N-PX 1 BRDB5F_0001370177_2022.txt BRDB5F_0001370177_2022 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY INVESTMENT COMPANY ACT FILE NUMBER: 811-21934 NAME OF REGISTRANT: RiverNorth Funds ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 360 South Rosemary Avenue Suite 1420 West Palm Beach, FL 33401 NAME AND ADDRESS OF AGENT FOR SERVICE: Marc L. Collins 360 South Rosemary Avenue Suite 1420 West Palm Beach, FL 33401 REGISTRANT'S TELEPHONE NUMBER: 312 832 1440 DATE OF FISCAL YEAR END: 09/30 DATE OF REPORTING PERIOD: 07/01/2021 - 06/30/2022 All proxies required to be voted proportionally were done so. Some matters had too few votes for (or against) a proposal to equal more than 1% RiverNorth Funds -------------------------------------------------------------------------------------------------------------------------- MORGAN STANLEY EMERGING MKTS Agenda Number: 935650817 -------------------------------------------------------------------------------------------------------------------------- Security: 617477104 Meeting Type: Annual Meeting Date: 24-Jun-2022 Ticker: EDD ISIN: US6174771047 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Frances L. Cashman* Mgmt Split 94% For 6% Withheld Split Frank L. Bowman# Mgmt Split 94% For 6% Withheld Split Jakki L. Haussler# Mgmt Split 87% For 13% Withheld Split Manuel H. Johnson# Mgmt Split 94% For 6% Withheld Split Eddie A. Grier# Mgmt Split 94% For 6% Withheld Split -------------------------------------------------------------------------------------------------------------------------- ABERDEEN FUNDS Agenda Number: 935558037 -------------------------------------------------------------------------------------------------------------------------- Security: 00301W105 Meeting Type: Annual Meeting Date: 31-Mar-2022 Ticker: AEF ISIN: US00301W1053 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 To elect one Class II Director of the Fund, Mgmt Split 52% For 48% Against Split for a three-year term until the 2025 Annual Meeting of Stockholders and until such Directors' successors are duly elected and qualify: William Maher 2.1 To consider the continuation of the term of Mgmt Split 97% For 3% Against Split one Class III Director under the Fund's Corporate Governance Policies for a one-year term ending in 2023: Steven N. Rappaport -------------------------------------------------------------------------------------------------------------------------- AGBA ACQUISITION LIMITED Agenda Number: 935509503 -------------------------------------------------------------------------------------------------------------------------- Security: G0120M109 Meeting Type: Special Meeting Date: 02-Nov-2021 Ticker: AGBA ISIN: VGG0120M1095 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. APPROVAL OF AN AMENDMENT TO THE COMPANY'S Mgmt For For AMENDED AND RESTATED MEMORANDUM AND ARTICLES OF ASSOCIATION TO EXTEND THE DATE BY WHICH THE COMPANY HAS TO CONSUMMATE A BUSINESS COMBINATION (THE "EXTENSION") TWO (2) TIMES FOR AN ADDITIONAL THREE (3) MONTH EACH TIME FROM NOVEMBER 16, 2021 TO MAY 16, 2022. 2. APPROVAL OF AN AMENDMENT TO THE COMPANY'S Mgmt For For EXISTING INVESTMENT MANAGEMENT TRUST AGREEMENT TO MAKE CHANGES NECESSARY TO REFLECT THE EXTENSION. -------------------------------------------------------------------------------------------------------------------------- AGBA ACQUISITION LIMITED Agenda Number: 935611093 -------------------------------------------------------------------------------------------------------------------------- Security: G0120M109 Meeting Type: Annual Meeting Date: 03-May-2022 Ticker: AGBA ISIN: VGG0120M1095 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. APPROVAL OF AN AMENDMENT TO THE COMPANY'S Mgmt For For AMENDED AND RESTATED MEMORANDUM AND ARTICLES OF ASSOCIATION TO EXTEND THE DATE BY WHICH THE COMPANY HAS TO CONSUMMATE A BUSINESS COMBINATION (THE "EXTENSION") TWO (2) TIMES FOR AN ADDITIONAL THREE (3) MONTHS EACH TIME FROM MAY 16, 2022 TO NOVEMBER 16, 2022. 2. APPROVAL OF AN AMENDMENT TO THE COMPANY'S Mgmt For For EXISTING INVESTMENT MANAGEMENT TRUST AGREEMENT TO MAKE CHANGES NECESSARY TO REFLECT THE EXTENSION. 3. DIRECTOR Gordon Lee Mgmt For For Vera Tan Mgmt For For Eric Lam Mgmt For For Brian Chan Mgmt For For Thomas Ng Mgmt For For -------------------------------------------------------------------------------------------------------------------------- ALLIANCEBERNSTEIN GLOBAL HIGH INCOME FD Agenda Number: 935554154 -------------------------------------------------------------------------------------------------------------------------- Security: 01879R106 Meeting Type: Annual Meeting Date: 24-Mar-2022 Ticker: AWF ISIN: US01879R1068 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: Jorge A. Bermudez Mgmt Split 96% For 2% Against 2% AbstainSplit 1.2 Election of Director: Nancy P. Jacklin Mgmt Split 95% For 3% Against 2% AbstainSplit 1.3 Election of Director: Michael J. Downey Mgmt Split 96% For 2% Against 2% AbstainSplit 2. To ratify the appointment of Ernst & Young Mgmt Split 94% For 5% Against 1% AbstainSplit LLP as the Fund's independent registered public accounting firm for the fiscal year ending March 31, 2023. -------------------------------------------------------------------------------------------------------------------------- ALLIANZGI CONV & INC FD Agenda Number: 935461119 -------------------------------------------------------------------------------------------------------------------------- Security: 92838X706 Meeting Type: Annual Meeting Date: 08-Jul-2021 Ticker: NCVPRA ISIN: US92838X7066 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Deborah A. DeCotis Mgmt Split 99% For 1% Withheld Split James S. MacLeod Mgmt For For George R. Aylward Mgmt Split 99% For 1% Withheld Split F. Ford Drummond Mgmt For For -------------------------------------------------------------------------------------------------------------------------- ALLIANZGI CONV & INM 2024 TRGT TRM COM Agenda Number: 935461171 -------------------------------------------------------------------------------------------------------------------------- Security: 92838R105 Meeting Type: Annual Meeting Date: 08-Jul-2021 Ticker: CBH ISIN: US92838R1059 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Hans W. Kertess Mgmt Split 99% For 1% Withheld * William B. Ogden IV Mgmt Split 99% For 1% Withheld * Alan Rappaport Mgmt Split 99% For 1% Withheld * Davey S. Scoon Mgmt Split 99% For 1% Withheld * George R. Aylward Mgmt Split 99% For 1% Withheld * -------------------------------------------------------------------------------------------------------------------------- AMPLITUDE HEALTHCARE ACQUISITION CORP Agenda Number: 935491059 -------------------------------------------------------------------------------------------------------------------------- Security: 03212A105 Meeting Type: Special Meeting Date: 22-Sep-2021 Ticker: AMHC ISIN: US03212A1051 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. The Business Combination Proposal - to Mgmt For For consider and vote upon a proposal to (a) adopt and approve the Business Combination Agreement, dated as of May 5, 2021 (as may be amended, supplemented or otherwise modified from time to time, the "Business Combination Agreement"), by and among AMHC, Ample Merger Sub, Inc., a Delaware corporation and wholly owned subsidiary of AMHC ("Merger Sub"), and Jasper Therapeutics, Inc., a Delaware corporation ("Jasper"), pursuant to which ...(due to space limits, see proxy material for full proposal). 2. The Charter Amendment Proposal - to Mgmt For For consider and vote upon a proposal to approve, assuming the Business Combination Proposal is approved and adopted, a proposed amended and restated certificate of incorporation (the "Proposed Charter"), which will amend and restate AMHC's current amended and restated certificate of incorporation (the "Current Charter"), and which Proposed Charter will be in effect when duly filed with the Secretary of State of the State of Delaware in connection with the closing of the Business Combination. 3. The Bylaws Amendment Proposal - consider Mgmt For For and vote upon a proposal to approve, assuming the Business Combination Proposal is approved and adopted, the proposed amended and restated bylaws (the "Proposed Bylaws"), which will amend and restate AMHC's current bylaws. 4A. The Advisory Charter Amendment Proposal - Mgmt For For consider and vote upon a proposal to approve, on a non-binding advisory basis, the following material differences between the Proposed Charter and the Current Charter: Advisory Charter Proposal A - to change the corporate name of New Jasper to "Jasper Therapeutics, Inc." 4B. The Advisory Charter Amendment Proposal - Mgmt For For consider and vote upon a proposal to approve, on a non-binding advisory basis, the following material differences between the Proposed Charter and the Current Charter: Advisory Charter Proposal B - to increase AMHC's capitalization so that it will have 490,000,000 authorized shares of voting common stock, 2,000,000 authorized shares of non-voting common stock and 10,000,000 authorized shares of preferred stock. 4C. The Advisory Charter Amendment Proposal - Mgmt For For consider and vote upon a proposal to approve, on a non-binding advisory basis, the following material differences between the Proposed Charter and the Current Charter: Advisory Charter Proposal C - to provide that the removal of any director be only for cause and by the affirmative vote of at least 66 2/3% of New Jasper's then- outstanding shares of capital stock entitled to vote generally in the election of directors (provided that as of the three-year ...(due to space limits, see proxy material for full proposal). 4D. The Advisory Charter Amendment Proposal - Mgmt For For consider and vote upon a proposal to approve, on a non-binding advisory basis, the following material differences between the Proposed Charter and the Current Charter: Advisory Charter Proposal D - to provide that certain amendments to provisions of the Proposed Charter will require the approval of at least 66 2/3% of New Jasper's then-outstanding shares of capital stock entitled to vote generally in the election of directors, voting together as a ...(due to space limits, see proxy material for full proposal). 4E. The Advisory Charter Amendment Proposal - Mgmt For For consider and vote upon a proposal to approve, on a non-binding advisory basis, the following material differences between the Proposed Charter and the Current Charter: Advisory Charter Proposal E - to provide that amendments to the Proposed Bylaws will require the approval of at least 66 2/3% of New Jasper's then-outstanding shares of capital stock entitled to vote generally in the election of directors, voting together as a single-class (provided that as ...(due to space limits, see proxy material for full proposal). 4F. The Advisory Charter Amendment Proposal - Mgmt For For consider and vote upon a proposal to approve, on a non-binding advisory basis, the following material differences between the Proposed Charter and the Current Charter: Advisory Charter Proposal F - to make New Jasper's corporate existence perpetual as opposed to AMHC's corporate existence, which is required to be dissolved and liquidated 24 months following the closing of its initial public offering, and to remove from the Proposed Charter the various ...(due to space limits, see proxy material for full proposal). 4G. The Advisory Charter Amendment Proposal - Mgmt For For consider and vote upon a proposal to approve, on a non-binding advisory basis, the following material differences between the Proposed Charter and the Current Charter: Advisory Charter Proposal G - to remove the provision that allows certain stockholders to act by written consent as opposed to holding a stockholders meeting 4H. The Advisory Charter Amendment Proposal - Mgmt For For consider and vote upon a proposal to approve, on a non-binding advisory basis, the following material differences between the Proposed Charter and the Current Charter: Advisory Charter Proposal H - to remove the current limitation in place on the corporate opportunity doctrine. 5. The Nasdaq Stock Issuance Proposal - to Mgmt For For consider and vote upon a proposal to approve, assuming the Business Combination Proposal is approved and adopted, for purposes of complying with the applicable provisions of Nasdaq Listing Rule 5635, (a) the issuance of up to 27,500,000 newly issued shares of New Jasper Common Stock in the Business Combination, which amount will be determined as described in more detail in the accompanying proxy statement/prospectus and (b) the PIPE Investment. 6. DIRECTOR Kurt von Emster Mgmt For For Anna French, D.Phil Mgmt For For Judith Shizuru, MD, PhD Mgmt For For William Lis Mgmt For For Christian W. Nolet Mgmt For For 7. The Equity Incentive Plan Proposal - to Mgmt For For consider and vote upon a proposal to approve, assuming the Business Combination Proposal is approved and adopted, the Jasper Therapeutics, Inc. 2021 Equity Incentive Plan, a copy of which is appended to the accompanying proxy statement/ prospectus as Annex D, which will become effective as of the date immediately preceding the date of the closing of the Business Combination. 8. The ESPP Proposal - consider and vote upon Mgmt For For a proposal to approve, assuming the Business Combination Proposal is approved and adopted, the Jasper Therapeutics, Inc. 2021 Employee Stock Purchase Plan, a copy of which is appended to the accompanying proxy statement/prospectus as Annex E, which will become effective as of the date immediately preceding the date of the closing of the Business Combination. 