UNITED
STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-22021
The Gabelli Healthcare & WellnessRx Trust
(Exact name of registrant as specified in charter)
One Corporate Center
Rye, New York 10580-1422
(Address of principal executive offices) (Zip code)
Agnes Mullady
Gabelli Funds, LLC
One Corporate Center
Rye, New York 10580-1422
(Name and address of agent for service)
Registrant's telephone number, including area code: 1-800-422-3554
Date of fiscal year end: December 31
Date of reporting period: July 1, 2018 – June 30, 2019
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2018 TO JUNE 30, 2019
|
ProxyEdge Meeting Date Range: 07/01/2018 - 06/30/2019 The Gabelli Healthcare & Wellness RX Trust |
Report Date: 07/01/2019 1 |
Investment Company Report
| ORTHOFIX INTERNATIONAL N.V. | ||||||||||||
| Security | N6748L102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | OFIX | Meeting Date | 17-Jul-2018 | |||||||||
| ISIN | ANN6748L1027 | Agenda | 934844247 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | Adoption of the proposed domestication resolution to change the jurisdiction of organization of the Company from Curacao to the State of Delaware. |
Management | For | For | ||||||||
| 2. | DIRECTOR | Management | ||||||||||
| 1 | Luke Faulstick | For | For | |||||||||
| 2 | James F. Hinrichs | For | For | |||||||||
| 3 | Alexis V. Lukianov | For | For | |||||||||
| 4 | Lilly Marks | For | For | |||||||||
| 5 | Bradley R. Mason | For | For | |||||||||
| 6 | Ronald Matricaria | For | For | |||||||||
| 7 | Michael E. Paolucci | For | For | |||||||||
| 8 | Maria Sainz | For | For | |||||||||
| 9 | John Sicard | For | For | |||||||||
| 3. | Approval of the consolidated balance sheet and consolidated statement of operations at and for the fiscal year ended December 31, 2017. |
Management | For | For | ||||||||
| 4. | Advisory vote on compensation of named executive officers. |
Management | For | For | ||||||||
| 5. | Approval of an amendment and restatement of the 2012 Long-Term Incentive Plan to, among other things, increase the number of authorized shares. |
Management | Against | Against | ||||||||
| 6. | Approval of an amendment to the Second Amended and Restated Stock Purchase Plan to increase the number of shares subject to awards. |
Management | For | For | ||||||||
| 7. | Ratification of the selection of Ernst & Young LLP as the Company's Independent Registered Public Accounting Firm for the fiscal year ending December 31, 2018. |
Management | For | For | ||||||||
| INFUSYSTEM HOLDINGS, INC. | ||||||||||||
| Security | 45685K102 | Meeting Type | Contested-Annual | |||||||||
| Ticker Symbol | INFU | Meeting Date | 19-Jul-2018 | |||||||||
| ISIN | US45685K1025 | Agenda | 934849639 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | |||||||||||
| 1 | Terry Armstrong | Management | For | For | ||||||||
| 2 | Richard DiIorio | Management | For | For | ||||||||
| 3 | Gregg Lehman | Management | For | For | ||||||||
| 4 | Mohamed Alkady | Shareholder | For | Against | ||||||||
| 5 | Ronald Peele, Jr. | Management | For | For | ||||||||
| 6 | Christopher Sansone | Management | For | For | ||||||||
| 7 | Scott Shuda | Management | For | For | ||||||||
| 8 | Daniel A. Balda | Shareholder | For | Against | ||||||||
| 2. | Approval of amendments to the InfuSystem Holdings, Inc. 2014 Equity Plan, including an increase in the number of authorized shares under the plan. |
Management | Against | Against | ||||||||
| 3. | Approval, on an advisory basis, of the Company's executive compensation. |
Management | For | For | ||||||||
| 4. | Ratification of the appointment of BDO USA, LLP as the registered independent public accounting firm for the fiscal year ending December 31, 2018. |
Management | For | For | ||||||||
| MCKESSON CORPORATION | ||||||||||||
| Security | 58155Q103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MCK | Meeting Date | 25-Jul-2018 | |||||||||
| ISIN | US58155Q1031 | Agenda | 934848411 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: N. Anthony Coles, M.D. | Management | For | For | ||||||||
| 1b. | Election of Director: John H. Hammergren | Management | For | For | ||||||||
| 1c. | Election of Director: M. Christine Jacobs | Management | For | For | ||||||||
| 1d. | Election of Director: Donald R. Knauss | Management | For | For | ||||||||
| 1e. | Election of Director: Marie L. Knowles | Management | For | For | ||||||||
| 1f. | Election of Director: Bradley E. Lerman | Management | For | For | ||||||||
| 1g. | Election of Director: Edward A. Mueller | Management | For | For | ||||||||
| 1h. | Election of Director: Susan R. Salka | Management | For | For | ||||||||
| 2. | Ratification of the appointment of Deloitte & Touche LLP as the company's independent registered public accounting firm for the fiscal year ending March 31, 2019. |
Management | For | For | ||||||||
| 3. | Advisory vote on executive compensation. | Management | For | For | ||||||||
| 4. | Shareholder proposal on disclosure of lobbying activities and expenditures. |
Shareholder | Against | For | ||||||||
| 5. | Shareholder proposal on accelerated vesting of equity awards. |
Shareholder | Against | For | ||||||||
| 6. | Shareholder proposal on policy to use GAAP financial metrics for purposes of determining executive compensation. |
Shareholder | Against | For | ||||||||
| 7. | Shareholder proposal on the ownership threshold for calling special meetings of shareholders. |
Shareholder | Against | For | ||||||||
| ITO EN,LTD. | ||||||||||||
| Security | J25027103 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 26-Jul-2018 | ||||||||||
| ISIN | JP3143000002 | Agenda | 709689294 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | ||||||||
| 2.1 | Appoint a Director Honjo, Hachiro | Management | For | For | ||||||||
| 2.2 | Appoint a Director Honjo, Daisuke | Management | For | For | ||||||||
| 2.3 | Appoint a Director Honjo, Shusuke | Management | For | For | ||||||||
| 2.4 | Appoint a Director Hashimoto, Shunji | Management | For | For | ||||||||
| 2.5 | Appoint a Director Watanabe, Minoru | Management | For | For | ||||||||
| 2.6 | Appoint a Director Yashiro, Mitsuo | Management | For | For | ||||||||
| 2.7 | Appoint a Director Nakano, Yoshihisa | Management | For | For | ||||||||
| 2.8 | Appoint a Director Kamiya, Shigeru | Management | For | For | ||||||||
| 2.9 | Appoint a Director Yosuke Jay Oceanbright Honjo | Management | For | For | ||||||||
| 2.10 | Appoint a Director Taguchi, Morikazu | Management | For | For | ||||||||
| 2.11 | Appoint a Director Usui, Yuichi | Management | For | For | ||||||||
| ABAXIS, INC. | ||||||||||||
| Security | 002567105 | Meeting Type | Special | |||||||||
| Ticker Symbol | ABAX | Meeting Date | 31-Jul-2018 | |||||||||
| ISIN | US0025671050 | Agenda | 934854147 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | To approve the Agreement and Plan of Merger, dated as of May 15, 2018, by and among Zoetis Inc., Zeus Merger Sub, Inc., an indirect wholly-owned subsidiary of Zoetis, Inc., and Abaxis, Inc., as it may be amended from time to time (the "merger agreement"), the merger contemplated by the merger agreement, and principal terms thereof (the "merger agreement proposal"). |
Management | For | For | ||||||||
| 2. | To approve, on an advisory basis, the merger-related compensation for Abaxis' named executive officers. |
Management | For | For | ||||||||
| 3. | To vote to adjourn the Special Meeting, if necessary or appropriate, for the purpose of soliciting additional proxies to vote in favor of merger agreement proposal. |
Management | For | For | ||||||||
| THE J. M. SMUCKER COMPANY | ||||||||||||
| Security | 832696405 | Meeting Type | Annual | |||||||||
| Ticker Symbol | SJM | Meeting Date | 15-Aug-2018 | |||||||||
| ISIN | US8326964058 | Agenda | 934853602 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Kathryn W. Dindo | Management | For | For | ||||||||
| 1b. | Election of Director: Paul J. Dolan | Management | For | For | ||||||||
| 1c. | Election of Director: Jay L. Henderson | Management | For | For | ||||||||
| 1d. | Election of Director: Elizabeth Valk Long | Management | For | For | ||||||||
| 1e. | Election of Director: Gary A. Oatey | Management | For | For | ||||||||
| 1f. | Election of Director: Kirk L. Perry | Management | For | For | ||||||||
| 1g. | Election of Director: Sandra Pianalto | Management | For | For | ||||||||
| 1h. | Election of Director: Nancy Lopez Russell | Management | For | For | ||||||||
| 1i. | Election of Director: Alex Shumate | Management | For | For | ||||||||
| 1j. | Election of Director: Mark T. Smucker | Management | For | For | ||||||||
| 1k. | Election of Director: Richard K. Smucker | Management | For | For | ||||||||
| 1l. | Election of Director: Timothy P. Smucker | Management | For | For | ||||||||
| 1m. | Election of Director: Dawn C. Willoughby | Management | For | For | ||||||||
| 2. | Ratification of appointment of Ernst & Young LLP as the Company's Independent Registered Public Accounting Firm for the 2019 fiscal year. |
Management | For | For | ||||||||
| 3. | Advisory approval of the Company's executive compensation. |
Management | For | For | ||||||||
| EXPRESS SCRIPTS HOLDING COMPANY | ||||||||||||
| Security | 30219G108 | Meeting Type | Special | |||||||||
| Ticker Symbol | ESRX | Meeting Date | 24-Aug-2018 | |||||||||
| ISIN | US30219G1085 | Agenda | 934858309 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | A proposal to adopt the Agreement and Plan of Merger, dated as of March 8, 2018, as amended by Amendment No. 1, dated as of June 27, 2018, and as it may be further amended from time to time (the "Merger Agreement"), by and among Cigna Corporation, Express Scripts Holding Company ("Express Scripts"), Halfmoon Parent, Inc., Halfmoon I, Inc. and Halfmoon II, Inc. |
Management | For | For | ||||||||
| 2. | A proposal to approve the adjournment of the Express Scripts special meeting, if necessary or appropriate, to solicit additional proxies if there are not sufficient votes to approve the proposal to adopt the Merger Agreement. |
Management | For | For | ||||||||
| 3. | A proposal to approve, by a non-binding advisory vote, certain compensation arrangements that may be paid or become payable to Express Scripts' named executive officers in connection with the mergers contemplated by the Merger Agreement. |
Management | For | For | ||||||||
| CIGNA CORPORATION | ||||||||||||
| Security | 125509109 | Meeting Type | Special | |||||||||
| Ticker Symbol | CI | Meeting Date | 24-Aug-2018 | |||||||||
| ISIN | US1255091092 | Agenda | 934858311 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | To adopt the Agreement and Plan of Merger, dated as of March 8, 2018, as amended by Amendment No. 1, dated as of June 27, 2018, and as it may be further amended from time to time (the "merger agreement"), by and among Cigna, Express Scripts Holding Company ("Express Scripts"), Halfmoon Parent, Inc., Halfmoon I, Inc. and Halfmoon II, Inc. |
Management | For | For | ||||||||
| 2. | To approve the adjournment of the special meeting of Cigna stockholders (the "Cigna special meeting"), if necessary or appropriate, to solicit additional proxies if there are not sufficient votes to approve the proposal to adopt the merger agreement. |
Management | For | For | ||||||||
| VITASOY INTERNATIONAL HOLDINGS LTD | ||||||||||||
| Security | Y93794108 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 03-Sep-2018 | ||||||||||
| ISIN | HK0345001611 | Agenda | 709746652 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE. |
Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0713/LTN20180713507.PDF-AND- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0713/LTN20180713530.PDF |
Non-Voting | ||||||||||
| 1 | TO RECEIVE AND ADOPT THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND AUDITORS FOR THE YEAR ENDED 31ST MARCH, 2018 |
Management | For | For | ||||||||
| 2 | TO DECLARE A FINAL DIVIDEND: THE BOARD OF DIRECTORS IS RECOMMENDING A FINAL DIVIDEND OF HK31.4 CENTS PER ORDINARY SHARE (FY2016/2017: A FINAL DIVIDEND OF HK27.1 CENTS PER ORDINARY SHARE AND A SPECIAL DIVIDEND OF HK4.2 CENTS PER ORDINARY SHARE) |
Management | For | For | ||||||||
| 3.A.I | TO RE-ELECT DR. THE HON. SIR DAVID KWOK-PO LI AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR |
Management | Against | Against | ||||||||
| 3.AII | TO RE-ELECT MR. JAN P. S. ERLUND AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR |
Management | Against | Against | ||||||||
| 3AIII | TO RE-ELECT MR. ANTHONY JOHN LIDDELL NIGHTINGALE AS AN INDEPENDENT NON- EXECUTIVE DIRECTOR |
Management | Against | Against | ||||||||
| 3.B | TO DETERMINE THE REMUNERATION OF THE DIRECTORS |
Management | For | For | ||||||||
| 4 | TO APPOINT AUDITORS AND AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION |
Management | Against | Against | ||||||||
| 5.A | TO GRANT AN UNCONDITIONAL MANDATE TO THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES OF THE COMPANY |
Management | Against | Against | ||||||||
| 5.B | TO GRANT AN UNCONDITIONAL MANDATE TO THE DIRECTORS TO BUY-BACK SHARES OF THE COMPANY |
Management | For | For | ||||||||
| 5.C | THAT, CONDITIONAL UPON THE PASSING OF RESOLUTIONS 5A AND 5B SET OUT IN THE NOTICE OF AGM, THE AGGREGATE NUMBER OF SHARES WHICH ARE BOUGHT-BACK BY THE COMPANY PURSUANT TO AND IN ACCORDANCE WITH RESOLUTION 5B SET OUT IN THE NOTICE OF AGM |
Management | Against | Against | ||||||||
| SHALL BE ADDED TO THE AGGREGATE NUMBER OF SHARES WHICH MAY BE ALLOTTED OR AGREED, CONDITIONALLY OR UNCONDITIONALLY, TO BE ALLOTTED BY THE DIRECTORS OF THE COMPANY PURSUANT TO AND IN ACCORDANCE WITH RESOLUTION 5A SET OUT IN THE NOTICE OF AGM |
||||||||||||
| ENVISION HEALTHCARE CORPORATION | ||||||||||||
| Security | 29414D100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | EVHC | Meeting Date | 11-Sep-2018 | |||||||||
| ISIN | US29414D1000 | Agenda | 934868374 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | To adopt the Agreement and Plan of Merger, dated as of June 10, 2018 (as it may be amended from time to time, the "merger agreement"), by and among Envision Healthcare Corporation, a Delaware corporation ("Envision" or the "Company"), Enterprise Parent Holdings Inc., a Delaware corporation ("Parent") and Enterprise Merger Sub Inc., an indirect wholly owned subsidiary of Parent (the "Merger Sub"), pursuant to which Merger Sub will be merged with and into the Company (the "merger"). |
Management | For | For | ||||||||
| 2. | To approve, on an advisory (non-binding) basis, certain compensation that may be paid or become payable to Envision's named executive officers in connection with the merger. |
Management | For | For | ||||||||
| 3. | To approve the adjournment of the annual meeting, if necessary or appropriate, including to solicit additional proxies if there are insufficient votes at the time of the annual meeting to approve the proposal to adopt the merger agreement or in the absence of a quorum. |
Management | For | For | ||||||||
| 4A. | Election of Class II Director: John T. Gawaluck | Management | For | For | ||||||||
| 4B. | Election of Class II Director: Joey A. Jacobs | Management | For | For | ||||||||
| 4C. | Election of Class II Director: Kevin P. Lavender | Management | For | For | ||||||||
| 4D. | Election of Class II Director: Leonard M. Riggs, Jr., M.D. | Management | For | For | ||||||||
| 5. | To amend Envision's Second Amended and Restated Certificate of Incorporation, dated December 1, 2016 to declassify the Board of Directors and to eliminate the Series A-1 Mandatory Convertible Preferred Stock. |
Management | For | For | ||||||||
| 6. | To approve, on an advisory (non-binding) basis, of the compensation of Envision's named executive officers. |
Management | For | For | ||||||||
| 7. | To ratify the appointment of Deloitte & Touche LLP as Envision Healthcare Corporation's independent registered public accounting firm for the year ending December 31, 2018. |
Management | For | For | ||||||||
| PATTERSON COMPANIES, INC. | ||||||||||||
| Security | 703395103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | PDCO | Meeting Date | 17-Sep-2018 | |||||||||
| ISIN | US7033951036 | Agenda | 934861635 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director to term expiring in 2019: John D. Buck |
Management | For | For | ||||||||
| 1b. | Election of Director to term expiring in 2019: Alex N. Blanco |
Management | For | For | ||||||||
| 1c. | Election of Director to term expiring in 2019: Jody H. Feragen |
Management | For | For | ||||||||
| 1d. | Election of Director to term expiring in 2019: Robert C. Frenzel |
Management | For | For | ||||||||
| 1e. | Election of Director to term expiring in 2019: Francis (Fran) J. Malecha |
Management | For | For | ||||||||
| 1f. | Election of Director to term expiring in 2019: Ellen A. Rudnick |
Management | For | For | ||||||||
| 1g. | Election of Director to term expiring in 2019: Neil A. Schrimsher |
Management | For | For | ||||||||
| 1h. | Election of Director to term expiring in 2019: Mark S. Walchirk |
Management | For | For | ||||||||
| 1i. | Election of Director to term expiring in 2019: James W. Wiltz |
Management | For | For | ||||||||
| 2. | Approval of amendment to 2015 Omnibus Incentive Plan. | Management | Against | Against | ||||||||
| 3. | Advisory approval of executive compensation. | Management | For | For | ||||||||
| 4. | To ratify the selection of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending April 27, 2019. |
Management | For | For | ||||||||
| CONAGRA BRANDS, INC. | ||||||||||||
| Security | 205887102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CAG | Meeting Date | 21-Sep-2018 | |||||||||
| ISIN | US2058871029 | Agenda | 934864807 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Anil Arora | For | For | |||||||||
| 2 | Thomas K. Brown | For | For | |||||||||
| 3 | Stephen G. Butler | For | For | |||||||||
| 4 | Sean M. Connolly | For | For | |||||||||
| 5 | Joie A. Gregor | For | For | |||||||||
| 6 | Rajive Johri | For | For | |||||||||
| 7 | Richard H. Lenny | For | For | |||||||||
| 8 | Ruth Ann Marshall | For | For | |||||||||
| 9 | Craig P. Omtvedt | For | For | |||||||||
| 2. | Ratification of the appointment of independent auditor for fiscal 2019 |
Management | For | For | ||||||||
| 3. | Advisory approval of the Company's named executive officer compensation. |
Management | For | For | ||||||||
| GENERAL MILLS, INC. | ||||||||||||
| Security | 370334104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | GIS | Meeting Date | 25-Sep-2018 | |||||||||
| ISIN | US3703341046 | Agenda | 934864960 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a) | Election of Director: Alicia Boler Davis | Management | For | For | ||||||||
| 1b) | Election of Director: R. Kerry Clark | Management | For | For | ||||||||
| 1c) | Election of Director: David M. Cordani | Management | For | For | ||||||||
| 1d) | Election of Director: Roger W. Ferguson Jr. | Management | For | For | ||||||||
| 1e) | Election of Director: Jeffrey L. Harmening | Management | For | For | ||||||||
| 1f) | Election of Director: Maria G. Henry | Management | For | For | ||||||||
| 1g) | Election of Director: Heidi G. Miller | Management | For | For | ||||||||
| 1h) | Election of Director: Steve Odland | Management | For | For | ||||||||
| 1i) | Election of Director: Maria A. Sastre | Management | For | For | ||||||||
| 1j) | Election of Director: Eric D. Sprunk | Management | For | For | ||||||||
| 1k) | Election of Director: Jorge A. Uribe | Management | For | For | ||||||||
| 2. | Advisory Vote on Executive Compensation. | Management | For | For | ||||||||
| 3. | Ratify Appointment of the Independent Registered Public Accounting Firm. |
Management | For | For | ||||||||
| 4. | Shareholder Proposal for Report on Pesticide Use in Our Supply Chain and its Impacts on Pollinators. |
Shareholder | Abstain | Against | ||||||||
| LAMB WESTON HOLDINGS, INC. | ||||||||||||
| Security | 513272104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | LW | Meeting Date | 27-Sep-2018 | |||||||||
| ISIN | US5132721045 | Agenda | 934863413 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Peter J. Bensen | Management | For | For | ||||||||
| 1b. | Election of Director: Charles A. Blixt | Management | For | For | ||||||||
| 1c. | Election of Director: Andre J. Hawaux | Management | For | For | ||||||||
| 1d. | Election of Director: W.G. Jurgensen | Management | For | For | ||||||||
| 1e. | Election of Director: Thomas P. Maurer | Management | For | For | ||||||||
| 1f. | Election of Director: Hala G. Moddelmog | Management | For | For | ||||||||
| 1g. | Election of Director: Andrew J. Schindler | Management | For | For | ||||||||
| 1h. | Election of Director: Maria Renna Sharpe | Management | For | For | ||||||||
| 1i. | Election of Director: Thomas P. Werner | Management | For | For | ||||||||
| 2. | Advisory Vote to Approve Executive Compensation. | Management | For | For | ||||||||
| 3. | Ratification of the Appointment of KPMG LLP as Independent Auditors for Fiscal Year 2019. |
Management | For | For | ||||||||
| THE PROCTER & GAMBLE COMPANY | ||||||||||||
| Security | 742718109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | PG | Meeting Date | 09-Oct-2018 | |||||||||
| ISIN | US7427181091 | Agenda | 934870115 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Francis S. Blake | Management | For | For | ||||||||
| 1b. | Election of Director: Angela F. Braly | Management | For | For | ||||||||
| 1c. | Election of Director: Amy L. Chang | Management | For | For | ||||||||
| 1d. | Election of Director: Kenneth I. Chenault | Management | For | For | ||||||||
| 1e. | Election of Director: Scott D. Cook | Management | For | For | ||||||||
| 1f. | Election of Director: Joseph Jimenez | Management | For | For | ||||||||
| 1g. | Election of Director: Terry J. Lundgren | Management | For | For | ||||||||
| 1h. | Election of Director: W. James McNerney, Jr. | Management | For | For | ||||||||
| 1i. | Election of Director: Nelson Peltz | Management | For | For | ||||||||
| 1j. | Election of Director: David S. Taylor | Management | For | For | ||||||||
| 1k. | Election of Director: Margaret C. Whitman | Management | For | For | ||||||||
| 1l. | Election of Director: Patricia A. Woertz | Management | For | For | ||||||||
| 1m. | Election of Director: Ernesto Zedillo | Management | For | For | ||||||||
| 2. | Ratify Appointment of the Independent Registered Public Accounting Firm |
Management | For | For | ||||||||
| 3. | Advisory Vote on the Company's Executive Compensation (the "Say on Pay" vote) |
Management | For | For | ||||||||
| PINNACLE FOODS INC. | ||||||||||||
| Security | 72348P104 | Meeting Type | Special | |||||||||
| Ticker Symbol | PF | Meeting Date | 23-Oct-2018 | |||||||||
| ISIN | US72348P1049 | Agenda | 934878995 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | Adopt the Agreement and Plan of Merger, dated as of June 26, 2018, as it may be amended from time to time (the "merger agreement"), by and among Pinnacle Foods Inc., a Delaware corporation, Conagra Brands Inc., a Delaware corporation, and Patriot Merger Sub Inc., a Delaware corporation. |
Management | For | For | ||||||||
| 2. | Approve, on a non-binding, advisory basis, the compensation that may be paid or may become payable to Pinnacle Foods Inc.'s named executive officers in connection with, or following, the closing of the merger contemplated by the merger agreement. |
Management | For | For | ||||||||
| 3. | Approve adjournments of the Special Meeting, if necessary or appropriate, to solicit additional proxies in favor of the proposal to adopt the merger agreement at the time of the Special Meeting. |
Management | For | For | ||||||||
| UNILEVER PLC | ||||||||||||
| Security | 904767704 | Meeting Type | Special | |||||||||
