD | |||||||||
Security | 68827L101 | Meeting Type | Annual General Meeting | ||||||
Ticker Symbol | Meeting Date | 01-May-2019 | |||||||
ISIN | CA68827L1013 | Agenda | 710861647 - Management | ||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 171065 DUE TO RECEIVED-UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU |
Non-Voting | |||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'-ONLY FOR RESOLUTIONS 3 AND 4 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION-NUMBERS 1.1 TO 1.8 AND 2. THANK YOU |
Non-Voting | |||||||
1.1 | ELECTION OF DIRECTOR: FRANCOISE BERTRAND | Management | For | For | |||||
1.2 | ELECTION OF DIRECTOR: JOHN BURZYNSKI | Management | For | For | |||||
1.3 | ELECTION OF DIRECTOR: CHRISTOPHER C. CURFMAN |
Management | For | For | |||||
1.4 | ELECTION OF DIRECTOR: JOANNE FERSTMAN | Management | For | For | |||||
1.5 | ELECTION OF DIRECTOR: PIERRE LABBE | Management | For | For | |||||
1.6 | ELECTION OF DIRECTOR: OSKAR LEWNOWSKI | Management | For | For | |||||
1.7 | ELECTION OF DIRECTOR: CHARLES E. PAGE | Management | For | For | |||||
1.8 | ELECTION OF DIRECTOR: SEAN ROOSEN | Management | For | For | |||||
2 | TO APPOINT PRICEWATERHOUSECOOPERS LLP AS THE CORPORATION'S INDEPENDENT AUDITOR FOR THE ENSUING YEAR AND TO AUTHORIZE THE DIRECTORS TO FIX ITS REMUNERATION |
Management | For | For | |||||
3 | ORDINARY RESOLUTION TO APPROVE THE AMENDED DEFERRED SHARE UNIT PLAN AND APPROVE ALL UNALLOCATED RIGHTS AND ENTITLEMENTS UNDER THE PLAN, AS MORE FULLY DESCRIBED IN THE CIRCULAR |
Management | For | For | |||||
4 | ADVISORY RESOLUTION TO APPROVE OSISKO'S APPROACH TO EXECUTIVE COMPENSATION |
Management | For | For | |||||
CABOT OIL & GAS CORPORATION | |||||||||
Security | 127097103 | Meeting Type | Annual | ||||||
Ticker Symbol | COG | Meeting Date | 01-May-2019 | ||||||
ISIN | US1270971039 | Agenda | 934942625 - Management | ||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||
1. | DIRECTOR | Management | |||||||
1 | Dorothy M. Ables | For | For | ||||||
2 | Rhys J. Best | For | For | ||||||
3 | Robert S. Boswell | For | For | ||||||
4 | Amanda M. Brock | For | For | ||||||
5 | Peter B. Delaney | For | For | ||||||
6 | Dan O. Dinges | For | For | ||||||
7 | Robert Kelley | For | For | ||||||
8 | W. Matt Ralls | For | For | ||||||
9 | Marcus A. Watts | For | For | ||||||
2. | To ratify the appointment of the firm PricewaterhouseCoopers LLP as the independent registered public accounting firm for the Company for its 2019 fiscal year. |
Management | For | For | |||||
3. | To approve, by non-binding advisory vote, the compensation of our named executive officers. |
Management | For | For | |||||
TECHNIPFMC PLC | |||||||||
Security | G87110105 | Meeting Type | Annual | ||||||
Ticker Symbol | FTI | Meeting Date | 01-May-2019 | ||||||
ISIN | GB00BDSFG982 | Agenda | 934951662 - Management | ||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||
1a. | Election of Director: Douglas J. Pferdehirt | Management | For | For | |||||
1b. | Election of Director: Arnaud Caudoux | Management | For | For | |||||
1c. | Election of Director: Pascal Colombani | Management | For | For | |||||
1d. | Election of Director: Marie-Ange Debon | Management | For | For | |||||
1e. | Election of Director: Eleazar de Carvalho Filho | Management | For | For | |||||
1f. | Election of Director: Claire S. Farley | Management | For | For | |||||
1g. | Election of Director: Didier Houssin | Management | For | For | |||||
1h. | Election of Director: Peter Mellbye | Management | For | For | |||||
1i. | Election of Director: John O'Leary | Management | For | For | |||||
1j. | Election of Director: Kay G. Priestly | Management | For | For | |||||
1k. | Election of Director: Joseph Rinaldi | Management | For | For | |||||
1l. | Election of Director: James M. Ringler | Management | For | For | |||||
2. | U.K. Annual Report and Accounts: Receipt of the Company's audited U.K. accounts for the year ended December 31, 2018, including the reports of the directors and the auditor thereon. |
Management | For | For | |||||
3. | 2018 Say-on-Pay for Named Executive Officers: Approval of the Company's named executive officer compensation for the year ended December 31, 2018. |
Management | For | For | |||||
4. | Frequency of Future Say-on-Pay Proposals for named executive officers: Approval of the frequency of future Say-on-Pay proposals for named executive officers. |
Management | 1 Year | For | |||||
5. | 2018 Directors' Remuneration Report: Approval of the Company's directors' remuneration report for the year ended December 31, 2018. |
Management | For | For | |||||
6. | Ratification of U.S. Auditor: Ratification of the appointment of PricewaterhouseCoopers LLP ("PwC") as the Company's U.S. independent registered public accounting firm for the year ending December 31, 2019. |
Management | For | For | |||||
7. | Re-appointment of U.K. Statutory Auditor: Re- appointment of PwC as the Company's U.K. statutory auditor under the U.K. Companies Act 2006, to hold office until the next annual general meeting of shareholders at which accounts are laid. |
Management | For | For | |||||
8. | U.K. Statutory Auditor Fees: Authorize the Board of Directors and/or the Audit Committee to determine the remuneration of PwC, in its capacity as the Company's U.K. statutory auditor for the year ending December 31, 2019. |
Management | For | For | |||||
ARCHER-DANIELS-MIDLAND COMPANY | |||||||||
Security | 039483102 | Meeting Type | Annual | ||||||
Ticker Symbol | ADM | Meeting Date | 01-May-2019 | ||||||
ISIN | US0394831020 | Agenda | 934954252 - Management | ||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||
1a. | Election of Director: A.L. Boeckmann | Management | For | For | |||||
1b. | Election of Director: M.S. Burke | Management | For | For | |||||
1c. | Election of Director: T.K. Crews | Management | For | For | |||||
1d. | Election of Director: P. Dufour | Management | For | For | |||||
1e. | Election of Director: D.E. Felsinger | Management | For | For | |||||
1f. | Election of Director: S.F. Harrison | Management | For | For | |||||
1g. | Election of Director: J.R. Luciano | Management | For | For | |||||
1h. | Election of Director: P.J. Moore | Management | For | For | |||||
1i. | Election of Director: F.J. Sanchez | Management | For | For | |||||
1j. | Election of Director: D.A. Sandler | Management | For | For | |||||
1k. | Election of Director: L.Z. Schlitz | Management | For | For | |||||
1l. | Election of Director: K.R. Westbrook | Management | For | For | |||||
2. | Ratify the appointment of Ernst & Young LLP as independent auditors for the year ending December 31, 2019. |
Management | For | For | |||||
3. | Advisory Vote on Executive Compensation. | Management | For | For | |||||
LIVENT CORPORATION | |||||||||
Security | 53814L108 | Meeting Type | Annual | ||||||
Ticker Symbol | LTHM | Meeting Date | 01-May-2019 | ||||||
ISIN | US53814L1089 | Agenda | 934971501 - Management | ||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||
1a. | Election of Class I director: Michael F. Barry | Management | For | For | |||||
1b. | Election of Class I director: Steven T. Merkt | Management | For | For | |||||
2. | Ratification of the appointment of independent registered public accounting firm |
Management | For | For | |||||
PILGRIM'S PRIDE CORPORATION | |||||||||
Security | 72147K108 | Meeting Type | Annual | ||||||
Ticker Symbol | PPC | Meeting Date | 01-May-2019 | ||||||
ISIN | US72147K1088 | Agenda | 934985853 - Management | ||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||
1. | DIRECTOR | Management | |||||||
1 | Gilberto Tomazoni* | For | For | ||||||
2 | Denilson Molina* | For | For | ||||||
3 | W.C.D. Vasconcellos Jr* | For | For | ||||||
4 | Vincent Trius* | For | For | ||||||
5 | Andre N. de Souza* | For | For | ||||||
6 | Farha Aslam* | For | For | ||||||
7 | Michael L. Cooper# | For | For | ||||||
8 | Charles Macaluso# | For | For | ||||||
9 | Arquimedes A. Celis# | For | For | ||||||
3. | Advisory vote on executive compensation. | Management | For | For | |||||
4. | Approval of the Pilgrim's Pride Corporation 2019 Long Term Incentive Plan. |
Management | For | For | |||||
5. | Ratify the appointment of KPMG LLP as independent registered public accounting firm for the Company for the fiscal year ending December 29, 2019. |
Management | For | For | |||||
6. | A stockholder proposal to provide a report regarding the reduction of water pollution. |
Shareholder | Abstain | Against | |||||
7. | A stockholder proposal to provide a report on human rights due diligence. |
Shareholder | Abstain | Against | |||||
SUNCOR ENERGY INC. | |||||||||
Security | 867224107 | Meeting Type | Annual | ||||||
Ticker Symbol | SU | Meeting Date | 02-May-2019 | ||||||
ISIN | CA8672241079 | Agenda | 934957955 - Management | ||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||
1 | DIRECTOR | Management | |||||||
1 | Patricia M. Bedient | For | For | ||||||
2 | Mel E. Benson | For | For | ||||||
3 | John D. Gass | For | For | ||||||
4 | Dennis M. Houston | For | For | ||||||
5 | Mark S. Little | For | For | ||||||
6 | Brian P. MacDonald | For | For | ||||||
7 | Maureen McCaw | For | For | ||||||
8 | Eira M. Thomas | For | For | ||||||
9 | Michael M. Wilson | For | For | ||||||
2 | Appointment of KPMG LLP as auditor of Suncor Energy Inc. for the ensuing year. |
Management | For | For | |||||
3 | To accept the approach to executive compensation disclosed in the Management Proxy Circular of Suncor Energy Inc. dated February 28, 2019. |
Management | For | For | |||||
ALAMOS GOLD INC. | |||||||||
Security | 011532108 | Meeting Type | Annual and Special Meeting | ||||||
Ticker Symbol | AGI | Meeting Date | 02-May-2019 | ||||||
ISIN | CA0115321089 | Agenda | 934967514 - Management | ||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||
1 | DIRECTOR | Management | |||||||
1 | Elaine Ellingham | For | For | ||||||
2 | David Fleck | For | For | ||||||
3 | David Gower | For | For | ||||||
4 | Claire M. Kennedy | For | For | ||||||
5 | John A. McCluskey | For | For | ||||||
6 | Monique Mercier | For | For | ||||||
7 | Paul J. Murphy | For | For | ||||||
8 | J. Robert S. Prichard | For | For | ||||||
9 | Ronald E. Smith | For | For | ||||||
10 | Kenneth Stowe | For | For | ||||||
2 | Appointment of KPMG LLP as auditors of the Company for the ensuing year and authorizing the directors to fix their remuneration. |
Management | For | For | |||||
3 | To consider, and if deemed advisable, pass a resolution to approve the Company's Long-Term Incentive Plan. |
Management | For | For | |||||
4 | To consider, and if deemed advisable, pass a resolution to approve the Company's Employee Share Purchase Plan. |
Management | For | For | |||||
5 | To consider, and if deemed advisable, pass a resolution to approve the Company's Fourth Amended and Restated Shareholder Rights Plan. |
Management | For | For | |||||
6 | To consider, and if deemed advisable, pass a resolution to approve an advisory resolution on the Company's approach to executive compensation. |
Management | For | For | |||||
PRETIUM RESOURCES INC. | |||||||||
Security | 74139C102 | Meeting Type | Annual and Special Meeting | ||||||
Ticker Symbol | PVG | Meeting Date | 02-May-2019 | ||||||
ISIN | CA74139C1023 | Agenda | 934981134 - Management | ||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||
1 | To set the Number of Directors at seven (7). | Management | For | For | |||||
2 | DIRECTOR | Management | |||||||
1 | ROBERT A. QUARTERMAIN | For | For | ||||||
2 | JOSEPH J. OVSENEK | For | For | ||||||
3 | GEORGE PASPALAS | For | For | ||||||
4 | PETER BIRKEY | For | For | ||||||
5 | DAVID SMITH | For | For | ||||||
6 | FAHEEM TEJANI | For | For | ||||||
7 | ROBIN BIENENSTOCK | For | For | ||||||
3 | To appoint PRICEWATERHOUSECOOPERS LLP as Auditors of the Company for the ensuing year and to authorize the Directors to fix their remuneration. |
Management | For | For | |||||
4 | To authorize and approve the Company's Incentive Stock Option Plan, including the amendments thereto, and the unallocated options issuable thereunder. |
Management | For | For | |||||
5 | To authorize and approve the Company's Restricted Share Unit Plan, including the amendments thereto, and the unallocated units issuable thereunder. |
Management | For | For | |||||
6 | To authorize and approve the amendments to the Articles and, as applicable, Notice of Articles of the Company to increase the quorum requirement for meetings of shareholders and to delete preferred shares from the Company's share capital. |
Management | For | For | |||||
7 | To authorize and approve a non-binding advisory resolution accepting the Company's approach to executive compensation. |
Management | For | For | |||||
KIRKLAND LAKE GOLD LTD | |||||||||
Security | 49741E100 | Meeting Type | MIX | ||||||
Ticker Symbol | Meeting Date | 07-May-2019 | |||||||