9. The Adjournment Proposal - approve a Mgmt For For proposal to adjourn the Special Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Special Meeting, there are not sufficient votes to approve the Business Combination Proposal, the Charter Amendment Proposal, the Bylaws Amendment Proposal, the Nasdaq Stock Issuance Proposal, the Director Election Proposal, the Equity Incentive Plan Proposal or the ...(due to space limits, see proxy material for full proposal). -------------------------------------------------------------------------------------------------------------------------- APOLLO STRATEGIC GROWTH CAPITAL Agenda Number: 935649218 -------------------------------------------------------------------------------------------------------------------------- Security: G0411R106 Meeting Type: Special Meeting Date: 25-May-2022 Ticker: APSG ISIN: KYG0411R1065 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. The Domestication Proposal - to consider Mgmt For For and vote upon a proposal to approve by special resolution under Cayman Islands law, assuming the Business Combination Proposal is approved and adopted, the change of APSG's jurisdiction of incorporation from the Cayman Islands to the State of Delaware by deregistering as an exempted company in the Cayman Islands and continuing and domesticating as a corporation incorporated under the laws of the State of Delaware (the "Domestication" and such proposal, the "Domestication Proposal"). 2. The Amendment Proposal - to consider and Mgmt For For vote upon a proposal to approve by special resolution under Cayman Islands law, assuming the Business Combination Proposal and the Domestication Proposal are approved and adopted, the Acquiror Delaware Certificate, which, if approved, would take effect substantially concurrently with the Closing; 2A through 2K - The Unbundling Precatory Proposals - to approve, on a non-binding advisory basis, certain governance provisions in the Acquiror Delaware Certificate, ...(due to space limits, see proxy material for full proposal). 2a. To increase the authorized share capital Mgmt For For from 361,000,000 shares consisting of 300,000,000 Acquiror Class A Ordinary Shares, 60,000,000 Acquiror Class B Ordinary Shares, and 1,000,000 undesignated preferred shares, par value $0.00005 per share, to authorized capital stock of shares, consisting of (i) 3,000,000,000 shares of Domesticated Acquiror Class A Common Stock, (ii) 3,000,000,000 shares of Domesticated Acquiror Class B Common Stock, (iii) 20,420,250 shares of Domesticated Acquiror ...(due to space limits, see proxy material for full proposal). 2b. To provide that the Acquiror Delaware Mgmt For For Certificate may be amended, altered or repealed by the affirmative vote of the holders of at least 66 2/3% of all the then outstanding shares of stock entitled to vote, voting together as a single class in addition to any other vote required by the Acquiror Delaware Certificate or otherwise required by law. 2c. To provide that (i) each holder of record Mgmt For For of Domesticated Acquiror Class A Common Stock, Domesticated Acquiror Class B Common Stock and Domesticated Acquiror Class X Common Stock (solely prior to the automatic conversion thereof to shares of Domesticated Acquiror Class A Common Stock upon the Closing) will be entitled to vote on the election or removal of directors, voting together as a single class, (ii) any vacancy on the board of directors shall be filled by the affirmative ...(due to space limits, see proxy material for full proposal). 2d. To elect not to be governed by Section 203 Mgmt For For of the DGCL. 2e. To provide that the Court of Chancery of Mgmt For For the State of Delaware or, if such court does not have subject matter jurisdiction, another state or federal court located within the State of Delaware, shall be the exclusive forum for certain actions and claims. 2f. To provide that each holder of record of Mgmt For For Domesticated Acquiror Class A Common Stock, Domesticated Acquiror Class B Common Stock and Domesticated Acquiror Class X Common Stock (solely prior to the automatic conversion thereof to shares of Domesticated Acquiror Class A Common Stock upon the Closing) be entitled to one vote per share on all matters which stockholders generally are entitled to vote. 2g. To provide that subject to applicable law Mgmt For For and the rights of any holders of outstanding Preferred Stock, (i) each holder of Domesticated Acquiror Class A Common Stock, Domesticated Acquiror Class X Common Stock (solely prior to the automatic conversion thereof to shares of Domesticated Acquiror Class A Common Stock upon the Closing) and Class A-1 Preferred Stock shall be entitled to receive, ratably with the other participating shares, such dividends and other distributions as ...(due to space limits, see proxy material for full proposal). 2h. To eliminate various provisions in the Mgmt For For Existing Organizational Documents applicable only to blank check companies, including the provisions requiring that APSG have net tangible assets of at least $5,000,001 immediately prior to, or upon such consummation of, a business combination. 2i. To restrict holders of Domesticated Mgmt For For Acquiror Class B Common Stock from transferring their shares of Domesticated Acquiror Class B Common Stock unless such holder also transfers an equal number of Opco B Ordinary Shares in accordance with the GBT Amended & Restated M&A. 2j. To allow PubCo, subject to the terms of the Mgmt For For Business Combination Agreement, the Acquiror Delaware Certificate and the Acquiror Delaware Bylaws, to take all such actions as are contemplated by the Business Combination Agreement to cause the issuance of its equity securities as called for by the Egencia Equity Contribution Agreement and in accordance with the Acquiror Delaware Certificate, including any issuances, redemptions and cancellations and/or adjustments for no consideration. 2k. To require PubCo to issue, reserve for Mgmt For For issuance, cancel and/or redeem certain of its equity securities in accordance with the terms of the Exchange Agreement. 3. The Business Combination Proposal - to Mgmt For For consider and vote upon a proposal to approve by ordinary resolution under Cayman Islands law and adopt, assuming the Domestication Proposal and Amendment Proposal are approved, the Business Combination Agreement (as amended from time to time, the "Business Combination Agreement"), dated as of December 2, 2021, by and between APSG and GBT Jersey Co Limited, a company limited by shares incorporated under the laws of Jersey ("GBT"), and the ...(due to space limits, see proxy material for full proposal). 4. The Issuance Proposal - to consider and Mgmt For For vote upon a proposal to approve by ordinary resolution under Cayman Islands law, assuming the Domestication Proposal, the Amendment Proposal and the Business Combination Proposal are approved and adopted, for the purposes of complying with the applicable listing rules of the New York Stock Exchange, the issuance of Domesticated Acquiror Class A Common Stock to the PIPE Investors (as defined below) pursuant to the PIPE Subscription Agreements (as defined below) (the "Issuance Proposal"). 5. The Equity Incentive Plan Proposal - to Mgmt For For consider and vote upon a proposal to approve by ordinary resolution under Cayman Islands law, assuming the Domestication Proposal, the Amendment Proposal, the Business Combination Proposal and the Issuance Proposal are approved and adopted, the Global Business Travel Group, Inc. 2022 Equity Incentive Plan, a copy of which is attached to the enclosed proxy statement/ prospectus as Annex E (the "Equity Incentive Plan Proposal"). 6. The ESPP Proposal - to consider and vote Mgmt For For upon a proposal to approve by ordinary resolution under Cayman Islands law, assuming the Domestication Proposal, the Amendment Proposal, the Business Combination Proposal, the Issuance Proposal, and the Equity Incentive Plan Proposal are approved and adopted, the Global Business Travel Group, Inc. Employee Stock Purchase Plan (the "ESPP"), a copy of which is attached to the enclosed proxy statement/prospectus as Annex F (the "ESPP Proposal" and, ...(due to space limits, see proxy material for full proposal). 7. The Adjournment Proposal - if put to the Mgmt For For meeting, to consider and vote upon a proposal to approve by ordinary resolution under Cayman Islands law the adjournment of the Special Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the proxies held at the time of the Special Meeting, any of the Condition Precedent Proposals would not be duly approved and adopted by our shareholders or we determine that one or more of the closing ...(due to space limits, see proxy material for full proposal). -------------------------------------------------------------------------------------------------------------------------- BARINGS BDC, INC. Agenda Number: 935540307 -------------------------------------------------------------------------------------------------------------------------- Security: 06759L103 Meeting Type: Special Meeting Date: 24-Feb-2022 Ticker: BBDC ISIN: US06759L1035 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To approve the issuance of shares of Mgmt Split 97% For 2% Against 1% AbstainSplit Barings BDC, Inc. ("Barings BDC") common stock, $0.001 par value per share ("Barings BDC Common Stock"), pursuant to the Agreement and Plan of Merger, dated as of September 21, 2021, by and among Barings BDC, Mercury Acquisition Sub, Inc., Sierra Income Corporation and Barings LLC (the "Merger Agreement"). 2. To approve the issuance of shares of Mgmt Split 86% For 13% Against 1% AbstainSplit Barings BDC Common Stock pursuant to the Merger Agreement at a price below its then- current net asset value per share, if applicable. 3. To approve the adjournment of the Barings Mgmt Split 94% For 5% Against 1% AbstainSplit BDC special meeting, if necessary or appropriate, to solicit additional proxies, in the event that there are insufficient votes at the time of the Barings BDC special meeting to approve Proposal 1 or Proposal 2. -------------------------------------------------------------------------------------------------------------------------- BARINGS BDC, INC. Agenda Number: 935579156 -------------------------------------------------------------------------------------------------------------------------- Security: 06759L103 Meeting Type: Annual Meeting Date: 30-Jun-2022 Ticker: BBDC ISIN: US06759L1035 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Class I Director who will serve Mgmt Split 91% For 6% Against 3% AbstainSplit until 2025 Annual Meeting: Eric Lloyd 1B. Election of Class I Director who will serve Mgmt Split 75% For 22% Against 3% AbstainSplit until 2025 Annual Meeting: Mark Mulhern 1C. Election of Class I Director who will serve Mgmt Split 78% For 19% Against 3% AbstainSplit until 2025 Annual Meeting: Robert Knapp 2. To authorize the Company, with subsequent Mgmt Split 81% For 16% Against 3% AbstainSplit approval of its Board of Directors, to issue and sell shares of its common stock at a price below its then current net asset value per share in one or more offerings, subject to certain limitations (including, without limitation, that the number of shares does not exceed 30% of its then outstanding common stock immediately prior to each such offering). -------------------------------------------------------------------------------------------------------------------------- BARINGS GBL SHORT DURATION H/Y FUND Agenda Number: 935469191 -------------------------------------------------------------------------------------------------------------------------- Security: 06760L100 Meeting Type: Annual Meeting Date: 13-Aug-2021 Ticker: BGH ISIN: US06760L1008 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Jill Olmstead Mgmt Split 97% For 3% Withheld Split Mark F. Mulhern Mgmt Split 97% For 3% Withheld Split -------------------------------------------------------------------------------------------------------------------------- BLACKROCK DEBT STRATEGIES FD INC Agenda Number: 935460193 -------------------------------------------------------------------------------------------------------------------------- Security: 09255R202 Meeting Type: Annual Meeting Date: 29-Jul-2021 Ticker: DSU ISIN: US09255R2022 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR R. Glenn Hubbard Mgmt Split 53% For 47% Withheld Split W. Carl Kester Mgmt Split 98% For 2% Withheld Split John M. Perlowski Mgmt Split 98% For 2% Withheld Split Karen P. Robards Mgmt Split 54% For 46% Withheld Split -------------------------------------------------------------------------------------------------------------------------- BLACKROCK FLTING RT INCOME STRA FD INC Agenda Number: 935460193 -------------------------------------------------------------------------------------------------------------------------- Security: 09255X100 Meeting Type: Annual Meeting Date: 29-Jul-2021 Ticker: FRA ISIN: US09255X1000 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR R. Glenn Hubbard Mgmt Split 63% For 37% Withheld Split W. Carl Kester Mgmt Split 98% For 2% Withheld Split John M. Perlowski Mgmt Split 98% For 2% Withheld Split Karen P. Robards Mgmt Split 65% For 35% Withheld Split -------------------------------------------------------------------------------------------------------------------------- BLACKSTONE FUNDS Agenda Number: 935561832 -------------------------------------------------------------------------------------------------------------------------- Security: 09257R101 Meeting Type: Annual Meeting Date: 20-Apr-2022 Ticker: BGB ISIN: US09257R1014 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 3.1 Election of