| Ticker Symbol | UL | Meeting Date | 26-Oct-2018 | |||||||||
| ISIN | US9047677045 | Agenda | 934876915 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| C1. | To approve the Scheme. | Management | Abstain | Against | ||||||||
| E1. | To vote For or Against the Special Resolution | Management | Abstain | Against | ||||||||
| LIFEPOINT HEALTH, INC. | ||||||||||||
| Security | 53219L109 | Meeting Type | Special | |||||||||
| Ticker Symbol | LPNT | Meeting Date | 29-Oct-2018 | |||||||||
| ISIN | US53219L1098 | Agenda | 934883352 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | To adopt the Agreement and Plan of Merger, dated as of July 22, 2018, as it may be amended from time to time, by and among LifePoint Health, Inc., RegionalCare Hospital Partners Holdings, Inc. (D/B/A RCCH HealthCare Partners) and Legend Merger Sub, Inc. |
Management | For | For | ||||||||
| 2. | To approve one or more adjournments of the special meeting, if necessary or advisable, to solicit additional proxies if there are insufficient votes at the time of the special meeting to adopt the Agreement and Plan of Merger. |
Management | For | For | ||||||||
| 3. | To approve, on an advisory (non-binding) basis, the golden parachute compensation that may be payable to LifePoint Health, Inc.'s named executive officers in connection with the consummation of the merger. |
Management | For | For | ||||||||
| JOHN B. SANFILIPPO & SON, INC. | ||||||||||||
| Security | 800422107 | Meeting Type | Annual | |||||||||
| Ticker Symbol | JBSS | Meeting Date | 01-Nov-2018 | |||||||||
| ISIN | US8004221078 | Agenda | 934878438 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Governor Jim Edgar | For | For | |||||||||
| 2 | Ellen C. Taaffe | For | For | |||||||||
| 3 | Daniel M. Wright | For | For | |||||||||
| 2. | Ratification of the Audit Committee's appointment of PricewaterhouseCoopers LLP as our Independent Registered Public Accounting Firm for the 2019 fiscal year. |
Management | For | For | ||||||||
| 3. | Advisory vote to approve executive compensation. | Management | For | For | ||||||||
| COTY INC. | ||||||||||||
| Security | 222070203 | Meeting Type | Annual | |||||||||
| Ticker Symbol | COTY | Meeting Date | 06-Nov-2018 | |||||||||
| ISIN | US2220702037 | Agenda | 934880104 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Lambertus J. H. Becht | For | For | |||||||||
| 2 | Sabine Chalmers | For | For | |||||||||
| 3 | Joachim Faber | For | For | |||||||||
| 4 | Olivier Goudet | For | For | |||||||||
| 5 | Peter Harf | For | For | |||||||||
| 6 | Paul S. Michaels | For | For | |||||||||
| 7 | Camillo Pane | For | For | |||||||||
| 8 | Erhard Schoewel | For | For | |||||||||
| 9 | Robert Singer | For | For | |||||||||
| 2. | Approval, on an advisory (non-binding) basis, the compensation of Coty Inc.'s named executive officers, as disclosed in the proxy statement |
Management | For | For | ||||||||
| 3. | Ratification of the appointment of Deloitte & Touche LLP to serve as the Company's independent registered public accounting firm for the fiscal year ending June 30, 2019 |
Management | For | For | ||||||||
| K2M GROUP HOLDINGS, INC. | ||||||||||||
| Security | 48273J107 | Meeting Type | Special | |||||||||
| Ticker Symbol | KTWO | Meeting Date | 07-Nov-2018 | |||||||||
| ISIN | US48273J1079 | Agenda | 934886334 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | Adoption of the Agreement and Plan of Merger, dated as of August 29, 2018 (as it may be amended from time to time), by and among Stryker Corporation, Austin Merger Sub Corp. ("Merger Sub") and K2M Group Holdings, Inc. ("K2M") and approval of the transactions contemplated thereby, including the merger of Merger Sub with and into K2M (the "merger proposal"). |
Management | For | For | ||||||||
| 2. | Approval, on a non-binding advisory basis, of certain compensation that will or may be paid by K2M to its named executive officers that is based on or otherwise relates to the merger of Merger Sub with and into K2M (the "named executive officer merger-related compensation proposal"). |
Management | For | For | ||||||||
| 3. | Approval of the adjournment of the special meeting of K2M stockholders to a later date or dates, if necessary or appropriate, for the purpose of soliciting additional votes for the approval of the merger proposal if there are insufficient votes to approve the merger proposal at the time of the special meeting (the "adjournment proposal"). |
Management | For | For | ||||||||
| THE ESTEE LAUDER COMPANIES INC. | ||||||||||||
| Security | 518439104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | EL | Meeting Date | 13-Nov-2018 | |||||||||
| ISIN | US5184391044 | Agenda | 934879581 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Class I Director: Rose Marie Bravo Please note an Abstain Vote means a Withhold vote against this director. |
Management | For | For | ||||||||
| 1b. | Election of Class I Director: Paul J. Fribourg Please note an Abstain Vote means a Withhold vote against this director. |
Management | For | For | ||||||||
| 1c. | Election of Class I Director: Irvine O. Hockaday, Jr. Please note an Abstain Vote means a Withhold vote against this director. |
Management | For | For | ||||||||
| 1d. | Election of Class I Director: Jennifer Hyman Please note an Abstain Vote means a Withhold vote against this director. |
Management | For | For | ||||||||
| 1e. | Election of Class I Director: Barry S. Sternlicht Please note an Abstain Vote means a Withhold vote against this director. |
Management | For | For | ||||||||
| 2. | Ratification of appointment of KPMG LLP as independent auditors for the 2019 fiscal year. |
Management | For | For | ||||||||
| 3. | Advisory vote to approve executive compensation. | Management | For | For | ||||||||
| CARDIOVASCULAR SYSTEMS, INC. | ||||||||||||
| Security | 141619106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CSII | Meeting Date | 14-Nov-2018 | |||||||||
| ISIN | US1416191062 | Agenda | 934881435 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Class I Director: Scott Bartos | Management | For | For | ||||||||
| 1b. | Election of Class I Director: Edward Brown | Management | For | For | ||||||||
| 1c. | Election of Class I Director: Augustine Lawlor | Management | For | For | ||||||||
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm of the Company for its fiscal year ending June 30, 2019. |
Management | For | For | ||||||||
| 3. | To approve, on an advisory basis, the compensation paid to our named executive officers as disclosed in the proxy statement. |
Management | For | For | ||||||||
| CHR. HANSEN HOLDING A/S | ||||||||||||
| Security | K1830B107 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 29-Nov-2018 | ||||||||||
| ISIN | DK0060227585 | Agenda | 710169132 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | IN THE MAJORITY OF MEETINGS THE VOTES ARE CAST WITH THE REGISTRAR WHO WILL-FOLLOW CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE OF MEETINGS THERE IS NO-REGISTRAR AND CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN OF THE BOARD OR A-BOARD MEMBER AS PROXY. CLIENTS CAN ONLY EXPECT THEM TO ACCEPT PRO-MANAGEMENT-VOTES. THE ONLY WAY TO GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES ARE-REPRESENTED AT THE MEETING IS TO SEND YOUR OWN REPRESENTATIVE OR ATTEND THE-MEETING IN PERSON. THE SUB CUSTODIAN BANKS OFFER REPRESENTATION SERVICES FOR- AN ADDED FEE IF REQUESTED. THANK YOU |
Non-Voting | ||||||||||
| CMMT | PLEASE BE ADVISED THAT SPLIT AND PARTIAL VOTING IS NOT AUTHORISED FOR A-BENEFICIAL OWNER IN THE DANISH MARKET. PLEASE CONTACT YOUR GLOBAL CUSTODIAN-FOR FURTHER INFORMATION. |
Non-Voting | ||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE |
Non-Voting | ||||||||||
| 1 | REPORT ON THE COMPANY'S ACTIVITIES | Non-Voting | ||||||||||
| 2 | APPROVAL OF THE 2017/18 ANNUAL REPORT | Management | No Action | |||||||||
| 3 | RESOLUTION ON THE APPROPRIATION OF PROFIT: THE BOARD OF DIRECTORS PROPOSES THAT THE ANNUAL GENERAL MEETING APPROVE THE BOARD OF DIRECTORS' PROPOSAL FOR THE APPROPRIATION OF PROFIT AS STATED IN THE ANNUAL REPORT FOR 2017/18, INCLUDING A PROPOSAL TO DISTRIBUTE AN ORDINARY DIVIDEND OF DKK 6.47 PER SHARE OF DKK 10 IN CONNECTION WITH THE ANNUAL GENERAL MEETING, CORRESPONDING TO AN AMOUNT OF DKK 114 MILLION OR 50% OF THE PROFIT OF THE CHR. HANSEN GROUP FOR THE YEAR |
Management | No Action | |||||||||
| 4 | RESOLUTION ON REMUNERATION OF MEMBERS OF THE BOARD OF DIRECTORS |
Management | No Action | |||||||||
| 5.A | CONSIDERING THE COMPOSITION OF THE BOARD OF DIRECTORS, THE EXECUTIVE BOARD, AND THE INVESTOR BASE OF THE COMPANY, THE BOARD OF DIRECTORS PROPOSES THAT COMPANY ANNOUNCEMENTS BE PUBLISHED IN ENGLISH WITH DISCRETION TO THE BOARD OF DIRECTORS TO ALSO PUBLISH DANISH TRANSLATIONS THEREOF. IF APPROVED, THE FOLLOWING NEW ARTICLE 11.2 WILL BE INSERTED INTO THE COMPANY'S ARTICLES OF ASSOCIATION: "COMPANY ANNOUNCEMENTS WILL BE PUBLISHED IN ENGLISH. THE BOARD OF DIRECTORS MAY DECIDE TO ALSO PUBLISH DANISH TRANSLATIONS THEREOF." THE COMPANY WILL CONTINUE TO PUBLISH DANISH TRANSLATIONS OF COMPANY ANNOUNCEMENTS. AS PART OF THE PROPOSAL, THE EXISTING ARTICLE 9.5 ON CORPORATE LANGUAGE WILL BE INSERTED AS A NEW ARTICLE 11.1. THE SUBSEQUENT ARTICLE 9.6 WILL BE RENUMBERED |
Management | No Action | |||||||||
| 6.A.A | ELECTION OF A CHAIRMAN OF THE BOARD OF DIRECTORS: DOMINIQUE REINICHE |
Management | No Action | |||||||||
| 6.B.A | RE-ELECTION OF OTHER MEMBER TO THE BOARD OF DIRECTORS: JESPER BRANDGAARD |
Management | No Action | |||||||||
| 6.B.B | RE-ELECTION OF OTHER MEMBER TO THE BOARD OF DIRECTORS: LUIS CANTARELL |
Management | No Action | |||||||||
| 6.B.C | RE-ELECTION OF OTHER MEMBER TO THE BOARD OF DIRECTORS: HEIDI KLEINBACH-SAUTER |
Management | No Action | |||||||||
| 6.B.D | ELECTION OF OTHER MEMBER TO THE BOARD OF DIRECTORS: NIELS PEDER NIELSEN |
Management | No Action | |||||||||
| 6.B.E | RE-ELECTION OF OTHER MEMBER TO THE BOARD OF DIRECTORS: KRISTIAN VILLUMSEN |
Management | No Action | |||||||||
| 6.B.F | RE-ELECTION OF OTHER MEMBER TO THE BOARD OF DIRECTORS: MARK WILSON |
Management | No Action | |||||||||
| 7.A | RE-ELECTION OF PRICEWATERHOUSECOOPERS STATSAUTORISERET REVISIONSPARTNERSELSKAB AS A AUDITOR |
Management | No Action | |||||||||
| 8 | AUTHORIZATION OF THE CHAIRMAN OF THE ANNUAL GENERAL MEETING: THE BOARD OF DIRECTORS PROPOSES THAT THE ANNUAL GENERAL MEETING AUTHORIZE THE CHAIRMAN OF THE ANNUAL GENERAL MEETING (WITH A RIGHT OF SUBSTITUTION) TO FILE THE RESOLUTIONS PASSED WITH THE DANISH BUSINESS AUTHORITY AND TO MAKE ANY SUCH CHANGES AND ADDITIONS AS THE DANISH BUSINESS AUTHORITY MAY REQUIRE AS A CONDITION FOR REGISTERING OR APPROVING THE RESOLUTIONS PASSED |
Management | No Action | |||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN'-ONLY FOR RESOLUTION NUMBERS "6.A.A, 6.B.A TO 6.B.F AND 7.A". THANK YOU |
Non-Voting | ||||||||||
| CAMPBELL SOUP COMPANY | ||||||||||||
| Security | 134429109 | Meeting Type | Contested-Annual | |||||||||
| Ticker Symbol | CPB | Meeting Date | 29-Nov-2018 | |||||||||
| ISIN | US1344291091 | Agenda | 934887994 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Fabiola R. Arredondo | For | For | |||||||||
| 2 | Howard M. Averill | For | For | |||||||||
| 3 | Bennett Dorrance | For | For | |||||||||
| 4 | Maria Teresa Hilado | For | For | |||||||||
| 5 | Randall W. Larrimore | For | For | |||||||||
| 6 | Marc B. Lautenbach | For | For | |||||||||
| 7 | Mary Alice D. Malone | For | For | |||||||||
| 8 | Sara Mathew | For | For | |||||||||
| 9 | Keith R. McLoughlin | For | For | |||||||||
| 10 | Nick Shreiber | For | For | |||||||||
| 11 | Archbold D. van Beuren | For | For | |||||||||
| 12 | Les C. Vinney | For | For | |||||||||
| 2. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal 2019. |
Management | For | For | ||||||||
| 3. | Approval of an advisory resolution on the fiscal 2018 compensation of our named executive officers. |
Management | For | For | ||||||||
| THE HAIN CELESTIAL GROUP, INC. | ||||||||||||
| Security | 405217100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | HAIN | Meeting Date | 05-Dec-2018 | |||||||||
| ISIN | US4052171000 | Agenda | 934895802 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Celeste A. Clark | Management | For | For | ||||||||
| 1b. | Election of Director: Andrew R. Heyer | Management | For | For | ||||||||
| 1c. | Election of Director: R. Dean Hollis | Management | For | For | ||||||||
| 1d. | Election of Director: Shervin J. Korangy | Management | For | For | ||||||||
| 1e. | Election of Director: Roger Meltzer | Management | For | For | ||||||||
| 1f. | Election of Director: Mark Schiller | Management | For | For | ||||||||
| 1g. | Election of Director: Jack L. Sinclair | Management | For | For | ||||||||
| 1h. | Election of Director: Glenn W. Welling | Management | For | For | ||||||||
| 1i. | Election of Director: Dawn M. Zier | Management | For | For | ||||||||
| 2. | To approve, on an advisory basis, named executive officer compensation for the fiscal year ended June 30, 2018. |
Management | For | For | ||||||||
| 3. | To ratify the appointment of Ernst & Young LLP to act as registered independent accountants of the Company for the fiscal year ending June 30, 2019. |
Management | For | For | ||||||||
| SHIRE PLC | ||||||||||||
| Security | 82481R106 | Meeting Type | Special | |||||||||
| Ticker Symbol | SHPG | Meeting Date | 05-Dec-2018 | |||||||||
| ISIN | US82481R1068 | Agenda | 934899622 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | To approve the Scheme of Arrangement. | Management | For | For | ||||||||
| 2. | Special Resolution: THAT for the purpose of giving effect to the Scheme of Arrangement: (1) the Board of Directors of the Company (the "Board") be authorized to take all such action as they may consider necessary or appropriate for carrying the Scheme of Arrangement into effect, (2) the articles of association of the Company be amended by the adoption and inclusion of a new Article 154 and (3) conditional upon and with effect from the sanctioning of the Scheme of Arrangement ...(due to space limits, see proxy material for full proposal). |
Management | For | For | ||||||||
| MEDTRONIC PLC | ||||||||||||
| Security | G5960L103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MDT | Meeting Date | 07-Dec-2018 | |||||||||
| ISIN | IE00BTN1Y115 | Agenda | 934889215 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Richard H. Anderson | Management | For | For | ||||||||
| 1b. | Election of Director: Craig Arnold | Management | For | For | ||||||||
| 1c. | Election of Director: Scott C. Donnelly | Management | For | For | ||||||||
| 1d. | Election of Director: Randall J. Hogan III | Management | For | For | ||||||||
| 1e. | Election of Director: Omar Ishrak | Management | For | For | ||||||||
| 1f. | Election of Director: Michael O. Leavitt | Management | For | For | ||||||||
| 1g. | Election of Director: James T. Lenehan | Management | For | For | ||||||||
| 1h. | Election of Director: Elizabeth Nabel, M.D. | Management | For | For | ||||||||
| 1i. | Election of Director: Denise M. O'Leary | Management | For | For | ||||||||
| 1j. | Election of Director: Kendall J. Powell | Management | For | For | ||||||||
| 2. | To ratify, in a non-binding vote, the re-appointment of PricewaterhouseCoopers LLP as Medtronic's independent auditor for fiscal year 2019 and authorize the Board of Directors, acting through the Audit Committee, to set the auditor's remuneration. |
Management | For | For | ||||||||
| 3. | To approve in a non-binding advisory vote, named executive officer compensation (a "Say-on-Pay" vote). |
Management | For | For | ||||||||
| UNITED NATURAL FOODS, INC. | ||||||||||||
| Security | 911163103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | UNFI | Meeting Date | 18-Dec-2018 | |||||||||
| ISIN | US9111631035 | Agenda | 934896296 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Eric F. Artz | Management | For | For | ||||||||
| 1b. | Election of Director: Ann Torre Bates | Management | For | For | ||||||||
| 1c. | Election of Director: Denise M. Clark | Management | For | For | ||||||||
| 1d. | Election of Director: Daphne J. Dufresne | Management | For | For | ||||||||
| 1e. | Election of Director: Michael S. Funk | Management | For | For | ||||||||
| 1f. | Election of Director: James P. Heffernan | Management | For | For | ||||||||
| 1g. | Election of Director: Peter A. Roy | Management | For | For | ||||||||
| 1h. | Election of Director: Steven L. Spinner | Management | For | For | ||||||||
| 2. | Ratification of the selection of KPMG LLP as our independent registered public accounting firm for the fiscal year ending August 3, 2019. |
Management | For | For | ||||||||
| 3. | To approve, on an advisory basis, our executive compensation. |
Management | For | For | ||||||||
| SPARTON CORPORATION | ||||||||||||
| Security | 847235108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | SPA | Meeting Date | 20-Dec-2018 | |||||||||
| ISIN | US8472351084 | Agenda | 934902936 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A | Election of Director: Alan L. Bazaar | Management | Abstain | Against | ||||||||
| 1B | Election of Director: James D. Fast | Management | Abstain | Against | ||||||||
| 1C | Election of Director: Joseph J. Hartnett | Management | Abstain | Against | ||||||||
| 1D | Election of Director: Charles R. Kummeth | Management | Abstain | Against | ||||||||
| 1E | Election of Director: James R. Swartwout | Management | Abstain | Against | ||||||||
| 1F | Election of Director: Frank A. Wilson | Management | Abstain | Against | ||||||||
| 2 | Ratification of the appointment of BDO USA, LLP as independent registered public accountants for the Company for the fiscal year ending June 30, 2019 by advisory vote. |
Management | For | For | ||||||||
| 3 | To approve the Named Executive Officer compensation by an advisory vote. |
Management | For | For | ||||||||
| MELINTA THERAPEUTICS, INC. | ||||||||||||
| Security | 58549G100 | Meeting Type | Special | |||||||||
| Ticker Symbol | MLNT | Meeting Date | 20-Dec-2018 | |||||||||
| ISIN | US58549G1004 | Agenda | 934909966 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | To approve an amendment to Melinta's Certificate of Incorporation to increase the number of authorized shares of Melinta common stock from 80,000,000 to 155,000,000. |
Management | For | For | ||||||||
| 2. | To approve the issuance and sale of Melinta common stock pursuant to the Purchase Agreement. |
Management | For | For | ||||||||
| 3. | To adjourn the Special Meeting, if necessary, if a quorum is present, to solicit additional proxies, in the event that there are not sufficient votes at the time of the Special Meeting to approve Proposal 1 or 2. |
Management | For | For | ||||||||
| AKORN, INC. | ||||||||||||
| Security | 009728106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | AKRX | Meeting Date | 27-Dec-2018 | |||||||||
| ISIN | US0097281069 | Agenda | 934905108 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Kenneth Abramowitz | Withheld | Against | |||||||||
| 2 | Adrienne Graves, Ph.D. | For | For | |||||||||
| 3 | Ronald Johnson | Withheld | Against | |||||||||
| 4 | Steven Meyer | Withheld | Against | |||||||||
| 5 | Terry Allison Rappuhn | Withheld | Against | |||||||||
| 6 | Brian Tambi | For | For | |||||||||
| 7 | Alan Weinstein | For | For | |||||||||
| 2. | Proposal to ratify the appointment of BDO USA, LLP as the Company's independent registered public accounting firm for the year ending December 31, 2018. |
Management | For | For | ||||||||
| 3. | Proposal to approve, through a non-binding advisory vote, the Company's executive compensation program as described in the Company's 2018 proxy statement. |
Management | For | For | ||||||||
| BECTON, DICKINSON AND COMPANY | ||||||||||||
| Security | 075887109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BDX | Meeting Date | 22-Jan-2019 | |||||||||
| ISIN | US0758871091 | Agenda | 934913117 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Catherine M. Burzik | Management | For | For | ||||||||
| 1b. | Election of Director: R. Andrew Eckert | Management | For | For | ||||||||
| 1c. | Election of Director: Vincent A. Forlenza | Management | For | For | ||||||||
| 1d. | Election of Director: Claire M. Fraser | Management | For | For | ||||||||
| 1e. | Election of Director: Jeffrey W. Henderson | Management | For | For | ||||||||
| 1f. | Election of Director: Christopher Jones | Management | For | For | ||||||||
| 1g. | Election of Director: Marshall O. Larsen | Management | For | For | ||||||||
| 1h. | Election of Director: David F. Melcher | Management | For | For | ||||||||
| 1i. | Election of Director: Claire Pomeroy | Management | For | For | ||||||||
| 1j. | Election of Director: Rebecca W. Rimel | Management | For | For | ||||||||
| 1k. | Election of Director: Timothy M. Ring | Management | For | For | ||||||||
| 1l. | Election of Director: Bertram L. Scott | Management | For | For | ||||||||
| 2. | Ratification of selection of independent registered public accounting firm. |
Management | For | For | ||||||||
| 3. | Advisory vote to approve named executive officer compensation. |
Management | For | For | ||||||||
| 4. | Amendment to BD's Restated Certificate of Incorporation. | Management | For | For | ||||||||
| POST HOLDINGS, INC. | ||||||||||||
| Security | 737446104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | POST | Meeting Date | 24-Jan-2019 | |||||||||
| ISIN | US7374461041 | Agenda | 934910604 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Gregory L. Curl | For | For | |||||||||
| 2 | Ellen F. Harshman | For | For | |||||||||
| 3 | David P. Skarie | For | For | |||||||||
| 2. | Ratification of PricewaterhouseCoopers LLP as the Company's Independent Registered Public Accounting Firm for the fiscal year ending September 30, 2019. |
Management | For | For | ||||||||
| 3. | Advisory approval of the Company's executive compensation. |
Management | For | For | ||||||||
| 4. | Advisory approval on the frequency of the advisory approval of the Company's executive compensation. |
Management | 1 Year | For | ||||||||
| 5. | Approval of the Post Holdings, Inc. 2019 Long-Term Incentive Plan. |
Management | Against | Against | ||||||||
| WALGREENS BOOTS ALLIANCE, INC. | ||||||||||||
| Security | 931427108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | WBA | Meeting Date | 25-Jan-2019 | |||||||||
| ISIN | US9314271084 | Agenda | 934909827 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Jose E. Almeida | Management | For | For | ||||||||
| 1b. | Election of Director: Janice M. Babiak | Management | For | For | ||||||||
| 1c. | Election of Director: David J. Brailer | Management | For | For | ||||||||
| 1d. | Election of Director: William C. Foote | Management | For | For | ||||||||
| 1e. | Election of Director: Ginger L. Graham | Management | For | For | ||||||||
| 1f. | Election of Director: John A. Lederer | Management | For | For | ||||||||
| 1g. | Election of Director: Dominic P. Murphy | Management | For | For | ||||||||
| 1h. | Election of Director: Stefano Pessina | Management | For | For | ||||||||
| 1i. | Election of Director: Leonard D. Schaeffer | Management | For | For | ||||||||
| 1j. | Election of Director: Nancy M. Schlichting | Management | For | For | ||||||||
| 1k. | Election of Director: James A. Skinner | Management | For | For | ||||||||
| 2. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for fiscal year 2019. |
Management | For | For | ||||||||
| 3. | Advisory vote to approve named executive officer compensation. |
Management | For | For | ||||||||
| 4. | Approval of the amendment and restatement of the Walgreens Boots Alliance, Inc. Employee Stock Purchase Plan. |
Management | For | For | ||||||||
| 5. | Stockholder proposal requesting an independent Board Chairman. |