ISIN | CA49741E1007 | Agenda | 710976892 - Management | ||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'-ONLY FOR RESOLUTIONS 1 AND 4 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION-NUMBERS 2.A TO 2.G AND 3. THANK YOU |
Non-Voting | |||||||
1 | TO SET THE NUMBER OF DIRECTORS AT SEVEN | Management | For | For | |||||
2.A | ELECTION OF DIRECTOR: JONATHAN GILL | Management | For | For | |||||
2.B | ELECTION OF DIRECTOR: ARNOLD KLASSEN | Management | For | For | |||||
2.C | ELECTION OF DIRECTOR: PAMELA KLESSIG | Management | For | For | |||||
2.D | ELECTION OF DIRECTOR: ANTHONY MAKUCH | Management | For | For | |||||
2.E | ELECTION OF DIRECTOR: BARRY OLSON | Management | For | For | |||||
2.F | ELECTION OF DIRECTOR: JEFFREY PARR | Management | For | For | |||||
2.G | ELECTION OF DIRECTOR: RAYMOND THRELKELD | Management | For | For | |||||
3 | APPOINTMENT OF KPMG LLP AS AUDITORS OF THE COMPANY FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION |
Management | For | For | |||||
4 | TO CONSIDER AND, IF DEEMED APPROPRIATE, PASS, WITH OR WITHOUT VARIATION, A NON- BINDING ADVISORY RESOLUTION ON THE COMPANY'S APPROACH TO EXECUTIVE COMPENSATION |
Management | For | For | |||||
BARRICK GOLD CORPORATION | |||||||||
Security | 067901108 | Meeting Type | Annual | ||||||
Ticker Symbol | GOLD | Meeting Date | 07-May-2019 | ||||||
ISIN | CA0679011084 | Agenda | 934976260 - Management | ||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||
1 | DIRECTOR | Management | |||||||
1 | D. M. Bristow | For | For | ||||||
2 | G. A. Cisneros | For | For | ||||||
3 | C. L. Coleman | For | For | ||||||
4 | J. M. Evans | For | For | ||||||
5 | B. L. Greenspun | For | For | ||||||
6 | J. B. Harvey | For | For | ||||||
7 | A. J. Quinn | For | For | ||||||
8 | J. L. Thornton | For | For | ||||||
2 | RESOLUTION APPROVING THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP as the auditor of Barrick and authorizing the directors to fix its remuneration |
Management | For | For | |||||
o | 3 | ADVISORY RESOLUTION ON APPROACH TO EXECUTIVE COMPENSATION |
Management | For | For | ||||
HOLLYFRONTIER CORPORATION | |||||||||
Security | 436106108 | Meeting Type | Annual | ||||||
Ticker Symbol | HFC | Meeting Date | 08-May-2019 | ||||||
ISIN | US4361061082 | Agenda | 934946178 - Management | ||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||
1a. | Election of Director: Anne-Marie Ainsworth | Management | For | For | |||||
1b. | Election of Director: Douglas Bech | Management | For | For | |||||
1c. | Election of Director: Anna Catalano | Management | For | For | |||||
1d. | Election of Director: George Damiris | Management | For | For | |||||
1e. | Election of Director: Leldon Echols | Management | For | For | |||||
1f. | Election of Director: Michael Jennings | Management | For | For | |||||
1g. | Election of Director: Craig Knocke | Management | For | For | |||||
1h. | Election of Director: Robert Kostelnik | Management | For | For | |||||
1i. | Election of Director: James Lee | Management | For | For | |||||
1j. | Election of Director: Franklin Myers | Management | For | For | |||||
1k. | Election of Director: Michael Rose | Management | For | For | |||||
2. | Approval, on an advisory basis, of the compensation of the Company's named executive officers. |
Management | For | For | |||||
3. | Ratification of the appointment of Ernst & Young LLP as the Company's registered public accounting firm for the 2019 fiscal year. |
Management | For | For | |||||
CIMAREX ENERGY CO. | |||||||||
Security | 171798101 | Meeting Type | Annual | ||||||
Ticker Symbol | XEC | Meeting Date | 08-May-2019 | ||||||
ISIN | US1717981013 | Agenda | 934949186 - Management | ||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||
1A | Election of Class II director: Hans Helmerich | Management | For | For | |||||
1B | Election of Class II director: Harold R. Logan, Jr. | Management | For | For | |||||
1C | Election of Class II director: Monroe W. Robertson | Management | For | For | |||||
2. | Advisory vote to approve executive compensation | Management | For | For | |||||
3. | Approve 2019 Equity Incentive Plan | Management | For | For | |||||
4. | Ratify the appointment of KPMG LLP as our independent auditors for 2019 |
Management | For | For | |||||
PHILLIPS 66 | |||||||||
Security | 718546104 | Meeting Type | Annual | ||||||
Ticker Symbol | PSX | Meeting Date | 08-May-2019 | ||||||
ISIN | US7185461040 | Agenda | 934954012 - Management | ||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||
1a. | Election of Director: Greg C. Garland | Management | For | For | |||||
1b. | Election of Director: Gary K. Adams | Management | For | For | |||||
1c. | Election of Director: John E. Lowe | Management | For | For | |||||
1d. | Election of Director: Denise L. Ramos | Management | For | For | |||||
2. | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for fiscal year 2019. |
Management | For | For | |||||
3. | Advisory vote to approve our executive compensation. | Management | For | For | |||||
4. | Advisory vote on the frequency of future shareholder advisory votes to approve executive compensation. |
Management | 1 Year | For | |||||
5. | Proposal Withdrawn | Shareholder | Abstain | ||||||
IDEXX LABORATORIES, INC. | |||||||||
Security | 45168D104 | Meeting Type | Annual | ||||||
Ticker Symbol | IDXX | Meeting Date | 08-May-2019 | ||||||
ISIN | US45168D1046 | Agenda | 934954240 - Management | ||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||
1a. | Election of Director: Jonathan W. Ayers | Management | For | For | |||||
1b. | Election of Director: Stuart M. Essig, PhD | Management | For | For | |||||
1c. | Election of Director: M. Anne Szostak | Management | For | For | |||||
2. | Ratification of Appointment of Independent Registered Public Accounting Firm. To ratify the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the current fiscal year. |
Management | For | For | |||||
3. | Advisory Vote on Executive Compensation. To approve a nonbinding advisory resolution on the Company's executive compensation. |
Management | For | For | |||||
CF INDUSTRIES HOLDINGS, INC. | |||||||||
Security | 125269100 | Meeting Type | Annual | ||||||
Ticker Symbol | CF | Meeting Date | 08-May-2019 | ||||||
ISIN | US1252691001 | Agenda | 934956321 - Management | ||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||
1a. | Election of Director: Javed Ahmed | Management | For | For | |||||
1b. | Election of Director: Robert C. Arzbaecher | Management | For | For | |||||
1c. | Election of Director: William Davisson | Management | For | For | |||||
1d. | Election of Director: John W. Eaves | Management | For | For | |||||
1e. | Election of Director: Stephen A. Furbacher | Management | For | For | |||||
1f. | Election of Director: Stephen J. Hagge | Management | For | For | |||||
1g. | Election of Director: John D. Johnson | Management | For | For | |||||
1h. | Election of Director: Anne P. Noonan | Management | For | For | |||||
1i. | Election of Director: Michael J. Toelle | Management | For | For | |||||
1j. | Election of Director: Theresa E. Wagler | Management | For | For | |||||
1k. | Election of Director: Celso L. White | Management | For | For | |||||
1l. | Election of Director: W. Anthony Will | Management | For | For | |||||
2. | Approval of an advisory resolution regarding the compensation of CF Industries Holdings, Inc.'s named executive officers. |
Management | For | For | |||||
3. | Ratification of the selection of KPMG LLP as CF Industries Holdings, Inc.'s independent registered public accounting firm for 2019. |
Management | For | For | |||||
4. | Shareholder proposal regarding the right to act by written consent, if properly presented at the meeting. |
Shareholder | Against | For | |||||
KINDER MORGAN, INC. | |||||||||
Security | 49456B101 | Meeting Type | Annual | ||||||
Ticker Symbol | KMI | Meeting Date | 08-May-2019 | ||||||
ISIN | US49456B1017 | Agenda | |||||||
934959668 - Management | |||||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||
1a. | Election of Director: Richard D. Kinder | Management | For | For | |||||
1b. | Election of Director: Steven J. Kean | Management | For | For | |||||
1c. | Election of Director: Kimberly A. Dang | Management | For | For | |||||
1d. | Election of Director: Ted A. Gardner | Management | For | For | |||||
1e. | Election of Director: Anthony W. Hall, Jr. | Management | For | For | |||||
1f. | Election of Director: Gary L. Hultquist | Management | For | For | |||||
1g. | Election of Director: Ronald L. Kuehn, Jr. | Management | For | For | |||||
1h. | Election of Director: Deborah A. Macdonald | Management | For | For | |||||
1i. | Election of Director: Michael C. Morgan | Management | For | For | |||||
1j. | Election of Director: Arthur C. Reichstetter | Management | For | For | |||||
1k. | Election of Director: Fayez Sarofim | Management | For | For | |||||
1l. | Election of Director: C. Park Shaper | Management | For | For | |||||
1m. | Election of Director: William A. Smith | Management | For | For | |||||
1n. | Election of Director: Joel V. Staff | Management | For | For | |||||
1o. | Election of Director: Robert F. Vagt | Management | For | For | |||||
1p. | Election of Director: Perry M. Waughtal | Management | For | For | |||||
2. | Ratification
of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2019 |
Management | For | For | |||||
3. | Approval,
on an advisory basis, of the compensation of our named executive officers, as disclosed in the Proxy Statement |
Management | For | For | |||||
PAN AMERICAN SILVER CORP. | |||||||||
Security | 697900108 | Meeting Type | Annual and Special Meeting | ||||||
Ticker Symbol | PAAS | Meeting Date | 08-May-2019 | ||||||
ISIN | CA6979001089 | Agenda | 934966853 - Management | ||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||
1 | DIRECTOR | Management | |||||||
1 | Ross J. Beaty | For | For | ||||||
2 | Michael Steinmann | For | For | ||||||
3 | Michael L. Carroll | For | For | ||||||
4 | Neil de Gelder | For | For | ||||||
5 | Walter T. Segsworth | For | For | ||||||
6 | Gillian D. Winckler | For | For | ||||||
7 | Charles A. Jeannes | For | For | ||||||
8 | C. Kevin McArthur | For | For | ||||||
2 | Appointment of Deloitte LLP as Auditors of the Corporation for the ensuing year and authorizing the Directors to fix their remuneration. |
Management | For | For | |||||
3 | To consider and, if thought appropriate, to pass an ordinary resolution approving the Corporation's approach to executive compensation, the complete text of which is set out in the information circular for the Meeting. |
Management | For | For | |||||
FRANCO-NEVADA CORPORATION | |||||||||
Security | 351858105 | Meeting Type | Annual and Special Meeting | ||||||
Ticker Symbol | FNV | Meeting Date | 08-May-2019 | ||||||
ISIN | CA3518581051 | Agenda | 934971741 - Management | ||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||
1 | DIRECTOR | Management | |||||||
1 | Pierre Lassonde | For | For | ||||||
2 | David Harquail | For | For | ||||||
3 | Tom Albanese | For | For | ||||||
4 | Derek W. Evans | For | For | ||||||
5 | Catharine Farrow | For | For | ||||||
6 | Louis Gignac | For | For | ||||||
7 | Jennifer Maki | For | For | ||||||
8 | Randall Oliphant | For | For | ||||||
9 | David R. Peterson | For | For | ||||||
2 | Appointment of PricewaterhouseCoopers LLP, Chartered Accountants, as Auditors of the Corporation for the ensuing year and authorizing the Directors to fix their remuneration. |
Management | For | For | |||||
3 | Acceptance of the Corporation's approach to executive compensation. |
Management | For | For | |||||
SEMAFO INC. | |||||||||
Security | 816922108 | Meeting Type | Annual General Meeting | ||||||
Ticker Symbol | Meeting Date | 09-May-2019 | |||||||
ISIN | CA8169221089 | Agenda | 710889479 - Management | ||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'-ONLY FOR RESOLUTION 3 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS-1.1 TO 1.7 AND 2. THANK YOU |
Non-Voting | |||||||
1.1 | ELECTION OF DIRECTOR: TERENCE F. BOWLES | Management | For | For | |||||
1.2 | ELECTION OF DIRECTOR: HELENE CARTIER | Management | For | For | |||||
1.3 | ELECTION OF DIRECTOR: BENOIT DESORMEAUX | Management | For | For | |||||
1.4 | ELECTION OF DIRECTOR: FLORE KONAN | Management | For | For | |||||
1.5 | ELECTION OF DIRECTOR: JOHN LEBOUTILLIER | Management | For | For | |||||
1.6 | ELECTION OF DIRECTOR: GILLES MASSON | Management | For | For | |||||
1.7 | ELECTION OF DIRECTOR: TERTIUS ZONGO | Management | For | For | |||||
2 | APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO DETERMINE THEIR COMPENSATION |
Management | For | For | |||||
3 | ADVISORY RESOLUTION ON THE CORPORATION'S APPROACH TO EXECUTIVE COMPENSATION |
Management | For | For | |||||
THE WILLIAMS COMPANIES, INC. | |||||||||
Security | 969457100 | Meeting Type | Annual | ||||||
Ticker Symbol | WMB | Meeting Date | 09-May-2019 | ||||||
