UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-22216
GAMCO Natural Resources, Gold & Income Trust
(Exact name of registrant as specified in charter)
One Corporate Center
Rye, New York 10580-1422
(Address of principal executive offices) (Zip code)
Bruce N. Alpert
Gabelli Funds, LLC
One Corporate Center
Rye, New York 10580-1422
(Name and address of agent for service)
Registrant's telephone number, including area code: 1-800-422-3554
Date of fiscal year end: December 31
Date of reporting period: July 1, 2019 – June 30, 2020
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2019 TO JUNE 30, 2020
| ProxyEdge | Report Date: 07/01/2020 |
| Meeting Date Range: 07/01/2019 - 06/30/2019 | 1 |
| GAMCO Natural Resources, Gold & Income Trust |
| Investment Company Report |
| ANADARKO PETROLEUM CORPORATION | ||||||||||||
| Security | 032511107 | Meeting Type | Special | |||||||||
| Ticker Symbol | APC | Meeting Date | 08-Aug-2019 | |||||||||
| ISIN | US0325111070 | Agenda | 935062531 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | To adopt the Agreement and Plan of Merger, dated as of May 9, 2019, by and among Occidental Petroleum Corporation, Baseball Merger Sub 1, Inc. and Anadarko Petroleum Corporation ("Anadarko"). |
Management | For | For | ||||||||
| 2. | To approve, on a non-binding advisory basis, the compensation that may be paid or become payable to Anadarko's named executive officers that is based on or otherwise related to the proposed transactions. |
Management | For | For | ||||||||
| BHP GROUP LTD | ||||||||||||
| Security | 088606108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BHP | Meeting Date | 07-Nov-2019 | |||||||||
| ISIN | US0886061086 | Agenda | 935082127 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | To receive the 2019 Financial Statements and Reports for BHP |
Management | For | For | ||||||||
| 2. | To appoint Ernst & Young as the auditor of BHP Group Limited and Ernst & Young LLP as the auditor of BHP Group Plc |
Management | For | For | ||||||||
| 3. | To authorise the Risk and Audit Committee to agree the remuneration of the auditor of BHP Group Plc |
Management | For | For | ||||||||
| 4. | To approve the general authority to issue shares in BHP Group Plc |
Management | For | For | ||||||||
| 5. | To approve the authority to allot equity securities in BHP Group Plc for cash |
Management | For | For | ||||||||
| 6. | To authorise the repurchase of shares in BHP Group Plc | Management | For | For | ||||||||
| 7. | To approve the Directors' remuneration policy | Management | For | For | ||||||||
| 8. | To approve the 2019 Remuneration Report other than the part containing the Directors' remuneration policy |
Management | For | For | ||||||||
| 9. | To approve the 2019 Remuneration Report | Management | For | For | ||||||||
| 10. | To approve the grant to the Executive Director | Management | For | For | ||||||||
| 11. | To elect Ian Cockerill as a Director of BHP | Management | For | For | ||||||||
| 12. | To elect Susan Kilsby as a Director of BHP | Management | For | For | ||||||||
| 13. | To re-elect Terry Bowen as a Director of BHP | Management | For | For | ||||||||
| 14. | To re-elect Malcolm Broomhead as a Director of BHP | Management | For | For | ||||||||
| 15. | To re-elect Anita Frew as a Director of BHP | Management | For | For | ||||||||
| 16. | To re-elect Andrew Mackenzie as a Director of BHP | Management | For | For | ||||||||
| 17. | To re-elect Lindsay Maxsted as a Director of BHP | Management | For | For | ||||||||
| 18. | To re-elect John Mogford as a Director of BHP | Management | For | For | ||||||||
| 19. | To re-elect Shriti Vadera as a Director of BHP | Management | For | For | ||||||||
| 20. | To re-elect Ken MacKenzie as a Director of BHP | Management | For | For | ||||||||
| 21. | To amend the constitution of BHP Group Limited | Management | Against | For | ||||||||
| 22. | To suspend memberships of Industry Associations that are involved in lobbying inconsistent with the goals of the Paris Agreement |
Management | Against | For | ||||||||
| NEWCREST MINING LTD | ||||||||||||
| Security | Q6651B114 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 12-Nov-2019 | ||||||||||
| ISIN | AU000000NCM7 | Agenda | 711603781 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 3.A, 3.B AND 4 AND-VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF-THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE-OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE-COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING-SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN-BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST)-ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED-BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT-PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION |
Non-Voting | ||||||||||
| 2.A | RE-ELECTION OF PETER HAY AS A DIRECTOR | Management | For | For | ||||||||
| 2.B | RE-ELECTION OF VICKKI MCFADDEN AS A DIRECTOR |
Management | For | For | ||||||||
| 3.A | GRANT OF PERFORMANCE RIGHTS TO MANAGING DIRECTOR AND CHIEF EXECUTIVE OFFICER SANDEEP BISWAS |
Management | For | For | ||||||||
| 3.B | GRANT OF PERFORMANCE RIGHTS TO FINANCE DIRECTOR AND CHIEF FINANCIAL OFFICER GERARD BOND |
Management | For | For | ||||||||
| 4 | ADOPTION OF THE REMUNERATION REPORT FOR THE YEAR ENDED 30 JUNE 2019 (ADVISORY ONLY) |
Management | For | For | ||||||||
| NORTHERN STAR RESOURCES LTD | ||||||||||||
| Security | Q6951U101 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 14-Nov-2019 | ||||||||||
| ISIN | AU000000NST8 | Agenda | 711614900 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 1 TO 6 AND VOTES CAST-BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY- ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU- ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE- PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE- MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT-NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S-AND YOU COMPLY WITH THE VOTING EXCLUSION |
Non-Voting | ||||||||||
| 1 | ADOPTION OF REMUNERATION REPORT | Management | For | For | ||||||||
| 2 | APPROVAL OF FY20 SHARE PLAN | Management | For | For | ||||||||
| 3 | APPROVAL OF ISSUE OF 535,622 PERFORMANCE RIGHTS TO BILL BEAMENT UNDER FY20 SHARE PLAN FOR FY20 |
Management | For | For | ||||||||
| 4 | APPROVAL OF POTENTIAL TERMINATION BENEFITS | Management | For | For | ||||||||
| 5 | APPROVAL OF FY20 NED SHARE PLAN | Management | For | |||||||||
| 6 | APPROVAL OF ISSUE OF AUD50,000 SHARE RIGHTS TO EACH OF THE NON-EXECUTIVE DIRECTORS IN EACH OF FY20-FY23 (INCLUSIVE) UNDER THE FY20 NED SHARE PLAN |
Management | For | |||||||||
| 7 | RE-ELECTION OF DIRECTOR - MARY HACKETT | Management | For | For | ||||||||
| 8 | RE-ELECTION OF DIRECTOR - NICK CERNOTTA | Management | For | For | ||||||||
| 9 | RE-ELECTION OF DIRECTOR - BILL BEAMENT | Management | For | For | ||||||||
| 10 | RE-ELECTION OF DIRECTOR - JOHN FITZGERALD | Management | For | For | ||||||||
| ROYAL GOLD, INC. | ||||||||||||
| Security | 780287108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | RGLD | Meeting Date | 20-Nov-2019 | |||||||||
| ISIN | US7802871084 | Agenda | 935088460 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: William M. Hayes | Management | For | For | ||||||||
| 1B. | Election of Director: Ronald J. Vance | Management | For | For | ||||||||
| 2. | The approval, on an advisory basis, of the compensation of the Named Executive Officers. |
Management | For | For | ||||||||
| 3. | The ratification of the appointment of Ernst & Young LLP as independent registered public accountants of the Company for the fiscal year ending June 30, 2020. |
Management | For | For | ||||||||
| HARMONY GOLD MINING COMPANY LIMITED | ||||||||||||
| Security | 413216300 | Meeting Type | Annual | |||||||||
| Ticker Symbol | HMY | Meeting Date | 22-Nov-2019 | |||||||||
| ISIN | US4132163001 | Agenda | 935097053 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| O1 | To elect Given Sibiya as a director. | Management | For | |||||||||
| O2 | To elect Grathel Motau as a director. | Management | For | |||||||||
| O3 | To re-elect André Wilkens as a director. | Management | For | |||||||||
| O4 | To re-elect Vishnu Pillay as a director. | Management | For | |||||||||
| O5 | To re-elect Karabo Nondumo as a director. | Management | For | |||||||||
| O6 | To re-elect Dr Simo Lushaba as a director. | Management | For | |||||||||
| O7 | To re-elect Ken Dicks as a director. | Management | For | |||||||||
| O8 | To re-elect Fikile De Buck as a member of the audit and risk committee. |
Management | For | |||||||||
| O9 | To re-elect Karabo Nondumo as a member of the audit and risk committee. |
Management | For | |||||||||
| O10 | To re-elect Dr Simo Lushaba as a member of the audit and risk committee. |
Management | For | |||||||||
| O11 | To re-elect John Wetton as a member of the audit and risk committee. |
Management | For | |||||||||
| O12 | To elect Given Sibiya as a member of the audit and risk committee. |
Management | For | |||||||||
| O13 | To re-appoint PricewaterhouseCoopers Incorporated as the external auditor of the Company. |
Management | For | |||||||||
| O14 | Approval of remuneration policy. | Management | For | |||||||||
| O15 | Approval of the implementation report. | Management | For | |||||||||
| O16 | General authority to issue shares for cash. | Management | For | |||||||||
| S1 | Approval of Financial Assistance in terms of section 45 of the Act. |
Management | For | |||||||||
| S2 | Pre-approval of non-executive directors' remuneration. | Management | For | |||||||||
| EVOLUTION MINING LTD | ||||||||||||
| Security | Q3647R147 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 28-Nov-2019 | ||||||||||
| ISIN | AU000000EVN4 | Agenda | 711700838 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 1, 3 TO 6 AND VOTES-CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY- ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU- ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE- PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE- MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT-NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S-AND YOU COMPLY WITH THE VOTING EXCLUSION |
Non-Voting | ||||||||||
| 1 | ADOPTION OF REMUNERATION REPORT | Management | Against | |||||||||
| 2 | RE-ELECTION OF MR COLIN (COBB) JOHNSTONE AS DIRECTOR OF THE COMPANY |
Management | For | For | ||||||||
| 3 | APPROVAL TO ISSUE SECURITIES UNDER THE NON-EXECUTIVE DIRECTOR EQUITY PLAN (NED EQUITY PLAN) |
Management | For | For | ||||||||
| 4 | ISSUE OF PERFORMANCE RIGHTS TO MR JACOB (JAKE) KLEIN |
Management | For | For | ||||||||
| 5 | ISSUE OF PERFORMANCE RIGHTS TO MR LAWRENCE (LAWRIE) CONWAY |
Management | For | For | ||||||||
| 6 | INCREASE IN MAXIMUM AGGREGATE REMUNERATION OF NON-EXECUTIVE DIRECTORS |
Management | For | For | ||||||||
| PERSEUS MINING LTD | ||||||||||||
| Security | Q74174105 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 29-Nov-2019 | ||||||||||
| ISIN | AU000000PRU3 | Agenda | 711692346 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 1 AND 6 AND VOTES CAST-BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY- ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU- ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE- PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE- MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT-NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S-AND YOU COMPLY WITH THE VOTING EXCLUSION |
Non-Voting | ||||||||||
| 1 | ADOPTION OF REMUNERATION REPORT | Management | For | For | ||||||||
| 2 | RE-ELECTION OF MR SEAN HARVEY AS A DIRECTOR |
Management | For | For | ||||||||
| 3 | RE-ELECTION OF MS SALLY-ANNE LAYMAN AS A DIRECTOR |
Management | For | For | ||||||||
| 4 | RE-ELECTION OF MR DANIEL LOUGHER AS A DIRECTOR |
Management | For | For | ||||||||
| 5 | ELECTION OF MR DAVID RANSOM AS A DIRECTOR | Management | For | For | ||||||||
| 6 | APPROVAL OF ISSUE OF PERFORMANCE RIGHTS TO MR QUARTERMAINE |
Management | For | For | ||||||||
| OCCIDENTAL PETROLEUM CORPORATION | ||||||||||||
| Security | 674599105 | Meeting Type | Contested-Consent | |||||||||
| Ticker Symbol | OXY | Meeting Date | 31-Dec-2019 | |||||||||
| ISIN | US6745991058 | Agenda | 935064559 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | YOU MAY REVOKE ANY PREVIOUSLY EXECUTED WRITTEN REQUEST REGARDING THE ICAHN GROUP SOLICITATION FOR THE REQUEST TO FIX A RECORD DATE BY SIGNING, DATING AND DELIVERING THIS WHITE REVOCATION FORM. For = Yes Revoke my Request : Against = No Do Not Revoke my request. |
Management | No Action | |||||||||
| NORTHERN STAR RESOURCES LTD | ||||||||||||
| Security | Q6951U101 | Meeting Type | Ordinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 22-Jan-2020 | ||||||||||
| ISIN | AU000000NST8 | Agenda | 711909638 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 1 TO 4 AND VOTES CAST-BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY- ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU- ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE- PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE- MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT-NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S-AND YOU COMPLY WITH THE VOTING EXCLUSION |
Non-Voting | ||||||||||
| 1 | RATIFICATION OF ISSUE OF PLACEMENT SHARES | Management | For | For | ||||||||
| 2 | APPROVAL OF ISSUE OF SHARES TO BILL BEAMENT | Management | For | For | ||||||||
| 3 | APPROVAL OF ISSUE OF SHARES TO MARY HACKETT |
Management | For | For | ||||||||
| 4 | APPROVAL OF ISSUE OF SHARES TO CHRISTOPHER ROWE |
Management | For | For | ||||||||
| 5 | APPROVAL OF FINANCIAL ASSISTANCE BY KALGOORLIE LAKE VIEW PTY LTD |
Management | For | For | ||||||||
| DETOUR GOLD CORPORATION | ||||||||||||
| Security | 250669108 | Meeting Type | Special General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 28-Jan-2020 | ||||||||||
| ISIN | CA2506691088 | Agenda | 711910857 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE THAT THIS MEETING MENTIONS DISSENTER'S RIGHTS, PLEASE REFER TO-THE MANAGEMENT INFORMATION CIRCULAR FOR DETAILS |
Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- RESOLUTION 1, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING |
Non-Voting | ||||||||||
| 1 | TO CONSIDER, AND IF DEEMED ADVISABLE, APPROVE THE SPECIAL RESOLUTION (INCLUDED AS APPENDIX A IN THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR DATED DECEMBER 20, 2019 (THE "INFORMATION CIRCULAR")) APPROVING THE ARRANGEMENT UNDER SECTION 192 OF THE CANADA BUSINESS CORPORATIONS ACT INVOLVING THE CORPORATION AND KIRKLAND LAKE GOLD LTD., ALL AS MORE PARTICULARLY DESCRIBED AND SET FORTH IN THE INFORMATION CIRCULAR |
Management | Against | Against | ||||||||
| CMMT | 24 DEC 2019: PLEASE NOTE THAT THIS A REVISION DUE TO MODIFICATION OF-RESOLUTION 1. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU |
Non-Voting | ||||||||||
| CONTINENTAL GOLD INC | ||||||||||||
| Security | 21146A108 | Meeting Type | Special General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 28-Jan-2020 | ||||||||||
| ISIN | CA21146A1084 | Agenda | 711949480 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- RESOLUTION 1, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING |
Non-Voting | ||||||||||
| 1 | TO CONSIDER AND, IF THOUGHT ADVISABLE, TO PASS, WITH OR WITHOUT AMENDMENT, A SPECIAL RESOLUTION APPROVING THE PLAN OF ARRANGEMENT UNDER SECTION 182 OF THE BUSINESS CORPORATIONS ACT (ONTARIO) INVOLVING CONTINENTAL GOLD INC., ALL AS MORE PARTICULARLY DESCRIBED IN THE MANAGEMENT INFORMATION CIRCULAR ACCOMPANYING THIS FORM OF PROXY |
Management | For | For | ||||||||
| CMMT | 02 JAN 2020: PLEASE NOTE THAT THIS MEETING MENTIONS DISSENTER'S RIGHTS,-PLEASE REFER TO THE MANAGEMENT INFORMATION CIRCULAR FOR DETAILS |
Non-Voting | ||||||||||
| CMMT | 02 JAN 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU |
Non-Voting | ||||||||||
| KIRKLAND LAKE GOLD LTD. | ||||||||||||
| Security | 49741E100 | Meeting Type | Special | |||||||||
| Ticker Symbol | KL | Meeting Date | 28-Jan-2020 | |||||||||
| ISIN | CA49741E1007 | Agenda | 935119025 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | To consider and, if deemed advisable, to pass, with or without variation, an ordinary resolution approving the issuance by Kirkland Lake Gold Ltd. ("Kirkland") of Kirkland common shares as consideration in connection with the arrangement under Section 192 of the Canada Business Corporations Act involving, among others, Kirkland and Detour Gold Corporation, the full text of which is set out in Appendix A of the accompanying Management Information Circular. |
Management | No Action | |||||||||
| TYSON FOODS, INC. | ||||||||||||
| Security | 902494103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | TSN | Meeting Date | 06-Feb-2020 | |||||||||
| ISIN | US9024941034 | Agenda | 935117855 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: John Tyson | Management | For | For | ||||||||
| 1B. | Election of Director: Gaurdie E. Banister Jr. | Management | For | For | ||||||||
| 1C. | Election of Director: Dean Banks | Management | For | For | ||||||||
| 1D. | Election of Director: Mike Beebe | Management | For | For | ||||||||
| 1E. | Election of Director: Mikel A. Durham | Management | For | For | ||||||||
| 1F. | Election of Director: Jonathan D. Mariner | Management | For | For | ||||||||
| 1G. | Election of Director: Kevin M. McNamara | Management | For | For | ||||||||
| 1H. | Election of Director: Cheryl S. Miller | Management | For | For | ||||||||
| 1I. | Election of Director: Jeffrey K. Schomburger | Management | For | For | ||||||||
| 1J. | Election of Director: Robert Thurber | Management | For | For | ||||||||
| 1K. | Election of Director: Barbara A. Tyson | Management | For | For | ||||||||
| 1L. | Election of Director: Noel White | Management | For | For | ||||||||
| 2. | To ratify the selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the fiscal year ending October 3, 2020. |
Management | For | For | ||||||||
| 3. | To approve, on a non-binding advisory basis, the compensation of the Company's named executive officers. |
Management | For | For | ||||||||
| 4. | Shareholder proposal to request a report regarding the Company's efforts to eliminate deforestation from its supply chains. |
Shareholder | Abstain | Against | ||||||||
| 5. | Shareholder proposal to request a report disclosing the policy and procedures, expenditures, and other activities related to lobbying and grassroots lobbying communications. |
Shareholder | Against | For | ||||||||
| 6. | Shareholder proposal to require the preparation of a report on the Company's due diligence process assessing and mitigating human rights impacts. |
Shareholder | Abstain | Against | ||||||||
| 7. | Shareholder proposal to request the adoption of a policy requiring senior executive officers to retain a percentage of shares received through equity compensation programs. |
Shareholder | Against | For | ||||||||
| DEERE & COMPANY | ||||||||||||
| Security | 244199105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | DE | Meeting Date | 26-Feb-2020 | |||||||||
| ISIN | US2441991054 | Agenda | 935120876 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Samuel R. Allen | Management | For | For | ||||||||
| 1B. | Election of Director: Alan C. Heuberger | Management | For | For | ||||||||
| 1C. | Election of Director: Charles O. Holliday, Jr. | Management | For | For | ||||||||
| 1D. | Election of Director: Dipak C. Jain | Management | For | For | ||||||||
| 1E. | Election of Director: Michael O. Johanns | Management | For | For | ||||||||
| 1F. | Election of Director: Clayton M. Jones | Management | For | For | ||||||||
| 1G. | Election of Director: John C. May | Management | For | For | ||||||||
| 1H. | Election of Director: Gregory R. Page | Management | For | For | ||||||||
| 1I. | Election of Director: Sherry M. Smith | Management | For | For | ||||||||
| 1J. | Election of Director: Dmitri L. Stockton | Management | For | For | ||||||||
| 1K. | Election of Director: Sheila G. Talton | Management | For | For | ||||||||
| 2. | Amendment to Deere's ByLaws to provide that courts located in Delaware will be the exclusive forum for certain legal disputes |
Management | For | For | ||||||||
| 3. | Advisory vote on executive compensation | Management | For | For | ||||||||
| 4. | Approval of the John Deere 2020 Equity and Incentive Plan |
Management | For | For | ||||||||
| 5. | Ratification of the appointment of Deloitte & Touche LLP as Deere's independent registered public accounting firm for fiscal 2020 |
Management | For | For | ||||||||
| 6. | Shareholder Proposal - Adopt a Board Ideology Disclosure Policy |
Shareholder | Against | For | ||||||||
| HELMERICH & PAYNE, INC. | ||||||||||||
| Security | 423452101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | HP | Meeting Date | 03-Mar-2020 | |||||||||
| ISIN | US4234521015 | Agenda | 935123327 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Delaney M. Bellinger | Management | For | For | ||||||||
| 1B. | Election of Director: Kevin G. Cramton | Management | For | For | ||||||||
