UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-21529
The Gabelli Global Utility & Income Trust
(Exact name of registrant as specified in charter)
One Corporate Center
Rye, New York 10580-1422
(Address of principal executive offices) (Zip code)
Bruce N. Alpert
Gabelli Funds, LLC
One Corporate Center
Rye, New York 10580-1422
(Name and address of agent for service)
Registrant’s telephone number, including area code: 1-800-422-3554
Date of fiscal year end: December 31
Date of reporting period: July 1, 2020 – June 30, 2021
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2020 TO JUNE 30, 2021
| ProxyEdge | Report Date: 07/01/2021 |
| Meeting Date Range: 07/01/2020 - 06/30/2021 | 1 |
| The Gabelli Global Utility & Income Trust |
| Investment Company Report | ||||||||||||||
| AZZ INC. | ||||||||||||||
| Security | 002474104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | AZZ | Meeting Date | 08-Jul-2020 | |||||||||||
| ISIN | US0024741045 | Agenda | 935219469 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1 | DIRECTOR | Management | ||||||||||||
| 1 | Daniel E. Berce | For | For | |||||||||||
| 2 | Paul Eisman | For | For | |||||||||||
| 3 | Daniel R. Feehan | For | For | |||||||||||
| 4 | Thomas E. Ferguson | For | For | |||||||||||
| 5 | Kevern R. Joyce | For | For | |||||||||||
| 6 | Venita McCellon-Allen | For | For | |||||||||||
| 7 | Ed McGough | For | For | |||||||||||
| 8 | Steven R. Purvis | For | For | |||||||||||
| 2. | Approval of advisory vote on AZZ's executive compensation program. | Management | For | For | ||||||||||
| 3. | Ratification of appointment of Grant Thornton LLP to serve as AZZ's independent registered public accounting firm for the fiscal year ending February 28, 2021. | Management | For | For | ||||||||||
| PETROLEO BRASILEIRO S.A. - PETROBRAS | ||||||||||||||
| Security | 71654V408 | Meeting Type | Special | |||||||||||
| Ticker Symbol | PBR | Meeting Date | 09-Jul-2020 | |||||||||||
| ISIN | US71654V4086 | Agenda | 935243092 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | Proposal for the Revision of additional requirements of unblemished reputation for members of the Senior Management and Fiscal Council and inclusion of these requirements in the Policy for the Nomination of Members of the Senior Management and Fiscal Council. | Management | For | For | ||||||||||
| 2. | Amendment Proposal to the Bylaws to amend articles 13, caput, and 43 of the Bylaws, and subsequent consolidation of the Bylaws, in accordance with the Management Proposal filed on the websites of the Brazilian Securities and Exchange Commission ("CVM") and the Company. | Management | For | For | ||||||||||
| SEVERN TRENT PLC | ||||||||||||||
| Security | G8056D159 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 15-Jul-2020 | ||||||||||||