Shareholder | Against | For | ||||||||
| 6. | Stockholder proposal regarding the use of GAAP financial metrics for purposes of determining senior executive compensation. |
Shareholder | Against | For | ||||||||
| 7. | Stockholder proposal requesting report on governance measures related to opioids. |
Shareholder | Abstain | Against | ||||||||
| 8. | Stockholder proposal regarding the ownership threshold for calling special meetings of stockholders. |
Shareholder | Against | For | ||||||||
| ENERGIZER HOLDINGS, INC. | ||||||||||||
| Security | 29272W109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ENR | Meeting Date | 28-Jan-2019 | |||||||||
| ISIN | US29272W1099 | Agenda | 934912533 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Bill G. Armstrong | Management | For | For | ||||||||
| 1B. | Election of Director: Alan R. Hoskins | Management | For | For | ||||||||
| 1C. | Election of Director: Kevin J. Hunt | Management | For | For | ||||||||
| 1D. | Election of Director: James C. Johnson | Management | For | For | ||||||||
| 1E. | Election of Director: W. Patrick McGinnis | Management | For | For | ||||||||
| 1F. | Election of Director: Patrick J. Moore | Management | For | For | ||||||||
| 1G. | Election of Director: J. Patrick Mulcahy | Management | For | For | ||||||||
| 1H. | Election of Director: Nneka L. Rimmer | Management | For | For | ||||||||
| 1I. | Election of Director: Robert V. Vitale | Management | For | For | ||||||||
| 2. | Advisory, non-binding vote on executive compensation. | Management | For | For | ||||||||
| 3. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for fiscal 2019. |
Management | For | For | ||||||||
| EDGEWELL PERSONAL CARE COMPANY | ||||||||||||
| Security | 28035Q102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | EPC | Meeting Date | 01-Feb-2019 | |||||||||
| ISIN | US28035Q1022 | Agenda | 934913472 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: David P. Hatfield | Management | For | For | ||||||||
| 1b. | Election of Director: Robert W. Black | Management | For | For | ||||||||
| 1c. | Election of Director: George R. Corbin | Management | For | For | ||||||||
| 1d. | Election of Director: Daniel J. Heinrich | Management | For | For | ||||||||
| 1e. | Election of Director: Carla C. Hendra | Management | For | For | ||||||||
| 1f. | Election of Director: R. David Hoover | Management | For | For | ||||||||
| 1g. | Election of Director: John C. Hunter, III | Management | For | For | ||||||||
| 1h. | Election of Director: James C. Johnson | Management | For | For | ||||||||
| 1i. | Election of Director: Elizabeth Valk Long | Management | For | For | ||||||||
| 1j. | Election of Director: Joseph D. O'Leary | Management | For | For | ||||||||
| 1k. | Election of Director: Rakesh Sachdev | Management | For | For | ||||||||
| 1l. | Election of Director: Gary K. Waring | Management | For | For | ||||||||
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for fiscal 2019. |
Management | For | For | ||||||||
| 3. | To cast a non-binding advisory vote on executive compensation. |
Management | For | For | ||||||||
| ATHENAHEALTH INC | ||||||||||||
| Security | 04685W103 | Meeting Type | Special | |||||||||
| Ticker Symbol | ATHN | Meeting Date | 07-Feb-2019 | |||||||||
| ISIN | US04685W1036 | Agenda | 934917305 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | To adopt the Agreement and Plan of Merger, dated as of November 11, 2018 (the merger agreement), among May Holding Corp., May Merger Sub Inc. and athenahealth (the merger). |
Management | For | For | ||||||||
| 2. | To approve, on a non-binding advisory basis, specified compensation that may be paid or become payable to the named executive officers of athenahealth in connection with the merger and contemplated by the merger agreement. |
Management | For | For | ||||||||
| 3. | To approve the adjournment of the special meeting to a later date or time if necessary or appropriate, including to solicit additional proxies in favor of the proposal to adopt the merger agreement if there are insufficient votes at the time of the special meeting to adopt the merger agreement. |
Management | For | For | ||||||||
| INGLES MARKETS, INCORPORATED | ||||||||||||
| Security | 457030104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | IMKTA | Meeting Date | 12-Feb-2019 | |||||||||
| ISIN | US4570301048 | Agenda | 934917204 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Ernest E. Ferguson | For | For | |||||||||
| 2 | John R. Lowden | For | For | |||||||||
| 2. | Stockholder proposal to give each share one equal vote. | Shareholder | Against | For | ||||||||
| SURMODICS, INC. | ||||||||||||
| Security | 868873100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | SRDX | Meeting Date | 13-Feb-2019 | |||||||||
| ISIN | US8688731004 | Agenda | 934917052 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Ronald B. Kalich | For | For | |||||||||
| 2 | Shawn T McCormick | For | For | |||||||||
| 2. | Set the number of directors at seven (7). | Management | For | For | ||||||||
| 3. | Ratify the appointment of Deloitte & Touche LLP as Surmodics' independent registered public accounting firm for fiscal year 2019. |
Management | For | For | ||||||||
| 4. | Approve, in a non-binding advisory vote, the Company's executive compensation. |
Management | For | For | ||||||||
| 5. | Approve the Surmodics, Inc. 2019 Equity Incentive Plan. | Management | Against | Against | ||||||||
| MELINTA THERAPEUTICS, INC. | ||||||||||||
| Security | 58549G100 | Meeting Type | Special | |||||||||
| Ticker Symbol | MLNT | Meeting Date | 19-Feb-2019 | |||||||||
| ISIN | US58549G1004 | Agenda | 934925655 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | To approve an amendment to Melinta's Certificate of Incorporation to authorize a reverse stock split of the issued and outstanding shares of Melinta common stock |
Management | For | For | ||||||||
| 2. | To approve an amendment to Melinta's Certificate of Incorporation to increase the number of authorized shares of Melinta common stock from 80,000,000 to 275,000,000 to accommodate, in part, the conversion of any of the Vatera Convertible Loans and to accommodate the conversion of up to $74 million of the Deerfield Convertible Loan pursuant to the terms of the Deerfield Facility Amendment |
Management | For | For | ||||||||
| 3. | To approve the issuance and sale of the Vatera Convertible Loans, and the issuance of the underlying shares of preferred stock and common stock upon conversion of the Vatera Convertible Loans, for purposes of applicable Nasdaq rules |
Management | For | For | ||||||||
| 4A. | To authorize an amendment to the Company's 2018 Stock Incentive Plan to increase the number of shares reserved and available for issuance by 2,000,000 shares specifically for issuance to the Chief Executive Officer |
Management | Against | Against | ||||||||
| 4B. | To authorize an amendment to the Company's 2018 Stock Incentive Plan to increase the number of shares reserved and available for issuance by 3,000,000 shares for general issuances under the amended 2018 Stock Incentive Plan |
Management | Against | Against | ||||||||
| 5. | To adjourn the Special Meeting, if necessary, if a quorum is present, to solicit additional proxies, in the event that there are not sufficient votes at the time of the Special Meeting to approve the proposals above |
Management | For | For | ||||||||
| AMERISOURCEBERGEN CORPORATION | ||||||||||||
| Security | 03073E105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ABC | Meeting Date | 28-Feb-2019 | |||||||||
| ISIN | US03073E1055 | Agenda | 934920720 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1.1 | Election of Director: Ornella Barra | Management | For | For | ||||||||
| 1.2 | Election of Director: Steven H. Collis | Management | For | For | ||||||||
| 1.3 | Election of Director: D. Mark Durcan | Management | For | For | ||||||||
| 1.4 | Election of Director: Richard W. Gochnauer | Management | For | For | ||||||||
| 1.5 | Election of Director: Lon R. Greenberg | Management | For | For | ||||||||
| 1.6 | Election of Director: Jane E. Henney, M.D. | Management | For | For | ||||||||
| 1.7 | Election of Director: Kathleen W. Hyle | Management | For | For | ||||||||
| 1.8 | Election of Director: Michael J. Long | Management | For | For | ||||||||
| 1.9 | Election of Director: Henry W. McGee | Management | For | For | ||||||||
| 2. | Ratification of Ernst & Young LLP as independent registered public accounting firm for fiscal year 2019. |
Management | For | For | ||||||||
| 3. | Advisory vote to approve the compensation of named executive officers. |
Management | For | For | ||||||||
| 4. | Stockholder proposal, if properly presented, to permit stockholders to act by written consent. |
Shareholder | Against | For | ||||||||
| 5. | Stockholder proposal, if properly presented, to urge the Board to adopt a policy that no financial performance metric be adjusted to exclude legal or compliance costs in determining executive compensation. |
Shareholder | Abstain | Against | ||||||||
| SPARTON CORPORATION | ||||||||||||
| Security | 847235108 | Meeting Type | Special | |||||||||
| Ticker Symbol | SPA | Meeting Date | 01-Mar-2019 | |||||||||
| ISIN | US8472351084 | Agenda | 934923586 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | Proposal to adopt the Agreement and Plan of Merger, dated as of December 11, 2018, by and among Sparton Corporation, Striker Parent 2018, LLC, and Striker Merger Sub 2018, Inc.(the "Merger Agreement"). |
Management | For | For | ||||||||
| 2. | Proposal to approve, on a non-binding, advisory basis, the compensation that certain executive officers of the Company may receive in connection with the merger pursuant to agreements or arrangements with the Company. |
Management | For | For | ||||||||
| 3. | Proposal to approve one or more adjournments of the special meeting, if necessary or advisable, to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the special meeting. |
Management | For | For | ||||||||
| THE COOPER COMPANIES, INC. | ||||||||||||
| Security | 216648402 | Meeting Type | Annual | |||||||||
| Ticker Symbol | COO | Meeting Date | 18-Mar-2019 | |||||||||
| ISIN | US2166484020 | Agenda | 934924413 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: A. Thomas Bender | Management | For | For | ||||||||
| 1B. | Election of Director: Colleen E. Jay | Management | For | For | ||||||||
| 1C. | Election of Director: Michael H. Kalkstein | Management | For | For | ||||||||
| 1D. | Election of Director: William A. Kozy | Management | For | For | ||||||||
| 1E. | Election of Director: Jody S. Lindell | Management | For | For | ||||||||
| 1F. | Election of Director: Gary S. Petersmeyer | Management | For | For | ||||||||
| 1G. | Election of Director: Allan E. Rubenstein, M.D. | Management | For | For | ||||||||
| 1H. | Election of Director: Robert S. Weiss | Management | For | For | ||||||||
| 1I. | Election of Director: Albert G. White III | Management | For | For | ||||||||
| 2. | Ratification of the appointment of KPMG LLP as the independent registered public accounting firm for The Cooper Companies, Inc. for the fiscal year ending October 31, 2019 |
Management | For | For | ||||||||
| 3. | Approve the 2019 Employee Stock Purchase Plan. | Management | For | For | ||||||||
| 4. | An advisory vote on the compensation of our named executive officers as presented in the Proxy Statement. |
Management | For | For | ||||||||
| SUNTORY BEVERAGE & FOOD LIMITED | ||||||||||||
| Security | J78186103 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 28-Mar-2019 | ||||||||||
| ISIN | JP3336560002 | Agenda | 710595375 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | ||||||||
| 2.1 | Appoint a Director who is not Audit and Supervisory Committee Member Kogo, Saburo |
Management | Against | Against | ||||||||
| 2.2 | Appoint a Director who is not Audit and Supervisory Committee Member Saito, Kazuhiro |
Management | For | For | ||||||||
| 2.3 | Appoint a Director who is not Audit and Supervisory Committee Member Tsujimura, Hideo |
Management | For | For | ||||||||
| 2.4 | Appoint a Director who is not Audit and Supervisory Committee Member Yamazaki, Yuji |
Management | For | For | ||||||||
| 2.5 | Appoint a Director who is not Audit and Supervisory Committee Member Kimura, Josuke |
Management | For | For | ||||||||
| 2.6 | Appoint a Director who is not Audit and Supervisory Committee Member Torii, Nobuhiro |
Management | For | For | ||||||||
| 2.7 | Appoint a Director who is not Audit and Supervisory Committee Member Inoue, Yukari |
Management | For | For | ||||||||
| 3.1 | Appoint a Director who is Audit and Supervisory Committee Member Uchida, Harumichi |
Management | For | For | ||||||||
| 3.2 | Appoint a Director who is Audit and Supervisory Committee Member Masuyama, Mika |
Management | For | For | ||||||||
| 4 | Appoint a Substitute Director who is Audit and Supervisory Committee Member Amitani, Mitsuhiro |
Management | For | For | ||||||||
| CLEMENTIA PHARMACEUTICALS INC. | ||||||||||||
| Security | 185575107 | Meeting Type | Special | |||||||||
| Ticker Symbol | CMTA | Meeting Date | 09-Apr-2019 | |||||||||
| ISIN | CA1855751071 | Agenda | 934948526 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | Pass, with or without variation, a special resolution, the full text of which is set forth in Appendix "A" to the management information circular of Clementia Pharmaceuticals Inc. dated March 7, 2019 (the "Information Circular"), approving the statutory plan of arrangement under section 192 of the Canada Business Corporations Act involving Clementia Pharmaceuticals Inc., Ipsen S.A. and 11188291 Canada Inc., as more particularly described in the Information Circular. |
Management | For | For | ||||||||
| MASSIMO ZANETTI BEVERAGE GROUP S.P.A. | ||||||||||||
| Security | T6S62K106 | Meeting Type | Ordinary General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 10-Apr-2019 | ||||||||||
| ISIN | IT0005042467 | Agenda | 710677204 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | TO APPROVE BALANCE SHEET AS OF 31 DECEMBER 2018, TOGETHER WITH BOARD OF DIRECTORS REPORT ON MANAGEMENT, INTERNAL AND EXTERNAL AUDITORS' REPORTS. NET INCOME ALLOCATION AND DIVIDEND DISTRIBUTION TO SHAREHOLDERS. RESOLUTIONS RELATED THERETO. CONSOLIDATED BALANCE SHEET AS OF 31 DECEMBER 2018 |
Management | For | For | ||||||||
| 2 | REWARDING REPORT AS PER ART. 123-TER OF THE LEGISLATIVE DECREE 24 FEBRUARY 1998, N.58 AND ART. 84-QUATER OF CONSOB REGULATION N. 11971/1999. RESOLUTIONS RELATED TO THE REWARDING POLICY OF THE COMPANY STATED IN THE FIRST PART OF THE REPORT |
Management | For | For | ||||||||
| 3 | TO APPOINT ONE DIRECTOR FURTHER TO RESIGNATION AND CO-OPTION BY THE BOARD OF DIRECTORS (AS PER ART. 2386 OF THE ITALIAN CIVIL CODE), RESOLUTIONS RELATED THERETO: ELECT LEONARDO ROSSI AS DIRECTOR |
Management | For | For | ||||||||
| CMMT | PLEASE NOTE THAT THE ITALIAN LANGUAGE AGENDA IS AVAILABLE BY CLICKING ON THE-URL LINK:- HTTPS://MATERIALS.PROXYVOTE.COM/APPROVED/ 99999Z/19840101/NPS_384555.PDF |
Non-Voting | ||||||||||
| CMMT | 12 MAR 2019: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF TEXT-OF RESOLUTION 3. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. |
Non-Voting | ||||||||||
| NESTLE S.A. | ||||||||||||
| Security | H57312649 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 11-Apr-2019 | ||||||||||
| ISIN | CH0038863350 | Agenda | 710701031 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE |
Non-Voting | ||||||||||
| 1.1 | APPROVAL OF THE ANNUAL REVIEW, THE FINANCIAL STATEMENTS OF NESTLE S.A. AND THE CONSOLIDATED FINANCIAL STATEMENTS OF THE NESTLE GROUP FOR 2018 |
Management | No Action | |||||||||
| 1.2 | ACCEPTANCE OF THE COMPENSATION REPORT 2018 (ADVISORY VOTE) |
Management | No Action | |||||||||
| 2 | DISCHARGE TO THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE MANAGEMENT |
Management | No Action | |||||||||
| 3 | APPROPRIATION OF PROFIT RESULTING FROM THE BALANCE SHEET OF NESTLE S.A. (PROPOSED DIVIDEND) FOR THE FINANCIAL YEAR 2018: CHF 2.45 PER SHARE |
Management | No Action | |||||||||
| 4.1.1 | RE-ELECTION AS MEMBER AND CHAIRMAN OF THE BOARD OF DIRECTORS: MR PAUL BULCKE |
Management | No Action | |||||||||
| 4.1.2 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: MR ULF MARK SCHNEIDER |
Management | No Action | |||||||||
| 4.1.3 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: MR HENRI DE CASTRIES |
Management | No Action | |||||||||
| 4.1.4 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: MR BEAT W. HESS |
Management | No Action | |||||||||
| 4.1.5 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: MR RENATO FASSBIND |
Management | No Action | |||||||||
| 4.1.6 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: MS ANN M. VENEMAN |
Management | No Action | |||||||||
| 4.1.7 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: MS EVA CHENG |
Management | No Action | |||||||||
| 4.1.8 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: MR PATRICK AEBISCHER |
Management | No Action | |||||||||
| 4.1.9 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: MS URSULA M. BURNS |
Management | No Action | |||||||||
| 4.110 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: MR KASPER RORSTED |
Management | No Action | |||||||||
| 4.111 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: MR PABLO ISLA |
Management | No Action | |||||||||
| 4.112 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: MS KIMBERLY A. ROSS |
Management | No Action | |||||||||
| 4.2.1 | ELECTION TO THE BOARD OF DIRECTORS: MR DICK BOER |
Management | No Action | |||||||||
| 4.2.2 | ELECTION TO THE BOARD OF DIRECTORS: MR DINESH PALIWAL |
Management | No Action | |||||||||
| 4.3.1 | ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: MR BEAT W. HESS |
Management | No Action | |||||||||
| 4.3.2 | ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: MR PATRICK AEBISCHER |
Management | No Action | |||||||||
| 4.3.3 | ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: MS URSULA M. BURNS |
Management | No Action | |||||||||
| 4.3.4 | ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: MR PABLO ISLA |
Management | No Action | |||||||||
| 4.4 | ELECTION OF THE STATUTORY AUDITORS: KPMG SA, GENEVA BRANCH |
Management | No Action | |||||||||
| 4.5 | ELECTION OF THE INDEPENDENT REPRESENTATIVE: HARTMANN DREYER, ATTORNEYS-AT-LAW |
Management | No Action | |||||||||
| 5.1 | APPROVAL OF THE COMPENSATION OF THE BOARD OF DIRECTORS |
Management | No Action | |||||||||
| 5.2 | APPROVAL OF THE COMPENSATION OF THE EXECUTIVE BOARD |
Management | No Action | |||||||||
| 6 | CAPITAL REDUCTION (BY CANCELLATION OF SHARES) |
Management | No Action | |||||||||
| 7 | IN THE EVENT OF ANY YET UNKNOWN NEW OR MODIFIED PROPOSAL BY A SHAREHOLDER DURING THE GENERAL MEETING, I INSTRUCT THE INDEPENDENT REPRESENTATIVE TO VOTE AS FOLLOWS: (YES = VOTE IN FAVOR OF ANY SUCH YET UNKNOWN PROPOSAL, NO = VOTE AGAINST ANY SUCH YET UNKNOWN PROPOSAL, ABSTAIN = ABSTAIN FROM VOTING) - THE BOARD OF DIRECTORS RECOMMENDS TO VOTE NO ON ANY SUCH YET UNKNOWN PROPOSAL |
Shareholder | No Action | |||||||||
| CMMT | 22 MAR 2019: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF DIVIDEND-AMOUNT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN-UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU |
Non-Voting | ||||||||||
| SMITH & NEPHEW PLC | ||||||||||||
| Security | 83175M205 | Meeting Type | Annual | |||||||||
| Ticker Symbol | SNN | Meeting Date | 11-Apr-2019 | |||||||||
| ISIN | US83175M2052 | Agenda | 934935290 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| O1 | To receive the audited accounts. | Management | For | For | ||||||||
| O2 | To approve the Directors' Remuneration Report (excluding policy) |
Management | Against | Against | ||||||||
| O3 | To declare a final dividend. | Management | For | For | ||||||||
| O4 | Election/Re-Election of Director: Graham Baker | Management | For | For | ||||||||
| O5 | Election/Re-Election of Director: Vinita Bali | Management | For | For | ||||||||
| O6 | Election/Re-Election of Director: The Rt. Hon Baroness Virginia Bottomley |
Management | For | For | ||||||||
| O7 | Election/Re-Election of Director: Roland Diggelmann | Management | For | For | ||||||||
| O8 | Election/Re-Election of Director: Erik Engstrom | Management | For | For | ||||||||
| O9 | Election/Re-Election of Director: Robin Freestone | Management | For | For | ||||||||
| O10 | Election/Re-Election of Director: Namal Nawana | Management | For | For | ||||||||
| O11 | Election/Re-Election of Director: Marc Owen | Management | For | For | ||||||||
| O12 | Election/Re-Election of Director: Angie Risley | Management | For | For | ||||||||
| O13 | Election/Re-Election of Director: Roberto Quarta | Management | For | For | ||||||||
| O14 | To re-appoint the Auditor. | Management | For | For | ||||||||
| O15 | To authorise the Directors to determine the remuneration of the Auditor. |
Management | For | For | ||||||||
| O16 | To renew the Directors' authority to allot shares. | Management | For | For | ||||||||
| S17 | To renew the Directors' authority for the disapplication of the pre-emption rights. |
Management | For | For | ||||||||
| S18 | To renew the Directors' limited authority to make market purchases of the Company's own shares. |
Management | For | For | ||||||||
| S19 | To authorise general meetings to be held on 14 clear days' notice. |
Management | For | For | ||||||||
| S20 | To adopt new Articles of Association. | Management | For | For | ||||||||
| BRISTOL-MYERS SQUIBB COMPANY | ||||||||||||
| Security | 110122108 | Meeting Type | Contested-Special | |||||||||
| Ticker Symbol | BMY | Meeting Date | 12-Apr-2019 | |||||||||
| ISIN | US1101221083 | Agenda | 934932751 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | Stock Issuance Proposal: To approve the issuance of shares of Bristol-Myers Squibb Company common stock to stockholders of Celgene Corporation in the merger between Celgene Corporation and Burgundy Merger Sub, Inc., a wholly-owned subsidiary of Bristol-Myers Squibb Company, pursuant to the terms and conditions of the Agreement and Plan of Merger, dated as of January 2, 2019, as it may be amended from time to time, among Bristol-Myers Squibb Company, Burgundy Merger Sub, Inc. and Celgene Corporation. |
Management | For | For | ||||||||
| 2. | Adjournment Proposal: To approve the adjournment from time to time of the special meeting of the stockholders of Bristol- Myers Squibb Company if necessary to solicit additional proxies if there are not sufficient votes at the time of the special meeting, or any adjournment or postponement thereof, to approve the Stock Issuance Proposal. |
Management | For | For | ||||||||
| CELGENE CORPORATION | ||||||||||||
| Security | 151020104 | Meeting Type | Special | |||||||||
| Ticker Symbol | CELG | Meeting Date | 12-Apr-2019 | |||||||||
| ISIN | US1510201049 | Agenda | 934934274 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | Adoption of the Agreement and Plan of Merger, dated as of January 2, 2019, as it may be amended from time to time (the merger agreement), among Bristol-Myers Squibb Company, a Delaware corporation (Bristol-Myers Squibb), Burgundy Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of Bristol-Myers Squibb, and Celgene Corporation (Celgene), pursuant to which Burgundy Merger Sub, Inc. will be merged with and into Celgene (the merger). |
Management | For | For | ||||||||
| 2 | Approval of the adjournment from time to time of the special meeting of the stockholders of Celgene (the Celgene special meeting) if necessary to solicit additional proxies if there are not sufficient votes to adopt the merger agreement at the time of the Celgene special meeting or any adjournment or postponement thereof. |
Management | For | For | ||||||||