| 1C. | Election of Director: Randy A. Foutch | Management | For | For | ||||||||
| 1D. | Election of Director: Hans Helmerich | Management | For | For | ||||||||
| 1E. | Election of Director: John W. Lindsay | Management | For | For | ||||||||
| 1F. | Election of Director: José R. Mas | Management | For | For | ||||||||
| 1G. | Election of Director: Thomas A. Petrie | Management | For | For | ||||||||
| 1H. | Election of Director: Donald F. Robillard, Jr. | Management | For | For | ||||||||
| 1I. | Election of Director: Edward B. Rust, Jr. | Management | For | For | ||||||||
| 1J. | Election of Director: Mary M. VanDeWeghe | Management | For | For | ||||||||
| 1K. | Election of Director: John D. Zeglis | Management | For | For | ||||||||
| 2. | Ratification of Ernst & Young LLP as auditors for 2020. | Management | For | For | ||||||||
| 3. | Advisory vote on executive compensation. | Management | For | For | ||||||||
| 4. | Approval of a new LTI plan ("The 2020 Omnibus Incentive Plan"). |
Management | For | For | ||||||||
| SARACEN MINERAL HOLDINGS LIMITED | ||||||||||||
| Security | Q8309T109 | Meeting Type | Ordinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 05-Mar-2020 | ||||||||||
| ISIN | AU000000SAR9 | Agenda | 712076884 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 2 TO 7 AND VOTES CAST-BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY- ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU- ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE- PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE- MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT-NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S-AND YOU COMPLY WITH THE VOTING EXCLUSION |
Non-Voting | ||||||||||
| 1 | APPROVAL OF FINANCIAL ASSISTANCE | Management | For | For | ||||||||
| 2 | RATIFICATION OF PRIOR ISSUE OF SHARES | Management | For | For | ||||||||
| 3 | ISSUE OF SHARE RIGHTS TO MR MARTIN REED | Management | For | For | ||||||||
| 4 | ISSUE OF SHARE RIGHTS TO DR RORIC SMITH | Management | For | For | ||||||||
| 5 | ISSUE OF SHARE RIGHTS TO MR JOHN RICHARDS | Management | For | For | ||||||||
| 6 | ISSUE OF SHARE RIGHTS TO MR ANTHONY KIERNAN |
Management | For | For | ||||||||
| 7 | ISSUE OF SHARE RIGHTS TO MS SAMANTHA TOUGH |
Management | For | For | ||||||||
| 8 | SECTION 195 APPROVAL | Management | For | For | ||||||||
| KUBOTA CORPORATION | ||||||||||||
| Security | J36662138 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 19-Mar-2020 | ||||||||||
| ISIN | JP3266400005 | Agenda | 712179147 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||
| 1.1 | Appoint a Director Kimata, Masatoshi | Management | For | For | ||||||||
| 1.2 | Appoint a Director Kitao, Yuichi | Management | For | For | ||||||||
| 1.3 | Appoint a Director Yoshikawa, Masato | Management | For | For | ||||||||
| 1.4 | Appoint a Director Sasaki, Shinji | Management | For | For | ||||||||
| 1.5 | Appoint a Director Kurosawa, Toshihiko | Management | For | For | ||||||||
| 1.6 | Appoint a Director Watanabe, Dai | Management | For | For | ||||||||
| 1.7 | Appoint a Director Matsuda, Yuzuru | Management | For | For | ||||||||
| 1.8 | Appoint a Director Ina, Koichi | Management | For | For | ||||||||
| 1.9 | Appoint a Director Shintaku, Yutaro | Management | For | For | ||||||||
| 2 | Appoint a Corporate Auditor Yamada, Yuichi | Management | For | For | ||||||||
| 3 | Approve Payment of Bonuses to Directors | Management | For | For | ||||||||
| 4 | Approve Details of the Restricted-Share Compensation to be received by Directors (Excluding Outside Directors) |
Management | For | For | ||||||||
| SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | ||||||||||||
| Security | 806857108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | SLB | Meeting Date | 01-Apr-2020 | |||||||||
| ISIN | AN8068571086 | Agenda | 935131021 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Patrick de La Chevardière | Management | For | For | ||||||||
| 1B. | Election of Director: Miguel M. Galuccio | Management | For | For | ||||||||
| 1C. | Election of Director: Olivier Le Peuch | Management | For | For | ||||||||
| 1D. | Election of Director: Tatiana A. Mitrova | Management | For | For | ||||||||
| 1E. | Election of Director: Lubna S. Olayan | Management | For | For | ||||||||
| 1F. | Election of Director: Mark G. Papa | Management | For | For | ||||||||
| 1G. | Election of Director: Leo Rafael Reif | Management | For | For | ||||||||
| 1H. | Election of Director: Henri Seydoux | Management | For | For | ||||||||
| 1I. | Election of Director: Jeff W. Sheets | Management | For | For | ||||||||
| 2. | Approval of the advisory resolution to approve our executive compensation. |
Management | For | For | ||||||||
| 3. | Approval of our consolidated balance sheet as of December 31, 2019; our consolidated statement of income for the year ended December 31, 2019; and our Board of Directors' declarations of dividends in 2019, as reflected in our 2019 Annual Report to Stockholders. |
Management | For | For | ||||||||
| 4. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent auditors for 2020. |
Management | For | For | ||||||||
| RIO TINTO PLC | ||||||||||||
| Security | 767204100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | RIO | Meeting Date | 08-Apr-2020 | |||||||||
| ISIN | US7672041008 | Agenda | 935143571 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | Receipt of the 2019 Annual report | Management | For | For | ||||||||
| 2. | Approval of the Directors' Remuneration Report: Implementation Report |
Management | For | For | ||||||||
| 3. | Approval of the Directors' Remuneration Report | Management | For | For | ||||||||
| 4. | Approval of potential termination benefits | Management | For | For | ||||||||
| 5. | To elect Hinda Gharbi as a director | Management | For | For | ||||||||
| 6. | To elect Jennifer Nason as a director | Management | For | For | ||||||||
| 7. | To elect Ngaire Woods CBE as a director | Management | For | For | ||||||||
| 8. | To re-elect Megan Clark AC as a director | Management | For | For | ||||||||
| 9. | To re-elect David Constable as a director | Management | For | For | ||||||||
| 10. | To re-elect Simon Henry as a director | Management | For | For | ||||||||
| 11. | To re-elect Jean-Sébastien Jacques as a director | Management | For | For | ||||||||
| 12. | To re-elect Sam Laidlaw as a director | Management | For | For | ||||||||
| 13. | To re-elect Michael L'Estrange AO as a director | Management | For | For | ||||||||
| 14. | To re-elect Simon McKeon AO as a director | Management | For | For | ||||||||
| 15. | To re-elect Jakob Stausholm as a director | Management | For | For | ||||||||
| 16. | To re-elect Simon Thompson as a director | Management | For | For | ||||||||
| 17. | Appointment of auditors of Rio Tinto plc and Rio Tinto Limited |
Management | For | For | ||||||||
| 18. | Remuneration of auditors | Management | For | For | ||||||||
| 19. | Authority to make political donations | Management | For | For | ||||||||
| 20. | Amendments to Rio Tinto plc's articles of association and Rio Tinto Limited's constitution - general updates and changes |
Management | For | For | ||||||||
| 21. | Amendments to Rio Tinto plc's articles of association and Rio Tinto Limited's constitution - hybrid and contemporaneous general meetings |
Management | For | For | ||||||||
| 22. | General authority to allot shares | Management | For | For | ||||||||
| 23. | Disapplication of pre-emption rights | Management | For | For | ||||||||
| 24. | Authority to purchase Rio Tinto plc shares | Management | For | For | ||||||||
| 25. | Notice period for general meetings other than annual general meetings |
Management | For | For | ||||||||
| CNH INDUSTRIAL N V | ||||||||||||
| Security | N20944109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CNHI | Meeting Date | 16-Apr-2020 | |||||||||
| ISIN | NL0010545661 | Agenda | 935138950 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 2B. | Adoption of the 2019 Annual Financial Statements. | Management | For | For | ||||||||
| 2C. | Determination and distribution of dividend. | Management | For | For | ||||||||
| 2D. | Release from liability of the executive directors and the non- executive directors of the Board. |
Management | For | For | ||||||||
| 3A. | 2019 Remuneration Report (advisory vote). | Management | For | For | ||||||||
| 3B. | Amendment to the Remuneration Policy. | Management | For | For | ||||||||
| 3C. | Proposal to approve the plan to award (rights to subscribe for) common shares in the capital of the Company to executive directors in accordance with Article 13.6 of the Company's Articles of Association. |
Management | For | For | ||||||||
| 4A. | Re-appointment of Suzanne Heywood (executive director) |
Management | For | For | ||||||||
| 4B. | Re-appointment of Hubertus M. Mühlhäuser (executive director) |
Management | Abstain | Against | ||||||||
| 4C. | Re-appointment of Léo W. Houle (non-executive director) | Management | For | For | ||||||||
| 4D. | Re-appointment of John B. Lanaway (non-executive director) |
Management | For | For | ||||||||
| 4E. | Re-appointment of Alessandro Nasi (non-executive director) |
Management | For | For | ||||||||
| 4F. | Re-appointment of Lorenzo Simonelli (non-executive director) |
Management | For | For | ||||||||
| 4G. | Re-appointment of Jacqueline A. Tammenoms Bakker (non-executive director) |
Management | For | For | ||||||||
| 4H. | Re-appointment of Jacques Theurillat (non-executive director) |
Management | For | For | ||||||||
| 4I. | Appointment of Howard Buffett (non-executive director) | Management | For | For | ||||||||
| 4J. | Appointment of Nelda (Janine) Connors (non-executive director) |
Management | For | For | ||||||||
| 4K. | Appointment of Tufan Erginbilgic (non-executive director) | Management | For | For | ||||||||
| 4L. | Appointment of Vagn Sørensen (non-executive director) | Management | For | For | ||||||||
| 5. | Proposal to re-appoint Ernst & Young Accountants LLP as the independent auditor of the Company. |
Management | For | For | ||||||||
| 6. | Replacement of the existing authorization to the Board of the authority to acquire common shares in the capital of the Company. |
Management | For | For | ||||||||
| CNH INDUSTRIAL N V | ||||||||||||
| Security | N20944109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CNHI | Meeting Date | 16-Apr-2020 | |||||||||
| ISIN | NL0010545661 | Agenda | 935158748 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 2B. | Adoption of the 2019 Annual Financial Statements. | Management | For | For | ||||||||
| 2C. | Determination and distribution of dividend. | Management | For | For | ||||||||
| 2D. | Release from liability of the executive directors and the non- executive directors of the Board. |
Management | For | For | ||||||||
| 3A. | 2019 Remuneration Report (advisory vote). | Management | For | For | ||||||||
| 3B. | Amendment to the Remuneration Policy. | Management | For | For | ||||||||
| 3C. | Proposal to approve the plan to award (rights to subscribe for) common shares in the capital of the Company to executive directors in accordance with Article 13.6 of the Company's Articles of Association. |
Management | For | For | ||||||||
| 4A. | Re-appointment of Suzanne Heywood (executive director) |
Management | For | For | ||||||||
| 4B. | Re-appointment of Hubertus M. Mühlhäuser (executive director) |
Management | Abstain | Against | ||||||||
| 4C. | Re-appointment of Léo W. Houle (non-executive director) | Management | For | For | ||||||||
| 4D. | Re-appointment of John B. Lanaway (non-executive director) |
Management | For | For | ||||||||
| 4E. | Re-appointment of Alessandro Nasi (non-executive director) |
Management | For | For | ||||||||
| 4F. | Re-appointment of Lorenzo Simonelli (non-executive director) |
Management | For | For | ||||||||
| 4G. | Re-appointment of Jacqueline A. Tammenoms Bakker (non-executive director) |
Management | For | For | ||||||||
| 4H. | Re-appointment of Jacques Theurillat (non-executive director) |
Management | For | For | ||||||||
| 4I. | Appointment of Howard Buffett (non-executive director) | Management | For | For | ||||||||
| 4J. | Appointment of Nelda (Janine) Connors (non-executive director) |
Management | For | For | ||||||||
| 4K. | Appointment of Tufan Erginbilgic (non-executive director) | Management | For | For | ||||||||
| 4L. | Appointment of Vagn Sørensen (non-executive director) | Management | For | For | ||||||||
| 5. | Proposal to re-appoint Ernst & Young Accountants LLP as the independent auditor of the Company. |
Management | For | For | ||||||||
| 6. | Replacement of the existing authorization to the Board of the authority to acquire common shares in the capital of the Company. |
Management | For | For | ||||||||
| NEWMONT CORPORATION | ||||||||||||
| Security | 651639106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | NEM | Meeting Date | 21-Apr-2020 | |||||||||
| ISIN | US6516391066 | Agenda | 935139522 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Gregory Boyce | Management | For | For | ||||||||
| 1B. | Election of Director: Bruce Brook | Management | For | For | ||||||||
| 1C. | Election of Director: J. Kofi Bucknor | Management | For | For | ||||||||
| 1D. | Election of Director: Maura Clark | Management | For | For | ||||||||
| 1E. | Election of Director: Matthew Coon Come | Management | For | For | ||||||||
| 1F. | Election of Director: Noreen Doyle | Management | For | For | ||||||||
| 1G. | Election of Director: Veronica Hagen | Management | For | For | ||||||||
| 1H. | Election of Director: René Médori | Management | For | For | ||||||||
| 1I. | Election of Director: Jane Nelson | Management | For | For | ||||||||
| 1J. | Election of Director: Thomas Palmer | Management | For | For | ||||||||
| 1K. | Election of Director: Julio Quintana | Management | For | For | ||||||||
| 2. | Approve, on an Advisory Basis, Named Executive Officer Compensation. |
Management | For | For | ||||||||
| 3. | Approve the 2020 Stock Incentive Plan. | Management | For | For | ||||||||
| 4. | Ratify Appointment of Independent Registered Public Accounting Firm for 2020. |
Management | For | For | ||||||||
| TECHNIPFMC PLC | ||||||||||||
| Security | G87110105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | FTI | Meeting Date | 24-Apr-2020 | |||||||||
| ISIN | GB00BDSFG982 | Agenda | 935143038 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Douglas J. Pferdehirt | Management | For | For | ||||||||
| 1B. | Election of Director: Eleazar de Carvalho Filho | Management | For | For | ||||||||
| 1C. | Election of Director: Arnaud Caudoux | Management | For | For | ||||||||
| 1D. | Election of Director: Pascal Colombani | Management | For | For | ||||||||
| 1E. | Election of Director: Marie-Ange Debon | Management | For | For | ||||||||
| 1F. | Election of Director: Claire S. Farley | Management | For | For | ||||||||
| 1G. | Election of Director: Didier Houssin | Management | For | For | ||||||||
| 1H. | Election of Director: Peter Mellbye | Management | For | For | ||||||||
| 1I. | Election of Director: John O'Leary | Management | For | For | ||||||||
| 1J. | Election of Director: Olivier Piou | Management | For | For | ||||||||
| 1K. | Election of Director: Kay G. Priestly | Management | For | For | ||||||||
| 1L. | Election of Director: Joseph Rinaldi | Management | For | For | ||||||||
| 1M. | Election of Director: James M. Ringler | Management | For | For | ||||||||
| 1N. | Election of Director: John Yearwood | Management | For | For | ||||||||
| 2. | 2019 Say-on-Pay for Named Executive Officers - Approval, on an advisory basis, of the Company's named executive officer compensation for the year ended December 31, 2019. |
Management | For | For | ||||||||
| 3. | 2019 Directors' Remuneration Report - Approval, on an advisory basis, of the Company's directors' remuneration report for the year ended December 31, 2019. |
Management | For | For | ||||||||
| 4. | U.K. Annual Report and Accounts - Receipt of the Company's audited U.K. accounts for the year ended December 31, 2019, including the reports of the directors and the auditor thereon. |
Management | For | For | ||||||||
| 5. | Ratification of U.S. Auditor - Ratification of the appointment of PricewaterhouseCoopers LLP ("PwC") as the Company's U.S. independent registered public accounting firm for the year ending December 31, 2020. |
Management | For | For | ||||||||
| 6. | Re-appointment of U.K. Statutory Auditor - Re- appointment of PwC as the Company's U.K. statutory auditor under the U.K. Companies Act 2006, to hold office until the next annual general meeting of shareholders at which accounts are laid. |
Management | For | For | ||||||||
| 7. | U.K. Statutory Auditor Fees - Authorize the Board of Directors and/or the Audit Committee to determine the remuneration of PwC, in its capacity as the Company's U.K. statutory auditor for the year ending December 31, 2020. |
Management | For | For | ||||||||
| CONCHO RESOURCES INC | ||||||||||||
| Security | 20605P101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CXO | Meeting Date | 27-Apr-2020 | |||||||||
| ISIN | US20605P1012 | Agenda | 935139534 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1.1 | Election of Director: Timothy A. Leach | Management | For | For | ||||||||
| 1.2 | Election of Director: William H. Easter III | Management | For | For | ||||||||
| 2. | To ratify the selection of Grant Thornton LLP as independent registered public accounting firm of the Company for the fiscal year ending December 31, 2020. |
Management | For | For | ||||||||
| 3. | Advisory vote to approve named executive officer compensation ("say-on-pay"). |
Management | For | For | ||||||||
| THE WILLIAMS COMPANIES, INC. | ||||||||||||
| Security | 969457100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | WMB | Meeting Date | 28-Apr-2020 | |||||||||
| ISIN | US9694571004 | Agenda | 935140094 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Alan S. Armstrong | Management | For | For | ||||||||
| 1B. | Election of Director: Stephen W. Bergstrom | Management | Abstain | Against | ||||||||
| 1C. | Election of Director: Nancy K. Buese | Management | For | For | ||||||||
| 1D. | Election of Director: Stephen I. Chazen | Management | For | For | ||||||||
| 1E. | Election of Director: Charles I. Cogut | Management | For | For | ||||||||
| 1F. | Election of Director: Michael A. Creel | Management | For | For | ||||||||
| 1G. | Election of Director: Vicki L. Fuller | Management | For | For | ||||||||
| 1H. | Election of Director: Peter A. Ragauss | Management | For | For | ||||||||
| 1I. | Election of Director: Scott D. Sheffield | Management | For | For | ||||||||
| 1J. | Election of Director: Murray D. Smith | Management | For | For | ||||||||
| 1K. | Election of Director: William H. Spence | Management | For | For | ||||||||
| 2. | Approval of the Amendment to The Williams Companies, Inc. 2007 Incentive Plan. |
Management | For | For | ||||||||
| 3. | Approval of the Amendment to The Williams Companies, Inc. 2007 Employee Stock Purchase Plan. |
Management | For | For | ||||||||
| 4. | Approval, by nonbinding advisory vote, of the Company's executive compensation. |
Management | For | For | ||||||||
| 5. | Ratification of Ernst & Young LLP as auditors for 2020. | Management | For | For | ||||||||
| NOBLE ENERGY, INC. | ||||||||||||
| Security | 655044105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | NBL | Meeting Date | 28-Apr-2020 | |||||||||
| ISIN | US6550441058 | Agenda | 935141856 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Jeffrey L. Berenson | Management | For | For | ||||||||
| 1B. | Election of Director: James E. Craddock | Management | For | For | ||||||||
| 1C. | Election of Director: Barbara J. Duganier | Management | For | For | ||||||||
| 1D. | Election of Director: Thomas J. Edelman | Management | For | For | ||||||||
| 1E. | Election of Director: Holli C. Ladhani | Management | For | For | ||||||||
| 1F. | Election of Director: David L. Stover | Management | For | For | ||||||||
| 1G. | Election of Director: Scott D. Urban | Management | For | For | ||||||||
| 1H. | Election of Director: William T. Van Kleef | Management | For | For | ||||||||
| 1I. | Election of Director: Martha B. Wyrsch | Management | For | For | ||||||||
| 2. | To ratify the appointment of the independent auditor by the Company's Audit Committee. |
Management | For | For | ||||||||
| 3. | To approve, in an advisory vote, executive compensation. | Management | For | For | ||||||||
| 4. | To approve the 2020 Long-Term Incentive Plan. | Management | For | For | ||||||||
| FMC CORPORATION | ||||||||||||
| Security | 302491303 | Meeting Type | Annual | |||||||||
| Ticker Symbol | FMC | Meeting Date | 28-Apr-2020 | |||||||||
| ISIN | US3024913036 | Agenda | 935145347 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director to serve for a one-year term expiring in 2021: Pierre Brondeau |
Management | For | For | ||||||||
| 1B. | Election of Director to serve for a one-year term expiring in 2021: Eduardo E. Cordeiro |
Management | For | For | ||||||||