Trustee: Daniel H. Smith, Jr. Mgmt Split 32% For 68% Withheld Split -------------------------------------------------------------------------------------------------------------------------- BNY MELLON STRATEGIC MUNICIPALS INC Agenda Number: 935641426 -------------------------------------------------------------------------------------------------------------------------- Security: 05588W108 Meeting Type: Annual Meeting Date: 16-Jun-2022 Ticker: LEO ISIN: US05588W1080 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Joseph S. DiMartino* Mgmt Split 90% For 10% Withheld Split Joni Evans* Mgmt Split 92% For 8% Withheld Split Alan H. Howard** Mgmt Split 92% For 8% Withheld Split -------------------------------------------------------------------------------------------------------------------------- BRANDYWINEGLOBAL-GLOBAL INCOME OPP FD Agenda Number: 935557819 -------------------------------------------------------------------------------------------------------------------------- Security: 10537L104 Meeting Type: Annual Meeting Date: 08-Apr-2022 Ticker: BWG ISIN: US10537L1044 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Class I Director to serve until Mgmt Split 88% For 11% Against 1% AbstainSplit 2025 Annual Meeting: Daniel P. Cronin 1.2 Election of Class I Director to serve until Mgmt Split 88% For 11% Against 1% AbstainSplit 2025 Annual Meeting: Paolo M. Cucchi 2. To ratify the selection of Mgmt Split 99% For 1% Abstain Split PricewaterhouseCoopers LLP as the Fund's independent registered public accountants for the fiscal year ending October 31, 2022. -------------------------------------------------------------------------------------------------------------------------- CALAMOS INVESTMENTS Agenda Number: 935660452 -------------------------------------------------------------------------------------------------------------------------- Security: 12812C106 Meeting Type: Annual Meeting Date: 28-Jun-2022 Ticker: CPZ ISIN: US12812C1062 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 3. DIRECTOR Lloyd A. Wennlund Mgmt Split 98% For 2% Withheld Split Virginia G. Breen Mgmt Split 97% For 3% Withheld Split -------------------------------------------------------------------------------------------------------------------------- COHEN & STEERS Agenda Number: 935568595 -------------------------------------------------------------------------------------------------------------------------- Security: 19248Y107 Meeting Type: Annual Meeting Date: 27-Apr-2022 Ticker: PSF ISIN: US19248Y1073 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Joseph M. Harvey Mgmt Split 97% For 3% Withheld Split Gerald J. Maginnis Mgmt Split 97% For 3% Withheld Split Daphne L. Richards Mgmt Split 97% For 3% Withheld Split -------------------------------------------------------------------------------------------------------------------------- COHEN & STEERS Agenda Number: 935568595 -------------------------------------------------------------------------------------------------------------------------- Security: 19249X108 Meeting Type: Annual Meeting Date: 27-Apr-2022 Ticker: PTA ISIN: US19249X1081 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Joseph M. Harvey Mgmt Split 97% For 3% Withheld Split Gerald J. Maginnis Mgmt Split 97% For 3% Withheld Split Daphne L. Richards Mgmt Split 98% For 2% Withheld Split -------------------------------------------------------------------------------------------------------------------------- EATON VANCE SENIOR FLOATING-RATE TRUST Agenda Number: 935477150 -------------------------------------------------------------------------------------------------------------------------- Security: 27828Q105 Meeting Type: Annual Meeting Date: 10-Sep-2021 Ticker: EFR ISIN: US27828Q1058 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Keith Quinton Mgmt Split 66% For 34% Withheld Split Marcus L. Smith Mgmt Split 65% For 35% Withheld Split Susan J. Sutherland Mgmt Split 65% For 35% Withheld Split -------------------------------------------------------------------------------------------------------------------------- FIRST EAGLE ALTERNATIVE CAPITAL BDC, INC Agenda Number: 935635221 -------------------------------------------------------------------------------------------------------------------------- Security: 26943B100 Meeting Type: Annual Meeting Date: 16-Jun-2022 Ticker: FCRD ISIN: US26943B1008 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Christopher J. Flynn Mgmt Split 97% For 3% Withheld Split E.P. Giambastiani, Jr. Mgmt Split 94% For 6% Withheld Split Nancy Hawthorne Mgmt Split 94% For 6% Withheld Split James D. Kern Mgmt Split 94% For 6% Withheld Split Deborah McAneny Mgmt Split 97% For 3% Withheld Split Jane Musser Nelson Mgmt Split 97% For 3% Withheld Split 2. To ratify the appointment of Mgmt Split 96% For 1% Against 3% AbstainSplit PricewaterhouseCoopers LLP as the independent registered public accounting firm for the Company for the fiscal year ending December 31, 2022. 3. To approve the adjournment of the Annual Mgmt Split 95% For 3% Against 2% AbstainSplit Meeting, if necessary or appropriate, to solicit additional proxies. -------------------------------------------------------------------------------------------------------------------------- FIRST TRUST ADVISORS Agenda Number: 935484080 -------------------------------------------------------------------------------------------------------------------------- Security: 33740K101 Meeting Type: Annual Meeting Date: 13-Sep-2021 Ticker: FIV ISIN: US33740K1016 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Richard E. Erickson Mgmt Split 42% For 58% Withheld Split Thomas R. Kadlec Mgmt Split 42% For 58% Withheld Split -------------------------------------------------------------------------------------------------------------------------- FIRST TRUST ADVISORS Agenda Number: 935569131 -------------------------------------------------------------------------------------------------------------------------- Security: 33738C103 Meeting Type: Annual Meeting Date: 18-Apr-2022 Ticker: FIF ISIN: US33738C1036 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Class III Trustee for a Mgmt Split 94% For 6% Withheld Split three-year term: James A. Bowen 1.2 Election of Class III Trustee for a Mgmt Split 94% For 6% Withheld Split three-year term: Niel B. Nielson -------------------------------------------------------------------------------------------------------------------------- FIRST TRUST ADVISORS Agenda Number: 935569131 -------------------------------------------------------------------------------------------------------------------------- Security: 33738E109 Meeting Type: Annual Meeting Date: 18-Apr-2022 Ticker: FSD ISIN: US33738E1091 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Class III Trustee for a Mgmt Split 98% For 2% Withheld Split three-year term: James A. Bowen 1.2 Election of Class III Trustee for a Mgmt Split 96% For 4% Withheld Split three-year term: Niel B. Nielson -------------------------------------------------------------------------------------------------------------------------- FIRST TRUST ADVISORS Agenda Number: 935569131 -------------------------------------------------------------------------------------------------------------------------- Security: 33739M100 Meeting Type: Annual Meeting Date: 18-Apr-2022 Ticker: FPL ISIN: US33739M1009 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Class III Trustee for a Mgmt Split 95% For 5% Withheld Split three-year term: James A. Bowen 1.2 Election of Class III Trustee for a Mgmt Split 96% For 4% Withheld Split three-year term: Niel B. Nielson -------------------------------------------------------------------------------------------------------------------------- FIRST TRUST DYNAMIC EUROPE Agenda Number: 935569131 -------------------------------------------------------------------------------------------------------------------------- Security: 33740D107 Meeting Type: Annual Meeting Date: 18-Apr-2022 Ticker: FDEU ISIN: US33740D1072 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Class III Trustee for a Mgmt Split 80% For 20% Withheld Split three-year term: James A. Bowen 1.2 Election of Class III Trustee for a Mgmt Split 79% For 21% Withheld Split three-year term: Niel B. Nielson -------------------------------------------------------------------------------------------------------------------------- FIRST TRUST HY OPPORTUNITIES 2027 TERM Agenda Number: 935484078 -------------------------------------------------------------------------------------------------------------------------- Security: 33741Q107 Meeting Type: Annual Meeting Date: 13-Sep-2021 Ticker: FTHY ISIN: US33741Q1076 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Niel B. Nielson Mgmt Split 38% For 62% Withheld Split -------------------------------------------------------------------------------------------------------------------------- FRONTERA ENERGY CORPORATION Agenda Number: 935608488 -------------------------------------------------------------------------------------------------------------------------- Security: 35905B107 Meeting Type: Annual and Special Meeting Date: 18-May-2022 Ticker: FECCF ISIN: CA35905B1076 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 To set the number of Directors at 7. Mgmt For For 2 DIRECTOR L. F. Alarcon Mantilla Mgmt For For W. Ellis Armstrong Mgmt For For Rene Burgos Diaz Mgmt For For O. Cabrales Segovia Mgmt For For Gabriel de Alba Mgmt For For Russell Ford Mgmt For For Veronique Giry Mgmt For For 3 Appointment of Ernst & Young LLP as Mgmt For For Auditors of the Corporation for the ensuing year and authorizing the Directors to fix their remuneration. 4 To pass an ordinary resolution to amend and Mgmt For For restate the shareholder rights plan agreement of the Corporation as more particularly described in the accompanying Management Information Circular. Two separate votes will be conducted by ballot on this resolution: one whereby all shareholders are entitled to vote, and one whereby all shareholders are entitled to vote EXCEPT any shareholder of the Corporation that, as of the date of the Management Information Circular, does not qualify as an Independent Shareholder, as that term is defined in the amended and restated shareholder rights plan agreement of the Corporation. To the knowledge of the Corporation, as of the date of the Management Information Circular, The Catalyst Capital Group Inc is the only shareholder of the Corporation that is not an independent Shareholder. 5 To pass an ordinary resolution to amend and Mgmt For For restate the security-based compensation plan of the Corporation as more particularly described in the accompanying Management Information Circular. -------------------------------------------------------------------------------------------------------------------------- INSIGHT SELECT INCOME FUND Agenda Number: 935665197 -------------------------------------------------------------------------------------------------------------------------- Security: 45781W109 Meeting Type: Annual Meeting Date: 22-Jun-2022 Ticker: INSI ISIN: US45781W1099 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR W. Thacher Brown Mgmt Split 69% For 31% Withheld Split Ellen D. Harvey Mgmt Split 69% For 31% Withheld Split Thomas E. Spock Mgmt Split 69% For 31% Withheld Split Suzanne P. Welsh Mgmt Split 69% For 31% Withheld Split -------------------------------------------------------------------------------------------------------------------------- INVESCO DYNAMIC CREDIT OPP FUND Agenda Number: 935479875 -------------------------------------------------------------------------------------------------------------------------- Security: 46132R104 Meeting Type: Annual Meeting Date: 03-Sep-2021 Ticker: VTA ISIN: US46132R1041 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To approve an Agreement and Plan of Mgmt Split 97% For 2% Against 1% AbstainSplit Reorganization that provides for the reorganization of the Invesco Dynamic Credit Opportunities Fund into the Invesco Dynamic Credit Opportunity Fund. 2. DIRECTOR Jack M. Fields Mgmt Split 96% For 4% Withheld Split Martin L. Flanagan Mgmt Split 96% For 4% Withheld Split Elizabeth Krentzman Mgmt Split 96% For 4% Withheld Split Robert C. Troccoli Mgmt Split 93% For 7% Withheld Split James D. Vaughn Mgmt Split 93% For 7% Withheld Split -------------------------------------------------------------------------------------------------------------------------- INVESCO SENIOR INCOME TRUST Agenda Number: 935470714 -------------------------------------------------------------------------------------------------------------------------- Security: 46131H107 Meeting Type: Annual Meeting Date: 23-Nov-2021 Ticker: VVR ISIN: US46131H1077 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Jack M. Fields Mgmt Split 98% For 2% Withheld Split Martin L. Flanagan Mgmt Split 98% For 2% Withheld Split Elizabeth Krentzman Mgmt Split 98% For 2% Withheld Split Robert C. Troccoli Mgmt Split 94% For 6% Withheld Split James D. Vaughn Mgmt Split 94% For 6% Withheld Split -------------------------------------------------------------------------------------------------------------------------- IVY HIGH INCOME OPPORTUNITIES FUND Agenda Number: 935473354 -------------------------------------------------------------------------------------------------------------------------- Security: 465893105 Meeting Type: Annual Meeting Date: 19-Aug-2021 Ticker: ISIN: US4658931054 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 2. DIRECTOR Thomas L. Bennett Mgmt Split 83% For 17% Withheld Split Sandra A.J. Lawrence Mgmt Split 84% For 16% Withheld Split Shawn K. Lytle Mgmt Split 84% For 16% Withheld Split Thomas K. Whitford Mgmt Split 84% For 16% Withheld Split -------------------------------------------------------------------------------------------------------------------------- LEGG MASON Agenda Number: 935557097 -------------------------------------------------------------------------------------------------------------------------- Security: 95790C107 Meeting Type: Annual Meeting Date: 08-Apr-2022 Ticker: GDO ISIN: US95790C1071 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Class III Director to serve Mgmt Split 97% For 1% Against 2% AbstainSplit until 2025 Annual Meeting: Robert D. Agdern 1.2 Election of Class III Director to serve Mgmt Split 98% For 1% Against 1% AbstainSplit until 2025 Annual Meeting: Eileen A. Kamerick 2. To ratify the selection of Mgmt Split 98% For 1% Against 1% AbstainSplit PricewaterhouseCoopers LLP as the Fund's independent registered public accountants for the fiscal year ending October 31, 2022. -------------------------------------------------------------------------------------------------------------------------- LIBERTY ALL-STAR GROWTH FUND, INC. Agenda Number: 935472693 -------------------------------------------------------------------------------------------------------------------------- Security: 529900102 Meeting Type: Annual Meeting Date: 26-Aug-2021 Ticker: ASG ISIN: US5299001025 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To approve an amendment to the Growth Mgmt Split 60% For 40% Against Split Fund's Articles of Incorporation increasing the number of shares of capital stock the Growth Fund is authorized to issue from 60 million shares of Common Stock, par value $.10 per share, to 200 million shares of such stock. 