| 3 | Approval, on an advisory (non-binding) basis, of the compensation that will or may be paid or provided by Celgene to its named executive officers in connection with the merger. |
Management | For | For | ||||||||
| CELGENE CORPORATION | ||||||||||||
| Security | 151020104 | Meeting Type | Special | |||||||||
| Ticker Symbol | CELG | Meeting Date | 12-Apr-2019 | |||||||||
| ISIN | US1510201049 | Agenda | 934939642 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | Adoption of the Agreement and Plan of Merger, dated as of January 2, 2019, as it may be amended from time to time (the merger agreement), among Bristol-Myers Squibb Company, a Delaware corporation (Bristol-Myers Squibb), Burgundy Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of Bristol-Myers Squibb, and Celgene Corporation (Celgene), pursuant to which Burgundy Merger Sub, Inc. will be merged with and into Celgene (the merger). |
Management | For | For | ||||||||
| 2. | Approval of the adjournment from time to time of the special meeting of the stockholders of Celgene (the Celgene special meeting) if necessary to solicit additional proxies if there are not sufficient votes to adopt the merger agreement at the time of the Celgene special meeting or any adjournment or postponement thereof. |
Management | For | For | ||||||||
| 3. | Approval, on an advisory (non-binding) basis, of the compensation that will or may be paid or provided by Celgene to its named executive officers in connection with the merger. |
Management | For | For | ||||||||
| BRISTOL-MYERS SQUIBB COMPANY | ||||||||||||
| Security | 110122108 | Meeting Type | Contested-Special | |||||||||
| Ticker Symbol | BMY | Meeting Date | 12-Apr-2019 | |||||||||
| ISIN | US1101221083 | Agenda | 934939654 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | Stock Issuance Proposal: To approve the issuance of shares of Bristol-Myers Squibb Company common stock to stockholders of Celgene Corporation in the merger between Celgene Corporation and Burgundy Merger Sub, Inc., a wholly-owned subsidiary of Bristol-Myers Squibb Company, pursuant to the terms and conditions of the Agreement and Plan of Merger, dated as of January 2, 2019, as it may be amended from time to time, among Bristol-Myers Squibb Company, Burgundy Merger Sub, Inc. and Celgene Corporation. |
Management | For | For | ||||||||
| 2. | Adjournment Proposal: To approve the adjournment from time to time of the special meeting of the stockholders of Bristol- Myers Squibb Company if necessary to solicit additional proxies if there are not sufficient votes at the time of the special meeting, or any adjournment or postponement thereof, to approve the Stock Issuance Proposal. |
Management | For | For | ||||||||
| ELLIE MAE, INC. | ||||||||||||
| Security | 28849P100 | Meeting Type | Special | |||||||||
| Ticker Symbol | ELLI | Meeting Date | 15-Apr-2019 | |||||||||
| ISIN | US28849P1003 | Agenda | 934954872 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | To adopt the Agreement and Plan of Merger, dated as of February 11, 2019, by and among Ellie Mae, Inc., EM Eagle Purchaser, LLC and EM Eagle Merger Sub, Inc. (the "Merger Agreement"). |
Management | For | For | ||||||||
| 2. | To approve, on an advisory (non-binding) basis, the compensation that may be paid or become payable to Ellie Mae, Inc.'s named executive officers that is based on or otherwise relates to the Merger Agreement and the transaction contemplated by the Merger Agreement. |
Management | For | For | ||||||||
| 3. | To approve any proposal to adjourn the Special Meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting. |
Management | For | For | ||||||||
| LANTHEUS HOLDINGS, INC. | ||||||||||||
| Security | 516544103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | LNTH | Meeting Date | 24-Apr-2019 | |||||||||
| ISIN | US5165441032 | Agenda | 934944542 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Mary Anne Heino | For | For | |||||||||
| 2 | Samuel Leno | For | For | |||||||||
| 3 | Dr. Derace Schaffer | For | For | |||||||||
| 2. | To approve an amendment to the Lantheus Holdings, Inc. 2015 Equity Incentive Plan to increase the number of shares of common stock reserved for issuance thereunder by 825,000 shares |
Management | Against | Against | ||||||||
| 3. | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending on December 31, 2019. |
Management | For | For | ||||||||
| CIGNA CORPORATION | ||||||||||||
| Security | 125523100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CI | Meeting Date | 24-Apr-2019 | |||||||||
| ISIN | US1255231003 | Agenda | 934945900 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: David M. Cordani | Management | For | For | ||||||||
| 1b. | Election of Director: William J. DeLaney | Management | For | For | ||||||||
| 1c. | Election of Director: Eric J. Foss | Management | For | For | ||||||||
| 1d. | Election of Director: Elder Granger, MD, MG, USA | Management | For | For | ||||||||
| 1e. | Election of Director: Isaiah Harris, Jr. | Management | For | For | ||||||||
| 1f. | Election of Director: Roman Martinez IV | Management | For | For | ||||||||
| 1g. | Election of Director: Kathleen M. Mazzarella | Management | For | For | ||||||||
| 1h. | Election of Director: Mark B. McClellan, MD, PhD | Management | For | For | ||||||||
| 1i. | Election of Director: John M. Partridge | Management | For | For | ||||||||
| 1j. | Election of Director: William L. Roper, MD, MPH | Management | For | For | ||||||||
| 1k. | Election of Director: Eric C. Wiseman | Management | For | For | ||||||||
| 1l. | Election of Director: Donna F. Zarcone | Management | For | For | ||||||||
| 1m. | Election of Director: William D. Zollars | Management | For | For | ||||||||
| 2. | Advisory approval of Cigna's executive compensation. | Management | For | For | ||||||||
| 3. | Ratification of appointment of PricewaterhouseCoopers LLP as Cigna's independent registered public accounting firm for 2019. |
Management | For | For | ||||||||
| 4. | Shareholder proposal - Increase shareholder rights to include action by written consent. |
Shareholder | Against | For | ||||||||
| 5. | Shareholder proposal - Cyber risk report | Shareholder | Against | For | ||||||||
| 6. | Shareholder proposal - Gender pay gap report | Shareholder | Abstain | Against | ||||||||
| CALAVO GROWERS, INC. | ||||||||||||
| Security | 128246105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CVGW | Meeting Date | 24-Apr-2019 | |||||||||
| ISIN | US1282461052 | Agenda | 934947942 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Lecil E. Cole | For | For | |||||||||
| 2 | Steven Hollister | For | For | |||||||||
| 3 | James D. Helin | For | For | |||||||||
| 4 | Donald M. Sanders | For | For | |||||||||
| 5 | Marc L. Brown | For | For | |||||||||
| 6 | Michael A. DiGregorio | For | For | |||||||||
| 7 | Scott Van Der Kar | For | For | |||||||||
| 8 | J. Link Leavens | For | For | |||||||||
| 9 | Dorcas H. Thille | For | For | |||||||||
| 10 | John M. Hunt | For | For | |||||||||
| 11 | Egidio Carbone, Jr. | For | For | |||||||||
| 12 | Harold Edwards | For | For | |||||||||
| 13 | Kathleen M. Holmgren | For | For | |||||||||
| 2. | RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF CALAVO GROWERS, INC. FOR THE YEAR ENDING OCTOBER 31, 2019 |
Management | For | For | ||||||||
| 3. | ADVISORY VOTE APPROVING THE EXECUTIVE COMPENSATION DISCLOSED IN THE ACCOMPANYING PROXY STATEMENT |
Management | For | For | ||||||||
| DANONE SA | ||||||||||||
| Security | F12033134 | Meeting Type | MIX | |||||||||
| Ticker Symbol | Meeting Date | 25-Apr-2019 | ||||||||||
| ISIN | FR0000120644 | Agenda | 710593989 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. |
Non-Voting | ||||||||||
| CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE |
Non-Voting | ||||||||||
| CMMT | IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE PRESENTED DURING THE MEETING, YOUR- VOTE WILL DEFAULT TO 'ABSTAIN'. SHARES CAN ALTERNATIVELY BE PASSED TO THE-CHAIRMAN OR A NAMED THIRD PARTY TO VOTE ON ANY SUCH ITEM RAISED. SHOULD YOU-WISH TO PASS CONTROL OF YOUR SHARES IN THIS WAY, PLEASE CONTACT YOUR-BROADRIDGE CLIENT SERVICE REPRESENTATIVE. THANK YOU |
Non-Voting | ||||||||||
| O.1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2018 |
Management | No Action | |||||||||
| O.2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2018 |
Management | No Action | |||||||||
| O.3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2018 AND SETTING OF THE DIVIDEND AT 1.94 EURO PER SHARE |
Management | No Action | |||||||||
| O.4 | RENEWAL OF THE TERM OF OFFICE OF MR. FRANCK RIBOUD AS DIRECTOR |
Management | No Action | |||||||||
| O.5 | RENEWAL OF THE TERM OF OFFICE OF MR. EMMANUEL FABER AS DIRECTOR |
Management | No Action | |||||||||
| O.6 | RENEWAL OF THE TERM OF OFFICE OF MRS. CLARA GAYMARD AS DIRECTOR |
Management | No Action | |||||||||
| O.7 | APPROVAL OF THE AGREEMENTS SUBJECT TO THE PROVISIONS OF ARTICLES L. 225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE ENTERED INTO BETWEEN THE COMPANY AND J.P. MORGAN GROUP |
Management | No Action | |||||||||
| O.8 | APPROVAL OF THE COMPENSATION ELEMENTS PAID OR AWARDED FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2018 TO MR. EMMANUEL FABER, CHAIRMAN AND CHIEF EXECUTIVE OFFICER |
Management | No Action | |||||||||
| O.9 | APPROVAL OF THE COMPENSATION POLICY OF EXECUTIVE CORPORATE OFFICERS |
Management | No Action | |||||||||
| O.10 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO PURCHASE, RETAIN OR TRANSFER SHARES OF THE COMPANY |
Management | No Action | |||||||||
| E.11 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES AND TRANSFERABLE SECURITIES, WITH RETENTION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT |
Management | No Action | |||||||||
| E.12 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES AND TRANSFERABLE SECURITIES, WITH CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT, BUT WITH OBLIGATION TO GRANT A PRIORITY RIGHT |
Management | No Action | |||||||||
| E.13 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS, IN THE EVENT OF A CAPITAL INCREASE WITH CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT, TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED |
Management | No Action | |||||||||
| E.14 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES AND TRANSFERABLE SECURITIES, WITHOUT THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT, IN THE EVENT OF A PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY |
Management | No Action | |||||||||
| E.15 | DELEGATION OF POWERS TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES AND TRANSFERABLE SECURITIES, WITHOUT THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT, IN ORDER TO REMUNERATE CONTRIBUTIONS IN KIND GRANTED TO THE COMPANY AND CONSISTING OF EQUITY SECURITIES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL |
Management | No Action | |||||||||
| E.16 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO INCREASE THE CAPITAL OF THE COMPANY BY CAPITALIZATION OF RESERVES, PROFITS, PREMIUMS OR OTHER SUMS WHOSE CAPITALIZATION WOULD BE ALLOWED |
Management | No Action | |||||||||
| E.17 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES AND TRANSFERABLE SECURITIES RESERVED FOR EMPLOYEES BELONGING TO A COMPANY SAVINGS PLAN AND/OR RESERVED DISPOSALS OF SECURITIES, WITHOUT THE SHAREHOLDERS' PRE- EMPTIVE SUBSCRIPTION RIGHT |
Management | No Action | |||||||||
| E.18 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES AND TRANSFERABLE SECURITIES, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, RESERVED FOR SOME CATEGORIES OF BENEFICIARIES, MADE UP OF EMPLOYEES OF DANONE GROUP'S FOREIGN COMPANIES, UNDER THE EMPLOYEE SHAREHOLDING OPERATIONS |
Management | No Action | |||||||||
| E.19 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO PROCEED WITH ALLOCATIONS OF EXISTING SHARES OR SHARES TO BE ISSUED OF THE COMPANY, WITHOUT THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT |
Management | No Action | |||||||||
| E.20 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO REDUCE THE CAPITAL BY CANCELLING SHARES |
Management | No Action | |||||||||
| E.21 | POWERS TO CARRY OUT FORMALITIES | Management | No Action | |||||||||
| CMMT | 03 APR 2019: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/publications/balo/pdf/2019/0227/20190227 1-900371.pdf AND-https://www.journal- officiel.gouv.fr/publications/balo/pdf/2019/0403/20190403 1-900814.pdf; PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF TEXT-IN COMMENT AND ADDITION OF URL LINK. IF YOU HAVE ALREADY SENT IN YOUR VOTES,-PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU. |
Non-Voting | ||||||||||
| JOHNSON & JOHNSON | ||||||||||||
| Security | 478160104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | JNJ | Meeting Date | 25-Apr-2019 | |||||||||
| ISIN | US4781601046 | Agenda | 934938638 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Mary C. Beckerle | Management | For | For | ||||||||
| 1b. | Election of Director: D. Scott Davis | Management | For | For | ||||||||
| 1c. | Election of Director: Ian E. L. Davis | Management | For | For | ||||||||
| 1d. | Election of Director: Jennifer A. Doudna | Management | For | For | ||||||||
| 1e. | Election of Director: Alex Gorsky | Management | For | For | ||||||||
| 1f. | Election of Director: Marillyn A. Hewson | Management | For | For | ||||||||
| 1g. | Election of Director: Mark B. McClellan | Management | For | For | ||||||||
| 1h. | Election of Director: Anne M. Mulcahy | Management | For | For | ||||||||
| 1i. | Election of Director: William D. Perez | Management | For | For | ||||||||
| 1j. | Election of Director: Charles Prince | Management | For | For | ||||||||
| 1k. | Election of Director: A. Eugene Washington | Management | For | For | ||||||||
| 1l. | Election of Director: Ronald A. Williams | Management | For | For | ||||||||
| 2. | Advisory Vote to Approve Named Executive Officer Compensation. |
Management | For | For | ||||||||
| 3. | Ratification of Appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm for 2019. |
Management | For | For | ||||||||
| 4. | Shareholder Proposal - Clawback Disclosure | Shareholder | Against | For | ||||||||
| 5. | Shareholder Proposal - Executive Compensation and Drug Pricing Risks. |
Shareholder | Abstain | Against | ||||||||
| PFIZER INC. | ||||||||||||
| Security | 717081103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | PFE | Meeting Date | 25-Apr-2019 | |||||||||
| ISIN | US7170811035 | Agenda | 934942043 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Ronald E. Blaylock | Management | For | For | ||||||||
| 1b. | Election of Director: Albert Bourla | Management | For | For | ||||||||
| 1c. | Election of Director: W. Don Cornwell | Management | For | For | ||||||||
| 1d. | Election of Director: Joseph J. Echevarria | Management | For | For | ||||||||
| 1e. | Election of Director: Helen H. Hobbs | Management | For | For | ||||||||
| 1f. | Election of Director: James M. Kilts | Management | For | For | ||||||||
| 1g. | Election of Director: Dan R. Littman | Management | For | For | ||||||||
| 1h. | Election of Director: Shantanu Narayen | Management | For | For | ||||||||
| 1i. | Election of Director: Suzanne Nora Johnson | Management | For | For | ||||||||
| 1j. | Election of Director: Ian C. Read | Management | For | For | ||||||||
| 1k. | Election of Director: James C. Smith | Management | For | For | ||||||||
| 2. | Ratify the selection of KPMG LLP as independent registered public accounting firm for 2019 |
Management | For | For | ||||||||
| 3. | 2019 Advisory approval of executive compensation | Management | For | For | ||||||||
| 4. | Approval of the Pfizer Inc. 2019 Stock Plan | Management | Against | Against | ||||||||
| 5. | Shareholder proposal regarding right to act by written consent |
Shareholder | Against | For | ||||||||
| 6. | Shareholder proposal regarding report on lobbying activities |
Shareholder | Abstain | Against | ||||||||
| 7. | Shareholder proposal regarding independent chair policy | Shareholder | Against | For | ||||||||
| 8. | Shareholder proposal regarding integrating drug pricing into executive compensation policies and programs |
Shareholder | Abstain | Against | ||||||||
| PERRIGO COMPANY PLC | ||||||||||||
| Security | G97822103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | PRGO | Meeting Date | 26-Apr-2019 | |||||||||
| ISIN | IE00BGH1M568 | Agenda | 934937080 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Bradley A. Alford | Management | For | For | ||||||||
| 1b. | Election of Director: Rolf A. Classon | Management | For | For | ||||||||
| 1c. | Election of Director: Adriana Karaboutis | Management | For | For | ||||||||
| 1d. | Election of Director: Murray S. Kessler | Management | For | For | ||||||||
| 1e. | Election of Director: Jeffrey B. Kindler | Management | For | For | ||||||||
| 1f. | Election of Director: Erica L. Mann | Management | For | For | ||||||||
| 1g. | Election of Director: Donal O'Connor | Management | For | For | ||||||||
| 1h. | Election of Director: Geoffrey M. Parker | Management | For | For | ||||||||
| 1i. | Election of Director: Theodore R. Samuels | Management | For | For | ||||||||
| 1j. | Election of Director: Jeffrey C. Smith | Management | For | For | ||||||||
| 2. | Ratify the appointment of Ernst & Young LLP as our independent auditor for the period ending December 31, 2019, and authorize the Board of Directors, acting through the Audit Committee, to fix the remuneration of the auditor. |
Management | For | For | ||||||||
| 3. | Advisory vote on the Company's executive compensation. |
Management | For | For | ||||||||
| 4. | Renew and restate the Company's Long-Term Incentive Plan. |
Management | For | For | ||||||||
| 5. | Approve the creation of distributable reserves by reducing some or all of the Company's share premium. |
Management | For | For | ||||||||
| 6. | Renew the Board's authority to issue shares under Irish law. |
Management | For | For | ||||||||
| 7. | Renew the Board's authority to opt-out of statutory pre- emption rights under Irish law. |
Management | Against | Against | ||||||||
| KELLOGG COMPANY | ||||||||||||
| Security | 487836108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | K | Meeting Date | 26-Apr-2019 | |||||||||
| ISIN | US4878361082 | Agenda | 934939375 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director for term expires 2022: Rod Gillum | Management | For | For | ||||||||
| 1b. | Election of Director for term expires 2022: Mary Laschinger |
Management | For | For | ||||||||
| 1c. | Election of Director for term expires 2022: Erica Mann | Management | For | For | ||||||||
| 1d. | Election of Director for term expires 2022: Carolyn Tastad | Management | For | For | ||||||||
| 2. | Advisory resolution to approve executive compensation. | Management | For | For | ||||||||
| 3. | Ratification of the appointment of PricewaterhouseCoopers LLP as Kellogg's independent registered public accounting firm for fiscal year 2019. |
Management | For | For | ||||||||
| 4. | Shareowner proposal, if properly presented at the meeting, to repeal classified board. |
Shareholder | Against | |||||||||
| ABBOTT LABORATORIES | ||||||||||||
| Security | 002824100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ABT | Meeting Date | 26-Apr-2019 | |||||||||
| ISIN | US0028241000 | Agenda | 934941736 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | R.J. Alpern | For | For | |||||||||
| 2 | R.S. Austin | For | For | |||||||||
| 3 | S.E. Blount | For | For | |||||||||
| 4 | M.A. Kumbier | For | For | |||||||||
| 5 | E.M. Liddy | For | For | |||||||||
| 6 | N. McKinstry | For | For | |||||||||
| 7 | P.N. Novakovic | For | For | |||||||||
| 8 | W.A. Osborn | For | For | |||||||||
| 9 | S.C. Scott III | For | For | |||||||||
| 10 | D.J. Starks | For | For | |||||||||
| 11 | J.G. Stratton | For | For | |||||||||
| 12 | G.F. Tilton | For | For | |||||||||
| 13 | M.D. White | For | For | |||||||||
| 2. | Ratification of Ernst & Young LLP as Auditors | Management | For | For | ||||||||
| 3. | Say on Pay - An Advisory Vote to Approve Executive Compensation |
Management | For | For | ||||||||
| 4. | Shareholder Proposal - Independent Board Chairman | Shareholder | Against | For | ||||||||
| HCA HEALTHCARE, INC. | ||||||||||||
| Security | 40412C101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | HCA | Meeting Date | 26-Apr-2019 | |||||||||
| ISIN | US40412C1018 | Agenda | 934943526 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Thomas F. Frist III | Management | For | For | ||||||||
| 1b. | Election of Director: Samuel N. Hazen | Management | For | For | ||||||||
| 1c. | Election of Director: Meg G. Crofton | Management | For | For | ||||||||
| 1d. | Election of Director: Robert J. Dennis | Management | For | For | ||||||||
| 1e. | Election of Director: Nancy-Ann DeParle | Management | For | For | ||||||||
| 1f. | Election of Director: William R. Frist | Management | For | For | ||||||||
| 1g. | Election of Director: Charles O. Holliday, Jr. | Management | For | For | ||||||||
| 1h. | Election of Director: Geoffrey G. Meyers | Management | For | For | ||||||||
| 1i. | Election of Director: Michael W. Michelson | Management | For | For | ||||||||
| 1j. | Election of Director: Wayne J. Riley, M.D. | Management | For | For | ||||||||
| 1k. | Election of Director: John W. Rowe, M.D. | Management | For | For | ||||||||
| 2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2019. |
Management | For | For | ||||||||
| 3. | Advisory vote to approve named executive officer compensation. |
Management | For | For | ||||||||
| 4. | To approve amendments to our amended and restated certificate of incorporation to eliminate supermajority voting requirements. |
Management | For | For | ||||||||
| SPROUTS FARMERS MARKET, INC. | ||||||||||||
| Security | 85208M102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | SFM | Meeting Date | 30-Apr-2019 | |||||||||
| ISIN | US85208M1027 | Agenda | 934940479 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Kristen E. Blum | For | For | |||||||||
| 2 | Shon A. Boney | For | For | |||||||||
| 2. | To vote on a non-binding advisory resolution to approve the compensation paid to our named executive officers for fiscal 2018 ("say-on-pay"). |
Management | For | For | ||||||||
| 3. | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending December 29, 2019. |
Management | For | For | ||||||||
| BAUSCH HEALTH COMPANIES | ||||||||||||
| Security | 071734107 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BHC | Meeting Date | 30-Apr-2019 | |||||||||
| ISIN | CA0717341071 | Agenda | 934949441 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Richard U. De Schutter | Management | For | For | ||||||||
| 1b. | Election of Director: D. Robert Hale | Management | For | For | ||||||||
| 1c. | Election of Director: Dr. Argeris (Jerry) N. Karabelas | Management | For | For | ||||||||
| 1d. | Election of Director: Sarah B. Kavanagh | Management | For | For | ||||||||
| 1e. | Election of Director: Joseph C. Papa | Management | For | For | ||||||||
| 1f. | Election of Director: John A. Paulson | Management | For | For | ||||||||
| 1g. | Election of Director: Robert N. Power | Management | For | For | ||||||||
| 1h. | Election of Director: Russel C. Robertson | Management | For | For | ||||||||
| 1i. | Election of Director: Thomas W. Ross, Sr. | Management | For | For | ||||||||
| 1j. | Election of Director: Andrew C. von Eschenbach, M.D. | Management | For | For | ||||||||
| 1k. | Election of Director: Amy B. Wechsler, M.D. | Management | For | For | ||||||||
| 2. | The approval, in an advisory vote, of the compensation of our Named Executive Officers. |
Management | For | For | ||||||||