| ISIN | GB00B1FH8J72 | Agenda | 712819347 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1 | RECEIVE THE REPORT AND ACCOUNTS FOR THE YEAR ENDED 31 MARCH 2020 | Management | For | For | ||||||||||
| 2 | APPROVE THE DIRECTORS' REMUNERATION REPORT | Management | For | For | ||||||||||
| 3 | DECLARE A FINAL ORDINARY DIVIDEND IN RESPECT OF THE YEAR ENDED 31 MARCH 2020 | Management | For | For | ||||||||||
| 4 | REAPPOINT KEVIN BEESTON | Management | For | For | ||||||||||
| 5 | REAPPOINT JAMES BOWLING | Management | For | For | ||||||||||
| 6 | REAPPOINT JOHN COGHLAN | Management | For | For | ||||||||||
| 7 | REAPPOINT OLIVIA GARFIELD | Management | For | For | ||||||||||
| 8 | APPOINT CHRISTINE HODGSON | Management | For | For | ||||||||||
| 9 | APPOINT SHARMILA NEBHRAJANI | Management | For | For | ||||||||||
| 10 | REAPPOINT DOMINIQUE REINICHE | Management | For | For | ||||||||||
| 11 | REAPPOINT PHILIP REMNANT | Management | For | For | ||||||||||
| 12 | REAPPOINT ANGELA STRANK | Management | For | For | ||||||||||
| 13 | REAPPOINT DELOITTE LLP AS AUDITOR OF THE COMPANY | Management | For | For | ||||||||||
| 14 | AUTHORISE THE AUDIT COMMITTEE TO DETERMINE THE REMUNERATION OF THE AUDITOR | Management | For | For | ||||||||||
| 15 | AUTHORISE THE COMPANY AND ALL COMPANIES WHICH ARE SUBSIDIARIES OF THE COMPANY TO MAKE POLITICAL DONATIONS NOT EXCEEDING GBP 50,000 IN TOTAL | Management | For | For | ||||||||||
| 16 | RENEW THE COMPANY'S AUTHORITY TO ALLOT SHARES | Management | For | For | ||||||||||
| 17 | DISAPPLY PRE-EMPTION RIGHTS ON UP TO 5% OF THE ISSUED SHARE CAPITAL | Management | For | For | ||||||||||
| 18 | DISAPPLY PRE-EMPTION RIGHTS ON UP TO AN ADDITIONAL 5% OF THE ISSUED SHARE CAPITAL IN CONNECTION WITH AN ACQUISITION OR SPECIFIED CAPITAL INVESTMENT | Management | For | For | ||||||||||
| 19 | AUTHORISE THE COMPANY TO MAKE MARKET PURCHASES OF ITS ORDINARY SHARES | Management | For | For | ||||||||||
| 20 | AUTHORISE GENERAL MEETINGS OF THE COMPANY, OTHER THAN ANNUAL GENERAL MEETINGS, TO BE CALLED ON NOT LESS THAN 14 CLEAR DAYS' NOTICE | Management | For | For | ||||||||||
| BT GROUP PLC | ||||||||||||||
| Security | G16612106 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 16-Jul-2020 | ||||||||||||
| ISIN | GB0030913577 | Agenda | 712792743 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1 | ANNUAL REPORT AND ACCOUNTS: THAT THE ACCOUNTS AND REPORTS OF THE DIRECTORS AND THE AUDITORS FOR THE YEAR ENDED 31 MARCH 2020 BE RECEIVED | Management | For | For | ||||||||||
| 2 | ANNUAL REMUNERATION REPORT: THAT THE ANNUAL DIRECTORS' REMUNERATION REPORT AS SET OUT ON PAGES 84 TO 89 AND 98 TO 109 OF THE ANNUAL REPORT FOR THE YEAR ENDED 31 MARCH 2020 BE RECEIVED AND APPROVED | Management | For | For | ||||||||||
| 3 | DIRECTORS' REMUNERATION POLICY: THAT THE DIRECTORS' REMUNERATION POLICY AS SET OUT ON PAGES 90 TO 97 OF THE ANNUAL REPORT 2020 BE RECEIVED AND APPROVED | Management | For | For | ||||||||||
