UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-22216
GAMCO Natural Resources, Gold & Income Trust
(Exact name of registrant as specified in charter)
One Corporate Center
Rye, New York 10580-1422
(Address of principal executive offices) (Zip code)
John C. Ball
Gabelli Funds, LLC
One Corporate Center
Rye, New York 10580-1422
(Name and address of agent for service)
Registrant’s telephone number, including area code: 1-800-422-3554
Date of fiscal year end: December 31
Date of reporting period: July 1, 2022 – June 30, 2023
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (17 CFR 239.24 and 274.5), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2022 TO JUNE 30, 2023
ProxyEdge Meeting Date Range: 07/01/2022 - 06/30/2023 GAMCO Natural Resources Gold and Income Trust |
Report Date: 07/01/2023 1 |
Investment Company Report
| YARA INTERNATIONAL ASA | ||||||||||||
| Security | R9900C106 | Meeting Type | ExtraOrdinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 07-Jul-2022 | ||||||||||
| ISIN | NO0010208051 | Agenda | 715819807 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 763484 DUE TO DELETION OF- RESOLUTION 3. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED-IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE REINSTRUCT ON THIS- MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT-GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND YOUR VOTE INTENTIONS-ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE ENSURE VOTING IS SUBMITTED-PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS SOON AS POSSIBLE ON THIS NEW-AMENDED MEETING. THANK YOU | Non-Voting | ||||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE-DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION. | Non-Voting | ||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | ||||||||||
| CMMT | TO VOTE SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT IN THE LOCAL MARKET, THE-LOCAL CUSTODIAN WILL TEMPORARILY TRANSFER VOTED SHARES TO A SEPARATE ACCOUNT-IN THE BENEFICIAL OWNER’S NAME ON THE PROXY VOTING DEADLINE AND TRANSFER BACK-TO THE OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE MEETING DATE. | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS | Non-Voting | ||||||||||
| PRACTICABLE ON-RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES)-UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED- AVAILABILIY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED-POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM.-BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR-VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL-INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR-CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE-CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM-YOU | ||||||||||||
| CMMT | IF YOUR CUSTODIAN DOES NOT HAVE A POWER OF ATTORNEY (POA) IN PLACE, AN-INDIVIDUAL BENEFICIAL OWNER SIGNED POA MAY BE REQUIRED. | Non-Voting | ||||||||||
| 1 | APPROVE NOTICE OF MEETING AND AGENDA | Management | No Action | |||||||||
| 2 | ELECT CHAIRMAN OF MEETING DESIGNATE INSPECTOR(S) OF MINUTES OF MEETING | Management | No Action | |||||||||
| 3.1 | APPROVE SPIN-OFF AGREEMENT | Management | No Action | |||||||||
| 3.2 | APPROVE MERGER AGREEMENT WITH YARA CLEAN AMMONIA NEWCO AS AND YARA CLEAN AMMONIA HOLDING AS | Management | No Action | |||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| ARTEMIS GOLD INC | ||||||||||||
| Security | 04302L100 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 04-Oct-2022 | ||||||||||
| ISIN | CA04302L1004 | Agenda | 715988373 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’-ONLY FOR RESOLUTIONS 1,4 AND 5 AND ‘IN FAVOR’ OR ‘ABSTAIN’ ONLY FOR-RESOLUTION NUMBERS 2.1 TO 2.7 AND 3. THANK YOU | Non-Voting | ||||||||||
| 1 | TO SET THE NUMBER OF DIRECTORS AT SEVEN (7) | Management | For | For | ||||||||
| 2.1 | ELECTION OF DIRECTOR: STEVEN DEAN | Management | For | For | ||||||||
| 2.2 | ELECTION OF DIRECTOR: RYAN BEEDIE | Management | For | For | ||||||||
| 2.3 | ELECTION OF DIRECTOR: DAVID BLACK | Management | For | For | ||||||||
| 2.4 | ELECTION OF DIRECTOR: WILLIAM ARMSTRONG | Management | For | For | ||||||||
| 2.5 | ELECTION OF DIRECTOR: ELISE REES | Management | For | For | ||||||||
| 2.6 | ELECTION OF DIRECTOR: LISA ETHANS | Management | For | For | ||||||||
| 2.7 | ELECTION OF DIRECTOR: JANIS SHANDRO | Management | For | For | ||||||||
| 3 | APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITORS OF THE COMPANY FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For | ||||||||
| 4 | TO RE-APPROVE THE COMPANY’S ROLLING STOCK OPTION PLAN | Management | For | For | ||||||||
| 5 | TO TRANSACT ANY OTHER BUSINESS THAT MAY PROPERLY COME BEFORE THE MEETING | Management | Against | Against | ||||||||
| RIO TINTO PLC | ||||||||||||
| Security | 767204100 | Meeting Type | Special | |||||||||
| Ticker Symbol | RIO | Meeting Date | 25-Oct-2022 | |||||||||
| ISIN | US7672041008 | Agenda | 935717287 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | (a)For the purposes of ASX Listing Rule 10.1 and all other purposes, to approve the Transaction, and the entry into and performance of the Transaction Documents. (b)to authorise the Directors (or any duly constituted committee thereof) to do all necessary, expedient or desirable things to implement, complete or to procure the implementation or completion of the Transaction and any matters incidental to the Transaction with such nonmaterial modifications, variations, revisions, waivers or amendments as they may deem necessary, expedient or disirable | Management | For | For | ||||||||
| 2. | Subject to, and conditional upon passing of Resolution 1, and for the purpose of ASX Listing Rule 10.1 only, to approve any acquisition or disposal of a substantial asset from or to China Baowu Steel Group Co. Ltd or its associates pursuant to a Future Transaction (as defined in the circular to shareholders). | Management | For | For | ||||||||
| NEWCREST MINING LTD | ||||||||||||
| Security | Q6651B114 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 09-Nov-2022 | ||||||||||
| ISIN | AU000000NCM7 | Agenda | 716146534 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 3, 4, 5 VOTES CAST BY-ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY- ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU- ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE- PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE- MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT-NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S-AND YOU COMPLY WITH THE VOTING EXCLUSION | Non-Voting | ||||||||||
| 2.A | ELECTION OF PHILIP BAINBRIDGE AS A DIRECTOR | Management | For | For | ||||||||
| 2.B | RE-ELECTION OF VICKKI MCFADDEN AS A DIRECTOR | Management | For | For | ||||||||
| 3 | GRANT OF PERFORMANCE RIGHTS TO MANAGING DIRECTOR AND CHIEF EXECUTIVE OFFICER | Management | For | For | ||||||||
| 4 | ADOPTION OF THE REMUNERATION REPORT FOR THE YEAR ENDED 30 JUNE 2022 (ADVISORY ONLY) | Management | For | For | ||||||||
| 5 | NON-EXECUTIVE DIRECTORS FEE POOL | Management | For | For | ||||||||
| BHP GROUP LTD | ||||||||||||
| Security | 088606108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BHP | Meeting Date | 10-Nov-2022 | |||||||||
| ISIN | US0886061086 | Agenda | 935721678 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 2. | To elect Michelle Hinchliffe as a Director of BHP | Management | For | For | ||||||||
| 3. | To elect Catherine Tanna as a Director of BHP | Management | For | For | ||||||||
| 4. | To re-elect Terry Bowen as a Director of BHP | Management | For | For | ||||||||
| 5. | To re-elect Xiaoqun Clever as a Director of BHP | Management | For | For | ||||||||
| 6. | To re-elect Ian Cockerill as a Director of BHP | Management | For | For | ||||||||
| 7. | To re-elect Gary Goldberg as a Director of BHP | Management | For | For | ||||||||
| 8. | To re-elect Ken MacKenzie as a Director of BHP | Management | For | For | ||||||||
| 9. | To re-elect Christine O’Reilly as a Director of BHP | Management | For | For | ||||||||
| 10. | To re-elect Dion Weisler as a Director of BHP | Management | For | For | ||||||||
| 11. | Adoption of the Remuneration Report | Management | For | For | ||||||||
| 12. | Approval of equity grants to the Chief Executive Officer | Management | For | For | ||||||||
| 13. | Amendment to the constitution | Shareholder | Abstain | Against | ||||||||
| 14. | Policy advocacy | Shareholder | Abstain | Against | ||||||||
| 15. | Climate accounting and audit | Shareholder | Abstain | Against | ||||||||
| NORTHERN STAR RESOURCES LTD | ||||||||||||
| Security | Q6951U101 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 16-Nov-2022 | ||||||||||
| ISIN | AU000000NST8 | Agenda | 716146433 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 1 TO 5 VOTES CAST BY-ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY- ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU- ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE- PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE- MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT-NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S-AND YOU COMPLY WITH THE VOTING EXCLUSION | Non-Voting | ||||||||||
| 1 | ADOPTION OF REMUNERATION REPORT | Management | For | For | ||||||||
| 2 | APPROVAL OF ISSUE OF 467,675 LTI PERFORMANCE RIGHTS (FOR MEASUREMENT ON 30 JUNE 2026) TO MANAGING DIRECTOR & CHIEF EXECUTIVE OFFICER, STUART TONKIN | Management | For | For | ||||||||
| 3 | APPROVAL OF ISSUE OF 233,837 STI PERFORMANCE RIGHTS (FOR MEASUREMENT ON 30 JUNE 2023) TO MANAGING DIRECTOR & CHIEF EXECUTIVE OFFICER, STUART TONKIN | Management | For | For | ||||||||
| 4 | APPROVAL OF ISSUE OF 230,000 CONDITIONAL RETENTION RIGHTS TO MANAGING DIRECTOR & CHIEF EXECUTIVE OFFICER, STUART TONKIN | Management | For | For | ||||||||
| 5 | APPROVAL OF ISSUE OF 1,689 DIVIDEND EQUIVALENT VESTED PERFORMANCE RIGHTS TO MANAGING DIRECTOR & CHIEF EXECUTIVE OFFICER, STUART TONKIN | Management | For | For | ||||||||
| 6 | RE-ELECTION OF DIRECTOR - MICHAEL CHANEY AO | Management | For | For | ||||||||
| 7 | RE-ELECTION OF DIRECTOR - NICK CERNOTTA | Management | For | For | ||||||||
| 8 | RE-ELECTION OF DIRECTOR - JOHN RICHARDS | Management | For | For | ||||||||
| 9 | ELECTION OF DIRECTOR - MARNIE FINLAYSON | Management | For | For | ||||||||
| YAMANA GOLD INC. | ||||||||||||
| Security | 98462Y100 | Meeting Type | Special | |||||||||
| Ticker Symbol | AUY | Meeting Date | 21-Nov-2022 | |||||||||
| ISIN | CA98462Y1007 | Agenda | 935725549 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | To consider, pursuant to an interim order of the Ontario Superior Court of Justice (Commercial List), and if deemed advisable, to pass, with or without variation, a special resolution, the full text of which is set forth in Schedule A to the accompanying management information circular of Yamana Gold Inc. (“Yamana”) dated October 19, 2022 (the “Circular”) to approve a plan of arrangement under section 192 of the Canada Business Corporations Act involving, among others, Yamana and Gold Fields Limited (“Gold Fields”), in accordance with the terms of the arrangement agreement dated May 31, 2022 between Yamana and Gold Fields (as amended, supplemented or otherwise modified from time to time), as more particularly described in the Circular. | Management | No Action | |||||||||
| PERSEUS MINING LTD | ||||||||||||
| Security | Q74174105 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 22-Nov-2022 | ||||||||||
| ISIN | AU000000PRU3 | Agenda | 716189421 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 1, 4, 5 AND VOTES CAST-BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY- ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU- ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE- PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE- MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT-NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S-AND YOU COMPLY WITH THE VOTING EXCLUSION | Non-Voting | ||||||||||
| 1 | ADOPTION OF REMUNERATION REPORT | Management | For | For | ||||||||
| 2 | RE-ELECTION OF MR SEAN HARVEY AS A DIRECTOR | Management | For | For | ||||||||
| 3 | RE-ELECTION OF MR JOHN MCGLOIN AS A DIRECTOR | Management | For | For | ||||||||
| 4 | APPROVAL OF ISSUE OF PERFORMANCE RIGHTS TO MR QUARTERMAINE | Management | For | For | ||||||||
| 5 | NON-EXECUTIVE DIRECTORS FEES | Management | For | For | ||||||||
| GOLD FIELDS LIMITED | ||||||||||||
| Security | 38059T106 | Meeting Type | Special | |||||||||
| Ticker Symbol | GFI | Meeting Date | 22-Nov-2022 | |||||||||
| ISIN | US38059T1060 | Agenda | 935726476 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| S1 | Authorisation in terms of section 41(3) of the Companies Act for the issue of Gold Fields Consideration Shares for the purposes of implementing the Transaction in accordance with the terms of the Arrangement Agreement. | Management | No Action | |||||||||
| O1 | Approval of the Transaction in terms of the JSE Listings Requirements. | Management | No Action | |||||||||
| O2 | General authorisation of the Directors. | Management | No Action | |||||||||
| EVOLUTION MINING LTD | ||||||||||||
| Security | Q3647R147 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 24-Nov-2022 | ||||||||||
| ISIN | AU000000EVN4 | Agenda | 716232587 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 1,5,6,7 AND VOTES CAST-BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY- ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU- ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE- PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE- MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT-NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S-AND YOU COMPLY WITH THE VOTING EXCLUSION | Non-Voting | ||||||||||
| 1 | ADOPTION OF REMUNERATION REPORT | Management | For | For | ||||||||
| 2 | RE-ELECTION OF MS ANDREA HALL AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||
| 3 | RE-ELECTION OF MS VICTORIA (VICKY) BINNS AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||
| 4 | RE-ELECTION OF MR JASON ATTEW AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||
| 5 | ISSUE OF PERFORMANCE RIGHTS TO MR JACOB (JAKE) KLEIN | Management | For | For | ||||||||
| 6 | ISSUE OF PERFORMANCE RIGHTS TO MR LAWRENCE (LAWRIE) CONWAY | Management | For | For | ||||||||
| 7 | APPROVAL TO ISSUE SECURITIES UNDER THE NON-EXECUTIVE DIRECTOR EQUITY PLAN (NED EQUITY PLAN) | Management | For | For | ||||||||
| DE GREY MINING LTD | ||||||||||||
| Security | Q3147X115 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 24-Nov-2022 | ||||||||||
| ISIN | AU000000DEG6 | Agenda | 716240130 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 1,4 TO 14 AND VOTES-CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY- ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU- ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE- PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE- MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT-NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S-AND YOU COMPLY WITH THE VOTING EXCLUSION | Non-Voting | ||||||||||
| 1 | ADOPTION OF REMUNERATION REPORT | Management | For | For | ||||||||
| 2 | ELECTION OF DIRECTOR - PAUL HARVEY | Management | For | For | ||||||||
| 3 | RE-ELECTION OF DIRECTOR - ANDREW BECKWITH | Management | For | For | ||||||||
| 4 | APPROVAL OF ISSUE OF SHARE RIGHTS TO NON- EXECUTIVE DIRECTOR - PAUL HARVEY UNDER THE NON-EXECUTIVE DIRECTOR SHARE PLAN | Management | For | For | ||||||||
| 5 | APPROVAL TO ISSUE ZERO EXERCISE PRICE OPTIONS TO DIRECTOR - GLENN JARDINE | Management | For | For | ||||||||
| 6 | APPROVAL TO ISSUE ZERO EXERCISE PRICE OPTIONS TO DIRECTOR - ANDREW BECKWITH | Management | For | For | ||||||||
| 7 | RATIFICATION OF PRIOR ISSUE OF SHARES - LISTING RULE 7.1 | Management | For | For | ||||||||
| 8 | PLACEMENT PARTICIPATION - SIMON LILL | Management | For | For | ||||||||
| 9 | PLACEMENT PARTICIPATION - PETER HOOD | Management | For | For | ||||||||
| 10 | VESTING OF TRANCHE FOUR PERFORMANCE RIGHTS - SIMON LILL | Management | For | For | ||||||||
| 11 | VESTING OF TRANCHE FOUR PERFORMANCE RIGHTS - ANDREW BECKWITH | Management | For | For | ||||||||
| 12 | VESTING OF TRANCHE FOUR PERFORMANCE RIGHTS - CRAIG NELMES | Management | For | For | ||||||||
| 13 | VESTING OF TRANCHE FOUR PERFORMANCE RIGHTS - BRETT LAMBERT | Management | For | For | ||||||||
| 14 | VESTING OF TRANCHE FOUR PERFORMANCE RIGHTS - STEVE MORRIS | Management | For | For | ||||||||
| WESTGOLD RESOURCES LTD | ||||||||||||
| Security | Q97159232 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 25-Nov-2022 | ||||||||||
| ISIN | AU000000WGX6 | Agenda | 716237082 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 1,6 TO 10 AND VOTES-CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY- ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU- ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE- PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE- MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT-NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S-AND YOU COMPLY WITH THE VOTING EXCLUSION | Non-Voting | ||||||||||
| 1 | NON BINDING RESOLUTION TO ADOPT REMUNERATION REPORT | Management | For | For | ||||||||
| 2 | ELECTION OF THE HON. CHERYL EDWARDES AM AS A DIRECTOR | Management | For | For | ||||||||
| 3 | ELECTION OF MR JULIUS MATTHYS AS A DIRECTOR | Management | For | For | ||||||||
| 4 | ELECTION OF MR DAVID KELLY AS A DIRECTOR | Management | For | For | ||||||||
| 5 | RE-ELECTION OF MS FIONA VAN MAANEN AS A DIRECTOR | Management | For | For | ||||||||
| 6 | RATIFICATION OF ISSUE OF PLACEMENT SHARES TO INSTITUTIONAL AND SOPHISTICATED INVESTORS | Management | For | For | ||||||||
| 7 | GRANT OF PERFORMANCE RIGHTS TO MR WAYNE BRAMWELL (OR HIS NOMINEE(S)) | Management | For | For | ||||||||
| 8 | APPROVAL OF POTENTIAL TERMINATION BENEFIT IN RELATION TO PERFORMANCE RIGHTS GRANTED TO MR WAYNE BRAMWELL (OR HIS NOMINEE(S)) | Management | For | For | ||||||||
| 9 | APPROVAL OF PLAN | Management | For | For | ||||||||
| 10 | APPROVAL OF POTENTIAL TERMINATION BENEFIT IN RELATION TO SECURITIES ISSUED PURSUANT TO THE PLAN | Management | For | For | ||||||||
| YARA INTERNATIONAL ASA | ||||||||||||
| Security | R9900C106 | Meeting Type | ExtraOrdinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 06-Dec-2022 | ||||||||||
| ISIN | NO0010208051 | Agenda | 716328427 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE-DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION. | Non-Voting | ||||||||||
| CMMT | IF YOUR CUSTODIAN DOES NOT HAVE A POWER OF ATTORNEY (POA) IN PLACE, AN-INDIVIDUAL BENEFICIAL OWNER SIGNED POA MAY BE REQUIRED. | Non-Voting | ||||||||||
| CMMT | TO VOTE SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT IN THE LOCAL MARKET, THE-LOCAL CUSTODIAN WILL TEMPORARILY TRANSFER VOTED SHARES TO A SEPARATE ACCOUNT-IN THE BENEFICIAL OWNER’S NAME ON THE PROXY VOTING DEADLINE AND TRANSFER BACK-TO THE OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE MEETING DATE. | Non-Voting | ||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | ||||||||||
| 1 | APPROVAL OF NOTICE AND AGENDA | Management | No Action | |||||||||
| 2 | ELECTION OF THE CHAIR OF THE MEETING AND A PERSON TO CO-SIGN THE MINUTES | Management | No Action | |||||||||
| 3 | APPROVAL OF ADDITIONAL DIVIDEND | Management | No Action | |||||||||