3. DIRECTOR Thomas W. Brock Mgmt For For John J. Neuhauser Mgmt For For -------------------------------------------------------------------------------------------------------------------------- LIV CAPITAL ACQUISITION CORP. Agenda Number: 935481971 -------------------------------------------------------------------------------------------------------------------------- Security: G5510C108 Meeting Type: Special Meeting Date: 18-Aug-2021 Ticker: LIVK ISIN: KYG5510C1087 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. The Business Combination Proposal. To Mgmt For For approve by an ordinary resolution, that the transactions contemplated by the Agreement and Plan of Merger, dated as of May 9, 2021 (as amended or modified from time to time, the "merger agreement"), by and among LIV Capital Acquisition Corp., a Cayman Islands exempted company ("LIVK") and AgileThought, Inc., a Delaware corporation ("AT"), pursuant to which LIVK will domesticate as a new Delaware corporation and AT will subsequently be merged with and ...(due to space limits, see proxy statement for full proposal). 2. The Nasdaq Proposal. To approve by ordinary Mgmt For For resolution, that, for purposes of complying with applicable listing rules of The Nasdaq Stock Market LLC (the "Nasdaq"), the issuance by LIVK of (i) 2,650,000 shares of Class A common stock to the subscription investors pursuant to the subscription agreements and (ii) up to 36,712,131 shares of Class A common stock to equityholders of AgileThought, Inc., including LIV Fund IV solely with respect to its shares held as a pre-merger AT equity holder, pursuant to ...(due to space limits, see proxy statement for full proposal). 3. The Domestication Proposal. To approve by Mgmt For For special resolution that LIV Capital Acquisition Corp. be transferred by way of continuation to Delaware pursuant to Part XII of the Companies Act (As Revised) of the Cayman Islands and Section 388 of the General Corporation Law of the State of Delaware and, immediately upon being de-registered in the Cayman Islands, LIV Capital Acquisition Corp. be continued and domesticated as a corporation under the laws of the state of Delaware and, ...(due to space limits, see proxy statement for full proposal). 4. The Charter Amendment Proposal. To approve Mgmt For For by special resolution, that the Amended and Restated Memorandum and Articles of Association of LIV Capital Acquisition Corp. currently in effect be amended and restated by the deletion in their entirety and the substitution in their place of the proposed Certificate of Incorporation (a copy of which is attached to the proxy statement/prospectus in respect of the shareholders meeting as Annex B) including the authorization of the change in authorized share capital as indicated therein. 5. To approve by ordinary resolution, that, Mgmt For For (x) in connection with the amendment and restatement of the Amended and Restated Memorandum and Articles of Association of LIV Capital Acquisition Corp. by deleting them in their entirety and substituting in their place the proposed Certificate of Incorporation (a copy of which is attached to the proxy statement/prospectus in respect of the shareholders meeting as Annex B), the provisions in the proposed Certificate of ...(due to space limits, see proxy statement for full proposal). 6. To approve by ordinary resolution, that, in Mgmt For For connection with the amendment and restatement of the Amended and Restated Memorandum and Articles of Association of LIV Capital Acquisition Corp. by deleting them in their entirety and substituting in their place the proposed Certificate of Incorporation (a copy of which is attached to the proxy statement/prospectus in respect of the shareholders meeting as Annex B), the provisions in the proposed Certificate of Incorporation dividing the board of directors ...(due to space limits, see proxy statement for full proposal). 7. To approve by ordinary resolution, that, in Mgmt For For connection with the amendment and restatement of the Amended and Restated Memorandum and Articles of Association of LIV Capital Acquisition Corp. by deleting them in their entirety and substituting in their place the proposed Certificate of Incorporation (a copy of which is attached to the proxy statement/prospectus in respect of the shareholders meeting as Annex B), the provisions in the proposed Certificate of Incorporation providing that the directors may ...(due to space limits, see proxy statement for full proposal). 8. To approve by ordinary resolution, that, in Mgmt For For connection with the amendment and restatement of the Amended and Restated Memorandum and Articles of Association of LIV Capital Acquisition Corp. by deleting them in their entirety and substituting in their place the proposed Certificate of Incorporation (a copy of which is attached to the proxy statement/prospectus in respect of the shareholders meeting as Annex B), the provisions in the proposed Certificate of Incorporation removing the ability of ...(due to space limits, see proxy statement for full proposal). 9. To approve by ordinary, advisory Mgmt For For resolution, that, in connection with the amendment and restatement of the Amended and Restated Memorandum and Articles of Association of LIV Capital Acquisition Corp. by deleting them in their entirety and substituting in their place the proposed Certificate of Incorporation (a copy of which is attached to the proxy statement/prospectus in respect of the shareholders meeting as Annex B), the provisions in the proposed Certificate of ...(due to space limits, see proxy statement for full proposal). 10. To approve by ordinary, advisory Mgmt For For resolution, that in connection with the amendment and restatement of the Amended and Restated Memorandum and Articles of Association of LIV Capital Acquisition Corp. by deleting them in their entirety and substituting in their place the proposed Certificate of Incorporation (a copy of which is attached to the proxy statement/prospectus in respect of the shareholders meeting as Annex B), the provisions in the proposed Certificate of ...(due to space limits, see proxy statement for full proposal). 11. The Equity Incentive Plan Proposal. To Mgmt For For approve by ordinary resolution, that the New AT 2021 Equity Incentive Plan in the form attached to the proxy statement/prospectus dated July 29, 2021 be adopted and approved in all respects. 12. The Employee Stock Purchase Plan Proposal. Mgmt For For To approve by ordinary resolution, that the New AT 2021 Employee Stock Purchase Plan in the form attached to the proxy statement/prospectus dated July 29, 2021 be adopted and approved in all respects. 13. The Adjournment Proposal. To approve by Mgmt For For ordinary resolution, that the adjournment of the general meeting to a later date or dates, if necessary or appropriate, to permit further solicitation and vote of proxies in the event that it is determined by LIV Capital Acquisition Corp. that more time is necessary or appropriate to approve one or more proposals at the general meeting be approved and adopted in all respects. -------------------------------------------------------------------------------------------------------------------------- MACQUARIE GLOBAL INFRASTRUCTURE TOTAL RT Agenda Number: 935457932 -------------------------------------------------------------------------------------------------------------------------- Security: 55608D101 Meeting Type: Annual Meeting Date: 14-Jul-2021 Ticker: MGU ISIN: US55608D1019 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Gordon A. Baird Mgmt Split 90% For 10% Withheld Split -------------------------------------------------------------------------------------------------------------------------- MCDERMOTT INTERNATIONAL, LTD Agenda Number: 935630043 -------------------------------------------------------------------------------------------------------------------------- Security: G5924V106 Meeting Type: Annual Meeting Date: 14-Jun-2022 Ticker: MCDIF ISIN: BMG5924V1063 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To appoint Michael McKelvy as Chairman of Mgmt Against Against the 2022 Annual General Meeting of Members. 2. DIRECTOR Craig Broderick Mgmt For For Neil Bruce Mgmt For For Barbara Duganier Mgmt For For Andrew Gould Mgmt For For Alan Hirshberg Mgmt For For Nils Larsen Mgmt For For Lee McIntire Mgmt For For Michael McKelvy Mgmt For For Paul Soldatos Mgmt For For 3. To approve amendments to Bye-Law 31 of the Mgmt For For Amended and Restated Bye-Laws of McDermott International, Ltd. 4. To appoint Ernst & Young LLP as the Auditor Mgmt For For of McDermott International, Ltd for a term extending until the close of the 2023 Annual General Meeting of Members and give the Audit Committee of the Board of Directors the authority to set the remuneration of the Company's Auditor. -------------------------------------------------------------------------------------------------------------------------- MERIDA MERGER CORP. I Agenda Number: 935503967 -------------------------------------------------------------------------------------------------------------------------- Security: 58953M106 Meeting Type: Special Meeting Date: 29-Oct-2021 Ticker: MCMJ ISIN: US58953M1062 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Extension Amendment Proposal: Amend the Mgmt For For Company's amended and restated certificate of incorporation to extend the date that the Company has to consummate a business combination to December 31, 2021. 2. Adjournment Proposal: to consider and vote Mgmt For For upon a proposal to adjourn the special meeting to a later date or dates, if determined by the parties to the Merger Agreement in accordance with the Merger Agreement. -------------------------------------------------------------------------------------------------------------------------- MERIDA MERGER CORP. I Agenda Number: 935531360 -------------------------------------------------------------------------------------------------------------------------- Security: 58953M106 Meeting Type: Special Meeting Date: 22-Dec-2021 Ticker: MCMJ ISIN: US58953M1062 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Extension Amendment Proposal: Amend the Mgmt For For Company's amended and restated certificate of incorporation to extend the date that the Company has to consummate a business combination to February 28, 2022. 2. Adjournment Proposal: Approve the Mgmt For For adjournment of the special meeting to a later date or dates, if the Company determines that additional time is necessary to effectuate the Extension. -------------------------------------------------------------------------------------------------------------------------- MERIDA MERGER CORP. I Agenda Number: 935540092 -------------------------------------------------------------------------------------------------------------------------- Security: 58953M106 Meeting Type: Special Meeting Date: 01-Feb-2022 Ticker: MCMJ ISIN: US58953M1062 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. The Business Combination Proposal - to Mgmt For For consider and vote upon a proposal to approve the Agreement and Plan of Merger, dated as of August 9, 2021 and amended on September 8, 2021 (as amended, the "Merger Agreement"), by and among Merida, Merida Merger Sub, Inc., a Washington corporation ("Merger Sub I"), Merida Merger Sub II, LLC, a Washington limited liability company ("Merger Sub II" and, together with Merger Sub I, the "Merger Subs"), and Leafly Holdings, Inc., a Washington corporation ("Leafly"), and ...(due to space limits, see proxy statement for full proposal). 2. The Nasdaq Proposal - to consider and vote Mgmt For For upon a proposal, as required by the rules of the Nasdaq Stock Market, to approve (a) the issuance of shares of Common Stock in the Mergers in an amount greater than 20% of the number of shares of Common Stock outstanding before such issuances and (b) the issuance of shares of Common Stock resulting in a change of control of Merida. 