| 1C. | Election of Director to serve for a one-year term expiring in 2021: Mark Douglas |
Management | For | For | ||||||||
| 1D. | Election of Director to serve for a one-year term expiring in 2021: C. Scott Greer |
Management | For | For | ||||||||
| 1E. | Election of Director to serve for a one-year term expiring in 2021: K'Lynne Johnson |
Management | For | For | ||||||||
| 1F. | Election of Director to serve for a one-year term expiring in 2021: Dirk A. Kempthorne |
Management | For | For | ||||||||
| 1G. | Election of Director to serve for a one-year term expiring in 2021: Paul J. Norris |
Management | For | For | ||||||||
| 1H. | Election of Director to serve for a one-year term expiring in 2021: Margareth Øvrum |
Management | For | For | ||||||||
| 1I. | Election of Director to serve for a one-year term expiring in 2021: Robert C. Pallash |
Management | For | For | ||||||||
| 1J. | Election of Director to serve for a one-year term expiring in 2021: William H. Powell |
Management | For | For | ||||||||
| 1K. | Election of Director to serve for a one-year term expiring in 2021: Vincent R. Volpe, Jr. |
Management | For | For | ||||||||
| 2. | Ratification of the appointment of independent registered public accounting firm. |
Management | For | For | ||||||||
| 3. | Approval, by non-binding vote, of executive compensation. |
Management | For | For | ||||||||
| MARATHON PETROLEUM CORPORATION | ||||||||||||
| Security | 56585A102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MPC | Meeting Date | 29-Apr-2020 | |||||||||
| ISIN | US56585A1025 | Agenda | 935144333 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | Approval of an amendment to the company's Restated Certificate of Incorporation to phase out the classified Board of Directors. |
Management | For | For | ||||||||
| 2A. | Election of Class III Director: Steven A. Davis (One-year term expiring in 2021 if Item 1 is approved, or three year term expiring in 2023 if Item 1 is not approved). |
Management | For | For | ||||||||
| 2B. | Election of Class III Director: J. Michael Stice (One-year term expiring in 2021 if Item 1 is approved, or three year term expiring in 2023 if Item 1 is not approved). |
Management | For | For | ||||||||
| 2C. | Election of Class III Director: John P. Surma (One-year term expiring in 2021 if Item 1 is approved, or three year term expiring in 2023 if Item 1 is not approved). |
Management | For | For | ||||||||
| 2D. | Election of Class III Director: Susan Tomasky (One-year term expiring in 2021 if Item 1 is approved, or three year term expiring in 2023 if Item 1 is not approved). |
Management | For | For | ||||||||
| 3. | Ratification of the selection of PricewaterhouseCoopers LLP as the company's independent auditor for 2020. |
Management | For | For | ||||||||
| 4. | Approval, on an advisory basis, of the company's named executive officer compensation. |
Management | For | For | ||||||||
| 5. | Shareholder proposal seeking simple majority vote provisions. |
Shareholder | For | For | ||||||||
| 6. | Shareholder proposal seeking a report on integrating community impacts into the company's executive compensation program. |
Shareholder | Abstain | Against | ||||||||
| PILGRIM'S PRIDE CORPORATION | ||||||||||||
| Security | 72147K108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | PPC | Meeting Date | 29-Apr-2020 | |||||||||
| ISIN | US72147K1088 | Agenda | 935167038 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Gilberto Tomazoni# | For | For | |||||||||
| 2 | Denilson Molina# | For | For | |||||||||
| 3 | W.C.D. Vasconcellos Jr# | For | For | |||||||||
| 4 | Vincent Trius# | For | For | |||||||||
| 5 | Andre N. de Souza# | For | For | |||||||||
| 6 | Farha Aslam# | For | For | |||||||||
| 7 | Michael L. Cooper* | For | For | |||||||||
| 8 | Charles Macaluso* | For | For | |||||||||
| 9 | Arquimedes A. Celis* | For | For | |||||||||
| 3. | Advisory vote to approve executive compensation. | Management | For | For | ||||||||
| 4. | Ratify the appointment of KPMG LLP as our independent registered public accounting firm for 2020. |
Management | For | For | ||||||||
| 5. | A stockholder proposal to provide a report regarding the reduction of water pollution. |
Shareholder | Abstain | Against | ||||||||
| 6. | A stockholder proposal to provide a report on human rights due diligence. |
Shareholder | Abstain | Against | ||||||||
| 7. | A stockholder proposal to amend our articles of incorporation and/or bylaws to provide for majority voting in director elections. |
Shareholder | Against | For | ||||||||
| CABOT OIL & GAS CORPORATION | ||||||||||||
| Security | 127097103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | COG | Meeting Date | 30-Apr-2020 | |||||||||
| ISIN | US1270971039 | Agenda | 935139712 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Dorothy M. Ables | For | For | |||||||||
| 2 | Rhys J. Best | For | For | |||||||||
| 3 | Robert S. Boswell | For | For | |||||||||
| 4 | Amanda M. Brock | For | For | |||||||||
| 5 | Peter B. Delaney | For | For | |||||||||
| 6 | Dan O. Dinges | For | For | |||||||||
| 7 | Robert Kelley | For | For | |||||||||
| 8 | W. Matt Ralls | For | For | |||||||||
| 9 | Marcus A. Watts | For | For | |||||||||
| 2. | To ratify the appointment of the firm PricewaterhouseCoopers LLP as the independent registered public accounting firm for the Company for its 2020 fiscal year. |
Management | For | For | ||||||||
| 3. | To approve, by non-binding advisory vote, the compensation of our named executive officers. |
Management | For | For | ||||||||
| VALERO ENERGY CORPORATION | ||||||||||||
| Security | 91913Y100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | VLO | Meeting Date | 30-Apr-2020 | |||||||||
| ISIN | US91913Y1001 | Agenda | 935144484 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: H. Paulett Eberhart | Management | For | For | ||||||||
| 1B. | Election of Director: Joseph W. Gorder | Management | For | For | ||||||||
| 1C. | Election of Director: Kimberly S. Greene | Management | For | For | ||||||||
| 1D. | Election of Director: Deborah P. Majoras | Management | For | For | ||||||||
| 1E. | Election of Director: Eric D. Mullins | Management | For | For | ||||||||
| 1F. | Election of Director: Donald L. Nickles | Management | For | For | ||||||||
| 1G. | Election of Director: Philip J. Pfeiffer | Management | For | For | ||||||||
| 1H. | Election of Director: Robert A. Profusek | Management | For | For | ||||||||
| 1I. | Election of Director: Stephen M. Waters | Management | For | For | ||||||||
| 1J. | Election of Director: Randall J. Weisenburger | Management | For | For | ||||||||
| 1K. | Election of Director: Rayford Wilkins, Jr. | Management | For | For | ||||||||
| 2. | Ratify the appointment of KPMG LLP as Valero's independent registered public accounting firm for 2020. |
Management | For | For | ||||||||
| 3. | Approve, by non-binding vote, the 2019 compensation of our named executive officers. |
Management | For | For | ||||||||
| 4. | Approve 2020 Omnibus Stock Incentive Plan. | Management | For | For | ||||||||
| EOG RESOURCES, INC. | ||||||||||||
| Security | 26875P101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | EOG | Meeting Date | 30-Apr-2020 | |||||||||
| ISIN | US26875P1012 | Agenda | 935145272 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Janet F. Clark | Management | For | For | ||||||||
| 1B. | Election of Director: Charles R. Crisp | Management | For | For | ||||||||
| 1C. | Election of Director: Robert P. Daniels | Management | For | For | ||||||||
| 1D. | Election of Director: James C. Day | Management | For | For | ||||||||
| 1E. | Election of Director: C. Christopher Gaut | Management | For | For | ||||||||
| 1F. | Election of Director: Julie J. Robertson | Management | For | For | ||||||||
| 1G. | Election of Director: Donald F. Textor | Management | For | For | ||||||||
| 1H. | Election of Director: William R. Thomas | Management | For | For | ||||||||
| 2. | To ratify the appointment by the Audit Committee of the Board of Directors of Deloitte & Touche LLP, independent registered public accounting firm, as auditors for the Company for the year ending December 31, 2020. |
Management | For | For | ||||||||
| 3. | To approve, by non-binding vote, the compensation of the Company's named executive officers. |
Management | For | For | ||||||||
| AGCO CORPORATION | ||||||||||||
| Security | 001084102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | AGCO | Meeting Date | 30-Apr-2020 | |||||||||
| ISIN | US0010841023 | Agenda | 935167141 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Roy V. Armes | Management | For | For | ||||||||
| 1B. | Election of Director: Michael C. Arnold | Management | For | For | ||||||||
| 1C. | Election of Director: Sondra L. Barbour | Management | For | For | ||||||||
| 1D. | Election of Director: P. George Benson | Management | For | For | ||||||||
| 1E. | Election of Director: Suzanne P. Clark | Management | For | For | ||||||||
| 1F. | Election of Director: Wolfgang Deml | Management | For | For | ||||||||
| 1G. | Election of Director: George E. Minnich | Management | For | For | ||||||||
| 1H. | Election of Director: Martin H. Richenhagen | Management | For | For | ||||||||
| 1I. | Election of Director: Gerald L. Shaheen | Management | For | For | ||||||||
| 1J. | Election of Director: Mallika Srinivasan | Management | For | For | ||||||||
| 2. | NON-BINDING ADVISORY RESOLUTION TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS |
Management | For | For | ||||||||
| 3. | RATIFICATION OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2020 |
Management | For | For | ||||||||
| PRETIUM RESOURCES INC. | ||||||||||||
| Security | 74139C102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | PVG | Meeting Date | 30-Apr-2020 | |||||||||
| ISIN | CA74139C1023 | Agenda | 935172421 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | To set the number of Directors at seven (7). | Management | For | For | ||||||||
| 2 | DIRECTOR | Management | ||||||||||
| 1 | Richard O'Brien | For | For | |||||||||
| 2 | George Paspalas | For | For | |||||||||
| 3 | Peter Birkey | For | For | |||||||||
| 4 | David Smith | For | For | |||||||||
| 5 | Faheem Tejani | For | For | |||||||||
| 6 | Robin Bienenstock | For | For | |||||||||
| 7 | Jeane Hull | For | For | |||||||||
| 3 | Appointment of PricewaterhouseCoopers LLP as Auditors of the Company for the ensuing year and authorizing the Directors to fix their remuneration. |
Management | For | For | ||||||||
| 4 | To authorize and approve a non-binding advisory resolution accepting the Company's approach to executive compensation. |
Management | For | For | ||||||||
| AGNICO EAGLE MINES LIMITED | ||||||||||||
| Security | 008474108 | Meeting Type | Annual and Special Meeting | |||||||||
| Ticker Symbol | AEM | Meeting Date | 01-May-2020 | |||||||||
| ISIN | CA0084741085 | Agenda | 935169462 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | DIRECTOR | Management | ||||||||||
| 1 | Dr. Leanne M. Baker | For | For | |||||||||
| 2 | Sean Boyd | For | For | |||||||||
| 3 | Martine A. Celej | For | For | |||||||||
| 4 | Robert J. Gemmell | For | For | |||||||||
| 5 | Mel Leiderman | For | For | |||||||||
| 6 | Deborah McCombe | For | For | |||||||||
| 7 | James D. Nasso | For | For | |||||||||
| 8 | Dr. Sean Riley | For | For | |||||||||
| 9 | J. Merfyn Roberts | For | For | |||||||||
| 10 | Jamie C. Sokalsky | For | For | |||||||||
| 2 | Appointment of Ernst & Young LLP as Auditors of the Company for the ensuing year and authorizing the Directors to fix their remuneration. |
Management | For | For | ||||||||
| 3 | Consideration of and, if deemed advisable, the passing of a non- binding, advisory resolution accepting the Company's approach to executive compensation. |
Management | For | For | ||||||||
| BARRICK GOLD CORPORATION | ||||||||||||
| Security | 067901108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | GOLD | Meeting Date | 05-May-2020 | |||||||||
| ISIN | CA0679011084 | Agenda | 935171897 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | DIRECTOR | Management | ||||||||||
| 1 | D. M. Bristow | For | For | |||||||||
| 2 | G. A. Cisneros | For | For | |||||||||
| 3 | C. L. Coleman | For | For | |||||||||
| 4 | J. M. Evans | For | For | |||||||||
| 5 | B. L. Greenspun | For | For | |||||||||
| 6 | J. B. Harvey | For | For | |||||||||
| 7 | A. J. Quinn | For | For | |||||||||
| 8 | M. L. Silva | For | For | |||||||||
| 9 | J. L. Thornton | For | For | |||||||||
| 2 | RESOLUTION APPROVING THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP as the auditor of Barrick and authorizing the directors to fix its remuneration. |
Management | For | For | ||||||||
| 3 | ADVISORY RESOLUTION ON APPROACH TO EXECUTIVE COMPENSATION. |
Management | For | For | ||||||||
| SUNCOR ENERGY INC. | ||||||||||||
| Security | 867224107 | Meeting Type | Annual | |||||||||
| Ticker Symbol | SU | Meeting Date | 06-May-2020 | |||||||||
| ISIN | CA8672241079 | Agenda | 935150576 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | DIRECTOR | Management | ||||||||||
| 1 | Patricia M. Bedient | For | For | |||||||||
| 2 | Mel E. Benson | For | For | |||||||||
| 3 | John D. Gass | For | For | |||||||||
| 4 | Dennis M. Houston | For | For | |||||||||
| 5 | Mark S. Little | For | For | |||||||||
| 6 | Brian P. MacDonald | For | For | |||||||||
| 7 | Maureen McCaw | For | For | |||||||||
| 8 | Lorraine Mitchelmore | For | For | |||||||||
| 9 | Eira M. Thomas | For | For | |||||||||
| 10 | Michael M. Wilson | For | For | |||||||||
| 2 | Appointment of KPMG LLP as auditor of Suncor Energy Inc. for the ensuing year. |
Management | For | For | ||||||||
| 3 | To accept the approach to executive compensation disclosed in the Management Proxy Circular of Suncor Energy Inc. dated February 26, 2020. |
Management | For | For | ||||||||
| IDEXX LABORATORIES, INC. | ||||||||||||
| Security | 45168D104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | IDXX | Meeting Date | 06-May-2020 | |||||||||
| ISIN | US45168D1046 | Agenda | 935152265 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Rebecca M. Henderson, PhD | Management | For | For | ||||||||
| 1B. | Election of Director: Lawrence D. Kingsley | Management | For | For | ||||||||
| 1C. | Election of Director: Sophie V. Vandebroek, PhD | Management | For | For | ||||||||
| 2. | Ratification of Appointment of Independent Registered Public Accounting Firm. To ratify the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the current fiscal year (Proposal Two). |
Management | For | For | ||||||||
| 3. | Advisory Vote on Executive Compensation. To approve a nonbinding advisory resolution on the Company's executive compensation (Proposal Three). |
Management | For | For | ||||||||
| CIMAREX ENERGY CO. | ||||||||||||
| Security | 171798101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | XEC | Meeting Date | 06-May-2020 | |||||||||
| ISIN | US1717981013 | Agenda | 935152607 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1.1 | Election of Class I director: Kathleen A. Hogenson | Management | For | For | ||||||||
| 1.2 | Election of Class III director: Paul N. Eckley | Management | For | For | ||||||||
| 1.3 | Election of Class III director: Thomas E. Jorden | Management | For | For | ||||||||
| 1.4 | Election of Class III director: Floyd R. Price | Management | For | For | ||||||||
| 1.5 | Election of Class III director: Frances M. Vallejo | Management | For | For | ||||||||
| 2. | Advisory vote to approve executive compensation | Management | For | For | ||||||||
| 3. | Ratify the appointment of KPMG LLP as our independent auditors for 2020 |
Management | For | For | ||||||||
| PHILLIPS 66 | ||||||||||||
| Security | 718546104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | PSX | Meeting Date | 06-May-2020 | |||||||||
| ISIN | US7185461040 | Agenda | 935152669 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Charles M. Holley | Management | For | For | ||||||||
| 1B. | Election of Director: Glenn F. Tilton | Management | For | For | ||||||||
| 1C. | Election of Director: Marna C. Whittington | Management | For | For | ||||||||
| 2. | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for fiscal year 2020. |
Management | For | For | ||||||||
| 3. | Advisory vote to approve our executive compensation. | Management | For | For | ||||||||
| 4. | Shareholder proposal requesting a report on risks of Gulf Coast petrochemical investments. |
Shareholder | Abstain | Against | ||||||||
| PAN AMERICAN SILVER CORP. | ||||||||||||
| Security | 697900108 | Meeting Type | Annual and Special Meeting | |||||||||
| Ticker Symbol | PAAS | Meeting Date | 06-May-2020 | |||||||||
| ISIN | CA6979001089 | Agenda | 935155867 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | DIRECTOR | Management | ||||||||||
| 1 | Ross J. Beaty | For | For | |||||||||
| 2 | Michael Steinmann | For | For | |||||||||
| 3 | Michael L. Carroll | For | For | |||||||||
| 4 | Neil de Gelder | For | For | |||||||||
| 5 | Walter T. Segsworth | For | For | |||||||||
| 6 | Gillian D. Winckler | For | For | |||||||||
| 7 | Charles A. Jeannes | For | For | |||||||||
| 2 | Appointment of Deloitte LLP as Auditors of the Company for the ensuing year and authorizing the Directors to fix their remuneration. |
Management | For | For | ||||||||
| 3 | To consider and, if thought appropriate, to pass an ordinary, non-binding "say on pay" resolution approving the Company's approach to executive compensation, the complete text of which is set out in the information circular for the Meeting. |
Management | For | For | ||||||||
| NUTRIEN LTD. (THE "CORPORATION") | ||||||||||||
| Security | 67077M108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | NTR | Meeting Date | 06-May-2020 | |||||||||
| ISIN | CA67077M1086 | Agenda | 935164361 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | DIRECTOR | Management | ||||||||||
| 1 | Christopher M. Burley | For | For | |||||||||
| 2 | Maura J. Clark | For | For | |||||||||
| 3 | David C. Everitt | For | For | |||||||||
| 4 | Russell K. Girling | For | For | |||||||||
| 5 | Miranda C. Hubbs | For | For | |||||||||
| 6 | Alice D. Laberge | For | For | |||||||||
| 7 | Consuelo E. Madere | For | For | |||||||||
| 8 | Charles V. Magro | For | For | |||||||||
| 9 | Keith G. Martell | For | For | |||||||||
| 10 | Aaron W. Regent | For | For | |||||||||
| 11 | Mayo M. Schmidt | For | For | |||||||||
| 2 | The re-appointment of KPMG LLP, Chartered Accountants, as auditor of the Corporation. |
Management | For | For | ||||||||
| 3 | A non-binding advisory resolution to accept the Corporation's approach to executive compensation. |
Management | For | For | ||||||||
| FRANCO-NEVADA CORPORATION | ||||||||||||
| Security | 351858105 | Meeting Type | Annual and Special Meeting | |||||||||
| Ticker Symbol | FNV | Meeting Date | 06-May-2020 | |||||||||
| ISIN | CA3518581051 | Agenda | 935167115 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | DIRECTOR | Management | ||||||||||
| 1 | David Harquail | For | For | |||||||||
| 2 | Paul Brink | For | For | |||||||||
| 3 | Tom Albanese | For | For | |||||||||
| 4 | Derek W. Evans | For | For | |||||||||
| 5 | Catharine Farrow | For | For | |||||||||
| 6 | Louis Gignac | For | For | |||||||||
| 7 | Maureen Jensen | For | For | |||||||||
| 8 | Jennifer Maki | For | For | |||||||||
| 9 | Randall Oliphant | For | For | |||||||||
| 10 | David R. Peterson | For | For | |||||||||
| 11 | Elliott Pew | For | For | |||||||||
| 2 | Appointment of PricewaterhouseCoopers LLP, Chartered Professional Accountants, as Auditors of the Corporation for the ensuing year and authorizing the Directors to fix their remuneration. |
Management | For | For | ||||||||
| 3 | Acceptance of the Corporation's approach to executive compensation. |
Management | For | For | ||||||||
| ARCHER-DANIELS-MIDLAND COMPANY | ||||||||||||
| Security | 039483102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ADM | Meeting Date | 07-May-2020 | |||||||||
| ISIN | US0394831020 | Agenda | 935154182 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: M.S. Burke | Management | For | For | ||||||||
| 1B. | Election of Director: T.K. Crews | Management | For | For | ||||||||
| 1C. | Election of Director: P. Dufour | Management | For | For | ||||||||
| 1D. | Election of Director: D.E. Felsinger | Management | For | For | ||||||||
| 1E. | Election of Director: S.F. Harrison | Management | For | For | ||||||||
| 1F. | Election of Director: J.R. Luciano | Management | For | For | ||||||||
| 1G. | Election of Director: P.J. Moore | Management | For | For | ||||||||
| 1H. | Election of Director: F.J. Sanchez | Management | For | For | ||||||||
| 1I. | Election of Director: D.A. Sandler | Management | For | For | ||||||||
| 1J. | Election of Director: L.Z. Schlitz | Management | For | For | ||||||||
| 1K. | Election of Director: K.R. Westbrook | Management | For | For | ||||||||
| 2. | Ratify the appointment of Ernst & Young LLP as independent auditors for the year ending December 31, 2020. |
Management | For | For | ||||||||
| 3. | Advisory Vote on Executive Compensation. | Management | For | For | ||||||||