| 3. | To appoint PricewaterhouseCoopers LLP as the auditors for the Company to hold office until the close of the 2020 Annual Meeting of Shareholders and to authorize the Company's Board of Directors to fix the auditors' remuneration. |
Management | For | For | ||||||||
| INTERNATIONAL FLAVORS & FRAGRANCES INC. | ||||||||||||
| Security | 459506101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | IFF | Meeting Date | 01-May-2019 | |||||||||
| ISIN | US4595061015 | Agenda | 934945607 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Marcello V. Bottoli | Management | For | For | ||||||||
| 1b. | Election of Director: Dr. Linda Buck | Management | For | For | ||||||||
| 1c. | Election of Director: Michael L. Ducker | Management | For | For | ||||||||
| 1d. | Election of Director: David R. Epstein | Management | For | For | ||||||||
| 1e. | Election of Director: Roger W. Ferguson, Jr. | Management | For | For | ||||||||
| 1f. | Election of Director: John F. Ferraro | Management | For | For | ||||||||
| 1g. | Election of Director: Andreas Fibig | Management | For | For | ||||||||
| 1h. | Election of Director: Christina Gold | Management | For | For | ||||||||
| 1i. | Election of Director: Katherine M. Hudson | Management | For | For | ||||||||
| 1j. | Election of Director: Dale F. Morrison | Management | For | For | ||||||||
| 1k. | Election of Director: Stephen Williamson | Management | For | For | ||||||||
| 2. | Ratify the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the 2019 fiscal year. |
Management | For | For | ||||||||
| 3. | Approve, on an advisory basis, the compensation of our named executive officers in 2018. |
Management | For | For | ||||||||
| PEPSICO, INC. | ||||||||||||
| Security | 713448108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | PEP | Meeting Date | 01-May-2019 | |||||||||
| ISIN | US7134481081 | Agenda | 934949112 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Shona L. Brown | Management | For | For | ||||||||
| 1b. | Election of Director: Cesar Conde | Management | For | For | ||||||||
| 1c. | Election of Director: Ian Cook | Management | For | For | ||||||||
| 1d. | Election of Director: Dina Dublon | Management | For | For | ||||||||
| 1e. | Election of Director: Richard W. Fisher | Management | For | For | ||||||||
| 1f. | Election of Director: Michelle Gass | Management | For | For | ||||||||
| 1g. | Election of Director: William R. Johnson | Management | For | For | ||||||||
| 1h. | Election of Director: Ramon Laguarta | Management | For | For | ||||||||
| 1i. | Election of Director: David C. Page | Management | For | For | ||||||||
| 1j. | Election of Director: Robert C. Pohlad | Management | For | For | ||||||||
| 1k. | Election of Director: Daniel Vasella | Management | For | For | ||||||||
| 1l. | Election of Director: Darren Walker | Management | For | For | ||||||||
| 1m. | Election of Director: Alberto Weisser | Management | For | For | ||||||||
| 2. | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for fiscal year 2019. |
Management | For | For | ||||||||
| 3. | Advisory approval of the Company's executive compensation. |
Management | For | For | ||||||||
| 4. | Approve amendments to the Company's Articles of Incorporation to eliminate supermajority voting standards. |
Management | For | For | ||||||||
| 5. | Shareholder Proposal - Independent Board Chairman. | Shareholder | Against | For | ||||||||
| 6. | Shareholder Proposal - Disclosure of Pesticide Management Data. |
Shareholder | Abstain | Against | ||||||||
| STRYKER CORPORATION | ||||||||||||
| Security | 863667101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | SYK | Meeting Date | 01-May-2019 | |||||||||
| ISIN | US8636671013 | Agenda | 934950090 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a) | Election of Director: Mary K. Brainerd | Management | For | For | ||||||||
| 1b) | Election of Director: Srikant M. Datar, Ph.D. | Management | For | For | ||||||||
| 1c) | Election of Director: Roch Doliveux, DVM | Management | For | For | ||||||||
| 1d) | Election of Director: Louise L. Francesconi | Management | For | For | ||||||||
| 1e) | Election of Director: Allan C. Golston (Lead Independent Director) |
Management | For | For | ||||||||
| 1f) | Election of Director: Kevin A. Lobo (Chairman of the Board) |
Management | For | For | ||||||||
| 1g) | Election of Director: Sherilyn S. McCoy | Management | For | For | ||||||||
| 1h) | Election of Director: Andrew K. Silvernail | Management | For | For | ||||||||
| 1i) | Election of Director: Ronda E. Stryker | Management | For | For | ||||||||
| 1j) | Election of Director: Rajeev Suri | Management | For | For | ||||||||
| 2. | Ratify appointment of Ernst & Young LLP as our independent registered public accounting firm for 2019. |
Management | For | For | ||||||||
| 3. | Advisory vote to approve named executive officer compensation. |
Management | For | For | ||||||||
| ALLERGAN PLC | ||||||||||||
| Security | G0177J108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | AGN | Meeting Date | 01-May-2019 | |||||||||
| ISIN | IE00BY9D5467 | Agenda | 934955696 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Nesli Basgoz, M.D. | Management | For | For | ||||||||
| 1b. | Election of Director: Joseph H. Boccuzi | Management | For | For | ||||||||
| 1c. | Election of Director: Christopher W. Bodine | Management | For | For | ||||||||
| 1d. | Election of Director: Adriane M. Brown | Management | For | For | ||||||||
| 1e. | Election of Director: Christopher J. Coughlin | Management | For | For | ||||||||
| 1f. | Election of Director: Carol Anthony (John) Davidson | Management | For | For | ||||||||
| 1g. | Election of Director: Thomas C. Freyman | Management | For | For | ||||||||
| 1h. | Election of Director: Michael E. Greenberg, PhD | Management | For | For | ||||||||
| 1i. | Election of Director: Robert J. Hugin | Management | For | For | ||||||||
| 1j. | Election of Director: Peter J. McDonnell, M.D. | Management | For | For | ||||||||
| 1k. | Election of Director: Brenton L. Saunders | Management | For | For | ||||||||
| 2. | To approve, in a non-binding vote, Named Executive Officer compensation. |
Management | For | For | ||||||||
| 3. | To ratify, in a non-binding vote, the appointment of PricewaterhouseCoopers LLP as the Company's independent auditor for the fiscal year ending December 31, 2019 and to authorize, in a binding vote, the Board of Directors, acting through its Audit and Compliance Committee, to determine PricewaterhouseCoopers LLP's remuneration. |
Management | For | For | ||||||||
| 4. | To renew the authority of the directors of the Company (the "Directors") to issue shares. |
Management | For | For | ||||||||
| 5a. | To renew the authority of the Directors to issue shares for cash without first offering shares to existing shareholders. |
Management | Against | Against | ||||||||
| 5b. | To authorize the Directors to allot new shares up to an additional 5% for cash in connection with an acquisition or other capital investment. |
Management | For | For | ||||||||
| 6. | To consider a shareholder proposal requiring an independent Board Chairman (immediate change), if properly presented at the meeting. |
Shareholder | Against | For | ||||||||
| KERRY GROUP PLC | ||||||||||||
| Security | G52416107 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 02-May-2019 | ||||||||||
| ISIN | IE0004906560 | Agenda | 710823104 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS |
Management | For | For | ||||||||
| 2 | APPROVE FINAL DIVIDEND | Management | For | For | ||||||||
| 3.A | ELECT MARGUERITE LARKIN AS DIRECTOR | Management | For | For | ||||||||
| 3.B | ELECT CHRISTOPHER ROGERS AS DIRECTOR | Management | For | For | ||||||||
| 4.A | RE-ELECT GERRY BEHAN AS DIRECTOR | Management | For | For | ||||||||
| 4.B | RE-ELECT DR HUGH BRADY AS DIRECTOR | Management | For | For | ||||||||
| 4.C | RE-ELECT GERARD CULLIGAN AS DIRECTOR | Management | For | For | ||||||||
| 4.D | RE-ELECT DR KARIN DORREPAAL AS DIRECTOR | Management | For | For | ||||||||
| 4.E | RE-ELECT JOAN GARAHY AS DIRECTOR | Management | For | For | ||||||||
| 4.F | RE-ELECT JAMES KENNY AS DIRECTOR | Management | For | For | ||||||||
| 4.G | RE-ELECT TOM MORAN AS DIRECTOR | Management | For | For | ||||||||
| 4.H | RE-ELECT CON MURPHY AS DIRECTOR | Management | For | For | ||||||||
| 4.I | RE-ELECT EDMOND SCANLON AS DIRECTOR | Management | For | For | ||||||||
| 4.J | RE-ELECT PHILIP TOOMEY AS DIRECTOR | Management | For | For | ||||||||
| 5 | AUTHORISE BOARD TO FIX REMUNERATION OF AUDITORS |
Management | For | For | ||||||||
| 6 | APPROVE REMUNERATION REPORT | Management | For | For | ||||||||
| 7 | AUTHORISE ISSUE OF EQUITY | Management | For | For | ||||||||
| 8 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS |
Management | For | For | ||||||||
| 9 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR SPECIFIED CAPITAL INVESTMENT |
Management | For | For | ||||||||
| 10 | AUTHORISE MARKET PURCHASE OF A ORDINARY SHARES |
Management | For | For | ||||||||
| MAPLE LEAF FOODS INC | ||||||||||||
| Security | 564905107 | Meeting Type | MIX | |||||||||
| Ticker Symbol | Meeting Date | 02-May-2019 | ||||||||||
| ISIN | CA5649051078 | Agenda | 710898593 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'-ONLY FOR RESOLUTIONS 3 AND 4 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION-NUMBERS 1.1 TO 1.9 AND 2. THANK YOU |
Non-Voting | ||||||||||
| 1.1 | ELECTION OF DIRECTOR: WILLIAM E. AZIZ | Management | For | For | ||||||||
| 1.2 | ELECTION OF DIRECTOR: W. GEOFFREY BEATTIE | Management | For | For | ||||||||
| 1.3 | ELECTION OF DIRECTOR: RONALD G. CLOSE | Management | For | For | ||||||||
| 1.4 | ELECTION OF DIRECTOR: JEAN M. FRASER | Management | For | For | ||||||||
| 1.5 | ELECTION OF DIRECTOR: JOHN A. LEDERER | Management | For | For | ||||||||
| 1.6 | ELECTION OF DIRECTOR: KATHERINE N. LEMON | Management | For | For | ||||||||
| 1.7 | ELECTION OF DIRECTOR: JONATHAN W.F. MCCAIN | Management | For | For | ||||||||
| 1.8 | ELECTION OF DIRECTOR: MICHAEL H. MCCAIN | Management | For | For | ||||||||
| 1.9 | ELECTION OF DIRECTOR: CAROL M. STEPHENSON | Management | For | For | ||||||||
| 2 | APPOINTMENT OF AUDITORS: APPOINTMENT OF KPMG LLP, AS AUDITORS OF MAPLE LEAF FOODS INC. FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION |
Management | For | For | ||||||||
| 3 | TO APPROVE, ON AN ADVISORY AND NON-BINDING BASIS, MAPLE LEAF FOODS INC.'S APPROACH TO EXECUTIVE COMPENSATION |
Management | For | For | ||||||||
| 4 | TO APPROVE THE AMENDMENT OF THE 2016 SHARE OPTION PLAN TO INCREASE THE NUMBER OF SHARES AVAILABLE FOR ISSUANCE AND TO RATIFY AND APPROVE THE GRANT OF 137,468 OPTIONS THEREUNDER |
Management | For | For | ||||||||
| CHURCH & DWIGHT CO., INC. | ||||||||||||
| Security | 171340102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CHD | Meeting Date | 02-May-2019 | |||||||||
| ISIN | US1713401024 | Agenda | 934949869 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Bradley C. Irwin | Management | For | For | ||||||||
| 1b. | Election of Director: Penry W. Price | Management | For | For | ||||||||
| 1c. | Election of Director: Arthur B. Winkleblack | Management | For | For | ||||||||
| 2. | Advisory vote to approve compensation of our named executive officers. |
Management | For | For | ||||||||
| 3. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for 2019. |
Management | For | For | ||||||||
| TENET HEALTHCARE CORPORATION | ||||||||||||
| Security | 88033G407 | Meeting Type | Annual | |||||||||
| Ticker Symbol | THC | Meeting Date | 02-May-2019 | |||||||||
| ISIN | US88033G4073 | Agenda | 934953743 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Ronald A. Rittenmeyer | Management | For | For | ||||||||
| 1B. | Election of Director: J. Robert Kerrey | Management | For | For | ||||||||
| 1C. | Election of Director: Lloyd J. Austin, III | Management | For | For | ||||||||
| 1D. | Election of Director: James L. Bierman | Management | For | For | ||||||||
| 1E. | Election of Director: Richard W. Fisher | Management | For | For | ||||||||
| 1F. | Election of Director: Meghan M. FitzGerald | Management | For | For | ||||||||
| 1G. | Election of Director: Brenda J. Gaines | Management | For | For | ||||||||
| 1H. | Election of Director: Edward A. Kangas | Management | For | For | ||||||||
| 1I. | Election of Director: Richard J. Mark | Management | For | For | ||||||||
| 1J. | Election of Director: Tammy Romo | Management | For | For | ||||||||
| 2. | Proposal to approve, on an advisory basis, the company's executive compensation. |
Management | For | For | ||||||||
| 3. | Proposal to approve the Tenet Healthcare 2019 Stock Incentive Plan. |
Management | Against | Against | ||||||||
| 4. | Proposal to ratify the selection of Deloitte & Touche LLP as independent registered public accountants for the year ending December 31, 2019. |
Management | For | For | ||||||||
| BIOTELEMETRY, INC. | ||||||||||||
| Security | 090672106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BEAT | Meeting Date | 02-May-2019 | |||||||||
| ISIN | US0906721065 | Agenda | 934954543 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1.1 | Election of Class III Director: Tiffany Olson | Management | For | For | ||||||||
| 1.2 | Election of Class III Director: Stephan Rietiker, M.D. | Management | For | For | ||||||||
| 1.3 | Election of Class III Director: Rebecca W. Rimel | Management | For | For | ||||||||
| 1.4 | Election of Class III Director: Robert J. Rubin, M.D. | Management | For | For | ||||||||
| 2. | Advisory resolution to approve of the compensation of our named executive officers. |
Management | For | For | ||||||||
| 3. | Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2019. |
Management | For | For | ||||||||
| UNILEVER PLC | ||||||||||||
| Security | 904767704 | Meeting Type | Annual | |||||||||
| Ticker Symbol | UL | Meeting Date | 02-May-2019 | |||||||||
| ISIN | US9047677045 | Agenda | 934954846 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | To receive the Report and Accounts for the year ended 31 December 2018 |
Management | For | For | ||||||||
| 2. | To approve the Directors' Remuneration Report | Management | For | For | ||||||||
| 3. | To re-elect Mr N S Andersen as a Non-Executive Director | Management | For | For | ||||||||
| 4. | To re-elect Mrs L M Cha as a Non-Executive Director | Management | For | For | ||||||||
| 5. | To re-elect Mr V Colao as a Non-Executive Director | Management | For | For | ||||||||
| 6. | To re-elect Dr M Dekkers as a Non-Executive Director | Management | For | For | ||||||||
| 7. | To re-elect Dr J Hartmann as a Non-Executive Director | Management | For | For | ||||||||
| 8. | To re-elect Ms A Jung as a Non-Executive Director | Management | For | For | ||||||||
| 9. | To re-elect Ms M Ma as a Non-Executive Director | Management | For | For | ||||||||
| 10. | To re-elect Mr S Masiyiwa as a Non-Executive Director | Management | For | For | ||||||||
| 11. | To re-elect Professor Y Moon as a Non-Executive Director |
Management | For | For | ||||||||
| 12. | To re-elect Mr G Pitkethly as an Executive Director | Management | For | For | ||||||||
| 13. | To re-elect Mr J Rishton as a Non-Executive Director | Management | For | For | ||||||||
| 14. | To re-elect Mr F Sijbesma as a Non-Executive Director | Management | For | For | ||||||||
| 15. | To elect Mr A Jope as an Executive Director | Management | For | For | ||||||||
| 16. | To elect Mrs S Kilsby as a Non-Executive Director | Management | For | For | ||||||||
| 17. | To reappoint KPMG LLP as Auditors of the Company | Management | For | For | ||||||||
| 18. | To authorise the Directors to fix the remuneration of the Auditors |
Management | For | For | ||||||||
| 19. | To authorise Political Donations and expenditure | Management | For | For | ||||||||
| 20. | To renew the authority to Directors to issue shares | Management | For | For | ||||||||
| 21. | To renew the authority to Directors to disapply pre- emption rights |
Management | For | For | ||||||||
| 22. | To renew the authority to Directors to disapply pre- emption rights for the purposes of acquisitions or capital investments |
Management | For | For | ||||||||
| 23. | To renew the authority to the Company to purchase its own shares |
Management | For | For | ||||||||
| 24. | To shorten the notice period for General Meetings | Management | For | For | ||||||||
| IDORSIA LTD | ||||||||||||
| Security | H3879B109 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 03-May-2019 | ||||||||||
| ISIN | CH0363463438 | Agenda | 710896400 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE |
Non-Voting | ||||||||||
| 1.1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS |
Management | No Action | |||||||||
| 1.2 | APPROVE REMUNERATION REPORT (NON-BINDING) | Management | No Action | |||||||||
| 2 | APPROVE TREATMENT OF NET LOSS | Management | No Action | |||||||||
| 3 | APPROVE DISCHARGE OF BOARD AND SENIOR MANAGEMENT |
Management | No Action | |||||||||
| 4 | APPROVE CREATION OF CHF 2.7 MILLION POOL OF CAPITAL WITHOUT PREEMPTIVE RIGHTS |
Management | No Action | |||||||||
| 5.1.1 | REELECT JEAN-PIERRE GARNIER AS DIRECTOR | Management | No Action | |||||||||
| 5.1.2 | REELECT JEAN-PAUL CLOZEL AS DIRECTOR | Management | No Action | |||||||||
| 5.1.3 | REELECT ROBERT BERTOLINI AS DIRECTOR | Management | No Action | |||||||||
| 5.1.4 | REELECT JOHN GREISCH AS DIRECTOR | Management | No Action | |||||||||
| 5.1.5 | REELECT VIVIANE MONGES AS DIRECTOR | Management | No Action | |||||||||
| 5.2 | ELECT MATHIEU SIMON AS DIRECTOR | Management | No Action | |||||||||
| 5.3 | ELECT JEAN-PIERRE GARNIER AS BOARD CHAIRMAN |
Management | No Action | |||||||||
| 5.4.1 | APPOINT JEAN-PIERRE GARNIER AS MEMBER OF THE NOMINATING, GOVERNANCE COMPENSATION COMMITTEE |
Management | No Action | |||||||||
| 5.4.2 | APPOINT JOHN GREISCH AS MEMBER OF THE NOMINATING, GOVERNANCE COMPENSATION COMMITTEE |
Management | No Action | |||||||||
| 5.4.3 | APPOINT VIVIANE MONGES AS MEMBER OF THE NOMINATING, GOVERNANCE COMPENSATION COMMITTEE |
Management | No Action | |||||||||
| 5.4.4 | APPOINT MATHIEU SIMON AS MEMBER OF THE NOMINATING, GOVERNANCE COMPENSATION COMMITTEE, IF ITEM 5.2 IS APPROVED |
Management | No Action | |||||||||
| 6.1 | APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF CHF 1.3 MILLION |
Management | No Action | |||||||||
| 6.2 | APPROVE REMUNERATION OF EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 10.7 MILLION |
Management | No Action | |||||||||
| 7 | ELECTION OF THE INDEPENDENT PROXY PROPOSAL OF THE BOARD OF DIRECTORS: THE BOARD OF DIRECTORS PROPOSES THAT BDO AG, REPRESENTED BY MR MARC SCHAFFNER, BE ELECTED AS INDEPENDENT PROXY FOR A TERM OF OFFICE UNTIL THE CONCLUSION OF THE ANNUAL GENERAL MEETING 2020 |
Management | No Action | |||||||||
| 8 | RATIFY ERNST YOUNG AG AS AUDITORS | Management | No Action | |||||||||
| CMMT | 17 APR 2019: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF TEXT-OF RESOLUTION 7. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. |
Non-Voting | ||||||||||
| BAXTER INTERNATIONAL INC. | ||||||||||||
| Security | 071813109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BAX | Meeting Date | 07-May-2019 | |||||||||
| ISIN | US0718131099 | Agenda | 934958868 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: José (Joe) E. Almeida | Management | For | For | ||||||||
| 1b. | Election of Director: Thomas F. Chen | Management | For | For | ||||||||
| 1c. | Election of Director: John D. Forsyth | Management | For | For | ||||||||
| 1d. | Election of Director: James R. Gavin III | Management | For | For | ||||||||
| 1e. | Election of Director: Peter S. Hellman | Management | For | For | ||||||||
| 1f. | Election of Director: Michael F. Mahoney | Management | For | For | ||||||||
| 1g. | Election of Director: Patricia B. Morrison | Management | For | For | ||||||||
| 1h. | Election of Director: Stephen N. Oesterle | Management | For | For | ||||||||
| 1i. | Election of Director: Cathy R. Smith | Management | For | For | ||||||||
| 1j. | Election of Director: Thomas T. Stallkamp | Management | For | For | ||||||||
| 1k. | Election of Director: Albert P.L. Stroucken | Management | For | For | ||||||||
| 1l. | Election of Director: Amy A. Wendell | Management | For | For | ||||||||
| 2. | Advisory Vote to Approve Named Executive Officer Compensation |
Management | For | For | ||||||||
| 3. | Ratification of Appointment of Independent Registered Public Accounting Firm |
Management | For | For | ||||||||
| 4. | Stockholder Proposal - Independent Board Chairman | Shareholder | Against | For | ||||||||
| 5. | Stockholder Proposal- Right to Act by Written Consent | Shareholder | Against | For | ||||||||
| NUVASIVE, INC. | ||||||||||||
| Security | 670704105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | NUVA | Meeting Date | 09-May-2019 | |||||||||
| ISIN | US6707041058 | Agenda | 934959543 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Robert F. Friel | Management | For | For | ||||||||
| 1b. | Election of Director: Donald J. Rosenberg, Esq. | Management | For | For | ||||||||
| 1c. | Election of Director: Daniel J. Wolterman | Management | For | For | ||||||||
| 2. | Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2019. |
Management | For | For | ||||||||
| 3. | Approval of a non-binding advisory resolution regarding the compensation of the Company's named executive officers for the fiscal year ended December 31, 2018. |
Management | For | For | ||||||||
| BOSTON SCIENTIFIC CORPORATION | ||||||||||||
| Security | 101137107 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BSX | Meeting Date | 09-May-2019 | |||||||||
| ISIN | US1011371077 | Agenda | 934961360 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Nelda J. Connors | Management | For | For | ||||||||
| 1b. | Election of Director: Charles J. Dockendorff | Management | For | For | ||||||||
| 1c. | Election of Director: Yoshiaki Fujimori | Management | For | For | ||||||||
| 1d. | Election of Director: Donna A. James | Management | For | For | ||||||||
| 1e. | Election of Director: Edward J. Ludwig | Management | For | For | ||||||||
| 1f. | Election of Director: Stephen P. MacMillan | Management | For | For | ||||||||
| 1g. | Election of Director: Michael F. Mahoney | Management | For | For | ||||||||
| 1h. | Election of Director: David J. Roux | Management | For | For | ||||||||
| 1i. | Election of Director: John E. Sununu | Management | For | For | ||||||||
| 1j. | Election of Director: Ellen M. Zane | Management | For | For | ||||||||
| 2. | To approve, on a non-binding, advisory basis, named executive officer compensation. |
Management | For | For | ||||||||
| 3. | To approve an amendment and restatement of our By- Laws to provide for a majority vote standard in uncontested director elections. |
Management | For | For | ||||||||
| 4. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the 2019 fiscal year. |
Management | For | For | ||||||||
| LABORATORY CORP. OF AMERICA HOLDINGS | ||||||||||||
| Security | 50540R409 | Meeting Type | Annual | |||||||||
| Ticker Symbol | LH | Meeting Date | 09-May-2019 | |||||||||
| ISIN | US50540R4092 | Agenda | 934966548 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Kerrii B. Anderson | Management | For | For | ||||||||
| 1b. | Election of Director: Jean-Luc Bélingard | Management | For | For | ||||||||
| 1c. | Election of Director: D. Gary Gilliland, M.D., Ph.D. | Management | For | For | ||||||||
| 1d. | Election of Director: David P. King | Management | For | For | ||||||||
| 1e. | Election of Director: Garheng Kong, M.D., Ph.D. | Management | For | For | ||||||||
| 1f. | Election of Director: Peter M. Neupert | Management | For | For | ||||||||
| 1g. | Election of Director: Richelle P. Parham | Management | For | For | ||||||||
| 1h. | Election of Director: Adam H. Schechter | Management | For | For | ||||||||
| 1i. | Election of Director: R. Sanders Williams, M.D. | Management | For | For | ||||||||