ISIN | US9694571004 | Agenda | 934962033 - Management | ||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||
1a. | Election of Director: Alan S. Armstrong | Management | For | For | |||||
1b. | Election of Director: Stephen W. Bergstrom | Management | For | For | |||||
1c. | Election of Director: Nancy K. Buese | Management | For | For | |||||
1d. | Election of Director: Stephen I. Chazen | Management | For | For | |||||
1e. | Election of Director: Charles I. Cogut | Management | For | For | |||||
1f. | Election of Director: Kathleen B. Cooper | Management | For | For | |||||
1g. | Election of Director: Michael A. Creel | Management | For | For | |||||
1h. | Election of Director: Vicki L. Fuller | Management | For | For | |||||
1i. | Election of Director: Peter A. Ragauss | Management | For | For | |||||
1j. | Election of Director: Scott D. Sheffield | Management | For | For | |||||
1k. | Election of Director: Murray D. Smith | Management | For | For | |||||
1l. | Election of Director: William H. Spence | Management | For | For | |||||
2. | Ratification of Ernst & Young LLP as auditors for 2019. | Management | For | For | |||||
3. | Approval, by nonbinding advisory vote, of the Company's executive compensation. |
Management | For | For | |||||
WHEATON PRECIOUS METALS CORP. | |||||||||
Security | 962879102 | Meeting Type | Annual and Special Meeting | ||||||
Ticker Symbol | WPM | Meeting Date | 09-May-2019 | ||||||
ISIN | CA9628791027 | Agenda | 934972387 - Management | ||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||
a | DIRECTOR | Management | |||||||
1 | George L. Brack | For | For | ||||||
2 | John A. Brough | For | For | ||||||
3 | R. Peter Gillin | For | For | ||||||
4 | Chantal Gosselin | For | For | ||||||
5 | Douglas M. Holtby | For | For | ||||||
6 | Charles A. Jeannes | For | For | ||||||
7 | Eduardo Luna | For | For | ||||||
8 | Marilyn Schonberner | For | For | ||||||
9 | Randy V. J. Smallwood | For | For | ||||||
b | The appointment of Deloitte LLP, Independent Registered Public Accounting Firm, as auditors for 2019 and to authorize the directors to fix the auditors' remuneration. |
Management | For | For | |||||
c | A non-binding advisory resolution on the Company's approach to executive compensation. |
Management | For | For | |||||
NUTRIEN LTD. (THE "CORPORATION") | |||||||||
Security | 67077M108 | Meeting Type | Annual | ||||||
Ticker Symbol | NTR | Meeting Date | 09-May-2019 | ||||||
ISIN | CA67077M1086 | Agenda | 934979874 - Management | ||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||
1 | DIRECTOR | Management | |||||||
1 | Christopher M. Burley | For | For | ||||||
2 | Maura J. Clark | For | For | ||||||
3 | John W. Estey | For | For | ||||||
4 | David C. Everitt | For | For | ||||||
5 | Russell K. Girling | For | For | ||||||
6 | Miranda C. Hubbs | For | For | ||||||
7 | Alice D. Laberge | For | For | ||||||
8 | Consuelo E. Madere | For | For | ||||||
9 | Charles V. Magro | For | For | ||||||
10 | Keith G. Martell | For | For | ||||||
11 | Aaron W. Regent | For | For | ||||||
12 | Mayo M. Schmidt | For | For | ||||||
2 | The re-appointment of KPMG LLP, Chartered Accountants, as auditor of the Corporation. |
Management | For | For | |||||
3 | A non-binding advisory resolution to accept the Corporation's approach to executive compensation. |
Management | For | For | |||||
ANGLOGOLD ASHANTI LIMITED | |||||||||
Security | 035128206 | Meeting Type | Annual | ||||||
Ticker Symbol | AU | Meeting Date | 09-May-2019 | ||||||
ISIN | US0351282068 | Agenda | 934981982 - Management | ||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||
1.1 | Ordinary resolution 1 - Re-election of a director: Ms MDC Richter |
Management | For | For | |||||
2.1 | Ordinary resolution 2.1 - Election of director: Mr KPM Dushnisky |
Management | For | For | |||||
2.2 | Ordinary resolution 2.2 - Election of director: Mr AM Ferguson |
Management | For | For | |||||
2.3 | Ordinary resolution 2.3 - Election of director: Mr JE Tilk | Management | For | For | |||||
3.1 | Ordinary resolution 3.1 - Re-appointment and appointment of Audit and Risk Committee member: Mr R Gasant |
Management | For | For | |||||
3.2 | Ordinary resolution 3.2 - Re-appointment and appointment of Audit and Risk Committee member: Mr RJ Ruston |
Management | For | For | |||||
3.3 | Ordinary resolution 3.3 - Re-appointment and appointment of Audit and Risk Committee member: Ms MDC Richter |
Management | For | For | |||||
3.4 | Ordinary resolution 3.4 - Re-appointment and appointment of Audit and Risk Committee member: Mr AM Ferguson |
Management | For | For | |||||
4. | Ordinary resolution 4 - Re-appointment of Ernst & Young Inc. as auditors of the company |
Management | For | For | |||||
5. | Ordinary resolution 5 - General authority to directors to allot and issue ordinary shares |
Management | For | For | |||||
6.1 | Ordinary resolution 6.1 - Separate non-binding advisory endorsements of the AngloGold Ashanti Remuneration policy |
Management | For | For | |||||
6.2 | Ordinary resolution 6.2 - Separate non-binding advisory endorsements of the AngloGold Ashanti Implementation report |
Management | For | For | |||||
7. | Special resolution 1 - Remuneration of non-executive directors |
Management | For | For | |||||
8. | Special resolution 2 - General authority to acquire the company's own shares |
Management | For | For | |||||
9. | Special resolution 3 - General authority to directors to issue for cash, those ordinary shares which the directors are authorised to allot and issue in terms of ordinary resolution 5 |
Management | For | For | |||||
10. | Special resolution 4 - General authority to provide financial assistance in terms of Sections 44 and 45 of the Companies Act |
Management | For | For | |||||
11. | Ordinary resolution 7 - Directors' authority to implement special and ordinary resolutions |
Management | For | For | |||||
BAKER HUGHES, A GE COMPANY | |||||||||
Security | 05722G100 | Meeting Type | Annual | ||||||
Ticker Symbol | BHGE | Meeting Date | 10-May-2019 | ||||||
ISIN | US05722G1004 | Agenda | 934959276 - Management | ||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||
1. | DIRECTOR | Management | |||||||
1 | W. Geoffrey Beattie | For | For | ||||||
2 | Gregory D. Brenneman | For | For | ||||||
3 | Clarence P. Cazalot,Jr. | For | For | ||||||
4 | Gregory L. Ebel | For | For | ||||||
5 | Lynn L. Elsenhans | For | For | ||||||
6 | Jamie S. Miller | For | For | ||||||
7 | James J. Mulva | For | For | ||||||
8 | John G. Rice | For | For | ||||||
9 | Lorenzo Simonelli | For | For | ||||||
2. | An advisory vote related to the Company's executive compensation program |
Management | For | For | |||||
3. | The ratification of KPMG LLP as the Company's independent registered public accounting firm for fiscal year 2019 |
Management | For | For | |||||
OCCIDENTAL PETROLEUM CORPORATION | |||||||||
Security | 674599105 | Meeting Type | Annual | ||||||
Ticker Symbol | OXY | Meeting Date | 10-May-2019 | ||||||
ISIN | US6745991058 | Agenda | 934959733 - Management | ||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||
1a. | Election of Director: Spencer Abraham | Management | For | For | |||||
1b. | Election of Director: Eugene L. Batchelder | Management | For | For | |||||
1c. | Election of Director: Margaret M. Foran | Management | For | For | |||||
1d. | Election of Director: Carlos M. Gutierrez | Management | For | For | |||||
1e. | Election of Director: Vicki Hollub | Management | For | For | |||||
1f. | Election of Director: William R. Klesse | Management | For | For | |||||
1g. | Election of Director: Jack B. Moore | Management | For | For | |||||
1h. | Election of Director: Avedick B. Poladian | Management | For | For | |||||
1i. | Election of Director: Elisse B. Walter | Management | For | For | |||||
2. | Advisory Vote to Approve Named Executive Officer Compensation |
Management | For | For | |||||
3. | Ratification of Selection of KPMG as Independent Auditor for the Fiscal Year Ending December 31, 2019 |
Management | For | For | |||||
4. | Request to Lower Stock Ownership Threshold to Call Special Stockholder Meetings |
Shareholder | Against | For | |||||
ENI S.P.A. | |||||||||
Security | T3643A145 | Meeting Type | Ordinary General Meeting | ||||||
Ticker Symbol | Meeting Date | 14-May-2019 | |||||||
ISIN | IT0003132476 | Agenda | 710898187 - Management | ||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||
1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS |
Management | For | For | |||||
2 | APPROVE ALLOCATION OF INCOME | Management | For | For | |||||
3 | AUTHORIZE SHARE REPURCHASE PROGRAM | Management | For | For | |||||
4 | APPROVE REMUNERATION POLICY | Management | For | For | |||||
CMMT | 25 APR 2019: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF TEXT-IN RESOLUTION 3. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. |
Non-Voting | |||||||
CONOCOPHILLIPS | |||||||||
Security | 20825C104 | Meeting Type | Annual | ||||||
Ticker Symbol | COP | Meeting Date | 14-May-2019 | ||||||
ISIN | US20825C1045 | Agenda | 934959492 - Management | ||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||
1a. | Election of Director: Charles E. Bunch | Management | For | For | |||||
1b. | Election of Director: Caroline Maury Devine | Management | For | For | |||||
1c. | Election of Director: John V. Faraci | Management | For | For | |||||
1d. | Election of Director: Jody Freeman | Management | For | For | |||||
1e. | Election of Director: Gay Huey Evans | Management | For | For | |||||
1f. | Election of Director: Jeffrey A. Joerres | Management | For | For | |||||
1g. | Election of Director: Ryan M. Lance | Management | For | For | |||||
1h. | Election of Director: William H. McRaven | Management | For | For | |||||
1i. | Election of Director: Sharmila Mulligan | Management | For | For | |||||
1j. | Election of Director: Arjun N. Murti | Management | For | For | |||||
1k. | Election of Director: Robert A. Niblock | Management | For | For | |||||
2. | Proposal to ratify appointment of Ernst & Young LLP as ConocoPhillips' independent registered public accounting firm for 2019. |
Management | For | For | |||||
3. | Advisory Approval of Executive Compensation. | Management | For | For | |||||
ZOETIS INC. | |||||||||
Security | 98978V103 | Meeting Type | Annual | ||||||
Ticker Symbol | ZTS | Meeting Date | 15-May-2019 | ||||||
ISIN | US98978V1035 | Agenda | 934962110 - Management | ||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||
1.1 | Election of Director: Juan Ramon Alaix | Management | For | For | |||||
1.2 | Election of Director: Paul M. Bisaro | Management | For | For | |||||
1.3 | Election of Director: Frank A. D'Amelio | Management | For | For | |||||
1.4 | Election of Director: Michael B. McCallister | Management | For | For | |||||
2. | Advisory vote to approve our executive compensation (Say on Pay) |
Management | For | For | |||||
3. | Ratification of appointment of KPMG LLP as our independent registered public accounting firm for 2019. |
Management | For | For | |||||
HALLIBURTON COMPANY | |||||||||
Security | 406216101 | Meeting Type | Annual | ||||||
Ticker Symbol | HAL | Meeting Date | 15-May-2019 | ||||||
ISIN | US4062161017 | Agenda | 934966651 - Management | ||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||
1a. | Election of Director: Abdulaziz F. Al Khayyal | Management | For | For | |||||
1b. | Election of Director: William E. Albrecht | Management | For | For | |||||
1c. | Election of Director: M. Katherine Banks | Management | For | For | |||||
1d. | Election of Director: Alan M. Bennett | Management | For | For | |||||
1e. | Election of Director: Milton Carroll | Management | For | For | |||||
1f. | Election of Director: Nance K. Dicciani | Management | For | For | |||||
1g. | Election of Director: Murry S. Gerber | Management | For | For | |||||
1h. | Election of Director: Patricia Hemingway Hall | Management | For | For | |||||
1i. | Election of Director: Robert A. Malone | Management | For | For | |||||
1j. | Election of Director: Jeffrey A. Miller | Management | For | For | |||||
2. | Ratification of Selection of Principal Independent Public Accountants. |
Management | For | For | |||||
3. | Advisory Approval of Executive Compensation. | Management | For | For | |||||
4. | Proposal to Amend and Restate the Halliburton Company Stock and Incentive Plan. |
Management | For | For | |||||
LABRADOR IRON ORE ROYALTY CORPORATION | |||||||||
Security | 505440107 | Meeting Type | Annual General Meeting | ||||||
Ticker Symbol | Meeting Date | 16-May-2019 | |||||||
ISIN | CA5054401073 | Agenda | 710993797 - Management | ||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN'-ONLY FOR RESOLUTION NUMBERS 1.1 TO 1.7 AND 2. THANK YOU |
Non-Voting | |||||||
1.1 | ELECTION OF DIRECTOR: WILLIAM J. CORCORAN | Management | For | For | |||||