| CMMT | 07 NOV 2022: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| CMMT | 07 NOV 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF THE RECORD-DATE 05 DEC 2022 AND ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR-VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||
| YAMANA GOLD INC. | ||||||||||||
| Security | 98462Y100 | Meeting Type | Special | |||||||||
| Ticker Symbol | AUY | Meeting Date | 31-Jan-2023 | |||||||||
| ISIN | CA98462Y1007 | Agenda | 935754235 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | To consider, pursuant to an interim order of the Ontario Superior Court of Justice (Commercial List), and if deemed advisable, to pass, with or without variation, a special resolution, the full text of which is set forth in Schedule A to the accompanying management information circular of Yamana Gold Inc. (“Yamana”) dated December 20, 2022 (the “Circular”) to approve a plan of arrangement under section 192 of the Canada Business Corporations Act involving, among others, Yamana, Pan American Silver Corp. (“Pan American”) and Agnico Eagle Mines Limited (“Agnico”) in accordance with the terms of the arrangement agreement dated November 4, 2022 among Yamana, Pan American and Agnico (as amended, supplemented or otherwise modified from time to time), as more particularly described in the Circular. | Management | For | For | ||||||||
| TYSON FOODS, INC. | ||||||||||||
| Security | 902494103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | TSN | Meeting Date | 09-Feb-2023 | |||||||||
| ISIN | US9024941034 | Agenda | 935751772 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: John H. Tyson | Management | For | For | ||||||||
| 1b. | Election of Director: Les R. Baledge | Management | For | For | ||||||||
| 1c. | Election of Director: Mike Beebe | Management | For | For | ||||||||
| 1d. | Election of Director: Maria Claudia Borras | Management | For | For | ||||||||
| 1e. | Election of Director: David J. Bronczek | Management | For | For | ||||||||
| 1f. | Election of Director: Mikel A. Durham | Management | For | For | ||||||||
| 1g. | Election of Director: Donnie King | Management | For | For | ||||||||
| 1h. | Election of Director: Jonathan D. Mariner | Management | For | For | ||||||||
| 1i. | Election of Director: Kevin M. McNamara | Management | For | For | ||||||||
| 1j. | Election of Director: Cheryl S. Miller | Management | For | For | ||||||||
| 1k. | Election of Director: Jeffrey K. Schomburger | Management | For | For | ||||||||
| 1l. | Election of Director: Barbara A. Tyson | Management | For | For | ||||||||
| 1m. | Election of Director: Noel White | Management | For | For | ||||||||
| 2. | To ratify the selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the Company for the fiscal year ending September 30, 2023. | Management | For | For | ||||||||
| 3. | To approve, on a non-binding advisory basis, the compensation of the Company’s named executive officers. | Management | For | For | ||||||||
| 4. | To approve, on a non-binding advisory basis, the frequency of the advisory vote regarding the compensation of the Company’s named executive officers. | Management | 3 Years | For | ||||||||
| 5. | To approve the amendment and restatement of the Tyson Foods, Inc. 2000 Stock Incentive Plan. | Management | For | For | ||||||||
| 6. | Shareholder proposal regarding compliance with World Health Organization guidelines on use of medically important antimicrobials in food-producing animals. | Shareholder | Abstain | Against | ||||||||
| DEERE & COMPANY | ||||||||||||
| Security | 244199105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | DE | Meeting Date | 22-Feb-2023 | |||||||||
| ISIN | US2441991054 | Agenda | 935755009 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Leanne G. Caret | Management | For | For | ||||||||
| 1b. | Election of Director: Tamra A. Erwin | Management | For | For | ||||||||
| 1c. | Election of Director: Alan C. Heuberger | Management | For | For | ||||||||
| 1d. | Election of Director: Charles O. Holliday, Jr. | Management | For | For | ||||||||
| 1e. | Election of Director: Michael O. Johanns | Management | For | For | ||||||||
| 1f. | Election of Director: Clayton M. Jones | Management | For | For | ||||||||
| 1g. | Election of Director: John C. May | Management | For | For | ||||||||
| 1h. | Election of Director: Gregory R. Page | Management | For | For | ||||||||
| 1i. | Election of Director: Sherry M. Smith | Management | For | For | ||||||||
| 1j. | Election of Director: Dmitri L. Stockton | Management | For | For | ||||||||
| 1k. | Election of Director: Sheila G. Talton | Management | For | For | ||||||||
| 2. | Advisory vote to approve executive compensation(“say- on-pay”). | Management | For | For | ||||||||
| 3. | Advisory vote on the frequency of future say-on-pay votes. | Management | 1 Year | For | ||||||||
| 4. | Ratification of the appointment of Deloitte & Touche LLP as Deere’s independent registered public accounting firm for fiscal 2023. | Management | For | For | ||||||||
| 5. | Shareholder proposal regarding termination pay. | Shareholder | Against | For | ||||||||
| SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | ||||||||||||
| Security | 806857108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | SLB | Meeting Date | 05-Apr-2023 | |||||||||
| ISIN | AN8068571086 | Agenda | 935767105 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Peter Coleman | Management | For | For | ||||||||
| 1b. | Election of Director: Patrick de La Chevardière | Management | For | For | ||||||||
| 1c. | Election of Director: Miguel Galuccio | Management | For | For | ||||||||
| 1d. | Election of Director: Olivier Le Peuch | Management | For | For | ||||||||
| 1e. | Election of Director: Samuel Leupold | Management | For | For | ||||||||
| 1f. | Election of Director: Tatiana Mitrova | Management | For | For | ||||||||
| 1g. | Election of Director: Maria Moraeus Hanssen | Management | For | For | ||||||||
| 1h. | Election of Director: Vanitha Narayanan | Management | For | For | ||||||||
| 1i. | Election of Director: Mark Papa | Management | For | For | ||||||||
| 1j. | Election of Director: Jeff Sheets | Management | For | For | ||||||||
| 1k. | Election of Director: Ulrich Spiesshofer | Management | For | For | ||||||||
| 2. | Advisory vote on the frequency of future advisory votes on executive compensation. | Management | 1 Year | For | ||||||||
| 3. | Advisory approval of our executive compensation. | Management | For | For | ||||||||
| 4. | Approval of our consolidated balance sheet at December 31, 2022; our consolidated statement of income for the year ended December 31, 2022; and the declarations of dividends by our Board of Directors in 2022, as reflected in our 2022 Annual Report to Shareholders. | Management | For | For | ||||||||
| 5. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent auditors for 2023. | Management | For | For | ||||||||
| RIO TINTO PLC | ||||||||||||
| Security | 767204100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | RIO | Meeting Date | 06-Apr-2023 | |||||||||
| ISIN | US7672041008 | Agenda | 935782892 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | Receipt of the 2022 Annual Report | Management | For | For | ||||||||
| 2 | Approval of the Directors’ Remuneration Report: Implementation Report | Management | For | For | ||||||||
| 3 | Approval of the Directors’ Remuneration Report | Management | For | For | ||||||||
| 4 | Approval of potential termination benefits | Management | For | For | ||||||||
| 5 | To elect Kaisa Hietala as a Director | Management | For | For | ||||||||
| 6 | To re-elect Dominic Barton BBM as a Director | Management | For | For | ||||||||
| 7 | To re-elect Megan Clark AC as a Director | Management | For | For | ||||||||
| 8 | To re-elect Peter Cunningham as a Director | Management | For | For | ||||||||
| 9 | To re-elect Simon Henry as a Director | Management | For | For | ||||||||
| 10 | To re-elect Sam Laidlaw as a Director | Management | For | For | ||||||||
| 11 | To re-elect Simon McKeon AO as a Director | Management | For | For | ||||||||
| 12 | To re-elect Jennifer Nason as a Director | Management | For | For | ||||||||
| 13 | To re-elect Jakob Stausholm as a Director | Management | For | For | ||||||||
| 14 | To re-elect Ngaire Woods CBE as a Director | Management | For | For | ||||||||
| 15 | To re-elect Ben Wyatt as a Director | Management | For | For | ||||||||
| 16 | Re-appointment of auditors of Rio Tinto plc | Management | For | For | ||||||||
| 17 | Remuneration of auditors | Management | For | For | ||||||||
| 18 | Authority to make political donations | Management | For | For | ||||||||
| 19 | General authority to allot shares | Management | For | For | ||||||||
| 20 | Disapplication of pre-emption rights | Management | Withheld | Against | ||||||||
| 21 | Authority to purchase Rio Tinto plc shares | Management | For | For | ||||||||
| 22 | Notice period for general meetings other than annual general meetings | Management | For | For | ||||||||
| IVECO GROUP N.V. | ||||||||||||
| Security | N47017103 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | IVCGF | Meeting Date | 14-Apr-2023 | |||||||||
| ISIN | NL0015000LU4 | Agenda | 716743732 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR-INSTRUCTIONS MAY BE REJECTED. | Non-Voting | ||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | ||||||||||
| 0010 | ADOPTION OF THE 2022 ANNUAL FINANCIAL STATEMENTS | Management | No Action | |||||||||
| 0020 | REMUNERATION REPORT FOR THE FINANCIAL YEAR 2022 (ADVISORY VOTE) | Management | No Action | |||||||||
| 0030 | RELEASE FROM LIABILITY OF THE EXECUTIVE DIRECTORS | Management | No Action | |||||||||
| 0040 | RELEASE FROM LIABILITY OF THE NON-EXECUTIVE DIRECTORS | Management | No Action | |||||||||
| 0050 | RE-APPOINTMENT OF SUZANNE HEYWOOD AS AN EXECUTIVE DIRECTOR | Management | No Action | |||||||||
| 0060 | RE-APPOINTMENT OF GERRIT MARX AS AN EXECUTIVE DIRECTOR | Management | No Action | |||||||||
| 0070 | RE-APPOINTMENT OF TUFAN ERGINBILGIC AS A NON-EXECUTIVE DIRECTOR | Management | No Action | |||||||||
| 0080 | RE-APPOINTMENT OF ESSIMARI KAIRISTO AS A NON-EXECUTIVE DIRECTOR | Management | No Action | |||||||||
| 0090 | RE-APPOINTMENT OF LINDA KNOLL AS A NON- EXECUTIVE DIRECTOR | Management | No Action | |||||||||
| 0100 | RE-APPOINTMENT OF ALESSANDRO NASI AS A NON-EXECUTIVE DIRECTOR | Management | No Action | |||||||||
| 0110 | RE-APPOINTMENT OF OLOF PERSSON AS A NON- EXECUTIVE DIRECTOR | Management | No Action | |||||||||
| 0120 | RE-APPOINTMENT OF BENOIT RIBADEAU-DUMAS AS A NON-EXECUTIVE DIRECTOR | Management | No Action | |||||||||
| 0130 | RE-APPOINTMENT OF LORENZO SIMONELLI AS A NON-EXECUTIVE DIRECTOR | Management | No Action | |||||||||
| 0140 | AUTHORIZATION TO THE BOARD TO BUY-BACK COMMON SHARES | Management | No Action | |||||||||
| CMMT | 28 MAR 2023: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| CMMT | 28 MAR 2023: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||
| CNH INDUSTRIAL N V | ||||||||||||
| Security | N20944109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CNHI | Meeting Date | 14-Apr-2023 | |||||||||
| ISIN | NL0010545661 | Agenda | 935776166 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 2b. | Adoption of the 2022 Annual Financial Statements | Management | For | For | ||||||||
| 2c. | Proposal of a dividend for 2022 of €0.36 per common share | Management | For | For | ||||||||
| 2d. | Proposal to discharge the executive directors and the non- executive directors for the performance of his or her duties in 2022 | Management | For | For | ||||||||
| 3a. | Application of the remuneration policy in 2022 | Management | For | For | ||||||||
| 3b. | Proposal to approve the plan to grant rights to subscribe for common shares to executive directors under equity incentive plans | Management | For | For | ||||||||
| 4a. | Re-appointment of Suzanne Heywood | Management | For | For | ||||||||
| 4b. | Re-appointment of Scott W. Wine | Management | For | For | ||||||||
| 4c. | Re-appointment of Howard W. Buffett | Management | For | For | ||||||||
| 4d. | Re-appointment of Karen Linehan | Management | For | For | ||||||||
| 4e. | Re-appointment of Alessandro Nasi | Management | For | For | ||||||||
| 4f. | Re-appointment of Vagn Sørensen | Management | For | For | ||||||||
| 4g. | Re-appointment of Åsa Tamsons | Management | For | For | ||||||||
| 4h. | Appointment of Elizabeth Bastoni | Management | For | For | ||||||||
| 4i. | Appointment of Richard J. Kramer | Management | For | For | ||||||||
| 5a. | Authorization to issue shares and/or grant rights to subscribe for shares | Management | For | For | ||||||||
| 5b. | Authorization to limit or exclude pre-emptive rights | Management | For | For | ||||||||
| 5c. | Authorization to issue special voting shares | Management | For | For | ||||||||
| 5d. | Authorization to repurchase own shares | Management | For | For | ||||||||
| 6. | Proposal to re-appoint Deloitte Accountants B.V. as the independent auditor of the Company for the 2024 financial year | Management | For | For | ||||||||
| CNH INDUSTRIAL N V | ||||||||||||
| Security | N20944109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CNHI | Meeting Date | 14-Apr-2023 | |||||||||
| ISIN | NL0010545661 | Agenda | 935792766 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 2b. | Adoption of the 2022 Annual Financial Statements | Management | For | For | ||||||||
| 2c. | Proposal of a dividend for 2022 of €0.36 per common share | Management | For | For | ||||||||
| 2d. | Proposal to discharge the executive directors and the non- executive directors for the performance of his or her duties in 2022 | Management | For | For | ||||||||
| 3a. | Application of the remuneration policy in 2022 | Management | For | For | ||||||||
| 3b. | Proposal to approve the plan to grant rights to subscribe for common shares to executive directors under equity incentive plans | Management | For | For | ||||||||
| 4a. | Re-appointment of Suzanne Heywood | Management | For | For | ||||||||
| 4b. | Re-appointment of Scott W. Wine | Management | For | For | ||||||||
| 4c. | Re-appointment of Howard W. Buffett | Management | For | For | ||||||||
| 4d. | Re-appointment of Karen Linehan | Management | For | For | ||||||||
| 4e. | Re-appointment of Alessandro Nasi | Management | For | For | ||||||||
| 4f. | Re-appointment of Vagn Sørensen | Management | For | For | ||||||||
| 4g. | Re-appointment of Åsa Tamsons | Management | For | For | ||||||||
| 4h. | Appointment of Elizabeth Bastoni | Management | For | For | ||||||||
| 4i. | Appointment of Richard J. Kramer | Management | For | For | ||||||||
| 5a. | Authorization to issue shares and/or grant rights to subscribe for shares | Management | For | For | ||||||||
| 5b. | Authorization to limit or exclude pre-emptive rights | Management | For | For | ||||||||
| 5c. | Authorization to issue special voting shares | Management | For | For | ||||||||
| 5d. | Authorization to repurchase own shares | Management | For | For | ||||||||
| 6. | Proposal to re-appoint Deloitte Accountants B.V. as the independent auditor of the Company for the 2024 financial year | Management | For | For | ||||||||
| CORTEVA INC. | ||||||||||||
| Security | 22052L104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CTVA | Meeting Date | 21-Apr-2023 | |||||||||
| ISIN | US22052L1044 | Agenda | 935773920 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Lamberto Andreotti | Management | For | For | ||||||||
| 1b. | Election of Director: Klaus A. Engel | Management | For | For | ||||||||
| 1c. | Election of Director: David C. Everitt | Management | For | For | ||||||||
| 1d. | Election of Director: Janet P. Giesselman | Management | For | For | ||||||||
| 1e. | Election of Director: Karen H. Grimes | Management | For | For | ||||||||
| 1f. | Election of Director: Michael O. Johanns | Management | For | For | ||||||||
| 1g. | Election of Director: Rebecca B. Liebert | Management | For | For | ||||||||
| 1h. | Election of Director: Marcos M. Lutz | Management | For | For | ||||||||
| 1i. | Election of Director: Charles V. Magro | Management | For | For | ||||||||
| 1j. | Election of Director: Nayaki R. Nayyar | Management | For | For | ||||||||
| 1k. | Election of Director: Gregory R. Page | Management | For | For | ||||||||
| 1l. | Election of Director: Kerry J. Preete | Management | For | For | ||||||||
| 1m. | Election of Director: Patrick J. Ward | Management | For | For | ||||||||
| 2. | Advisory resolution to approve executive compensation of the Company’s named executive officers. | Management | For | For | ||||||||
| 3. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for 2023. | Management | For | For | ||||||||
| THE WILLIAMS COMPANIES, INC. | ||||||||||||
| Security | 969457100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | WMB | Meeting Date | 25-Apr-2023 | |||||||||
| ISIN | US9694571004 | Agenda | 935779706 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director for a one-year term: Alan S. Armstrong | Management | For | For | ||||||||
| 1b. | Election of Director for a one-year term: Stephen W. Bergstrom | Management | For | For | ||||||||
| 1c. | Election of Director for a one-year term: Michael A. Creel | Management | For | For | ||||||||
| 1d. | Election of Director for a one-year term: Stacey H. Doré | Management | For | For | ||||||||
| 1e. | Election of Director for a one-year term: Carri A. Lockhart | Management | For | For | ||||||||
| 1f. | Election of Director for a one-year term: Richard E. Muncrief | Management | For | For | ||||||||
| 1g. | Election of Director for a one-year term: Peter A. Ragauss | Management | For | For | ||||||||
| 1h. | Election of Director for a one-year term: Rose M. Robeson | Management | For | For | ||||||||
| 1i. | Election of Director for a one-year term: Scott D. Sheffield | Management | For | For | ||||||||
| 1j. | Election of Director for a one-year term: Murray D. Smith | Management | For | For | ||||||||
| 1k. | Election of Director for a one-year term: William H. Spence | Management | For | For | ||||||||
| 1l. | Election of Director for a one-year term: Jesse J. Tyson | Management | For | For | ||||||||
| 2. | Ratify the selection of Ernst & Young LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | For | For | ||||||||
| 3. | Approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | ||||||||
| 4. | Approve, on an advisory basis, the frequency of future advisory votes to approve the compensation of the Company’s named executive officers. | Management | 1 Year | For | ||||||||
| NEWMONT CORPORATION | ||||||||||||
| Security | 651639106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | NEM | Meeting Date | 26-Apr-2023 | |||||||||
| ISIN | US6516391066 | Agenda | 935776938 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Patrick G. Awuah, Jr. | Management | For | For | ||||||||
| 1b. | Election of Director: Gregory H. Boyce | Management | For | For | ||||||||
| 1c. | Election of Director: Bruce R. Brook | Management | For | For | ||||||||
| 1d. | Election of Director: Maura J. Clark | Management | For | For | ||||||||
| 1e. | Election of Director: Emma FitzGerald | Management | For | For | ||||||||
| 1f. | Election of Director: Mary A. Laschinger | Management | For | For | ||||||||
| 1g. | Election of Director: José Manuel Madero | Management | For | For | ||||||||
| 1h. | Election of Director: René Médori | Management | For | For | ||||||||
| 1i. | Election of Director: Jane Nelson | Management | For | For | ||||||||
| 1j. | Election of Director: Tom Palmer | Management | For | For | ||||||||
| 1k. | Election of Director: Julio M. Quintana | Management | For | For | ||||||||