| 4 | THAT JAN DU PLESSIS BE RE-ELECTED AS A DIRECTOR | Management | For | For | ||||||||||
| 5 | THAT PHILIP JANSEN BE RE-ELECTED AS A DIRECTOR | Management | For | For | ||||||||||
| 6 | THAT SIMON LOWTH BE RE-ELECTED AS A DIRECTOR | Management | For | For | ||||||||||
| 7 | THAT IAIN CONN BE RE-ELECTED AS A DIRECTOR | Management | For | For | ||||||||||
| 8 | THAT ISABEL HUDSON BE RE-ELECTED AS A DIRECTOR | Management | For | For | ||||||||||
| 9 | THAT MIKE INGLIS BE RE-ELECTED AS A DIRECTOR | Management | For | For | ||||||||||
| 10 | THAT MATTHEW KEY BE RE-ELECTED AS A DIRECTOR | Management | For | For | ||||||||||
| 11 | THAT ALLISON KIRKBY BE RE-ELECTED AS A DIRECTOR | Management | For | For | ||||||||||
| 12 | THAT ADEL AL-SALEH BE ELECTED AS A DIRECTOR | Management | For | For | ||||||||||
| 13 | THAT SIR IAN CHESHIRE BE ELECTED AS A DIRECTOR | Management | For | For | ||||||||||
| 14 | THAT LEENA NAIR BE ELECTED AS A DIRECTOR | Management | For | For | ||||||||||
| 15 | THAT SARA WELLER BE ELECTED AS A DIRECTOR | Management | For | For | ||||||||||
| 16 | AUDITORS' RE-APPOINTMENT : THAT KPMG LLP BE RE-APPOINTED AS AUDITORS OF THE COMPANY, TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT GENERAL MEETING AT WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY | Management | For | For | ||||||||||
| 17 | AUDITORS' REMUNERATION: THAT THE AUDIT & RISK COMMITTEE OF THE BOARD OF DIRECTORS BE AUTHORISED TO DECIDE THE AUDITORS' REMUNERATION | Management | For | For | ||||||||||
| 18 | AUTHORITY TO ALLOT SHARES: THAT: (A) THE DIRECTORS BE AND ARE HEREBY GENERALLY AND UNCONDITIONALLY AUTHORISED PURSUANT TO, AND IN ACCORDANCE WITH, SECTION 551 OF THE COMPANIES ACT 2006 (2006 ACT) TO EXERCISE ALL POWERS OF THE COMPANY TO ALLOT SHARES IN THE COMPANY AND TO GRANT RIGHTS TO SUBSCRIBE FOR, OR TO CONVERT ANY SECURITY INTO, SHARES IN THE COMPANY: (I) UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 163M; AND (II) COMPRISING EQUITY SECURITIES, AS DEFINED IN SECTION 560 OF THE 2006 ACT, UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 163M (INCLUDING WITHIN SUCH LIMIT ANY SHARES ISSUED OR RIGHTS GRANTED UNDER PARAGRAPH (I) ABOVE) IN CONNECTION WITH AN OFFER BY WAY OF A RIGHTS ISSUE TO: A. HOLDERS OF ORDINARY SHARES IN THE COMPANY IN PROPORTION, AS NEARLY AS MAY BE PRACTICABLE, TO THEIR EXISTING HOLDINGS; AND B. HOLDERS OF OTHER EQUITY SECURITIES AS REQUIRED BY THE RIGHTS OF THOSE SECURITIES OR, IF THE DIRECTORS CONSIDER IT NECESSARY, AS PERMITTED BY THE RIGHTS OF THOSE SECURITIES; AND SO THAT THE DIRECTORS MAY IMPOSE ANY LIMITS OR RESTRICTIONS AND MAKE ANY ARRANGEMENTS WHICH THEY CONSIDER NECESSARY OR APPROPRIATE TO DEAL WITH TREASURY SHARES, FRACTIONAL ENTITLEMENTS, RECORD DATES, SHARES REPRESENTED