1.2 | ELECTION OF DIRECTOR: MARK J. FULLER | Management | For | For | |||||
1.3 | ELECTION OF DIRECTOR: DUNCAN N.R. JACKMAN | Management | Against | Against | |||||
1.4 | ELECTION OF DIRECTOR: WILLIAM H. MCNEIL | Management | For | For | |||||
1.5 | ELECTION OF DIRECTOR: SANDRA L. ROSCH | Management | Against | Against | |||||
1.6 | ELECTION OF DIRECTOR: JOHN F. TUER | Management | For | For | |||||
1.7 | ELECTION OF DIRECTOR: PATRICIA M. VOLKER | Management | For | For | |||||
2 | APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, CHARTERED ACCOUNTANTS, AS AUDITORS OF LIORC, AND AUTHORIZING THE DIRECTORS OF LIORC TO FIX THEIR REMUNERATION |
Management | For | For | |||||
CONCHO RESOURCES INC | |||||||||
Security | 20605P101 | Meeting Type | Annual | ||||||
Ticker Symbol | CXO | Meeting Date | 16-May-2019 | ||||||
ISIN | US20605P1012 | Agenda | 934959478 - Management | ||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||
1A | Election of Director: Steven D. Gray | Management | For | For | |||||
1B | Election of Director: Susan J. Helms | Management | For | For | |||||
1C | Election of Director: Gary A. Merriman | Management | For | For | |||||
2. | To ratify the selection of Grant Thornton LLP as independent registered public accounting firm of the Company for the fiscal year ending December 31, 2019. |
Management | For | For | |||||
3. | Approval of the Concho Resources Inc. 2019 Stock Incentive Plan. |
Management | For | For | |||||
4. | Advisory vote to approve named executive officer compensation ("say-on-pay"). |
Management | For | For | |||||
PIONEER NATURAL RESOURCES COMPANY | |||||||||
Security | 723787107 | Meeting Type | Annual | ||||||
Ticker Symbol | PXD | Meeting Date | 16-May-2019 | ||||||
ISIN | US7237871071 | Agenda | 934976652 - Management | ||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||
1a. | Election of Director: Edison C. Buchanan | Management | For | For | |||||
1b. | Election of Director: Andrew F. Cates | Management | For | For | |||||
1c. | Election of Director: Phillip A. Gobe | Management | For | For | |||||
1d. | Election of Director: Larry R. Grillot | Management | For | For | |||||
1e. | Election of Director: Stacy P. Methvin | Management | For | For | |||||
1f. | Election of Director: Royce W. Mitchell | Management | For | For | |||||
1g. | Election of Director: Frank A. Risch | Management | For | For | |||||
1h. | Election of Director: Scott D. Sheffield | Management | For | For | |||||
1i. | Election of Director: Mona K. Sutphen | Management | For | For | |||||
1j. | Election of Director: J. Kenneth Thompson | Management | For | For | |||||
1k. | Election of Director: Phoebe A. Wood | Management | For | For | |||||
1l. | Election of Director: Michael D. Wortley | Management | For | For | |||||
2. | RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2019 |
Management | For | For | |||||
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION |
Management | For | For | |||||
ROYAL DUTCH SHELL PLC | |||||||||
Security | G7690A100 | Meeting Type | Annual General Meeting | ||||||
Ticker Symbol | Meeting Date | 21-May-2019 | |||||||
ISIN | GB00B03MLX29 | Agenda | 710940099 - Management | ||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||
1 | THAT THE COMPANY'S ANNUAL ACCOUNTS FOR THE FINANCIAL YEAR ENDED DECEMBER 31, 2018, TOGETHER WITH THE DIRECTORS' REPORT AND THE AUDITOR'S REPORT ON THOSE ACCOUNTS, BE RECEIVED |
Management | For | For | |||||
2 | THAT THE DIRECTORS' REMUNERATION REPORT, EXCLUDING THE DIRECTORS' REMUNERATION POLICY SET OUT ON PAGES 119 TO 147 OF THE DIRECTORS' REMUNERATION REPORT, FOR THE YEAR ENDED DECEMBER 31, 2018, BE APPROVED |
Management | For | For | |||||
3 | THAT NEIL CARSON BE APPOINTED AS A DIRECTOR OF THE COMPANY WITH EFFECT FROM JUNE 1, 2019 |
Management | For | For | |||||
4 | THAT BEN VAN BEURDEN BE REAPPOINTED AS A DIRECTOR OF THE COMPANY |
Management | For | For | |||||
5 | THAT ANN GODBEHERE BE REAPPOINTED AS A DIRECTOR OF THE COMPANY |
Management | For | For | |||||
6 | THAT EULEEN GOH BE REAPPOINTED AS A DIRECTOR OF THE COMPANY |
Management | For | For | |||||
7 | THAT CHARLES O. HOLLIDAY BE REAPPOINTED AS A DIRECTOR OF THE COMPANY |
Management | For | For | |||||
8 | THAT CATHERINE HUGHES BE REAPPOINTED AS A DIRECTOR OF THE COMPANY |
Management | For | For | |||||
9 | THAT GERARD KLEISTERLEE BE REAPPOINTED AS A DIRECTOR OF THE COMPANY |
Management | For | For | |||||
10 | THAT ROBERTO SETUBAL BE REAPPOINTED AS A DIRECTOR OF THE COMPANY |
Management | For | For | |||||
11 | THAT SIR NIGEL SHEINWALD BE REAPPOINTED AS A DIRECTOR OF THE COMPANY |
Management | For | For | |||||
12 | THAT LINDA G. STUNTZ BE REAPPOINTED AS A DIRECTOR OF THE COMPANY |
Management | For | For | |||||
13 | THAT JESSICA UHL BE REAPPOINTED AS A DIRECTOR OF THE COMPANY |
Management | For | For | |||||
14 | THAT GERRIT ZALM BE REAPPOINTED AS A DIRECTOR OF THE COMPANY |
Management | For | For | |||||
15 | THAT ERNST & YOUNG LLP BE REAPPOINTED AS AUDITOR OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT AGM OF THE COMPANY |
Management | For | For | |||||
16 | THAT THE AUDIT COMMITTEE BE AUTHORISED TO DETERMINE THE REMUNERATION OF THE AUDITOR FOR 2019 ON BEHALF OF THE BOARD |
Management | For | For | |||||
17 | THAT THE BOARD BE GENERALLY AND UNCONDITIONALLY AUTHORISED, IN SUBSTITUTION FOR ALL SUBSISTING AUTHORITIES, TO ALLOT SHARES IN THE COMPANY, AND TO GRANT RIGHTS TO SUBSCRIBE FOR OR TO CONVERT ANY SECURITY INTO SHARES IN THE COMPANY, UP TO AN AGGREGATE NOMINAL AMOUNT OF EUR 190.3 MILLION, AND TO LIST SUCH SHARES OR RIGHTS ON ANY STOCK EXCHANGE, SUCH AUTHORITIES TO APPLY UNTIL THE EARLIER OF THE CLOSE OF BUSINESS ON AUGUST 21, 2020, AND THE END OF THE AGM TO BE HELD IN 2020 (UNLESS PREVIOUSLY RENEWED, REVOKED OR VARIED BY THE COMPANY IN A GENERAL MEETING) BUT, IN EACH CASE, DURING THIS PERIOD, THE COMPANY MAY MAKE OFFERS AND ENTER INTO AGREEMENTS WHICH WOULD, OR MIGHT, REQUIRE SHARES TO BE ALLOTTED OR RIGHTS TO SUBSCRIBE FOR OR TO CONVERT SECURITIES INTO SHARES TO BE GRANTED AFTER THE AUTHORITY ENDS AND THE BOARD MAY ALLOT SHARES OR GRANT RIGHTS TO SUBSCRIBE FOR OR TO CONVERT SECURITIES INTO SHARES UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE AUTHORITY HAD NOT ENDED |
Management | For | For | |||||
18 | THAT IF RESOLUTION 17 IS PASSED, THE BOARD BE GIVEN POWER TO ALLOT EQUITY SECURITIES (AS DEFINED IN THE COMPANIES ACT 2006) FOR CASH UNDER THE AUTHORITY GIVEN BY THAT RESOLUTION AND/OR TO SELL ORDINARY SHARES HELD BY THE COMPANY AS TREASURY SHARES FOR CASH AS IF SECTION 561 OF THE COMPANIES ACT 2006 DID NOT APPLY TO ANY SUCH ALLOTMENT OR SALE, SUCH POWER TO BE LIMITED: (A) TO THE ALLOTMENT OF EQUITY SECURITIES AND SALE OF TREASURY SHARES FOR CASH IN CONNECTION WITH AN OFFER OF, OR INVITATION TO APPLY FOR, EQUITY SECURITIES: (I) TO ORDINARY SHAREHOLDERS IN PROPORTION (AS NEARLY AS MAY BE PRACTICABLE) TO THEIR EXISTING HOLDINGS; AND (II) TO HOLDERS OF OTHER EQUITY SECURITIES, AS REQUIRED BY THE RIGHTS OF THOSE SECURITIES OR, AS THE BOARD OTHERWISE CONSIDERS NECESSARY, AND SO THAT THE BOARD MAY IMPOSE ANY LIMITS OR RESTRICTIONS AND MAKE ANY ARRANGEMENTS WHICH IT CONSIDERS NECESSARY OR APPROPRIATE TO DEAL WITH TREASURY SHARES, FRACTIONAL ENTITLEMENTS, RECORD DATES, OR LEGAL OR PRACTICAL PROBLEMS ARISING IN ANY OVERSEAS TERRITORY, THE REQUIREMENTS OF ANY REGULATORY BODY OR STOCK EXCHANGE OR ANY OTHER MATTER WHATSOEVER; AND (B) TO |
Management | For | For | |||||
THE ALLOTMENT OF EQUITY SECURITIES OR SALE OF TREASURY SHARES (OTHERWISE THAN UNDER PARAGRAPH (A) ABOVE) UP TO A NOMINAL AMOUNT OF EUR 28.6 MILLION, SUCH POWER TO APPLY UNTIL THE EARLIER OF THE CLOSE OF BUSINESS ON AUGUST 21, 2020, AND THE END OF THE AGM TO BE HELD IN 2020 BUT, IN EACH CASE, PRIOR TO ITS EXPIRY, THE COMPANY MAY MAKE OFFERS, AND ENTER INTO AGREEMENTS, WHICH WOULD, OR MIGHT, REQUIRE EQUITY SECURITIES TO BE ALLOTTED (AND TREASURY SHARES TO BE SOLD) AFTER THE POWER EXPIRES AND THE BOARD MAY ALLOT EQUITY SECURITIES (AND SELL TREASURY SHARES) UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE POWER HAD NOT EXPIRED |
|||||||||
19 | THAT, WITH EFFECT FROM THE CONCLUSION OF THE MEETING, THE ARTICLES OF ASSOCIATION PRODUCED TO THE MEETING, AND INITIALLED BY THE CHAIR OF THE MEETING FOR THE PURPOSE OF IDENTIFICATION, BE ADOPTED AS THE NEW ARTICLES OF ASSOCIATION OF THE COMPANY IN SUBSTITUTION FOR, AND TO THE EXCLUSION OF, THE EXISTING ARTICLES OF ASSOCIATION |
Management | For | For | |||||
20 | THAT THE COMPANY BE AUTHORISED FOR THE PURPOSES OF SECTION 701 OF THE COMPANIES ACT 2006 TO MAKE ONE OR MORE MARKET PURCHASES (AS DEFINED IN SECTION 693(4) OF THE COMPANIES ACT 2006) OF ITS ORDINARY SHARES OF EUR 0.07 EACH ("ORDINARY SHARES"), SUCH AUTHORITY TO BE LIMITED: (A) TO A MAXIMUM NUMBER OF 815 MILLION ORDINARY SHARES; (B) BY THE CONDITION THAT THE MINIMUM PRICE WHICH MAY BE PAID FOR AN ORDINARY SHARE IS EUR 0.07 AND THE MAXIMUM PRICE WHICH MAY BE PAID FOR AN ORDINARY SHARE IS THE HIGHER OF: (I) AN AMOUNT EQUAL TO 5% ABOVE THE AVERAGE MARKET VALUE OF AN ORDINARY SHARE FOR THE FIVE BUSINESS DAYS IMMEDIATELY PRECEDING THE DAY ON WHICH THAT ORDINARY SHARE IS CONTRACTED TO BE PURCHASED; AND (II) THE HIGHER OF THE PRICE OF THE LAST INDEPENDENT TRADE AND THE HIGHEST CURRENT INDEPENDENT BID ON THE TRADING VENUES WHERE THE PURCHASE IS CARRIED OUT, IN EACH CASE, EXCLUSIVE OF EXPENSES; SUCH AUTHORITY TO APPLY UNTIL THE EARLIER OF THE CLOSE OF BUSINESS ON AUGUST 21, 2020, AND THE END OF THE AGM TO BE HELD IN 2020 BUT IN EACH CASE SO THAT THE COMPANY MAY ENTER INTO A CONTRACT TO PURCHASE ORDINARY SHARES WHICH WILL OR MAY BE COMPLETED OR EXECUTED WHOLLY OR PARTLY AFTER THE AUTHORITY ENDS AND THE COMPANY MAY PURCHASE ORDINARY SHARES PURSUANT TO ANY SUCH CONTRACT AS IF THE AUTHORITY HAD NOT ENDED |
Management | For | For | |||||
21 | THAT, IN ACCORDANCE WITH SECTIONS 366 AND 367 OF THE UK COMPANIES ACT 2006 AND IN SUBSTITUTION FOR ANY PREVIOUS AUTHORITIES GIVEN TO THE COMPANY (AND ITS SUBSIDIARIES), THE COMPANY (AND ALL COMPANIES THAT ARE SUBSIDIARIES OF THE COMPANY AT ANY TIME DURING THE PERIOD FOR WHICH THIS RESOLUTION HAS EFFECT) BE AUTHORISED TO: (A) MAKE POLITICAL DONATIONS TO POLITICAL ORGANISATIONS OTHER THAN POLITICAL PARTIES NOT EXCEEDING GBP 200,000 IN TOTAL PER ANNUM; AND (B) INCUR POLITICAL EXPENDITURE NOT EXCEEDING GBP 200,000 IN TOTAL PER ANNUM (IN EACH CASE, SUCH TERMS HAVE THE MEANINGS GIVEN IN SECTIONS 363 TO 365 OF THE COMPANIES ACT 2006). IN THE PERIOD FOR WHICH THIS AUTHORITY HAS EFFECT, IT SHALL PERMIT DONATIONS AND EXPENDITURE BY THE COMPANY AND ITS SUBSIDIARIES TO A MAXIMUM AMOUNT OF GBP 1,600,000; HOWEVER, USE OF THE AUTHORITY SHALL ALWAYS BE LIMITED AS ABOVE. THIS AUTHORITY SHALL CONTINUE FOR THE PERIOD ENDING ON MAY 20, 2023 OR THE DATE OF THE COMPANY'S AGM IN 2023, WHICHEVER IS EARLIER |
Management | For | For | |||||
22 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: THE COMPANY HAS RECEIVED NOTICE PURSUANT TO THE UK COMPANIES ACT 2006 OF THE INTENTION TO MOVE THE RESOLUTION SET FORTH ON PAGE 6 AND INCORPORATED HEREIN BY WAY OF REFERENCE AT THE COMPANY'S 2019 AGM. THE RESOLUTION HAS BEEN REQUISITIONED BY A GROUP OF SHAREHOLDERS AND SHOULD BE READ TOGETHER WITH THEIR STATEMENT IN SUPPORT OF THEIR PROPOSED RESOLUTION SET FORTH ON PAGE 6 |
Shareholder | Abstain | Against | |||||
FRESNILLO PLC | |||||||||
Security | G371E2108 | Meeting Type | Annual General Meeting | ||||||
Ticker Symbol | Meeting Date | 21-May-2019 | |||||||
ISIN | GB00B2QPKJ12 | Agenda | 710995664 - Management | ||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||
1 | RECEIVING THE 2018 REPORT AND ACCOUNTS | Management | For | For | |||||
2 | APPROVAL OF THE FINAL DIVIDEND | Management | For | For | |||||
3 | APPROVAL OF THE ANNUAL REPORT ON REMUNERATION |
Management | For | For | |||||
4 | RE-ELECTION OF MR ALBERTO BAILLERES AS A DIRECTOR |
Management | For | For | |||||
5 | RE-ELECTION OF MR ALEJANDRO BAILLERES AS A DIRECTOR |
Management | For | For | |||||
6 | RE-ELECTION OF MR JUAN BORDES AS A DIRECTOR |
Management | For | For | |||||
7 | RE-ELECTION OF MR ARTURO FERNANDEZ AS A DIRECTOR |
Management | For | For | |||||
8 | RE-ELECTION OF MR JAIME LOMELIN AS A DIRECTOR |
Management | For | For | |||||
9 | RE-ELECTION OF MR FERNANDO RUIZ AS A DIRECTOR |
Management | Against | Against | |||||
10 | RE-ELECTION OF MR CHARLES JACOBS AS A DIRECTOR |
Management | For | For | |||||
11 | RE-ELECTION OF MS BARBARA GARZA LAGUERA AS A DIRECTOR |
Management | For | For | |||||
12 | RE-ELECTION OF MR ALBERTO TIBURCIO AS A DIRECTOR |
Management | For | For | |||||
13 | RE-ELECTION OF DAME JUDITH MACGREGOR AS A DIRECTOR |
Management | For | For | |||||
14 | RE-ELECTION OF MS GEORGINA KESSEL AS A DIRECTOR |
Management | For | For | |||||
15 | ELECTION OF MR LUIS ROBLES AS A DIRECTOR | Management | For | For | |||||
16 | APPROVAL OF THE DIRECTORS' REMUNERATION POLICY |
Management | For | For | |||||
17 | RE-APPOINTMENT OF ERNST & YOUNG LLP AS AUDITORS |