| 1l. | Election of Director: Susan N. Story | Management | For | For | ||||||||
| 2. | Approval of the advisory resolution on Newmont’s executive compensation. | Management | For | For | ||||||||
| 3. | Ratification of the Audit Committees appointment of Ernst and Young LLP as Newmont’s independent registered public accounting firm for the fiscal year 2023. | Management | For | For | ||||||||
| 4. | Advisory vote on the frequency of future advisory votes on executive compensation. | Management | 1 Year | For | ||||||||
| MARATHON PETROLEUM CORPORATION | ||||||||||||
| Security | 56585A102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MPC | Meeting Date | 26-Apr-2023 | |||||||||
| ISIN | US56585A1025 | Agenda | 935780999 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Class III Director for a three-year term expiring in 2026: J. Michael Stice | Management | For | For | ||||||||
| 1b. | Election of Class III Director for a three-year term expiring in 2026: John P. Surma | Management | For | For | ||||||||
| 1c. | Election of Class III Director for a three-year term expiring in 2026: Susan Tomasky | Management | For | For | ||||||||
| 1d. | Election of Class III Director for a three-year term expiring in 2026: Toni Townes-Whitley | Management | For | For | ||||||||
| 2. | Ratification of the selection of PricewaterhouseCoopers LLP as the company’s independent auditor for 2023. | Management | For | For | ||||||||
| 3. | Approval, on an advisory basis, of the company’s named executive officer compensation. | Management | For | For | ||||||||
| 4. | Approval of an amendment to the company’s Restated Certificate of Incorporation to declassify the Board of Directors. | Management | For | For | ||||||||
| 5. | Approval of an amendment to the company’s Restated Certificate of Incorporation to eliminate the supermajority provisions. | Management | For | For | ||||||||
| 6. | Approval of an amendment to the company’s Restated Certificate of Incorporation to increase the maximum size of the Board of Directors. | Management | For | For | ||||||||
| 7. | Shareholder proposal seeking a simple majority vote. | Shareholder | Against | For | ||||||||
| 8. | Shareholder proposal seeking an amendment to the company’s existing clawback provisions. | Shareholder | Against | For | ||||||||
| 9. | Shareholder proposal seeking a report on just transition. | Shareholder | Abstain | Against | ||||||||
| 10. | Shareholder proposal seeking an audited report on asset retirement obligations. | Shareholder | Against | For | ||||||||
| FMC CORPORATION | ||||||||||||
| Security | 302491303 | Meeting Type | Annual | |||||||||
| Ticker Symbol | FMC | Meeting Date | 27-Apr-2023 | |||||||||
| ISIN | US3024913036 | Agenda | 935776584 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director to serve for a one-year term expiring in 2024: Pierre Brondeau | Management | For | For | ||||||||
| 1b. | Election of Director to serve for a one-year term expiring in 2024: Eduardo E. Cordeiro | Management | For | For | ||||||||
| 1c. | Election of Director to serve for a one-year term expiring in 2024: Carol Anthony (John) Davidson | Management | For | For | ||||||||
| 1d. | Election of Director to serve for a one-year term expiring in 2024: Mark Douglas | Management | For | For | ||||||||
| 1e. | Election of Director to serve for a one-year term expiring in 2024: Kathy L. Fortmann | Management | For | For | ||||||||
| 1f. | Election of Director to serve for a one-year term expiring in 2024: C. Scott Greer | Management | For | For | ||||||||
| 1g. | Election of Director to serve for a one-year term expiring in 2024: K’Lynne Johnson | Management | For | For | ||||||||
| 1h. | Election of Director to serve for a one-year term expiring in 2024: Dirk A. Kempthorne | Management | For | For | ||||||||
| 1i | Election of Director to serve for a one-year term expiring in 2024: Margareth Øvrum | Management | For | For | ||||||||
| 1j. | Election of Director to serve for a one-year term expiring in 2024: Robert C. Pallash | Management | For | For | ||||||||
| 2. | Ratification of the appointment of independent registered public accounting firm. | Management | For | For | ||||||||
| 3. | Approval of the FMC Corporation 2023 Incentive Stock Plan. | Management | For | For | ||||||||
| 4. | Approval, by non-binding vote, of executive compensation. | Management | For | For | ||||||||
| 5. | Recommendation, by non-binding vote, on the frequency of executive compensation voting. | Management | 1 Year | For | ||||||||
| BP P.L.C. | ||||||||||||
| Security | 055622104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BP | Meeting Date | 27-Apr-2023 | |||||||||
| ISIN | US0556221044 | Agenda | 935787664 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| O1 | To receive the Annual Report and Accounts for the year ended 31 December 2022 | Management | For | For | ||||||||
| O2 | To approve the directors’ remuneration report | Management | For | For | ||||||||
| O3 | To approve the directors’ remuneration policy | Management | For | For | ||||||||
| O4 | To re-elect H Lund as a director | Management | For | For | ||||||||
| O5 | To re-elect B Looney as a director | Management | For | For | ||||||||
| O6 | To re-elect M Auchincloss as a director | Management | For | For | ||||||||
| O7 | To re-elect P R Reynolds as a director | Management | For | For | ||||||||
| O8 | To re-elect M B Meyer as a director | Management | For | For | ||||||||
| O9 | To re-elect T Morzaria as a director | Management | For | For | ||||||||
| O10 | To re-elect J Sawers as a director | Management | For | For | ||||||||
| O11 | To re-elect P Daley as a director | Management | For | For | ||||||||
| O12 | To re-elect K Richardson as a director | Management | For | For | ||||||||
| O13 | To re-elect J Teyssen as a director | Management | For | For | ||||||||
| O14 | To elect A Blanc as a director | Management | For | For | ||||||||
| O15 | To elect S Pai as a director | Management | For | For | ||||||||
| O16 | To elect H Nagarajan as a director | Management | For | For | ||||||||
| O17 | To reappoint Deloitte LLP as auditor | Management | For | For | ||||||||
| O18 | To authorize the audit committee to fix the auditor’s remuneration | Management | For | For | ||||||||
| O19 | To authorize the company to make political donations and political expenditure | Management | For | For | ||||||||
| O20 | To authorize the directors to allot shares | Management | For | For | ||||||||
| S21 | To authorize the disapplication of pre-emption rights | Management | Withheld | Against | ||||||||
| S22 | To authorize the additional disapplication of pre-emption rights | Management | For | For | ||||||||
| S23 | To give limited authority for the purchase of its own shares by the company | Management | For | For | ||||||||
| S24 | To authorize the calling of general meetings of the company (not being an annual general meeting) by notice of at least 14 clear days | Management | For | For | ||||||||
| S25 | Follow This shareholder resolution on climate change targets | Shareholder | Withheld | Against | ||||||||
| AGCO CORPORATION | ||||||||||||
| Security | 001084102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | AGCO | Meeting Date | 27-Apr-2023 | |||||||||
| ISIN | US0010841023 | Agenda | 935800210 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Michael C. Arnold | Management | For | For | ||||||||
| 1b. | Election of Director: Sondra L. Barbour | Management | For | For | ||||||||
| 1c. | Election of Director: Suzanne P. Clark | Management | For | For | ||||||||
| 1d. | Election of Director: Bob De Lange | Management | For | For | ||||||||
| 1e. | Election of Director: Eric P. Hansotia | Management | For | For | ||||||||
| 1f. | Election of Director: George E. Minnich | Management | For | For | ||||||||
| 1g. | Election of Director: Niels Pörksen | Management | For | For | ||||||||
| 1h. | Election of Director: David Sagehorn | Management | For | For | ||||||||
| 1i. | Election of Director: Mallika Srinivasan | Management | For | For | ||||||||
| 1j. | Election of Director: Matthew Tsien | Management | For | For | ||||||||
| 2. | Frequency (one, two or three years) of the non-binding advisory vote on executive compensation | Management | 1 Year | For | ||||||||
| 3. | Non-binding advisory resolution to approve the compensation of the Company’s named executive officers | Management | For | For | ||||||||
| 4. | Ratification of KPMG LLP as the Company’s independent registered public accounting firm for 2023 | Management | For | For | ||||||||
| BAYER AG | ||||||||||||
| Security | D0712D163 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | BAYRY | Meeting Date | 28-Apr-2023 | |||||||||
| ISIN | DE000BAY0017 | Agenda | 716759026 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN.-IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. | Non-Voting | ||||||||||
| 1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS; APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 2.40 PER SHARE FOR FISCAL YEAR 2022 | Management | No Action | |||||||||
| 2 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2022 | Management | No Action | |||||||||
| 3 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2022 | Management | No Action | |||||||||
| 4.1 | ELECT NORBERT WINKELJOHANN TO THE SUPERVISORY BOARD | Management | No Action | |||||||||
| 4.2 | ELECT KIMBERLY MATHISEN TO THE SUPERVISORY BOARD | Management | No Action | |||||||||
| 5 | APPROVE REMUNERATION REPORT | Management | No Action | |||||||||
| 6 | APPROVE VIRTUAL-ONLY SHAREHOLDER MEETINGS UNTIL 2025 | Management | No Action | |||||||||
| 7 | AMEND ARTICLES RE: PARTICIPATION OF SUPERVISORY BOARD MEMBERS IN THE ANNUAL GENERAL MEETING BY MEANS OF AUDIO AND VIDEO TRANSMISSION | Management | No Action | |||||||||
| 8 | RATIFY DELOITTE GMBH AS AUDITORS FOR FISCAL YEAR 2023 AND FOR THE REVIEW OF INTERIM FINANCIAL REPORTS FOR THE FIRST HALF OF FISCAL YEAR 2023, Q3 2023 AND Q1 2024 | Management | No Action | |||||||||
| 9 | WITH REGARD TO MOTIONS AND ELECTION PROPOSALS BY STOCKHOLDERS WHICH ARE NOT TO BE MADE AVAILABLE BEFORE THE ANNUAL STOCKHOLDERS MEETING AND WHICH ARE ONLY SUBMITTED OR AMENDED DURING THE ANNUAL STOCKHOLDERS MEETING, I VOTE AS FOLLOWS (PLEASE NOTE THAT THERE IS NO MANAGEMENT RECOMMENDATION AVAILABLE, HOWEVER FOR TECHNICAL REASONS IT HAS BEEN SET TO ABSTAIN) | Management | No Action | |||||||||
| CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE MATERIAL URL DROPDOWN AT THE TOP OF THE BALLOT.-THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN PLACE.-FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE. | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES-TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN-COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH-REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE-RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE-INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE-THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY-TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE- REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD-MORE THAN 3 % OF THE TOTAL SHARE CAPITAL | Non-Voting | ||||||||||
| CMMT | THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE-AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB-CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE-CONTACT YOUR CLIENT SERVICES REPRESENTATIVE. | Non-Voting | ||||||||||
| CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL. | Non-Voting | ||||||||||
| CMMT | FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE-ISSUER’S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE-APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A-MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY’S MEETING.- COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE. | Non-Voting | ||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON-RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES)-UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED- AVAILABILITY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED-POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM.-BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR-VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL-INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR-CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE-CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM-YOU | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE SHARE BLOCKING WILL APPLY FOR ANY VOTED POSITIONS SETTLING-THROUGH EUROCLEAR BANK. | Non-Voting | ||||||||||
| AGNICO EAGLE MINES LIMITED | ||||||||||||
| Security | 008474108 | Meeting Type | Annual and Special Meeting | |||||||||
| Ticker Symbol | AEM | Meeting Date | 28-Apr-2023 | |||||||||
| ISIN | CA0084741085 | Agenda | 935809903 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | DIRECTOR | Management | ||||||||||
| 1 | Leona Aglukkaq | For | For | |||||||||
| 2 | Ammar Al-Joundi | For | For | |||||||||
| 3 | Sean Boyd | For | For | |||||||||
| 4 | Martine A. Celej | For | For | |||||||||
| 5 | Robert J. Gemmell | For | For | |||||||||
| 6 | Jonathan Gill | For | For | |||||||||
| 7 | Peter Grosskopf | For | For | |||||||||
| 8 | Elizabeth Lewis-Gray | For | For | |||||||||
| 9 | Deborah McCombe | For | For | |||||||||
| 10 | Jeffrey Parr | For | For | |||||||||
| 11 | J. Merfyn Roberts | For | For | |||||||||
| 12 | Jamie C. Sokalsky | For | For | |||||||||
| 2 | Appointment of Ernst & Young LLP as Auditors of the Company for the ensuing year and authorizing the Directors to fix their remuneration. | Management | For | For | ||||||||
| 3 | Consideration of and, if deemed advisable, the passing of a non-binding, advisory resolution accepting the Company’s approach to executive compensation. | Management | For | For | ||||||||
| BARRICK GOLD CORPORATION | ||||||||||||
| Security | 067901108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | GOLD | Meeting Date | 02-May-2023 | |||||||||
| ISIN | CA0679011084 | Agenda | 935799974 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | DIRECTOR | Management | ||||||||||
| 1 | D. M. Bristow | For | For | |||||||||
| 2 | H. Cai | For | For | |||||||||
| 3 | G. A. Cisneros | For | For | |||||||||
| 4 | C. L. Coleman | For | For | |||||||||
| 5 | I. A. Costantini | For | For | |||||||||
| 6 | J. M. Evans | For | For | |||||||||
| 7 | B. L. Greenspun | For | For | |||||||||
| 8 | J. B. Harvey | For | For | |||||||||
| 9 | A. N. Kabagambe | For | For | |||||||||
| 10 | A. J. Quinn | For | For | |||||||||
| 11 | M. L. Silva | For | For | |||||||||
| 12 | J. L. Thornton | For | For | |||||||||
| 2 | Resolution approving the appointment of PricewaterhouseCoopers LLP as the auditor of Barrick and authorizing the directors to fix its remuneration. | Management | For | For | ||||||||
| 3 | Advisory resolution on approach to executive compensation. | Management | For | For | ||||||||
| FRANCO-NEVADA CORPORATION | ||||||||||||
| Security | 351858105 | Meeting Type | Annual and Special Meeting | |||||||||
| Ticker Symbol | FNV | Meeting Date | 02-May-2023 | |||||||||
| ISIN | CA3518581051 | Agenda | 935800309 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A | Election of Director - David Harquail | Management | For | For | ||||||||
| 1B | Election of Director - Paul Brink | Management | For | For | ||||||||
| 1C | Election of Director - Tom Albanese | Management | For | For | ||||||||
| 1D | Election of Director - Derek W. Evans | Management | For | For | ||||||||
| 1E | Election of Director - Catharine Farrow | Management | For | For | ||||||||
| 1F | Election of Director - Maureen Jensen | Management | For | For | ||||||||
| 1G | Election of Director - Jennifer Maki | Management | For | For | ||||||||
| 1H | Election of Director - Randall Oliphant | Management | For | For | ||||||||
| 1I | Election of Director - Jacques Perron | Management | For | For | ||||||||
| 2 | Appointment of PricewaterhouseCoopers LLP, Chartered Professional Accountants, as Auditors of the Corporation for the ensuing year and authorizing the Directors to fix their remuneration. | Management | For | For | ||||||||
| 3 | Acceptance of the Corporation’s approach to executive compensation. | Management | For | For | ||||||||
| CF INDUSTRIES HOLDINGS, INC. | ||||||||||||
| Security | 125269100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CF | Meeting Date | 03-May-2023 | |||||||||
| ISIN | US1252691001 | Agenda | 935783616 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Javed Ahmed | Management | For | For | ||||||||
| 1b. | Election of Director: Robert C. Arzbaecher | Management | For | For | ||||||||
| 1c. | Election of Director: Deborah L. DeHaas | Management | For | For | ||||||||
| 1d. | Election of Director: John W. Eaves | Management | For | For | ||||||||
| 1e. | Election of Director: Stephen J. Hagge | Management | For | For | ||||||||
| 1f. | Election of Director: Jesus Madrazo Yris | Management | For | For | ||||||||
| 1g. | Election of Director: Anne P. Noonan | Management | For | For | ||||||||
| 1h. | Election of Director: Michael J. Toelle | Management | For | For | ||||||||
| 1i. | Election of Director: Theresa E. Wagler | Management | For | For | ||||||||
| 1j. | Election of Director: Celso L. White | Management | For | For | ||||||||
| 1k. | Election of Director: W. Anthony Will | Management | For | For | ||||||||
| 2. | Advisory vote to approve the compensation of CF Industries Holdings, Inc.’s named executive officers. | Management | For | For | ||||||||
| 3. | Advisory vote on the frequency of future advisory votes to approve the compensation of CF Industries Holdings, Inc.’s named executive officers. | Management | 1 Year | For | ||||||||
| 4. | Approval and adoption of an amendment and restatement of CF Industries Holdings, Inc.’s certificate of incorporation to limit the liability of certain officers and make various conforming and technical revisions. | Management | For | For | ||||||||
| 5. | Ratification of the selection of KPMG LLP as CF Industries Holdings, Inc.’s independent registered public accounting firm for 2023. | Management | For | For | ||||||||
| 6. | Shareholder proposal regarding an independent board chair, if properly presented at the meeting. | Shareholder | Against | For | ||||||||
| EQUINOX GOLD CORP. | ||||||||||||
| Security | 29446Y502 | Meeting Type | Annual | |||||||||
| Ticker Symbol | EQX | Meeting Date | 03-May-2023 | |||||||||
| ISIN | CA29446Y5020 | Agenda | 935797817 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | Setting the size of the Board of Directors of the Company at eight (8). | Management | For | For | ||||||||
| 2 | DIRECTOR | Management | ||||||||||
| 1 | Ross Beaty | For | For | |||||||||
| 2 | Lenard Boggio | For | For | |||||||||
| 3 | Maryse Bélanger | For | For | |||||||||
| 4 | François Bellemare | For | For | |||||||||
| 5 | Gordon Campbell | For | For | |||||||||
| 6 | Dr. Sally Eyre | For | For | |||||||||
| 7 | Marshall Koval | For | For | |||||||||
| 8 | Greg Smith | For | For | |||||||||
| 3 | Appointment of KPMG LLP as Auditor of the Company for the ensuing year and authorizing the Directors to fix their remuneration. | Management | For | For | ||||||||
| 4 | Resolved, on an advisory basis, and not to diminish the role and responsibilities of the Board, that the shareholders accept the approach to executive compensation disclosed in the Company’s Management Information Circular dated March 20, 2023, delivered in advance of the Company’s Annual General Meeting of Shareholders. | Management | For | For | ||||||||