| 4. | Approve the 2020 Incentive Compensation Plan. | Management | For | For | ||||||||
| CONOCOPHILLIPS | ||||||||||||
| Security | 20825C104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | COP | Meeting Date | 12-May-2020 | |||||||||
| ISIN | US20825C1045 | Agenda | 935151679 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Charles E. Bunch | Management | For | For | ||||||||
| 1B. | Election of Director: Caroline Maury Devine | Management | For | For | ||||||||
| 1C. | Election of Director: John V. Faraci | Management | For | For | ||||||||
| 1D. | Election of Director: Jody Freeman | Management | For | For | ||||||||
| 1E. | Election of Director: Gay Huey Evans | Management | For | For | ||||||||
| 1F. | Election of Director: Jeffrey A. Joerres | Management | For | For | ||||||||
| 1G. | Election of Director: Ryan M. Lance | Management | For | For | ||||||||
| 1H. | Election of Director: William H. McRaven | Management | For | For | ||||||||
| 1I. | Election of Director: Sharmila Mulligan | Management | For | For | ||||||||
| 1J. | Election of Director: Arjun N. Murti | Management | For | For | ||||||||
| 1K. | Election of Director: Robert A. Niblock | Management | For | For | ||||||||
| 1L. | Election of Director: David T. Seaton | Management | For | For | ||||||||
| 1M. | Election of Director: R.A. Walker | Management | For | For | ||||||||
| 2. | Proposal to ratify appointment of Ernst & Young LLP as ConocoPhillips' independent registered public accounting firm for 2020. |
Management | For | For | ||||||||
| 3. | Advisory Approval of Executive Compensation. | Management | For | For | ||||||||
| ENI S.P.A. | ||||||||||||
| Security | T3643A145 | Meeting Type | MIX | |||||||||
| Ticker Symbol | Meeting Date | 13-May-2020 | ||||||||||
| ISIN | IT0003132476 | Agenda | 712489992 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. |
Non-Voting | ||||||||||
| O.1 | ENI S.P.A. BALANCE SHEET AS OF 31 DECEMBER 2019. RESOLUTIONS RELATED THERETO. CONSOLIDATED BALANCE SHEET AS OF 31 DECEMBER 2019. DIRECTORS, INTERNAL AND EXTERNAL AUDITORS REPORTS |
Management | No Action | |||||||||
| O.2 | NET PROFIT ALLOCATION | Management | No Action | |||||||||
| O.3 | TO STATE BOARD OF DIRECTORS' MEMBERS NUMBER |
Management | No Action | |||||||||
| O.4 | TO STATE THE BOARD OF DIRECTORS' TERM OF OFFICE |
Management | No Action | |||||||||
| CMMT | PLEASE NOTE THAT ALTHOUGH THERE ARE 2 SLATES TO BE ELECTED AS DIRECTORS THERE-IS ONLY 1 SLATE AVAILABLE TO BE FILLED AT THE MEETING. THE STANDING-INSTRUCTIONS FOR THIS MEETING WILL BE DISABLED AND, IF YOU CHOOSE TO-INSTRUCT, YOU ARE REQUIRED TO VOTE FOR ONLY 1 SLATE OF THE 2 SLATES OF-ELECTION OF DIRECTORS. THANK YOU |
Non-Voting | ||||||||||
| O.5.1 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: TO APPOINT THE BOARD OF DIRECTORS: LIST PRESENTED BY 'MEF' (MINISTRY OF ECONOMY AND FINANCE), REPRESENTING 30.1PCT OF THE STOCK CAPITAL: LUCIA CALVOSA, CLAUDIO DESCALZI, FILIPPO GIANSANTE, ADA LUCIA DE CESARIS, NATHALIE TOCCI, EMANUELE PICCINNO |
Shareholder | No Action | |||||||||
| O.5.2 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: TO APPOINT THE BOARD OF DIRECTORS: LIST PRESENTED BY ABERDEEN STANDARD INVESTMENTS MANAGING OF THE FUND REASSURE LIMITED; ALLIANZ AZIONI ITALIA ALL STARS; ALLIANZ GLOBAL INVESTORS FUND MANAGING OF THE FUNDS: ALLIANZ EUROPEAN EQUITY DIVIDEND; SD ALLIANZ VAL FUNDS - AGE SPIRO VALUE EUROPE; AMUNDI ASSET MANAGEMENT SGR S.P.A. MANAGING OF THE FUNDS: AMUNDI DIVIDEND ITALIA, AMUNDI RISPARMIO ITALIA, AMUNDI SVILUPPO ITALIA, AMUNDI OBIETTIVO RISPARMIO 2022 QUATTRO, AMUNDI OBIETTIVO RISPARMIO 2022 TRE, AMUNDI OBIETTIVO RISPARMIO 2022 DUE, AMUNDI |
Shareholder | No Action | |||||||||
| OBIETTIVO RISPARMIO 2022, SECONDA PENSIONE GARANTITA ESG, BAMUNDI OBIETTIVO CRESCITA 2022, AMUNDI OBIETTIVO CRESCITA 2022 DUE, AMUNDI BILANCIATO EURO, AMUNDI ESG SELECTION TOP, AMUNDI ESG SELECTION CLASSIC, AMUNDI CEDOLA 2021,AMUNDI DISTRIBUZIONE ATTIVA, AMUNDI ESG SELECTION PLUS, SECONDA PENSIONE PRUDENTE ESG, AMUNDI OBBLIGAZIONARIO PIU A DISTRIBUZIONE, SECONDA PENSIONE BILANCIATA ESG, SECONDA PENSIONE SVILUPPO ESG, SECONDA PENSIONE ESPANSIONE ESG, AMUNDI VALORE ITALIA PIR, AMUNDI ACCUMULAZIONE ITALIA PIR 2023, AMUNDI LUXEMBOURG S.A. COMPARTI: AMUNDI FUNDS GLOBAL EQUITY SUSTAINABLE INCOME, AMUNDI FUNDS EUROPEAN EQUITY SUSTAINABLE INCOME; ANIMA SGR S.P.A. MANAGING OF THE FUNDS: ANIMA VISCONTEO, ANIMA ITALIA, ANIMA GEO ITALIA, ANIMA CRESCITA ITALIA, ANIMA SFORZESCO; ARCA FONDI SGR S.P.A. MANAGING OF THE FUNDS: FONDO ARCA AZIONI ITALIA, FONDO ARCA ECONOMIA REALE BILANCIATO ITALIA 55; BANCOPOSTA FONDI S.P.A. SGR MANAGING OF THE FUNDS: BANCOPOSTA AZIONARIO FLESSIBILE, BANCOPOSTA ORIZZONTE REDDITO, POSTE INVESTO SOSTENIBILE, BANCOPOSTA AZIONARIO EURO, BANCOPOSTA GLOBAL EQUITY LTE; EPSILON SGR S.P.A MANAGING OF THE FUND EPSILON QVALUE; EURIZON INVESTMENT SICAV SECTIONS: EURO EQUITY INSURANCE CAPITAL LIGHT, FLEXIBLE EQUITY STRATEGY 2; EURIZON CAPITAL S.A. MANAGING OF THE FUND EURIZON FUND SECTIONS: AZIONI STRATEGIA FLESSIBILE, ITALIAN EQUITY OPPORTUNITIES, EQUITY EUROPE LTE, EQUITY EURO LTE, EQUITY ITALY SMART VOLATILITY, CONSERVATIVE ALLOCATION, ACTIVE ALLOCATION, FLEXIBLE EUROPE STRATEGY, EQUITY MARKET NEUTRAL; EURIZON CAPITAL SGR S.P.A. MANAGING OF THE FUND: EURIZON MULTIASSET STRATEGIA FLESSIBILE GIUGNO 2023, EURIZON MULTIASSET REDDITO OTTOBRE 2022, EURIZON MULTIASSET REDDITO DICEMBRE 2022, EURIZON CEDOLA ATTIVA TOP LUGLIO 2021, EURIZON CEDOLA ATTIVA TOP OTTOBRE 2021, EURIZON CEDOLA ATTIVA TOP DICEMBRE 2021, EURIZON MULTIASSET REDDITO DICEMBRE 2019, EURIZON CEDOLA ATTIVA TOP MAGGIO 2021, EURIZON MULTIASSET REDDITO APRILE 2021, EURIZON CEDOLA ATTIVA TOP APRILE 2022, EURIZON MULTIASSET REDDITO NOVEMBRE 2020, EURIZON CEDOLA ATTIVA TOP MAGGIO 2020, EURIZON DEFENSIVE TOP SELECTION MARZO 2025, EURIZON MULTIASSET VALUTARIO MARZO 2025, EURIZON CEDOLA ATTIVA TOP NOVEMBRE 2022, EURIZON MULTIASSET REDDITO LUGLIO 2023, EURIZON MULTIASSET REDDITO LUGLIO 2022, EURIZON PROGETTO ITALIA 70, EURIZON TOP |
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| SELECTION DICEMBRE 2022, EURIZON CEDOLA ATTIVA TOP OTTOBRE 2020, EURIZON TOP SELECTION GENNAIO 2023, EURIZON CEDOLA ATTIVA TOP GIUGNO 2020, EURIZON CEDOLA ATTIVA TOP LUGLIO 2020, EURIZON MULTIASSET REDDITO MARZO 2023, EURIZON CEDOLA ATTIVA TOP APRILE 2021, EURIZON CEDOLA ATTIVA TOP DICEMBRE 2020, EURIZON MULTIASSET REDDITO MARZO 2022, EURIZON CEDOLA ATTIVA TOP APRILE 2023, EURIZON MULTIASSET REDDITO APRILE 2020, EURIZON MULTIASSET REDDITO MAGGIO 2021, EURIZON CEDOLA ATTIVA TOP MAGGIO 2023, EURIZON MULTIASSET STRATEGIA FLESSIBILE MAGGIO 2023, EURIZON CEDOLA ATTIVA TOP GIUGNO 2023, EURIZON HIGH INCOME DICEMBRE 2021, EURIZON DISCIPLINA ATTIVA DICEMBRE 2022, EURIZON AZIONI ITALIA, EURIZON DISCIPLINA ATTIVA DICEMBRE 2021, EURIZON MULTIASSET REDDITO MAGGIO 2020, EURIZON CEDOLA ATTIVA TOP OTTOBRE 2023, EURIZON MULTIASSET REDDITO OTTOBRE 2021, EURIZON CEDOLA ATTIVA TOP MAGGIO 2022, EURIZON TOP STAR - APRILE 2023, EURIZON MULTIASSET REDDITO GIUGNO 2020, EURIZON MULTIASSET REDDITO GIUGNO 2021, EURIZON CEDOLA ATTIVA TOP GIUGNO 2022, EURIZON DISCIPLINA ATTIVA OTTOBRE 2021, EURIZON MULTIASSET STRATEGIA FLESSIBILE OTTOBRE 2023, EURIZON TOP SELECTION MARZO 2023, EURIZON MULTIASSET REDDITO DICEMBRE 2021, EURIZON INCOME MULTISTRATEGY MARZO 2022, EURIZON TOP SELECTION MAGGIO 2023, EURIZON TOP SELECTION LUGLIO 2023, EURIZON TRAGUARDO 40 FEBBRAIO 2022, EURIZON DISCIPLINA ATTIVA MAGGIO 2022, EURIZON CEDOLA ATTIVA TOP OTTOBRE 2022, EURIZON MULTIASSET REDDITO OTTOBRE 2020, EURIZON DEFENSIVE TOP SELECTION LUGLIO 2023, EURIZON MULTIASSET REDDITO MAGGIO 2022, EURIZON DISCIPLINA ATTIVA MARZO 2022, EURIZON OPPORTUNITY SELECT LUGLIO 2023, EURIZON PIR ITALIA AZIONI, EURIZON DISCIPLINA ATTIVA LUGLIO 2022, EURIZON DISCIPLINA ATTIVA SETTEMBRE 2022, EURIZON PROGETTO ITALIA 40, EURIZON MULTIASSET REDDITO MAGGIO 2023, EURIZON DEFENSIVE TOP SELECTION DICEMBRE 2023, EURIZON MULTIASSET VALUTARIO DICEMBRE 2023, EURIZON TOP SELECTION PRUDENTE DICEMBRE 2023, EURIZON TOP SELECTION CRESCITA DICEMBRE 2023, EURIZON TOP SELECTION PRUDENTE MARZO 2024, EURIZON TOP SELECTION EQUILIBRIO MARZO 2024, EURIZON TOP SELECTION CRESCITA MARZO 2024, EURIZON MULTIASSET VALUTARIO MARZO 2024,- EURIZON DEFENSIVE TOP SELECTION MARZO 2024, EURIZON TOP SELECTION SETTEMBRE 2023, EURIZON MULTIASSET REDDITO OTTOBRE 2023, EURIZON MULTIASSET VALUTARIO OTTOBRE 2023, EURIZON |
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| DEFENSIVE TOP SELECTION OTTOBRE 2023, EURIZON TOP SELECTION DICEMBRE 2023, EURIZON TOP SELECTION PRUDENTE MAGGIO 2024, EURIZON TOP SELECTION EQUILIBRIO MAGGIO 2024, EURIZON TOP SELECTION CRESCITA MAGGIO 2024, EURIZON DISCIPLINA GLOBALE MARZO 2024, EURIZON DEFENSIVE TOP SELECTION MAGGIO 2024, EURIZON MULTIASSET VALUTARIO MAGGIO 2024, EURIZON DISCIPLINA GLOBALE MAGGIO 2024, EURIZON TOP SELECTION PRUDENTE GIUGNO 2024, EURIZON TOP SELECTION EQUILIBRIO GIUGNO 2024, EURIZON TOP SELECTION CRESCITA GIUGNO 2024, EURIZON DEFENSIVE TOP SELECTION LUGLIO 2024, EURIZON MULTIASSET VALUTARIO LUGLIO 2024, EURIZON TOP SELECTION CRESCITA SETTEMBRE 2024, EURIZON DEFENSIVE TOP SELECTION OTTOBRE 2024, EURIZON TOP SELECTION PRUDENTE SETTEMBRE 2024, EURIZON TOP SELECTION EQUILIBRIO SETTEMBRE 2024, EURIZON TOP SELECTION PRUDENTE DICEMBRE 2024, EURIZON TOP SELECTION EQUILIBRIO DICEMBRE 2024, EURIZON TOP SELECTION CRESCITA DICEMBRE 2024, EURIZON MULTIASSET VALUTARIO OTTOBRE 2024, EURIZON INCOME STRATEGY OTTOBRE 2024, EURIZON TOP SELECTION PRUDENTE MARZO 2025, EURIZON TOP SELECTION EQUILIBRIO MARZO 2025, EURIZON TOP SELECTION CRESCITA MARZO 2025, EURIZON DEFENSIVE TOP SELECTION DICEMBRE 2024, EURIZON MULTIASSET VALUTARIO DICEMBRE 2024; FIDELITY FUNDS - SICAV; FIDEURAM ASSET MANAGEMENT IRELAND MANAGING OF THE FUND FONDITALIA EQUITY ITALY; FIDEURAM INVESTIMENTI SGR S.P.A. MANAGING OF THE FUNDS: FIDEURAM ITALIA, PIANO AZIONI ITALIA, PIANO BILANCIATO ITALIA 30, PIANO BILANCIATO ITALIA 50; INTERFUND SICAV - INTERFUND EQUITY ITALY; GENERALI INSURANCE ASSET MANAGEMENT S.P.A. SGR MANAGING OF THE FUND GENERLAI REVENUS; GENERALI INVESTMENTS LUXEMBOURG S.A. MANAGING OF THE FUND GENERALI INVESTMENT SICAV, GENERALI DIVERSIFICATION, GSMART PIR EVOLUZ ITALIA, GSMART PIR VALORE ITALIA, GENERALI MULTIPORTFOLIO SOLUTIONS SICAV; GENERALI INVESTMENTS PARTNERS S.P.A. SGR MANAGING OF THE FUND GIE ALLEANZA OBBLIGAZIONARIO; KAIROS PARTNERS SGR S.P.A. IN QUALITY OF MANAGEMENT COMPANY DI KAIROS INTERNATIONAL SICAV SECTIONS ITALIA, TARGET ITALY ALPHA, EUROPAESG; LEGAL & GENERAL ASSURANCE (PENSIONS MANAGEMENT) LIMITED; MEDIOLANUM GESTIONE FONDI SGR S.P.A. MANAGING OF THE FUND MEDIOLANUM FLESSIBILE FUTURO ITALIA; MEDIOLANUM INTERNATIONAL FUNDS LIMITED - CHALLENGE FUNDS - CHALLENGE |
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| ITALIAN EQUITY; PRAMERICA SICAV SECTIONS: ITALIAN EQUITY, EURO EQUITY, SOCIAL 4 FUTURE & ABSOLUTE RETURN, REPRESENTING TOGETHER 1.34211PCT OF THE STOCK CAPITAL: KARINA AUDREY LITVACK, PIETRO ANGELO MARIO GUINDANI, RAPHAEL LOUIS L. VERMEIR |
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| O.6 | TO APPOINT THE CHAIRMAN OF THE BOARD OF DIRECTORS |
Management | No Action | |||||||||
| O.7 | TO STATE THE CHAIRMAN AND BOARD OF DIRECTORS MEMBERS' EMOLUMENTS |
Management | No Action | |||||||||
| CMMT | PLEASE NOTE THAT ALTHOUGH THERE ARE 2 OPTIONS TO INDICATE A PREFERENCE ON-THIS RESOLUTION, ONLY ONE CAN BE SELECTED. THE STANDING INSTRUCTIONS FOR THIS-MEETING WILL BE DISABLED AND, IF YOU CHOOSE, YOU ARE REQUIRED TO VOTE FOR-ONLY 1 OF THE 2 OPTIONS BELOW, YOUR OTHER VOTES MUST BE EITHER AGAINST OR-ABSTAIN THANK YOU |
Non-Voting | ||||||||||
| O.8.1 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: TO APPOINT THE INTERNAL AUDITORS: LIST PRESENTED BY LIST PRESENTED BY 'MEF' (MINISTRY OF ECONOMY AND FINANCE), REPRESENTING 30.1PCT OF THE STOCK CAPITAL EFFECTIVE AUDITORS: MARCO SERACINI, MARIO NOTARI, GIOVANNA CERIBELLI, ALTERNATE AUDITORS: ROBERTO MAGLIO, MONICA VECCHIATI |
Shareholder | No Action | |||||||||
| O.8.2 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: TO APPOINT THE INTERNAL AUDITORS: LIST PRESENTED BY ABERDEEN STANDARD IVESTMENTS MANAGING OF THE FUND REASSURE LIMITED; ALLIANZ AZIONI ITALIA ALL STARS; ALLIANZ GLOBAL INVESTORS FUND MANAGING OF THE FUNDS: ALLIANZ EUROPEAN EQUITY DIVIDEND; SDV ALLIANZ VGL FONDS - AGI SYSPRO VALUE EUROPE; AMUNDI ASSET MANAGEMENT SGR S.P.A. MANAGING OF THE FUNDS: AMUNDI DIVIDENDO ITALIA, AMUNDI RISPARMIO ITALIA, AMUNDI SVILUPPO ITALIA, AMUNDI OBIETTIVO RISPARMIO 2022 QUATTRO, AMUNDI OBIETTIVO RISPARMIO 2022 TRE, AMUNDI OBIETTIVO RISPARMIO 2022 DUE, AMUNDI OBIETTIVO RISPARMIO 2022, SECONDA PENSIONE GARANTITA ESG, BAMUNDI OBIETTIVO CRESCITA 2022, AMUNDI OBIETTIVO CRESCITA 2022 DUE, AMUNDI BILANCIATO EURO, AMUNDI ESG SELECTION TOP, AMUNDI ESG SELECTION CLASSIC, AMUNDI CEDOLA 2021,AMUNDI DISTRIBUZIONE ATTIVA, AMUNDI ESG SELECTION PLUS, SECONDA PENSIONE PRUDENTE ESG, AMUNDI OBBLIGAZIONARIO PIU A DISTRIBUZIONE, SECONDA PENSIONE BILANCIATA ESG, SECONDA PENSIONE SVILUPPO ESG, SECONDA PENSIONE ESPANSIONE ESG, AMUNDI VALORE ITALIA PIR, AMUNDI ACCUMULAZIONE ITALIA PIR 2023, AMUNDI LUXEMBOURG S.A. COMPARTI: AMUNDI FUNDS |
Shareholder | No Action | |||||||||
| GLOBAL EQUITY SUSTAINABLE INCOME, AMUNDI FUNDS EUROPEAN EQUITY SUSTAINABLE INCOME; ANIMA SGR S.P.A. MANAGING OF THE FUNDS: ANIMA VISCONTEO, ANIMA ITALIA, ANIMA GEO ITALIA, ANIMA CRESCITA ITALIA, ANIMA SFORZESCO; ARCA FONDI SGR S.P.A. MANAGING OF THE FUNDS: FONDO ARCA AZIONI ITALIA, FONDO ARCA ECONOMIA REALE BILANCIATO ITALIA 55; BANCOPOSTA FONDI S.P.A. SGR MANAGING OF THE FUNDS: BANCOPOSTA AZIONARIO FLESSIBILE, BANCOPOSTA ORIZZONTE REDDITO, POSTE INVESTO SOSTENIBILE, BANCOPOSTA AZIONARIO EURO, BANCOPOSTA GLOBAL EQUITY LTE; EPSILON SGR S.P.A MANAGING OF THE FUND EPSILON QVALUE; EURIZON INVESTMENT SICAV SECTIONS: EURO EQUITY INSURANCE CAPITAL LIGHT, FLEXIBLE EQUITY STRATEGY 2; EURIZON CAPITAL S.A. MANAGING OF THE FUND EURIZON FUND SECTIONS: AZIONI STRATEGIA FLESSIBILE, ITALIAN EQUITY OPPORTUNITIES, EQUITY EUROPE LTE, EQUITY EURO LTE, EQUITY ITALY SMART VOLATILITY, CONSERVATIVE ALLOCATION, ACTIVE ALLOCATION, FLEXIBLE EUROPE STRATEGY, EQUITY MARKET NEUTRAL; EURIZON CAPITAL SGR S.P.A. MANAGING OF THE FUND: EURIZON MULTIASSET STRATEGIA FLESSIBILE GIUGNO 2023, EURIZON MULTIASSET REDDITO OTTOBRE 2022, EURIZON MULTIASSET REDDITO DICEMBRE 2022, EURIZON CEDOLA ATTIVA TOP LUGLIO 2021, EURIZON CEDOLA ATTIVA TOP OTTOBRE 2021, EURIZON CEDOLA ATTIVA TOP DICEMBRE 2021, EURIZON MULTIASSET REDDITO DICEMBRE 2019, EURIZON CEDOLA ATTIVA TOP MAGGIO 2021, EURIZON MULTIASSET REDDITO APRILE 2021, EURIZON CEDOLA ATTIVA TOP APRILE 2022, EURIZON MULTIASSET REDDITO NOVEMBRE 2020, EURIZON CEDOLA ATTIVA TOP MAGGIO 2020, EURIZON DEFENSIVE TOP SELECTION MARZO 2025, EURIZON MULTIASSET VALUTARIO MARZO 2025, EURIZON CEDOLA ATTIVA TOP NOVEMBRE 2022, EURIZON MULTIASSET REDDITO LUGLIO 2023, EURIZON MULTIASSET REDDITO LUGLIO 2022, EURIZON PROGETTO ITALIA 70, EURIZON TOP SELECTION DICEMBRE 2022, EURIZON CEDOLA ATTIVA TOP OTTOBRE 2020, EURIZON TOP SELECTION GENNAIO 2023, EURIZON CEDOLA ATTIVA TOP GIUGNO 2020, EURIZON CEDOLA ATTIVA TOP LUGLIO 2020, EURIZON MULTIASSET REDDITO MARZO 2023, EURIZON CEDOLA ATTIVA TOP APRILE 2021, EURIZON CEDOLA ATTIVA TOP DICEMBRE 2020, EURIZON MULTIASSET REDDITO MARZO 2022, EURIZON CEDOLA ATTIVA TOP APRILE 2023, EURIZON MULTIASSET REDDITO APRILE 2020, EURIZON MULTIASSET REDDITO MAGGIO 2021, EURIZON CEDOLA ATTIVA TOP MAGGIO 2023, EURIZON MULTIASSET STRATEGIA FLESSIBILE MAGGIO 2023, EURIZON CEDOLA ATTIVA TOP |
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| GIUGNO 2023, EURIZON HIGH INCOME DICEMBRE 2021, EURIZON DISCIPLINA ATTIVA DICEMBRE 2022, EURIZON AZIONI ITALIA, EURIZON DISCIPLINA ATTIVA DICEMBRE 2021, EURIZON MULTIASSET REDDITO MAGGIO 2020, EURIZON CEDOLA ATTIVA TOP OTTOBRE 2023, EURIZON MULTIASSET REDDITO OTTOBRE 2021, EURIZON CEDOLA ATTIVA TOP MAGGIO 2022, EURIZON TOP STAR - APRILE 2023, EURIZON MULTIASSET REDDITO GIUGNO 2020, EURIZON MULTIASSET REDDITO GIUGNO 2021, EURIZON CEDOLA ATTIVA TOP GIUGNO 2022, EURIZON DISCIPLINA ATTIVA OTTOBRE 2021, EURIZON MULTIASSET STRATEGIA FLESSIBILE OTTOBRE 2023, EURIZON TOP SELECTION MARZO 2023, EURIZON MULTIASSET REDDITO DICEMBRE 2021, EURIZON INCOME MULTISTRATEGY MARZO 2022, EURIZON TOP SELECTION MAGGIO 2023, EURIZON TOP SELECTION LUGLIO 2023, EURIZON TRAGUARDO 40 FEBBRAIO 2022, EURIZON DISCIPLINA ATTIVA MAGGIO 2022, EURIZON CEDOLA ATTIVA TOP OTTOBRE 2022, EURIZON MULTIASSET REDDITO OTTOBRE 2020, EURIZON DEFENSIVE TOP SELECTION LUGLIO 2023, EURIZON MULTIASSET REDDITO MAGGIO 2022, EURIZON DISCIPLINA ATTIVA MARZO 2022, EURIZON OPPORTUNITY SELECT LUGLIO 2023, EURIZON PIR ITALIA AZIONI, EURIZON DISCIPLINA ATTIVA LUGLIO 2022, EURIZON DISCIPLINA ATTIVA SETTEMBRE 2022, EURIZON PROGETTO ITALIA 40, EURIZON MULTIASSET REDDITO MAGGIO 2023, EURIZON DEFENSIVE TOP SELECTION DICEMBRE 2023, EURIZON MULTIASSET VALUTARIO DICEMBRE 2023, EURIZON TOP SELECTION PRUDENTE DICEMBRE 2023, EURIZON TOP SELECTION CRESCITA DICEMBRE 2023, EURIZON TOP SELECTION PRUDENTE MARZO 2024, EURIZON TOP SELECTION EQUILIBRIO MARZO 2024, EURIZON TOP SELECTION CRESCITA MARZO 2024, EURIZON MULTIASSET VALUTARIO MARZO 2024,- EURIZON DEFENSIVE TOP SELECTION MARZO 2024, EURIZON TOP SELECTION SETTEMBRE 2023, EURIZON MULTIASSET REDDITO OTTOBRE 2023, EURIZON MULTIASSET VALUTARIO OTTOBRE 2023, EURIZON DEFENSIVE TOP SELECTION OTTOBRE 2023, EURIZON TOP SELECTION DICEMBRE 2023, EURIZON TOP SELECTION PRUDENTE MAGGIO 2024, EURIZON TOP SELECTION EQUILIBRIO MAGGIO 2024, EURIZON TOP SELECTION CRESCITA MAGGIO 2024, EURIZON DISCIPLINA GLOBALE MARZO 2024, EURIZON DEFENSIVE TOP SELECTION MAGGIO 2024, EURIZON MULTIASSET VALUTARIO MAGGIO 2024, EURIZON DISCIPLINA GLOBALE MAGGIO 2024, EURIZON TOP SELECTION PRUDENTE GIUGNO 2024, EURIZON TOP SELECTION EQUILIBRIO GIUGNO 2024, EURIZON TOP SELECTION CRESCITA GIUGNO 2024, EURIZON DEFENSIVE TOP SELECTION LUGLIO 2024, EURIZON |
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| MULTIASSET VALUTARIO LUGLIO 2024, EURIZON TOP SELECTION CRESCITA SETTEMBRE 2024, EURIZON DEFENSIVE TOP SELECTION OTTOBRE 2024, EURIZON TOP SELECTION PRUDENTE SETTEMBRE 2024, EURIZON TOP SELECTION EQUILIBRIO SETTEMBRE 2024, EURIZON TOP SELECTION PRUDENTE DICEMBRE 2024, EURIZON TOP SELECTION EQUILIBRIO DICEMBRE 2024, EURIZON TOP SELECTION CRESCITA DICEMBRE 2024, EURIZON MULTIASSET VALUTARIO OTTOBRE 2024, EURIZON INCOME STRATEGY OTTOBRE 2024, EURIZON TOP SELECTION PRUDENTE MARZO 2025, EURIZON TOP SELECTION EQUILIBRIO MARZO 2025, EURIZON TOP SELECTION CRESCITA MARZO 2025, EURIZON DEFENSIVE TOP SELECTION DICEMBRE 2024, EURIZON MULTIASSET VALUTARIO DICEMBRE 2024; FIDELITY FUNDS - SICAV; FIDEURAM ASSET MANAGEMENT IRELAND MANAGING OF THE FUND FONDITALIA EQUITY ITALY; FIDEURAM INVESTIMENTI SGR S.P.A. MANAGING OF THE FUNDS: FIDEURAM ITALIA, PIANO AZIONI ITALIA, PIANO BILANCIATO ITALIA 30, PIANO BILANCIATO ITALIA 50; INTERFUND SICAV - INTERFUND EQUITY ITALY; GENERALI INSURANCE ASSET MANAGEMENT S.P.A. SGR MANAGING OF THE FUND GENERLAI REVENUS; GENERALI INVESTMENTS LUXEMBOURG S.A. MANAGING OF THE FUND GENERALI INVESTMENT SICAV, GENERALI DIVERSIFICATION, GSMART PIR EVOLUZ ITALIA, GSMART PIR VALORE ITALIA, GENERALI MULTIPORTFOLIO SOLUTIONS SICAV; GENERALI INVESTMENTS PARTNERS S.P.A. SGR MANAGING OF THE FUND GIE ALLEANZA OBBLIGAZIONARIO; KAIROS PARTNERS SGR S.P.A. IN QUALITY OF MANAGEMENT COMPANY DI KAIROS INTERNATIONAL SICAV SECTIONS ITALIA, TARGET ITALY ALPHA, EUROPAESG; LEGAL & GENERAL ASSURANCE (PENSIONS MANAGEMENT) LIMITED; MEDIOLANUM GESTIONE FONDI SGR S.P.A. MANAGING OF THE FUND MEDIOLANUM FLESSIBILE FUTURO ITALIA; MEDIOLANUM INTERNATIONAL FUNDS LIMITED - CHALLENGE FUNDS - CHALLENGE ITALIAN EQUITY; PRAMERICA SICAV SECTIONS: ITALIAN EQUITY, EURO EQUITY, SOCIAL 4 FUTURE & ABSOLUTE RETURN, REPRESENTING TOGETHER 1.34211PCT OF THE STOCK CAPITAL EFFECTIVE AUDITORS: ROSALBA CASIRAGHI , ENRICO MARIA BIGNAMI, ALTERNATE AUDITOR: CLAUDIA MEZZABOTTA |
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| O.9 | TO APPOINT INTERNAL AUDITORS' CHAIRMAN | Management | No Action | |||||||||
| O.10 | TO STATE THE CHAIRMAN AND INTERNAL AUDITORS' EMOLUMENTS |
Management | No Action | |||||||||
| O.11 | LONG-TERM 2020 - 2022 INCENTIVE PLAN AND DISPOSAL OF OWN SHARES TO SERVICE THE PLAN |
Management | No Action | |||||||||
| O.12 | REMUNERATION POLICY AND EMOLUMENTS PAID REPORT (I SECTION): REMUNERATION POLICY |
Management | No Action | |||||||||
| O.13 | REMUNERATION POLICY AND EMOLUMENTS PAID REPORT (II SECTION): EMOLUMENTS PAID |
Management | No Action | |||||||||
| E.14 | CANCELLATION OF OWN SHARES IN PORTFOLIO, WITHOUT THE REDUCTION OF SHARE CAPITAL AND SUBSEQUENT AMENDMENT OF ART. 5.1 OF THE COMPANY BYLAWS (SHARE CAPITAL); RESOLUTIONS RELATED THERETO |
Management | No Action | |||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 384011 DUE TO RECEIPT OF-SLATES UNDER RESOLUTIONS 5 AND 8. ALL VOTES RECEIVED ON THE PREVIOUS MEETING-WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE.-THANK YOU |
Non-Voting | ||||||||||
| HOLLYFRONTIER CORPORATION | ||||||||||||
| Security | 436106108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | HFC | Meeting Date | 13-May-2020 | |||||||||
| ISIN | US4361061082 | Agenda | 935158875 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