3. The Charter Amendment Proposal - to Mgmt For For consider and vote upon a proposal to adopt the Second Amended and Restated Certificate of Incorporation of Merida (the "Proposed Charter"). 4A. The Governance Proposal - Increase the Mgmt For For number of shares of common stock that New Leafly is authorized to issue from 50,000,000 shares to 200,000,000 shares and increase the number of shares of preferred stock that Merida (or, after the completion of the transactions contemplated by the Merger Agreement, "New Leafly") is authorized to issue from 1,000,000 shares to 5,000,000 shares. 4B. The Governance Proposal - Require an Mgmt For For affirmative vote of holders of at least two-thirds (66 2/3%) of the voting power of all of the then outstanding shares of voting stock following the consummation of the Mergers, voting together as a single class, to amend, alter, repeal or rescind certain provisions of the Proposed Charter related to the board of directors, special meetings, stockholder action by written consent, limitations on the liability of directors, the applicability of the doctrine of corporate opportunity, and amendments. 4C. The Governance Proposal - Eliminate the Mgmt For For ability of stockholders to act by written consent. 4D. The Governance Proposal - Provide that Mgmt For For special meetings of stockholders may only be called by the board of directors, chairman of the board, or chief executive officer of New Leafly, subject to the rights of the holders of any outstanding series of preferred stock. 5A. The Director Election Proposal - to Mgmt For For consider and vote upon a proposal to elect the director nominee identified below who will serve as a director of Merida until the 2024 annual meeting of stockholders, and until the nominee's successor is duly elected and qualified, subject to the nominee's earlier death, resignation, or removal: Andres Nannetti 6. The Incentive Plan Proposal - to consider Mgmt For For and vote upon a proposal to approve the 2021 Equity Incentive Plan (the "2021 Plan"), which is an incentive compensation plan for employees and other service providers of New Leafly and its subsidiaries. 7. The ESPP Proposal - to consider and vote Mgmt For For upon a proposal to approve the 2021 Employee Stock Purchase Plan (the "ESPP"), which provides for employees and other service providers of New Leafly and its subsidiaries, to purchase shares of Common Stock. 8. The Earnout Plan Proposal - to consider and Mgmt For For vote upon a proposal to approve the Earnout Plan of New Leafly, which provides a mechanism for Participants to participate in the earnout pursuant to the Merger Agreement. 9. The Adjournment Proposal - to consider and Mgmt For For vote upon a proposal to adjourn the special meeting to a later date or dates if it is determined by Merida and Leafly that additional time is necessary to complete the Mergers for any reason. -------------------------------------------------------------------------------------------------------------------------- MORGAN STANLEY EMER MKTS DEBT FUND, INC. Agenda Number: 935650817 -------------------------------------------------------------------------------------------------------------------------- Security: 61744H105 Meeting Type: Annual Meeting Date: 24-Jun-2022 Ticker: MSD ISIN: US61744H1059 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Frances L. Cashman* Mgmt Split 86% For 14% Withheld Split Frank L. Bowman# Mgmt Split 86% For 14% Withheld Split Jakki L. Haussler# Mgmt Split 77% For 23% Withheld Split Manuel H. Johnson# Mgmt Split 85% For 15% Withheld Split Eddie A. Grier# Mgmt Split 86% For 14% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NEXPOINT FUNDS Agenda Number: 935597217 -------------------------------------------------------------------------------------------------------------------------- Security: 65340G205 Meeting Type: Annual Meeting Date: 14-Jun-2022 Ticker: NXDT ISIN: US65340G2057 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Bryan A. Ward Mgmt Split 96% For 4% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NUVEEN CORE PLUS IMPACT FUND Agenda Number: 935556184 -------------------------------------------------------------------------------------------------------------------------- Security: 67080D103 Meeting Type: Annual Meeting Date: 28-Apr-2022 Ticker: NPCT ISIN: US67080D1037 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1C. DIRECTOR William C. Hunter Mgmt For For Judith M. Stockdale Mgmt For For Carole E. Stone Mgmt For For Margaret L. Wolff Mgmt For For -------------------------------------------------------------------------------------------------------------------------- NUVEEN FLOATING RATE INCOME OPP FD Agenda Number: 935556196 -------------------------------------------------------------------------------------------------------------------------- Security: 6706EN100 Meeting Type: Annual Meeting Date: 28-Apr-2022 Ticker: JRO ISIN: US6706EN1001 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. DIRECTOR Judith M. Stockdale Mgmt Split 97% For 3% Withheld Split Carole E. Stone Mgmt Split 97% For 3% Withheld Split Margaret L. Wolff Mgmt Split 98% For 2% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NUVEEN GLOBAL HIGH INCOME FUND Agenda Number: 935556209 -------------------------------------------------------------------------------------------------------------------------- Security: 67075G103 Meeting Type: Annual Meeting Date: 28-Apr-2022 Ticker: JGH ISIN: US67075G1031 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1B. DIRECTOR William C. Hunter* Mgmt Split 58% For 42% Withheld Split Judith M. Stockdale* Mgmt Split 53% For 47% Withheld Split Carole E. Stone* Mgmt Split 53% For 47% Withheld Split Margaret L. Wolff* Mgmt Split 58% For 42% Withheld Split Jack B. Evans** Mgmt Split 53% For 47% Withheld Split Albin F. Moschner** Mgmt Split 53% For 47% Withheld Split Matthew Thornton III** Mgmt Split 58% For 42% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NUVEEN PREFERED & CONVERTIBLE INCOME 2 Agenda Number: 935556184 -------------------------------------------------------------------------------------------------------------------------- Security: 67073D102 Meeting Type: Annual Meeting Date: 28-Apr-2022 Ticker: JQC ISIN: US67073D1028 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1C. DIRECTOR William C. Hunter Mgmt Split 97% For 3% Withheld Split Judith M. Stockdale Mgmt Split 89% For 11% Withheld Split Carole E. Stone Mgmt Split 89% For 11% Withheld Split Margaret L. Wolff Mgmt Split 97% For 3% Withheld Split -------------------------------------------------------------------------------------------------------------------------- NUVEEN SENIOR INCOME FUND Agenda Number: 935556196 -------------------------------------------------------------------------------------------------------------------------- Security: 67067Y104 Meeting Type: Annual Meeting Date: 28-Apr-2022 Ticker: NSL ISIN: US67067Y1047 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. DIRECTOR Judith M. Stockdale Mgmt Split 95% For 5% Withheld Split Carole E. Stone Mgmt Split 95% For 5% Withheld Split Margaret L. Wolff Mgmt Split 96% For 4% Withheld Split -------------------------------------------------------------------------------------------------------------------------- PGIM INVESTMENTS Agenda Number: 935545042 -------------------------------------------------------------------------------------------------------------------------- Security: 69346H100 Meeting Type: Annual Meeting Date: 09-Mar-2022 Ticker: ISD ISIN: US69346H1005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Class I Director: Ellen S. Mgmt Split 94% For 5% Against 1% AbstainSplit Alberding 1.2 Election of Class I Director: Stuart S. Mgmt Split 98% For 1% Against 1% AbstainSplit Parker 1.3 Election of Class I Director: Brian K. Reid Mgmt Split 98% For 1% Against 1% AbstainSplit 2. Ratify the appointment of Mgmt Split 99% For 1% Abstain Split PricewaterhouseCoopers LLP as the Fund's independent registered public accountant for the fiscal year ending July 31, 2022. -------------------------------------------------------------------------------------------------------------------------- PGIM INVESTMENTS Agenda Number: 935545054 -------------------------------------------------------------------------------------------------------------------------- Security: 69346J106 Meeting Type: Annual Meeting Date: 09-Mar-2022 Ticker: GHY ISIN: US69346J1060 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Class I Director: Ellen S. Mgmt Split 89% For 10% Against 1% AbstainSplit Alberding 1.2 Election of Class I Director: Stuart S. Mgmt Split 95% For 4% Against 1% AbstainSplit Parker 1.3 Election of Class I Director: Brian K. Reid Mgmt Split 96% For 3% Against 1% AbstainSplit 2. Ratify the appointment of Mgmt Split 99% For 1% Abstain Split PricewaterhouseCoopers LLP as the Fund's independent registered public accountant for the fiscal year ending July 31, 2022. -------------------------------------------------------------------------------------------------------------------------- PGIM SHORT DURATION HIGH YIELD OPP Agenda Number: 935545066 -------------------------------------------------------------------------------------------------------------------------- Security: 69355J104 Meeting Type: Annual Meeting Date: 14-Apr-2022 Ticker: SDHY ISIN: US69355J1043 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Class I Trustee: Ellen S. Mgmt Split 40% For 59% Against 1% AbstainSplit Alberding 1.2 Election of Class I Trustee: Stuart S. Mgmt Split 98% For 1% Against 1% AbstainSplit Parker 1.3 Election of Class I Trustee: Brian K. Reid Mgmt Split 96% For 3% Against 1% AbstainSplit -------------------------------------------------------------------------------------------------------------------------- PIMCO CLOSED-END FUNDS Agenda Number: 935575398 -------------------------------------------------------------------------------------------------------------------------- Security: 69355M107 Meeting Type: Annual Meeting Date: 26-Apr-2022 Ticker: PDO ISIN: US69355M1071 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Trustee: Deborah A. DeCotis Mgmt Split 98% For 2% Withheld Split 1b. Election of Trustee: David N. Fisher Mgmt Split 98% For 2% Withheld Split 1c. Election of Trustee: Joseph B. Kittredge, Mgmt Split 98% For 2% Withheld Split Jr. 1d. Election of Trustee: E. Grace Vandecruze Mgmt Split 98% For 2% Withheld Split -------------------------------------------------------------------------------------------------------------------------- PIMCO DYNAMIC INCOME FUND Agenda Number: 935660591 -------------------------------------------------------------------------------------------------------------------------- Security: 72201Y101 Meeting Type: Annual Meeting Date: 28-Jun-2022 Ticker: PDI ISIN: US72201Y1010 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Trustee: E. Grace Vandecruze Mgmt Split 96% For 4% Withheld Split 1b. Election of Trustee: John C. Maney Mgmt Split 96% For 4% Withheld Split 1c. Election of Trustee: William B. Ogden, IV Mgmt Split 96% For 4% Withheld Split 1d. Election of Trustee: Alan Rappaport Mgmt Split 96% For 4% Withheld Split -------------------------------------------------------------------------------------------------------------------------- REDBALL ACQUISITION CORP. Agenda Number: 935652708 -------------------------------------------------------------------------------------------------------------------------- Security: G7417R105 Meeting Type: Special Meeting Date: 01-Jun-2022 Ticker: RBAC ISIN: KYG7417R1056 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. BCA Proposal - To consider and vote upon a Mgmt For For proposal to approve and adopt, by ordinary resolution, the Business Combination Agreement and Plan of Reorganization, dated as of October 13, 2021 (as amended from time to time, including by the First Amendment to Business Combination Agreement and Plan of Reorganization, dated December 12, 2021 (the "First Amendment") and the Second Amendment to Business Combination Agreement and Plan of Reorganization, dated March 28, 2022 (the "Second ...(due to space limits, see proxy material for full proposal). 2. Domestication Proposal - To consider and Mgmt For For vote upon a proposal to approve, by special resolution, the deregistration by way of continuation of RedBall as an exempted company in the Cayman Islands and the domestication of RedBall as a corporation in the State of Delaware (the "Domestication" and, together with the Mergers and the other transactions contemplated by the Business Combination Agreement, the "Business Combination"). Upon the effective time of the Domestication, RedBall will be renamed ...(due to space limits, see proxy material for full proposal). 3. Charter Proposal - To consider and vote Mgmt For For upon a proposal to approve, by special resolution, the replacement of the RedBall's Amended and Restated Memorandum and Articles of Association (as may be amended from time to time, the "Cayman Constitutional Documents"), currently in effect, with the proposed certificate of incorporation of New SeatGeek (the "Proposed Charter") (a copy of which is attached to the accompanying proxy statement/prospectus as Annex K), including the change of ...(due to space limits, see proxy material for full proposal). 4. Advisory Organizational Documents Proposal Mgmt For For A - To consider and vote upon a proposal to approve the change in the authorized capital stock of RedBall from 400,000,000 Class A ordinary shares, par value $0.0001 per share, 40,222,222 Class B ordinary shares, par value $0.0001 per share ("RedBall Class B ordinary shares") and 1,000,000 preference shares, par value $0.0001 per share, to 1,000,000,000 shares of common stock, par value $0.0001 per share, of New SeatGeek ("New SeatGeek common stock") ...