Management | For | For | |||||
18 | AUTHORITY TO SET THE REMUNERATION OF THE AUDITORS |
Management | For | For | |||||
19 | DIRECTORS' AUTHORITY TO ALLOT SHARES | Management | For | For | |||||
20 | AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS FOR SHARES ISSUED WHOLLY FOR CASH |
Management | For | For | |||||
21 | AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS FOR SHARES ISSUED WHOLLY FOR CASH AND USED ONLY FOR FINANCING ACQUISITIONS OR CAPITAL INVESTMENTS |
Management | For | For | |||||
22 | AUTHORITY FOR THE COMPANY TO PURCHASE ITS OWN SHARES |
Management | For | For | |||||
23 | NOTICE PERIOD OF 14 CLEAR DAYS FOR A GENERAL MEETING |
Management | For | For | |||||
BP P.L.C. | |||||||||
Security | 055622104 | Meeting Type | Annual | ||||||
Ticker Symbol | BP | Meeting Date | 21-May-2019 | ||||||
ISIN | US0556221044 | Agenda | 934993824 - Management | ||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||
1. | To receive the annual report and accounts. | Management | For | For | |||||
2. | To approve the directors' remuneration report. | Management | For | For | |||||
3. | To re-elect Mr R W Dudley as a director. | Management | For | For | |||||
4. | To re-elect Mr B Gilvary as a director. | Management | For | For | |||||
5. | To re-elect Mr N S Andersen as a director. | Management | For | For | |||||
6. | To re-elect Dame A Carnwath as a director. | Management | For | For | |||||
7. | To elect Miss P Daley as a director. | Management | For | For | |||||
8. | To re-elect Mr I E L Davis as a director. | Management | For | For | |||||
9. | To re-elect Professor Dame A Dowling as a director. | Management | For | For | |||||
10. | To elect Mr H Lund as a director. | Management | For | For | |||||
11. | To re-elect Mrs M B Meyer as a director. | Management | For | For | |||||
12. | To re-elect Mr B R Nelson as a director. | Management | For | For | |||||
13. | To re-elect Mrs P R Reynolds as a director. | Management | For | For | |||||
14. | To re-elect Sir J Sawers as a director. | Management | For | For | |||||
15. | To reappoint Deloitte LLP as auditor and to authorize the directors to fix their remuneration. |
Management | For | For | |||||
16. | To give limited authority to make political donations and incur political expenditure. |
Management | For | For | |||||
17. | To give limited authority to allot shares up to a specified amount. |
Management | For | For | |||||
18. | Special resolution: to give authority to allot a limited number of shares for cash free of pre-emption rights. |
Management | For | For | |||||
19. | Special resolution: to give additional authority to allot a limited number of shares for cash free of pre-emption rights. |
Management | For | For | |||||
20. | Special resolution: to give limited authority for the purchase of its own shares by the company. |
Management | For | For | |||||
21. | Special resolution: to authorize the calling of general meetings (excluding annual general meetings) by notice of at least 14 clear days. |
Management | For | For | |||||
22. | Special resolution: Climate Action 100+ shareholder resolution on climate change disclosures. |
Management | For | For | |||||
23. | Special resolution: Follow This shareholder resolution on climate change targets. |
Shareholder | Against | For | |||||
ANTOFAGASTA PLC | |||||||||
Security | G0398N128 | Meeting Type | Annual General Meeting | ||||||
Ticker Symbol | Meeting Date | 22-May-2019 | |||||||
ISIN | GB0000456144 | Agenda | 710970458 - Management | ||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||
1 | TO RECEIVE THE ACCOUNTS AND THE REPORTS OF THE DIRECTORS AND OF THE AUDITORS FOR THE YEAR EXPIRED 31 DECEMBER 2018 |
Management | For | For | |||||
2 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT FOR THE YEAR ENDED 31 DECEMBER 2018 |
Management | For | For | |||||
3 | TO DECLARE A FINAL DIVIDEND | Management | For | For | |||||
4 | TO RE-ELECT JEAN-PAUL LUKSIC AS A DIRECTOR | Management | For | For | |||||
5 | TO RE-ELECT OLLIE OLIVEIRA AS A DIRECTOR | Management | For | For | |||||
6 | TO RE-ELECT GONZALO MENENDEZ AS A DIRECTOR |
Management | For | For | |||||
7 | TO RE-ELECT RAMON JARA AS A DIRECTOR | Management | For | For | |||||
8 | TO RE-ELECT JUAN CLARO AS A DIRECTOR | Management | For | For | |||||
9 | TO RE-ELECT TIM BAKER AS A DIRECTOR | Management | For | For | |||||
10 | TO RE-ELECT ANDRONICO LUKSIC AS A DIRECTOR | Management | For | For | |||||
11 | TO RE-ELECT VIVIANNE BLANLOT AS A DIRECTOR | Management | For | For | |||||
12 | TO RE-ELECT JORGE BANDE AS A DIRECTOR | Management | For | For | |||||
13 | TO RE-ELECT FRANCISCA CASTRO AS A DIRECTOR | Management | For | For | |||||
14 | TO ELECT AS A DIRECTOR ANY PERSON APPOINTED BETWEEN 18 MARCH 2019 AND 22 MAY 2019: MICHAEL ANGLIN |
Management | Abstain | Against | |||||
15 | TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS OF THE COMPANY |
Management | For | For | |||||
16 | TO AUTHORISE THE AUDIT AND RISK COMMITTEE FOR AND ON BEHALF OF THE BOARD TO FIX THE REMUNERATION OF THE AUDITORS |
Management | For | For | |||||
17 | TO GRANT AUTHORISE TO THE DIRECTORS TO ALLOT SECURITIES |
Management | For | For | |||||
18 | TO GRANT POWER TO THE DIRECTORS TO ALLOT SECURITIES OTHER THAN ON A PRO-RATA BASIS TO SHAREHOLDERS FOR CASH |
Management | For | For | |||||
19 | TO GRANT POWER TO THE DIRECTORS TO ALLOT SECURITIES OTHER THAN ON A PRO-RATA BASIS TO SHAREHOLDERS FOR CASH FOR THE PURPOSES OF AN ACQUISITION OR SPECIFIED CAPITAL INVESTMENT |
Management | For | For | |||||
20 | TO GRANT THE COMPANY AUTHORITY TO MAKE MARKET PURCHASES OF ORDINARY SHARES |
Management | For | For | |||||
21 | TO PERMIT THE COMPANY TO CALL GENERAL MEETINGS (OTHER THAN ANNUAL GENERAL MEETINGS) ON NOT LESS THAN 14 CLEAR DAYS' NOTICE |
Management | For | For | |||||
CMMT | 07 MAY 2019: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF DIRECTOR-NAME FOR RESOLUTION 14. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. |
Non-Voting | |||||||
ONEOK, INC. | |||||||||
Security | 682680103 | Meeting Type | Annual | ||||||
Ticker Symbol | OKE | Meeting Date | 22-May-2019 | ||||||
ISIN | US6826801036 | Agenda | 934985980 - Management | ||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||
1A. | Election of director: Brian L. Derksen | Management | For | For | |||||
1B. | Election of director: Julie H. Edwards | Management | For | For | |||||
1C. | Election of director: John W. Gibson | Management | For | For | |||||
1D. | Election of director: Mark W. Helderman | Management | For | For | |||||
1E. | Election of director: Randall J. Larson | Management | For | For | |||||
1F. | Election of director: Steven J. Malcolm | Management | For | For | |||||
1G. | Election of director: Jim W. Mogg | Management | For | For | |||||
1H. | Election of director: Pattye L. Moore | Management | For | For | |||||
1I. | Election of director: Gary D. Parker | Management | For | For | |||||
1J. | Election of director: Eduardo A. Rodriguez | Management | For | For | |||||
1k. | Election of director: Terry K. Spencer | Management | For | For | |||||
2. | Ratification of the selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm of ONEOK, Inc. for the year ending December 31, 2019. |
Management | For | For | |||||
3. | An advisory vote to approve ONEOK, Inc.'s executive compensation. |
Management | For | For | |||||
APACHE CORPORATION | |||||||||
Security | 037411105 | Meeting Type | Annual | ||||||
Ticker Symbol | APA | Meeting Date | 23-May-2019 | ||||||
ISIN | US0374111054 | Agenda | 934965851 - Management | ||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||
1. | Election of Director: Annell R. Bay | Management | For | For | |||||
2. | Election of Director: John J. Christmann IV | Management | For | For | |||||
3. | Election of Director: Juliet S. Ellis | Management | For | For | |||||
4. | Election of Director: Chansoo Joung | Management | For | For | |||||
5. | Election of Director: Rene R. Joyce | Management | For | For | |||||
6. | Election of Director: John E. Lowe | Management | For | For | |||||
7. | Election of Director: William C. Montgomery | Management | For | For | |||||
8. | Election of Director: Amy H. Nelson | Management | For | For | |||||
9. | Election of Director: Daniel W. Rabun | Management | For | For | |||||
10. | Election of Director: Peter A. Ragauss | Management | For | For | |||||
11. | Ratification of Ernst & Young LLP as Apache's Independent Auditors |
Management | For | For | |||||
12. | Advisory Vote to Approve Compensation of Apache's Named Executive Officers |
Management | For | For | |||||
THE MOSAIC COMPANY | |||||||||
Security | 61945C103 | Meeting Type | Annual | ||||||
Ticker Symbol | MOS | Meeting Date | 23-May-2019 | ||||||
ISIN | US61945C1036 | Agenda | 934982477 - Management | ||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||
1a. | Election of Director: Cheryl K. Beebe | Management | For | For | |||||
1b. | Election of Director: Oscar P. Bernardes | Management | For | For | |||||
1c. | Election of Director: Nancy E. Cooper | Management | For | For | |||||
1d. | Election of Director: Gregory L. Ebel | Management | For | For | |||||
1e. | Election of Director: Timothy S. Gitzel | Management | For | For | |||||
1f. | Election of Director: Denise C. Johnson | Management | For | For | |||||
1g. | Election of Director: Emery N. Koenig | Management | For | For | |||||
1h. | Election of Director: William T. Monahan | Management | For | For | |||||
1i. | Election of Director: James ("Joc") C. O'Rourke | Management | For | For | |||||
1j. | Election of Director: Steven M. Seibert | Management | For | For | |||||
1k. | Election of Director: Luciano Siani Pires | Management | For | For | |||||
1l. | Election of Director: Kelvin R. Westbrook | Management | For | For | |||||
2. | Ratification of the appointment of KPMG LLP as Mosaic's independent registered public accounting firm for the year ending December 31, 2019. |
Management | For | For | |||||
3. | An advisory vote to approve the compensation of our named executive officers as disclosed in the accompanying Proxy Statement. |
Management | For | For | |||||
BUNGE LIMITED | |||||||||
Security | G16962105 | Meeting Type | Annual | ||||||
Ticker Symbol | BG | Meeting Date | 23-May-2019 | ||||||
ISIN | BMG169621056 | Agenda | 934985752 - Management | ||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||
1a. | Election of Director: Vinita Bali | Management | For | For | |||||
1b. | Election of Director: Carol M. Browner | Management | For | For | |||||
1c. | Election of Director: Andrew Ferrier | Management | For | For | |||||
1d. | Election of Director: Paul Fribourg | Management | For | For | |||||
1e. | Election of Director: J. Erik Fyrwald | Management | For | For | |||||
1f. | Election of Director: Gregory A. Heckman | Management | For | For | |||||
1g. | Election of Director: Kathleen Hyle | Management | For | For | |||||
1h. | Election of Director: John E. McGlade | Management | For | For | |||||
1i. | Election of Director: Henry W. Winship | Management | For | For | |||||
1j. | Election of Director: Mark N. Zenuk | Management | For | For | |||||
2. | To appoint Deloitte & Touche LLP as Bunge Limited's independent auditors for the fiscal year ending December 31, 2019 and to authorize the audit committee of the Board of Directors to determine the independent auditors' fees. |
Management | For | For | |||||
3. | Advisory vote to approve executive compensation. | Management | For | For | |||||
MOWI ASA | |||||||||
Security | R4S04H101 | Meeting Type | Annual General Meeting | ||||||
Ticker Symbol | Meeting Date | 29-May-2019 | |||||||
ISIN | NO0003054108 | Agenda | 711144028 - Management | ||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||
CMMT | SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT NEED TO BE RE-REGISTERED IN THE-BENEFICIAL OWNERS NAME TO BE ALLOWED TO VOTE AT MEETINGS. SHARES WILL BE-TEMPORARILY TRANSFERRED TO A SEPARATE ACCOUNT IN THE BENEFICIAL OWNER'S NAME-ON THE PROXY DEADLINE AND TRANSFERRED BACK TO THE OMNIBUS/NOMINEE ACCOUNT THE-DAY AFTER THE MEETING. |
Non-Voting | |||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE |
Non-Voting | |||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED |
Non-Voting | |||||||
1 | ELECTION OF A CHAIRPERSON AND A PERSON TO COUNTERSIGN THE MINUTES TOGETHER WITH THE CHAIRPERSON |
Management | No Action | ||||||
2 | APPROVAL OF THE NOTICE AND THE PROPOSED AGENDA |
Management | No Action | ||||||
3 | BRIEFING ON THE BUSINESS | Non-Voting | |||||||
4 | APPROVAL OF THE FINANCIAL STATEMENTS AND THE BOARD OF DIRECTORS REPORT FOR 2018 FOR MOWI ASA AND THE MOWI GROUP, INCLUDING ALLOCATION OF THE RESULT OF THE YEAR |
Management | No Action | ||||||
5 | THE BOARDS STATEMENT REGARDING CORPORATE GOVERNANCE |
Non-Voting | |||||||
6 | THE BOARDS STATEMENT REGARDING THE REMUNERATION OF SENIOR EXECUTIVES |