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| 1A. | Election of Director: Anne-Marie Ainsworth | Management | For | For | ||||||||
| 1B. | Election of Director: Douglas Bech | Management | For | For | ||||||||
| 1C. | Election of Director: Anna Catalano | Management | For | For | ||||||||
| 1D. | Election of Director: Leldon Echols | Management | For | For | ||||||||
| 1E. | Election of Director: Michael Jennings | Management | For | For | ||||||||
| 1F. | Election of Director: Craig Knocke | Management | For | For | ||||||||
| 1G. | Election of Director: Robert Kostelnik | Management | For | For | ||||||||
| 1H. | Election of Director: James Lee | Management | For | For | ||||||||
| 1I. | Election of Director: Franklin Myers | Management | For | For | ||||||||
| 1J. | Election of Director: Michael Rose | Management | For | For | ||||||||
| 2. | Approval, on an advisory basis, of the compensation of the Company's named executive officers. |
Management | For | For | ||||||||
| 3. | Ratification of the appointment of Ernst & Young LLP as the Company's registered public accounting firm for the 2020 fiscal year. |
Management | For | For | ||||||||
| 4. | Approval of the Company's 2020 Long-Term Incentive Plan. |
Management | For | For | ||||||||
| KINDER MORGAN, INC. | ||||||||||||
| Security | 49456B101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | KMI | Meeting Date | 13-May-2020 | |||||||||
| ISIN | US49456B1017 | Agenda | 935159043 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Richard D. Kinder | Management | For | For | ||||||||
| 1B. | Election of Director: Steven J. Kean | Management | For | For | ||||||||
| 1C. | Election of Director: Kimberly A. Dang | Management | For | For | ||||||||
| 1D. | Election of Director: Ted A. Gardner | Management | For | For | ||||||||
| 1E. | Election of Director: Anthony W. Hall, Jr. | Management | For | For | ||||||||
| 1F. | Election of Director: Gary L. Hultquist | Management | For | For | ||||||||
| 1G. | Election of Director: Ronald L. Kuehn, Jr. | Management | For | For | ||||||||
| 1H. | Election of Director: Deborah A. Macdonald | Management | For | For | ||||||||
| 1I. | Election of Director: Michael C. Morgan | Management | For | For | ||||||||
| 1J. | Election of Director: Arthur C. Reichstetter | Management | For | For | ||||||||
| 1K. | Election of Director: Fayez Sarofim | Management | For | For | ||||||||
| 1L. | Election of Director: C. Park Shaper | Management | For | For | ||||||||
| 1M. | Election of Director: William A. Smith | Management | For | For | ||||||||
| 1N. | Election of Director: Joel V. Staff | Management | For | For | ||||||||
| 1O. | Election of Director: Robert F. Vagt | Management | For | For | ||||||||
| 1P. | Election of Director: Perry M. Waughtal | Management | For | For | ||||||||
| 2. | Ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2020 |
Management | For | For | ||||||||
| 3. | Approval, on an advisory basis, of the compensation of our named executive officers, as disclosed in the Proxy Statement. |
Management | For | For | ||||||||
| LABRADOR IRON ORE ROYALTY CORP | ||||||||||||
| Security | 505440107 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 14-May-2020 | ||||||||||
| ISIN | CA5054401073 | Agenda | 712392062 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN' FOR- ALL RESOLUTIONS. THANK YOU |
Non-Voting | ||||||||||
| 1.1 | ELECTION OF DIRECTOR: WILLIAM J. CORCORAN | Management | For | For | ||||||||
| 1.2 | ELECTION OF DIRECTOR: MARK J. FULLER | Management | For | For | ||||||||
| 1.3 | ELECTION OF DIRECTOR: DOUGLAS F. MCCUTCHEON |
Management | For | For | ||||||||
| 1.4 | ELECTION OF DIRECTOR: DOROTHEA E. MELL | Management | For | For | ||||||||
| 1.5 | ELECTION OF DIRECTOR: WILLIAM H. MCNEIL | Management | For | For | ||||||||
| 1.6 | ELECTION OF DIRECTOR: SANDRA L. ROSCH | Management | For | For | ||||||||
| 1.7 | ELECTION OF DIRECTOR: JOHN F. TUER | Management | For | For | ||||||||
| 1.8 | ELECTION OF DIRECTOR: PATRICIA M. VOLKER | Management | For | For | ||||||||
| 2 | APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, CHARTERED ACCOUNTANTS, AS AUDITORS OF LIORC, AND AUTHORIZING THE DIRECTORS OF LIORC TO FIX THEIR REMUNERATION |
Management | For | For | ||||||||
| APACHE CORPORATION | ||||||||||||
| Security | 037411105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | APA | Meeting Date | 14-May-2020 | |||||||||
| ISIN | US0374111054 | Agenda | 935152885 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A | Election of Director: Annell R. Bay | Management | For | For | ||||||||
| 1B | Election of Director: John J. Christmann IV | Management | For | For | ||||||||
| 1C | Election of Director: Juliet S. Ellis | Management | For | For | ||||||||
| 1D | Election of Director: Chansoo Joung | Management | For | For | ||||||||
| 1E | Election of Director: Rene R. Joyce | Management | For | For | ||||||||
| 1F | Election of Director: John E. Lowe | Management | For | For | ||||||||
| 1G | Election of Director: William C. Montgomery | Management | For | For | ||||||||
| 1H | Election of Director: Amy H. Nelson | Management | For | For | ||||||||
| 1I | Election of Director: Daniel W. Rabun | Management | For | For | ||||||||
| 1J | Election of Director: Peter A. Ragauss | Management | For | For | ||||||||
| 2. | Ratification of Ernst & Young LLP as Apache's Independent Auditors. |
Management | For | For | ||||||||
| 3. | Advisory Vote to Approve Compensation of Apache's Named Executive Officers. |
Management | For | For | ||||||||
| BAKER HUGHES COMPANY | ||||||||||||
| Security | 05722G100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BKR | Meeting Date | 14-May-2020 | |||||||||
| ISIN | US05722G1004 | Agenda | 935163612 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | W. Geoffrey Beattie | For | For | |||||||||
| 2 | Gregory D. Brenneman | For | For | |||||||||
| 3 | Cynthia B. Carroll | For | For | |||||||||
| 4 | Clarence P. Cazalot, Jr | For | For | |||||||||
| 5 | Nelda J. Connors | For | For | |||||||||
| 6 | Gregory L. Ebel | For | For | |||||||||
| 7 | Lynn L. Elsenhans | For | For | |||||||||
| 8 | John G. Rice | For | For | |||||||||
| 9 | Lorenzo Simonelli | For | For | |||||||||
| 2. | An advisory vote related to the Company's executive compensation program |
Management | For | For | ||||||||
| 3. | The ratification of KPMG LLP as the Company's independent registered public accounting firm for fiscal year 2020 |
Management | For | For | ||||||||
| WHEATON PRECIOUS METALS CORP. | ||||||||||||
| Security | 962879102 | Meeting Type | Annual and Special Meeting | |||||||||
| Ticker Symbol | WPM | Meeting Date | 14-May-2020 | |||||||||
| ISIN | CA9628791027 | Agenda | 935165678 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | DIRECTOR | Management | ||||||||||
| 1 | George L. Brack | For | For | |||||||||
| 2 | John A. Brough | For | For | |||||||||
| 3 | R. Peter Gillin | For | For | |||||||||
| 4 | Chantal Gosselin | For | For | |||||||||
| 5 | Douglas M. Holtby | For | For | |||||||||
| 6 | Glenn Ives | For | For | |||||||||
| 7 | Charles A. Jeannes | For | For | |||||||||
| 8 | Eduardo Luna | For | For | |||||||||
| 9 | Marilyn Schonberner | For | For | |||||||||
| 10 | Randy V.J. Smallwood | For | For | |||||||||
| 2 | In respect of the appointment of Deloitte LLP, Independent Registered Public Accounting Firm, as auditors for 2020 and to authorize the directors to fix the auditors' remuneration; |
Management | For | For | ||||||||
| 3 | A non-binding advisory resolution on the Company's approach to executive compensation. |
Management | For | For | ||||||||
| SSR MINING INC. | ||||||||||||
| Security | 784730103 | Meeting Type | Annual and Special Meeting | |||||||||
| Ticker Symbol | SSRM | Meeting Date | 14-May-2020 | |||||||||
| ISIN | CA7847301032 | Agenda | 935181002 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | To set the number of Directors at eight (8). | Management | For | For | ||||||||
| 2 | DIRECTOR | Management | ||||||||||
| 1 | A.E. Michael Anglin | For | For | |||||||||
| 2 | Paul Benson | For | For | |||||||||
| 3 | Brian R. Booth | For | For | |||||||||
| 4 | Simon A. Fish | For | For | |||||||||
| 5 | Gustavo A. Herrero | For | For | |||||||||
| 6 | Beverlee F. Park | For | For | |||||||||
| 7 | Steven P. Reid | For | For | |||||||||
| 8 | Elizabeth A. Wademan | For | For | |||||||||
| 3 | Appointment of PricewaterhouseCoopers LLP, Chartered Professional Accountants, as the Company's auditor for the ensuing year and authorizing the Directors to set the auditor's remuneration. |
Management | For | For | ||||||||
| 4 | A non-binding, advisory resolution accepting the Company's approach to executive compensation, as more particularly described and set forth in the accompanying management information circular of the Company dated March 18, 2020 (the "Circular"). |
Management | For | For | ||||||||
| 5 | To consider and, if deemed advisable, approve, with or without variation, an ordinary resolution, approving the Company's 2020 share compensation plan, as more particularly described and set forth in the Circular. |
Management | For | For | ||||||||
| ROYAL DUTCH SHELL PLC | ||||||||||||
| Security | G7690A100 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 19-May-2020 | ||||||||||
| ISIN | GB00B03MLX29 | Agenda | 712414161 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | THAT THE COMPANY'S ANNUAL ACCOUNTS FOR THE FINANCIAL YEAR ENDED DECEMBER 31, 2019, TOGETHER WITH THE DIRECTORS' REPORTS AND THE AUDITOR'S REPORT ON THOSE ACCOUNTS, BE RECEIVED |
Management | For | For | ||||||||
| 2 | THAT THE DIRECTORS' REMUNERATION POLICY, SET OUT ON PAGES 155 TO 163 OF THE DIRECTORS' REMUNERATION REPORT, BE APPROVED |
Management | For | For | ||||||||
| 3 | THAT THE DIRECTORS' REMUNERATION REPORT, EXCLUDING THE DIRECTORS' REMUNERATION POLICY SET OUT ON PAGES 135 TO 154 OF THE DIRECTORS' REMUNERATION REPORT, FOR THE YEAR ENDED DECEMBER 31, 2019, BE APPROVED |
Management | For | For | ||||||||
| 4 | THAT DICK BOER BE APPOINTED AS A DIRECTOR OF THE COMPANY WITH EFFECT FROM MAY 20, 2020 |
Management | For | For | ||||||||
| 5 | THAT ANDREW MACKENZIE BE APPOINTED AS A DIRECTOR OF THE COMPANY WITH EFFECT FROM 1 OCTOBER, 2020 |
Management | For | For | ||||||||
| 6 | THAT MARTINA HUND-MEJEAN BE APPOINTED AS A DIRECTOR OF THE COMPANY WITH EFFECT FROM MAY 20, 2020 |
Management | For | For | ||||||||
| 7 | THAT BEN VAN BEURDEN BE REAPPOINTED AS A DIRECTOR OF THE COMPANY |
Management | For | For | ||||||||
| 8 | THAT NEIL CARSON BE REAPPOINTED AS A DIRECTOR OF THE COMPANY |
Management | For | For | ||||||||
| 9 | THAT ANN GODBEHERE BE REAPPOINTED AS A DIRECTOR OF THE COMPANY |
Management | For | For | ||||||||
| 10 | THAT EULEEN GOH BE REAPPOINTED AS A DIRECTOR OF THE COMPANY |
Management | For | For | ||||||||
| 11 | THAT CHARLES O. HOLLIDAY BE REAPPOINTED AS A DIRECTOR OF THE COMPANY |
Management | For | For | ||||||||
| 12 | THAT CATHERINE HUGHES BE REAPPOINTED AS A DIRECTOR OF THE COMPANY |
Management | For | For | ||||||||
| 13 | THAT SIR NIGEL SHEINWALD BE REAPPOINTED AS A DIRECTOR OF THE COMPANY |
Management | For | For | ||||||||
| 14 | THAT JESSICA UHL BE REAPPOINTED AS A DIRECTOR OF THE COMPANY |
Management | For | For | ||||||||
| 15 | THAT GERRIT ZALM BE REAPPOINTED AS A DIRECTOR OF THE COMPANY |
Management | For | For | ||||||||
| 16 | THAT ERNST & YOUNG LLP BE REAPPOINTED AS AUDITOR OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT AGM OF THE COMPANY |
Management | For | For | ||||||||
| 17 | THAT THE AUDIT COMMITTEE BE AUTHORISED TO DETERMINE THE REMUNERATION OF THE AUDITOR FOR 2020 ON BEHALF OF THE BOARD |
Management | For | For | ||||||||
| 18 | THAT THE BOARD BE GENERALLY AND UNCONDITIONALLY AUTHORISED, IN SUBSTITUTION FOR ALL SUBSISTING AUTHORITIES, TO ALLOT SHARES IN THE COMPANY, AND TO GRANT RIGHTS TO SUBSCRIBE FOR OR TO CONVERT ANY SECURITY INTO SHARES IN THE COMPANY, UP TO AN AGGREGATE NOMINAL AMOUNT OF EUR 182.7 MILLION, AND TO LIST SUCH SHARES OR RIGHTS ON ANY STOCK EXCHANGE, SUCH AUTHORITIES TO APPLY UNTIL THE EARLIER OF THE CLOSE OF BUSINESS ON AUGUST 19, 2021, AND THE END OF THE AGM TO BE HELD IN 2021 (UNLESS PREVIOUSLY RENEWED, REVOKED OR VARIED BY THE COMPANY IN A GENERAL MEETING) BUT, IN EACH CASE, DURING THIS PERIOD, THE COMPANY MAY MAKE OFFERS AND ENTER INTO AGREEMENTS WHICH WOULD, OR MIGHT, REQUIRE SHARES TO BE ALLOTTED OR RIGHTS TO SUBSCRIBE FOR OR TO CONVERT SECURITIES INTO SHARES TO BE GRANTED AFTER THE AUTHORITY ENDS AND THE BOARD MAY ALLOT SHARES OR GRANT RIGHTS TO SUBSCRIBE FOR OR TO CONVERT SECURITIES INTO SHARES UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE AUTHORITY HAD NOT ENDED |
Management | For | For | ||||||||
| 19 | THAT IF RESOLUTION 18 IS PASSED, THE BOARD BE GIVEN POWER TO ALLOT EQUITY SECURITIES (AS DEFINED IN THE COMPANIES ACT 2006) FOR CASH UNDER THE AUTHORITY GIVEN BY THAT RESOLUTION AND/OR TO SELL ORDINARY SHARES HELD BY THE COMPANY AS TREASURY SHARES FOR CASH AS IF SECTION 561 OF THE COMPANIES ACT 2006 DID NOT APPLY TO ANY SUCH ALLOTMENT OR SALE, SUCH POWER TO BE LIMITED: (A) TO THE ALLOTMENT OF EQUITY SECURITIES AND SALE OF TREASURY SHARES FOR CASH IN CONNECTION WITH AN OFFER OF, OR INVITATION TO APPLY FOR, EQUITY SECURITIES: (I) TO ORDINARY SHAREHOLDERS IN PROPORTION (AS NEARLY AS MAY BE PRACTICABLE) TO THEIR EXISTING HOLDINGS; AND (II) TO HOLDERS OF OTHER EQUITY SECURITIES, AS REQUIRED BY THE RIGHTS OF THOSE SECURITIES OR, AS THE BOARD OTHERWISE CONSIDERS NECESSARY, AND SO THAT THE BOARD MAY IMPOSE ANY LIMITS OR RESTRICTIONS AND MAKE ANY ARRANGEMENTS WHICH IT CONSIDERS NECESSARY OR APPROPRIATE TO DEAL WITH TREASURY SHARES, FRACTIONAL ENTITLEMENTS, RECORD DATES, OR |
Management | Against | Against | ||||||||
| LEGAL OR PRACTICAL PROBLEMS ARISING IN ANY OVERSEAS TERRITORY, THE REQUIREMENTS OF ANY REGULATORY BODY OR STOCK EXCHANGE OR ANY OTHER MATTER WHATSOEVER; (B) TO THE ALLOTMENT OF EQUITY SECURITIES OR SALE OF TREASURY SHARES (OTHERWISE THAN UNDER PARAGRAPH (A) ABOVE) UP TO A NOMINAL AMOUNT OF EUR 27.4 MILLION, SUCH POWER TO APPLY UNTIL THE EARLIER OF THE CLOSE OF BUSINESS ON AUGUST 19, 2021 AND THE END OF THE AGM TO BE HELD IN 2021 BUT, IN EACH CASE, PRIOR TO ITS EXPIRY, THE COMPANY MAY MAKE OFFERS, AND ENTER INTO AGREEMENTS, WHICH WOULD, OR MIGHT, REQUIRE EQUITY SECURITIES TO BE ALLOTTED (AND TREASURY SHARES TO BE SOLD) AFTER THE POWER EXPIRES AND THE BOARD MAY ALLOT EQUITY SECURITIES (AND SELL TREASURY SHARES) UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE POWER HAD NOT EXPIRED |
||||||||||||
| 20 | THAT THE COMPANY BE AUTHORISED FOR THE PURPOSES OF SECTION 701 OF THE COMPANIES ACT 2006 TO MAKE ONE OR MORE MARKET PURCHASES (AS DEFINED IN SECTION 693(4) OF THE COMPANIES ACT 2006) OF ITS ORDINARY SHARES OF EUR 0.07 EACH ("ORDINARY SHARES"), SUCH AUTHORITY TO BE LIMITED: (A) TO A MAXIMUM NUMBER OF 783 MILLION ORDINARY SHARES; (B) BY THE CONDITION THAT THE MINIMUM PRICE WHICH MAY BE PAID FOR AN ORDINARY SHARE IS EUR 0.07 AND THE MAXIMUM PRICE WHICH MAY BE PAID FOR AN ORDINARY SHARE IS THE HIGHER OF: (I) AN AMOUNT EQUAL TO 5% ABOVE THE AVERAGE MARKET VALUE OF AN ORDINARY SHARE FOR THE FIVE BUSINESS DAYS IMMEDIATELY PRECEDING THE DAY ON WHICH THAT ORDINARY SHARE IS CONTRACTED TO BE PURCHASED; (II) THE HIGHER OF THE PRICE OF THE LAST INDEPENDENT TRADE AND THE HIGHEST CURRENT INDEPENDENT BID ON THE TRADING VENUES WHERE THE PURCHASE IS CARRIED OUT, IN EACH CASE, EXCLUSIVE OF EXPENSES; SUCH AUTHORITY TO APPLY UNTIL THE EARLIER OF THE CLOSE OF BUSINESS ON AUGUST 19, 2021, AND THE END OF THE AGM TO BE HELD IN 2021 BUT IN EACH CASE SO THAT THE COMPANY MAY ENTER INTO A CONTRACT TO PURCHASE ORDINARY SHARES WHICH WILL OR MAY BE COMPLETED OR EXECUTED WHOLLY OR PARTLY AFTER THE AUTHORITY ENDS AND THE COMPANY MAY PURCHASE ORDINARY SHARES PURSUANT TO ANY SUCH CONTRACT AS IF THE AUTHORITY HAD NOT ENDED |
Management | For | For | ||||||||
| 21 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: THE COMPANY HAS RECEIVED NOTICE PURSUANT TO THE UK COMPANIES ACT 2006 OF THE INTENTION TO MOVE THE RESOLUTION SET FORTH ON PAGE 6 AND INCORPORATED HEREIN BY WAY OF REFERENCE AT THE COMPANY'S 2020 AGM. THE RESOLUTION HAS BEEN REQUISITIONED BY A GROUP OF SHAREHOLDERS AND SHOULD BE READ TOGETHER WITH THEIR STATEMENT IN SUPPORT OF THEIR PROPOSED RESOLUTION SET FORTH ON PAGE 6 |
Shareholder | Abstain | Against | ||||||||
| HALLIBURTON COMPANY | ||||||||||||
| Security | 406216101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | HAL | Meeting Date | 19-May-2020 | |||||||||
| ISIN | US4062161017 | Agenda | 935161062 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Abdulaziz F. Al Khayyal | Management | For | For | ||||||||
| 1B. | Election of Director: William E. Albrecht | Management | For | For | ||||||||
| 1C. | Election of Director: M. Katherine Banks | Management | For | For | ||||||||
| 1D. | Election of Director: Alan M. Bennett | Management | For | For | ||||||||
| 1E. | Election of Director: Milton Carroll | Management | For | For | ||||||||
| 1F. | Election of Director: Nance K. Dicciani | Management | For | For | ||||||||
| 1G. | Election of Director: Murry S. Gerber | Management | For | For | ||||||||
| 1H. | Election of Director: Patricia Hemingway Hall | Management | For | For | ||||||||
| 1I. | Election of Director: Robert A. Malone | Management | For | For | ||||||||
| 1J. | Election of Director: Jeffrey A. Miller | Management | For | For | ||||||||
| 2. | Ratification of Selection of Principal Independent Public Accountants. |
Management | For | For | ||||||||
| 3. | Advisory Approval of Executive Compensation. | Management | For | For | ||||||||
| 4. | Proposal to Amend and Restate the Halliburton Company Stock and Incentive Plan. |
Management | For | For | ||||||||
| ZOETIS INC. | ||||||||||||
| Security | 98978V103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ZTS | Meeting Date | 20-May-2020 | |||||||||
| ISIN | US98978V1035 | Agenda | 935169905 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Gregory Norden | Management | For | For | ||||||||
| 1B. | Election of Director: Louise M. Parent | Management | For | For | ||||||||
| 1C. | Election of Director: Kristin C. Peck | Management | For | For | ||||||||
| 1D. | Election of Director: Robert W. Scully | Management | For | For | ||||||||
| 2. | Advisory vote to approve our executive compensation (Say on Pay). |
Management | For | For | ||||||||
| 3. | Advisory vote on the frequency of future advisory votes on executive compensation (Say on Pay frequency). |
Management | 1 Year | For | ||||||||
| 4. | Ratification of appointment of KPMG LLP as our independent registered public accounting firm for 2020. |
Management | For | For | ||||||||
| CF INDUSTRIES HOLDINGS, INC. | ||||||||||||
| Security | 125269100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CF | Meeting Date | 20-May-2020 | |||||||||
| ISIN | US1252691001 | Agenda | 935171734 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Javed Ahmed | Management | For | For | ||||||||
| 1B. | Election of Director: Robert C. Arzbaecher | Management | For | For | ||||||||
| 1C. | Election of Director: William Davisson | Management | For | For | ||||||||
| 1D. | Election of Director: John W. Eaves | Management | For | For | ||||||||
| 1E. | Election of Director: Stephen A. Furbacher | Management | For | For | ||||||||
| 1F. | Election of Director: Stephen J. Hagge | Management | For | For | ||||||||
| 1G. | Election of Director: Anne P. Noonan | Management | For | For | ||||||||
| 1H. | Election of Director: Michael J. Toelle | Management | For | For | ||||||||
| 1I. | Election of Director: Theresa E. Wagler | Management | For | For | ||||||||
| 1J. | Election of Director: Celso L. White | Management | For | For | ||||||||
| 1K. | Election of Director: W. Anthony Will | Management | For | For | ||||||||
| 2. | Approval of an advisory resolution regarding the compensation of CF Industries Holdings, Inc.'s named executive officers. |
Management | For | For | ||||||||
| 3. | Ratification of the selection of KPMG LLP as CF Industries Holdings, Inc.'s independent registered public accounting firm for 2020. |
Management | For | For | ||||||||
| 4. | Shareholder proposal regarding the right to act by written consent, if properly presented at the meeting. |
Shareholder | Against | For | ||||||||
| ONEOK, INC. | ||||||||||||
| Security | 682680103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | OKE | Meeting Date | 20-May-2020 | |||||||||
| ISIN | US6826801036 | Agenda | 935176289 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Brian L. Derksen | Management | For | For | ||||||||
| 1B. | Election of Director: Julie H. Edwards | Management | For | For | ||||||||
| 1C. | Election of Director: John W. Gibson | Management | For | For | ||||||||
| 1D. | Election of Director: Mark W. Helderman | Management | For | For | ||||||||
| 1E. | Election of Director: Randall J. Larson | Management | For | For | ||||||||
| 1F. | Election of Director: Steven J. Malcolm | Management | For | For | ||||||||
| 1G. | Election of Director: Jim W. Mogg | Management | For | For | ||||||||
| 1H. | Election of Director: Pattye L. Moore | Management | For | For | ||||||||