| 2. | To approve, by non-binding vote, executive compensation. |
Management | For | For | ||||||||
| 3. | Ratification of the appointment of PricewaterhouseCoopers LLP as Laboratory Corporation of America Holdings' independent registered public accounting firm for 2019. |
Management | For | For | ||||||||
| RYMAN HOSPITALITY PROPERTIES, INC. | ||||||||||||
| Security | 78377T107 | Meeting Type | Annual | |||||||||
| Ticker Symbol | RHP | Meeting Date | 09-May-2019 | |||||||||
| ISIN | US78377T1079 | Agenda | 934975799 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Rachna Bhasin | Management | For | For | ||||||||
| 1b. | Election of Director: Alvin Bowles Jr. | Management | For | For | ||||||||
| 1c. | Election of Director: Fazal Merchant | Management | For | For | ||||||||
| 1d. | Election of Director: Patrick Q. Moore | Management | For | For | ||||||||
| 1e. | Election of Director: Christine Pantoya | Management | For | For | ||||||||
| 1f. | Election of Director: Robert S. Prather, Jr. | Management | For | For | ||||||||
| 1g. | Election of Director: Colin V. Reed | Management | For | For | ||||||||
| 1h. | Election of Director: Michael I. Roth | Management | For | For | ||||||||
| 2. | To approve, on an advisory basis, the Company's executive compensation. |
Management | For | For | ||||||||
| 3. | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for fiscal year 2019. |
Management | For | For | ||||||||
| ZIMMER BIOMET HOLDINGS, INC. | ||||||||||||
| Security | 98956P102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ZBH | Meeting Date | 10-May-2019 | |||||||||
| ISIN | US98956P1021 | Agenda | 934953577 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Christopher B. Begley | Management | For | For | ||||||||
| 1b. | Election of Director: Betsy J. Bernard | Management | For | For | ||||||||
| 1c. | Election of Director: Gail K. Boudreaux | Management | For | For | ||||||||
| 1d. | Election of Director: Michael J. Farrell | Management | For | For | ||||||||
| 1e. | Election of Director: Larry C. Glasscock | Management | For | For | ||||||||
| 1f. | Election of Director: Robert A. Hagemann | Management | For | For | ||||||||
| 1g. | Election of Director: Bryan C. Hanson | Management | For | For | ||||||||
| 1h. | Election of Director: Arthur J. Higgins | Management | For | For | ||||||||
| 1i. | Election of Director: Maria Teresa Hilado | Management | For | For | ||||||||
| 1j. | Election of Director: Syed Jafry | Management | For | For | ||||||||
| 1K. | Election of Director: Michael W. Michelson | Management | For | For | ||||||||
| 2. | Ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2019 |
Management | For | For | ||||||||
| 3. | Advisory vote to approve named executive officer compensation (Say on Pay) |
Management | For | For | ||||||||
| COLGATE-PALMOLIVE COMPANY | ||||||||||||
| Security | 194162103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CL | Meeting Date | 10-May-2019 | |||||||||
| ISIN | US1941621039 | Agenda | 934955254 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of director: Charles A. Bancroft | Management | For | For | ||||||||
| 1b. | Election of director: John P. Bilbrey | Management | For | For | ||||||||
| 1c. | Election of director: John T. Cahill | Management | For | For | ||||||||
| 1d. | Election of director: Ian Cook | Management | For | For | ||||||||
| 1e. | Election of director: Lisa M. Edwards | Management | For | For | ||||||||
| 1f. | Election of director: Helene D. Gayle | Management | For | For | ||||||||
| 1g. | Election of director: C. Martin Harris | Management | For | For | ||||||||
| 1h. | Election of director: Lorrie M. Norrington | Management | For | For | ||||||||
| 1i. | Election of director: Michael B. Polk | Management | For | For | ||||||||
| 1j. | Election of director: Stephen I. Sadove | Management | For | For | ||||||||
| 1k. | Election of director: Noel R. Wallace | Management | For | For | ||||||||
| 2. | Ratify selection of PricewaterhouseCoopers LLP as Colgate's independent registered public accounting firm. |
Management | For | For | ||||||||
| 3. | Advisory vote on executive compensation. | Management | For | For | ||||||||
| 4. | Approve the Colgate-Palmolive Company 2019 Incentive Compensation Plan. |
Management | For | For | ||||||||
| 5. | Stockholder proposal on independent Board Chairman. | Shareholder | Against | For | ||||||||
| ALEXION PHARMACEUTICALS, INC. | ||||||||||||
| Security | 015351109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ALXN | Meeting Date | 14-May-2019 | |||||||||
| ISIN | US0153511094 | Agenda | 934962728 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Felix J. Baker | For | For | |||||||||
| 2 | David R. Brennan | For | For | |||||||||
| 3 | Christopher J. Coughlin | For | For | |||||||||
| 4 | Deborah Dunsire | For | For | |||||||||
| 5 | Paul A. Friedman | For | For | |||||||||
| 6 | Ludwig N. Hantson | For | For | |||||||||
| 7 | John T. Mollen | For | For | |||||||||
| 8 | Francois Nader | For | For | |||||||||
| 9 | Judith A. Reinsdorf | For | For | |||||||||
| 10 | Andreas Rummelt | For | For | |||||||||
| 2. | Ratification of appointment by the Board of Directors of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm. |
Management | For | For | ||||||||
| 3. | Approval of a non-binding advisory vote of the 2018 compensation paid to Alexion's named executive officers. |
Management | For | For | ||||||||
| 4. | Shareholder proposal requesting certain proxy access Bylaw amendments. |
Shareholder | Abstain | Against | ||||||||
| WATERS CORPORATION | ||||||||||||
| Security | 941848103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | WAT | Meeting Date | 14-May-2019 | |||||||||
| ISIN | US9418481035 | Agenda | 934973822 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Linda Baddour | Management | For | For | ||||||||
| 1B. | Election of Director: Michael J. Berendt, Ph.D. | Management | For | For | ||||||||
| 1C. | Election of Director: Edward Conard | Management | For | For | ||||||||
| 1D. | Election of Director: Laurie H. Glimcher, M.D. | Management | For | For | ||||||||
| 1E. | Election of Director: Gary E. Hendrickson | Management | For | For | ||||||||
| 1F. | Election of Director: Christopher A. Kuebler | Management | For | For | ||||||||
| 1G. | Election of Director: Christopher J. O'Connell | Management | For | For | ||||||||
| 1H. | Election of Director: Flemming Ornskov, M.D., M.P.H | Management | For | For | ||||||||
| 1I. | Election of Director: JoAnn A. Reed | Management | For | For | ||||||||
| 1J. | Election of Director: Thomas P. Salice | Management | For | For | ||||||||
| 2. | To ratify the selection of PricewaterhouseCoopers LLP as the Company's Independent Registered Public Accounting Firm for the fiscal year ending December 31, 2019. |
Management | For | For | ||||||||
| 3. | To approve, by non-binding vote, named executive officer compensation. |
Management | For | For | ||||||||
| MONDELEZ INTERNATIONAL, INC. | ||||||||||||
| Security | 609207105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MDLZ | Meeting Date | 15-May-2019 | |||||||||
| ISIN | US6092071058 | Agenda | 934959404 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Lewis W.K. Booth | Management | For | For | ||||||||
| 1b. | Election of Director: Charles E. Bunch | Management | For | For | ||||||||
| 1c. | Election of Director: Debra A. Crew | Management | For | For | ||||||||
| 1d. | Election of Director: Lois D. Juliber | Management | For | For | ||||||||
| 1e. | Election of Director: Mark D. Ketchum | Management | For | For | ||||||||
| 1f. | Election of Director: Peter W. May | Management | For | For | ||||||||
| 1g. | Election of Director: Jorge S. Mesquita | Management | For | For | ||||||||
| 1h. | Election of Director: Joseph Neubauer | Management | For | For | ||||||||
| 1i. | Election of Director: Fredric G. Reynolds | Management | For | For | ||||||||
| 1j. | Election of Director: Christiana S. Shi | Management | For | For | ||||||||
| 1k. | Election of Director: Patrick T. Siewert | Management | For | For | ||||||||
| 1l. | Election of Director: Jean-François M. L. van Boxmeer | Management | For | For | ||||||||
| 1m. | Election of Director: Dirk Van de Put | Management | For | For | ||||||||
| 2. | Advisory Vote to Approve Executive Compensation. | Management | For | For | ||||||||
| 3. | Ratification of PricewaterhouseCoopers LLP as Independent Registered Public Accountants for Fiscal Year Ending December 31, 2019. |
Management | For | For | ||||||||
| 4. | Report on Environmental Impact of Cocoa Supply Chain. | Shareholder | Abstain | Against | ||||||||
| 5. | Consider Employee Pay in Setting Chief Executive Officer Pay. |
Shareholder | Against | For | ||||||||
| ZOETIS INC. | ||||||||||||
| Security | 98978V103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ZTS | Meeting Date | 15-May-2019 | |||||||||
| ISIN | US98978V1035 | Agenda | 934962110 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1.1 | Election of Director: Juan Ramon Alaix | Management | For | For | ||||||||
| 1.2 | Election of Director: Paul M. Bisaro | Management | For | For | ||||||||
| 1.3 | Election of Director: Frank A. D'Amelio | Management | For | For | ||||||||
| 1.4 | Election of Director: Michael B. McCallister | Management | For | For | ||||||||
| 2. | Advisory vote to approve our executive compensation (Say on Pay) |
Management | For | For | ||||||||
| 3. | Ratification of appointment of KPMG LLP as our independent registered public accounting firm for 2019. |
Management | For | For | ||||||||
| ANTHEM, INC. | ||||||||||||
| Security | 036752103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ANTM | Meeting Date | 15-May-2019 | |||||||||
| ISIN | US0367521038 | Agenda | 934964429 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1.1 | Election of Director Nominee: Bahija Jallal | Management | For | For | ||||||||
| 1.2 | Election of Director Nominee: Elizabeth E. Tallett | Management | For | For | ||||||||
| 2. | To ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm for 2019. |
Management | For | For | ||||||||
| 3. | Advisory vote to approve the compensation of our named executive officers. |
Management | For | For | ||||||||
| 4. | To approve proposed amendments to our Articles of Incorporation to eliminate the classified board structure when permitted under our contractual obligations with the Blue Cross and Blue Shield Association. |
Management | For | For | ||||||||
| 5. | Shareholder proposal to elect each director annually. | Shareholder | Abstain | |||||||||
| INFUSYSTEM HOLDINGS, INC. | ||||||||||||
| Security | 45685K102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | INFU | Meeting Date | 15-May-2019 | |||||||||
| ISIN | US45685K1025 | Agenda | 934984077 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Richard DiIorio | For | For | |||||||||
| 2 | Paul Gendron | For | For | |||||||||
| 3 | Gregg Lehman | For | For | |||||||||
| 4 | Darrell Montgomery | For | For | |||||||||
| 5 | Christopher Sansone | For | For | |||||||||
| 6 | Scott Shuda | For | For | |||||||||
| 2. | Approval of amendments to the InfuSystem Holdings, Inc. 2014 Equity Plan, as amended, including an increase in the number of authorized shares under the plan. |
Management | Against | Against | ||||||||
| 3. | Approval, on an advisory basis, of the Company's executive compensation. |
Management | For | For | ||||||||
| 4. | Ratification of the appointment of BDO USA, LLP as the registered independent public accounting firm for the fiscal year ending December 31, 2019. |
Management | For | For | ||||||||
| ICU MEDICAL, INC. | ||||||||||||
| Security | 44930G107 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ICUI | Meeting Date | 15-May-2019 | |||||||||
| ISIN | US44930G1076 | Agenda | 934988936 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Vivek Jain | For | For | |||||||||
| 2 | George A. Lopez, M.D. | For | For | |||||||||
| 3 | Robert S. Swinney, M.D. | For | For | |||||||||
| 4 | David C. Greenberg | For | For | |||||||||
| 5 | Elisha W. Finney | For | For | |||||||||
| 6 | David F. Hoffmeister | For | For | |||||||||
| 7 | Donald M. Abbey | For | For | |||||||||
| 2. | To ratify the selection of Deloitte & Touche LLP as auditors for the Company for the year ending December 31, 2019. |
Management | For | For | ||||||||
| 3. |
To approve named executive officer compensation on an advisory basis. |
Management | For | For | ||||||||
| CVS HEALTH CORPORATION | ||||||||||||
| Security | 126650100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CVS | Meeting Date | 16-May-2019 | |||||||||
| ISIN | US1266501006 | Agenda | 934964203 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Fernando Aguirre | Management | For | For | ||||||||
| 1b. | Election of Director: Mark T. Bertolini | Management | For | For | ||||||||
| 1c. | Election of Director: Richard M. Bracken | Management | For | For | ||||||||
| 1d. | Election of Director: C. David Brown II | Management | For | For | ||||||||
| 1e. | Election of Director: Alecia A. DeCoudreaux | Management | For | For | ||||||||
| 1f. | Election of Director: Nancy-Ann M. DeParle | Management | For | For | ||||||||
| 1g. | Election of Director: David W. Dorman | Management | For | For | ||||||||
| 1h. | Election of Director: Roger N. Farah | Management | For | For | ||||||||
| 1i. | Election of Director: Anne M. Finucane | Management | For | For | ||||||||
| 1j. | Election of Director: Edward J. Ludwig | Management | For | For | ||||||||
| 1k. | Election of Director: Larry J. Merlo | Management | For | For | ||||||||
| 1l. | Election of Director: Jean-Pierre Millon | Management | For | For | ||||||||
| 1m. | Election of Director: Mary L. Schapiro | Management | For | For | ||||||||
| 1n. | Election of Director: Richard J. Swift | Management | For | For | ||||||||
| 1o. | Election of Director: William C. Weldon | Management | For | For | ||||||||
| 1p. | Election of Director: Tony L. White | Management | For | For | ||||||||
| 2. | Proposal to ratify appointment of independent registered public accounting firm for 2019. |
Management | For | For | ||||||||
| 3. | Say on Pay, a proposal to approve, on an advisory basis, the Company's executive compensation. |
Management | For | For | ||||||||
| 4. | Stockholder proposal regarding exclusion of legal or compliance costs from financial performance adjustments for executive compensation. |
Shareholder | Against | For | ||||||||
| AVON PRODUCTS, INC. | ||||||||||||
| Security | 054303102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | AVP | Meeting Date | 16-May-2019 | |||||||||
| ISIN | US0543031027 | Agenda | 934972680 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Jose Armario | For | For | |||||||||
| 2 | W. Don Cornwell | For | For | |||||||||
| 3 | Nancy Killefer | For | For | |||||||||
| 4 | Susan J. Kropf | For | For | |||||||||
| 5 | Helen McCluskey | For | For | |||||||||
| 6 | Andrew G. McMaster, Jr. | For | For | |||||||||
| 7 | James A. Mitarotonda | For | For | |||||||||
| 8 | Jan Zijderveld | For | For | |||||||||
| 2. | Non-binding, advisory vote to approve compensation of our named executive officers. |
Management | For | For | ||||||||
| 3. | Approval of the Amended and Restated 2016 Omnibus Incentive Plan. |
Management | Against | Against | ||||||||
| 4. | Ratification of the appointment of PricewaterhouseCoopers LLP, United Kingdom, as our independent registered public accounting firm, for 2019. |
Management | For | For | ||||||||
| NEVRO CORP. | ||||||||||||
| Security | 64157F103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | NVRO | Meeting Date | 20-May-2019 | |||||||||
| ISIN | US64157F1030 | Agenda | 934981766 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Elizabeth Weatherman | For | For | |||||||||
| 2 | Wilfred E. Jaeger, M.D. | For | For | |||||||||
| 3 | D. Keith Grossman | For | For | |||||||||
| 2. | To ratify the selection, by the Audit Committee of the Company's Board of Directors, of PricewaterhouseCoopers LLP as the independent registered public accounting firm of the Company for its fiscal year ending December 31, 2019 |
Management | For | For | ||||||||
| 3. | To approve, on a non-binding advisory basis, the compensation of the named executive officers as disclosed in the Company's proxy statement in accordance with the compensation disclosure rules of the Securities and Exchange Commission |
Management | For | For | ||||||||
| 4. | To approve an amendment to the Company's Amended and Restated Certificate of Incorporation to phase in the declassification of the Company's Board of Directors |
Management | For | For | ||||||||
| 5. | To approve an amendment to the Company's Amended and Restated Certificate of Incorporation to eliminate the supermajority voting requirements |
Management | For | For | ||||||||
| CHARLES RIVER LABORATORIES INTL., INC. | ||||||||||||
| Security | 159864107 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CRL | Meeting Date | 21-May-2019 | |||||||||
| ISIN | US1598641074 | Agenda | 934978579 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: James C. Foster | Management | For | For | ||||||||
| 1B. | Election of Director: Robert J. Bertolini | Management | For | For | ||||||||
| 1C. | Election of Director: Stephen D. Chubb | Management | For | For | ||||||||
| 1D. | Election of Director: Deborah T. Kochevar | Management | For | For | ||||||||
| 1E. | Election of Director: Martin W. MacKay | Management | For | For | ||||||||
| 1F. | Election of Director: Jean-Paul Mangeolle | Management | For | For | ||||||||
| 1G. | Election of Director: George E. Massaro | Management | For | For | ||||||||
| 1H. | Election of Director: George M. Milne, Jr. | Management | For | For | ||||||||
| 1I. | Election of Director: C. Richard Reese | Management | For | For | ||||||||
| 1J. | Election of Director: Richard F. Wallman | Management | For | For | ||||||||
| 2. | Say on Pay - An advisory vote to approve our executive compensation. |
Management | For | For | ||||||||
| 3. | Proposal to ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accountants for the fiscal year ending December 28, 2019. |
Management | For | For | ||||||||
| STERICYCLE, INC. | ||||||||||||
| Security | 858912108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | SRCL | Meeting Date | 22-May-2019 | |||||||||
| ISIN | US8589121081 | Agenda | 934978315 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Robert S. Murley | Management | For | For | ||||||||
| 1b. | Election of Director: Cindy J. Miller | Management | For | For | ||||||||
| 1c. | Election of Director: Brian P. Anderson | Management | For | For | ||||||||
| 1d. | Election of Director: Lynn D. Bleil | Management | For | For | ||||||||
| 1e. | Election of Director: Thomas F. Chen | Management | For | For | ||||||||
| 1f. | Election of Director: J. Joel Hackney, Jr. | Management | For | For | ||||||||
| 1g. | Election of Director: Veronica M. Hagen | Management | For | For | ||||||||
| 1h. | Election of Director: Stephen C. Hooley | Management | For | For | ||||||||
| 1i. | Election of Director: Kay G. Priestly | Management | For | For | ||||||||
| 1j. | Election of Director: Mike S. Zafirovski | Management | For | For | ||||||||
| 2. | Advisory vote to approve executive compensation | Management | For | For | ||||||||
| 3. | Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for 2019 |
Management | For | For | ||||||||
| 4. | Stockholder proposal entitled Special Shareholder Meeting Improvement |
Shareholder | Against | For | ||||||||
| HENRY SCHEIN, INC. | ||||||||||||
| Security | 806407102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | HSIC | Meeting Date | 22-May-2019 | |||||||||
| ISIN | US8064071025 | Agenda | 934978757 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Barry J. Alperin | Management | For | For | ||||||||
| 1b. | Election of Director: Gerald A. Benjamin | Management | For | For | ||||||||
| 1c. | Election of Director: Stanley M. Bergman | Management | For | For | ||||||||
| 1d. | Election of Director: James P. Breslawski | Management | For | For | ||||||||
| 1e. | Election of Director: Paul Brons | Management | For | For | ||||||||
| 1f. | Election of Director: Shira Goodman | Management | For | For | ||||||||
| 1g. | Election of Director: Joseph L. Herring | Management | For | For | ||||||||
| 1h. | Election of Director: Kurt P. Kuehn | Management | For | For | ||||||||
| 1i. | Election of Director: Philip A. Laskawy | Management | For | For | ||||||||
| 1j. | Election of Director: Anne H. Margulies | Management | For | For | ||||||||
| 1k. | Election of Director: Mark E. Mlotek | Management | For | For | ||||||||
| 1l. | Election of Director: Steven Paladino | Management | For | For | ||||||||
| 1m. | Election of Director: Carol Raphael | Management | For | For | ||||||||
| 1n. | Election of Director: E. Dianne Rekow, DDS, Ph.D. | Management | For | For | ||||||||
| 1o. | Election of Director: Bradley T. Sheares, Ph.D. | Management | For | For | ||||||||
| 2. | Proposal to approve, by non-binding vote, the 2018 compensation paid to the Company's Named Executive Officers. |
Management | For | For | ||||||||
| 3. | Proposal to ratify the selection of BDO USA, LLP as the Company's independent registered public accounting firm for the fiscal year ending December 28, 2019. |
Management | For | For | ||||||||
| THERMO FISHER SCIENTIFIC INC. | ||||||||||||
| Security | 883556102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | TMO | Meeting Date | 22-May-2019 | |||||||||
| ISIN | US8835561023 | Agenda | 934979519 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Marc N. Casper | Management | For | For | ||||||||
| 1b. | Election of Director: Nelson J. Chai | Management | For | For | ||||||||
| 1c. | Election of Director: C. Martin Harris | Management | For | For | ||||||||
| 1d. | Election of Director: Tyler Jacks | Management | For | For | ||||||||
| 1e. | Election of Director: Judy C. Lewent | Management | For | For | ||||||||
| 1f. | Election of Director: Thomas J. Lynch | Management | For | For | ||||||||
| 1g. | Election of Director: Jim P. Manzi | Management | For | For | ||||||||
| 1h. | Election of Director: James C. Mullen | Management | For | For | ||||||||
| 1i. | Election of Director: Lars R. Sørensen | Management | For | For | ||||||||
| 1j. | Election of Director: Scott M. Sperling | Management | For | For | ||||||||
| 1k. | Election of Director: Elaine S. Ullian | Management | For | For | ||||||||
| 1l. | Election of Director: Dion J. Weisler | Management | For | For | ||||||||
| 2. | An advisory vote to approve named executive officer compensation. |
Management | For | For | ||||||||
| 3. | Ratification of the Audit Committee's selection of PricewaterhouseCoopers LLP as the Company's independent auditors for 2019. |
Management | For | For | ||||||||
| DENTSPLY SIRONA INC. | ||||||||||||
| Security | 24906P109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | XRAY | Meeting Date | 22-May-2019 | |||||||||
| ISIN | US24906P1093 | Agenda | 934983227 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Michael C. Alfano | Management | For | For | ||||||||
| 1b. | Election of Director: Eric K. Brandt | Management | For | For | ||||||||
| 1c. | Election of Director: Donald M. Casey, Jr. | Management | For | For | ||||||||
| 1d. | Election of Director: Willie A. Deese | Management | For | For | ||||||||
| 1e. | Election of Director: Betsy D. Holden | Management | For | For | ||||||||
| 1f. | Election of Director: Arthur D. Kowaloff | Management | For | For | ||||||||
| 1g. | Election of Director: Harry M. Kraemer, Jr. | Management | For | For | ||||||||
| 1h. | Election of Director: Gregory T. Lucier | Management | For | For | ||||||||
| 1i. | Election of Director: Francis J. Lunger | Management | For | For | ||||||||