BY DEPOSITARY RECEIPTS, LEGAL, REGULATORY OR PRACTICAL PROBLEMS UNDER THE LAWS OF, OR THE REQUIREMENTS OF, ANY RECOGNISED REGULATORY BODY OR ANY STOCK EXCHANGE IN ANY TERRITORY OR ANY OTHER MATTER WHATSOEVER. THIS AUTHORITY SHALL HEREBY TAKE EFFECT FROM THE DATE OF THE PASSING OF THIS RESOLUTION UNTIL THE CONCLUSION OF THE COMPANY'S AGM IN 2021, OR THE CLOSE OF BUSINESS ON 30 SEPTEMBER 2021, WHICHEVER IS THE EARLIER, PROVIDED THAT, IN EACH CASE, THE COMPANY MAY, BEFORE THIS AUTHORITY EXPIRES, MAKE OFFERS AND ENTER INTO AGREEMENTS WHICH WOULD, OR MIGHT, REQUIRE SHARES IN THE COMPANY TO BE ALLOTTED OR RIGHTS TO SUBSCRIBE FOR OR CONVERT ANY SECURITY INTO SHARES TO BE GRANTED AFTER THIS AUTHORITY EXPIRES AND THE DIRECTORS MAY ALLOT SHARES IN THE COMPANY OR GRANT RIGHTS UNDER ANY SUCH OFFER OR AGREEMENT AS IF THIS AUTHORITY HAD NOT EXPIRED; (B) SUBJECT TO PARAGRAPH (C) BELOW, ALL EXISTING AUTHORITIES GIVEN TO THE DIRECTORS | Management | For | For | ||||||||||
| PURSUANT TO SECTION 551 OF THE 2006 ACT BY WAY OF THE ORDINARY RESOLUTION OF THE COMPANY PASSED ON 10 JULY 2019 BE REVOKED BY THIS RESOLUTION; AND (C) PARAGRAPH (B) ABOVE SHALL BE WITHOUT PREJUDICE TO THE CONTINUING AUTHORITY OF THE DIRECTORS TO ALLOT SHARES OR GRANT RIGHTS TO SUBSCRIBE FOR, OR CONVERT ANY SECURITY INTO, SHARES PURSUANT TO AN OFFER OR AGREEMENT MADE BY THE COMPANY BEFORE THE EXPIRY OF THE AUTHORITY PURSUANT TO WHICH SUCH OFFER OR AGREEMENT WAS MADE | ||||||||||||||
| 19 | DISAPPLICATION OF PRE-EMPTION RIGHTS: THAT, SUBJECT TO THE PASSING OF RESOLUTION 18 ABOVE, AND IN PLACE OF THE POWER GIVEN TO THEM PURSUANT TO THE SPECIAL RESOLUTION OF THE COMPANY PASSED ON 10 JULY 2019, THE BOARD BE AUTHORISED TO ALLOT EQUITY SECURITIES (AS DEFINED IN THE 2006 ACT) FOR CASH UNDER THE AUTHORITY GIVEN BY RESOLUTION 18 AND/OR TO SELL ORDINARY SHARES HELD BY THE COMPANY AS TREASURY SHARES FOR CASH AS IF SECTION 561 OF THE 2006 ACT DID NOT APPLY TO ANY SUCH ALLOTMENT OR SALE, SUCH AUTHORITY TO BE LIMITED: (A) TO THE ALLOTMENT OF EQUITY SECURITIES IN CONNECTION WITH AN OFFER OF EQUITY SECURITIES (BUT IN THE CASE OF THE AUTHORITY GRANTED UNDER RESOLUTION 18(A)(II), BY WAY OF A RIGHTS ISSUE ONLY) TO OR IN FAVOUR OF: NOTICE (I) HOLDERS OF ORDINARY SHARES IN THE COMPANY IN PROPORTION, AS NEARLY AS MAY BE PRACTICABLE, TO THEIR EXISTING HOLDINGS; AND (II) HOLDERS OF OTHER EQUITY SECURITIES, AS REQUIRED BY THE RIGHTS OF THOSE SECURITIES OR, IF THE DIRECTORS CONSIDER IT NECESSARY, AS PERMITTED BY THE RIGHTS OF THOSE SECURITIES; AND SO THAT THE DIRECTORS MAY IMPOSE ANY LIMITS OR RESTRICTIONS AND MAKE ANY ARRANGEMENTS WHICH THEY CONSIDER NECESSARY OR APPROPRIATE TO DEAL WITH TREASURY SHARES, FRACTIONAL ENTITLEMENTS, RECORD DATES, SHARES REPRESENTED BY DEPOSITARY RECEIPTS, LEGAL, REGULATORY OR PRACTICAL PROBLEMS UNDER THE LAWS OF, OR THE REQUIREMENTS OF, ANY