(due to space limits, see proxy material for full proposal). 5. Advisory Organizational Documents Proposal Mgmt For For B - To consider and vote upon a proposal to authorize the board of directors of New SeatGeek (the "New SeatGeek Board") to issue any or all shares of New SeatGeek preferred stock in one or more classes or series, with such terms and conditions as may be expressly determined by the New SeatGeek Board and as may be permitted by the General Corporation Law of the State of Delaware (the "DGCL"). 6. Advisory Organizational Documents Proposal Mgmt For For C - To consider and vote upon a proposal to approve each of the following: (i) that the Court of Chancery of the State of Delaware (or any other court located in the State of Delaware if such court is not available) will be the exclusive forum for bringing certain legal claims against New SeatGeek or any of its directors, officers, employees or stockholders, including any derivative actions or claims for breach of fiduciary duty, violation of the ...(due to space limits, see proxy material for full proposal). 7. Director Election Proposal A - To consider Mgmt For For and vote upon a proposal to appoint, by ordinary resolution of the RedBall Class B ordinary shares, the two Class I directors, Richard H. Thaler and Lewis N. Wolff, who will serve as the Class I directors of RedBall until the earlier of the 2025 annual general meeting of shareholders, or the consummation of the Business Combination, each until such director's respective successor is duly appointed and qualified, subject to such director's earlier ...(due to space limits, see proxy material for full proposal). 8. Director Election Proposal B - To consider Mgmt For For and vote upon a proposal to elect, by ordinary resolution of the RedBall Class B ordinary shares, directors who, immediately following the consummation of the Business Combination, will be the directors of New SeatGeek (the "Director Election Proposal B"). 9. Stock Issuance Proposal - To consider and Mgmt For For vote upon a proposal to approve, by ordinary resolution, for purposes of complying with Section 312.03 of the NYSE Listed Company Manual, (i) the issuance of up to 6,500,000 shares of New SeatGeek common stock in the Backstop Subscription (as defined in the accompanying proxy statement/prospectus) pursuant to the Backstop Subscription Agreement and (ii) the issuance of up to 176,493,334 shares of New SeatGeek common stock (including the ...(due to space limits, see proxy material for full proposal). 10. Equity Incentive Plan Proposal - To Mgmt For For consider and vote upon a proposal to approve, by ordinary resolution, the New SeatGeek 2022 Equity Incentive Plan (as defined in the accompanying proxy statement/prospectus). 11. ESPP Proposal - To consider and vote upon a Mgmt For For proposal to approve by ordinary resolution the New SeatGeek 2022 Employee Stock Purchase Plan (as defined in the accompanying proxy statement/prospectus). 12. Adjournment Proposal - To consider and vote Mgmt For For upon a proposal to approve, by ordinary resolution, the adjournment of the extraordinary general meeting in lieu of annual general meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for the approval of one or more proposals at the extraordinary general meeting in lieu of annual general meeting. -------------------------------------------------------------------------------------------------------------------------- REINVENT TECHNOLOGY PARTNERS Y Agenda Number: 935508246 -------------------------------------------------------------------------------------------------------------------------- Security: G7484L106 Meeting Type: Special Meeting Date: 02-Nov-2021 Ticker: RTPY ISIN: KYG7484L1068 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. The BCA Proposal - to consider and vote Mgmt For For upon a proposal to approve by ordinary resolution and adopt the Agreement and Plan of Merger, dated as of July 14, 2021 (the "Merger Agreement"), by and among RTPY, RTPY Merger Sub Inc. ("Merger Sub") and Aurora Innovation, Inc. ("Aurora"), a copy of which is attached to the accompanying proxy statement/prospectus as Annex A. The Merger Agreement provides for, among other things, the merger of Merger Sub with and into Aurora (the "Merger"), with Aurora ...(due to space limits, see proxy statement for full proposal). 2. The Domestication Proposal - to consider Mgmt For For and vote upon a proposal to approve by special resolution the change of RTPY's jurisdiction of incorporation by deregistering as an exempted company in the Cayman Islands and continuing and domesticating as a corporation incorporated under the laws of the State of Delaware (the "Domestication" and, together with the Merger, the "Business Combination") (the "Domestication Proposal"). 3. Organizational Documents Proposal A - to Mgmt For For authorize the change in the authorized share capital of RTPY from 500,000,000 Class A ordinary shares, par value $0.0001 per share, 50,000,000 Class B ordinary shares, par value $0.0001 per share (the "Class B ordinary shares" and, together with the Class A ordinary shares, the "ordinary shares"), and 5,000,000 preferred shares, par value $0.0001 per share, to 50,000,000,000 shares of Class A common stock, par value $0.0001 per share, of Aurora Innovation ...(due to space limits, see proxy statement for full proposal). 4. Organizational Documents Proposal B - to Mgmt For For authorize the Aurora Innovation Board to issue any or all shares of Aurora Innovation preferred stock in one or more classes or series, with such terms and conditions as may be expressly determined by the Aurora Innovation Board and as may be permitted by the DGCL. 5. Organizational Documents Proposal C - to Mgmt For For provide that the Aurora Innovation Board be divided into three classes with only one class of directors being elected in each year and each class serving a three-year term ("Organizational Documents Proposal C"). 6. Organizational Documents Proposal D - to Mgmt For For authorize the adoption of Delaware as the exclusive forum for certain stockholder litigation. 7. Organizational Documents Proposal E - to Mgmt For For authorize a dual class common stock structure pursuant to which holders of Aurora Innovation Class A common stock will be entitled to cast one vote per share of Aurora Innovation Class A common stock and holders of shares of Aurora Innovation Class B common stock will be entitled to cast 10 votes per share of Aurora Innovation Class B common stock on each matter properly submitted to Aurora Innovation stockholders entitled to vote. 8. Organizational Documents Proposal F - to Mgmt For For authorize all other changes in connection with the amendment and replacement of Cayman Constitutional Documents with the Proposed Certificate of Incorporation and Proposed Bylaws in connection with the consummation of the Business Combination (copies of which are attached to the accompanying proxy statement/prospectus as Annex C and Annex D, respectively), including (1) changing the corporate name from "Reinvent Technology Partners Y" to "Aurora ...(due to space limits, see proxy statement for full proposal). 9. The Director Election Proposal - with Mgmt For For respect to the holders of RTPY Class B ordinary shares only, to consider and vote upon a proposal to approve by ordinary resolution the election of directors who, upon consummation of the Business Combination, will be the directors of Aurora Innovation. 10. The Stock Issuance Proposal - to consider Mgmt For For and vote upon a proposal to approve by ordinary resolution for purposes of complying with the applicable provisions of Nasdaq Listing Rule 5635, (i) the issuance of Aurora Innovation Class A common stock to (a) the PIPE Investors, including the Sponsor Related PIPE Investor and the Aurora PIPE Investors, pursuant to the PIPE Investment and (b) the Aurora Stockholders pursuant to the Merger Agreement and (ii) the potential issuance of RTPY ...(due to space limits, see proxy statement for full proposal). 11. The Incentive Award Plan Proposal - to Mgmt For For consider and vote upon a proposal to approve by ordinary resolution, the Aurora Innovation, Inc. 2021 Equity Incentive Plan, a copy of which is attached to the accompanying proxy statement/prospectus as Annex E (the "Incentive Award Plan Proposal"). 12. The Adjournment Proposal - to consider and Mgmt For For vote upon a proposal to approve by ordinary resolution the adjournment of the extraordinary general meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies in the event that there are insufficient votes for the approval of one or more of proposal Nos. 1 through 11 at the extraordinary general meeting. -------------------------------------------------------------------------------------------------------------------------- SOARING EAGLE ACQUISITION CORP. Agenda Number: 935486387 -------------------------------------------------------------------------------------------------------------------------- Security: G8354H100 Meeting Type: Special Meeting Date: 14-Sep-2021 Ticker: SRNGU ISIN: KYG8354H1002 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. The Business Combination Proposal - to Mgmt For For consider and vote upon a proposal to approve and adopt, by way of ordinary resolution, the agreement and plan of merger, dated as of May 11, 2021 (as may be amended, restated, supplemented or otherwise modified from time to time, the "Merger Agreement"), by and among SRNG, SEAC Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of SRNG ("Merger Sub"), and Ginkgo Bioworks, Inc. a Delaware corporation ("Ginkgo"), pursuant to which, among other ...(due to space limits, see proxy statement for full proposal). 2. The Domestication Proposal - to consider Mgmt For For and vote upon a proposal to approve, by way of special resolution in accordance with Article 49 of SRNG's amended and restated articles of association, assuming the Business Combination Proposal is approved and adopted, the transfer of SRNG by way of continuation to Delaware pursuant to Part XII of the Companies Act (Revised) of the Cayman Islands and Section 388 of the General Corporation Law of the State of Delaware and, ...(due to space limits, see proxy statement for full proposal). 3. The Governing Documents Proposal - to Mgmt For For consider and vote upon a proposal to approve and adopt, by way of special resolution, assuming the Business Combination Proposal and the Domestication Proposal are approved and adopted, the proposed certificate of incorporation of SRNG (the "Proposed Charter"), and the proposed bylaws of SRNG (the "Proposed Bylaws"), which together will replace SRNG's amended and restated memorandum and articles of association, dated October 22, 2020 (the "Current Charter"), ...(due to space limits, see proxy statement for full proposal). 4A. Advisory Governing Documents Proposal A - Mgmt For For Under the Proposed Charter, New Ginkgo will be authorized to issue 16,000,000,000 shares of capital stock, consisting of (i) 15,800,000,000 shares of common stock, including 10,500,000,000 shares of New Ginkgo Class A common stock, par value $0.0001 per share ("New Ginkgo Class A common stock"), 4,500,000,000 shares of New Ginkgo Class B common stock, par value $0.0001 per share ("New Ginkgo Class B common stock"), and 800,000,000 shares of New Ginkgo Class C ...(due to space limits, see proxy statement for full proposal). 4B. Advisory Governing Documents Proposal B - Mgmt For For Holders of shares of New Ginkgo Class A common stock will be entitled to cast one vote per share of New Ginkgo Class A common stock on each matter properly submitted to New Ginkgo's stockholders entitled to vote, holders of shares of New Ginkgo Class B common stock will be entitled to cast 10 votes per share of New Ginkgo Class B common stock on each matter properly submitted to New Ginkgo's stockholders entitled to vote and holders of shares of New ...(due to space limits, see proxy statement for full proposal). 4C. Advisory Governing Documents Proposal C - Mgmt For For The number of directors constituting the New Ginkgo board of directors (the "New Ginkgo Board") shall be fixed from time to time solely by resolution of the New Ginkgo Board and the holders of shares of New Ginkgo Class B common stock shall be entitled to nominate and elect one-quarter of the total number of directors of New Ginkgo (the "Class B Directors") for so long as the outstanding number of shares of Class B common stock continue to represent ...(due to space limits, see proxy statement for full proposal). 4D. Advisory Governing Documents Proposal D - Mgmt For For (i) The number of authorized shares of New Ginkgo Class A common stock, New Ginkgo Class B common stock and New Ginkgo Class C common stock may be increased by the affirmative vote of the holders of shares representing a majority of the voting power of all of the outstanding shares of capital stock of New Ginkgo entitled to vote thereon, irrespective of the provisions of Section 242(b) (2) of the DGCL (or any successor provision thereto), (ii) the ...(due to space limits, see proxy statement for full proposal). 4E. Advisory Governing Documents Proposal E - Mgmt For For Authorization of all other changes in the Proposed Charter and the Proposed Bylaws, including (1) adopting Delaware as the exclusive forum for certain stockholder litigation and the federal district courts of the United States as the exclusive forum for certain other stockholder litigation, in each case unless New Ginkgo expressly consents in writing to the selection of an alternative forum, (2) electing not to be governed by Section 203 of the DGCL and ...