| 1j. | Election of Director: Leslie F. Varon | Management | For | For | ||||||||
| 2. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accountants for 2019. |
Management | For | For | ||||||||
| 3. | Approval, by non-binding vote, of the Company's executive compensation. |
Management | For | For | ||||||||
| INTEGER HOLDINGS CORPORATION | ||||||||||||
| Security | 45826H109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ITGR | Meeting Date | 22-May-2019 | |||||||||
| ISIN | US45826H1095 | Agenda | 934997783 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Pamela G. Bailey | For | For | |||||||||
| 2 | Joseph W. Dziedzic | For | For | |||||||||
| 3 | James F. Hinrichs | For | For | |||||||||
| 4 | Jean Hobby | For | For | |||||||||
| 5 | M. Craig Maxwell | For | For | |||||||||
| 6 | Filippo Passerini | For | For | |||||||||
| 7 | Bill R. Sanford | For | For | |||||||||
| 8 | Peter H. Soderberg | For | For | |||||||||
| 9 | Donald J. Spence | For | For | |||||||||
| 10 | William B. Summers, Jr. | For | For | |||||||||
| 2. | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR INTEGER HOLDINGS CORPORATION FOR FISCAL YEAR 2019. |
Management | For | For | ||||||||
| 3. | APPROVE BY NON-BINDING ADVISORY VOTE THE COMPENSATION OF INTEGER HOLDINGS CORPORATION NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||||
| FLOWERS FOODS, INC. | ||||||||||||
| Security | 343498101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | FLO | Meeting Date | 23-May-2019 | |||||||||
| ISIN | US3434981011 | Agenda | 934968960 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: George E. Deese | Management | For | For | ||||||||
| 1b. | Election of Director: Rhonda Gass | Management | For | For | ||||||||
| 1c. | Election of Director: Benjamin H. Griswold, IV | Management | For | For | ||||||||
| 1d. | Election of Director: Margaret G. Lewis | Management | For | For | ||||||||
| 1e. | Election of Director: David V. Singer | Management | For | For | ||||||||
| 1f. | Election of Director: James T. Spear | Management | For | For | ||||||||
| 1g. | Election of Director: Melvin T. Stith, Ph.D. | Management | For | For | ||||||||
| 1h. | Election of Director: C. Martin Wood III | Management | For | For | ||||||||
| 2. | To approve by advisory vote the compensation of the company's named executive officers. |
Management | For | For | ||||||||
| 3. | To ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for Flowers Foods, Inc. for the fiscal year ending December 28, 2019. |
Management | For | For | ||||||||
| 4. | A shareholder proposal regarding the elimination of supermajority vote requirements, if properly presented at the annual meeting. |
Shareholder | Against | For | ||||||||
| NUVECTRA CORPORATION | ||||||||||||
| Security | 67075N108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | NVTR | Meeting Date | 23-May-2019 | |||||||||
| ISIN | US67075N1081 | Agenda | 934986766 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Christopher G. Chavez | For | For | |||||||||
| 2 | Jane J. Song | For | For | |||||||||
| 2. | Ratification of the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2019. |
Management | For | For | ||||||||
| MERCK & CO., INC. | ||||||||||||
| Security | 58933Y105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MRK | Meeting Date | 28-May-2019 | |||||||||
| ISIN | US58933Y1055 | Agenda | 934988328 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Leslie A. Brun | Management | For | For | ||||||||
| 1b. | Election of Director: Thomas R. Cech | Management | For | For | ||||||||
| 1c. | Election of Director: Mary Ellen Coe | Management | For | For | ||||||||
| 1d. | Election of Director: Pamela J. Craig | Management | For | For | ||||||||
| 1e. | Election of Director: Kenneth C. Frazier | Management | For | For | ||||||||
| 1f. | Election of Director: Thomas H. Glocer | Management | For | For | ||||||||
| 1g. | Election of Director: Rochelle B. Lazarus | Management | For | For | ||||||||
| 1h. | Election of Director: Paul B. Rothman | Management | For | For | ||||||||
| 1i. | Election of Director: Patricia F. Russo | Management | For | For | ||||||||
| 1j. | Election of Director: Inge G. Thulin | Management | For | For | ||||||||
| 1k. | Election of Director: Wendell P. Weeks | Management | For | For | ||||||||
| 1l. | Election of Director: Peter C. Wendell | Management | For | For | ||||||||
| 2. | Non-binding advisory vote to approve the compensation of our named executive officers. |
Management | For | For | ||||||||
| 3. | Proposal to adopt the 2019 Incentive Stock Plan. | Management | For | For | ||||||||
| 4. | Ratification of the appointment of the Company's independent registered public accounting firm for 2019. |
Management | For | For | ||||||||
| 5. | Shareholder proposal concerning an independent board chairman. |
Shareholder | Against | For | ||||||||
| 6. | Shareholder proposal concerning executive incentives and stock buybacks. |
Shareholder | Against | For | ||||||||
| 7. | Shareholder proposal concerning drug pricing. | Shareholder | Abstain | Against | ||||||||
| ILLUMINA, INC. | ||||||||||||
| Security | 452327109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ILMN | Meeting Date | 29-May-2019 | |||||||||
| ISIN | US4523271090 | Agenda | 934985067 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Frances Arnold, Ph.D. | Management | For | For | ||||||||
| 1B. | Election of Director: Francis A. deSouza | Management | For | For | ||||||||
| 1C. | Election of Director: Susan E. Siegel | Management | For | For | ||||||||
| 2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 29, 2019. |
Management | For | For | ||||||||
| 3. | To approve, on an advisory basis, the compensation of the named executive officers as disclosed in the Proxy Statement. |
Management | For | For | ||||||||
| 4. | To approve an amendment to our Amended and Restated Certificate of Incorporation to declassify our Board of Directors. |
Management | For | For | ||||||||
| 5. | To approve, on an advisory basis, a stockholder proposal to enhance election-related disclosures. |
Shareholder | Abstain | Against | ||||||||
| PETIQ, INC. | ||||||||||||
| Security | 71639T106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | PETQ | Meeting Date | 29-May-2019 | |||||||||
| ISIN | US71639T1060 | Agenda | 934996363 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Mark First | For | For | |||||||||
| 2 | Larry Bird | For | For | |||||||||
| 2. | To approve the amendment and restatement of the PetIQ, Inc. 2017 Omnibus Incentive Plan, including an increase in the shares of Class A Common stock reserved for issuance thereunder. |
Management | Against | Against | ||||||||
| 3. | To ratify the selection of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2019. |
Management | For | For | ||||||||
| BRISTOL-MYERS SQUIBB COMPANY | ||||||||||||
| Security | 110122108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BMY | Meeting Date | 29-May-2019 | |||||||||
| ISIN | US1101221083 | Agenda | 935021458 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Peter J. Arduini | Management | For | For | ||||||||
| 1B. | Election of Director: Robert Bertolini | Management | For | For | ||||||||
| 1C. | Election of Director: Giovanni Caforio, M.D. | Management | For | For | ||||||||
| 1D. | Election of Director: Matthew W. Emmens | Management | For | For | ||||||||
| 1E. | Election of Director: Michael Grobstein | Management | For | For | ||||||||
| 1F. | Election of Director: Alan J. Lacy | Management | For | For | ||||||||
| 1G. | Election of Director: Dinesh C. Paliwal | Management | For | For | ||||||||
| 1H. | Election of Director: Theodore R. Samuels | Management | For | For | ||||||||
| 1I. | Election of Director: Vicki L. Sato, Ph.D. | Management | For | For | ||||||||
| 1J. | Election of Director: Gerald L. Storch | Management | For | For | ||||||||
| 1K. | Election of Director: Karen H. Vousden, Ph.D. | Management | For | For | ||||||||
| 2. | Advisory vote to approve the compensation of our Named Executive Officers |
Management | For | For | ||||||||
| 3. | Ratification of the appointment of an independent registered public accounting firm |
Management | For | For | ||||||||
| 4. | Shareholder Proposal on Right to Act by Written Consent | Shareholder | Against | For | ||||||||
| TELADOC HEALTH, INC. | ||||||||||||
| Security | 87918A105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | TDOC | Meeting Date | 30-May-2019 | |||||||||
| ISIN | US87918A1051 | Agenda | 934988253 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Ms. Helen Darling | For | For | |||||||||
| 2 | Mr. William H. Frist MD | For | For | |||||||||
| 3 | Mr. Michael Goldstein | For | For | |||||||||
| 4 | Mr. Jason Gorevic | For | For | |||||||||
| 5 | Mr. Brian McAndrews | For | For | |||||||||
| 6 | Mr. Thomas G. McKinley | For | For | |||||||||
| 7 | Mr. Arneek Multani | For | For | |||||||||
| 8 | Mr. Kenneth H. Paulus | For | For | |||||||||
| 9 | Mr. David Shedlarz | For | For | |||||||||
| 10 | Mr. David B. Snow, Jr. | For | For | |||||||||
| 11 | Mr. Mark D. Smith, MD | For | For | |||||||||
| 2. | Approve, on an advisory basis, the compensation of Teladoc Health's named executive officers. |
Management | For | For | ||||||||
| 3. | Ratify the appointment of Ernst & Young LLP as Teladoc Health's independent registered public accounting firm for the fiscal year ending December 31, 2019. |
Management | For | For | ||||||||
| TINGYI (CAYMAN ISLANDS) HOLDING CORP | ||||||||||||
| Security | G8878S103 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 03-Jun-2019 | ||||||||||
| ISIN | KYG8878S1030 | Agenda | 710961396 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0415/LTN20190415301.PDF-AND- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0415/LTN20190415233.PDF |
Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING |
Non-Voting | ||||||||||
| 1 | TO RECEIVE AND CONSIDER THE AUDITED ACCOUNTS AND THE REPORTS OF THE DIRECTORS AND AUDITORS FOR THE YEAR ENDED 31 DECEMBER 2018 |
Management | For | For | ||||||||
| 2 | TO APPROVE THE PAYMENT OF A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2018: FINAL DIVIDEND OF US3.20 CENTS (EQUIVALENT TO RMB21.92 CENTS) PER SHARE TO SHAREHOLDERS |
Management | For | For | ||||||||
| 3 | TO APPROVE THE PAYMENT OF A SPECIAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2018: SPECIAL DIVIDEND OF US3.20 CENTS (EQUIVALENT TO RMB21.92 CENTS) PER SHARE |
Management | For | For | ||||||||
| 4 | TO RE-ELECT MR. TERUO NAGANO AS AN EXECUTIVE DIRECTOR AND TO AUTHORIZE THE DIRECTORS TO FIX HIS REMUNERATION |
Management | For | For | ||||||||
| 5 | TO RE-ELECT MR. WEI, HONG-CHEN AS AN EXECUTIVE DIRECTOR AND TO AUTHORIZE THE DIRECTORS TO FIX HIS REMUNERATION |
Management | For | For | ||||||||
| 6 | TO RE-ELECT MR. HSU, SHIN-CHUN AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR AND TO AUTHORIZE THE DIRECTORS TO FIX HIS REMUNERATION |
Management | For | For | ||||||||
| 7 | TO RE-APPOINT AUDITORS OF THE COMPANY AND AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION |
Management | For | For | ||||||||
| 8 | TO CONSIDER AND APPROVE THE GENERAL MANDATE TO ISSUE SHARES |
Management | Against | Against | ||||||||
| 9 | TO CONSIDER AND APPROVE THE GENERAL MANDATE TO BUY BACK SHARES OF THE COMPANY |
Management | For | For | ||||||||
| 10 | TO CONSIDER AND APPROVE THAT THE TOTAL NUMBER OF SHARES WHICH ARE BOUGHT BACK BY THE COMPANY SHALL BE ADDED TO THE TOTAL NUMBER OF SHARES WHICH MAY BE ALLOTTED PURSUANT TO THE GENERAL MANDATE FOR ISSUE OF SHARES |
Management | Against | Against | ||||||||
| 11 | TO CONSIDER AND APPROVE THE PROPOSED AMENDMENT TO THE ARTICLES OF ASSOCIATION OF THE COMPANY |
Management | For | For | ||||||||
| UNITEDHEALTH GROUP INCORPORATED | ||||||||||||
| Security | 91324P102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | UNH | Meeting Date | 03-Jun-2019 | |||||||||
| ISIN | US91324P1021 | Agenda | 934998963 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: William C. Ballard, Jr. | Management | For | For | ||||||||
| 1b. | Election of Director: Richard T. Burke | Management | For | For | ||||||||
| 1c. | Election of Director: Timothy P. Flynn | Management | For | For | ||||||||
| 1d. | Election of Director: Stephen J. Hemsley | Management | For | For | ||||||||
| 1e. | Election of Director: Michele J. Hooper | Management | For | For | ||||||||
| 1f. | Election of Director: F. William McNabb III | Management | For | For | ||||||||
| 1g. | Election of Director: Valerie C. Montgomery Rice, M.D. | Management | For | For | ||||||||
| 1h. | Election of Director: John H. Noseworthy, M.D. | Management | For | For | ||||||||
| 1i. | Election of Director: Glenn M. Renwick | Management | For | For | ||||||||
| 1j. | Election of Director: David S. Wichmann | Management | For | For | ||||||||
| 1k. | Election of Director: Gail R. Wilensky, Ph.D. | Management | For | For | ||||||||
| 2. | Advisory approval of the Company's executive compensation. |
Management | For | For | ||||||||
| 3. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for the Company for the year ending December 31, 2019. |
Management | For | For | ||||||||
| 4. | The shareholder proposal set forth in the proxy statement requesting an amendment to the proxy access bylaw, if properly presented at the 2019 Annual Meeting of Shareholders. |
Shareholder | Abstain | Against | ||||||||
| GLOBUS MEDICAL, INC. | ||||||||||||
| Security | 379577208 | Meeting Type | Annual | |||||||||
| Ticker Symbol | GMED | Meeting Date | 05-Jun-2019 | |||||||||
| ISIN | US3795772082 | Agenda | 935004438 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Daniel T. Lemaitre | Management | For | For | ||||||||
| 1b. | Election of Director: David C. Paul | Management | For | For | ||||||||
| 1c. | Election of Director: Ann D. Rhoads | Management | For | For | ||||||||
| 2. | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the year ending December 31, 2019. |
Management | For | For | ||||||||
| 3. | To approve, in an advisory vote, the compensation of the Company's named executive officers (the Say-on-Pay Vote). |
Management | For | For | ||||||||
| 4. | To approve, in an advisory vote, the frequency of the approval, on an advisory basis, of the compensation of our named executive officers (the Frequency Vote). |
Management | 1 Year | For | ||||||||
| GERRESHEIMER AG | ||||||||||||
| Security | D2852S109 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 06-Jun-2019 | ||||||||||
| ISIN | DE000A0LD6E6 | Agenda | 711064547 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL. THANK YOU. |
Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS MEETING IS 16.05.2019, WHEREAS-THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE - 1 BUSINESS DAY.-THIS IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH-THE GERMAN LAW. THANK YOU. |
Non-Voting | ||||||||||
| CMMT | COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 22.05.2019. FURTHER INFORMATION ON-COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER-TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE-ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES-DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN-THE BALLOT ON PROXYEDGE. |
Non-Voting | ||||||||||
| 1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL 2018 |
Non-Voting | ||||||||||
| 2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 1.15 PER SHARE |
Management | No Action | |||||||||
| 3 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL 2018 |
Management | No Action | |||||||||
| 4 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL 2018 |
Management | No Action | |||||||||
| 5 | RATIFY DELOITTE GMBH AS AUDITORS FOR FISCAL 2019 |
Management | No Action | |||||||||
| 6 | APPROVE REMUNERATION OF SUPERVISORY BOARD |
Management | No Action | |||||||||
| 7 | APPROVE CREATION OF EUR 6.3 MILLION POOL OF CAPITAL WITH PARTIAL EXCLUSION OF PREEMPTIVE RIGHTS |
Management | No Action | |||||||||
| 8 | APPROVE ISSUANCE OF WARRANTS/BONDS WITH WARRANTS ATTACHED/CONVERTIBLE BONDS WITHOUT PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL AMOUNT OF EUR 750 MILLION APPROVE CREATION OF EUR 6.3 MILLION POOL OF CAPITAL TO GUARANTEE CONVERSION RIGHTS |
Management | No Action | |||||||||
| CHINA MENGNIU DAIRY CO LTD | ||||||||||||
| Security | G21096105 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 06-Jun-2019 | ||||||||||
| ISIN | KYG210961051 | Agenda | 711121222 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0503/LTN20190503818.PDF-AND- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0503/LTN20190503794.PDF |
Non-Voting | ||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING |
Non-Voting | ||||||||||
| 1 | TO REVIEW AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND THE INDEPENDENT AUDITORS FOR THE YEAR ENDED 31 DECEMBER 2018 |
Management | For | For | ||||||||
| 2 | TO APPROVE THE PROPOSED FINAL DIVIDEND OF RMB0.181 PER SHARE FOR THE YEAR ENDED 31 DECEMBER 2018 |
Management | For | For | ||||||||
| 3.A | TO RE-ELECT MR. TIM ORTING JORGENSEN AS DIRECTOR AND AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX HIS REMUNERATION |
Management | Against | Against | ||||||||
| 3.B | TO RE-ELECT MR. ZHANG XIAOYA AS DIRECTOR AND AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX HIS REMUNERATION |
Management | For | For | ||||||||
| 3.C | TO RE-ELECT MR. YAU KA CHI AS DIRECTOR AND AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX HIS REMUNERATION |
Management | Against | Against | ||||||||
| 3.D | TO RE-ELECT MR. CHEN LANG AS DIRECTOR AND AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX HIS REMUNERATION |
Management | Against | Against | ||||||||
| 4 | TO RE-APPOINT ERNST & YOUNG AS THE AUDITORS OF THE COMPANY AND AUTHORISE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION FOR THE YEAR ENDING 31 DECEMBER 2019 |
Management | For | For | ||||||||
| 5 | ORDINARY RESOLUTION NO. 5 SET OUT IN THE NOTICE OF AGM (TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES IN THE COMPANY NOT EXCEEDING 10% OF THE ISSUED SHARE CAPITAL OF THE COMPANY) |
Management | For | For | ||||||||
| 6 | ORDINARY RESOLUTION NO. 6 SET OUT IN THE NOTICE OF AGM (TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES NOT EXCEEDING 10% OF THE ISSUED SHARE CAPITAL OF THE COMPANY) |
Management | Against | Against | ||||||||
| CLOVIS ONCOLOGY, INC. | ||||||||||||
| Security | 189464100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CLVS | Meeting Date | 06-Jun-2019 | |||||||||
| ISIN | US1894641000 | Agenda | 934999282 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Brian G. Atwood | For | For | |||||||||
| 2 | James C. Blair, Ph.D. | For | For | |||||||||
| 3 | Richard A. Fair | For | For | |||||||||
| 4 | Paul H. Klingenstein | For | For | |||||||||
| 2. | Amendment to our Amended and Restated Certificate of Incorporation to increase the authorized shares of common stock from 100,000,000 to 200,000,000. |
Management | For | For | ||||||||
| 3. | Approval of an advisory proposal on compensation of the Company's named executive officers, as disclosed in the attached proxy statement. |
Management | For | For | ||||||||
| 4. | Ratification of the appointment of Ernst & Young LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2019. |
Management | For | For | ||||||||
| NEOGENOMICS, INC. | ||||||||||||
| Security | 64049M209 | Meeting Type | Annual | |||||||||
| Ticker Symbol | NEO | Meeting Date | 06-Jun-2019 | |||||||||
| ISIN | US64049M2098 | Agenda | 935005632 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Douglas M. VanOort | Management | For | For | ||||||||
| 1b. | Election of Director: Steven C. Jones | Management | For | For | ||||||||
| 1c. | Election of Director: Kevin C. Johnson | Management | For | For | ||||||||
| 1d. | Election of Director: Raymond R. Hipp | Management | For | For | ||||||||
| 1e. | Election of Director: Bruce K. Crowther | Management | For | For | ||||||||
| 1f. | Election of Director: Lynn A. Tetrault | Management | For | For | ||||||||
| 1g. | Election of Director: Alison L. Hannah | Management | For | For | ||||||||
| 1h. | Election of Director: Stephen M. Kanovsky | Management | For | For | ||||||||
| 2. | Advisory Vote on the Compensation Paid to our Named Executive Officers. |
Management | For | For | ||||||||
| 3. | Advisory Vote on Frequency of Future Advisory Votes on the Compensation Paid to our Named Executive Officers. |
Management | 1 Year | For | ||||||||
| 4. | Ratification of Appointment of Independent Registered Public Accounting Firm. |
Management | For | For | ||||||||
| LIGAND PHARMACEUTICALS INCORPORATED | ||||||||||||
| Security | 53220K504 | Meeting Type | Annual | |||||||||
| Ticker Symbol | LGND | Meeting Date | 06-Jun-2019 | |||||||||
| ISIN | US53220K5048 | Agenda | 935007256 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Jason M. Aryeh | For | For | |||||||||
| 2 | Todd C. Davis | For | For | |||||||||
| 3 | Nancy R. Gray, Ph.D. | For | For | |||||||||
| 4 | John L. Higgins | For | For | |||||||||
| 5 | John W. Kozarich, Ph.D. | For | For | |||||||||
| 6 | John L. LaMattina Ph.D. | For | For | |||||||||
| 7 | Sunil Patel | For | For | |||||||||
| 8 | Stephen L. Sabba, M.D. | For | For | |||||||||
| 2. | Ratification of Independent Registered Public Accounting Firm. |
Management | For | For | ||||||||
| 3. | Approval of the Compensation of the Named Executive Officers. |
Management | For | For | ||||||||
| 4. | Approval of Amendment and Restatement of the Ligand Pharmaceuticals Incorporated 2002 Stock Incentive Plan. |
Management | Against | Against | ||||||||
| 5. | Approval of Amendment and Restatement of the Ligand Pharmaceuticals Incorporated Employee Stock Purchase Plan |
Management | For | For | ||||||||
| KEURIG DR PEPPER INC. | ||||||||||||
| Security | 49271V100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | KDP | Meeting Date | 07-Jun-2019 | |||||||||
| ISIN | US49271V1008 | Agenda | 934999737 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Robert Gamgort | Management | For | For | ||||||||
| 1b. | Election of Director: Olivier Goudet | Management | For | For | ||||||||
| 1c. | Election of Director: Peter Harf | Management | For | For | ||||||||
| 1d. | Election of Director: Genevieve Hovde | Management | For | For | ||||||||
| 1e. | Election of Director: Anna-Lena Kamenetzky | Management | For | For | ||||||||
| 1f. | Election of Director: Paul S. Michaels | Management | For | For | ||||||||
| 1g. | Election of Director: Pamela H. Patsley | Management | For | For | ||||||||
| 1h. | Election of Director: Gerhard Pleuhs | Management | For | For | ||||||||
| 1i. | Election of Director: Fabien Simon | Management | For | For | ||||||||
| 1j. | Election of Director: Robert Singer | Management | For | For | ||||||||
| 1k. | Election of Director: Dirk Van de Put | Management | For | For | ||||||||
| 1l. | Election of Director: Larry D. Young | Management | For | For | ||||||||
| 2. | To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for fiscal year 2019. |
Management | For | For | ||||||||
| 3. | To approve an advisory resolution regarding the compensation of our Named Executive Officers, as disclosed in the Proxy Statement. |
Management | For | For | ||||||||
| 4. | To approve and adopt the 2019 Omnibus Incentive Plan. | Management | For | For | ||||||||
| ORTHOFIX MEDICAL INC. | ||||||||||||
| Security | 68752M108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | OFIX | Meeting Date | 10-Jun-2019 | |||||||||
| ISIN | US68752M1080 | Agenda | 935011926 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | James F. Hinrichs | For | For | |||||||||
| 2 | Alexis V. Lukianov | For | For | |||||||||
| 3 | Lilly Marks | For | For | |||||||||
| 4 | Bradley R. Mason | For | For | |||||||||
| 5 | Ronald Matricaria | For | For | |||||||||
| 6 | Michael E. Paolucci | For | For | |||||||||