RECOGNISED REGULATORY BODY OR ANY STOCK EXCHANGE IN ANY TERRITORY OR ANY OTHER MATTER WHATSOEVER; AND (B) TO THE ALLOTMENT OF EQUITY SECURITIES OR SALE OF TREASURY SHARES (OTHERWISE THAN UNDER PARAGRAPH (A) ABOVE) UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 24.8M, SUCH AUTHORITY TO EXPIRE AT THE END OF THE NEXT AGM OF THE COMPANY (OR, IF EARLIER, AT THE CLOSE OF BUSINESS ON 30 SEPTEMBER 2021), BUT, IN EACH CASE, PRIOR TO ITS EXPIRY THE COMPANY MAY | Management | For | For | ||||||||||
| MAKE OFFERS, AND ENTER INTO AGREEMENTS, WHICH WOULD, OR MIGHT, REQUIRE EQUITY SECURITIES TO BE ALLOTTED (AND TREASURY SHARES TO BE SOLD) AFTER THE AUTHORITY EXPIRES AND THE BOARD MAY ALLOT EQUITY SECURITIES (AND SELL TREASURY SHARES) UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE AUTHORITY HAD NOT EXPIRED | ||||||||||||||
| 20 | FURTHER DISAPPLICATION OF PREEMPTION RIGHTS: THAT SUBJECT TO THE PASSING OF RESOLUTION 18, THE BOARD BE AUTHORISED, IN ADDITION TO ANY AUTHORITY GRANTED UNDER RESOLUTION 19, TO ALLOT EQUITY SECURITIES (AS DEFINED IN THE 2006 ACT) FOR CASH UNDER THE AUTHORITY GIVEN BY THAT RESOLUTION AND/OR TO SELL ORDINARY SHARES HELD BY THE COMPANY AS TREASURY SHARES FOR CASH AS IF SECTION 561 OF THE 2006 ACT DID NOT APPLY TO ANY SUCH ALLOTMENT OR SALE, SUCH AUTHORITY TO BE: (A) LIMITED TO THE ALLOTMENT OF EQUITY SECURITIES OR SALE OF TREASURY SHARES UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 24.8M; AND (B) USED ONLY FOR THE PURPOSES OF FINANCING (OR REFINANCING, IF THE AUTHORITY IS TO BE USED WITHIN SIX MONTHS AFTER THE ORIGINAL TRANSACTION) A TRANSACTION WHICH THE BOARD OF THE COMPANY DETERMINES TO BE AN ACQUISITION OR OTHER CAPITAL INVESTMENT OF A KIND CONTEMPLATED BY THE STATEMENT OF PRINCIPLES ON DISAPPLYING PRE-EMPTION RIGHTS MOST RECENTLY PUBLISHED BY THE PREEMPTION GROUP PRIOR TO THE DATE OF THIS NOTICE OF MEETING, SUCH AUTHORITY TO EXPIRE AT THE END OF THE NEXT AGM OF THE COMPANY (OR, IF EARLIER, AT THE CLOSE OF BUSINESS ON 30 SEPTEMBER 2021), BUT, IN EACH CASE, PRIOR TO ITS EXPIRY THE COMPANY MAY MAKE OFFERS, AND ENTER INTO AGREEMENTS, WHICH WOULD, OR MIGHT, REQUIRE EQUITY SECURITIES TO BE ALLOTTED (AND TREASURY SHARES TO BE SOLD) AFTER THE AUTHORITY EXPIRES AND THE BOARD MAY ALLOT EQUITY SECURITIES (AND SELL TREASURY SHARES) UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE AUTHORITY HAD NOT EXPIRED | Management | For | For | ||||||||||
| 21 | AUTHORITY TO PURCHASE OWN SHARES: THAT THE COMPANY HAS GENERAL AND UNCONDITIONAL AUTHORITY TO MAKE MARKET PURCHASES (AS DEFINED IN SECTION 693(4) OF THE 2006 ACT) OF SHARES OF 5P EACH IN THE COMPANY, SUBJECT TO THE FOLLOWING CONDITIONS: (A) THE MAXIMUM NUMBER OF SHARES WHICH MAY BE PURCHASED IS 988 MILLION SHARES; (B) THE MINIMUM PRICE (EXCLUDING EXPENSES) WHICH MAY BE PAID FOR EACH SHARE IS 5P; (C) THE MAXIMUM PRICE (EXCLUDING EXPENSES) WHICH THE COMPANY | Management | For | For | ||||||||||