(due to space limits, see proxy statement for full proposal). 4F. Advisory Governing Documents Proposal F - Mgmt For For Authorization of an amendment to the Proposed Charter in order to change the corporate name of "Soaring Eagle Acquisition Corp." to "Ginkgo Bioworks Holdings, Inc." in connection with the consummation of the Business Combination. 5. The Director Election Proposal - For Mgmt For For holders of SRNG Class B ordinary shares, to consider and vote upon a proposal to approve, by way of ordinary resolution, assuming the Business Combination Proposal, the Domestication Proposal and the Governing Documents Proposal are approved and adopted, to elect seven directors to serve on the New Ginkgo Board; provided that as long as the outstanding number of shares of New Ginkgo Class B common stock continue to represent at least 2% of the ...(due to space limits, see proxy statement for full proposal). 6. The Stock Issuance Proposal - to consider Mgmt For For and vote upon a proposal to approve, by way of ordinary resolution, assuming the Business Combination Proposal, the Domestication Proposal, the Governing Documents Proposal and the Director Election Proposal are approved and adopted, for the purposes of complying with the applicable listing rules of Nasdaq, the issuance of (x) shares of New Ginkgo Class A common stock pursuant to the terms of the Merger Agreement and (y) shares of New SRNG Class A common stock ...(due to space limits, see proxy statement for full proposal). 7. The Incentive Plan Proposal - to consider Mgmt For For and vote upon a proposal to approve by way of ordinary resolution, assuming the Business Combination Proposal, the Domestication Proposal, the Governing Documents Proposal, the Director Election Proposal and the Stock Issuance Proposal are approved and adopted, the Ginkgo Bioworks Holdings, Inc. 2021 Incentive Award Plan (the "2021 Plan"), including the authorization of the initial share reserve under the 2021 Plan (we refer to such proposal as the "Incentive Plan Proposal"). 8. The ESPP Proposal - to consider and vote Mgmt For For upon a proposal to approve by way of ordinary resolution, assuming the Business Combination Proposal, the Domestication Proposal, the Governing Documents Proposal, the Director Election Proposal, the Stock Issuance Proposal and the Incentive Plan Proposal are approved and adopted, the Ginkgo Bioworks Holdings, Inc. 2021 Employee Stock Purchase Plan (the "ESPP"), including the authorization of the initial share reserve under the ESPP (the "ESPP Proposal"). 9. The Adjournment Proposal - to consider and Mgmt For For vote upon a proposal to approve by way of ordinary resolution the adjournment of the Special Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Special Meeting, any of the Business Combination Proposal, the Domestication Proposal, the Governing Documents Proposal, the Director Election Proposal, the Stock Issuance Proposal, the Incentive Plan ...(due to space limits, see proxy statement for full proposal). -------------------------------------------------------------------------------------------------------------------------- SOARING EAGLE ACQUISITION CORP. Agenda Number: 935486387 -------------------------------------------------------------------------------------------------------------------------- Security: G8354H126 Meeting Type: Special Meeting Date: 14-Sep-2021 Ticker: SRNG ISIN: KYG8354H1267 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. The Business Combination Proposal - to Mgmt For For consider and vote upon a proposal to approve and adopt, by way of ordinary resolution, the agreement and plan of merger, dated as of May 11, 2021 (as may be amended, restated, supplemented or otherwise modified from time to time, the "Merger Agreement"), by and among SRNG, SEAC Merger Sub Inc., a Delaware corporation and a wholly owned subsidiary of SRNG ("Merger Sub"), and Ginkgo Bioworks, Inc. a Delaware corporation ("Ginkgo"), pursuant to which, among other ...(due to space limits, see proxy statement for full proposal). 2. The Domestication Proposal - to consider Mgmt For For and vote upon a proposal to approve, by way of special resolution in accordance with Article 49 of SRNG's amended and restated articles of association, assuming the Business Combination Proposal is approved and adopted, the transfer of SRNG by way of continuation to Delaware pursuant to Part XII of the Companies Act (Revised) of the Cayman Islands and Section 388 of the General Corporation Law of the State of Delaware and, ...(due to space limits, see proxy statement for full proposal). 3. The Governing Documents Proposal - to Mgmt For For consider and vote upon a proposal to approve and adopt, by way of special resolution, assuming the Business Combination Proposal and the Domestication Proposal are approved and adopted, the proposed certificate of incorporation of SRNG (the "Proposed Charter"), and the proposed bylaws of SRNG (the "Proposed Bylaws"), which together will replace SRNG's amended and restated memorandum and articles of association, dated October 22, 2020 (the "Current Charter"), ...(due to space limits, see proxy statement for full proposal). 4A. Advisory Governing Documents Proposal A - Mgmt For For Under the Proposed Charter, New Ginkgo will be authorized to issue 16,000,000,000 shares of capital stock, consisting of (i) 15,800,000,000 shares of common stock, including 10,500,000,000 shares of New Ginkgo Class A common stock, par value $0.0001 per share ("New Ginkgo Class A common stock"), 4,500,000,000 shares of New Ginkgo Class B common stock, par value $0.0001 per share ("New Ginkgo Class B common stock"), and 800,000,000 shares of New Ginkgo Class C ...(due to space limits, see proxy statement for full proposal). 4B. Advisory Governing Documents Proposal B - Mgmt For For Holders of shares of New Ginkgo Class A common stock will be entitled to cast one vote per share of New Ginkgo Class A common stock on each matter properly submitted to New Ginkgo's stockholders entitled to vote, holders of shares of New Ginkgo Class B common stock will be entitled to cast 10 votes per share of New Ginkgo Class B common stock on each matter properly submitted to New Ginkgo's stockholders entitled to vote and holders of shares of New ...(due to space limits, see proxy statement for full proposal). 4C. Advisory Governing Documents Proposal C - Mgmt For For The number of directors constituting the New Ginkgo board of directors (the "New Ginkgo Board") shall be fixed from time to time solely by resolution of the New Ginkgo Board and the holders of shares of New Ginkgo Class B common stock shall be entitled to nominate and elect one-quarter of the total number of directors of New Ginkgo (the "Class B Directors") for so long as the outstanding number of shares of Class B common stock continue to represent ...(due to space limits, see proxy statement for full proposal). 4D. Advisory Governing Documents Proposal D - Mgmt For For (i) The number of authorized shares of New Ginkgo Class A common stock, New Ginkgo Class B common stock and New Ginkgo Class C common stock may be increased by the affirmative vote of the holders of shares representing a majority of the voting power of all of the outstanding shares of capital stock of New Ginkgo entitled to vote thereon, irrespective of the provisions of Section 242(b) (2) of the DGCL (or any successor provision thereto), (ii) the ...(due to space limits, see proxy statement for full proposal). 4E. Advisory Governing Documents Proposal E - Mgmt For For Authorization of all other changes in the Proposed Charter and the Proposed Bylaws, including (1) adopting Delaware as the exclusive forum for certain stockholder litigation and the federal district courts of the United States as the exclusive forum for certain other stockholder litigation, in each case unless New Ginkgo expressly consents in writing to the selection of an alternative forum, (2) electing not to be governed by Section 203 of the DGCL and ...(due to space limits, see proxy statement for full proposal). 4F. Advisory Governing Documents Proposal F - Mgmt For For Authorization of an amendment to the Proposed Charter in order to change the corporate name of "Soaring Eagle Acquisition Corp." to "Ginkgo Bioworks Holdings, Inc." in connection with the consummation of the Business Combination. 5. The Director Election Proposal - For Mgmt For For holders of SRNG Class B ordinary shares, to consider and vote upon a proposal to approve, by way of ordinary resolution, assuming the Business Combination Proposal, the Domestication Proposal and the Governing Documents Proposal are approved and adopted, to elect seven directors to serve on the New Ginkgo Board; provided that as long as the outstanding number of shares of New Ginkgo Class B common stock continue to represent at least 2% of the ...(due to space limits, see proxy statement for full proposal). 6. The Stock Issuance Proposal - to consider Mgmt For For and vote upon a proposal to approve, by way of ordinary resolution, assuming the Business Combination Proposal, the Domestication Proposal, the Governing Documents Proposal and the Director Election Proposal are approved and adopted, for the purposes of complying with the applicable listing rules of Nasdaq, the issuance of (x) shares of New Ginkgo Class A common stock pursuant to the terms of the Merger Agreement and (y) shares of New SRNG Class A common stock ...(due to space limits, see proxy statement for full proposal). 7. The Incentive Plan Proposal - to consider Mgmt For For and vote upon a proposal to approve by way of ordinary resolution, assuming the Business Combination Proposal, the Domestication Proposal, the Governing Documents Proposal, the Director Election Proposal and the Stock Issuance Proposal are approved and adopted, the Ginkgo Bioworks Holdings, Inc. 2021 Incentive Award Plan (the "2021 Plan"), including the authorization of the initial share reserve under the 2021 Plan (we refer to such proposal as the "Incentive Plan Proposal"). 8. The ESPP Proposal - to consider and vote Mgmt For For upon a proposal to approve by way of ordinary resolution, assuming the Business Combination Proposal, the Domestication Proposal, the Governing Documents Proposal, the Director Election Proposal, the Stock Issuance Proposal and the Incentive Plan Proposal are approved and adopted, the Ginkgo Bioworks Holdings, Inc. 2021 Employee Stock Purchase Plan (the "ESPP"), including the authorization of the initial share reserve under the ESPP (the "ESPP Proposal"). 9. The Adjournment Proposal - to consider and Mgmt For For vote upon a proposal to approve by way of ordinary resolution the adjournment of the Special Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the tabulated vote at the time of the Special Meeting, any of the Business Combination Proposal, the Domestication Proposal, the Governing Documents Proposal, the Director Election Proposal, the Stock Issuance Proposal, the Incentive Plan ...(due to space limits, see proxy statement for full proposal). -------------------------------------------------------------------------------------------------------------------------- SOURCE CAPITAL, INC. Agenda Number: 935594499 -------------------------------------------------------------------------------------------------------------------------- Security: 836144105 Meeting Type: Annual Meeting Date: 09-May-2022 Ticker: SOR ISIN: US8361441053 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Atwood Mgmt Split 74% For 26% Withheld Split Brown Mgmt Split 74% For 26% Withheld Split Lipson Mgmt Split 74% For 26% Withheld Split Osborne Mgmt Split 73% For 27% Withheld Split Goldrich Mgmt Split 74% For 26% Withheld Split -------------------------------------------------------------------------------------------------------------------------- SPARTAN ACQUISITION CORP. III Agenda Number: 935550598 -------------------------------------------------------------------------------------------------------------------------- Security: 84677R106 Meeting Type: Special Meeting Date: 08-Mar-2022 Ticker: SPAQ ISIN: US84677R1068 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. The Business Combination Proposal - To Mgmt For For consider and vote upon a proposal to (a) approve and adopt the Business Combination Agreement, dated as of July 28, 2021 (the "Business Combination Agreement"), by and among Spartan, Athena Pubco B.V., a Dutch private limited liability company (besloten vennootschap met beperkte aansprakelijkheid) ("Allego"), Athena Merger Sub, Inc., a Delaware corporation ("Merger Sub"), Madeleine Charging B.V., a Dutch private limited liability company (besloten vennootschap ...(due to space limits, see proxy material for full proposal). 2. The Governance Proposal - To consider and Mgmt For For vote upon, on a non- binding advisory basis, a proposal to approve certain governance provisions contained in the Articles of Association of Allego N.V., the successor to Allego following the Business Combination (the "Allego Articles") that materially affect Allego shareholder rights (the "Governance Proposal"). 