Management | No Action | ||||||
7 | APPROVAL OF THE GUIDELINES FOR ALLOCATION OF OPTIONS |
Management | No Action | ||||||
8 | DETERMINATION OF THE REMUNERATION OF THE BOARD MEMBERS |
Management | No Action | ||||||
9 | DETERMINATION OF THE REMUNERATION OF THE MEMBERS OF THE NOMINATION COMMITTEE |
Management | No Action | ||||||
10 | DETERMINATION OF THE REMUNERATION OF THE COMPANY'S AUDITOR FOR 2018 |
Management | No Action | ||||||
11.A | ELECTION OF NEW BOARD OF DIRECTOR: OLE- EIRIK LEROY |
Management | No Action | ||||||
11.B | ELECTION OF NEW BOARD OF DIRECTOR: LISBETH K. NAERO |
Management | No Action | ||||||
11.C | ELECTION OF NEW BOARD OF DIRECTOR: KRISTIAN MELHUUS |
Management | No Action | ||||||
12.A | ELECTION OF NEW MEMBER TO THE NOMINATION COMMITTEE: ROBIN BAKKEN |
Management | No Action | ||||||
12.B | ELECTION OF NEW MEMBER TO THE NOMINATION COMMITTEE: ANN KRISTIN BRAUTASET |
Management | No Action | ||||||
12.C | ELECTION OF NEW MEMBER TO THE NOMINATION COMMITTEE: MERETE HAUGLI |
Management | No Action | ||||||
13 | AUTHORISATION TO THE BOARD TO DISTRIBUTE DIVIDENDS |
Management | No Action | ||||||
14 | AUTHORISATION TO THE BOARD TO PURCHASE THE COMPANY'S OWN SHARES |
Management | No Action | ||||||
15.A | AUTHORISATION TO THE BOARD TO ISSUE NEW SHARES |
Management | No Action | ||||||
15.B | AUTHORISATION TO THE BOARD TO ISSUE CONVERTIBLE LOANS |
Management | No Action | ||||||
MARATHON OIL CORPORATION | |||||||||
Security | 565849106 | Meeting Type | Annual | ||||||
Ticker Symbol | MRO | Meeting Date | 29-May-2019 | ||||||
ISIN | US5658491064 | Agenda | 934991111 - Management | ||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||
1a. | Election of Director: Gregory H. Boyce | Management | For | For | |||||
1b. | Election of Director: Chadwick C. Deaton | Management | For | For | |||||
1c. | Election of Director: Marcela E. Donadio | Management | For | For | |||||
1d. | Election of Director: Jason B. Few | Management | For | For | |||||
1e. | Election of Director: Douglas L. Foshee | Management | For | For | |||||
1f. | Election of Director: M. Elise Hyland | Management | For | For | |||||
1g. | Election of Director: Lee M. Tillman | Management | For | For | |||||
1h. | Election of Director: J. Kent Wells | Management | For | For | |||||
2. | Ratify the selection of PricewaterhouseCoopers LLP as our independent auditor for 2019. |
Management | For | For | |||||
3. | Advisory vote to approve the compensation of our named executive officers. |
Management | For | For | |||||
4. | Approval of our 2019 Incentive Compensation Plan. | Management | For | For | |||||
EXXON MOBIL CORPORATION | |||||||||
Security | 30231G102 | Meeting Type | Annual | ||||||
Ticker Symbol | XOM | Meeting Date | 29-May-2019 | ||||||
ISIN | US30231G1022 | Agenda | 934991488 - Management | ||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||
1a. | Election of Director: Susan K. Avery | Management | For | For | |||||
1b. | Election of Director: Angela F. Braly | Management | For | For | |||||
1c. | Election of Director: Ursula M. Burns | Management | For | For | |||||
1d. | Election of Director: Kenneth C. Frazier | Management | For | For | |||||
1e. | Election of Director: Steven A. Kandarian | Management | For | For | |||||
1f. | Election of Director: Douglas R. Oberhelman | Management | For | For | |||||
1g. | Election of Director: Samuel J. Palmisano | Management | For | For | |||||
1h. | Election of Director: Steven S Reinemund | Management | For | For | |||||
1i. | Election of Director: William C. Weldon | Management | For | For | |||||
1j. | Election of Director: Darren W. Woods | Management | For | For | |||||
2. | Ratification of Independent Auditors (page 28) | Management | For | For | |||||
3. | Advisory Vote to Approve Executive Compensation (page 30) |
Management | For | For | |||||
4. | Independent Chairman (page 58) | Shareholder | Against | For | |||||
5. | Special Shareholder Meetings (page 59) | Shareholder | Against | For | |||||
6. | Board Matrix (page 61) | Shareholder | Abstain | Against | |||||
7. | Climate Change Board Committee (page 62) | Shareholder | Against | For | |||||
8. | Report on Risks of Gulf Coast Petrochemical Investments (page 64) |
Shareholder | Abstain | Against | |||||
9. | Report on Political Contributions (page 66) | Shareholder | Abstain | Against | |||||
10. | Report on Lobbying (page 67) | Shareholder | Abstain | Against | |||||
CHEVRON CORPORATION | |||||||||
Security | 166764100 | Meeting Type | Annual | ||||||
Ticker Symbol | CVX | Meeting Date | 29-May-2019 | ||||||
ISIN | US1667641005 | Agenda | 934993088 - Management | ||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||
1a. | Election of Director: W. M. Austin | Management | For | For | |||||
1b. | Election of Director: J. B. Frank | Management | For | For | |||||
1c. | Election of Director: A. P. Gast | Management | For | For | |||||
1d. | Election of Director: E. Hernandez, Jr. | Management | For | For | |||||
1e. | Election of Director: C. W. Moorman IV | Management | For | For | |||||
1f. | Election of Director: D. F. Moyo | Management | For | For | |||||
1g. | Election of Director: D. Reed-Klages | Management | For | For | |||||
1h. | Election of Director: R. D. Sugar | Management | For | For | |||||
1i. | Election of Director: I. G. Thulin | Management | For | For | |||||
1j. | Election of Director: D. J. Umpleby III | Management | For | For | |||||
1k. | Election of Director: M. K. Wirth | Management | For | For | |||||
2. | Ratification of Appointment of PwC as Independent Registered Public Accounting Firm |
Management | For | For | |||||
3. | Advisory Vote to Approve Named Executive Officer Compensation |
Management | For | For | |||||
4. | Report on Human Right to Water | Shareholder | Abstain | Against | |||||
5. | Report on Reducing Carbon Footprint | Shareholder | Abstain | Against | |||||
6. | Create a Board Committee on Climate Change | Shareholder | Against | For | |||||
7. | Adopt Policy for an Independent Chairman | Shareholder | Against | For | |||||
8. | Set Special Meeting Threshold at 10% | Shareholder | Against | For | |||||
TOTAL S.A. | |||||||||
Security | 89151E109 | Meeting Type | Annual | ||||||
Ticker Symbol | TOT | Meeting Date | 29-May-2019 | ||||||
ISIN | US89151E1091 | Agenda | 935024113 - Management | ||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||
1. | Approval of the statutory financial statements for the fiscal year ended December 31, 2018 |
Management | For | For | |||||
2. | Approval of the consolidated financial statements for the fiscal year ended December 31, 2018 |
Management | For | For | |||||
3. | Allocation of earnings and declaration of dividend for the fiscal year ended December 31, 2018 |
Management | For | For | |||||
4. | Authorization for the Board of Directors, granted for a period of 18 months, to trade on the shares of the Company |
Management | For | For | |||||
5. | Agreements covered by Articles L. 225-38 et seq. of the French Commercial Code |
Management | For | For | |||||
6. | Renewal of the directorship of Ms. Maria van der Hoeven | Management | For | For | |||||
7. | Renewal of the directorship of Mr. Jean Lemierre | Management | For | For | |||||
8. | Appointment of Ms. Lise Croteau as a director | Management | For | For | |||||
9. | Appointment of a director representing employee shareholders in accordance with Article 11 of the bylaws (candidate: Ms. Valérie Della Puppa Tibi). In accordance with Article 11 of the Company's bylaws, since only one seat of director representing employee shareholders is to be filled, only the candidate who receives the highest number of votes and at least a majority of the votes will be appointed. |
Management | For | For | |||||
9A. | Appointment of a director representing employee shareholders in accordance with Article 11 of the bylaws (candidate: Ms. Renata Perycz). In accordance with Article 11 of the Company's bylaws, since only one seat of director representing employee shareholders is to be filled, only the candidate who receives the highest number of votes and at least a majority of the votes will be appointed. |
Management | Against | For | |||||
9B. | Appointment of a director representing employee shareholders in accordance with Article 11 of the bylaws (candidate: Mr. Oliver Wernecke). In accordance with Article 11 of the Company's bylaws, since only one seat of director representing employee shareholders is to be filled, only the candidate who receives the highest number of votes and at least a majority of the votes will be appointed. |
Management | Against | For | |||||
10. | Approval of the fixed and variable components of the total compensation and the in-kind benefits paid or granted to the Chairman and Chief Executive Officer for the fiscal year ended December 31, 2018 |
Management | For | For | |||||
11. | Approval of the principles and criteria for the determination, breakdown and allocation of the fixed, variable and extraordinary components of the total compensation (including in-kind benefits) attributable to the Chairman and Chief Executive Officer |
Management | For | For | |||||
CONTINENTAL GOLD INC | |||||||||
Security | 21146A108 | Meeting Type | MIX | ||||||
Ticker Symbol | Meeting Date | 30-May-2019 | |||||||
ISIN | CA21146A1084 | Agenda | 711042010 - Management | ||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'-ONLY FOR RESOLUTION 3 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS-1.1 TO 1.8 AND 2. THANK YOU |
Non-Voting | |||||||
1.1 | ELECTION OF DIRECTOR: LEON TEICHER | Management | For | For | |||||
1.2 | ELECTION OF DIRECTOR: ARI SUSSMAN | Management | For | For | |||||
1.3 | ELECTION OF DIRECTOR: MARTIN CARRIZOSA | Management | For | For | |||||
1.4 | ELECTION OF DIRECTOR: STEPHEN GOTTESFELD | Management | For | For | |||||
1.5 | ELECTION OF DIRECTOR: CLAUDIA JIMENEZ | Management | For | For | |||||
1.6 | ELECTION OF DIRECTOR: PAUL MURPHY | Management | For | For | |||||
1.7 | ELECTION OF DIRECTOR: CHRISTOPHER SATTLER | Management | For | For | |||||
1.8 | ELECTION OF DIRECTOR: KENNETH THOMAS | Management | For | For | |||||
2 | APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITORS OF THE COMPANY FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION |
Management | For | For | |||||
3 | TO CONSIDER, AND IF THOUGHT ADVISABLE, TO PASS AN ORDINARY RESOLUTION, ON A DISINTERESTED BASIS, TO APPROVE THE ISSUANCE OF CERTAIN COMMON SHARES OF THE COMPANY TO NEWMONT MINING CORPORATION ("NEWMONT") UPON CONVERSION OF A USD 50 MILLION CONVERTIBLE DEBENTURE DATED MARCH 15, 2019, AS MORE PARTICULARLY DESCRIBED IN THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR |
Management | For | For | |||||
NEWMONT MINING CORPORATION | |||||||||
Security | 651639106 | Meeting Type | Annual | ||||||
Ticker Symbol | NEM | Meeting Date | 04-Jun-2019 | ||||||
ISIN | US6516391066 | Agenda | 935004298 - Management | ||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||
1a. | Election of Director: G. H. Boyce | Management | For | For | |||||
1b. | Election of Director: B. R. Brook | Management | For | For | |||||
1c. | Election of Director: J. K. Bucknor | Management | For | For | |||||
1d. | Election of Director: J. A. Carrabba | Management | For | For | |||||
1e. | Election of Director: N. Doyle | Management | For | For | |||||
1f. | Election of Director: G. J. Goldberg | Management | For | For | |||||
1g. | Election of Director: V. M. Hagen | Management | For | For | |||||
1h. | Election of Director: S. E. Hickok | Management | For | For | |||||
1i. | Election of Director: R. Médori | Management | For | For | |||||
1j. | Election of Director: J. Nelson | Management | For | For | |||||
1k. | Election of Director: J. M. Quintana | Management | For | For | |||||
1l. | Election of Director: M. P. Zhang | Management | For | For | |||||
2. | Approve, on an Advisory Basis, Named Executive Officer Compensation. |
Management | For | For | |||||
3. | Ratify Appointment of Independent Registered Public Accounting Firm for 2019. |
Management | For | For | |||||
DETOUR GOLD CORPORATION | |||||||||
Security | 250669108 | Meeting Type | MIX | ||||||
Ticker Symbol | Meeting Date | 05-Jun-2019 | |||||||
ISIN | CA2506691088 | Agenda | 711194578 - Management | ||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'-ONLY FOR RESOLUTIONS 3, 4 AND 5 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR-RESOLUTION NUMBERS 1.1 TO 1.8 AND 2. THANK YOU |
Non-Voting | |||||||
1.1 | ELECTION OF DIRECTOR: ANDRE FALZON | Management | For | For | |||||
1.2 | ELECTION OF DIRECTOR: STEVEN FELDMAN | Management | For | For | |||||
1.3 | ELECTION OF DIRECTOR: JUDY KIRK | Management | For | For | |||||
1.4 | ELECTION OF DIRECTOR: MICHAEL MCMULLEN | Management | For | For | |||||
1.5 | ELECTION OF DIRECTOR: CHRISTOPHER ROBISON | Management | For | For | |||||
1.6 | ELECTION OF DIRECTOR: RONALD SIMKUS | Management | For | For | |||||