| 7 | Maria Sainz | For | For | |||||||||
| 8 | John Sicard | For | For | |||||||||
| 2. | Advisory vote on compensation of named executive officers. |
Management | For | For | ||||||||
| 3. | Ratification of the selection of Ernst & Young LLP as the Company's Independent Registered Public Accounting Firm for the fiscal year ending December 31, 2019. |
Management | For | For | ||||||||
| TETRAPHASE PHARMACEUTICALS, INC. | ||||||||||||
| Security | 88165N105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | TTPH | Meeting Date | 10-Jun-2019 | |||||||||
| ISIN | US88165N1054 | Agenda | 935013829 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Garen Bohlin | For | For | |||||||||
| 2 | John Freund | For | For | |||||||||
| 2. | To amend our 2014 Employee Stock Purchase Plan to increase the number of shares of common stock reserved for issuance under our 2014 Employee Stock Purchase Plan from 300,000 to 600,000. |
Management | For | For | ||||||||
| 3. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2019. |
Management | For | For | ||||||||
| 4. | To approve, on a non-binding advisory basis, the compensation of our named executive officers. |
Management | For | For | ||||||||
| MELINTA THERAPEUTICS, INC. | ||||||||||||
| Security | 58549G209 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MLNT | Meeting Date | 10-Jun-2019 | |||||||||
| ISIN | US58549G2093 | Agenda | 935027157 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1.1 | Election of Class II Director: Jay Galeota | Management | For | For | ||||||||
| 1.2 | Election of Class II Director: Thomas P. Koestler, M.D. | Management | For | For | ||||||||
| 1.3 | Election of Class II Director: David Zaccardelli, Pharm D. | Management | For | For | ||||||||
| 2. | To approve, on a non-binding advisory basis, Melinta's 2018 executive compensation. |
Management | For | For | ||||||||
| 3. | To ratify the appointment of Delotte & Touche LLP as Melinta's independent registered public accounting firm for the fiscal year ending December 31, 2019. |
Management | For | For | ||||||||
| INVITAE CORPORATION | ||||||||||||
| Security | 46185L103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | NVTA | Meeting Date | 11-Jun-2019 | |||||||||
| ISIN | US46185L1035 | Agenda | 935012106 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Eric Aguiar | For | For | |||||||||
| 2 | Sean E. George | For | For | |||||||||
| 2. | The ratification of Ernst & Young LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2019. |
Management | For | For | ||||||||
| EVOLENT HEALTH, INC. | ||||||||||||
| Security | 30050B101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | EVH | Meeting Date | 11-Jun-2019 | |||||||||
| ISIN | US30050B1017 | Agenda | 935015431 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Class I Director: Seth Blackley | Management | For | For | ||||||||
| 1b. | Election of Class I Director: David Farner | Management | For | For | ||||||||
| 2. | Proposal to ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2019. |
Management | For | For | ||||||||
| 3. | Proposal to approve the compensation of our named executive officers for 2018 on an advisory basis. |
Management | For | For | ||||||||
| BIOSCRIP, INC. | ||||||||||||
| Security | 09069N207 | Meeting Type | Annual | |||||||||
| Ticker Symbol | Meeting Date | 11-Jun-2019 | ||||||||||
| ISIN | US09069N2071 | Agenda | 935023933 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Daniel E. Greenleaf | Withheld | Against | |||||||||
| 2 | Michael G. Bronfein | Withheld | Against | |||||||||
| 3 | David W. Golding | Withheld | Against | |||||||||
| 4 | Michael Goldstein | Withheld | Against | |||||||||
| 5 | Steven Neumann | Withheld | Against | |||||||||
| 6 | R. Carter Pate | Withheld | Against | |||||||||
| 2. | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2019. |
Management | For | For | ||||||||
| 3. | Advisory vote to approve the Company's executive compensation. |
Management | For | For | ||||||||
| BIOSCRIP, INC. | ||||||||||||
| Security | 09069N108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BIOS | Meeting Date | 11-Jun-2019 | |||||||||
| ISIN | US09069N1081 | Agenda | 935023933 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Daniel E. Greenleaf | Withheld | Against | |||||||||
| 2 | Michael G. Bronfein | Withheld | Against | |||||||||
| 3 | David W. Golding | Withheld | Against | |||||||||
| 4 | Michael Goldstein | Withheld | Against | |||||||||
| 5 | Steven Neumann | Withheld | Against | |||||||||
| 6 | R. Carter Pate | Withheld | Against | |||||||||
| 2. | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2019. |
Management | For | For | ||||||||
| 3. | Advisory vote to approve the Company's executive compensation. |
Management | For | For | ||||||||
| PARATEK PHARMACEUTICALS, INC. | ||||||||||||
| Security | 699374302 | Meeting Type | Annual | |||||||||
| Ticker Symbol | PRTK | Meeting Date | 12-Jun-2019 | |||||||||
| ISIN | US6993743029 | Agenda | 935012411 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Thomas J. Dietz, Ph.D. | For | For | |||||||||
| 2 | Timothy R. Franson, M.D | For | For | |||||||||
| 3 | Evan Loh, M.D. | For | For | |||||||||
| 2. | To ratify the selection by the Audit Committee of the Board of Directors of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2019. |
Management | For | For | ||||||||
| REGENERON PHARMACEUTICALS, INC. | ||||||||||||
| Security | 75886F107 | Meeting Type | Annual | |||||||||
| Ticker Symbol | REGN | Meeting Date | 14-Jun-2019 | |||||||||
| ISIN | US75886F1075 | Agenda | 935006432 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Bonnie L. Bassler, Ph.D. | Management | For | For | ||||||||
| 1b. | Election of Director: Michael S. Brown, M.D. | Management | For | For | ||||||||
| 1c. | Election of Director: Leonard S. Schleifer, M.D., Ph.D. | Management | For | For | ||||||||
| 1d. | Election of Director: George D. Yancopoulos, M.D., Ph.D. | Management | For | For | ||||||||
| 2. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2019. |
Management | For | For | ||||||||
| CUTERA, INC. | ||||||||||||
| Security | 232109108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CUTR | Meeting Date | 14-Jun-2019 | |||||||||
| ISIN | US2321091082 | Agenda | 935012423 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | David B. Apfelberg, MD | For | For | |||||||||
| 2 | Gregory A. Barrett | For | For | |||||||||
| 3 | Timothy J. O'Shea | For | For | |||||||||
| 4 | J. Daniel Plants | For | For | |||||||||
| 5 | Joseph E. Whitters | For | For | |||||||||
| 6 | Katherine S. Zanotti | For | For | |||||||||
| 2. | Ratification of BDO USA, LLP as the Independent Registered Public Accounting Firm for the fiscal year ending December 31, 2019. |
Management | For | For | ||||||||
| 3. | Non-binding advisory vote on the compensation of Named Executive Officers. |
Management | For | For | ||||||||
| 4. | Approval of the amendment and restatement of the Amended and Restated 2004 Equity Incentive Plan as the 2019 Equity Incentive Plan. |
Management | Against | Against | ||||||||
| DAVITA INC. | ||||||||||||
| Security | 23918K108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | DVA | Meeting Date | 17-Jun-2019 | |||||||||
| ISIN | US23918K1088 | Agenda | 935021333 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Pamela M. Arway | Management | For | For | ||||||||
| 1b. | Election of Director: Charles G. Berg | Management | For | For | ||||||||
| 1c. | Election of Director: Barbara J. Desoer | Management | For | For | ||||||||
| 1d. | Election of Director: Pascal Desroches | Management | For | For | ||||||||
| 1e. | Election of Director: Paul J. Diaz | Management | For | For | ||||||||
| 1f. | Election of Director: Peter T. Grauer | Management | For | For | ||||||||
| 1g. | Election of Director: John M. Nehra | Management | For | For | ||||||||
| 1h. | Election of Director: Javier J. Rodriguez | Management | For | For | ||||||||
| 1i. | Election of Director: William L. Roper | Management | For | For | ||||||||
| 1j. | Election of Director: Kent J. Thiry | Management | For | For | ||||||||
| 1k. | Election of Director: Phyllis R. Yale | Management | For | For | ||||||||
| 2. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for fiscal year 2019. |
Management | For | For | ||||||||
| 3. | To approve, on an advisory basis, the compensation of our named executive officers. |
Management | For | For | ||||||||
| YAKULT HONSHA CO.,LTD. | ||||||||||||
| Security | J95468120 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 19-Jun-2019 | ||||||||||
| ISIN | JP3931600005 | Agenda | 711252142 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||
| 1.1 | Appoint a Director Negishi, Takashige | Management | Against | Against | ||||||||
| 1.2 | Appoint a Director Narita, Hiroshi | Management | For | For | ||||||||
| 1.3 | Appoint a Director Wakabayashi, Hiroshi | Management | For | For | ||||||||
| 1.4 | Appoint a Director Ishikawa, Fumiyasu | Management | For | For | ||||||||
| 1.5 | Appoint a Director Ito, Masanori | Management | For | For | ||||||||
| 1.6 | Appoint a Director Doi, Akifumi | Management | For | For | ||||||||
| 1.7 | Appoint a Director Hayashida, Tetsuya | Management | For | For | ||||||||
| 1.8 | Appoint a Director Hirano, Susumu | Management | For | For | ||||||||
| 1.9 | Appoint a Director Richard Hall | Management | For | For | ||||||||
| 1.10 | Appoint a Director Yasuda, Ryuji | Management | For | For | ||||||||
| 1.11 | Appoint a Director Fukuoka, Masayuki | Management | For | For | ||||||||
| 1.12 | Appoint a Director Maeda, Norihito | Management | Against | Against | ||||||||
| 1.13 | Appoint a Director Pascal Yves de Petrini | Management | Against | Against | ||||||||
| 1.14 | Appoint a Director Imada, Masao | Management | For | For | ||||||||
| 1.15 | Appoint a Director Tobe, Naoko | Management | For | For | ||||||||
| NOMAD FOODS LIMITED | ||||||||||||
| Security | G6564A105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | NOMD | Meeting Date | 19-Jun-2019 | |||||||||
| ISIN | VGG6564A1057 | Agenda | 935030469 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Sir Martin Ellis Franklin, KGCN | Management | For | For | ||||||||
| 1b. | Election of Director: Noam Gottesman | Management | For | For | ||||||||
| 1c. | Election of Director: Ian G.H. Ashken | Management | For | For | ||||||||
| 1d. | Election of Director: Stéfan Descheemaeker | Management | For | For | ||||||||
| 1e. | Election of Director: Mohamed Elsarky | Management | For | For | ||||||||
| 1f. | Election of Director: Jeremy Isaacs CBE | Management | For | For | ||||||||
| 1g. | Election of Director: James E. Lillie | Management | For | For | ||||||||
| 1h. | Election of Director: Stuart M. MacFarlane | Management | For | For | ||||||||
| 1i. | Election of Director: Lord Myners of Truro CBE | Management | For | For | ||||||||
| 1j. | Election of Director: Victoria Parry | Management | For | For | ||||||||
| 1k. | Election of Director: Simon White | Management | For | For | ||||||||
| 1l. | Election of Director: Samy Zekhout | Management | For | For | ||||||||
| 2. | Ratification of the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2019 |
Management | For | For | ||||||||
| LIFEWAY FOODS, INC. | ||||||||||||
| Security | 531914109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | LWAY | Meeting Date | 20-Jun-2019 | |||||||||
| ISIN | US5319141090 | Agenda | 935015657 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Ludmila Smolyansky | For | For | |||||||||
| 2 | George Sent | For | For | |||||||||
| 3 | Julie Smolyansky | For | For | |||||||||
| 4 | Edward Smolyansky | For | For | |||||||||
| 5 | Pol Sikar | For | For | |||||||||
| 6 | Renzo Bernardi | For | For | |||||||||
| 7 | Jason Scher | For | For | |||||||||
| 8 | Laurent Marcel | For | For | |||||||||
| 2. | To Ratify the appointment of Mayer Hoffman McCann P.C. as our independent registered public accounting firm for the fiscal year ending December 31, 2019. |
Management | For | For | ||||||||
| 3. | Approve, on a non-binding advisory basis, the compensation paid to our named executive officers (the "say-on-pay" vote) |
Management | For | For | ||||||||
| 4. | Vote, on a non-binding advisory basis, on the frequency of holding the say-on-pay vote. |
Management | 3 Years | For | ||||||||
| MYLAN N.V. | ||||||||||||
| Security | N59465109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MYL | Meeting Date | 21-Jun-2019 | |||||||||
| ISIN | NL0011031208 | Agenda | 935044317 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Appointment of Director: Heather Bresch | Management | For | For | ||||||||
| 1B. | Appointment of Director: Hon. Robert J. Cindrich | Management | For | For | ||||||||
| 1C. | Appointment of Director: Robert J. Coury | Management | For | For | ||||||||
| 1D. | Appointment of Director: JoEllen Lyons Dillon | Management | For | For | ||||||||
| 1E. | Appointment of Director: Neil Dimick, C.P.A. | Management | For | For | ||||||||
| 1F. | Appointment of Director: Melina Higgins | Management | For | For | ||||||||
| 1G. | Appointment of Director: Harry A. Korman | Management | For | For | ||||||||
| 1H. | Appointment of Director: Rajiv Malik | Management | For | For | ||||||||
| 1I. | Appointment of Director: Richard Mark, C.P.A. | Management | For | For | ||||||||
| 1J. | Appointment of Director: Mark W. Parrish | Management | For | For | ||||||||
| 1K. | Appointment of Director: Pauline van der Meer Mohr | Management | For | For | ||||||||
| 1L. | Appointment of Director: Randall L. (Pete) Vanderveen, Ph.D. |
Management | For | For | ||||||||
| 1M. | Appointment of Director: Sjoerd S. Vollebregt | Management | For | For | ||||||||
| 2. | Approval, on an advisory basis, of the compensation of the named executive officers of the Company |
Management | For | For | ||||||||
| 3. | Adoption of the Dutch annual accounts for fiscal year 2018 |
Management | For | For | ||||||||
| 4. | Ratification of the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for fiscal year 2019 |
Management | For | For | ||||||||
| 5. | Instruction to Deloitte Accountants B.V. for the audit of the Company's Dutch statutory annual accounts for fiscal year 2019 |
Management | For | For | ||||||||
| 6. | Authorization of the Board to acquire shares in the capital of the Company |
Management | For | For | ||||||||
| 7. | Delegation to the Board of the authority to issue ordinary shares and grant rights to subscribe for ordinary shares in the capital of the Company and to exclude or restrict pre-emptive rights |
Management | Against | Against | ||||||||
| 8. | SHAREHOLDER VIEW ON DISCUSSION ITEM ONLY - indication of support for amending Company clawback policy similar to that suggested in the shareholder proposal(Agenda Item 10) |
Shareholder | Abstain | |||||||||
| KIKKOMAN CORPORATION | ||||||||||||
| Security | J32620106 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 25-Jun-2019 | ||||||||||
| ISIN | JP3240400006 | Agenda | 711251366 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | ||||||||
| 2.1 | Appoint a Director Mogi, Yuzaburo | Management | Against | Against | ||||||||
| 2.2 | Appoint a Director Horikiri, Noriaki | Management | For | For | ||||||||
| 2.3 | Appoint a Director Yamazaki, Koichi | Management | For | For | ||||||||
| 2.4 | Appoint a Director Shimada, Masanao | Management | For | For | ||||||||
| 2.5 | Appoint a Director Nakano, Shozaburo | Management | For | For | ||||||||
| 2.6 | Appoint a Director Shimizu, Kazuo | Management | For | For | ||||||||
| 2.7 | Appoint a Director Mogi, Osamu | Management | For | For | ||||||||
| 2.8 | Appoint a Director Matsuyama, Asahi | Management | For | For | ||||||||
| 2.9 | Appoint a Director Fukui, Toshihiko | Management | For | For | ||||||||
| 2.10 | Appoint a Director Ozaki, Mamoru | Management | For | For | ||||||||
| 2.11 | Appoint a Director Inokuchi, Takeo | Management | For | For | ||||||||
| 2.12 | Appoint a Director Iino, Masako | Management | For | For | ||||||||
| 3 | Appoint a Corporate Auditor Ozawa, Takashi | Management | Against | Against | ||||||||
| 4 | Appoint a Substitute Corporate Auditor Endo, Kazuyoshi | Management | For | For | ||||||||
| 5 | Approve Allotment of Free Share Acquisition Rights for Policy regarding Large-scale Purchases of Company Shares |
Management | Against | Against | ||||||||
| MORINAGA MILK INDUSTRY CO.,LTD. | ||||||||||||
| Security | J46410114 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 27-Jun-2019 | ||||||||||
| ISIN | JP3926800008 | Agenda | 711242494 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | ||||||||
| 2.1 | Appoint a Director Miyahara, Michio | Management | Against | Against | ||||||||
| 2.2 | Appoint a Director Noguchi, Junichi | Management | For | For | ||||||||
| 2.3 | Appoint a Director Okawa, Teiichiro | Management | For | For | ||||||||
| 2.4 | Appoint a Director Onuki, Yoichi | Management | For | For | ||||||||
| 2.5 | Appoint a Director Minato, Tsuyoshi | Management | For | For | ||||||||
| 2.6 | Appoint a Director Kusano, Shigemi | Management | For | For | ||||||||
| 2.7 | Appoint a Director Saito, Mitsumasa | Management | For | For | ||||||||
| 2.8 | Appoint a Director Ohara, Kenichi | Management | For | For | ||||||||
| 2.9 | Appoint a Director Kawakami, Shoji | Management | For | For | ||||||||
| 2.10 | Appoint a Director Yoneda, Takatomo | Management | For | For | ||||||||
| 3 | Appoint a Corporate Auditor Yamamoto, Mayumi | Management | For | For | ||||||||
| 4 | Appoint a Substitute Corporate Auditor Fujiwara, Hiroshi | Management | For | For | ||||||||
| MEIJI HOLDINGS CO.,LTD. | ||||||||||||
| Security | J41729104 | Meeting Type | Annual General Meeting | |||||||||
| Ticker Symbol | Meeting Date | 27-Jun-2019 | ||||||||||
| ISIN | JP3918000005 | Agenda | 711270277 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||
| 1.1 | Appoint a Director Matsuo, Masahiko | Management | For | For | ||||||||
| 1.2 | Appoint a Director Kawamura, Kazuo | Management | For | For | ||||||||
| 1.3 | Appoint a Director Saza, Michiro | Management | For | For | ||||||||
| 1.4 | Appoint a Director Shiozaki, Koichiro | Management | For | For | ||||||||
| 1.5 | Appoint a Director Furuta, Jun | Management | For | For | ||||||||
| 1.6 | Appoint a Director Kobayashi, Daikichiro | Management | For | For | ||||||||
| 1.7 | Appoint a Director Matsuda, Katsunari | Management | For | For | ||||||||
| 1.8 | Appoint a Director Iwashita, Tomochika | Management | For | For | ||||||||
| 1.9 | Appoint a Director Murayama, Toru | Management | For | For | ||||||||
| 1.10 | Appoint a Director Matsumura, Mariko | Management | For | For | ||||||||
| 2 | Appoint a Substitute Corporate Auditor Imamura, Makoto | Management | For | For | ||||||||
| THE KROGER CO. | ||||||||||||
| Security | 501044101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | KR | Meeting Date | 27-Jun-2019 | |||||||||
| ISIN | US5010441013 | Agenda | 935024101 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Nora A. Aufreiter | Management | For | For | ||||||||
| 1b. | Election of Director: Anne Gates | Management | For | For | ||||||||
| 1c. | Election of Director: Susan J. Kropf | Management | For | For | ||||||||
| 1d. | Election of Director: W. Rodney McMullen | Management | For | For | ||||||||
| 1e. | Election of Director: Jorge P. Montoya | Management | For | For | ||||||||
| 1f. | Election of Director: Clyde R. Moore | Management | For | For | ||||||||
| 1g. | Election of Director: James A. Runde | Management | For | For | ||||||||
| 1h. | Election of Director: Ronald L. Sargent | Management | For | For | ||||||||
| 1i. | Election of Director: Bobby S. Shackouls | Management | For | For | ||||||||
| 1j. | Election of Director: Mark S. Sutton | Management | For | For | ||||||||
| 1k. | Election of Director: Ashok Vemuri | Management | For | For | ||||||||
| 2. | Approval, on an advisory basis, of Kroger's executive compensation. |
Management | For | For | ||||||||
| 3. | Approval of Kroger's 2019 Long-Term Incentive Plan. | Management | Against | Against | ||||||||
| 4. | Approval of an amendment to Kroger's Regulations to permit Board amendments in accordance with Ohio law. |
Management | Against | Against | ||||||||
| 5. | Ratification of PricewaterhouseCoopers LLP, as auditors. | Management | For | For | ||||||||
| 6. | A shareholder proposal, if properly presented, to issue a report assessing the environmental impacts of using unrecyclable packaging for private label brands. |
Shareholder | Abstain | Against | ||||||||
| 7. | A shareholder proposal, if properly presented, to adopt a policy and amend the bylaws as necessary to require the Chair of the Board to be independent. |
Shareholder | Against | For | ||||||||
| TAKEDA PHARMACEUTICAL CO LTD | ||||||||||||
| Security | 874060205 | Meeting Type | Annual | |||||||||
| Ticker Symbol | TAK | Meeting Date | 27-Jun-2019 | |||||||||
| ISIN | US8740602052 | Agenda | 935047351 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | Appropriation of Surplus | Management | For | |||||||||
| 2A | Election of Director who are not Audit and Supervisory Committee Member: Christophe Weber |
Management | For | |||||||||
| 2B | Election of Director who are not Audit and Supervisory Committee Member: Masato Iwasaki |
Management | For | |||||||||
| 2C | Election of Director who are not Audit and Supervisory Committee Member: Andrew Plump |
Management | For | |||||||||
| 2D | Election of Director who are not Audit and Supervisory Committee Member: Constantine Saroukos |
Management | For | |||||||||
| 2E | Election of Director who are not Audit and Supervisory Committee Member: Masahiro Sakane |
Management | For | |||||||||
| 2F | Election of Director who are not Audit and Supervisory Committee Member: Olivier Bohuon |
Management | For | |||||||||
| 2G | Election of Director who are not Audit and Supervisory Committee Member: Ian Clark |
Management | For | |||||||||
| 2H | Election of Director who are not Audit and Supervisory Committee Member: Yoshiaki Fujimori |
Management | For | |||||||||
| 2I | Election of Director who are not Audit and Supervisory Committee Member: Steven Gillis |
Management | For | |||||||||
| 2J | Election of Director who are not Audit and Supervisory Committee Member: Toshiyuki Shiga |
Management | For | |||||||||
| 2K | Election of Director who are not Audit and Supervisory Committee Member: Jean-Luc Butel |
Management | For | |||||||||
| 2L | Election of Director who are not Audit and Supervisory Committee Member: Shiro Kuniya |
Management | For | |||||||||
| 3.1 | Election of Director who are Audit and Supervisory Committee Member: Emiko Higashi |
Management | For | |||||||||
| 3.2 | Election of Director who are Audit and Supervisory Committee Member: Michel Orsinger |
Management | For | |||||||||
| 4 | Revisions Pertaining to the Amount and the Contents of Stock Compensation, etc. for Directors who are not Audit and Supervisory Committee Members |
Management | For | |||||||||
| 5 | Revisions Pertaining to the Contents of Stock Compensation, etc. for Directors who are Audit and Supervisory Committee Members |
Management | For | |||||||||
| 6 | Payment of Bonuses to Directors who are not Audit and Supervisory Committee Members |
Management | For | |||||||||
| 7 | Partial Amendment to the Articles of Incorporation (Individual disclosure of the directors' compensation) |
Management | For | |||||||||
| 8 | Partial Amendment to the Articles of Incorporation (Adoption of a clawback clause) |
Management | For | |||||||||
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| Registrant | The Gabelli Healthcare & WellnessRx Trust |
| By (Signature and Title)* | /s/ Agnes Mullady |
| Agnes Mullady, Principal Executive Officer |
| Date | August 23, 2019 |
*Print the name and title of each signing officer under his or her signature.