| DUNDEE PRECIOUS METALS INC | ||||||||||||
| Security | 265269209 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 04-May-2023 | ||||||||||
| ISIN | CA2652692096 | Agenda | 716898359 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’-ONLY FOR RESOLUTIONS 1.A TO 1.H AND 3 AND ‘IN FAVOR’ OR ‘ABSTAIN’ ONLY FOR-RESOLUTION NUMBER 2. THANK YOU | Non-Voting | ||||||||||
| 1.A | ELECTION OF DIRECTOR: JAIMIE DONOVAN | Management | For | For | ||||||||
| 1.B | ELECTION OF DIRECTOR: R. PETER GILLIN | Management | For | For | ||||||||
| 1.C | ELECTION OF DIRECTOR: NICOLE ADSHEAD-BELL | Management | For | For | ||||||||
| 1.D | ELECTION OF DIRECTOR: KALIDAS MADHAVPEDDI | Management | For | For | ||||||||
| 1.E | ELECTION OF DIRECTOR: JUANITA MONTALVO | Management | For | For | ||||||||
| 1.F | ELECTION OF DIRECTOR: DAVID RAE | Management | For | For | ||||||||
| 1.G | ELECTION OF DIRECTOR: MARIE-ANNE TAWIL | Management | For | For | ||||||||
| 1.H | ELECTION OF DIRECTOR: ANTHONY P. WALSH | Management | For | For | ||||||||
| 2 | APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, CHARTERED PROFESSIONAL ACCOUNTANTS, AS AUDITOR OF THE COMPANY FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO SET THE AUDITOR’S REMUNERATION | Management | For | For | ||||||||
| 3 | TO CONSIDER, AND IF DEEMED APPROPRIATE, TO PASS A NON-BINDING, ADVISORY RESOLUTION ACCEPTING THE COMPANY’S APPROACH TO EXECUTIVE COMPENSATION, AS MORE PARTICULARLY DESCRIBED IN THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR | Management | For | For | ||||||||
| ARCHER-DANIELS-MIDLAND COMPANY | ||||||||||||
| Security | 039483102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ADM | Meeting Date | 04-May-2023 | |||||||||
| ISIN | US0394831020 | Agenda | 935782335 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: M.S. Burke | Management | For | For | ||||||||
| 1b. | Election of Director: T. Colbert | Management | For | For | ||||||||
| 1c. | Election of Director: J.C. Collins, Jr. | Management | For | For | ||||||||
| 1d. | Election of Director: T.K. Crews | Management | For | For | ||||||||
| 1e. | Election of Director: E. de Brabander | Management | For | For | ||||||||
| 1f. | Election of Director: S.F. Harrison | Management | For | For | ||||||||
| 1g. | Election of Director: J.R. Luciano | Management | For | For | ||||||||
| 1h. | Election of Director: P.J. Moore | Management | For | For | ||||||||
| 1i. | Election of Director: D.A. Sandler | Management | For | For | ||||||||
| 1j. | Election of Director: L.Z. Schlitz | Management | For | For | ||||||||
| 1k. | Election of Director: K.R. Westbrook | Management | For | For | ||||||||
| 2. | Ratify the appointment of Ernst & Young LLP as independent auditors for the year ending December 31, 2023. | Management | For | For | ||||||||
| 3. | Advisory Vote on Executive Compensation. | Management | For | For | ||||||||
| 4. | Advisory Vote on the Frequency of Future Advisory Votes on Executive Compensation. | Management | 1 Year | For | ||||||||
| 5. | Stockholder Proposal Regarding an Independent Board Chairman. | Shareholder | Against | For | ||||||||
| COTERRA ENERGY INC. | ||||||||||||
| Security | 127097103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CTRA | Meeting Date | 04-May-2023 | |||||||||
| ISIN | US1270971039 | Agenda | 935785634 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Thomas E. Jorden | Management | For | For | ||||||||
| 1b. | Election of Director: Robert S. Boswell | Management | For | For | ||||||||
| 1c. | Election of Director: Dorothy M. Ables | Management | For | For | ||||||||
| 1d. | Election of Director: Amanda M. Brock | Management | For | For | ||||||||
| 1e. | Election of Director: Dan O. Dinges | Management | For | For | ||||||||
| 1f. | Election of Director: Paul N. Eckley | Management | For | For | ||||||||
| 1g. | Election of Director: Hans Helmerich | Management | For | For | ||||||||
| 1h. | Election of Director: Lisa A. Stewart | Management | For | For | ||||||||
| 1i. | Election of Director: Frances M. Vallejo | Management | For | For | ||||||||
| 1j. | Election of Director: Marcus A. Watts | Management | For | For | ||||||||
| 2. | The ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2023. | Management | For | For | ||||||||
| 3. | A non-binding advisory vote to approve the compensation of our named executive officers. | Management | For | For | ||||||||
| 4. | A non-binding advisory vote to approve the frequency of the advisory vote on executive compensation. | Management | 1 Year | For | ||||||||
| 5. | Approval of the Coterra Energy Inc. 2023 Equity Incentive Plan. | Management | For | For | ||||||||
| 6. | A shareholder proposal regarding a report on reliability of methane emission disclosures. | Shareholder | Abstain | Against | ||||||||
| 7. | A shareholder proposal regarding a report on corporate climate lobbying. | Shareholder | Abstain | Against | ||||||||
| OCCIDENTAL PETROLEUM CORPORATION | ||||||||||||
| Security | 674599105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | OXY | Meeting Date | 05-May-2023 | |||||||||
| ISIN | US6745991058 | Agenda | 935786713 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Vicky A. Bailey | Management | For | For | ||||||||
| 1b. | Election of Director: Andrew Gould | Management | For | For | ||||||||
| 1c. | Election of Director: Carlos M. Gutierrez | Management | For | For | ||||||||
| 1d. | Election of Director: Vicki Hollub | Management | For | For | ||||||||
| 1e. | Election of Director: William R. Klesse | Management | For | For | ||||||||
| 1f. | Election of Director: Jack B. Moore | Management | For | For | ||||||||
| 1g. | Election of Director: Claire O’Neill | Management | For | For | ||||||||
| 1h. | Election of Director: Avedick B. Poladian | Management | For | For | ||||||||
| 1i. | Election of Director: Ken Robinson | Management | For | For | ||||||||
| 1j. | Election of Director: Robert M. Shearer | Management | For | For | ||||||||
| 2. | Advisory Vote on the Frequency of Future Advisory Votes to Approve Named Executive Officer Compensation. | Management | 1 Year | For | ||||||||
| 3. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | For | For | ||||||||
| 4. | Ratification of Selection of KPMG as Occidental’s Independent Auditor. | Management | For | For | ||||||||
| 5. | Shareholder Proposal Requesting an Independent Board Chairman Policy. | Shareholder | Against | For | ||||||||
| VALERO ENERGY CORPORATION | ||||||||||||
| Security | 91913Y100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | VLO | Meeting Date | 09-May-2023 | |||||||||
| ISIN | US91913Y1001 | Agenda | 935793706 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director to serve until the 2024 Annual meeting: Fred M. Diaz | Management | For | For | ||||||||
| 1b. | Election of Director to serve until the 2024 Annual meeting: H. Paulett Eberhart | Management | For | For | ||||||||
| 1c. | Election of Director to serve until the 2024 Annual meeting: Marie A. Ffolkes | Management | For | For | ||||||||
| 1d. | Election of Director to serve until the 2024 Annual meeting: Joseph W. Gorder | Management | For | For | ||||||||
| 1e. | Election of Director to serve until the 2024 Annual meeting: Kimberly S. Greene | Management | For | For | ||||||||
| 1f. | Election of Director to serve until the 2024 Annual meeting: Deborah P. Majoras | Management | For | For | ||||||||
| 1g. | Election of Director to serve until the 2024 Annual meeting: Eric D. Mullins | Management | For | For | ||||||||
| 1h. | Election of Director to serve until the 2024 Annual meeting: Donald L. Nickles | Management | For | For | ||||||||
| 1i. | Election of Director to serve until the 2024 Annual meeting: Robert A. Profusek | Management | For | For | ||||||||
| 1j. | Election of Director to serve until the 2024 Annual meeting: Randall J. Weisenburger | Management | For | For | ||||||||
| 1k. | Election of Director to serve until the 2024 Annual meeting: Rayford Wilkins, Jr. | Management | For | For | ||||||||
| 2. | Ratify the appointment of KPMG LLP as Valero’s independent registered public accounting firm for 2023. | Management | For | For | ||||||||
| 3. | Advisory vote to approve the 2022 compensation of named executive officers. | Management | For | For | ||||||||
| 4. | Advisory vote to recommend the frequency of stockholder advisory votes on compensation of named executive officers. | Management | 1 Year | For | ||||||||
| 5. | Stockholder proposal to set different GHG emissions reductions targets (Scopes 1, 2, and 3). | Shareholder | Abstain | Against | ||||||||
| 6. | Stockholder proposal to oversee and issue an additional racial equity audit and report. | Shareholder | Abstain | Against | ||||||||
| SUNCOR ENERGY INC. | ||||||||||||
| Security | 867224107 | Meeting Type | Annual | |||||||||
| Ticker Symbol | SU | Meeting Date | 09-May-2023 | |||||||||
| ISIN | CA8672241079 | Agenda | 935812582 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A | Election of Director - Ian R. Ashby | Management | For | For | ||||||||
| 1B | Election of Director - Patricia M. Bedient | Management | For | For | ||||||||
| 1C | Election of Director - Russell K. Girling | Management | For | For | ||||||||
| 1D | Election of Director - Jean Paul Gladu | Management | For | For | ||||||||
| 1E | Election of Director - Dennis M. Houston | Management | For | For | ||||||||
| 1F | Election of Director - Richard M. Kruger | Management | For | For | ||||||||
| 1G | Election of Director - Brian P. MacDonald | Management | For | For | ||||||||
| 1H | Election of Director - Lorraine Mitchelmore | Management | For | For | ||||||||
| 1I | Election of Director - Daniel Romasko | Management | For | For | ||||||||
| 1J | Election of Director - Christopher R. Seasons | Management | For | For | ||||||||
| 1K | Election of Director - M. Jacqueline Sheppard | Management | For | For | ||||||||
| 1L | Election of Director - Eira M. Thomas | Management | For | For | ||||||||
| 1M | Election of Director - Michael M. Wilson | Management | For | For | ||||||||
| 2 | Appointment of KPMG LLP as auditor of Suncor Energy Inc. until the close of the next annual meeting. | Management | For | For | ||||||||
| 3 | To consider and, if deemed fit, approve an advisory resolution on Suncor’s approach to executive compensation disclosed in the Management Proxy Circular of Suncor Energy Inc. dated March 24, 2023. | Management | For | For | ||||||||
| 4 | To consider a shareholder proposal regarding the production of a report outlining how Suncor’s capital expenditure plans align with its 2030 emissions reductions target. | Shareholder | Against | For | ||||||||
| VICTORIA GOLD CORP | ||||||||||||
| Security | 92625W507 | Meeting Type | MIX | |||||||||
| Ticker Symbol | Meeting Date | 10-May-2023 | ||||||||||
| ISIN | CA92625W5072 | Agenda | 716929508 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’-ONLY FOR RESOLUTIONS 1 AND 4 AND ‘IN FAVOR’ OR ‘ABSTAIN’ ONLY FOR RESOLUTION-NUMBERS 2.1 TO 2.7 AND 3. THANK YOU | Non-Voting | ||||||||||
| 1 | TO SET THE NUMBER OF DIRECTORS AT SEVEN (7) | Management | For | For | ||||||||
| 2.1 | ELECTION OF DIRECTOR: T. SEAN HARVEY | Management | For | For | ||||||||
| 2.2 | ELECTION OF DIRECTOR: JOHN MCCONNELL | Management | For | For | ||||||||
| 2.3 | ELECTION OF DIRECTOR: CHRISTOPHER HILL | Management | For | For | ||||||||
| 2.4 | ELECTION OF DIRECTOR: JOSEPH OVSENEK | Management | For | For | ||||||||
| 2.5 | ELECTION OF DIRECTOR: STEVE HAGGARTY | Management | For | For | ||||||||
| 2.6 | ELECTION OF DIRECTOR: RIA FITZGERALD | Management | For | For | ||||||||
| 2.7 | ELECTION OF DIRECTOR: KIMBERLY KEATING | Management | For | For | ||||||||
| 3 | APPOINTMENT OF ERNST & YOUNG LLP AS AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For | ||||||||
| 4 | APPROVAL OMNIBUS INCENTIVE PLAN | Management | For | For | ||||||||
| ENI S.P.A. | ||||||||||||
| Security | T3643A145 | Meeting Type | MIX | |||||||||
| Ticker Symbol | Meeting Date | 10-May-2023 | ||||||||||
| ISIN | IT0003132476 | Agenda | 717077449 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR-INSTRUCTIONS MAY BE REJECTED | Non-Voting | ||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | ||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 883957 DUE TO RECEIVED-SLATES FOR RESOLUTIONS 5 AND 8. ALL VOTES RECEIVED ON THE PREVIOUS MEETING-WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE.-THANK YOU | Non-Voting | ||||||||||
| 0010 | ENI SPA’S BALANCE SHEET AS OF 31 DECEMBER 2022. RELATED RESOLUTIONS. TO PRESENT THE CONSOLIDATED BALANCE SHEET AS OF 31 DECEMBER 2022. BOARD OF DIRECTORS’, INTERNAL AUDITORS’ AND EXTERNAL AUDITORS’ REPORTS | Management | No Action | |||||||||
| 0020 | TO ALLOCATE THE NET INCOME OF THE FINANCIAL YEAR | Management | No Action | |||||||||
| 0030 | TO STATE THE BOARD OF DIRECTORS’ NUMBER OF MEMBERS | Management | No Action | |||||||||
| 0040 | TO STATE THE BOARD OF DIRECTORS’ TERM OF OFFICE | Management | No Action | |||||||||
| CMMT | PLEASE NOTE THAT ALTHOUGH THERE ARE 2 SLATES TO BE ELECTED AS DIRECTORS,-THERE IS ONLY 1 VACANCY AVAILABLE TO BE FILLED AT THE MEETING. THE STANDING-INSTRUCTIONS FOR THIS MEETING WILL BE DISABLED AND, IF YOU CHOOSE, YOU ARE-REQUIRED TO VOTE FOR, AGAINST OR ABSTAIN ON ONLY 1 OF THE 2 SLATES AND TO- SELECT ‘CLEAR’ FOR THE OTHERS. THANK YOU | Non-Voting | ||||||||||
| 005A | TO APPOINT THE DIRECTORS. LIST PRESENTED BY MINISTERO DELL’ECONOMIA E DELLE FINANZE (MEF) REPRESENTING THE 30.62 PCT OF THE SHARE CAPITAL | Shareholder | No Action | |||||||||
| 005B | TO APPOINT THE DIRECTORS. LIST PRESENTED BY VARIOUS INSTITUTIONAL INVESTORS REPRESENTING THE 0.7653 PCT OF THE SHARE CAPITAL | Shareholder | No Action | |||||||||
| 0060 | TO APPOINT THE BOARD OF DIRECTORS’ CHAIRMAN | Management | No Action | |||||||||
| 0070 | TO STATE THE BOARD OF DIRECTORS’ CHAIRMAN AND THE DIRECTORS’ EMOLUMENT | Management | No Action | |||||||||
| CMMT | PLEASE NOTE THAT ALTHOUGH THERE ARE 2 OPTIONS TO INDICATE A PREFERENCE ON-THIS RESOLUTIONS, ONLY ONE CAN BE SELECTED. THE STANDING INSTRUCTIONS FOR-THIS MEETING WILL BE DISABLED AND, IF YOU CHOOSE, YOU ARE REQUIRED TO VOTE-FOR ONLY 1 OF THE 2 OPTIONS BELOW FOR RESOLUTIONS 008A AND 008B, YOUR OTHER-VOTES MUST BE EITHER AGAINST OR ABSTAIN THANK YOU | Non-Voting | ||||||||||
| 008A | TO APPOINT THE AUDITORS. LIST PRESENTED BY MINISTERO DELL’ECONOMIA E DELLE FINANZE (MEF) REPRESENTING THE 30.62 PCT OF THE SHARE CAPITAL | Shareholder | No Action | |||||||||
| 008B | TO APPOINT THE AUDITORS. LIST PRESENTED BY VARIOUS INSTITUTIONAL INVESTORS REPRESENTING THE 0.7653 PCT OF THE SHARE CAPITAL | Shareholder | No Action | |||||||||
| 0090 | TO APPOINT THE INTERNAL AUDITORS’ CHAIRMAN | Management | No Action | |||||||||
| 0100 | TO STATE THE INTERNAL AUDITORS’ CHAIRMAN AND THE INTERNAL AUDITORS’ EMOLUMENT | Management | No Action | |||||||||
| 0110 | LONG TERM INCENTIVE PLAN 2023-2025 AND DISPOSAL OF OWN SHARES AT THE SERVICE OF THE PLAN | Management | No Action | |||||||||
| 0120 | REPORT ON REWARDING POLICY AND CORRESPONDED EMOLUMENT (I SECTION): REWARDING POLICY 2023-2026 | Management | No Action | |||||||||
| 0130 | REPORT ON REWARDING POLICY AND CORRESPONDED EMOLUMENT (II SECTION): CORRESPONDED EMOLUMENT ON 2022 | Management | No Action | |||||||||
| 0140 | TO AUTHORIZE THE PURCHASE AND THE DISPOSAL OF OWN SHARES; RELATED RESOLUTIONS | Management | No Action | |||||||||
| 0150 | USE OF AVAILABLE RESERVES UNDER AND INSTEAD OF THE 2023 DIVIDEND | Management | No Action | |||||||||
| 0160 | REDUCTION AND USE OF THE RESERVE PURSUANT TO LAW NO. 342/2000 AS AND INSTEAD OF THE 2023 DIVIDEND | Management | No Action | |||||||||
| 0170 | CANCELLATION OF OWN SHARES IN PORTFOLIO, WITHOUT REDUCTION OF SHARE CAPITAL AND CONSEQUENT AMENDMENT OF ART. 51 OF THE COMPANY BY-LAW; RELATED RESOLUTIONS | Management | No Action | |||||||||
| 0180 | CANCELLATION OF ANY OWN SHARES TO BE PURCHASED PURSUANT TO THE AUTHORIZATION REFERRED TO ITEM 14 ON THE ORDINARY AGENDA, WITHOUT REDUCTION OF SHARE CAPITAL, AND CONSEQUENT AMENDMENT OF ART. 5 OF THE COMPANY BY-LAW; RELATED RESOLUTIONS | Management | No Action | |||||||||
| KINDER MORGAN, INC. | ||||||||||||
| Security | 49456B101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | KMI | Meeting Date | 10-May-2023 | |||||||||
| ISIN | US49456B1017 | Agenda | 935785759 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director for a one year term expiring in 2024: Richard D. Kinder | Management | For | For | ||||||||
| 1b. | Election of Director for a one year term expiring in 2024: Steven J. Kean | Management | For | For | ||||||||
| 1c. | Election of Director for a one year term expiring in 2024: Kimberly A. Dang | Management | For | For | ||||||||
| 1d. | Election of Director for a one year term expiring in 2024: Ted A. Gardner | Management | For | For | ||||||||
| 1e. | Election of Director for a one year term expiring in 2024: Anthony W. Hall, Jr. | Management | For | For | ||||||||
| 1f. | Election of Director for a one year term expiring in 2024: Gary L. Hultquist | Management | For | For | ||||||||
| 1g. | Election of Director for a one year term expiring in 2024: Ronald L. Kuehn, Jr. | Management | For | For | ||||||||
| 1h. | Election of Director for a one year term expiring in 2024: Deborah A. Macdonald | Management | For | For | ||||||||
| 1i. | Election of Director for a one year term expiring in 2024: Michael C. Morgan | Management | For | For | ||||||||
| 1j. | Election of Director for a one year term expiring in 2024: Arthur C. Reichstetter | Management | For | For | ||||||||
| 1k. | Election of Director for a one year term expiring in 2024: C. Park Shaper | Management | For | For | ||||||||
| 1l. | Election of Director for a one year term expiring in 2024: William A. Smith | Management | For | For | ||||||||
| 1m. | Election of Director for a one year term expiring in 2024: Joel V. Staff | Management | For | For | ||||||||
| 1n. | Election of Director for a one year term expiring in 2024: Robert F. Vagt | Management | For | For | ||||||||
| 2. | Approval of an Amendment to our Amended and Restated Certificate of Incorporation to limit the liability of certain officers of the company as permitted by recent amendments to the General Corporation Law of the State of Delaware | Management | For | For | ||||||||
| 3. | Ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2023 | Management | For | For | ||||||||
| 4. | Approval, on an advisory basis, of the compensation of our named executive officers, as disclosed in the Proxy Statement | Management | For | For | ||||||||
| PHILLIPS 66 | ||||||||||||
| Security | 718546104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | PSX | Meeting Date | 10-May-2023 | |||||||||
| ISIN | US7185461040 | Agenda | 935793718 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Class II Director to Hold Office until the 2026 Annual Meeting: Gregory J. Hayes | Management | For | For | ||||||||
| 1b. | Election of Class II Director to Hold Office until the 2026 Annual Meeting: Charles M. Holley | Management | For | For | ||||||||
| 1c. | Election of Class II Director to Hold Office until the 2026 Annual Meeting: Denise R. Singleton | Management | For | For | ||||||||
| 1d. | Election of Class II Director to Hold Office until the 2026 Annual Meeting: Glenn F. Tilton | Management | For | For | ||||||||
| 1e. | Election of Class II Director to Hold Office until the 2026 Annual Meeting: Marna C. Whittington | Management | For | For | ||||||||