1.7 | ELECTION OF DIRECTOR: DAWN WHITTAKER | Management | For | For | |||||
1.8 | ELECTION OF DIRECTOR: WILLIAM C. WILLIAMS | Management | For | For | |||||
2 | APPOINTMENT OF KPMG LLP, CHARTERED PROFESSIONAL ACCOUNTANTS, AS AUDITORS OF THE CORPORATION, TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING OF SHAREHOLDERS, AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION |
Management | For | For | |||||
3 | TO APPROVE THE RESOLUTION APPROVING THE CORPORATION'S AMENDED AND RESTATED PERFORMANCE AND RESTRICTED SHARE UNIT PLAN, AS MORE PARTICULARLY DESCRIBED IN THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR DATED MAY 3, 2019 (THE "MANAGEMENT INFORMATION CIRCULAR") |
Management | For | For | |||||
4 | TO APPROVE THE RESOLUTION APPROVING THE CORPORATION'S AMENDED AND RESTATED SHARE OPTION PLAN, AS MORE PARTICULARLY DESCRIBED IN THE MANAGEMENT INFORMATION CIRCULAR |
Management | For | For | |||||
5 | TO APPROVE THE NON-BINDING ADVISORY RESOLUTION ON THE CORPORATION'S APPROACH TO EXECUTIVE COMPENSATION, AS MORE PARTICULARLY DESCRIBED IN THE MANAGEMENT INFORMATION CIRCULAR |
Management | For | For | |||||
DEVON ENERGY CORPORATION | |||||||||
Security | 25179M103 | Meeting Type | Annual | ||||||
Ticker Symbol | DVN | Meeting Date | 05-Jun-2019 | ||||||
ISIN | US25179M1036 | Agenda | 935003169 - Management | ||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||
1. | DIRECTOR | Management | |||||||
1 | Barbara M. Baumann | For | For | ||||||
2 | John E. Bethancourt | For | For | ||||||
3 | Ann G. Fox | For | For | ||||||
4 | David A. Hager | For | For | ||||||
5 | Robert H. Henry | For | For | ||||||
6 | Michael M. Kanovsky | For | For | ||||||
7 | John Krenicki Jr. | For | For | ||||||
8 | Robert A. Mosbacher Jr. | For | For | ||||||
9 | Duane C. Radtke | For | For | ||||||
10 | Keith O. Rattie | For | For | ||||||
11 | Mary P. Ricciardello | For | For | ||||||
2. | Ratify the appointment of the Company's Independent Auditors for 2019. |
Management | For | For | |||||
3. | Advisory Vote to Approve Executive Compensation. | Management | For | For | |||||
HESS CORPORATION | |||||||||
Security | 42809H107 | Meeting Type | Annual | ||||||
Ticker Symbol | HES | Meeting Date | 05-Jun-2019 | ||||||
ISIN | US42809H1077 | Agenda | 935007307 - Management | ||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||
01. | Election of Director: R.F CHASE | Management | For | For | |||||
02. | Election of Director: T.J. CHECKI | Management | For | For | |||||
03. | Election of Director: L.S. COLEMAN, JR. | Management | For | For | |||||
04. | Election of Director: J.B. HESS | Management | For | For | |||||
05. | Election of Director: E.E. HOLIDAY | Management | For | For | |||||
06. | Election of Director: R. LAVIZZO-MOUREY | Management | For | For | |||||
07. | Election of Director: M.S. LIPSCHULTZ | Management | For | For | |||||
08. | Election of Director: D. MCMANUS | Management | For | For | |||||
09. | Election of Director: K.O. MEYERS | Management | For | For | |||||
10. | Election of Director: J.H. QUIGLEY | Management | For | For | |||||
11. | Election of Director: W.G. SCHRADER | Management | For | For | |||||
2. | Advisory vote to approve the compensation of our named executive officers. |
Management | For | For | |||||
3. | Ratification of the selection of Ernst & Young LLP as our independent registered public accountants for the fiscal year ending December 31, 2019. |
Management | For | For | |||||
HOCHSCHILD MINING PLC | |||||||||
Security | G4611M107 | Meeting Type | Annual General Meeting | ||||||
Ticker Symbol | Meeting Date | 06-Jun-2019 | |||||||
ISIN | GB00B1FW5029 | Agenda | 711144600 - Management | ||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||
1 | THAT, THE AUDITED ACCOUNTS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2018, TOGETHER WITH THE DIRECTORS' REPORT AND THE AUDITORS' REPORT THEREON BE RECEIVED |
Management | For | For | |||||
2 | THAT, THE DIRECTORS' REMUNERATION REPORT FOR THE YEAR ENDED 31 DECEMBER 2018 BE APPROVED |
Management | For | For | |||||
3 | THAT, A FINAL DIVIDEND FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2018 OF 1.959 US CENTS PER ORDINARY SHARE BE APPROVED |
Management | For | For | |||||
4 | THAT, GRAHAM BIRCH BE RE-ELECTED AS A DIRECTOR OF THE COMPANY |
Management | For | For | |||||
5 | THAT, JORGE BORN JR BE RE-ELECTED AS A DIRECTOR OF THE COMPANY |
Management | For | For | |||||
6 | THAT, IGNACIO BUSTAMANTE BE RE-ELECTED AS A DIRECTOR OF THE COMPANY |
Management | For | For | |||||
7 | THAT, EDUARDO HOCHSCHILD BE RE-ELECTED AS A DIRECTOR OF THE COMPANY |
Management | Against | Against | |||||
8 | THAT, EILEEN KAMERICK BE RE-ELECTED AS A DIRECTOR OF THE COMPANY |
Management | For | For | |||||
9 | THAT, DIONISIO ROMERO PAOLETTI BE RE- ELECTED AS A DIRECTOR OF THE COMPANY |
Management | Against | Against | |||||
10 | THAT, MICHAEL RAWLINSON BE RE-ELECTED AS A DIRECTOR OF THE COMPANY |
Management | For | For | |||||
11 | THAT, SANJAY SARMA BE RE-ELECTED AS A DIRECTOR OF THE COMPANY |
Management | For | For | |||||
12 | THAT, ERNST & YOUNG LLP BE RE-APPOINTED AS AUDITORS OF THE COMPANY (THE 'AUDITORS') UNTIL THE CONCLUSION OF THE NEXT GENERAL MEETING AT WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY |
Management | For | For | |||||
13 | THAT, THE AUDIT COMMITTEE OF THE COMPANY BE AUTHORISED TO SET THE REMUNERATION OF THE AUDITORS |
Management | For | For | |||||
14 | THAT, THE DIRECTORS BE AND ARE HEREBY GENERALLY AND UNCONDITIONALLY AUTHORISED PURSUANT TO AND IN ACCORDANCE WITH SECTION 551 OF THE COMPANIES ACT 2006 (THE '2006 ACT') TO EXERCISE ALL THE POWERS OF THE COMPANY TO ALLOT SHARES OR GRANT RIGHTS TO SUBSCRIBE FOR OR TO CONVERT ANY SECURITY INTO SHARES:14.1 UP TO AN |
Management | For | For | |||||
AGGREGATE NOMINAL AMOUNT OF GBP 42,541,905 14.2 COMPRISING EQUITY SECURITIES (AS DEFINED IN SECTION 560(1) OF THE 2006 ACT) UP TO A FURTHER AGGREGATE NOMINAL AMOUNT OF GBP 42,541,905 IN CONNECTION WITH AN OFFER BY WAY OF A RIGHTS ISSUE,SUCH AUTHORITIES TO APPLY IN SUBSTITUTION FOR ALL PREVIOUS AUTHORITIES AND TO EXPIRE AT THE END OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY OR ON 30 JUNE 2020, WHICHEVER IS THE EARLIER BUT, IN EACH CASE, SO THAT THE COMPANY MAY MAKE OFFERS AND ENTER INTO AGREEMENTS DURING THE RELEVANT PERIOD WHICH WOULD OR MIGHT REQUIRE SHARES TO BE ALLOTTED OR RIGHTS TO SUBSCRIBE FOR OR TO CONVERT ANY SECURITY INTO SHARES TO BE GRANTED AFTER THE AUTHORITY ENDS.FOR THE PURPOSES OF THIS RESOLUTION 'RIGHTS ISSUE' MEANS AN OFFER TO:(I) ORDINARY SHAREHOLDERS IN PROPORTION (AS NEARLY AS MAY BE PRACTICABLE) TO THEIR EXISTING HOLDINGS; AND(II) PEOPLE WHO ARE HOLDERS OF OTHER EQUITY SECURITIES IF THIS IS REQUIRED BY THE RIGHTS OF THOSE SECURITIES OR, IF THE DIRECTORS CONSIDER IT NECESSARY, AS PERMITTED BY THE RIGHTS OF THOSE SECURITIES, TO SUBSCRIBE FOR FURTHER SECURITIES BY MEANS OF THE ISSUE OF A RENOUNCEABLE LETTER (OR OTHER NEGOTIABLE DOCUMENT) WHICH MAY BE TRADED FOR A PERIOD BEFORE PAYMENT FOR THE SECURITIES IS DUE, BUT SUBJECT IN BOTH CASES TO SUCH EXCLUSIONS OR OTHER ARRANGEMENTS AS THE DIRECTORS MAY DEEM NECESSARY OR EXPEDIENT IN RELATION TO TREASURY SHARES, FRACTIONAL ENTITLEMENTS, RECORD DATES OR LEGAL, REGULATORY OR PRACTICAL PROBLEMS IN, OR UNDER THE LAWS OF, ANY TERRITORY |
|||||||||
15 | THAT, SUBJECT TO THE PASSING OF RESOLUTION 14 ABOVE, THE DIRECTORS BE AUTHORISED TO ALLOT EQUITY SECURITIES (AS DEFINED IN SECTION 560(1) OF THE 2006 ACT) WHOLLY FOR CASH:15.1 PURSUANT TO THE AUTHORITY GIVEN BY PARAGRAPH 14.1 OF RESOLUTION 14 ABOVE OR WHERE THE ALLOTMENT CONSTITUTES AN ALLOTMENT OF EQUITY SECURITIES BY VIRTUE OF SECTION 560(3) OF THE 2006 ACT IN EACH CASE:(I) IN CONNECTION WITH A PRE-EMPTIVE OFFER; AND (II) OTHERWISE THAN IN CONNECTION WITH A PRE- EMPTIVE OFFER, UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 6,381,924; AND15.2 PURSUANT TO THE AUTHORITY GIVEN BY PARAGRAPH 14.2 OF RESOLUTION 14 ABOVE IN CONNECTION WITH A RIGHTS ISSUE, AS IF SECTION 561(1) OF THE 2006 ACT DID NOT APPLY TO ANY SUCH ALLOTMENT; SUCH AUTHORITY TO EXPIRE AT THE END OF THE NEXT ANNUAL GENERAL MEETING OF THE |
Management | For | For | |||||
COMPANY OR AT THE CLOSE OF BUSINESS ON 30 JUNE 2020, WHICHEVER IS EARLIER BUT SO THAT THE COMPANY MAY, BEFORE SUCH EXPIRY, MAKE OFFERS, AND ENTER INTO AGREEMENTS DURING THIS PERIOD WHICH WOULD, OR MIGHT, REQUIRE EQUITY SECURITIES TO BE ALLOTTED AND TREASURY SHARES TO BE SOLD AFTER THE AUTHORITY GIVEN BY THIS RESOLUTION HAS EXPIRED AND THE DIRECTORS MAY ALLOT EQUITY SECURITIES AND SELL TREASURY SHARES UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE AUTHORITY HAD NOT EXPIRED.FOR THE PURPOSES OF THIS RESOLUTION:(I) 'RIGHTS ISSUE' HAS THE SAME MEANING AS IN RESOLUTION 14 ABOVE;(II) 'PRE-EMPTIVE OFFER' MEANS AN OFFER OF EQUITY SECURITIES OPEN FOR ACCEPTANCE FOR A PERIOD FIXED BY THE DIRECTORS TO (A) HOLDERS (OTHER THAN THE COMPANY) ON THE REGISTER ON A RECORD DATE FIXED BY THE DIRECTORS OF ORDINARY SHARES IN PROPORTION TO THEIR RESPECTIVE HOLDINGS AND (B) OTHER PERSONS SO ENTITLED BY VIRTUE OF THE RIGHTS ATTACHING TO ANY OTHER EQUITY SECURITIES HELD BY THEM, BUT SUBJECT IN BOTH CASES TO SUCH EXCLUSIONS OR OTHER ARRANGEMENTS AS THE DIRECTORS MAY DEEM NECESSARY OR EXPEDIENT IN RELATION TO TREASURY SHARES, FRACTIONAL ENTITLEMENTS, RECORD DATES OR LEGAL, REGULATORY OR PRACTICAL PROBLEMS IN, OR UNDER THE LAWS OF, ANY TERRITORY; (III) REFERENCES TO AN ALLOTMENT OF EQUITY SECURITIES SHALL INCLUDE A SALE OF TREASURY SHARES; AND(IV) THE NOMINAL AMOUNT OF ANY SECURITIES SHALL BE TAKEN TO BE, IN THE CASE OF RIGHTS TO SUBSCRIBE FOR OR CONVERT ANY SECURITIES INTO SHARES OF THE COMPANY, THE NOMINAL AMOUNT OF SUCH SHARES WHICH MAY BE ALLOTTED PURSUANT TO SUCH RIGHTS |
|||||||||
16 | THAT, SUBJECT TO THE PASSING OF RESOLUTION 14 ABOVE AND IN ADDITION TO ANY AUTHORITY GRANTED UNDER RESOLUTION 15 ABOVE, THE DIRECTORS BE AUTHORISED TO ALLOT EQUITY SECURITIES (AS DEFINED IN SECTION 560(1) OF THE 2006 ACT) WHOLLY FOR CASH PURSUANT TO THE AUTHORITY GIVEN BY RESOLUTION 14 ABOVE OR WHERE THE ALLOTMENT CONSTITUTES AN ALLOTMENT OF EQUITY SECURITIES BY VIRTUE OF SECTION 560(3) OF THE 2006 ACT AS IF SECTION 561(1) OF THE 2006 ACT DID NOT APPLY TO ANY SUCH ALLOTMENT, SUCH AUTHORITY TO BE:16.1 LIMITED TO THE ALLOTMENT OF EQUITY SECURITIES OR SALE OF TREASURY SHARES UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 6,381,924; AND16.2 USED ONLY FOR THE PURPOSES OF FINANCING (OR REFINANCING, IF THE AUTHORITY IS TO BE USED WITHIN SIX |
Management | For | For | |||||
MONTHS AFTER THE ORIGINAL TRANSACTION) A TRANSACTION WHICH THE BOARD OF DIRECTORS OF THE COMPANY DETERMINES TO BE AN ACQUISITION OR OTHER CAPITAL INVESTMENT OF A KIND CONTEMPLATED BY THE STATEMENT OF PRINCIPLES ON DISAPPLYING PRE-EMPTION RIGHTS MOST RECENTLY PUBLISHED BY THE PRE- EMPTION GROUP PRIOR TO THE DATE OF THIS NOTICE,SUCH AUTHORITY TO EXPIRE AT THE END OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY OR AT THE CLOSE OF BUSINESS ON 30 JUNE 2020, WHICHEVER IS THE EARLIER, BUT SO THAT THE COMPANY MAY, BEFORE SUCH EXPIRY, MAKE OFFERS AND ENTER INTO AGREEMENTS WHICH WOULD, OR MIGHT, REQUIRE EQUITY SECURITIES TO BE ALLOTTED AND TREASURY SHARES TO BE SOLD AFTER THE AUTHORITY GIVEN BY THIS RESOLUTION HAS EXPIRED AND THE DIRECTORS MAY ALLOT EQUITY SECURITIES AND SELL TREASURY SHARES UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE AUTHORITY HAD NOT EXPIRED |
|||||||||
17 | THAT, THE COMPANY BE AND IS HEREBY GENERALLY AND UNCONDITIONALLY AUTHORISED FOR THE PURPOSE OF SECTION 701 OF THE 2006 ACT TO MAKE ONE OR MORE MARKET PURCHASES (AS DEFINED IN SECTION 693 OF THAT ACT) OF ORDINARY SHARES OF GBP 0.25 EACH IN THE CAPITAL OF THE COMPANY PROVIDED THAT:17.1 THE MAXIMUM AGGREGATE NUMBER OF ORDINARY SHARES AUTHORISED TO BE PURCHASED IS 51,055,392 (REPRESENTING AN AMOUNT EQUAL TO 10 PER CENT OF THE COMPANY'S ISSUED ORDINARY SHARE CAPITAL AS AT 23 APRIL 2019);17.2 THE MINIMUM PRICE WHICH MAY BE PAID FOR AN ORDINARY SHARE IS GBP 0.25 PER ORDINARY SHARE;17.3 THE MAXIMUM PRICE WHICH MAY BE PAID FOR AN ORDINARY SHARE IS AN AMOUNT EQUAL TO THE HIGHER OF (I) AN AMOUNT EQUAL TO 5% ABOVE THE AVERAGE CLOSING PRICE OF SUCH ORDINARY SHARES FOR THE FIVE BUSINESS DAYS ON THE LONDON STOCK EXCHANGE PRIOR TO THE DATE OF PURCHASE; AND (II) AN AMOUNT EQUAL TO THE HIGHER OF THE PRICE OF THE LAST INDEPENDENT TRADE OF ANY ORDINARY SHARE AND THE HIGHEST CURRENT INDEPENDENT BID FOR AN ORDINARY SHARE AS DERIVED FROM THE LONDON STOCK EXCHANGE ELECTRONIC TRADING SERVICE;17.4 THIS AUTHORITY SHALL EXPIRE AT THE CONCLUSION OF THE ANNUAL GENERAL MEETING OF THE COMPANY HELD IN 2020 OR, IF EARLIER, 30 JUNE 2020 (EXCEPT IN RELATION TO THE |
Management | For | For | |||||
PURCHASE OF SHARES THE CONTRACT FOR WHICH WAS CONCLUDED BEFORE THE EXPIRY OF SUCH AUTHORITY AND WHICH MIGHT BE EXECUTED WHOLLY OR PARTLY AFTER SUCH EXPIRY) UNLESS SUCH AUTHORITY IS RENEWED PRIOR TO SUCH TIME |