| MAY PAY FOR EACH SHARE CANNOT BE MORE THAN THE HIGHER OF: (I) 105% OF THE AVERAGE MARKET VALUE OF A SHARE IN THE COMPANY FOR THE FIVE BUSINESS DAYS PRIOR TO THE DAY THE PURCHASE IS MADE; OR (II) THE VALUE OF A SHARE IN THE COMPANY CALCULATED ON THE BASIS OF THE HIGHER OF THE PRICE QUOTED FOR: (A) THE LAST INDEPENDENT TRADE OF; OR (B) THE HIGHEST CURRENT INDEPENDENT BID FOR, IN EACH INSTANCE ANY NUMBER OF SHARES IN THE COMPANY ON THE TRADING VENUES WHERE THE PURCHASE IS CARRIED OUT; AND (D) THIS AUTHORITY EXPIRES AT THE END OF THE NEXT AGM (OR, IF EARLIER, AT THE CLOSE OF BUSINESS ON 30 SEPTEMBER 2021), EXCEPT IN RELATION TO THE PURCHASE OF SHARES, THE CONTRACT FOR WHICH WAS CONCLUDED BEFORE THE EXPIRY OF THIS AUTHORITY AND WHICH MIGHT BE EXECUTED WHOLLY OR PARTLY AFTER THAT EXPIRY | ||||||||||||||
| 22 | AUTHORITY TO CALL A GENERAL MEETING ON 14 DAYS' NOTICE: THAT THE COMPANY MAY CALL A GENERAL MEETING (BUT NOT AN AGM) ON AT LEAST 14 CLEAR DAYS' NOTICE | Management | For | For | ||||||||||
| 23 | AUTHORITY FOR POLITICAL DONATIONS: THAT BRITISH TELECOMMUNICATIONS PLC, A WHOLLY- OWNED SUBSIDIARY OF THE COMPANY, BE AUTHORISED TO MAKE POLITICAL DONATIONS TO POLITICAL: (A) PARTIES AND/OR INDEPENDENT ELECTION CANDIDATES NOT EXCEEDING GBP 75,000 IN TOTAL; AND (B) ORGANISATIONS OTHER THAN POLITICAL PARTIES NOT EXCEEDING GBP 25,000 IN TOTAL DURING THE PERIOD BEGINNING WITH THE DATE OF THE 2020 AGM AND ENDING AT THE END OF THE DAY ON WHICH THE 2021 AGM IS HELD. THE TERMS 'POLITICAL DONATION', 'POLITICAL PARTIES', 'INDEPENDENT ELECTION CANDIDATES' AND 'POLITICAL ORGANISATION' HAVE THE MEANINGS GIVEN BY SECTIONS 363 TO 365 OF THE 2006 ACT | Management | For | For | ||||||||||
| 24 | EMPLOYEE SAVESHARE PLAN RULES: THAT THE RULES OF THE BT GROUP PLC SAVESHARE PLAN (THE SAVESHARE), THE PRINCIPAL TERMS OF WHICH ARE SUMMARISED AT APPENDIX 1 TO THIS NOTICE OF MEETING, BE APPROVED AND THE DIRECTORS OF THE COMPANY BE AUTHORISED TO DO ALL ACTS AND THINGS THEY CONSIDER NECESSARY OR EXPEDIENT TO IMPLEMENT AND GIVE EFFECT TO THE SAVESHARE | Management | For | For | ||||||||||
| 25 | INTERNATIONAL EMPLOYEE SAVESHARE PLAN RULES: THAT THE RULES OF THE BT GROUP PLC INTERNATIONAL SAVESHARE PLAN (THE INTERNATIONAL SAVESHARE), THE PRINCIPAL TERMS OF WHICH ARE SUMMARISED AT APPENDIX 1 TO THIS NOTICE OF MEETING, BE APPROVED AND THE DIRECTORS OF THE COMPANY BE AUTHORISED TO DO ALL ACTS AND THINGS THEY CONSIDER NECESSARY OR EXPEDIENT TO IMPLEMENT AND GIVE EFFECT TO THE INTERNATIONAL SAVESHARE, AND TO ESTABLISH FURTHER PLANS BASED ON THE INTERNATIONAL SAVESHARE BUT MODIFIED TO TAKE ACCOUNT OF LOCAL TAX, EXCHANGE CONTROL OR SECURITIES LAWS IN OVERSEAS TERRITORIES, PROVIDED THAT ANY SHARES MADE AVAILABLE UNDER ANY FURTHER SUCH PLANS WILL COUNT AGAINST ANY LIMITS ON INDIVIDUAL OR OVERALL PARTICIPATION IN THE INTERNATIONAL SAVESHARE | Management | For | For | ||||||||||