| 1I. | Election of Director: Gary D. Parker | Management | For | For | ||||||||
| 1J. | Election of Director: Eduardo A. Rodriguez | Management | For | For | ||||||||
| 1K. | Election of Director: Terry K. Spencer | Management | For | For | ||||||||
| 2. | Ratification of the selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm of ONEOK, Inc. for the year ending December 31, 2020. |
Management | For | For | ||||||||
| 3. | An advisory vote to approve ONEOK, Inc.'s executive compensation. |
Management | For | For | ||||||||
| ALAMOS GOLD INC. | ||||||||||||
| Security | 011532108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | AGI | Meeting Date | 20-May-2020 | |||||||||
| ISIN | CA0115321089 | Agenda | 935184349 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | DIRECTOR | Management | ||||||||||
| 1 | Elaine Ellingham | For | For | |||||||||
| 2 | David Fleck | For | For | |||||||||
| 3 | David Gower | For | For | |||||||||
| 4 | Claire M. Kennedy | For | For | |||||||||
| 5 | John A. McCluskey | For | For | |||||||||
| 6 | Monique Mercier | For | For | |||||||||
| 7 | Paul J. Murphy | For | For | |||||||||
| 8 | J. Robert S. Prichard | For | For | |||||||||
| 9 | Ronald E. Smith | For | For | |||||||||
| 10 | Kenneth Stowe | For | For | |||||||||
| 2 | Appointment of KPMG LLP as auditors of the Company for the ensuing year and authorizing the directors to fix their remuneration. |
Management | For | For | ||||||||
| 3 | To consider, and if deemed advisable, pass a resolution to approve an advisory resolution on the Company's approach to executive compensation. |
Management | For | For | ||||||||
| HOCHSCHILD MINING PLC | ||||||||||||
| Security | G4611M107 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 21-May-2020 | ||||||||||
| ISIN | GB00B1FW5029 | Agenda | 712478709 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | THAT, THE AUDITED ACCOUNTS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2019, TOGETHER WITH THE DIRECTORS' REPORT AND THE AUDITORS' REPORT THEREON BE RECEIVED |
Management | For | For | ||||||||
| 2 | THAT, THE DIRECTORS' REMUNERATION REPORT FOR THE YEAR ENDED 31 DECEMBER 2019 BE APPROVED |
Management | For | For | ||||||||
| 3 | THAT, GRAHAM BIRCH BE RE-ELECTED AS A DIRECTOR OF THE COMPANY |
Management | For | For | ||||||||
| 4 | THAT, JORGE BORN JR BE RE-ELECTED AS A DIRECTOR OF THE COMPANY |
Management | For | For | ||||||||
| 5 | THAT, IGNACIO BUSTAMANTE BE RE-ELECTED AS A DIRECTOR OF THE COMPANY |
Management | For | For | ||||||||
| 6 | THAT, EDUARDO HOCHSCHILD BE RE-ELECTED AS A DIRECTOR OF THE COMPANY |
Management | For | For | ||||||||
| 7 | THAT, EILEEN KAMERICK BE RE-ELECTED AS A DIRECTOR OF THE COMPANY |
Management | For | For | ||||||||
| 8 | THAT, DIONISIO ROMERO PAOLETTI BE RE- ELECTED AS A DIRECTOR OF THE COMPANY |
Management | For | For | ||||||||
| 9 | THAT, MICHAEL RAWLINSON BE REELECTED AS A DIRECTOR OF THE COMPANY |
Management | For | For | ||||||||
| 10 | THAT, SANJAY SARMA BE RE-ELECTED AS A DIRECTOR OF THE COMPANY |
Management | For | For | ||||||||
| 11 | THAT, ERNST & YOUNG LLP BE REAPPOINTED AS AUDITORS OF THE COMPANY (THE 'AUDITORS') UNTIL THE CONCLUSION OF THE NEXT GENERAL MEETING AT WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY |
Management | For | For | ||||||||
| 12 | THAT, THE AUDIT COMMITTEE OF THE COMPANY BE AUTHORISED TO SET THE REMUNERATION OF THE AUDITORS |
Management | For | For | ||||||||
| 13 | THAT, THE DIRECTORS BE AND ARE HEREBY GENERALLY AND UNCONDITIONALLY AUTHORISED PURSUANT TO AND IN ACCORDANCE WITH SECTION 551 OF THE COMPANIES ACT 2006 (THE '2006 ACT') TO EXERCISE ALL THE POWERS OF THE COMPANY TO ALLOT SHARES OR GRANT RIGHTS TO SUBSCRIBE FOR OR TO CONVERT ANY SECURITY INTO SHARES: 13.1 UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 42,818,681 13.2 COMPRISING EQUITY SECURITIES (AS DEFINED IN SECTION 560(1) OF THE 2006 ACT) UP TO A FURTHER AGGREGATE NOMINAL AMOUNT OF |
Management | For | For | ||||||||
| GBP 42,818,681 IN CONNECTION WITH AN OFFER BY WAY OF A RIGHTS ISSUE, SUCH AUTHORITIES TO APPLY IN SUBSTITUTION FOR ALL PREVIOUS AUTHORITIES AND TO EXPIRE AT THE END OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY OR ON 30 JUNE 2021, WHICHEVER IS THE EARLIER BUT, IN EACH CASE, SO THAT THE COMPANY MAY MAKE OFFERS AND ENTER INTO AGREEMENTS DURING THE RELEVANT PERIOD WHICH WOULD OR MIGHT REQUIRE SHARES TO BE ALLOTTED OR RIGHTS TO SUBSCRIBE FOR OR TO CONVERT ANY SECURITY INTO SHARES TO BE GRANTED AFTER THE AUTHORITY ENDS. FOR THE PURPOSES OF THIS RESOLUTION 'RIGHTS ISSUE' MEANS AN OFFER TO: (I) ORDINARY SHAREHOLDERS IN PROPORTION (AS NEARLY AS MAY BE PRACTICABLE) TO THEIR EXISTING HOLDINGS; AND (II) PEOPLE WHO ARE HOLDERS OF OTHER EQUITY SECURITIES IF THIS IS REQUIRED BY THE RIGHTS OF THOSE SECURITIES OR, IF THE DIRECTORS CONSIDER IT NECESSARY, AS PERMITTED BY THE RIGHTS OF THOSE SECURITIES, TO SUBSCRIBE FOR FURTHER SECURITIES BY MEANS OF THE ISSUE OF A RENOUNCEABLE LETTER (OR OTHER NEGOTIABLE DOCUMENT) WHICH MAY BE TRADED FOR A PERIOD BEFORE PAYMENT FOR THE SECURITIES IS DUE, BUT SUBJECT IN BOTH CASES TO SUCH EXCLUSIONS OR OTHER ARRANGEMENTS AS THE DIRECTORS MAY DEEM NECESSARY OR EXPEDIENT IN RELATION TO TREASURY SHARES, FRACTIONAL ENTITLEMENTS, RECORD DATES OR LEGAL, REGULATORY OR PRACTICAL PROBLEMS IN, OR UNDER THE LAWS OF, ANY TERRITORY |
||||||||||||
| 14 | THAT, SUBJECT TO THE PASSING OF RESOLUTION 13 ABOVE, THE DIRECTORS BE AUTHORISED TO ALLOT EQUITY SECURITIES (AS DEFINED IN SECTION 560(1) OF THE 2006 ACT) WHOLLY FOR CASH: 14.1 PURSUANT TO THE AUTHORITY GIVEN BY PARAGRAPH 13.1 OF RESOLUTION 13 ABOVE OR WHERE THE ALLOTMENT CONSTITUTES AN ALLOTMENT OF EQUITY SECURITIES BY VIRTUE OF SECTION 560(3) OF THE 2006 ACT IN EACH CASE: (I) IN CONNECTION WITH A PRE-EMPTIVE OFFER; AND (II) OTHERWISE THAN IN CONNECTION WITH A PRE- EMPTIVE OFFER, UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 6,423,444; AND 14.2 PURSUANT TO THE AUTHORITY GIVEN BY PARAGRAPH 13.2 OF RESOLUTION 13 ABOVE IN CONNECTION WITH A RIGHTS ISSUE, AS IF SECTION 561(1) OF THE 2006 ACT DID NOT APPLY TO ANY SUCH ALLOTMENT; SUCH AUTHORITY TO EXPIRE AT THE END OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY OR AT THE CLOSE OF BUSINESS ON 30 JUNE 2021, WHICHEVER IS EARLIER BUT SO THAT THE COMPANY MAY, BEFORE SUCH EXPIRY, MAKE OFFERS, AND ENTER INTO AGREEMENTS DURING |
Management | Against | Against | ||||||||
| THIS PERIOD WHICH WOULD, OR MIGHT, REQUIRE EQUITY SECURITIES TO BE ALLOTTED AND TREASURY SHARES TO BE SOLD AFTER THE AUTHORITY GIVEN BY THIS RESOLUTION HAS EXPIRED AND THE DIRECTORS MAY ALLOT EQUITY SECURITIES AND SELL TREASURY SHARES UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE AUTHORITY HAD NOT EXPIRED. FOR THE PURPOSES OF THIS RESOLUTION: (I) 'RIGHTS ISSUE' HAS THE SAME MEANING AS IN RESOLUTION 13 ABOVE; (II) 'PRE-EMPTIVE OFFER' MEANS AN OFFER OF EQUITY SECURITIES OPEN FOR ACCEPTANCE FOR A PERIOD FIXED BY THE DIRECTORS TO (A) HOLDERS (OTHER THAN THE COMPANY) ON THE REGISTER ON A RECORD DATE FIXED BY THE DIRECTORS OF ORDINARY SHARES IN PROPORTION TO THEIR RESPECTIVE HOLDINGS AND (B) OTHER PERSONS SO ENTITLED BY VIRTUE OF THE RIGHTS ATTACHING TO ANY OTHER EQUITY SECURITIES HELD BY THEM, BUT SUBJECT IN BOTH CASES TO SUCH EXCLUSIONS OR OTHER ARRANGEMENTS AS THE DIRECTORS MAY DEEM NECESSARY OR EXPEDIENT IN RELATION TO TREASURY SHARES, FRACTIONAL ENTITLEMENTS, RECORD DATES OR LEGAL, REGULATORY OR PRACTICAL PROBLEMS IN, OR UNDER THE LAWS OF, ANY TERRITORY; (III) REFERENCES TO AN ALLOTMENT OF EQUITY SECURITIES SHALL INCLUDE A SALE OF TREASURY SHARES; AND (IV) THE NOMINAL AMOUNT OF ANY SECURITIES SHALL BE TAKEN TO BE, IN THE CASE OF RIGHTS TO SUBSCRIBE FOR OR CONVERT ANY SECURITIES INTO SHARES OF THE COMPANY, THE NOMINAL AMOUNT OF SUCH SHARES WHICH MAY BE ALLOTTED PURSUANT TO SUCH RIGHTS |
||||||||||||
| 15 | THAT, SUBJECT TO THE PASSING OF RESOLUTION 13 ABOVE AND IN ADDITION TO ANY AUTHORITY GRANTED UNDER RESOLUTION 14 ABOVE, THE DIRECTORS BE AUTHORISED TO ALLOT EQUITY SECURITIES (AS DEFINED IN SECTION 560(1) OF THE 2006 ACT) WHOLLY FOR CASH PURSUANT TO THE AUTHORITY GIVEN BY RESOLUTION 13 ABOVE OR WHERE THE ALLOTMENT CONSTITUTES AN ALLOTMENT OF EQUITY SECURITIES BY VIRTUE OF SECTION 560(3) OF THE 2006 ACT AS IF SECTION 561(1) OF THE 2006 ACT DID NOT APPLY TO ANY SUCH ALLOTMENT, SUCH AUTHORITY TO BE: 15.1 LIMITED TO THE ALLOTMENT OF EQUITY SECURITIES OR SALE OF TREASURY SHARES UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 6,423,444; AND 15.2 USED ONLY FOR THE PURPOSES OF FINANCING (OR REFINANCING, IF THE AUTHORITY IS TO BE USED WITHIN SIX MONTHS AFTER THE ORIGINAL TRANSACTION) A TRANSACTION WHICH THE BOARD OF DIRECTORS OF THE COMPANY DETERMINES TO BE AN ACQUISITION OR OTHER CAPITAL INVESTMENT OF |
Management | For | For | ||||||||
| A KIND CONTEMPLATED BY THE STATEMENT OF PRINCIPLES ON DISAPPLYING PRE-EMPTION RIGHTS MOST RECENTLY PUBLISHED BY THE PRE- EMPTION GROUP PRIOR TO THE DATE OF THIS NOTICE, SUCH AUTHORITY TO EXPIRE AT THE END OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY OR AT THE CLOSE OF BUSINESS ON 30 JUNE 2021, WHICHEVER IS THE EARLIER, BUT SO THAT THE COMPANY MAY, BEFORE SUCH EXPIRY, MAKE OFFERS AND ENTER INTO AGREEMENTS WHICH WOULD, OR MIGHT, REQUIRE EQUITY SECURITIES TO BE ALLOTTED AND TREASURY SHARES TO BE SOLD AFTER THE AUTHORITY GIVEN BY THIS RESOLUTION HAS EXPIRED AND THE DIRECTORS MAY ALLOT EQUITY SECURITIES AND SELL TREASURY SHARES UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE AUTHORITY HAD NOT EXPIRED |
||||||||||||
| 16 | THAT, THE COMPANY BE AND IS HEREBY GENERALLY AND UNCONDITIONALLY AUTHORISED FOR THE PURPOSE OF SECTION 701 OF THE 2006 ACT TO MAKE ONE OR MORE MARKET PURCHASES (AS DEFINED IN SECTION 693 OF THAT ACT) OF ORDINARY SHARES OF GBP 0.25 EACH IN THE CAPITAL OF THE COMPANY PROVIDED THAT: 16.1 THE MAXIMUM AGGREGATE NUMBER OF ORDINARY SHARES AUTHORISED TO BE PURCHASED IS 51,387,556 (REPRESENTING AN AMOUNT EQUAL TO 10 PER CENT OF THE COMPANY'S ISSUED ORDINARY SHARE CAPITAL AS AT 10 APRIL 2020); 16.2 THE MINIMUM PRICE WHICH MAY BE PAID FOR AN ORDINARY SHARE IS GBP 0.25 PER ORDINARY SHARE; 16.3 THE MAXIMUM PRICE WHICH MAY BE PAID FOR AN ORDINARY SHARE IS AN AMOUNT EQUAL TO THE HIGHER OF (I) AN AMOUNT EQUAL TO 5% ABOVE THE AVERAGE CLOSING PRICE OF SUCH ORDINARY SHARES FOR THE FIVE BUSINESS DAYS ON THE LONDON STOCK EXCHANGE PRIOR TO THE DATE OF PURCHASE; AND (II) AN AMOUNT EQUAL TO THE HIGHER OF THE PRICE OF THE LAST INDEPENDENT TRADE OF ANY ORDINARY SHARE AND THE HIGHEST CURRENT INDEPENDENT BID FOR AN ORDINARY SHARE AS DERIVED FROM THE LONDON STOCK EXCHANGE ELECTRONIC TRADING SERVICE; 16.4 THIS AUTHORITY SHALL EXPIRE AT THE CONCLUSION OF THE ANNUAL GENERAL MEETING OF THE COMPANY HELD IN 2021 OR, IF EARLIER, 30 JUNE 2021 (EXCEPT IN RELATION TO THE PURCHASE OF SHARES THE CONTRACT FOR WHICH WAS CONCLUDED BEFORE THE EXPIRY OF SUCH AUTHORITY AND WHICH MIGHT BE EXECUTED WHOLLY OR PARTLY AFTER SUCH EXPIRY) UNLESS SUCH AUTHORITY IS RENEWED PRIOR TO SUCH TIME |
Management | For | For | ||||||||
| 17 | THAT, A GENERAL MEETING OTHER THAN AN ANNUAL GENERAL MEETING MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS' NOTICE |
Management | For | For | ||||||||
| BUNGE LIMITED | ||||||||||||
| Security | G16962105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BG | Meeting Date | 21-May-2020 | |||||||||
| ISIN | BMG169621056 | Agenda | 935170996 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Sheila Bair | Management | For | For | ||||||||
| 1B. | Election of Director: Vinita Bali | Management | For | For | ||||||||
| 1C. | Election of Director: Carol M. Browner | Management | For | For | ||||||||
| 1D. | Election of Director: Andrew Ferrier | Management | For | For | ||||||||
| 1E. | Election of Director: Paul Fribourg | Management | For | For | ||||||||
| 1F. | Election of Director: J. Erik Fyrwald | Management | For | For | ||||||||
| 1G. | Election of Director: Gregory A. Heckman | Management | For | For | ||||||||
| 1H. | Election of Director: Bernardo Hees | Management | For | For | ||||||||
| 1I. | Election of Director: Kathleen Hyle | Management | For | For | ||||||||
| 1J. | Election of Director: Henry W. Winship | Management | For | For | ||||||||
| 1K. | Election of Director: Mark N. Zenuk | Management | For | For | ||||||||
| 2. | To appoint Deloitte & Touche LLP as Bunge Limited's independent auditors for the fiscal year ending December 31, 2020 and to authorize the audit committee of the Board of Directors to determine the independent auditors' fees. |
Management | For | For | ||||||||
| 3. | Advisory vote to approve executive compensation. | Management | For | For | ||||||||
| 4. | Amendment to the Bunge Limited 2016 Equity Incentive Plan to increase the number of authorized shares by 5,100,000 shares. |
Management | For | For | ||||||||
| THE MOSAIC COMPANY | ||||||||||||
| Security | 61945C103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MOS | Meeting Date | 21-May-2020 | |||||||||
| ISIN | US61945C1036 | Agenda | 935174502 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Cheryl K. Beebe | Management | For | For | ||||||||
| 1B. | Election of Director: Oscar P. Bernardes | Management | For | For | ||||||||
| 1C. | Election of Director: Nancy E. Cooper | Management | For | For | ||||||||
| 1D. | Election of Director: Gregory L. Ebel | Management | For | For | ||||||||
| 1E. | Election of Director: Timothy S. Gitzel | Management | For | For | ||||||||
| 1F. | Election of Director: Denise C. Johnson | Management | For | For | ||||||||
| 1G. | Election of Director: Emery N. Koenig | Management | For | For | ||||||||
| 1H. | Election of Director: James ("Joc") C. O'Rourke | Management | For | For | ||||||||
| 1I. | Election of Director: David T. Seaton | Management | For | For | ||||||||
| 1J. | Election of Director: Steven M. Seibert | Management | For | For | ||||||||
| 1K. | Election of Director: Luciano Siani Pires | Management | For | For | ||||||||
| 1L. | Election of Director: Gretchen H. Watkins | Management | For | For | ||||||||
| 1M. | Election of Director: Kelvin R. Westbrook | Management | For | For | ||||||||
| 2. | Ratification of the appointment of KPMG LLP as Mosaic's independent registered public accounting firm for the year ending December 31, 2020. |
Management | For | For | ||||||||
| 3. | An advisory vote to approve the compensation of our named executive officers as disclosed in the accompanying Proxy Statement. |
Management | For | For | ||||||||
| 4. | Stockholder proposal relating to adoption of written consent right. |
Shareholder | Against | For | ||||||||
| PIONEER NATURAL RESOURCES COMPANY | ||||||||||||
| Security | 723787107 | Meeting Type | Annual | |||||||||
| Ticker Symbol | PXD | Meeting Date | 21-May-2020 | |||||||||
| ISIN | US7237871071 | Agenda | 935179273 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Edison C. Buchanan | Management | For | For | ||||||||
| 1B. | Election of Director: Andrew F. Cates | Management | For | For | ||||||||
| 1C. | Election of Director: Phillip A. Gobe | Management | For | For | ||||||||
| 1D. | Election of Director: Larry R. Grillot | Management | For | For | ||||||||
| 1E. | Election of Director: Stacy P. Methvin | Management | For | For | ||||||||
| 1F. | Election of Director: Royce W. Mitchell | Management | For | For | ||||||||
| 1G. | Election of Director: Frank A. Risch | Management | For | For | ||||||||
| 1H. | Election of Director: Scott D. Sheffield | Management | For | For | ||||||||
| 1I. | Election of Director: Mona K. Sutphen | Management | For | For | ||||||||
| 1J. | Election of Director: J. Kenneth Thompson | Management | For | For | ||||||||
| 1K. | Election of Director: Phoebe A. Wood | Management | For | For | ||||||||
| 1L. | Election of Director: Michael D. Wortley | Management | For | For | ||||||||
| 2. | RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2020. |
Management | For | For | ||||||||
| 3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. |
Management | For | For | ||||||||
| EXXON MOBIL CORPORATION | ||||||||||||
| Security | 30231G102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | XOM | Meeting Date | 27-May-2020 | |||||||||
| ISIN | US30231G1022 | Agenda | 935176443 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Susan K. Avery | Management | For | For | ||||||||
| 1B. | Election of Director: Angela F. Braly | Management | For | For | ||||||||
| 1C. | Election of Director: Ursula M. Burns | Management | For | For | ||||||||
| 1D. | Election of Director: Kenneth C. Frazier | Management | For | For | ||||||||
| 1E. | Election of Director: Joseph L. Hooley | Management | For | For | ||||||||
| 1F. | Election of Director: Steven A. Kandarian | Management | For | For | ||||||||
| 1G. | Election of Director: Douglas R. Oberhelman | Management | For | For | ||||||||
| 1H. | Election of Director: Samuel J. Palmisano | Management | For | For | ||||||||
| 1I. | Election of Director: William C. Weldon | Management | For | For | ||||||||
| 1J. | Election of Director: Darren W. Woods | Management | For | For | ||||||||
| 2. | Ratification of Independent Auditors (page 29) | Management | For | For | ||||||||
| 3. | Advisory Vote to Approve Executive Compensation (page 30) |
Management | For | For | ||||||||
| 4. | Independent Chairman (page 59) | Shareholder | Against | For | ||||||||
| 5. | Special Shareholder Meetings (page 61) | Shareholder | Against | For | ||||||||
| 6. | Report on Environmental Expenditures (page 62) | Shareholder | Abstain | Against | ||||||||
| 7. | Report on Risks of Petrochemical Investments (page 64) | Shareholder | Abstain | Against | ||||||||
| 8. | Report on Political Contributions (page 66) | Shareholder | Abstain | Against | ||||||||
| 9. | Report on Lobbying (page 67) | Shareholder | Abstain | Against | ||||||||
| BP P.L.C. | ||||||||||||
| Security | 055622104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BP | Meeting Date | 27-May-2020 | |||||||||
| ISIN | US0556221044 | Agenda | 935180062 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | To receive the annual report and accounts. | Management | For | For | ||||||||
| 2. | To approve the directors' remuneration report. | Management | For | For | ||||||||
| 3. | To approve the directors' remuneration policy. | Management | For | For | ||||||||
| 4A. | To elect Mr B Looney as a director. | Management | For | For | ||||||||
| 4B. | To re-elect Mr B Gilvary as a director. | Management | For | For | ||||||||
| 4C. | To re-elect Dame A Carnwath as a director. | Management | For | For | ||||||||
| 4D. | To re-elect Ms P Daley as a director. | Management | For | For | ||||||||
| 4E. | To re-elect Sir I E L Davis as a director. | Management | For | For | ||||||||
| 4F. | To re-elect Professor Dame A Dowling as a director. | Management | For | For | ||||||||
| 4G. | To re-elect Mr H Lund as a director. | Management | For | For | ||||||||
| 4H. | To re-elect Mrs M B Meyer as a director. | Management | For | For | ||||||||
| 4I. | To re-elect Mr B R Nelson as a director. | Management | For | For | ||||||||
| 4J. | To re-elect Mrs P R Reynolds as a director. | Management | For | For | ||||||||
| 4K. | To re-elect Sir J Sawers as a director. | Management | For | For | ||||||||
| 5. | To reappoint Deloitte LLP as auditor. | Management | For | For | ||||||||
| 6. | To authorize the audit committee to fix the auditor's remuneration. |
Management | For | For | ||||||||
| 7. | To approve changes to the BP Executive Directors' Incentive Plan. |
Management | For | For | ||||||||
| 8. | To give limited authority to make political donations and incur political expenditure. |
Management | For | For | ||||||||
| 9. | To give limited authority to allot shares up to a specified amount. |
Management | For | For | ||||||||
| 10. | Special resolution: to give authority to allot a limited number of shares for cash free of pre-emption rights. |
Management | Against | Against | ||||||||
| 11. | Special resolution: to give additional authority to allot a limited number of shares for cash free of pre-emption rights. |
Management | For | For | ||||||||
| 12. | Special resolution: to give limited authority for the purchase of its own shares by the company. |
Management | For | For | ||||||||
| 13. | Special resolution: to authorize the calling of general meetings (excluding annual general meetings) by notice of at least 14 clear days. |
Management | For | For | ||||||||
| CHEVRON CORPORATION | ||||||||||||
| Security | 166764100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CVX | Meeting Date | 27-May-2020 | |||||||||
| ISIN | US1667641005 | Agenda | 935183979 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: W. M. Austin | Management | For | For | ||||||||
| 1B. | Election of Director: J. B. Frank | Management | For | For | ||||||||
| 1C. | Election of Director: A. P. Gast | Management | For | For | ||||||||
| 1D. | Election of Director: E. Hernandez, Jr. | Management | For | For | ||||||||
| 1E. | Election of Director: C. W. Moorman IV | Management | For | For | ||||||||
| 1F. | Election of Director: D. F. Moyo | Management | For | For | ||||||||
| 1G. | Election of Director: D. Reed-Klages | Management | For | For | ||||||||