| 2. | Management Proposal to Approve the Declassification of the Board of Directors. | Management | For | For | ||||||||
| 3. | Advisory vote to approve our executive compensation. | Management | For | For | ||||||||
| 4. | Ratification of the Appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm. | Management | For | For | ||||||||
| 5. | Shareholder proposal requesting audited report on the impact to chemicals business under the System Change Scenario. | Shareholder | Abstain | Against | ||||||||
| KINROSS GOLD CORPORATION | ||||||||||||
| Security | 496902404 | Meeting Type | Annual | |||||||||
| Ticker Symbol | KGC | Meeting Date | 10-May-2023 | |||||||||
| ISIN | CA4969024047 | Agenda | 935804458 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | DIRECTOR | Management | ||||||||||
| 1 | Ian Atkinson | For | For | |||||||||
| 2 | Kerry D. Dyte | For | For | |||||||||
| 3 | Glenn A. Ives | For | For | |||||||||
| 4 | Ave G. Lethbridge | For | For | |||||||||
| 5 | Elizabeth D. McGregor | For | For | |||||||||
| 6 | C. McLeod-Seltzer | For | For | |||||||||
| 7 | Kelly J. Osborne | For | For | |||||||||
| 8 | J. Paul Rollinson | For | For | |||||||||
| 9 | David A. Scott | For | For | |||||||||
| 10 | Michael A. Lewis | For | For | |||||||||
| 2 | To approve the appointment of KPMG LLP, Chartered Accountants, as auditors of the Company for the ensuing year and to authorize the directors to fix their remuneration. | Management | For | For | ||||||||
| 3 | To consider, and, if deemed appropriate, to pass an advisory resolution on Kinross’ approach to executive compensation. | Management | For | For | ||||||||
| NUTRIEN LTD. | ||||||||||||
| Security | 67077M108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | NTR | Meeting Date | 10-May-2023 | |||||||||
| ISIN | CA67077M1086 | Agenda | 935807086 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A | Election of Director - Christopher M. Burley | Management | For | For | ||||||||
| 1B | Election of Director - Maura J. Clark | Management | For | For | ||||||||
| 1C | Election of Director - Russell K. Girling | Management | For | For | ||||||||
| 1D | Election of Director - Michael J. Hennigan | Management | For | For | ||||||||
| 1E | Election of Director - Miranda C. Hubbs | Management | For | For | ||||||||
| 1F | Election of Director - Raj S. Kushwaha | Management | For | For | ||||||||
| 1G | Election of Director - Alice D. Laberge | Management | For | For | ||||||||
| 1H | Election of Director - Consuelo E. Madere | Management | For | For | ||||||||
| 1I | Election of Director - Keith G. Martell | Management | For | For | ||||||||
| 1J | Election of Director - Aaron W. Regent | Management | For | For | ||||||||
| 1K | Election of Director - Ken A. Seitz | Management | For | For | ||||||||
| 1L | Election of Director - Nelson L. C. Silva | Management | For | For | ||||||||
| 2 | Re-appointment of KPMG LLP, Chartered Accountants, as auditor of the Corporation. | Management | For | For | ||||||||
| 3 | A non-binding advisory resolution to accept the Corporation’s approach to executive compensation. | Management | For | For | ||||||||
| ENDEAVOUR MINING PLC | ||||||||||||
| Security | G3042J105 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 11-May-2023 | ||||||||||
| ISIN | GB00BL6K5J42 | Agenda | 716929471 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | TO RECEIVE THE COMPANY’S ACCOUNTS AND THE REPORTS OF THE DIRECTORS AND AUDITORS FOR THE YEAR ENDED 31 DECEMBER 2022 (THE 2022 ANNUAL REPORT) | Management | For | For | ||||||||
| 2 | TO RE-ELECT ALISON CLAIRE BAKER AS A DIRECTOR | Management | For | For | ||||||||
| 3 | TO RE-ELECT IAN COCKERILL AS A DIRECTOR | Management | For | For | ||||||||
| 4 | TO RE-ELECT LIVIA MAHLER AS A DIRECTOR | Management | For | For | ||||||||
| 5 | TO RE-ELECT SEBASTIEN DE MONTESSUS AS A DIRECTOR | Management | For | For | ||||||||
| 6 | TO RE-ELECT NAGUIB ONSI NAGUIBSAWRIS AS A DIRECTOR | Management | For | For | ||||||||
| 7 | TO RE-ELECT SRINIVASAN VENKATAKRISHNAN AS A DIRECTOR | Management | For | For | ||||||||
| 8 | TO RE-ELECT TERTIUS ZONGO AS A DIRECTOR | Management | For | For | ||||||||
| 9 | TO ELECT SAKHILA MIRZA AS A DIRECTOR | Management | For | For | ||||||||
| 10 | TO ELECT PATRICK BOUISSET AS A DIRECTOR | Management | For | For | ||||||||
| 11 | TO REAPPOINT BDO LLP AS AUDITORS | Management | For | For | ||||||||
| 12 | TO AUTHORISE THE AUDIT COMMITTEE TO FIX THE REMUNERATION OF THE AUDITORS OF THE COMPANY | Management | For | For | ||||||||
| 13 | TO MAKE AN AMENDMENT TO THE DIRECTORS’ REMUNERATION POLICY IN RESPECT OF THE PENSION SUCH THAT THE EMPLOYER CONTRIBUTION IS A MAXIMUM OF 10 PERCENT OF SALARY | Management | For | For | ||||||||
| 14 | TO APPROVE THE DIRECTORS’ REMUNERATION REPORT SET OUT ON PAGES 141 TO 156 IN THE 2022 ANNUAL REPORT | Management | For | For | ||||||||
| 15 | AUTHORITY TO ALLOT SHARES OR GRANT RIGHTS TO SUBSCRIBE FOR OR TO CONVERT ANY SECURITIES INTO SHARES | Management | For | For | ||||||||
| 16 | AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS | Management | Abstain | Against | ||||||||
| 17 | ADDITIONAL AUTHORITY TO DISAPPLY PRE- EMPTION RIGHTS | Management | For | For | ||||||||
| 18 | AUTHORITY TO PURCHASE OWN SHARES | Management | For | For | ||||||||
| 19 | THAT A GENERAL MEETING OTHER THAN AN ANNUAL GENERAL MEETING MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS’ NOTICE | Management | For | For | ||||||||
| BUNGE LIMITED | ||||||||||||
| Security | G16962105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BG | Meeting Date | 11-May-2023 | |||||||||
| ISIN | BMG169621056 | Agenda | 935797451 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Eliane Aleixo Lustosa de Andrade | Management | For | For | ||||||||
| 1b. | Election of Director: Sheila Bair | Management | For | For | ||||||||
| 1c. | Election of Director: Carol Browner | Management | For | For | ||||||||
| 1d. | Election of Director: Director Withdrawn | Management | For | For | ||||||||
| 1e. | Election of Director: Gregory Heckman | Management | For | For | ||||||||
| 1f. | Election of Director: Bernardo Hees | Management | For | For | ||||||||
| 1g. | Election of Director: Michael Kobori | Management | For | For | ||||||||
| 1h. | Election of Director: Monica McGurk | Management | For | For | ||||||||
| 1i. | Election of Director: Kenneth Simril | Management | For | For | ||||||||
| 1j. | Election of Director: Henry Ward Winship IV | Management | For | For | ||||||||
| 1k. | Election of Director: Mark Zenuk | Management | For | For | ||||||||
| 2. | The approval of a non-binding advisory vote on the compensation of our named executive officers. | Management | For | For | ||||||||
| 3. | The approval of a non-binding advisory vote on the frequency of future shareholder advisory votes on named executive officer compensation. | Management | 1 Year | For | ||||||||
| 4. | The appointment of Deloitte & Touche LLP as our independent auditor and authorization of the Audit Committee of the Board to determine the auditor’s fees. | Management | For | For | ||||||||
| 5. | Shareholder proposal regarding shareholder ratification of termination pay. | Shareholder | Against | For | ||||||||
| WHEATON PRECIOUS METALS CORP. | ||||||||||||
| Security | 962879102 | Meeting Type | Annual and Special Meeting | |||||||||
| Ticker Symbol | WPM | Meeting Date | 12-May-2023 | |||||||||
| ISIN | CA9628791027 | Agenda | 935809535 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | DIRECTOR | Management | ||||||||||
| 1 | George L. Brack | For | For | |||||||||
| 2 | John A. Brough | For | For | |||||||||
| 3 | Jaimie Donovan | For | For | |||||||||
| 4 | R. Peter Gillin | For | For | |||||||||
| 5 | Chantal Gosselin | For | For | |||||||||
| 6 | Jeane Hull | For | For | |||||||||
| 7 | Glenn Ives | For | For | |||||||||
| 8 | Charles A. Jeannes | For | For | |||||||||
| 9 | Marilyn Schonberner | For | For | |||||||||
| 10 | Randy V.J. Smallwood | For | For | |||||||||
| 2 | The appointment of Deloitte LLP, Independent Registered Public Accounting Firm, as auditors for 2023 and to authorize the directors to fix the auditors’ remuneration; | Management | For | For | ||||||||
| 3 | A non-binding advisory resolution on the Company’s approach to executive compensation. | Management | For | For | ||||||||
| LUNDIN GOLD INC | ||||||||||||
| Security | 550371108 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 15-May-2023 | ||||||||||
| ISIN | CA5503711080 | Agenda | 716991256 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’-ONLY FOR RESOLUTIONS 1.1 TO 1.9 AND 3 AND ‘IN FAVOR’ OR ‘ABSTAIN’ ONLY FOR-RESOLUTION 2. THANK YOU. | Non-Voting | ||||||||||
| 1.1 | ELECTION OF DIRECTOR: CARMEL DANIELE | Management | For | For | ||||||||
| 1.2 | ELECTION OF DIRECTOR: GILLIAN DAVIDSON | Management | For | For | ||||||||
| 1.3 | ELECTION OF DIRECTOR: IAN W. GIBBS | Management | For | For | ||||||||
| 1.4 | ELECTION OF DIRECTOR: ASHLEY HEPPENSTALL | Management | For | For | ||||||||
| 1.5 | ELECTION OF DIRECTOR: RON HOCHSTEIN | Management | For | For | ||||||||
| 1.6 | ELECTION OF DIRECTOR: CRAIG JONES | Management | For | For | ||||||||
| 1.7 | ELECTION OF DIRECTOR: JACK LUNDIN | Management | For | For | ||||||||
| 1.8 | ELECTION OF DIRECTOR: ANGELINA MEHTA | Management | For | For | ||||||||
| 1.9 | ELECTION OF DIRECTOR: JILL TERRY | Management | For | For | ||||||||
| 2 | APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For | ||||||||
| 3 | TO AUTHORIZE AND APPROVE IN A NON-BINDING, ADVISORY MANNER THE SAY ON PAY RESOLUTION AS PRESENTED IN THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR DATED MARCH 27, 2023 | Management | For | For | ||||||||
| CONOCOPHILLIPS | ||||||||||||
| Security | 20825C104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | COP | Meeting Date | 16-May-2023 | |||||||||
| ISIN | US20825C1045 | Agenda | 935796194 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Dennis V. Arriola | Management | For | For | ||||||||
| 1b. | Election of Director: Jody Freeman | Management | For | For | ||||||||
| 1c. | Election of Director: Gay Huey Evans | Management | For | For | ||||||||
| 1d. | Election of Director: Jeffrey A. Joerres | Management | For | For | ||||||||
| 1e. | Election of Director: Ryan M. Lance | Management | For | For | ||||||||
| 1f. | Election of Director: Timothy A. Leach | Management | For | For | ||||||||
| 1g. | Election of Director: William H. McRaven | Management | For | For | ||||||||
| 1h. | Election of Director: Sharmila Mulligan | Management | For | For | ||||||||
| 1i. | Election of Director: Eric D. Mullins | Management | For | For | ||||||||
| 1j. | Election of Director: Arjun N. Murti | Management | For | For | ||||||||
| 1k. | Election of Director: Robert A. Niblock | Management | For | For | ||||||||
| 1l. | Election of Director: David T. Seaton | Management | For | For | ||||||||
| 1m. | Election of Director: R.A. Walker | Management | For | For | ||||||||
| 2. | Proposal to ratify appointment of Ernst & Young LLP as ConocoPhillips’ independent registered public accounting firm for 2023. | Management | For | For | ||||||||
| 3. | Advisory Approval of Executive Compensation. | Management | For | For | ||||||||
| 4. | Advisory Vote on Frequency of Advisory Vote on Executive Compensation. | Management | 3 Years | |||||||||
| 5. | Adoption of Amended and Restated Certificate of Incorporation on Right to Call Special Meeting. | Management | For | For | ||||||||
| 6. | Approval of 2023 Omnibus Stock and Performance Incentive Plan of ConocoPhillips. | Management | For | For | ||||||||
| 7. | Independent Board Chairman. | Shareholder | Against | For | ||||||||
| 8. | Share Retention Until Retirement. | Shareholder | Against | For | ||||||||
| 9. | Report on Tax Payments. | Shareholder | Against | For | ||||||||
| 10. | Report on Lobbying Activities. | Shareholder | Abstain | Against | ||||||||
| BAKER HUGHES COMPANY | ||||||||||||
| Security | 05722G100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BKR | Meeting Date | 16-May-2023 | |||||||||
| ISIN | US05722G1004 | Agenda | 935800006 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1.1 | Election of Director: W. Geoffrey Beattie | Management | For | For | ||||||||
| 1.2 | Election of Director: Gregory D. Brenneman | Management | For | For | ||||||||
| 1.3 | Election of Director: Cynthia B. Carroll | Management | For | For | ||||||||
| 1.4 | Election of Director: Nelda J. Connors | Management | For | For | ||||||||
| 1.5 | Election of Director: Michael R. Dumais | Management | For | For | ||||||||
| 1.6 | Election of Director: Lynn L. Elsenhans | Management | For | For | ||||||||
| 1.7 | Election of Director: John G. Rice | Management | For | For | ||||||||
| 1.8 | Election of Director: Lorenzo Simonelli | Management | For | For | ||||||||
| 1.9 | Election of Director: Mohsen Sohi | Management | For | For | ||||||||
| 2. | An advisory vote related to the Company’s executive compensation program | Management | For | For | ||||||||
| 3. | The ratification of KPMG LLP as the Company’s independent registered public accounting firm for fiscal year 2023 | Management | For | For | ||||||||
| 4. | An advisory vote on the frequency of the holding of an advisory vote on executive compensation | Management | 1 Year | For | ||||||||
| HALLIBURTON COMPANY | ||||||||||||
| Security | 406216101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | HAL | Meeting Date | 17-May-2023 | |||||||||
| ISIN | US4062161017 | Agenda | 935798528 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Abdulaziz F. Al Khayyal | Management | For | For | ||||||||
| 1b. | Election of Director: William E. Albrecht | Management | For | For | ||||||||
| 1c. | Election of Director: M. Katherine Banks | Management | For | For | ||||||||
| 1d. | Election of Director: Alan M. Bennett | Management | For | For | ||||||||
| 1e. | Election of Director: Milton Carroll | Management | For | For | ||||||||
| 1f. | Election of Director: Earl M. Cummings | Management | For | For | ||||||||
| 1g. | Election of Director: Murry S. Gerber | Management | For | For | ||||||||
| 1h. | Election of Director: Robert A. Malone | Management | For | For | ||||||||
| 1i. | Election of Director: Jeffrey A. Miller | Management | For | For | ||||||||
| 1j. | Election of Director: Bhavesh V. Patel | Management | For | For | ||||||||
| 1k. | Election of Director: Maurice S. Smith | Management | For | For | ||||||||
| 1l. | Election of Director: Janet L. Weiss | Management | For | For | ||||||||
| 1m. | Election of Director: Tobi M. Edwards Young | Management | For | For | ||||||||
| 2. | Ratification of Selection of Principal Independent Public Accountants. | Management | For | For | ||||||||
| 3. | Advisory Approval of Executive Compensation. | Management | For | For | ||||||||
| 4. | Advisory Vote on the Frequency of Future Advisory Votes on Executive Compensation. | Management | 1 Year | For | ||||||||
| 5. | Approval of an Amendment to the Certificate of Incorporation Regarding Officer Exculpation. | Management | For | For | ||||||||
| 6. | Approval of Miscellaneous Amendments to the Certificate of Incorporation. | Management | For | For | ||||||||
| HESS CORPORATION | ||||||||||||
| Security | 42809H107 | Meeting Type | Annual | |||||||||
| Ticker Symbol | HES | Meeting Date | 17-May-2023 | |||||||||
| ISIN | US42809H1077 | Agenda | 935809117 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director to serve for a one-year term expiring in 2024: T.J. CHECKI | Management | For | For | ||||||||
| 1b. | Election of Director to serve for a one-year term expiring in 2024: L.S. COLEMAN, JR. | Management | For | For | ||||||||
| 1c. | Election of Director to serve for a one-year term expiring in 2024: L. GLATCH | Management | For | For | ||||||||
| 1d. | Election of Director to serve for a one-year term expiring in 2024: J.B. HESS | Management | For | For | ||||||||
| 1e. | Election of Director to serve for a one-year term expiring in 2024: E.E. HOLIDAY | Management | For | For | ||||||||
| 1f. | Election of Director to serve for a one-year term expiring in 2024: M.S. LIPSCHULTZ | Management | For | For | ||||||||
| 1g. | Election of Director to serve for a one-year term expiring in 2024: R.J. MCGUIRE | Management | For | For | ||||||||
| 1h. | Election of Director to serve for a one-year term expiring in 2024: D. MCMANUS | Management | For | For | ||||||||
| 1i. | Election of Director to serve for a one-year term expiring in 2024: K.O. MEYERS | Management | For | For | ||||||||
| 1j. | Election of Director to serve for a one-year term expiring in 2024: K.F. OVELMEN | Management | For | For | ||||||||
| 1k. | Election of Director to serve for a one-year term expiring in 2024: J.H. QUIGLEY | Management | For | For | ||||||||
| 1l. | Election of Director to serve for a one-year term expiring in 2024: W.G. SCHRADER | Management | For | For | ||||||||
| 2. | Advisory approval of the compensation of our named executive officers. | Management | For | For | ||||||||
| 3. | Advisory approval on the frequency of voting on executive compensation. | Management | 1 Year | For | ||||||||
| 4. | Ratification of the selection of Ernst & Young LLP as our independent registered public accountants for the year ending December 31, 2023. | Management | For | For | ||||||||
| ZOETIS INC. | ||||||||||||
| Security | 98978V103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ZTS | Meeting Date | 18-May-2023 | |||||||||
| ISIN | US98978V1035 | Agenda | 935801224 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Paul M. Bisaro | Management | For | For | ||||||||
| 1b. | Election of Director: Vanessa Broadhurst | Management | For | For | ||||||||
| 1c. | Election of Director: Frank A. D’Amelio | Management | For | For | ||||||||
| 1d. | Election of Director: Michael B. McCallister | Management | For | For | ||||||||
| 1e. | Election of Director: Gregory Norden | Management | For | For | ||||||||
| 1f. | Election of Director: Louise M. Parent | Management | For | For | ||||||||
| 1g. | Election of Director: Kristin C. Peck | Management | For | For | ||||||||
| 1h. | Election of Director: Robert W. Scully | Management | For | For | ||||||||
| 2. | Advisory vote to approve our executive compensation. | Management | For | For | ||||||||
| 3. | Ratification of appointment of KPMG LLP as our independent registered public accounting firm for 2023. | Management | For | For | ||||||||
| 4. | Approval of an amendment to our Restated Certificate of Incorporation to create a right to call a special meeting. | Management | For | For | ||||||||
| 5. | Shareholder proposal regarding ability to call a special meeting. | Shareholder | Against | For | ||||||||
| ELANCO ANIMAL HEALTH INCORPORATED | ||||||||||||
| Security | 28414H103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ELAN | Meeting Date | 18-May-2023 | |||||||||
| ISIN | US28414H1032 | Agenda | 935803420 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Michael J. Harrington | Management | For | For | ||||||||
| 1b. | Election of Director: R. David Hoover | Management | For | For | ||||||||
| 1c. | Election of Director: Deborah T. Kochevar | Management | For | For | ||||||||
| 1d. | Election of Director: Kirk P. McDonald | Management | For | For | ||||||||
| 2. | Ratification of the appointment of Ernst & Young LLP as the company’s independent registered public accounting firm for 2023. | Management | For | For | ||||||||
| 3. | Advisory vote on the approval of executive compensation. | Management | For | For | ||||||||