| 26 | EMPLOYEE STOCK PURCHASE PLAN RULES: THAT THE RULES OF THE BT GROUP PLC EMPLOYEE STOCK PURCHASE PLAN (THE ESPP), THE PRINCIPAL TERMS OF WHICH ARE SUMMARISED AT APPENDIX 1 TO THIS NOTICE OF MEETING, BE APPROVED AND THE DIRECTORS OF THE COMPANY BE AUTHORISED TO DO ALL ACTS AND THINGS THEY CONSIDER NECESSARY OR EXPEDIENT TO IMPLEMENT AND GIVE EFFECT TO THE ESPP | Management | For | For | ||||||||||
| 27 | RESTRICTED SHARE PLAN RULES: THAT THE RULES OF THE BT GROUP PLC RESTRICTED SHARE PLAN (THE RSP), THE PRINCIPAL TERMS OF WHICH ARE SUMMARISED AT APPENDIX 1 TO THIS NOTICE OF MEETING, BE APPROVED AND THE DIRECTORS OF THE COMPANY BE AUTHORISED TO DO ALL ACTS AND THINGS THEY CONSIDER NECESSARY OR EXPEDIENT TO IMPLEMENT AND GIVE EFFECT TO THE RSP, AND TO ESTABLISH FURTHER PLANS BASED ON THE RSP BUT MODIFIED TO TAKE ACCOUNT OF LOCAL TAX, EXCHANGE CONTROL OR SECURITIES LAWS IN OVERSEAS TERRITORIES, PROVIDED THAT ANY SHARES MADE AVAILABLE UNDER ANY FURTHER SUCH PLANS WILL COUNT AGAINST ANY LIMITS ON INDIVIDUAL OR OVERALL PARTICIPATION IN THE RSP | Management | For | For | ||||||||||
| 28 | DEFERRED BONUS PLAN RULES: THAT THE RULES OF THE BT GROUP PLC DEFERRED BONUS PLAN (THE DBP), THE PRINCIPAL TERMS OF WHICH ARE SUMMARISED AT APPENDIX 1 TO THIS NOTICE OF MEETING, BE APPROVED AND THE DIRECTORS OF THE COMPANY BE AUTHORISED TO DO ALL ACTS AND THINGS THEY CONSIDER NECESSARY OR EXPEDIENT TO IMPLEMENT AND GIVE EFFECT TO THE DBP, AND TO ESTABLISH FURTHER PLANS BASED ON THE DBP BUT MODIFIED TO TAKE ACCOUNT OF LOCAL TAX, EXCHANGE CONTROL OR SECURITIES LAWS IN OVERSEAS TERRITORIES, PROVIDED THAT ANY SHARES MADE AVAILABLE UNDER ANY FURTHER SUCH PLANS WILL COUNT AGAINST ANY LIMITS ON INDIVIDUAL OR OVERALL PARTICIPATION IN THE DBP | Management | For | For | ||||||||||
| 29 | ARTICLES OF ASSOCIATION: THAT, WITH EFFECT FROM THE CONCLUSION OF THE AGM, THE NEW ARTICLES OF ASSOCIATION OF THE COMPANY, PRODUCED TO THE AGM AND INITIALED BY THE CHAIR OF THE AGM FOR THE PURPOSE OF IDENTIFICATION, BE ADOPTED AS THE ARTICLES OF ASSOCIATION OF THE COMPANY, IN SUBSTITUTION FOR, AND TO THE EXCLUSION OF, THE EXISTING ARTICLES OF ASSOCIATION | Management | For | For | ||||||||||
| EQUATORIAL ENERGIA SA | ||||||||||||||
| Security | P3773H104 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 17-Jul-2020 | ||||||||||||
| ISIN | BREQTLACNOR0 | Agenda | 712821544 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET (DEPENDANT UPON THE AVAILABILITY AND USAGE OF THE- REMOTE VOTING PLATFORM). ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE- REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
| 1 | ALTERATION OF THE COMPANY'S CORPORATE PURPOSE, WITH THE CONSEQUENT AMENDMENT OF ARTICLE 3 OF THE BYLAWS | Management | No Action | |||||||||||