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18 | THAT, A GENERAL MEETING OTHER THAN AN ANNUAL GENERAL MEETING MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS' NOTICE |
Management | For | For | |||||
DIAMONDBACK ENERGY, INC. | |||||||||
Security | 25278X109 | Meeting Type | Annual | ||||||
Ticker Symbol | FANG | Meeting Date | 06-Jun-2019 | ||||||
ISIN | US25278X1090 | Agenda | 935010847 - Management | ||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||
1A | Election of Director: Steven E. West | Management | For | For | |||||
1B | Election of Director: Travis D. Stice | Management | For | For | |||||
1C | Election of Director: Michael L. Hollis | Management | For | For | |||||
1D | Election of Director: Michael P. Cross | Management | For | For | |||||
1E | Election of Director: David L. Houston | Management | For | For | |||||
1F | Election of Director: Mark L. Plaumann | Management | For | For | |||||
1G | Election of Director: Melanie M. Trent | Management | For | For | |||||
2. | Proposal to approve the Company's 2019 Amended and Restated Equity Incentive Plan |
Management | For | For | |||||
3. | Proposal to approve, on an advisory basis, the compensation paid to the Company's named executive officers |
Management | For | For | |||||
4. | Proposal to ratify the appointment of Grant Thornton LLP as the Company's independent auditors for the fiscal year ending December 31, 2019 |
Management | For | For | |||||
NORTHERN DYNASTY MINERALS LTD. | |||||||||
Security | 66510M204 | Meeting Type | Annual | ||||||
Ticker Symbol | NAK | Meeting Date | 11-Jun-2019 | ||||||
ISIN | CA66510M2040 | Agenda | 935022866 - Management | ||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||
1 | DIRECTOR | Management | |||||||
1 | Ronald W. Thiessen | For | For | ||||||
2 | Robert A. Dickinson | For | For | ||||||
3 | Desmond M. Balakrishnan | For | For | ||||||
4 | Steven A. Decker | For | For | ||||||
5 | Gordon B. Keep | For | For | ||||||
6 | David C. Laing | For | For | ||||||
7 | Christian Milau | For | For | ||||||
8 | Kenneth W. Pickering | For | For | ||||||
2 | To appoint Deloitte, Chartered Professional Accountants, as Auditor of the Company for the ensuing year. |
Management | For | For | |||||
3 | To approve the ordinary resolution to ratify and approve the Shareholder Rights Plan of the Company, as amended and extended, for continuation, as described in the Company's Information Circular prepared for the Meeting. |
Management | Against | Against | |||||
MAG SILVER CORP. | |||||||||
Security | 55903Q104 | Meeting Type | Annual and Special Meeting | ||||||
Ticker Symbol | MAG | Meeting Date | 13-Jun-2019 | ||||||
ISIN | CA55903Q1046 | Agenda | 935036574 - Management | ||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||
1 | To set the number of Directors at seven (7). | Management | For | For | |||||
2 | DIRECTOR | Management | |||||||
1 | Peter D. Barnes | For | For | ||||||
2 | Richard P. Clark | For | For | ||||||
3 | Jill D. Leversage | For | For | ||||||
4 | Daniel T. MacInnis | For | For | ||||||
5 | George N. Paspalas | For | For | ||||||
6 | Jonathan A. Rubenstein | For | For | ||||||
7 | Derek C. White | For | For | ||||||
3 | To appoint Deloitte LLP, an Independent Registered Public Accounting Firm, as the Auditor of the Company for the ensuing year and to authorize the Directors to fix their remuneration. |
Management | For | For | |||||
4 | To reconfirm and approve the continuation of the Shareholder Rights Plan of the Company in accordance with its terms. |
Management | Against | Against | |||||
5 | To consider and, if deemed advisable, approve a non- binding advisory resolution to accept the Company's approach to executive compensation. |
Management | For | For | |||||
ALACER GOLD CORP | |||||||||
Security | 010679108 | Meeting Type | MIX | ||||||
Ticker Symbol | Meeting Date | 14-Jun-2019 | |||||||
ISIN | CA0106791084 | Agenda | 711207034 - Management | ||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'-ONLY FOR RESOLUTION 3 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS-1.1 TO 1.6 AND 2. THANK YOU |
Non-Voting | |||||||
1.1 | ELECTION OF DIRECTOR: RODNEY P. ANTAL | Management | For | For | |||||
1.2 | ELECTION OF DIRECTOR: THOMAS R. BATES, JR | Management | For | For | |||||
1.3 | ELECTION OF DIRECTOR: EDWARD C. DOWLING, JR | Management | For | For | |||||
1.4 | ELECTION OF DIRECTOR: RICHARD P. GRAFF | Management | For | For | |||||
1.5 | ELECTION OF DIRECTOR: ANNA KOLONCHINA | Management | For | For | |||||
1.6 | ELECTION OF DIRECTOR: ALAN P. KRUSI | Management | For | For | |||||
2 | APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITORS |
Management | For | For | |||||
3 | ADVISORY RESOLUTION ON THE CORPORATION'S APPROACH TO EXECUTIVE COMPENSATION |
Management | For | For | |||||
OCEANAGOLD CORP | |||||||||
Security | 675222103 | Meeting Type | MIX | ||||||
Ticker Symbol | Meeting Date | 14-Jun-2019 | |||||||
ISIN | CA6752221037 | Agenda | 711226882 - Management | ||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'-ONLY FOR RESOLUTION 3 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS-1.1 TO 1.6 AND 2. THANK YOU |
Non-Voting | |||||||
1.1 | ELECTION OF DIRECTOR: IAN M. REID | Management | For | For | |||||
1.2 | ELECTION OF DIRECTOR: GEOFF W. RABY | Management | For | For | |||||
1.3 | ELECTION OF DIRECTOR: MICHAEL F. WILKES | Management | For | For | |||||
1.4 | ELECTION OF DIRECTOR: PAUL B. SWEENEY | Management | For | For | |||||
1.5 | ELECTION OF DIRECTOR: NORA L. SCHEINKESTEL | Management | For | For | |||||
1.6 | ELECTION OF DIRECTOR: CRAIG J. NELSON | Management | For | For | |||||
2 | APPOINTMENT OF PRICEWATERHOUSECOOPERS AS THE AUDITOR OF THE COMPANY TO HOLD OFFICE UNTIL THE NEXT ANNUAL GENERAL MEETING OF THE SHAREHOLDERS AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION |
Management | For | For | |||||
3 | APPROVAL OF A NON-BINDING ADVISORY RESOLUTION ACCEPTING THE APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN THE COMPANY'S ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR |
Management | For | For | |||||
B2GOLD CORP. | |||||||||
Security | 11777Q209 | Meeting Type | Annual and Special Meeting | ||||||
Ticker Symbol | BTG | Meeting Date | 14-Jun-2019 | ||||||
ISIN | CA11777Q2099 | Agenda | 935034900 - Management | ||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||
1 | To set the number of Directors at eight (8). | Management | For | For | |||||
2 | DIRECTOR | Management | |||||||
1 | Mr. Kevin Bullock | For | For | ||||||
2 | Mr. Robert Cross | For | For | ||||||
3 | Mr. Robert Gayton | For | For | ||||||
4 | Mr. Clive Johnson | For | For | ||||||
5 | Mr. George Johnson | For | For | ||||||
6 | Mr. Jerry Korpan | For | For | ||||||
7 | Mr. Bongani Mtshisi | For | For | ||||||
8 | Ms. Robin Weisman | For | For | ||||||
3 | Appointment of PricewaterhouseCoopers LLP as Auditors of the Corporation for the ensuing year and authorizing the Directors to fix their remuneration. |
Management | For | For | |||||
4 | To ratify and approve the PSU Plan Resolution relating to the adoption of the Performance Share Unit Plan, as described in the Management Information Circular of B2Gold Corp. for the Annual General and Special Meeting of the shareholders to be held on June 14, 2019. |
Shareholder | For | For | |||||
5 | To approve a non-binding advisory resolution accepting the Corporation's approach to executive compensation, as described in the Management Information Circular of B2Gold Corp. for the Annual General and Special Meeting of the shareholders to be held on June 14, 2019. |
Management | For | For | |||||
TOREX GOLD RESOURCES INC | |||||||||
Security | 891054603 | Meeting Type | MIX | ||||||
Ticker Symbol | Meeting Date | 20-Jun-2019 | |||||||
ISIN | CA8910546032 | Agenda | 711212287 - Management | ||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'-ONLY FOR RESOLUTIONS 3, 4, 5, AND 6 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR-RESOLUTION NUMBERS 1.1 TO 1.9 AND 2. THANK YOU |
Non-Voting | |||||||
1.1 | ELECTION OF DIRECTOR: A. TERRANCE MACGIBBON |
Management | For | For | |||||
1.2 | ELECTION OF DIRECTOR: ANDREW B. ADAMS | Management | For | For | |||||
1.3 | ELECTION OF DIRECTOR: JAMES A. CROMBIE | Management | For | For | |||||
1.4 | ELECTION OF DIRECTOR: FRANKLIN L. DAVIS | Management | For | For | |||||
1.5 | ELECTION OF DIRECTOR: DAVID A. FENNELL | Management | For | For | |||||
1.6 | ELECTION OF DIRECTOR: MICHAEL D. MURPHY | Management | For | For | |||||
1.7 | ELECTION OF DIRECTOR: WILLIAM M. SHAVER | Management | For | For | |||||
1.8 | ELECTION OF DIRECTOR: ELIZABETH A. WADEMAN | Management | For | For | |||||
1.9 | ELECTION OF DIRECTOR: FREDERICK M. STANFORD |
Management | For | For | |||||
2 | APPOINTMENT OF KPMG LLP, CHARTERED PROFESSIONAL ACCOUNTANTS, AS AUDITORS OF THE COMPANY FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION |
Management | For | For | |||||
3 | APPROVAL OF ALL UNALLOCATED SHARE UNITS UNDER THE COMPANY'S EMPLOYEE SHARE UNIT PLAN |
Management | For | For | |||||
4 | APPROVAL OF ALL UNALLOCATED OPTIONS UNDER THE COMPANY'S INCENTIVE STOCK OPTION PLAN |
Management | For | For | |||||
5 | APPROVAL OF UNALLOCATED RESTRICTED SHARE UNITS AND AMENDMENTS TO THE COMPANY'S RESTRICTED SHARE PLAN |
Management | For | For | |||||
6 | TO CONSIDER AND, IF DEEMED APPROPRIATE, TO PASS, WITH OR WITHOUT VARIATION, A NON- BINDING ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION |
Management | For | For | |||||
FORTUNA SILVER MINES INC. | |||||||||
Security | 349915108 | Meeting Type | Annual | ||||||
Ticker Symbol | FSM | Meeting Date | 20-Jun-2019 | ||||||
ISIN | CA3499151080 | Agenda | 935028666 - Management | ||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||
1 | To set the number of Directors at seven (7). | Management | For | For | |||||
2 | DIRECTOR | Management | |||||||
1 | Jorge Ganoza Durant | For | For | ||||||
2 | Simon Ridgway | For | For | ||||||
3 | Mario Szotlender | For | For | ||||||
4 | David Farrell | For | For | ||||||
5 | David Laing | For | For | ||||||
6 | Alfredo Sillau | For | For | ||||||
7 | Kylie Dickson | For | For | ||||||
3 | Appointment of KPMG LLP as Auditors of the Corporation for the ensuing year and authorizing the Directors to fix their remuneration. |
Management | For | For | |||||
ENDEAVOUR MINING CORPORATION | |||||||||
Security | G3040R158 | Meeting Type | Annual General Meeting | ||||||
Ticker Symbol | Meeting Date | 24-Jun-2019 | |||||||
ISIN | KYG3040R1589 | Agenda | 711258334 - Management | ||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'-ONLY FOR RESOLUTION 3 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS-1.1 TO 1.7 AND 2. THANK YOU |
Non-Voting | |||||||
1.1 | ELECTION OF DIRECTOR: MICHAEL BECKETT | Management | For | For | |||||
1.2 | ELECTION OF DIRECTOR: JAMES ASKEW | Management | For | For | |||||
1.3 | ELECTION OF DIRECTOR: OLIVIER COLOM | Management | For | For | |||||
1.4 | ELECTION OF DIRECTOR: LIVIA MAHLER | Management | For | For | |||||
1.5 | ELECTION OF DIRECTOR: WAYNE MCMANUS | Management | For | For | |||||
1.6 | ELECTION OF DIRECTOR: SEBASTIEN DE MONTESSUS |
Management | For | For | |||||
1.7 | ELECTION OF DIRECTOR: NAGUIB SAWIRIS | Management | Against | Against | |||||
2 | APPOINTMENT OF DELOITTE LLP AS AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION |
Management | For | For | |||||
3 | ON AN ADVISORY BASIS, AND NOT TO DIMINISH THE ROLE AND RESPONSIBILITIES OF THE BOARD, THE SHAREHOLDERS SUPPORT THE EXECUTIVE COMPENSATION AND THE FRAMEWORK FOR REMUNERATION DISCLOSED IN THE CORPORATION'S CIRCULAR DELIVERED IN ADVANCE OF THE JUNE 24, 2019 ANNUAL MEETING OF SHAREHOLDERS |
Management | Against | Against | |||||
BELO SUN MINING CORP | |||||||||
Security | 080558109 | Meeting Type | Annual General Meeting | ||||||
Ticker Symbol | Meeting Date | 28-Jun-2019 | |||||||
ISIN | CA0805581091 | Agenda | 711272233 - Management | ||||||
Item | Proposal | Proposed by |
Vote | For/Against Management |
|||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN'-ONLY FOR RESOLUTION NUMBERS 1.A TO 1.E AND 2. THANK YOU |
Non-Voting | |||||||
1.A | ELECTION OF DIRECTOR: PETER TAGLIAMONTE | Management | For | For | |||||
1.B | ELECTION OF DIRECTOR: MARK EATON | Management | For | For | |||||
1.C | ELECTION OF DIRECTOR: CAROL FRIES | Management | For | For | |||||
1.D | ELECTION OF DIRECTOR: BRUCE HUMPHREY | Management | For | For | |||||
1.E | ELECTION OF DIRECTOR: SERGIO MARCHI | Management | For | For | |||||
2 | APPOINTMENT OF RSM CANADA LLP, CHARTERED ACCOUNTANTS AS AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Registrant | GAMCO Natural Resources, Gold & Income Trust |
By (Signature and Title)* | /s/Bruce N. Alpert |
Bruce N. Alpert, Principal Executive Officer |
Date | August 23, 2019 |
* | Print the name and title of each signing officer under his or her signature. |