| 4. | Approval of the Amended and Restated Elanco Animal Health Incorporated Employee Stock Purchase Plan. | Management | For | For | ||||||||
| 5. | Approval of the Amended and Restated 2018 Elanco Animal Health Incorporated Stock Plan. | Management | For | For | ||||||||
| FRESNILLO PLC | ||||||||||||
| Security | G371E2108 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 23-May-2023 | ||||||||||
| ISIN | GB00B2QPKJ12 | Agenda | 717087793 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | RECEIVING THE 2022 REPORT AND ACCOUNTS | Management | For | For | ||||||||
| 2 | APPROVAL OF THE FINAL DIVIDEND | Management | For | For | ||||||||
| 3 | APPROVAL OF THE ANNUAL REPORT ON REMUNERATION | Management | For | For | ||||||||
| 4 | APPROVAL OF THE DIRECTORS REMUNERATION POLICY | Management | For | For | ||||||||
| 5 | RE-ELECTION OF MR ALEJANDROBAILLERES | Management | Against | Against | ||||||||
| 6 | RE-ELECTION OF MR JUAN BORDES | Management | For | For | ||||||||
| 7 | RE-ELECTION OF MR ARTURO FERNANDEZ | Management | For | For | ||||||||
| 8 | RE-ELECTION OF MR FERNANDO RUIZ | Management | For | For | ||||||||
| 9 | RE-ELECTION OF MR EDUARDOCEPEDA | Management | For | For | ||||||||
| 10 | RE-ELECTION OF MR CHARLES JACOBS | Management | For | For | ||||||||
| 11 | RE-ELECTION OF MS BARBARA GARZALAGUERA | Management | For | For | ||||||||
| 12 | RE-ELECTION OF MR ALBERTO TIBURCIO | Management | For | For | ||||||||
| 13 | RE-ELECTION OF DAME JUDITHMACGREGOR | Management | For | For | ||||||||
| 14 | RE-ELECTION OF MS GEORGINA KESSE | Management | For | For | ||||||||
| 15 | RE-ELECTION OF MS GUADALUPE DE LAVEGA | Management | For | For | ||||||||
| 16 | RE-ELECTION OF MR HECTOR RANGE | Management | For | For | ||||||||
| 17 | RE-APPOINTMENT OF ERNST AND YOUNGLLP AS AUDITORS | Management | For | For | ||||||||
| 18 | AUTHORITY TO SET THE REMUNERATIONOF THE AUDITORS | Management | For | For | ||||||||
| 19 | DIRECTORS AUTHORITY TO ALLOT SHARES | Management | For | For | ||||||||
| 20 | AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS FOR SHARES ISSUED WHOLLY FOR CASH | Management | Abstain | Against | ||||||||
| 21 | AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS FOR SHARES ISSUED WHOLLY FOR CASH AND USED ONLY FOR FINANCING ACQUISITIONS OR CAPITAL INVESTMENTS | Management | For | For | ||||||||
| 22 | AUTHORITY FOR THE COMPANY TO PURCHASE ITS OWN SHARES | Management | For | For | ||||||||
| 23 | NOTICE PERIOD FOR A GENERAL MEETING | Management | For | For | ||||||||
| APA CORPORATION | ||||||||||||
| Security | 03743Q108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | APA | Meeting Date | 23-May-2023 | |||||||||
| ISIN | US03743Q1085 | Agenda | 935802581 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | Election of Director: Annell R. Bay | Management | For | For | ||||||||
| 2. | Election of Director: John J. Christmann IV | Management | For | For | ||||||||
| 3. | Election of Director: Juliet S. Ellis | Management | For | For | ||||||||
| 4. | Election of Director: Charles W. Hooper | Management | For | For | ||||||||
| 5. | Election of Director: Chansoo Joung | Management | For | For | ||||||||
| 6. | Election of Director: H. Lamar McKay | Management | For | For | ||||||||
| 7. | Election of Director: Amy H. Nelson | Management | For | For | ||||||||
| 8. | Election of Director: Daniel W. Rabun | Management | For | For | ||||||||
| 9. | Election of Director: Peter A. Ragauss | Management | For | For | ||||||||
| 10. | Election of Director: David L. Stover | Management | For | For | ||||||||
| 11. | Ratification of Ernst & Young LLP as APA’s Independent Auditors | Management | For | For | ||||||||
| 12. | Advisory Vote to Approve Compensation of APA’s Named Executive Officers | Management | For | For | ||||||||
| 13. | Advisory Vote on the Frequency of the Advisory Vote to Approve Compensation of APA’s Named Executive Officers | Management | 1 Year | For | ||||||||
| 14. | Approval of an amendment to APA’s Amended and Restated Certificate of Incorporation to provide for the exculpation of officers | Management | For | For | ||||||||
| SHELL PLC | ||||||||||||
| Security | 780259305 | Meeting Type | Annual | |||||||||
| Ticker Symbol | SHEL | Meeting Date | 23-May-2023 | |||||||||
| ISIN | US7802593050 | Agenda | 935844426 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | Annual Report & Accounts be received | Management | For | For | ||||||||
| 2. | Approval of Directors’ Remuneration Policy | Management | For | For | ||||||||
| 3. | Approval of Directors’ Remuneration Report | Management | For | For | ||||||||
| 4. | Appointment of Wael Sawan as a Director of the Company | Management | For | For | ||||||||
| 5. | Appointment of Cyrus Taraporevala as a Director of the Company | Management | For | For | ||||||||
| 6. | Appointment of Sir Charles Roxburgh as a Director of the Company | Management | For | For | ||||||||
| 7. | Appointment of Leena Srivastava as a Director of the Company | Management | For | For | ||||||||
| 8. | Reappointment of Sinead Gorman as a Director of the Company | Management | For | For | ||||||||
| 9. | Reappointment of Dick Boer as a Director of the Company | Management | For | For | ||||||||
| 10. | Reappointment of Neil Carson as a Director of the Company | Management | For | For | ||||||||
| 11. | Reappointment of Ann Godbehere as a Director of the Company | Management | For | For | ||||||||
| 12. | Reappointment of Jane Holl Lute as a Director of the Company | Management | For | For | ||||||||
| 13. | Reappointment of Catherine Hughes as a Director of the Company | Management | For | For | ||||||||
| 14. | Reappointment of Sir Andrew Mackenzie as a Director of the Company | Management | For | For | ||||||||
| 15. | Reappointment of Abraham (Bram) Schot as a Director of the Company | Management | For | For | ||||||||
| 16. | Reappointment of Auditors | Management | For | For | ||||||||
| 17. | Remuneration of Auditors | Management | For | For | ||||||||
| 18. | Authority to allot shares | Management | For | For | ||||||||
| 19. | Disapplication of pre-emption rights | Management | Withheld | Against | ||||||||
| 20. | Authority to make on market purchases of own shares | Management | For | For | ||||||||
| 21. | Authority to make off market purchases of own shares | Management | For | For | ||||||||
| 22. | Authority to make certain donations/incur expenditure | Management | For | For | ||||||||
| 23. | Adoption of new Articles of Association | Management | For | For | ||||||||
| 24. | Approval of Shell’s Share Plan (‘Plan’) rules and authority to adopt schedules to the Plan | Management | For | For | ||||||||
| 25. | Approve Shell’s Energy Transition Progress | Management | Withheld | Against | ||||||||
| 26. | Shareholder resolution | Shareholder | Withheld | Against | ||||||||
| WESDOME GOLD MINES LTD | ||||||||||||
| Security | 95083R100 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 24-May-2023 | ||||||||||
| ISIN | CA95083R1001 | Agenda | 717078162 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’-ONLY FOR RESOLUTION 3 AND ‘IN FAVOR’ OR ‘ABSTAIN’ ONLY FOR RESOLUTION NUMBERS-1.1 TO 1.7 AND 2. THANK YOU | Non-Voting | ||||||||||
| 1.1 | ELECTION OF DIRECTOR: LOUISE GRONDIN | Management | For | For | ||||||||
| 1.2 | ELECTION OF DIRECTOR: CHARLES MAIN | Management | For | For | ||||||||
| 1.3 | ELECTION OF DIRECTOR: NADINE MILLER | Management | For | For | ||||||||
| 1.4 | ELECTION OF DIRECTOR: WARWICK MORLEY- JEPSON | Management | For | For | ||||||||
| 1.5 | ELECTION OF DIRECTOR: BRIAN SKANDERBEG | Management | For | For | ||||||||
| 1.6 | ELECTION OF DIRECTOR: EDIE THOME | Management | For | For | ||||||||
| 1.7 | ELECTION OF DIRECTOR: BILL WASHINGTON | Management | For | For | ||||||||
| 2 | TO APPOINT GRANT THORNTON LLP, CHARTERED PROFESSIONAL ACCOUNTANTS, AS AUDITOR OF THE CORPORATION FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For | ||||||||
| 3 | TO CONSIDER AND, IF DEEMED ADVISABLE, PASS AN ADVISORY NON-BINDING RESOLUTION ACCEPTING THE APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN THE MANAGEMENT INFORMATION CIRCULAR OF THE CORPORATION DATED APRIL 11, 2023 | Management | For | For | ||||||||
| MARATHON OIL CORPORATION | ||||||||||||
| Security | 565849106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MRO | Meeting Date | 24-May-2023 | |||||||||
| ISIN | US5658491064 | Agenda | 935808886 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director for a one-year term expiring in 2024: Chadwick C. Deaton | Management | For | For | ||||||||
| 1b. | Election of Director for a one-year term expiring in 2024: Marcela E. Donadio | Management | For | For | ||||||||
| 1c. | Election of Director for a one-year term expiring in 2024: M. Elise Hyland | Management | For | For | ||||||||
| 1d. | Election of Director for a one-year term expiring in 2024: Holli C. Ladhani | Management | For | For | ||||||||
| 1e. | Election of Director for a one-year term expiring in 2024: Mark A. McCollum | Management | For | For | ||||||||
| 1f. | Election of Director for a one-year term expiring in 2024: Brent J. Smolik | Management | For | For | ||||||||
| 1g. | Election of Director for a one-year term expiring in 2024: Lee M. Tillman | Management | For | For | ||||||||
| 1h. | Election of Director for a one-year term expiring in 2024: Shawn D. Williams | Management | For | For | ||||||||
| 2. | Ratify the selection of PricewaterhouseCoopers LLP as our independent auditor for 2023. | Management | For | For | ||||||||
| 3. | Advisory vote to approve the compensation of our named executive officers. | Management | For | For | ||||||||
| 4. | Advisory vote on frequency of executive compensation votes. | Management | 1 Year | For | ||||||||
| ONEOK, INC. | ||||||||||||
| Security | 682680103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | OKE | Meeting Date | 24-May-2023 | |||||||||
| ISIN | US6826801036 | Agenda | 935817037 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Brian L. Derksen | Management | For | For | ||||||||
| 1b. | Election of Director: Julie H. Edwards | Management | For | For | ||||||||
| 1c. | Election of Director: Mark W. Helderman | Management | For | For | ||||||||
| 1d. | Election of Director: Randall J. Larson | Management | For | For | ||||||||
| 1e. | Election of Director: Steven J. Malcolm | Management | For | For | ||||||||
| 1f. | Election of Director: Jim W. Mogg | Management | For | For | ||||||||
| 1g. | Election of Director: Pattye L. Moore | Management | For | For | ||||||||
| 1h. | Election of Director: Pierce H. Norton II | Management | For | For | ||||||||
| 1i. | Election of Director: Eduardo A. Rodriguez | Management | For | For | ||||||||
| 1j. | Election of Director: Gerald B. Smith | Management | For | For | ||||||||
| 2. | Ratification of the selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm of ONEOK, Inc. for the year ending December 31, 2023. | Management | For | For | ||||||||
| 3. | Amendment and restatement of the ONEOK, Inc. Employee Stock Purchase Plan to increase the total number of shares under the Plan. | Management | For | For | ||||||||
| 4. | An advisory vote to approve ONEOK, Inc.’s executive compensation. | Management | For | For | ||||||||
| 5. | An advisory vote on the frequency of holding the shareholder advisory vote on ONEOK’s executive compensation. | Management | 1 Year | For | ||||||||
| EOG RESOURCES, INC. | ||||||||||||
| Security | 26875P101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | EOG | Meeting Date | 24-May-2023 | |||||||||
| ISIN | US26875P1012 | Agenda | 935817049 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director to hold office until the 2024 annual meeting: Janet F. Clark | Management | For | For | ||||||||
| 1b. | Election of Director to hold office until the 2024 annual meeting: Charles R. Crisp | Management | For | For | ||||||||
| 1c. | Election of Director to hold office until the 2024 annual meeting: Robert P. Daniels | Management | For | For | ||||||||
| 1d. | Election of Director to hold office until the 2024 annual meeting: Lynn A. Dugle | Management | For | For | ||||||||
| 1e. | Election of Director to hold office until the 2024 annual meeting: C. Christopher Gaut | Management | For | For | ||||||||
| 1f. | Election of Director to hold office until the 2024 annual meeting: Michael T. Kerr | Management | For | For | ||||||||
| 1g. | Election of Director to hold office until the 2024 annual meeting: Julie J. Robertson | Management | For | For | ||||||||
| 1h. | Election of Director to hold office until the 2024 annual meeting: Donald F. Textor | Management | For | For | ||||||||
| 1i. | Election of Director to hold office until the 2024 annual meeting: Ezra Y. Yacob | Management | For | For | ||||||||
| 2. | To ratify the appointment by the Audit Committee of the Board of Directors of Deloitte & Touche LLP, independent registered public accounting firm, as auditors for the Company for the year ending December 31, 2023. | Management | For | For | ||||||||
| 3. | To approve, by non-binding vote, the compensation of the Company’s named executive officers. | Management | For | For | ||||||||
| 4. | To recommend, by non-binding vote, the frequency of holding advisory votes on the compensation of the Company’s named executive officers. | Management | 1 Year | For | ||||||||
| GOLD FIELDS LIMITED | ||||||||||||
| Security | 38059T106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | GFI | Meeting Date | 24-May-2023 | |||||||||
| ISIN | US38059T1060 | Agenda | 935844565 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| O1 | Appointment of PwC as the auditors of the Company | Management | For | |||||||||
| O2a | Election of a director: Mr M Preece | Management | For | |||||||||
| O2b | Re-election of a director: Mr YGH Suleman | Management | For | |||||||||
| O2c | Re-election of a director: Mr TP Goodlace | Management | For | |||||||||
| O2d | Re-election of a director: Ms PG Sibiya | Management | For | |||||||||
| O3a | Re-election of a member and Chairperson of the Audit Committee: Ms PG Sibiya | Management | For | |||||||||
| O3b | Re-election of a member of the Audit Committee: Mr A Andani | Management | For | |||||||||
| O3c | Re-election of a member of the Audit Committee: Mr PJ Bacchus | Management | For | |||||||||
| O4 | Approval for the issue of authorised but unissued ordinary shares | Management | For | |||||||||
| O5a | Advisory endorsement of the Remuneration Policy | Management | For | |||||||||
| O5b | Advisory endorsement of the Remuneration Implementation Report | Management | For | |||||||||
| S1 | Approval for the issuing of equity securities for cash | Management | For | |||||||||
| S2 | Approval of the remuneration of NEDs | Management | For | |||||||||
| S2a | The Chairperson of the Board (all-inclusive fee) | Management | For | |||||||||
| S2b | The Lead Independent Director of the Board (all-inclusive fee) | Management | For | |||||||||
| S2c | Members of the Board (excluding the Chairperson and Lead Independent Director of the Board) | Management | For | |||||||||
| S2d | The Chairperson of the Audit Committee | Management | For | |||||||||
| S2e | The Chairpersons of the Capital Projects, Control and Review Committee; Nominating and Governance Committee; Remuneration Committee; Risk Committee; Social, Ethics and Transformation (SET) Committee; and Safety, Health and Sustainable Development (SHSD) Committee (excluding the Chairperson and Lead Independent Director of the Board) | Management | For | |||||||||
| S2f | Members of the Audit Committee (excluding the Chairperson of the Audit Committee and Lead Independent Director of the Board) | Management | For | |||||||||
| S2g | Members of the Capital Projects, Control and Review Committee; Nominating and Governance Committee; Remuneration Committee; Risk Committee; Social, Ethics and Transformation (SET) Committee; and Safety, Health and Sustainable Development (SHSD) Committee (excluding the Chairpersons of these Committees), Chairperson and Lead Independent Director of the Board) | Management | For | |||||||||
| S2h | Chairperson of an ad hoc committee (per meeting chaired) | Management | For | |||||||||
| S2i | Member of an ad hoc committee (per meeting attended) | Management | For | |||||||||
| S3 | Approval for the Company to grant inter-Group financial assistance in terms of sections 44 and 45 of the Companies Act | Management | For | |||||||||
| S4 | Acquisition of the Company’s own shares | Management | For | |||||||||
| THE MOSAIC COMPANY | ||||||||||||
| Security | 61945C103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MOS | Meeting Date | 25-May-2023 | |||||||||
| ISIN | US61945C1036 | Agenda | 935817051 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Cheryl K. Beebe | Management | For | For | ||||||||
| 1b. | Election of Director: Gregory L. Ebel | Management | For | For | ||||||||
| 1c. | Election of Director: Timothy S. Gitzel | Management | For | For | ||||||||
| 1d. | Election of Director: Denise C. Johnson | Management | For | For | ||||||||
| 1e. | Election of Director: Emery N. Koenig | Management | For | For | ||||||||
| 1f. | Election of Director: James (“Joc”) C. O’Rourke | Management | For | For | ||||||||
| 1g. | Election of Director: David T. Seaton | Management | For | For | ||||||||
| 1h. | Election of Director: Steven M. Seibert | Management | For | For | ||||||||
| 1i. | Election of Director: João Roberto Gonçalves Teixeira | Management | For | For | ||||||||
| 1j. | Election of Director: Gretchen H. Watkins | Management | For | For | ||||||||
| 1k. | Election of Director: Kelvin R. Westbrook | Management | For | For | ||||||||
| 2. | Approval of The Mosaic Company 2023 Stock and Incentive Plan. | Management | For | For | ||||||||
| 3. | Ratification of the appointment of KPMG LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2023. | Management | For | For | ||||||||
| 4. | An advisory vote to approve the compensation of our named executive officers as disclosed in the Proxy Statement. | Management | For | For | ||||||||
| 5. | An advisory vote on the frequency of future stockholder advisory votes on executive compensation. | Management | 1 Year | For | ||||||||
| 6. | A stockholder proposal to reduce the ownership threshold to call a special meeting. | Shareholder | Against | For | ||||||||
| 7. | A stockholder proposal to report on the Company’s plans to reduce greenhouse gas emissions. | Shareholder | Abstain | Against | ||||||||
| PIONEER NATURAL RESOURCES COMPANY | ||||||||||||
| Security | 723787107 | Meeting Type | Annual | |||||||||
| Ticker Symbol | PXD | Meeting Date | 25-May-2023 | |||||||||
| ISIN | US7237871071 | Agenda | 935817241 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | ELECTION OF DIRECTOR: A.R. Alameddine | Management | For | For | ||||||||
| 1b. | ELECTION OF DIRECTOR: Lori G. Billingsley | Management | For | For | ||||||||
| 1c. | ELECTION OF DIRECTOR: Edison C. Buchanan | Management | For | For | ||||||||
| 1d. | ELECTION OF DIRECTOR: Richard P. Dealy | Management | For | For | ||||||||
| 1e. | ELECTION OF DIRECTOR: Maria S. Dreyfus | Management | For | For | ||||||||
| 1f. | ELECTION OF DIRECTOR: Matthew M. Gallagher | Management | For | For | ||||||||
| 1g. | ELECTION OF DIRECTOR: Phillip A. Gobe | Management | For | For | ||||||||
| 1h. | ELECTION OF DIRECTOR: Stacy P. Methvin | Management | For | For | ||||||||
| 1i. | ELECTION OF DIRECTOR: Royce W. Mitchell | Management | For | For | ||||||||
| 1j. | ELECTION OF DIRECTOR: Scott D. Sheffield | Management | For | For | ||||||||