| 1H. | Election of Director: R. D. Sugar | Management | For | For | ||||||||
| 1I. | Election of Director: D. J. Umpleby III | Management | For | For | ||||||||
| 1J. | Election of Director: M. K. Wirth | Management | For | For | ||||||||
| 2. | Ratification of Appointment of PwC as Independent Registered Public Accounting Firm |
Management | For | For | ||||||||
| 3. | Advisory Vote to Approve Named Executive Officer Compensation |
Management | For | For | ||||||||
| 4. | Report on Lobbying | Shareholder | Abstain | Against | ||||||||
| 5. | Create a Board Committee on Climate Risk | Shareholder | Against | For | ||||||||
| 6. | Report on Climate Lobbying | Shareholder | Abstain | Against | ||||||||
| 7. | Report on Petrochemical Risk | Shareholder | Abstain | Against | ||||||||
| 8. | Report on Human Rights Practices | Shareholder | Abstain | Against | ||||||||
| 9. | Set Special Meeting Threshold at 10% | Shareholder | Against | For | ||||||||
| 10. | Adopt Policy for an Independent Chairman | Shareholder | Against | For | ||||||||
| GOLD ROAD RESOURCES LTD | ||||||||||||
| Security | Q4202N117 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 28-May-2020 | ||||||||||
| ISIN | AU000000GOR5 | Agenda | 712480944 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 2, 5, 6, 7, 8 AND 9 AND-VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF-THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE-OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE-COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING-SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN-BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST)-ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED-BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT-PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION |
Non-Voting | ||||||||||
| 2 | REMUNERATION REPORT | Management | For | For | ||||||||
| 3 | RE-ELECTION OF DIRECTOR - MR JUSTIN OSBORNE | Management | For | For | ||||||||
| 4 | RE-ELECTION OF DIRECTOR - MR BRIAN LEVET | Management | For | For | ||||||||
| 5 | APPROVAL OF THE 2020 EMPLOYEE INCENTIVE PLAN |
Management | For | For | ||||||||
| 6 | GRANT OF LONG TERM INCENTIVE PERFORMANCE RIGHTS - MR DUNCAN GIBBS - 2022 LTI PROGRAM |
Management | For | For | ||||||||
| 7 | GRANT OF SHORT TERM INCENTIVE PERFORMANCE RIGHTS - MR DUNCAN GIBBS - 2020 STI PROGRAM |
Management | For | For | ||||||||
| 8 | GRANT OF LONG TERM INCENTIVE PERFORMANCE RIGHTS - MR JUSTIN OSBORNE - 2022 LTI PROGRAM |
Management | For | For | ||||||||
| 9 | GRANT OF SHORT TERM INCENTIVE PERFORMANCE RIGHTS - MR JUSTIN OSBORNE - 2020 STI PROGRAM |
Management | For | For | ||||||||
| SEMAFO INC | ||||||||||||
| Security | 816922108 | Meeting Type | Special General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 28-May-2020 | ||||||||||
| ISIN | CA8169221089 | Agenda | 712553355 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | TO CONSIDER AND, IF DEEMED ADVISABLE, TO APPROVE, WITH OR WITHOUT VARIATION, A SPECIAL RESOLUTION, THE FULL TEXT OF WHICH IS ATTACHED AS APPENDIX A TO THE JOINT MANAGEMENT INFORMATION CIRCULAR (THE "CIRCULAR") OF SEMAFO INC. ("SEMAFO") AND ENDEAVOUR MINING CORPORATION ("ENDEAVOUR"), APPROVING A STATUTORY ARRANGEMENT INVOLVING SEMAFO AND ENDEAVOUR PURSUANT TO THE ARRANGEMENT AGREEMENT DATED MARCH 23, 2020 BETWEEN SEMAFO AND ENDEAVOUR UNDER CHAPTER XVI - DIVISION II OF THE BUSINESS CORPORATIONS ACT (QUEBEC), ALL AS MORE PARTICULARLY SET FORTH IN THE CIRCULAR |
Management | For | For | ||||||||
| CMMT | PLEASE NOTE THAT THIS MEETING MENTIONS DISSENTER'S RIGHTS, PLEASE REFER TO-THE MANAGEMENT INFORMATION CIRCULAR FOR DETAILS |
Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING |
Non-Voting | ||||||||||
| ENDEAVOUR MINING CORPORATION | ||||||||||||
| Security | G3040R158 | Meeting Type | ExtraOrdinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 28-May-2020 | ||||||||||
| ISIN | KYG3040R1589 | Agenda | 712559496 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING |
Non-Voting | ||||||||||
| 1 | TO CONSIDER AND, IF DEEMED ADVISABLE, TO APPROVE, WITH OR WITHOUT VARIATION, AN ORDINARY RESOLUTION (THE "ENDEAVOUR SHARE ISSUANCE RESOLUTION"), THE FULL TEXT OF WHICH IS ATTACHED AS APPENDIX B TO THE ACCOMPANYING JOINT MANAGEMENT INFORMATION CIRCULAR (THE "CIRCULAR") OF ENDEAVOUR AND SEMAFO INC. ("SEMAFO") AUTHORIZING ENDEAVOUR TO ISSUE SUCH NUMBER OF ORDINARY SHARES OF ENDEAVOUR ("ENDEAVOUR SHARES") AS MAY BE REQUIRED TO BE ISSUED TO HOLDERS OF COMMON SHARES OF SEMAFO (THE "SEMAFO SHARES") TO ALLOW ENDEAVOUR TO ACQUIRE ALL OF THE OUTSTANDING SEMAFO SHARES ON THE BASIS OF 0.1422 ENDEAVOUR SHARES FOR EACH OUTSTANDING SEMAFO SHARE IN ACCORDANCE WITH AN ARRANGEMENT AGREEMENT BETWEEN ENDEAVOUR AND SEMAFO DATED MARCH 23, 2020, AS MORE PARTICULARLY DESCRIBED IN THE CIRCULAR (THE "ARRANGEMENT") |
Management | For | For | ||||||||
| 2 | TO CONSIDER, AND, IF DEEMED ADVISABLE, TO APPROVE, WITH OR WITHOUT VARIATION, AN ORDINARY RESOLUTION (THE "ENDEAVOUR PLACEMENT RESOLUTION"), THE FULL TEXT OF WHICH IS ATTACHED AS APPENDIX C TO THE CIRCULAR TO ISSUE SUCH NUMBER OF ENDEAVOUR SHARES TO LA MANCHA HOLDING S.A R.L. ("LA MANCHA") OR AN AFFILIATE THEREOF AS IS EQUAL TO USD 100,000,000 PROVIDED THAT SUCH AMOUNT DOES NOT EXCEED 9.99% OF THE ENDEAVOUR SHARES ISSUED AND OUTSTANDING IMMEDIATELY PRIOR TO THE COMPLETION OF THE ARRANGEMENT, WITH SUCH ISSUANCE TO BE IN ACCORDANCE WITH A SUBSCRIPTION AGREEMENT ENTERED INTO BETWEEN LA MANCHA AND ENDEAVOUR DATED APRIL 28, 2020 |
Management | For | For | ||||||||
| CMMT | 06 MAY 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO DELETION OF COMMENT-AS DISSENT RIGHTS NOT APPLICABLE TO THIS MEETING. IF YOU HAVE ALREADY SENT IN-YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL- INSTRUCTIONS. THANK YOU |
Non-Voting | ||||||||||
| FRESNILLO PLC | ||||||||||||
| Security | G371E2108 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 29-May-2020 | ||||||||||
| ISIN | GB00B2QPKJ12 | Agenda | 712554612 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | RECEIVING THE 2019 REPORT AND ACCOUNTS | Management | For | For | ||||||||
| 2 | APPROVAL OF THE FINAL DIVIDEND | Management | For | For | ||||||||
| 3 | APPROVAL OF THE ANNUAL REPORT ON REMUNERATION |
Management | For | For | ||||||||
| 4 | RE-ELECTION OF MR ALBERTO BAILLERES AS A DIRECTOR |
Management | For | For | ||||||||
| 5 | RE-ELECTION OF MR ALEJANDRO BAILLERES AS A DIRECTOR |
Management | For | For | ||||||||
| 6 | RE-ELECTION OF MR JUAN BORDES AS A DIRECTOR |
Management | For | For | ||||||||
| 7 | RE-ELECTION OF MR ARTURO FERNANDEZ AS A DIRECTOR |
Management | For | For | ||||||||
| 8 | RE-ELECTION OF MR FERNANADO RUIZ AS A DIRECTOR |
Management | For | For | ||||||||
| 9 | RE-ELECTION OF MR CHARLES JACOBS AS A DIRECTOR |
Management | For | For | ||||||||
| 10 | RE-ELECTION OF MS BARBARA GARZA LAGUERA AS A DIRECTOR |
Management | For | For | ||||||||
| 11 | RE-ELECTION OF MR ALBERTO TIBURCIO AS A DIRECTOR |
Management | For | For | ||||||||
| 12 | RE-ELECTION OF DAME JUDITH MACGREGOR AS A DIRECTOR |
Management | For | For | ||||||||
| 13 | RE-ELECTION OF MS GEORGINA KESSEL AS A DIRECTOR |
Management | For | For | ||||||||
| 14 | RE-ELECTION OF MR LUIS ROBLES AS A DIRECTOR | Management | For | For | ||||||||
| 15 | ELECTION OF MS GUADALUPE DE LA VEGA AS A DIRECTOR |
Management | For | For | ||||||||
| 16 | RE-APPOINTMENT OF ERNST & YOUNG LLP AS AUDITORS |
Management | For | For | ||||||||
| 17 | AUTHORITY TO SET THE REMUNERATION OF THE AUDITORS |
Management | For | For | ||||||||
| 18 | DIRECTORS' AUTHORITY TO ALLOT SHARES | Management | For | For | ||||||||
| 19 | AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS FOR SHARES ISSUED WHOLLY FOR CASH |
Management | For | For | ||||||||
| 20 | AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS FOR SHARES ISSUED WHOLLY FOR CASH AND USED ONLY FOR FINANCING ACQUISITIONS OR CAPITAL INVESTMENTS |
Management | For | For | ||||||||
| 21 | AUTHORITY FOR THE COMPANY TO PURCHASE ITS OWN SHARES |
Management | For | For | ||||||||
| 22 | NOTICE PERIOD OF 14 DEAR DAYS FOR A GENERAL MEETING |
Management | For | For | ||||||||
| OCCIDENTAL PETROLEUM CORPORATION | ||||||||||||
| Security | 674599105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | OXY | Meeting Date | 29-May-2020 | |||||||||
| ISIN | US6745991058 | Agenda | 935186177 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Stephen I. Chazen | Management | For | For | ||||||||
| 1B. | Election of Director: Andrew Gould | Management | For | For | ||||||||
| 1C. | Election of Director: Nicholas Graziano | Management | For | For | ||||||||
| 1D. | Election of Director: Carlos M. Gutierrez | Management | For | For | ||||||||
| 1E. | Election of Director: Vicki Hollub | Management | For | For | ||||||||
| 1F. | Election of Director: William R. Klesse | Management | For | For | ||||||||
| 1G. | Election of Director: Andrew N. Langham | Management | For | For | ||||||||
| 1H. | Election of Director: Jack B. Moore | Management | For | For | ||||||||
| 1I. | Election of Director: Margarita Paláu-Hernández | Management | For | For | ||||||||
| 1J. | Election of Director: Avedick B. Poladian | Management | For | For | ||||||||
| 1K. | Election of Director: Robert M. Shearer | Management | For | For | ||||||||
| 2. | Advisory Vote to Approve Named Executive Officer Compensation |
Management | For | For | ||||||||
| 3. | Ratification of Selection of KPMG as Occidental's Independent Auditor |
Management | For | For | ||||||||
| 4. | Approve Occidental's Amended and Restated 2015 Long- Term Incentive Plan |
Management | Against | Against | ||||||||
| 5. | Approve the Issuance of Common Stock Underlying the Berkshire Hathaway Warrant |
Management | For | For | ||||||||
| 6. | Approve an Increase in Authorized Shares of Common Stock |
Management | For | For | ||||||||
| 7. | Adopt Amendments to the Charter to Enhance Shareholders' Ability to Act by Written Consent |
Management | For | For | ||||||||
| 8. | Adopt Amendments to the Charter to Lower the Ownership Threshold for Shareholders to Call Special Meetings to 15% and Make Other Clarifying Amendments |
Management | For | For | ||||||||
| 9. | Approve the Rights Agreement | Management | Against | Against | ||||||||
| TOTAL S.A. | ||||||||||||
| Security | 89151E109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | TOT | Meeting Date | 29-May-2020 | |||||||||
| ISIN | US89151E1091 | Agenda | 935211879 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| O1 | Approval of the statutory financial statements for the fiscal year ended December 31, 2019 |
Management | For | For | ||||||||
| O2 | Approval of the consolidated financial statements for the fiscal year ended December 31, 2019 |
Management | For | For | ||||||||
| O3 | Allocation of earnings and declaration of dividend for the fiscal year ended December 31, 2019 - Option for the payment of the final 2019 dividend in shares. |
Management | For | For | ||||||||
| O4 | Authorization granted to the Board of Directors, for a period of eighteen months, for the purpose of trading in the Company's shares |
Management | For | For | ||||||||
| O5 | Agreements covered by Articles L. 225-38 et seq. of the French Commercial Code |
Management | For | For | ||||||||
| O6 | Renewal of Ms. Patricia Barbizet's term as director | Management | For | For | ||||||||
| O7 | Renewal of Ms. Marie-Christine Coisne-Roquette's term as director |
Management | For | For | ||||||||
| O8 | Renewal of Mr. Mark Cutifani's term as director | Management | For | For | ||||||||
| O9 | Appointment of Mr. Jérôme Contamine as a director | Management | For | For | ||||||||
| O10 | Approval of the information relating to the compensation of executive and non executive directors ("mandataires sociaux") ...(due to space limits, see proxy material for full proposal). |
Management | For | For | ||||||||
| O11 | Setting of the amount of directors' aggregate annual compensation and approval of the compensation policy applicable to directors |
Management | For | For | ||||||||
| O12 | Approval of the fixed, variable and extraordinary components making up the total compensation and the in-kind benefits paid ...(due to space limits, see proxy material for full proposal). |
Management | For | For | ||||||||
| O13 | Approval of the compensation policy applicable to the Chairman and Chief Executive Officer |
Management | For | For | ||||||||
| E14 | Approval of the conversion of the Company's corporate form through adoption of the European company corporate form and of ...(due to space limits, see proxy material for full proposal). |
Management | For | For | ||||||||
| E15 | Delegation of authority granted to the Board of Directors, for a period of twenty-six months, for the purpose of increasing ...(due to space limits, see proxy material for full proposal). |
Management | For | For | ||||||||
| E16 | Delegation of authority granted to the Board of Directors, for a period of twenty-six months, for the purpose of increasing ...(due to space limits, see proxy material for full proposal). |
Management | For | For | ||||||||
| E17 | Delegation of authority granted to the Board of Directors, for a period of twenty-six months, for the purpose of issuing, ...(due to space limits, see proxy material for full proposal). |
Management | For | For | ||||||||
| E18 | Delegation of authority granted to the Board of Directors, for a period of twenty-six months, for the purpose of increasing ...(due to space limits, see proxy material for full proposal). |
Management | For | For | ||||||||
| E19 | Delegation of authority granted to the Board of Directors, for a period of twenty-six months, for the purpose of increasing ...(due to space limits, see proxy material for full proposal). |
Management | For | For | ||||||||
| E20 | Delegation of authority granted to the Board of Directors, for a period of twenty-six months, for the purpose of carrying out, ...(due to space limits, see proxy material for full proposal). |
Management | For | For | ||||||||
| E21 | Authorization granted to the Board of Directors, for a period ...(due to space limits, see proxy material for full proposal). |
Management | For | For | ||||||||
| A | Presented in accordance with Article L. 225-105 of the French Commercial Code (not approved by the Board of Directors): Amendment of Article 19 - Financial Year - Financial Statements of the Articles of Association. |
Management | Against | Against | ||||||||
| MOWI ASA | ||||||||||||
| Security | R4S04H101 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 03-Jun-2020 | ||||||||||
| ISIN | NO0003054108 | Agenda | 712661582 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED |
Non-Voting | ||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: POWER OF ATTORNEY (POA) REQUIREMENTS- VARY BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A POA IN PLACE WHICH WOULD-ELIMINATE THE NEED FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN THE ABSENCE OF-THIS ARRANGEMENT, AN INDIVIDUAL BENEFICIAL OWNER POA MAY BE REQUIRED. IF YOU-HAVE ANY QUESTIONS PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE. THANK-YOU |
Non-Voting | ||||||||||
| CMMT | SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT NEED TO BE RE-REGISTERED IN THE-BENEFICIAL OWNERS NAME TO BE ALLOWED TO VOTE AT MEETINGS. SHARES WILL BE-TEMPORARILY TRANSFERRED TO A SEPARATE ACCOUNT IN THE BENEFICIAL OWNER'S NAME-ON THE PROXY DEADLINE AND TRANSFERRED BACK TO THE OMNIBUS/NOMINEE ACCOUNT THE-DAY AFTER THE MEETING |
Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 415198 DUE TO RECEIPT OF-UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU |
Non-Voting | ||||||||||
| 1 | ELECTION OF A CHAIRPERSON AND A PERSON TO COUNTERSIGN THE MINUTES TOGETHER WITH THE CHAIRPERSON |
Management | No Action | |||||||||
| 2 | APPROVAL OF THE NOTICE AND THE PROPOSED AGENDA |
Management | No Action | |||||||||
| 3 | BRIEFING ON THE BUSINESS | Non-Voting | ||||||||||
| 4 | APPROVAL OF THE FINANCIAL STATEMENTS AND THE BOARD OF DIRECTORS' REPORT FOR 2019 FOR MOWI ASA AND THE MOWI GROUP, INCLUDING ALLOCATION OF THE RESULT OF THE YEAR |
Management | No Action | |||||||||
| 5 | THE BOARD'S STATEMENT REGARDING CORPORATE GOVERNANCE |
Non-Voting | ||||||||||
| 6 | THE BOARD'S STATEMENT REGARDING THE REMUNERATION OF SENIOR EXECUTIVES |
Management | No Action | |||||||||
| 7 | APPROVAL OF THE GUIDELINES FOR ALLOCATION OF OPTIONS |
Management | No Action | |||||||||
| 8 | DETERMINATION OF THE REMUNERATION OF THE BOARD MEMBERS |
Management | No Action | |||||||||
| 9 | DETERMINATION OF THE REMUNERATION OF THE MEMBERS OF THE NOMINATION COMMITTEE |
Management | No Action | |||||||||
| 10 | DETERMINATION OF THE REMUNERATION OF THE COMPANY'S AUDITOR FOR 2019 |
Management | No Action | |||||||||
| 11.A | ELECTION OF NEW BOARD MEMBER AND A NEW DEPUTY CHAIRPERSON: ALF-HELGE AARSKOG, DEPUTY CHAIRPERSON |
Management | No Action | |||||||||
| 11.B | ELECTION OF NEW BOARD MEMBER: BJARNE TELLMANN |
Management | No Action | |||||||||
| 11.C | ELECTION OF NEW BOARD MEMBER: SOLVEIG STRAND |
Management | No Action | |||||||||
| 11.D | ELECTION OF NEW BOARD MEMBER: CECILIE FREDRIKSEN |
Management | No Action | |||||||||
| 12 | ELECTION OF A NEW MEMBER AND CHAIR OF THE NOMINATION COMMITTEE: ANNE LISE ELLINGSEN GRYTE |
Management | No Action | |||||||||
| 13 | AUTHORISATION TO THE BOARD TO DISTRIBUTE DIVIDENDS |
Management | No Action | |||||||||
| 14 | AUTHORISATION TO THE BOARD TO PURCHASE THE COMPANY'S OWN SHARES |
Management | No Action | |||||||||
| 15.A | AUTHORISATION TO THE BOARD TO ISSUE NEW SHARES |
Management | No Action | |||||||||
| 15.B | AUTHORISATION TO THE BOARD TO ISSUE CONVERTIBLE LOANS |
Management | No Action | |||||||||
| 16 | APPROVAL OF AN APPLICATION TO BE EXEMPT FROM THE OBLIGATION TO ESTABLISH A CORPORATE ASSEMBLY |
Management | No Action | |||||||||
| DEVON ENERGY CORPORATION | ||||||||||||
| Security | 25179M103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | DVN | Meeting Date | 03-Jun-2020 | |||||||||
| ISIN | US25179M1036 | Agenda | 935190366 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Barbara M. Baumann | For | For | |||||||||
| 2 | John E. Bethancourt | For | For | |||||||||
| 3 | Ann G. Fox | For | For | |||||||||
| 4 | David A. Hager | For | For | |||||||||
| 5 | Robert H. Henry | For | For | |||||||||
| 6 | Michael M. Kanovsky | For | For | |||||||||
| 7 | John Krenicki Jr. | For | For | |||||||||
| 8 | Robert A. Mosbacher Jr. | For | For | |||||||||
| 9 | Duane C. Radtke | For | For | |||||||||
| 10 | Keith O. Rattie | For | For | |||||||||
| 11 | Mary P. Ricciardello | For | For | |||||||||
| 2. | Ratify the appointment of the Company's Independent Auditors for 2020. |
Management | For | For | ||||||||
| 3. | Advisory Vote to Approve Executive Compensation. | Management | For | For | ||||||||
| HESS CORPORATION | ||||||||||||
| Security | 42809H107 | Meeting Type | Annual | |||||||||
| Ticker Symbol | HES | Meeting Date | 03-Jun-2020 | |||||||||
| ISIN | US42809H1077 | Agenda | 935191116 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of director to serve for a one-year term expiring in 2021: T.J. CHECKI |
Management | For | For | ||||||||
| 1B. | Election of director to serve for a one-year term expiring in 2021: L.S. COLEMAN, JR. |
Management | For | For | ||||||||
| 1C. | Election of director to serve for a one-year term expiring in 2021: J. DUATO |
Management | For | For | ||||||||
| 1D. | Election of director to serve for a one-year term expiring in 2021: J.B. HESS |
Management | For | For | ||||||||
| 1E. | Election of director to serve for a one-year term expiring in 2021: E.E. HOLIDAY |
Management | For | For | ||||||||
| 1F. | Election of director to serve for a one-year term expiring in 2021: M.S. LIPSCHULTZ |
Management | For | For | ||||||||
| 1G. | Election of director to serve for a one-year term expiring in 2021: D. MCMANUS |
Management | For | For | ||||||||
| 1H. | Election of director to serve for a one-year term expiring in 2021: K.O. MEYERS |
Management | For | For | ||||||||
| 1I. | Election of director to serve for a one-year term expiring in 2021: J.H. QUIGLEY |
Management | For | For | ||||||||
| 1J. | Election of director to serve for a one-year term expiring in 2021: W.G. SCHRADER |
Management | For | For | ||||||||
| 2. | Advisory approval of the compensation of our named executive officers. |
Management | For | For | ||||||||
| 3. | Ratification of the selection of Ernst & Young LLP as our independent registered public accountants for the year ending December 31, 2020. |
Management | For | For | ||||||||
| DIAMONDBACK ENERGY, INC. | ||||||||||||
| Security | 25278X109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | FANG | Meeting Date | 03-Jun-2020 | |||||||||
| ISIN | US25278X1090 | Agenda | 935197740 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1.1 | Election of Director: Steven E. West | Management | For | For | ||||||||
| 1.2 | Election of Director: Travis D. Stice | Management | For | For | ||||||||
| 1.3 | Election of Director: Vincent K. Brooks | Management | For | For | ||||||||
| 1.4 | Election of Director: Michael P. Cross | Management | For | For | ||||||||