3. The Adjournment Proposal - To consider and Mgmt For For vote upon a proposal to approve the adjournment of the special meeting to a later date or dates, if necessary or appropriate, to permit further solicitation and vote of proxies in the event that there are insufficient votes for, or otherwise in connection with, the approval of the Business Combination Proposal (the "Adjournment Proposal"). -------------------------------------------------------------------------------------------------------------------------- SPECIAL OPPORTUNITIES FUND, INC Agenda Number: 935521511 -------------------------------------------------------------------------------------------------------------------------- Security: 84741T104 Meeting Type: Annual Meeting Date: 08-Dec-2021 Ticker: SPE ISIN: US84741T1043 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Mr. Andrew Dakos Mgmt Split 94% For 6% Withheld Split Mr. Phillip Goldstein Mgmt Split 94% For 6% Withheld Split Mr. Ben Harris Mgmt Split 98% For 2% Withheld Split Mr. Gerald Hellerman Mgmt Split 94% For 6% Withheld Split Mr. Mark Lunder Mgmt Split 98% For 2% Withheld Split Mr. Charles Walden Mgmt Split 98% For 2% Withheld Split 2. To provide a non-binding advisory vote on Mgmt Split 86% For 2% Against 12% Abstain whether the amendment to the Fund's proxy voting policy is in the best interests of the Fund and its stockholders. -------------------------------------------------------------------------------------------------------------------------- SPROTT FUNDS Agenda Number: 935482733 -------------------------------------------------------------------------------------------------------------------------- Security: 85208J109 Meeting Type: Annual Meeting Date: 08-Sep-2021 Ticker: FUND ISIN: US85208J1097 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR W. Whitney George Mgmt Split 97% For 3% Withheld Split James R. Pierce, Jr. Mgmt Split 97% For 3% Withheld Split -------------------------------------------------------------------------------------------------------------------------- TEMPLETON DRAGON FUND, INC. Agenda Number: 935578041 -------------------------------------------------------------------------------------------------------------------------- Security: 88018T101 Meeting Type: Annual Meeting Date: 26-May-2022 Ticker: TDF ISIN: US88018T1016 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Edith E. Holiday Mgmt Split 99% For 1% Against Split 1B. Election of Director: Larry D. Thompson Mgmt Split 99% For 1% Against Split 1C. Election of Director: Rupert H. Johnson, Mgmt Split 52% For 48% Against Split Jr. 1D. Election of Director: Gregory E. Johnson Mgmt Split 51% For 48% Against 1% AbstainSplit 2. The ratification of the selection of Mgmt For For PricewaterhouseCoopers LLP as the independent registered public accounting firm for the Fund for the fiscal year ending December 31, 2022 -------------------------------------------------------------------------------------------------------------------------- TEMPLETON EMERGING MKTS INCOME FUND Agenda Number: 935578053 -------------------------------------------------------------------------------------------------------------------------- Security: 880192109 Meeting Type: Annual Meeting Date: 26-May-2022 Ticker: TEI ISIN: US8801921094 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Mary C. Choksi Mgmt Split 95% For 5% Withheld Split Rupert H. Johnson, Jr. Mgmt Split 96% For 4% Withheld Split Gregory E. Johnson Mgmt Split 96% For 4% Withheld Split 2. The ratification of the selection of Mgmt Split 98% For 1% Against 1% AbstainSplit PricewaterhouseCoopers LLP as the independent registered public accounting firm for the Fund for the fiscal year ending December 31, 2022 -------------------------------------------------------------------------------------------------------------------------- THE GDL FUND Agenda Number: 935569597 -------------------------------------------------------------------------------------------------------------------------- Security: 361570104 Meeting Type: Annual Meeting Date: 09-May-2022 Ticker: GDL ISIN: US3615701048 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Agnes Mullady Mgmt Split 97% For 3% Withheld Split Salvatore J. Zizza Mgmt Split 96% For 4% Withheld Split -------------------------------------------------------------------------------------------------------------------------- TREBIA ACQUISITION CORP. Agenda Number: 935539532 -------------------------------------------------------------------------------------------------------------------------- Security: G9027T109 Meeting Type: Special Meeting Date: 20-Jan-2022 Ticker: TREB ISIN: KYG9027T1094 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. The Business Combination Proposal - a Mgmt For For proposal to approve Trebia's entry into that certain Business Combination Agreement, dated as of June 28, 2021 and amended on November 30, 2021 (as may be amended, supplemented or otherwise modified from time to time, the "Business Combination Agreement"), by and among Trebia, S1 Holdco, LLC ("S1 Holdco"), Orchid Merger Sub I, Inc. ("Trebia Merger Sub I"), Orchid Merger Sub II, Inc. ("Trebia Merger Sub II"), System1 SS Protect Holdings, Inc. ("Protected") ...(due to space limits, see proxy statement for full proposal). 2. The NYSE Proposal - a proposal to approve, Mgmt For For for the purposes of complying with the applicable provisions of Section 312.03 of the NYSE's Listed Company Manual, (i) the issuance of common stock of System1 (as defined below) in connection with the consummation of the transactions contemplated by the Business Combination Agreement and the other transaction agreements, (ii) all issuances of shares of common stock of System1 upon the conversion of shares of any other class of System1 common stock ...(due to space limits, see proxy statement for full proposal). 3. The Domestication Proposal - a proposal to Mgmt For For approve that Trebia be domesticated as a Delaware corporation in accordance with Section 388 of the DGCL and de-register as a Cayman Islands exempted company in accordance with Section 206 of the Cayman Islands Companies Act (As Revised) (the "Domestication"), upon which Trebia will change its name to "System1, Inc." ("System1"). 4. The Charter Amendment Proposal - a proposal Mgmt For For to approve the amendment and restatement of the amended and restated memorandum and articles of association of Trebia by their deletion and replacement with the proposed certificate of incorporation of System1, (a copy of which is attached to the accompanying proxy statement/prospectus as Annex B (the "System1 Charter")), and the proposed bylaws of System1, a copy of which is attached to the accompanying proxy statement/prospectus as Annex C (the ...(due to space limits, see proxy statement for full proposal). 5A. Multi-class Shares Proposal - a proposal to Mgmt For For authorize a change to the authorized capital stock of Trebia from (A) 400,000,000 Class A ordinary shares of Trebia, par value $0.0001 per share, 40,000,000 Class B ordinary shares of Trebia, par value $0.0001 per share, and 1,000,000 preferred shares of Trebia, par value $0.0001 per share, to (B) 500,000,000 shares of System1 class A common stock, par value $0.0001 per share, 25,000,000 shares of System1 class C common stock, par value $0.0001 per share, ...(due to space limits, see proxy statement for full proposal). 5B. Election, Number and Removal of Directors - Mgmt For For a proposal to permit changes to the ability of shareholders to vote and remove directors from the System1 board of directors. 5C. Approval of Business Combination - a Mgmt For For proposal to approve the adoption of a majority voting requirement to approve a merger or other form of business combination, if such merger or business combination is approved by the System1 board of directors. 5D. Exclusive Forum Provision - a proposal to Mgmt For For make the Delaware Court of Chancery serve as the exclusive forum (or, in the event that the Delaware Court of Chancery does not have jurisdiction, the federal district court for the District of Delaware or other state courts of the State of Delaware) for any shareholder claims, including claims in the right of System1 that are based upon a violation of a duty by a current or former director, officer, employee or shareholder in such capacity, or as to ...(due to space limits, see proxy statement for full proposal). 5E. Action by Written Consent of Stockholders - Mgmt For For a proposal to only permit action by System1 shareholders only at a duly called annual or special meeting of such shareholders. 5F. Other Changes In Connection With Adoption Mgmt For For of the System1 Organizational Documents - a proposal to approve and authorize (A) changing the corporate name from "Trebia Acquisition Corp." to "System1, Inc.", (B) making System1's corporate existence perpetual, and (C) removing certain provisions related to System1's status as a blank check company. 6. The Incentive Plan Proposal - a proposal to Mgmt For For approve and adopt the System1 2022 Incentive Award Plan (the "Incentive Plan") and the material terms thereunder, including the authorization of the accompanying initial share reserve thereunder. A copy of the Incentive Plan is attached to the accompanying proxy statement/prospectus as Annex D. 7. DIRECTOR Dexter Fowler Mgmt For For Caroline Horn Mgmt For For Jennifer Prince Mgmt For For Moujan Kazerani Mgmt For For Frank R. Martire, Jr. Mgmt For For Christopher Phillips Mgmt For For Michael Blend Mgmt For For William P. Foley, II Mgmt For For 8. The Adjournment Proposal - a proposal to Mgmt For For approve the adjournment of the Extraordinary General Meeting to a later date or dates (i) to the extent necessary to ensure that any required supplement or amendment to the accompanying proxy statement/prospectus is provided to Trebia Shareholders or, if as of the time for which the Extraordinary General Meeting is scheduled, there are insufficient Trebia ordinary shares represented (either in person or by proxy) to constitute ...(due to space limits, see proxy statement for full proposal). -------------------------------------------------------------------------------------------------------------------------- WESTERN ASSET DIVERSIFIED INCOME FUND Agenda Number: 935558710 -------------------------------------------------------------------------------------------------------------------------- Security: 95790K109 Meeting Type: Annual Meeting Date: 06-May-2022 Ticker: WDI ISIN: US95790K1097 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Class I Trustee to serve until Mgmt Split 97% For 2% Against 1% AbstainSplit 2025 Annual Meeting: Robert D. Agdern 1.2 Election of Class I Trustee to serve until Mgmt Split 58% For 40% Against 2% AbstainSplit 2025 Annual Meeting: Carol L. Colman 1.3 Election of Class I Trustee to serve until Mgmt Split 58% For 40% Against 2% AbstainSplit 2025 Annual Meeting: Daniel P. Cronin 2. To ratify the selection of Mgmt Split 98% For 1% Against 1% AbstainSplit PricewaterhouseCoopers LLP as the Fund's independent registered public accountants for the fiscal year ending December 31, 2022. -------------------------------------------------------------------------------------------------------------------------- WESTERN ASSET EMERGING MKTS DEBT FD INC. Agenda Number: 935497544 -------------------------------------------------------------------------------------------------------------------------- Security: 95766A101 Meeting Type: Annual Meeting Date: 22-Oct-2021 Ticker: EMD ISIN: US95766A1016 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Class I Director to serve until Mgmt Split 75% For 24% Against 1% AbstainSplit the 2024 Annual Meeting of Stockholders: Carol L. Colman 1b. Election of Class I Director to serve until Mgmt Split 74% For 25% Against 1% AbstainSplit the 2024 Annual Meeting of Stockholders: Daniel P. Cronin 1c. Election of Class I Director to serve until Mgmt Split 74% For 25% Against 1% AbstainSplit the 2024 Annual Meeting of Stockholders: Paolo M. Cucchi 2. To ratify the selection of Mgmt Split 98% For 1% Against 1% AbstainSplit PricewaterhouseCoopers LLP as the Fund's independent registered public accountants for the fiscal year ending December 31, 2021. -------------------------------------------------------------------------------------------------------------------------- WESTERN ASSET HIGH INC OPP FD INC. Agenda Number: 935557782 -------------------------------------------------------------------------------------------------------------------------- Security: 95766K109 Meeting Type: Annual Meeting Date: 08-Apr-2022 Ticker: HIO ISIN: US95766K1097 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Class III Director to serve Mgmt Split 91% For 8% Against 1% AbstainSplit until 2025 Annual Meeting: William R. Hutchinson 1.2 Election of Class III Director to serve Mgmt Split 97% For 2% Against 1% AbstainSplit until 2025 Annual Meeting: Nisha Kumar 2. To ratify the selection of Mgmt Split 98% For 1% Against 1% AbstainSplit PricewaterhouseCoopers LLP as the Fund's independent registered public accountants for the fiscal year ending September 30, 2022. -------------------------------------------------------------------------------------------------------------------------- XAI OCTAGON FUNDS Agenda Number: 935621842 -------------------------------------------------------------------------------------------------------------------------- Security: 98400T205 Meeting Type: Annual Meeting Date: 24-May-2022 Ticker: XFLTPR ISIN: US98400T2050 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Class II Trustee of the Trust, Mgmt For For to be elected by common shares and preferred shares voting as a single class, to serve until the 2025 annual meeting: Gregory G. Dingens 1b. Election of Class II Trustee of the Trust, Mgmt For For to be elected by preferred shares voting as a separate class, to serve until the 2025 annual meeting: Philip G. Franklin * Management position unknown SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) RiverNorth Funds By (Signature) /s/ Patrick W. Galley Name Patrick W. Galley Title Chief Executive Officer Date 08/05/2022