| 1k. | ELECTION OF DIRECTOR: J. Kenneth Thompson | Management | For | For | ||||||||
| 1l. | ELECTION OF DIRECTOR: Phoebe A. Wood | Management | For | For | ||||||||
| 2. | RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2023. | Management | For | For | ||||||||
| 3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | ||||||||
| 4. | ADVISORY VOTE TO APPROVE THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||||||
| ROYAL GOLD, INC. | ||||||||||||
| Security | 780287108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | RGLD | Meeting Date | 25-May-2023 | |||||||||
| ISIN | US7802871084 | Agenda | 935821947 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Class III Director to serve until the 2026 annual meeting: Fabiana Chubbs | Management | For | For | ||||||||
| 1b. | Election of Class III Director to serve until the 2026 annual meeting: Kevin McArthur | Management | For | For | ||||||||
| 1c. | Election of Class III Director to serve until the 2026 annual meeting: Sybil Veenman | Management | For | For | ||||||||
| 2. | Advisory vote to approve named executive officer compensation | Management | For | For | ||||||||
| 3. | Advisory vote on the frequency of the say on pay vote | Management | 1 Year | For | ||||||||
| 4. | Ratification of appointment of Ernst & Young LLP as independent auditor for 2023 | Management | For | For | ||||||||
| 5. | Approval of an amendment to our restated certificate of incorporation to limit the liability of certain officers | Management | For | For | ||||||||
| SSR MINING INC. | ||||||||||||
| Security | 784730103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | SSRM | Meeting Date | 25-May-2023 | |||||||||
| ISIN | CA7847301032 | Agenda | 935824513 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | DIRECTOR | Management | ||||||||||
| 1 | A.E. Michael Anglin | For | For | |||||||||
| 2 | Rod Antal | For | For | |||||||||
| 3 | Thomas R. Bates, Jr. | For | For | |||||||||
| 4 | Brian R. Booth | For | For | |||||||||
| 5 | Simon A. Fish | For | For | |||||||||
| 6 | Leigh Ann Fisher | For | For | |||||||||
| 7 | Alan P. Krusi | For | For | |||||||||
| 8 | Kay Priestly | For | For | |||||||||
| 9 | Karen Swager | For | For | |||||||||
| 2 | To approve on an advisory (non-binding) basis, the compensation of the Company’s named executive officers disclosed in the Proxy Statement. | Management | For | For | ||||||||
| 3 | To ratify the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2023. | Management | For | For | ||||||||
| ALAMOS GOLD INC. | ||||||||||||
| Security | 011532108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | AGI | Meeting Date | 25-May-2023 | |||||||||
| ISIN | CA0115321089 | Agenda | 935832320 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | DIRECTOR | Management | ||||||||||
| 1 | Elaine Ellingham | For | For | |||||||||
| 2 | David Fleck | For | For | |||||||||
| 3 | David Gower | For | For | |||||||||
| 4 | Claire M. Kennedy | For | For | |||||||||
| 5 | John A. McCluskey | For | For | |||||||||
| 6 | Monique Mercier | For | For | |||||||||
| 7 | Paul J. Murphy | For | For | |||||||||
| 8 | J. Robert S. Prichard | For | For | |||||||||
| 9 | Shaun Usmar | For | For | |||||||||
| 2 | Re-appoint KPMG LLP as auditors of the Company for the ensuing year and authorizing the directors to fix their remuneration. | Management | For | For | ||||||||
| 3 | To consider, and if deemed advisable, pass a resolution to approve an advisory resolution on the Company’s approach to executive compensation. | Management | For | For | ||||||||
| GLENCORE PLC | ||||||||||||
| Security | G39420107 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 26-May-2023 | ||||||||||
| ISIN | JE00B4T3BW64 | Agenda | 717211445 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 846434 DUE TO RECEIVED-UPDATED AGENDA WITH CHANGE IN VOTING STATUS FOR 19TH RESOLUTION, THE BOARD-HAS RECOMMENDED THAT SHAREHOLDERS VOTE AGAINST THE RESOLUTION AND CODE AS-8840. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED IF VOTE-DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE REINSTRUCT ON THIS MEETING-NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT GRANTED IN-THE MARKET, THIS MEETING WILL BE CLOSED AND YOUR VOTE INTENTIONS ON THE-ORIGINAL MEETING WILL BE APPLICABLE. PLEASE ENSURE VOTING IS SUBMITTED PRIOR-TO CUTOFF ON THE ORIGINAL MEETING, AND AS SOON AS POSSIBLE ON THIS NEW-AMENDED MEETING. THANK YOU | Non-Voting | ||||||||||
| 1 | TO RECEIVE THE COMPANY’S ACCOUNTS AND THE REPORTS OF THE DIRECTORS AND AUDITORS FOR THE YEAR ENDED 31 DECEMBER 2022 | Management | For | For | ||||||||
| 2 | TO APPROVE THAT THE COMPANY’S CAPITAL CONTRIBUTION RESERVES (FORMING PART OF ITS SHARE PREMIUM ACCOUNT) BE REDUCED AND BE REPAID TO SHAREHOLDERS AS PER THE TERMS SET OUT IN THE NOTICE OF MEETING | Management | For | For | ||||||||
| 3 | TO RE-ELECT KALIDAS MADHAVPEDDI AS A DIRECTOR | Management | For | For | ||||||||
| 4 | TO RE-ELECT GARY NAGLE AS A DIRECTOR | Management | For | For | ||||||||
| 5 | TO RE-ELECT PETER COATES AS A DIRECTOR | Management | For | For | ||||||||
| 6 | TO RE-ELECT MARTIN GILBERT AS A DIRECTOR | Management | For | For | ||||||||
| 7 | TO RE-ELECT GILL MARCUS AS A DIRECTOR | Management | For | For | ||||||||
| 8 | TO RE-ELECT CYNTHIA CARROLL AS A DIRECTOR | Management | For | For | ||||||||
| 9 | TO RE-ELECT DAVID WORMSLEY AS A DIRECTOR | Management | For | For | ||||||||
| 10 | TO ELECT LIZ HEWITT AS A DIRECTOR | Management | For | For | ||||||||
| 11 | TO REAPPOINT DELOITTE LLP AS THE COMPANY’S AUDITORS TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT GENERAL MEETING AT WHICH ACCOUNTS ARE LAID | Management | For | For | ||||||||
| 12 | TO AUTHORISE THE AUDIT COMMITTEE TO FIX THE REMUNERATION OF THE AUDITORS | Management | For | For | ||||||||
| 13 | TO APPROVE THE COMPANY’S 2022 CLIMATE REPORT | Management | Abstain | Against | ||||||||
| 14 | TO APPROVE THE DIRECTORS’ REMUNERATION REPORT AS SET OUT IN THE 2022 ANNUAL REPORT | Management | For | For | ||||||||
| 15 | TO RENEW THE AUTHORITY CONFERRED ON THE DIRECTORS PURSUANT TO ARTICLE 10.2 OF THE COMPANY’S ARTICLES OF ASSOCIATION | Management | For | For | ||||||||
| 16 | SUBJECT TO THE PASSING OF RESOLUTION 15, TO RENEW THE AUTHORITY CONFERRED ON THE DIRECTORS PURSUANT TO ARTICLE 10.3 OF THE COMPANY’S ARTICLES OF ASSOCIATION TO ALLOT EQUITY SECURITIES FOR CASH FOR AN ALLOTMENT PERIOD | Management | For | For | ||||||||
| 17 | SUBJECT TO THE PASSING OF RESOLUTION 15, AND IN ADDITION TO ANY AUTHORITY GRANTED UNDER RESOLUTION 16, TO EMPOWER THE DIRECTORS PURSUANT TO ARTICLE 10.3 OF THE ARTICLES TO ALLOT EQUITY SECURITIES FOR CASH FOR AN ALLOTMENT PERIOD | Management | For | For | ||||||||
| 18 | TO AUTHORISE THE COMPANY TO MAKE MARKET PURCHASES OF ORDINARY SHARES | Management | For | For | ||||||||
| 19 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: SHAREHOLDER RESOLUTION IN RESPECT OF THE NEXT CLIMATE ACTION TRANSITION PLAN | Shareholder | Abstain | Against | ||||||||
| TOTAL ENERGIES SE | ||||||||||||
| Security | 89151E109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | TTE | Meeting Date | 26-May-2023 | |||||||||
| ISIN | US89151E1091 | Agenda | 935861636 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| O1 | Approval of the statutory financial statements for the fiscal year ended December 31, 2022 | Management | For | For | ||||||||
| O2 | Approval of the consolidated financial statements for the fiscal year ended December 31, 2022 | Management | For | For | ||||||||
| O3 | Allocation of earnings and declaration of dividend for the fiscal year ended December 31, 2022 | Management | For | For | ||||||||
| O4 | Authorization granted to the Board of Directors, for a period of eighteen months, to trade in the Corporation shares | Management | For | For | ||||||||
| O5 | Agreements covered by Articles L. 225-38 et seq. of the French Commercial Code | Management | For | For | ||||||||
| O6 | Renewal of Ms. Marie-Christine Coisne-Roquette’s term as director | Management | For | For | ||||||||
| O7 | Renewal of Mr. Mark Cutifani’s term as director | Management | For | For | ||||||||
| O8 | Appointment of Mr. Dierk Paskert as director | Management | For | For | ||||||||
| O9 | Appointment of Ms. Anelise Lara as director | Management | For | For | ||||||||
| O10 | Approval of the information relating to the compensation of executive and non-executive directors (“mandataires sociaux”) mentioned in paragraph I of Article L. 22-10-9 of the French Commercial Code | Management | For | For | ||||||||
| O11 | Setting of the amount of directors’ aggregate annual compensation and approval of the compensation policy applicable to directors | Management | For | For | ||||||||
| O12 | Approval of the fixed, variable and extraordinary components making up the total compensation and the in-kind benefits paid during the fiscal year 2022 or allocated for that year to Mr. Patrick Pouyanné, Chairman and Chief Executive Officer | Management | For | For | ||||||||
| O13 | Approval of the compensation policy applicable to the Chairman and Chief Executive Officer | Management | For | For | ||||||||
| O14 | Opinion on the Sustainability & Climate - Progress Report 2023, reporting on the progress made in the implementation of the Corporation’s ambition with respect to sustainable development and energy transition towards carbon neutrality and its related targets by 2030 and complementing this ambition | Management | Abstain | Against | ||||||||
| E15 | Delegation of authority to the Board of Directors, for a period of thirty-eight months, to grant Corporation free shares, existing or to be issued, for the benefit of the Company employees and executive directors, or some of them, which imply the waiver by shareholders of their pre-emptive subscription right for shares to be issued | Management | For | For | ||||||||
| E16 | Delegation of competence granted to the Board of Directors, for a period of twenty-six months, to proceed to capital increases, with cancellation of the shareholders’ preemptive subscription right, reserved to members of a company or group savings plan | Management | For | For | ||||||||
| E17 | Elimination of double voting rights - Amendment to Article 18of the Corporation’s Articles of Association - Powers to carryout formalities | Management | For | For | ||||||||
| A | Shareholder resolution on targets for indirect Scope 3emissions (advisory vote) | Shareholder | Abstain | |||||||||
| OSISKO MINING INC | ||||||||||||
| Security | 688281104 | Meeting Type | MIX | |||||||||
| Ticker Symbol | Meeting Date | 29-May-2023 | ||||||||||
| ISIN | CA6882811046 | Agenda | 717096843 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’-ONLY FOR RESOLUTION 3 AND ‘IN FAVOR’ OR ‘ABSTAIN’ ONLY FOR RESOLUTION NUMBERS-1.1 TO 1.8 AND 2. THANK YOU | Non-Voting | ||||||||||
| 1.1 | ELECTION OF DIRECTOR: MR. JOHN BURZYNSKI | Management | For | For | ||||||||
| 1.2 | ELECTION OF DIRECTOR: MR. J. V. BENAVIDES | Management | For | For | ||||||||
| 1.3 | ELECTION OF DIRECTOR: MR. PATRICK ANDERSON | Management | For | For | ||||||||
| 1.4 | ELECTION OF DIRECTOR: MR. KEITH MCKAY | Management | For | For | ||||||||
| 1.5 | ELECTION OF DIRECTOR: MS. AMY SATOV | Management | For | For | ||||||||
| 1.6 | ELECTION OF DIRECTOR: MR. B. ALVAREZ CALDERON | Management | For | For | ||||||||
| 1.7 | ELECTION OF DIRECTOR: MS. ANDREE ST-GERMAIN | Management | For | For | ||||||||
| 1.8 | ELECTION OF DIRECTOR: MS. CATHY SINGER | Management | For | For | ||||||||
| 2 | APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITOR OF THE CORPORATION FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For | ||||||||
| 3 | TO CONSIDER AND, IF DEEMED ADVISABLE, PASS A RESOLUTION RATIFYING AND APPROVING THE CORPORATION’S OMNIBUS INCENTIVE PLAN | Management | For | For | ||||||||
| EXXON MOBIL CORPORATION | ||||||||||||
| Security | 30231G102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | XOM | Meeting Date | 31-May-2023 | |||||||||
| ISIN | US30231G1022 | Agenda | 935823977 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Michael J. Angelakis | Management | For | For | ||||||||
| 1b. | Election of Director: Susan K. Avery | Management | For | For | ||||||||
| 1c. | Election of Director: Angela F. Braly | Management | For | For | ||||||||
| 1d. | Election of Director: Gregory J. Goff | Management | For | For | ||||||||
| 1e. | Election of Director: John D. Harris II | Management | For | For | ||||||||
| 1f. | Election of Director: Kaisa H. Hietala | Management | For | For | ||||||||
| 1g. | Election of Director: Joseph L. Hooley | Management | For | For | ||||||||
| 1h. | Election of Director: Steven A. Kandarian | Management | For | For | ||||||||
| 1i. | Election of Director: Alexander A. Karsner | Management | For | For | ||||||||
| 1j. | Election of Director: Lawrence W. Kellner | Management | For | For | ||||||||
| 1k. | Election of Director: Jeffrey W. Ubben | Management | For | For | ||||||||
| 1l. | Election of Director: Darren W. Woods | Management | For | For | ||||||||
| 2. | Ratification of Independent Auditors | Management | For | For | ||||||||
| 3. | Advisory Vote to Approve Executive Compensation | Management | For | For | ||||||||
| 4. | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | For | ||||||||
| 5. | Establish a New Board Committee on Decarbonization Risk | Shareholder | Abstain | Against | ||||||||
| 6. | Reduce Executive Stock Holding Period | Shareholder | Against | For | ||||||||
| 7. | Additional Carbon Capture and Storage and Emissions Report | Shareholder | Abstain | Against | ||||||||
| 8. | Additional Direct Methane Measurement | Shareholder | Abstain | Against | ||||||||
| 9. | Establish a Scope 3 Target and Reduce Hydrocarbon Sales | Shareholder | Abstain | Against | ||||||||
| 10. | Additional Report on Worst-case Spill and Response Plans | Shareholder | Abstain | Against | ||||||||
| 11. | GHG Reporting on Adjusted Basis | Shareholder | Abstain | Against | ||||||||
| 12. | Report on Asset Retirement Obligations Under IEA NZE Scenario | Shareholder | Abstain | Against | ||||||||
| 13. | Report on Plastics Under SCS Scenario | Shareholder | Abstain | Against | ||||||||
| 14. | Litigation Disclosure Beyond Legal and Accounting Requirements | Shareholder | Against | For | ||||||||
| 15. | Tax Reporting Beyond Legal Requirements | Shareholder | Against | For | ||||||||
| 16. | Energy Transition Social Impact Report | Shareholder | Abstain | Against | ||||||||
| 17. | Report on Commitment Against AMAP Work | Shareholder | Abstain | Against | ||||||||
| CHEVRON CORPORATION | ||||||||||||
| Security | 166764100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CVX | Meeting Date | 31-May-2023 | |||||||||
| ISIN | US1667641005 | Agenda | 935829284 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Wanda M. Austin | Management | For | For | ||||||||
| 1b. | Election of Director: John B. Frank | Management | For | For | ||||||||
| 1c. | Election of Director: Alice P. Gast | Management | For | For | ||||||||
| 1d. | Election of Director: Enrique Hernandez, Jr. | Management | For | For | ||||||||
| 1e. | Election of Director: Marillyn A. Hewson | Management | For | For | ||||||||
| 1f. | Election of Director: Jon M. Huntsman Jr. | Management | For | For | ||||||||
| 1g. | Election of Director: Charles W. Moorman | Management | For | For | ||||||||
| 1h. | Election of Director: Dambisa F. Moyo | Management | For | For | ||||||||
| 1i. | Election of Director: Debra Reed-Klages | Management | For | For | ||||||||
| 1j. | Election of Director: D. James Umpleby III | Management | For | For | ||||||||
| 1k. | Election of Director: Cynthia J. Warner | Management | For | For | ||||||||
| 1l. | Election of Director: Michael K. Wirth | Management | For | For | ||||||||
| 2. | Ratification of Appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm | Management | For | For | ||||||||
| 3. | Advisory Vote to Approve Named Executive Officer Compensation | Management | For | For | ||||||||
| 4. | Advisory Vote on the Frequency of Future Advisory Votes on Named Executive Officer Compensation | Management | 1 Year | For | ||||||||
| 5. | Rescind the 2021 “Reduce Scope 3 Emissions” Stockholder Proposal | Shareholder | Against | For | ||||||||
| 6. | Set a Medium-Term Scope 3 GHG Emissions Reduction Target | Shareholder | Abstain | Against | ||||||||
| 7. | Recalculate Emissions Baseline to Exclude Emissions from Material Divestitures | Shareholder | Abstain | Against | ||||||||
| 8. | Establish Board Committee on Decarbonization Risk | Shareholder | Abstain | Against | ||||||||
| 9. | Report on Worker and Community Impact from Facility Closures and Energy Transitions | Shareholder | Abstain | Against | ||||||||
| 10. | Report on Racial Equity Audit | Shareholder | Abstain | Against | ||||||||
| 11. | Report on Tax Practices | Shareholder | Against | For | ||||||||
| 12. | Independent Chair | Shareholder | Against | For | ||||||||
| MOWI ASA | ||||||||||||
| Security | R4S04H101 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 01-Jun-2023 | ||||||||||
| ISIN | NO0003054108 | Agenda | 717223426 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE-DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION. | Non-Voting | ||||||||||
| CMMT | IF YOUR CUSTODIAN DOES NOT HAVE A POWER OF ATTORNEY (POA) IN PLACE, AN-INDIVIDUAL BENEFICIAL OWNER SIGNED POA MAY BE REQUIRED. | Non-Voting | ||||||||||
| CMMT | TO VOTE SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT IN THE LOCAL MARKET, THE-LOCAL CUSTODIAN WILL TEMPORARILY TRANSFER VOTED SHARES TO A SEPARATE ACCOUNT-IN THE BENEFICIAL OWNER’S NAME ON THE PROXY VOTING DEADLINE AND TRANSFER BACK-TO THE OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE MEETING DATE. | Non-Voting | ||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED. | Non-Voting | ||||||||||
| 1.A | ELECT CHAIRMAN OF MEETING | Management | No Action | |||||||||
| 1.B | DESIGNATE INSPECTOR(S) OF MINUTES OF MEETING | Management | No Action | |||||||||
| 2 | APPROVE NOTICE OF MEETING AND AGENDA | Management | No Action | |||||||||
| 3 | RECEIVE BRIEFING ON THE BUSINESS | Non-Voting | ||||||||||
| 4 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS; APPROVE ALLOCATION OF INCOME | Management | No Action | |||||||||
| 5 | DISCUSS COMPANY’S CORPORATE GOVERNANCE STATEMENT | Non-Voting | ||||||||||
| 6 | APPROVE EQUITY PLAN FINANCING | Management | No Action | |||||||||
| 7 | APPROVE REMUNERATION STATEMENT | Management | No Action | |||||||||
| 8 | APPROVE REMUNERATION OF DIRECTORS | Management | No Action | |||||||||
| 9 | APPROVE REMUNERATION OF NOMINATION COMMITTEE | Management | No Action | |||||||||
| 10 | APPROVE REMUNERATION OF AUDITORS | Management | No Action | |||||||||
| 11.A | REELECT OLE-EIRIK LEROY (CHAIR) AS DIRECTOR | Management | No Action | |||||||||
| 11.B | REELECT KRISTIAN MELHUUS (DEPUTY CHAIR) AS DIRECTOR | Management | No Action | |||||||||
| 11.C | REELECT LISBET KARIN NAERO AS DIRECTOR | Management | No Action | |||||||||
| 12.A | ELECT MERETE HAUGLI AS MEMBER OF NOMINATING COMMITTEE | Management | No Action | |||||||||
| 12.B | ELECT ANN KRISTIN BRAUTASET AS MEMBER OF NOMINATING COMMITTEE | Management | No Action | |||||||||
| 13 | AUTHORIZE BOARD TO DISTRIBUTE DIVIDENDS | Management | No Action | |||||||||
| 14 | AUTHORIZE SHARE REPURCHASE PROGRAM AND REISSUANCE OF REPURCHASED SHARES | Management | No Action | |||||||||
| 15.A | APPROVE CREATION OF NOK 387.8 MILLION POOL OF CAPITAL WITHOUT PREEMPTIVE RIGHTS | Management | No Action | |||||||||