| 1.5 | Election of Director: David L. Houston | Management | For | For | ||||||||
| 1.6 | Election of Director: Stephanie K. Mains | Management | For | For | ||||||||
| 1.7 | Election of Director: Mark L. Plaumann | Management | For | For | ||||||||
| 1.8 | Election of Director: Melanie M. Trent | Management | For | For | ||||||||
| 2. | Proposal to approve, on an advisory basis, the compensation paid to the Company's named executive officers |
Management | For | For | ||||||||
| 3. | Proposal to approve, on an advisory basis, the frequency of holding an advisory vote on the compensation paid to the Company's named executive officers |
Management | 1 Year | For | ||||||||
| 4. | Proposal to ratify the appointment of Grant Thornton LLP as the Company's independent auditors for the fiscal year ending December 31, 2020 |
Management | For | For | ||||||||
| ANGLOGOLD ASHANTI LIMITED | ||||||||||||
| Security | 035128206 | Meeting Type | Annual | |||||||||
| Ticker Symbol | AU | Meeting Date | 10-Jun-2020 | |||||||||
| ISIN | US0351282068 | Agenda | 935220830 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1.1 | Re-election of director: Mr SM Pityana (Ordinary resolution 1) |
Management | For | For | ||||||||
| 1.2 | Re-election of director: Mr AH Garner (Ordinary resolution 1) |
Management | For | For | ||||||||
| 1.3 | Re-election of director: Mr R Gasant (Ordinary resolution 1) |
Management | For | For | ||||||||
| 2.1 | Election of Director: Ms MDC Ramos (Ordinary resolution 2) |
Management | For | For | ||||||||
| 2.2 | Election of Director: Ms NVB Magubane (Ordinary resolution 2) |
Management | For | For | ||||||||
| 3.1 | Appointment of Audit and Risk Committee member: Mr R Gasant (Ordinary resolution 3) |
Management | For | For | ||||||||
| 3.2 | Appointment of Audit and Risk Committee member: Ms MC Richter (Ordinary resolution 3) |
Management | For | For | ||||||||
| 3.3 | Appointment of Audit and Risk Committee member: Mr AM Ferguson (Ordinary resolution 3) |
Management | For | For | ||||||||
| 3.4 | Appointment of Audit and Risk Committee member: Mr JE Tilk (Ordinary resolution 3) |
Management | For | For | ||||||||
| 4. | Re-appointment of Ernst & Young Inc. as auditors of the company (Ordinary resolution 4) |
Management | For | For | ||||||||
| 5. | General authority to directors to allot and issue ordinary shares (Ordinary resolution 5) |
Management | For | For | ||||||||
| 6.1 | Separate non-binding advisory endorsements of the AngloGold Ashanti: Remuneration policy (Ordinary resolution 6) |
Management | For | For | ||||||||
| 6.2 | Separate non-binding advisory endorsements of the AngloGold Ashanti: Implementation report (Ordinary resolution 6) |
Management | For | For | ||||||||
| 7. | Non-executive director fees (Special resolution 1) | Management | For | For | ||||||||
| 8. | General authority to acquire the company's own shares (Special resolution 2) |
Management | For | For | ||||||||
| 9. | General authority to directors to issue for cash, those ordinary shares which the directors are authorised to allot and issue in terms of ordinary resolution 5 (Special resolution 3) |
Management | For | For | ||||||||
| 10. | General authority to provide financial assistance in terms of Sections 44 and 45 of the Companies Act (Special resolution 4) |
Management | For | For | ||||||||
| 11. | Approval of the MOI amendment (Special resolution 5) | Management | For | For | ||||||||
| 12. | Directors' authority to implement special and ordinary resolutions (Ordinary resolution 7) |
Management | For | For | ||||||||
| HARMONY GOLD MINING COMPANY LIMITED | ||||||||||||
| Security | 413216300 | Meeting Type | Special | |||||||||
| Ticker Symbol | HMY | Meeting Date | 11-Jun-2020 | |||||||||
| ISIN | US4132163001 | Agenda | 935220208 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| O1. | General authority to issue shares for cash | Management | For | |||||||||
| O2. | Placing control of a specified number of authorised but unissued Ordinary Shares in the hands of the Board |
Management | For | |||||||||
| O3. | General Authorisation | Management | For | |||||||||
| S1. | Authorisation for the issue of Ordinary Shares to a person related or inter-related to the Company or related or inter- related to a Director or prescribed officer of the Company for the purposes of implementing the Potential Equity Capital Raising |
Management | For | |||||||||
| B2GOLD CORP. | ||||||||||||
| Security | 11777Q209 | Meeting Type | Annual and Special Meeting | |||||||||
| Ticker Symbol | BTG | Meeting Date | 12-Jun-2020 | |||||||||
| ISIN | CA11777Q2099 | Agenda | 935219685 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | To set the number of Directors at nine (9). | Management | For | For | ||||||||
| 2 | DIRECTOR | Management | ||||||||||
| 1 | Mr. Kevin Bullock | For | For | |||||||||
| 2 | Mr. Robert Cross | For | For | |||||||||
| 3 | Mr. Robert Gayton | For | For | |||||||||
| 4 | Mr. Clive Johnson | For | For | |||||||||
| 5 | Mr. George Johnson | For | For | |||||||||
| 6 | Mr. Jerry Korpan | For | For | |||||||||
| 7 | Mr. Bongani Mtshisi | For | For | |||||||||
| 8 | Mrs. Robin Weisman | For | For | |||||||||
| 9 | Ms. Liane Kelly | For | For | |||||||||
| 3 | Appointment of PricewaterhouseCoopers LLP as Auditors of the Company for the ensuing year and authorizing the Directors to fix their remuneration. |
Management | For | For | ||||||||
| 4 | To approve the RSU Plan Resolution relating to the amendment of the RSU Plan, as described in the Management Information Circular of B2Gold Corp. for the Annual General and Special Meeting of the shareholders to be held on June 12, 2020. |
Management | For | For | ||||||||
| 5 | To approve a non-binding advisory resolution accepting the company's approach to executive compensation, as described in the Management Information Circular of B2Gold Corp. for the Annual General and Special Meeting of the shareholders to be held on June 12, 2020. |
Management | For | For | ||||||||
| TERANGA GOLD CORP | ||||||||||||
| Security | 880797204 | Meeting Type | MIX | |||||||||
| Ticker Symbol | Meeting Date | 17-Jun-2020 | ||||||||||
| ISIN | CA8807972044 | Agenda | 712617262 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'-ONLY FOR RESOLUTION 3 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS-1.1 TO 1.9 AND 2. THANK YOU |
Non-Voting | ||||||||||
| 1.1 | ELECTION OF DIRECTOR: ALAN R. HILL | Management | For | For | ||||||||
| 1.2 | ELECTION OF DIRECTOR: RICHARD S. YOUNG | Management | For | For | ||||||||
| 1.3 | ELECTION OF DIRECTOR: SIMON P. BOTTOMS | Management | For | For | ||||||||
| 1.4 | ELECTION OF DIRECTOR: JENDAYI E. FRAZER | Management | For | For | ||||||||
| 1.5 | ELECTION OF DIRECTOR: PAULA CALDWELL ST- ONGE |
Management | For | For | ||||||||
| 1.6 | ELECTION OF DIRECTOR: DAVID J. MIMRAN | Management | For | For | ||||||||
| 1.7 | ELECTION OF DIRECTOR: ALAN R. THOMAS | Management | For | For | ||||||||
| 1.8 | ELECTION OF DIRECTOR: FRANK D. WHEATLEY | Management | For | For | ||||||||
| 1.9 | ELECTION OF DIRECTOR: WILLIAM J. BIGGAR | Management | For | For | ||||||||
| 2 | APPOINTMENT OF ERNST & YOUNG LLP AS AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION |
Management | For | For | ||||||||
| 3 | TO RE-APPROVE THE INCENTIVE STOCK OPTION PLAN, AS AMENDED, OF THE CORPORATION AS MORE PARTICULARLY DESCRIBED IN THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR AND SET FORTH IN SCHEDULE C THERETO |
Management | For | For | ||||||||
| TOREX GOLD RESOURCES INC | ||||||||||||
| Security | 891054603 | Meeting Type | MIX | |||||||||
| Ticker Symbol | Meeting Date | 17-Jun-2020 | ||||||||||
| ISIN | CA8910546032 | Agenda | 712653585 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'-ONLY FOR RESOLUTIONS 3, 4, 5 AND 6 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR-RESOLUTION NUMBERS 1.1 TO 1.10 AND 2. THANK YOU |
Non-Voting | ||||||||||
| 1.1 | ELECTION OF DIRECTOR: ANDREW B. ADAMS | Management | For | For | ||||||||
| 1.2 | ELECTION OF DIRECTOR: FRANKLIN L. DAVIS | Management | For | For | ||||||||
| 1.3 | ELECTION OF DIRECTOR: DAVID A. FENNELL | Management | For | For | ||||||||
| 1.4 | ELECTION OF DIRECTOR: MICHAEL D. MURPHY | Management | For | For | ||||||||
| 1.5 | ELECTION OF DIRECTOR: ELIZABETH A. WADEMAN | Management | For | For | ||||||||
| 1.6 | ELECTION OF DIRECTOR: FREDERICK M. STANFORD |
Management | For | For | ||||||||
| 1.7 | ELECTION OF DIRECTOR: ROBIN A. BIENENSTOCK | Management | For | For | ||||||||
| 1.8 | ELECTION OF DIRECTOR: RICHARD A. HOWES | Management | For | For | ||||||||
| 1.9 | ELECTION OF DIRECTOR: JODY L.M. KUZENKO | Management | For | For | ||||||||
| 1.10 | ELECTION OF DIRECTOR: ROY S. SLACK | Management | For | For | ||||||||
| 2 | APPOINTMENT OF KPMG LLP, CHARTERED PROFESSIONAL ACCOUNTANTS, AS AUDITORS OF THE COMPANY FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION |
Management | For | For | ||||||||
| 3 | TO CONSIDER AND, IF DEEMED APPROPRIATE, TO PASS, WITH OR WITHOUT VARIATION, AN ORDINARY RESOLUTION CONFIRMING THE AMENDMENT OF BY-LAW NO. 1 OF THE COMPANY TO INCREASE THE QUORUM REQUIRED AT EACH MEETING OF SHAREHOLDERS |
Management | For | For | ||||||||
| 4 | TO CONSIDER AND, IF DEEMED APPROPRIATE, TO PASS, WITH OR WITHOUT VARIATION, AN ORDINARY RESOLUTION CONFIRMING THE AMENDMENT OF BY-LAW NO. 2 OF THE COMPANY WITH RESPECT TO ADVANCE NOTICE OF NOMINATION OF DIRECTORS |
Management | Against | Against | ||||||||
| 5 | TO CONSIDER AND, IF DEEMED APPROPRIATE, TO PASS, WITH OR WITHOUT VARIATION, AN ORDINARY RESOLUTION AMENDING AND RECONFIRMING THE SHAREHOLDER RIGHTS PLAN OF THE COMPANY |
Management | Against | Against | ||||||||
| 6 | TO CONSIDER AND, IF DEEMED APPROPRIATE, TO PASS, WITH OR WITHOUT VARIATION, A NON- BINDING ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION |
Management | For | For | ||||||||
| FORTUNA SILVER MINES INC. | ||||||||||||
| Security | 349915108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | FSM | Meeting Date | 18-Jun-2020 | |||||||||
| ISIN | CA3499151080 | Agenda | 935219902 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | To set the number of Directors at seven. | Management | For | For | ||||||||
| 2 | DIRECTOR | Management | ||||||||||
| 1 | Jorge Ganoza Durant | For | For | |||||||||
| 2 | Simon Ridgway | For | For | |||||||||
| 3 | Mario Szotlender | For | For | |||||||||
| 4 | David Farrell | For | For | |||||||||
| 5 | David Laing | For | For | |||||||||
| 6 | Alfredo Sillau | For | For | |||||||||
| 7 | Kylie Dickson | For | For | |||||||||
| 3 | Appointment of KPMG LLP as Auditors of the Corporation for the ensuing year and authorizing the Directors to fix their remuneration. |
Management | For | For | ||||||||
| 4 | To consider, and if thought fit, pass an ordinary resolution approving the renewal of the Corporation's share unit plan which has been amended to reduce the maximum share reservation limit from 5% to 2.25% ("2.25% Share Unit Plan") and to approve the unallocated awards under the 2.25% Share Unit Plan. |
Management | For | For | ||||||||
| MAG SILVER CORP. | ||||||||||||
| Security | 55903Q104 | Meeting Type | Annual and Special Meeting | |||||||||
| Ticker Symbol | MAG | Meeting Date | 18-Jun-2020 | |||||||||
| ISIN | CA55903Q1046 | Agenda | 935228557 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | To set the number of Directors at seven (7). | Management | For | For | ||||||||
| 2 | DIRECTOR | Management | ||||||||||
| 1 | Peter D. Barnes | For | For | |||||||||
| 2 | Richard P. Clark | For | For | |||||||||
| 3 | Jill D. Leversage | For | For | |||||||||
| 4 | Daniel T. MacInnis | For | For | |||||||||
| 5 | George N. Paspalas | For | For | |||||||||
| 6 | Selma Lussenburg | For | For | |||||||||
| 7 | Derek C. White | For | For | |||||||||
| 3 | To appoint Deloitte LLP, an Independent Registered Public Accounting Firm, as the Auditor of the Company for the ensuing year and to authorize the Directors to fix their remuneration. |
Management | For | For | ||||||||
| 4 | To consider and, if deemed advisable, approve a non- binding advisory resolution to accept the Company's approach to executive compensation. |
Management | For | For | ||||||||
| 5 | To approve the continuation of the third amended and restated Stock Option Plan. |
Management | For | For | ||||||||
| 6 | To approve the continuation of the Amended and Restated Share Unit Plan. |
Management | For | For | ||||||||
| 7 | To approve the amendment and continuation of the second amended and restated DSU Plan. |
Management | For | For | ||||||||
| OCEANAGOLD CORP | ||||||||||||
| Security | 675222103 | Meeting Type | MIX | |||||||||
| Ticker Symbol | Meeting Date | 19-Jun-2020 | ||||||||||
| ISIN | CA6752221037 | Agenda | 712712745 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'-ONLY FOR RESOLUTIONS 1 AND 4 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION-NUMBERS 2.1 TO 2.6 AND 3. THANK YOU |
Non-Voting | ||||||||||
| 1 | TO SET THE NUMBER OF DIRECTORS AT SIX | Management | For | For | ||||||||
| 2.1 | ELECTION OF DIRECTOR: IAN M. REID | Management | For | For | ||||||||
| 2.2 | ELECTION OF DIRECTOR: PAUL B. SWEENEY | Management | For | For | ||||||||
| 2.3 | ELECTION OF DIRECTOR: GEOFF W. RABY | Management | For | For | ||||||||
| 2.4 | ELECTION OF DIRECTOR: CRAIG J. NELSEN | Management | For | For | ||||||||
| 2.5 | ELECTION OF DIRECTOR: CATHERINE A. GIGNAC | Management | For | For | ||||||||
| 2.6 | ELECTION OF DIRECTOR: MICHAEL H. L. HOLMES | Management | For | For | ||||||||
| 3 | APPOINTMENT OF PRICEWATERHOUSECOOPERS AS THE AUDITOR OF THE COMPANY TO HOLD OFFICE UNTIL THE NEXT ANNUAL MEETING OF SHAREHOLDERS AND AUTHORISING THE DIRECTORS TO FIX THEIR REMUNERATION |
Management | For | For | ||||||||
| 4 | APPROVAL OF A NON-BINDING ADVISORY RESOLUTION ACCEPTING THE APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN THE COMPANY'S ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR |
Management | For | For | ||||||||
| OSISKO GOLD ROYALTIES LTD | ||||||||||||
| Security | 68827L101 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 22-Jun-2020 | ||||||||||
| ISIN | CA68827L1013 | Agenda | 712694579 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'-ONLY FOR RESOLUTIONS 3 TO 7 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION-NUMBERS 1.1 TO 1.9 AND 2. THANK YOU |
Non-Voting | ||||||||||
| 1.1 | ELECTION OF DIRECTOR: THE HONORABLE JOHN R. BAIRD |
Management | For | For | ||||||||
| 1.2 | ELECTION OF DIRECTOR: FRANCOISE BERTRAND | Management | For | For | ||||||||
| 1.3 | ELECTION OF DIRECTOR: JOHN BURZYNSKI | Management | For | For | ||||||||
| 1.4 | ELECTION OF DIRECTOR: CHRISTOPHER C. CURFMAN |
Management | For | For | ||||||||
| 1.5 | ELECTION OF DIRECTOR: JOANNE FERSTMAN | Management | For | For | ||||||||
| 1.6 | ELECTION OF DIRECTOR: WILLIAM MURRAY JOHN | Management | For | For | ||||||||
| 1.7 | ELECTION OF DIRECTOR: PIERRE LABBE | Management | For | For | ||||||||
| 1.8 | ELECTION OF DIRECTOR: CHARLES E. PAGE | Management | For | For | ||||||||
| 1.9 | ELECTION OF DIRECTOR: SEAN ROOSEN | Management | For | For | ||||||||
| 2 | TO APPOINT PRICEWATERHOUSECOOPERS LLP AS THE CORPORATION'S INDEPENDENT AUDITOR FOR THE ENSUING YEAR AND TO AUTHORIZE THE DIRECTORS TO FIX ITS REMUNERATION |
Management | For | For | ||||||||
| 3 | TO APPROVE THE UNALLOCATED OPTIONS AND AMENDMENTS TO THE STOCK OPTION PLAN, AS MORE FULLY DESCRIBED IN THE CIRCULAR |
Management | For | For | ||||||||
| 4 | TO APPROVE THE AMENDMENTS TO THE EMPLOYEE SHARE PURCHASE PLAN, AS MORE FULLY DESCRIBED IN THE CIRCULAR |
Management | For | For | ||||||||
| 5 | TO APPROVE THE AMENDMENTS TO THE RESTRICTED SHARE UNIT PLAN, AS MORE FULLY DESCRIBED IN THE CIRCULAR |
Management | For | For | ||||||||
| 6 | TO APPROVE THE CONTINUATION OF THE AMENDED AND RESTATED SHAREHOLDER RIGHTS PLAN, AS MORE FULLY DESCRIBED IN THE CIRCULAR |
Management | Against | Against | ||||||||
| 7 | ADVISORY RESOLUTION ACCEPTING OSISKO'S APPROACH TO EXECUTIVE COMPENSATION, THE FULL TEXT OF WHICH IS REPRODUCED IN THE ACCOMPANYING CIRCULAR |
Management | For | For | ||||||||
| CENTAMIN PLC | ||||||||||||
| Security | G2055Q105 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 29-Jun-2020 | ||||||||||
| ISIN | JE00B5TT1872 | Agenda | 712741847 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | TO RECEIVE AND ADOPT THE COMPANY'S ANNUAL ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 TOGETHER WITH THE STRATEGIC AND GOVERNANCE REPORTS AND THE AUDITOR'S REPORT ON THOSE ACCOUNTS |
Management | For | For | ||||||||
| 2 | TO RECEIVE AND APPROVE THE DIRECTORS' REMUNERATION REPORT (OTHER THAN THE DIRECTORS' REMUNERATION POLICY) FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 AS DETAILED IN THE ANNUAL REPORT |
Management | For | For | ||||||||
| 3.A | TO ELECT JAMES RUTHERFORD, WHO RETIRES IN ACCORDANCE WITH ARTICLE 29 OF THE COMPANY'S ARTICLES AND, BEING ELIGIBLE, OFFERS HIMSELF FOR ELECTION AS A DIRECTOR |
Management | For | For | ||||||||
| 3.2 | TO ELECT MARTIN HORGAN, WHO RETIRES IN ACCORDANCE WITH ARTICLE 29 OF THE COMPANY'S ARTICLES AND, BEING ELIGIBLE, OFFERS HIMSELF FOR ELECTION AS A DIRECTOR |
Management | For | For | ||||||||
| 3.3 | TO ELECT DR. SALLY EYRE, WHO RETIRES IN ACCORDANCE WITH ARTICLE 29 OF THE COMPANY'S ARTICLES AND, BEING ELIGIBLE, OFFERS HERSELF FOR ELECTION AS A DIRECTOR |
Management | For | For | ||||||||
| 3.4 | TO ELECT DR. CATHERINE FARROW, WHO RETIRES IN ACCORDANCE WITH ARTICLE 29 OF THE COMPANY'S ARTICLES AND, BEING ELIGIBLE, OFFERS HERSELF FOR ELECTION AS A DIRECTOR |
Management | For | For | ||||||||
| 3.5 | TO ELECT MARNA CLOETE, WHO RETIRES IN ACCORDANCE WITH ARTICLE 29 OF THE COMPANY'S ARTICLES AND, BEING ELIGIBLE, OFFERS HERSELF FOR ELECTION AS A DIRECTOR |
Management | For | For | ||||||||
| 3.6 | TO RE-ELECT ROSS JERRARD, WHO RETIRES IN ACCORDANCE WITH ARTICLE 33 OF THE COMPANY'S ARTICLES AND, BEING ELIGIBLE, OFFERS HIMSELF FOR RE-ELECTION AS A DIRECTOR |
Management | For | For | ||||||||
| 3.7 | TO RE-ELECT MARK BANKES, WHO RETIRES IN ACCORDANCE WITH ARTICLE 33 OF THE COMPANY'S ARTICLES AND, BEING ELIGIBLE, OFFERS HIMSELF FOR RE-ELECTION AS A DIRECTOR |
Management | For | For | ||||||||
| 3.8 | TO RE-ELECT DR. IBRAHIM FAWZY, WHO RETIRES IN ACCORDANCE WITH ARTICLE 33 OF THE COMPANY'S ARTICLES AND, BEING ELIGIBLE, OFFERS HIMSELF FOR RE-ELECTION AS A DIRECTOR |
Management | For | For | ||||||||
| 4.1 | TO APPOINT PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S AUDITOR TO HOLD OFFICE FOR THE CONCLUSION OF THIS MEETING UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING AT WHICH THE ACCOUNTS ARE LAID BEFORE THE MEETING |
Management | For | For | ||||||||
| 4.2 | TO AUTHORISE THE DIRECTORS TO AGREE THE REMUNERATION OF THE AUDITOR |
Management | For | For | ||||||||
| 5 | ALLOTMENT OF RELEVANT SECURITIES | Management | For | For | ||||||||
| 6 | DISAPPLICATION OF PRE-EMPTION RIGHTS | Management | Against | Against | ||||||||
| 7 | MARKET PURCHASE OF ORDINARY SHARES | Management | For | For | ||||||||
| KIRKLAND LAKE GOLD LTD. | ||||||||||||
| Security | 49741E100 | Meeting Type | Annual and Special Meeting | |||||||||
| Ticker Symbol | KL | Meeting Date | 30-Jun-2020 | |||||||||
| ISIN | CA49741E1007 | Agenda | 935237277 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | To Set the Number of Directors at 8. | Management | For | For | ||||||||
| 2 | DIRECTOR | Management | ||||||||||
| 1 | Jonathan Gill | For | For | |||||||||
| 2 | Peter Grosskopf | For | For | |||||||||
| 3 | Ingrid Hibbard | For | For | |||||||||
| 4 | Arnold Klassen | For | For | |||||||||
| 5 | Elizabeth Lewis-Gray | For | For | |||||||||
| 6 | Anthony Makuch | For | For | |||||||||
| 7 | Barry Olson | For | For | |||||||||
| 8 | Jeff Parr | For | For | |||||||||
| 3 | To appoint KPMG LLP, Chartered Professional Accountants as auditor of the Company and authorize the Board to fix their remuneration. |
Management | For | For | ||||||||
| 4 | To consider and, if deemed appropriate, pass, with or without variation, a non-binding advisory resolution on the Company's approach to executive compensation. |
Management | For | For | ||||||||
| 5 | To consider and, if deemed appropriate, pass, with or without variation, an ordinary resolution approving certain amendments to the Company's long term incentive plan (the "LTIP") and all unallocated share units issuable under the LTIP, as further described in the management information circular dated May 29, 2020. |
Management | For | For | ||||||||
| 6 | To consider and, if deemed appropriate, pass, with or without variation, an ordinary resolution approving certain amendments to the Company's deferred share unit plan (the "DSU Plan") and all unallocated deferred share units issuable under the DSU Plan, as further described in the management information circular dated May 29, 2020. |
Management | For | For | ||||||||
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| Registrant | GAMCO Natural Resources, Gold & Income Trust |
| By (Signature and Title)* | /s/ Bruce N. Alpert | |
| Bruce N. Alpert, Principal Executive Officer |
| Date | August 21, 2020 |
*Print the name and title of each signing officer under his or her signature.