| 15.B | AUTHORIZE ISSUANCE OF CONVERTIBLE BONDS WITHOUT PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL AMOUNT OF NOK 3.2 BILLION; APPROVE CREATION OF NOK 387.8 MILLION POOL OF CAPITAL TO GUARANTEE CONVERSION RIGHTS | Management | No Action | |||||||||
| CMMT | 11 MAY 2023: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS- PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD-DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS-CONFIRMED AVAILABILITY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED,-THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE-CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED- MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE- THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR- FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE- SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | ||||||||||
| CMMT | 11 MAY 2023: PLEASE NOTE SHARE BLOCKING WILL APPLY FOR ANY VOTED POSITIONS-SETTLING THROUGH EUROCLEAR BANK. | Non-Voting | ||||||||||
| CMMT | 11 MAY 2023: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| CMMT | 11 MAY 2023: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENTS.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||
| FREEPORT-MCMORAN INC. | ||||||||||||
| Security | 35671D857 | Meeting Type | Annual | |||||||||
| Ticker Symbol | FCX | Meeting Date | 06-Jun-2023 | |||||||||
| ISIN | US35671D8570 | Agenda | 935831493 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: David P. Abney | Management | For | For | ||||||||
| 1b. | Election of Director: Richard C. Adkerson | Management | For | For | ||||||||
| 1c. | Election of Director: Marcela E. Donadio | Management | For | For | ||||||||
| 1d. | Election of Director: Robert W. Dudley | Management | For | For | ||||||||
| 1e. | Election of Director: Hugh Grant | Management | For | For | ||||||||
| 1f. | Election of Director: Lydia H. Kennard | Management | For | For | ||||||||
| 1g. | Election of Director: Ryan M. Lance | Management | For | For | ||||||||
| 1h. | Election of Director: Sara Grootwassink Lewis | Management | For | For | ||||||||
| 1i. | Election of Director: Dustan E. McCoy | Management | For | For | ||||||||
| 1j. | Election of Director: Kathleen L. Quirk | Management | For | For | ||||||||
| 1k. | Election of Director: John J. Stephens | Management | For | For | ||||||||
| 1l. | Election of Director: Frances Fragos Townsend | Management | For | For | ||||||||
| 2. | Approval, on an advisory basis, of the compensation of our named executive officers. | Management | For | For | ||||||||
| 3. | Approval, on an advisory basis, of the frequency of future advisory votes on the compensation of our named executive officers. | Management | 1 Year | For | ||||||||
| 4. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2023. | Management | For | For | ||||||||
| DEVON ENERGY CORPORATION | ||||||||||||
| Security | 25179M103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | DVN | Meeting Date | 07-Jun-2023 | |||||||||
| ISIN | US25179M1036 | Agenda | 935835352 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Barbara M. Baumann | For | For | |||||||||
| 2 | John E. Bethancourt | For | For | |||||||||
| 3 | Ann G. Fox | For | For | |||||||||
| 4 | Gennifer F. Kelly | For | For | |||||||||
| 5 | Kelt Kindick | For | For | |||||||||
| 6 | John Krenicki Jr. | For | For | |||||||||
| 7 | Karl F. Kurz | For | For | |||||||||
| 8 | Michael N. Mears | For | For | |||||||||
| 9 | Robert A. Mosbacher, Jr | For | For | |||||||||
| 10 | Richard E. Muncrief | For | For | |||||||||
| 11 | Valerie M. Williams | For | For | |||||||||
| 2. | Ratify the selection of the Company’s Independent Auditors for 2023. | Management | For | For | ||||||||
| 3. | Advisory Vote to Approve Executive Compensation. | Management | For | For | ||||||||
| 4. | Advisory Vote on the Frequency of an Advisory Vote on Executive Compensation. | Management | 1 Year | For | ||||||||
| 5. | Approve an Amendment to the Company’s Bylaws to Designate the Exclusive Forum for the Adjudication of Certain Legal Matters. | Management | For | For | ||||||||
| 6. | Approve Amendments to the Certificate of Incorporation to Adopt Limitations on the Liability of Officers Similar to Those That Already Exist for Directors. | Management | For | For | ||||||||
| 7. | Stockholder Proposal to Reform the Near Impossible Special Shareholder Meeting Requirements. | Shareholder | Against | For | ||||||||
| OSISKO GOLD ROYALTIES LTD | ||||||||||||
| Security | 68827L101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | OR | Meeting Date | 07-Jun-2023 | |||||||||
| ISIN | CA68827L1013 | Agenda | 935873770 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | DIRECTOR | Management | ||||||||||
| 1 | The Hon. John R. Baird | For | For | |||||||||
| 2 | Joanne Ferstman | For | For | |||||||||
| 3 | Edie Hofmeister | For | For | |||||||||
| 4 | William Murray John | For | For | |||||||||
| 5 | Robert Krcmarov | For | For | |||||||||
| 6 | Pierre Labbé | For | For | |||||||||
| 7 | Norman MacDonald | For | For | |||||||||
| 8 | Candace MacGibbon | For | For | |||||||||
| 9 | Sean Roosen | For | For | |||||||||
| 10 | Sandeep Singh | For | For | |||||||||
| 2 | To appoint PricewaterhouseCoopers LLP as the Corporation’s independent auditor for fiscal year 2023 and to authorize the directors to fix its remuneration. | Management | For | For | ||||||||
| 3 | Approve the unallocated options under the Stock Option Plan. | Management | For | For | ||||||||
| 4 | Approve an ordinary resolution to amend and reconfirm the Amended and Restated Shareholder Rights Plan. | Management | Against | Against | ||||||||
| 5 | Adopt an advisory resolution approving Osisko’s approach to executive compensation. | Management | For | For | ||||||||
| DIAMONDBACK ENERGY, INC. | ||||||||||||
| Security | 25278X109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | FANG | Meeting Date | 08-Jun-2023 | |||||||||
| ISIN | US25278X1090 | Agenda | 935840339 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1.1 | Election of Director: Travis D. Stice | Management | For | For | ||||||||
| 1.2 | Election of Director: Vincent K. Brooks | Management | For | For | ||||||||
| 1.3 | Election of Director: David L. Houston | Management | For | For | ||||||||
| 1.4 | Election of Director: Rebecca A. Klein | Management | For | For | ||||||||
| 1.5 | Election of Director: Stephanie K. Mains | Management | For | For | ||||||||
| 1.6 | Election of Director: Mark L. Plaumann | Management | For | For | ||||||||
| 1.7 | Election of Director: Melanie M. Trent | Management | For | For | ||||||||
| 1.8 | Election of Director: Frank D. Tsuru | Management | For | For | ||||||||
| 1.9 | Election of Director: Steven E. West | Management | For | For | ||||||||
| 2. | Proposal to approve, on an advisory basis, the compensation paid to the Company’s named executive officers. | Management | For | For | ||||||||
| 3. | Proposal to approve amendments to the Company’s charter to remove the 66 2/3% supermajority vote requirements for the stockholders to approve certain amendments to the Company’s charter and to remove directors from office. | Management | For | For | ||||||||
| 4. | Proposal to approve amendments to the Company’s charter to provide that stockholders holding at least 25% of the voting power, determined on a net long basis, for at least one year, may call special meetings of stockholders. | Management | For | For | ||||||||
| 5. | Proposal to approve amendments to the Company’s charter to reflect new Delaware law provisions regarding officer exculpation. | Management | For | For | ||||||||
| 6. | Proposal to ratify the appointment of Grant Thornton LLP as the Company’s independent auditors for the fiscal year ending December 31, 2023. | Management | For | For | ||||||||
| ELDORADO GOLD CORPORATION | ||||||||||||
| Security | 284902509 | Meeting Type | Annual | |||||||||
| Ticker Symbol | EGO | Meeting Date | 08-Jun-2023 | |||||||||
| ISIN | CA2849025093 | Agenda | 935852310 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A | Election of Director - Carissa Browning | Management | For | For | ||||||||
| 1B | Election of Director - George Burns | Management | For | For | ||||||||
| 1C | Election of Director - Teresa Conway | Management | For | For | ||||||||
| 1D | Election of Director - Catharine Farrow | Management | For | For | ||||||||
| 1E | Election of Director - Pamela Gibson | Management | For | For | ||||||||
| 1F | Election of Director - Judith Mosely | Management | For | For | ||||||||
| 1G | Election of Director - Steven Reid | Management | For | For | ||||||||
| 1H | Election of Director - Stephen Walker | Management | For | For | ||||||||
| 1I | Election of Director - John Webster | Management | For | For | ||||||||
| 2 | Appointment of KPMG as Auditors of the Company for the ensuing year. | Management | For | For | ||||||||
| 3 | Authorize the Directors to fix the Auditor’s pay. | Management | For | For | ||||||||
| 4 | Approve an ordinary resolution as set out in the management proxy circular supporting the Company’s approach to executive compensation on an advisory basis. | Management | For | For | ||||||||
| YARA INTERNATIONAL ASA | ||||||||||||
| Security | R9900C106 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 12-Jun-2023 | ||||||||||
| ISIN | NO0010208051 | Agenda | 717278786 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR- CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE-DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION | Non-Voting | ||||||||||
| CMMT | IF YOUR CUSTODIAN DOES NOT HAVE A POWER OF ATTORNEY (POA) IN PLACE, AN-INDIVIDUAL BENEFICIAL OWNER SIGNED POA MAY BE REQUIRED | Non-Voting | ||||||||||
| CMMT | TO VOTE SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT IN THE LOCAL MARKET, THE-LOCAL CUSTODIAN WILL TEMPORARILY TRANSFER VOTED SHARES TO A SEPARATE ACCOUNT-IN THE BENEFICIAL OWNER’S NAME ON THE PROXY VOTING DEADLINE AND TRANSFER BACK-TO THE OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE MEETING DATE | Non-Voting | ||||||||||
| CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN- BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE- REJECTED | Non-Voting | ||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||
| 1 | APPROVAL OF NOTICE AND AGENDA | Management | No Action | |||||||||
| 2 | ELECTION OF THE CHAIR OF THE MEETING AND A PERSON TO CO-SIGN THE MINUTES | Management | No Action | |||||||||
| 3 | APPROVAL OF AUDITOR’S FEE FOR THE AUDIT OF YARA INTERNATIONAL ASA FOR THE FINANCIAL YEAR 2022 | Management | No Action | |||||||||
| 4 | APPROVAL OF THE ANNUAL ACCOUNTS AND REPORT OF THE BOARD OF DIRECTORS FOR 2022 FOR YARA INTERNATIONAL ASA AND THE GROUP, INCLUDING DISTRIBUTION OF DIVIDENDS | Management | No Action | |||||||||
| 5.1 | APPROVAL OF GUIDELINES ON DETERMINATION OF SALARY AND OTHER REMUNERATION TO EXECUTIVE PERSONNEL OF THE COMPANY | Management | No Action | |||||||||
| 5.2 | REPORT ON SALARY AND OTHER REMUNERATION TO EXECUTIVE PERSONNEL OF THE COMPANY | Management | No Action | |||||||||
| 6 | REPORT ON CORPORATE GOVERNANCE PURSUANT TO THE NORWEGIAN ACCOUNTING ACT SECTION 3-3B | Management | No Action | |||||||||
| 7 | ELECTION OF MEMBERS TO THE BOARD OF DIRECTORS | Management | No Action | |||||||||
| 8 | APPROVAL OF REMUNERATION TO MEMBERS AND DEPUTY MEMBERS OF THE BOARD, MEMBERS OF THE HR COMMITTEE AND MEMBERS OF THE BOARD AUDIT AND SUSTAINABILITY COMMITTEE FOR THE PERIOD UNTIL THE NEXT ANNUAL GENERAL MEETING | Management | No Action | |||||||||
| 9 | ELECTION OF MEMBER TO THE NOMINATION COMMITTEE | Management | No Action | |||||||||
| 10 | APPROVAL OF REMUNERATION TO MEMBERS OF THE NOMINATION COMMITTEE FOR THE PERIOD UNTIL THE NEXT ANNUAL GENERAL MEETING | Management | No Action | |||||||||
| 11 | AMENDMENT OF THE COMPANY’S ARTICLES OF ASSOCIATION | Management | No Action | |||||||||
| 12 | POWER OF ATTORNEY TO THE BOARD REGARDING ACQUISITION OF OWN SHARES | Management | No Action | |||||||||
| 13 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: PROPOSAL FROM SHAREHOLDER | Shareholder | No Action | |||||||||
| CMMT | 24 MAY 2023: PLEASE NOTE SHARE BLOCKING WILL APPLY FOR ANY VOTED POSITIONS-SETTLING THROUGH EUROCLEAR BANK. | Non-Voting | ||||||||||
| CMMT | 24 MAY 2023: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS- PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD-DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS-CONFIRMED AVAILABILITY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED,-THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE-CREST SYSTEM. BY VOTING ON | Non-Voting | ||||||||||
| THIS MEETING, YOUR CREST SPONSORED- MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE- THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR- FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE- SEPARATE INSTRUCTIONS FROM YOU | ||||||||||||
| CMMT | 24 MAY 2023: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENTS.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||
| KARORA RESOURCES INC | ||||||||||||
| Security | 48575L206 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 22-Jun-2023 | ||||||||||
| ISIN | CA48575L2066 | Agenda | 717304543 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘ABSTAIN’-ONLY FOR RESOLUTION NUMBERS 1.1 TO 1.6 AND 2. THANK YOU. | Non-Voting | ||||||||||
| 1.1 | ELECTION OF DIRECTOR: PETER GOUDIE | Management | For | For | ||||||||
| 1.2 | ELECTION OF DIRECTOR: SCOTT M. HAND | Management | For | For | ||||||||
| 1.3 | ELECTION OF DIRECTOR: PAUL HUET | Management | For | For | ||||||||
| 1.4 | ELECTION OF DIRECTOR: SHIRLEY IN’T VELD | Management | For | For | ||||||||
| 1.5 | ELECTION OF DIRECTOR: MERI VERLI | Management | For | For | ||||||||
| 1.6 | ELECTION OF DIRECTOR: CHAD WILLIAMS | Management | For | For | ||||||||
| 2 | APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, CHARTERED ACCOUNTANTS, AS AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THE REMUNERATION TO BE PAID TO THE AUDITORS | Management | For | For | ||||||||
| B2GOLD CORP. | ||||||||||||
| Security | 11777Q209 | Meeting Type | Annual and Special Meeting | |||||||||
| Ticker Symbol | BTG | Meeting Date | 23-Jun-2023 | |||||||||
| ISIN | CA11777Q2099 | Agenda | 935876461 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | To set the number of Directors at nine (9). | Management | For | For | ||||||||
| 2 | DIRECTOR | Management | ||||||||||
| 1 | Clive Johnson | For | For | |||||||||
| 2 | Jerry Korpan | For | For | |||||||||
| 3 | Kevin Bullock | For | For | |||||||||
| 4 | George Johnson | For | For | |||||||||
| 5 | Robin Weisman | For | For | |||||||||
| 6 | Liane Kelly | For | For | |||||||||
| 7 | Lisa Pankratz | For | For | |||||||||
| 8 | Thabile Makgala | For | For | |||||||||
| 9 | Kelvin Dushnisky | For | For | |||||||||
| 3 | Appointment of PricewaterhouseCoopers LLP as Auditors of B2Gold Corp. for the ensuing year and authorizing the Directors to fix their remuneration. | Management | For | For | ||||||||
| 4 | To approve an increase to the aggregate number of common shares reserved under B2Gold’s Restricted Share Unit Plan by 5,000,000 common shares for an aggregate total of 30,000,000 common shares, as described in the Management Information Circular of B2Gold Corp. for the Annual General and Special Meeting of the shareholders to be held on June 23, 2023. | Management | For | For | ||||||||
| 5 | To approve a non-binding advisory resolution accepting B2Gold’s approach to executive compensation, as described in the Management Information Circular of B2Gold Corp. for the Annual General and Special Meeting of the shareholders to be held on June 23, 2023. | Management | For | For | ||||||||
| MAG SILVER CORP. | ||||||||||||
| Security | 55903Q104 | Meeting Type | Annual and Special Meeting | |||||||||
| Ticker Symbol | MAG | Meeting Date | 26-Jun-2023 | |||||||||
| ISIN | CA55903Q1046 | Agenda | 935876891 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
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| 1 | DIRECTOR | Management | ||||||||||
| 1 | Peter Barnes | For | For | |||||||||
| 2 | Tim Baker | For | For | |||||||||
| 3 | Jill Leversage | For | For | |||||||||
| 4 | Selma Lussenburg | For | For | |||||||||
| 5 | Daniel MacInnis | For | For | |||||||||
| 6 | Susan Mathieu | For | For | |||||||||
| 7 | Dale Peniuk | For | For | |||||||||
| 8 | George Paspalas | For | For | |||||||||
| 2 | Appointment of Deloitte LLP as Auditors of the Company for the ensuing year and authorizing the Directors to fix their remuneration. | Management | For | For | ||||||||
| 3 | To consider and, if deemed advisable, approve a non- binding advisory resolution to accept the Company’s approach to executive compensation. | Management | For | For | ||||||||
| 4 | To consider and, if deemed advisable, pass an ordinary resolution to approve the renewal of the unallocated stock options, rights and other entitlements under the Company’s third amended and restated stock option plan. | Management | For | For | ||||||||
| 5 | To consider and, if deemed advisable, pass an ordinary resolution to approve the renewal of the unallocated share units, rights and other entitlements under the Company’s amended and restated share unit plan. | Management | For | For | ||||||||
| 6 | To consider and, if deemed advisable, pass an ordinary resolution to approve the renewal of the unallocated deferred share units, rights and other entitlements under the Company’s third amended and restated deferred share unit plan. | Management | For | For | ||||||||
| K92 MINING INC | ||||||||||||
| Security | 499113108 | Meeting Type | MIX | |||||||||
| Ticker Symbol | Meeting Date | 29-Jun-2023 | ||||||||||
| ISIN | CA4991131083 | Agenda | 717387814 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
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| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’-ONLY FOR RESOLUTIONS 1, 4 AND 5 AND ‘IN FAVOR’ OR ‘ABSTAIN’ ONLY FOR-RESOLUTION NUMBERS 2A TO 2G AND 3. THANK YOU | Non-Voting | ||||||||||
| 1 | TO SET THE NUMBER OF DIRECTORS AT SEVEN (7) | Management | For | For | ||||||||
| 2A | ELECTION OF DIRECTOR: MARK EATON | Management | For | For | ||||||||
| 2B | ELECTION OF DIRECTOR: ANNE E. GIARDINI | Management | For | For | ||||||||
| 2C | ELECTION OF DIRECTOR: SAURABH HANDA | Management | For | For | ||||||||
| 2D | ELECTION OF DIRECTOR: CYNDI LAVAL | Management | For | For | ||||||||
| 2E | ELECTION OF DIRECTOR: NAN LEE | Management | For | For | ||||||||
| 2F | ELECTION OF DIRECTOR: JOHN D. LEWINS | Management | For | For | ||||||||
| 2G | ELECTION OF DIRECTOR: GRAHAM WHEELOCK | Management | For | For | ||||||||
| 3 | APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITOR OF THE COMPANY FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For | ||||||||
| 4 | TO CONSIDER AND, IF THOUGHT ADVISABLE, APPROVE THE ADOPTION OF THE AMENDED SHARE COMPENSATION PLAN OF THE COMPANY, AS MORE PARTICULARLY DESCRIBED IN THE ACCOMPANYING INFORMATION CIRCULAR | Management | For | For | ||||||||
| 5 | TO APPROVE A NON-BINDING ADVISORY RESOLUTION ACCEPTING THE COMPANY’S APPROACH TO EXECUTIVE COMPENSATION, AS MORE PARTICULARLY DESCRIBED IN THE ACCOMPANYING INFORMATION CIRCULAR | Management | For | For | ||||||||
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| Registrant | GAMCO Natural Resources, Gold & Income Trust |
| By (Signature and Title)* | /s/ John C. Ball |
| John C. Ball, President and Principal Executive Officer |
| Date | August 25, 2023 |
*Print the name and title of each signing officer under his or her signature.