| 2 | CONSOLIDATION OF THE COMPANY'S BYLAWS | Management | No Action | |||||||||||
| 3 | AUTHORIZATION FOR THE MANAGERS OF THE COMPANY TO PERFORM ALL ACTS NECESSARY TO MAKE THE RESOLUTIONS APPROVED AT THE MEETING EFFECTIVE | Management | No Action | |||||||||||
| CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN-ARE ALLOWED. THANK YOU | Non-Voting | ||||||||||||
| CMMT | 13 JUL 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO POSTPONEMENT OF THE- MEETING DATE FROM 08 JUL 2020 TO 17 JUL 2020. IF YOU HAVE ALREADY SENT IN-YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||||
| EQUATORIAL ENERGIA SA | ||||||||||||||
| Security | P3773H104 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 17-Jul-2020 | ||||||||||||
| ISIN | BREQTLACNOR0 | Agenda | 712823550 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET (DEPENDANT UPON THE AVAILABILITY AND USAGE OF THE- REMOTE VOTING PLATFORM). ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE- REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN-ARE ALLOWED. THANK YOU | Non-Voting | ||||||||||||
| 1 | EXAMINATION, DISCUSSION AND VOTING OF COMPANY'S FINANCIAL STATEMENTS AND OF THE REPORT OF THE INDEPENDENT AUDITORS AND FISCAL COUNCILS OPINION, FOR THE YEAR ENDED DECEMBER 31, 2019 | Management | No Action | |||||||||||
| 2 | ALLOCATION FOR THE NET PROFIT FROM THE FISCAL YEAR THAT ENDED ON DECEMBER 31, 2019 | Management | No Action | |||||||||||
| 3 | SET THE ANNUAL GLOBAL COMPENSATION OF THE MANAGERS FOR THE FISCAL YEAR OF 2020 | Management | No Action | |||||||||||
| 4 | RESOLUTION OF THE INSTALLATION AND OPERATION OF THE FISCAL COUNCIL FOR THE FISCAL YEAR OF 2020 | Management | No Action | |||||||||||
| 5 | SET THE ANNUAL GLOBAL COMPENSATION OF THE MEMBERS OF THE FISCAL COUNCIL FOR THE FISCAL YEAR OF 2020 | Management | No Action | |||||||||||
| 6 | ELECTION OF MEMBERS OF THE FISCAL COUNCIL BY SINGLE SLATE. INDICATION OF EACH SLATE OF CANDIDATES AND OF ALL THE NAMES THAT ARE ON IT. . SAULO DE TARSO ALVES DE LARA. MOACIR GIBUR PAULO ROBERTO FRANCESCHI. CLAUDIA LUCIANA CECCATTO DE TROTTA VANDERLEI DOMINGUEZ DA ROSA. RICARDO BERTUCCI | Management | No Action | |||||||||||
| 7 | IF ONE OF THE CANDIDATES WHO IS PART OF THE SLATE CEASES TO BE PART OF IT IN ORDER TO ACCOMMODATE THE SEPARATE ELECTION THAT IS DEALT WITH IN ARTICLE 161, 4 AND ARTICLE 240 OF LAW 6,404 OF 1976, CAN THE VOTES CORRESPONDING TO YOUR SHARES CONTINUE TO BE CONFERRED ON THE CHOSEN SLATE | Management | No Action | |||||||||||
| CMMT | PLEASE NOTE THAT COMMON SHAREHOLDERS SUBMITTING A VOTE TO ELECT A MEMBER FROM- THE LIST PROVIDED MUST INCLUDE THE CANDIDATES NAME IN THE VOTE INSTRUCTION.- HOWEVER WE CANNOT DO THIS THROUGH THE PROXYEDGE PLATFORM. IN ORDER TO SUBMIT-A VOTE TO ELECT A CANDIDATE, CLIENTS MUST CONTACT THEIR CSR TO INCLUDE THE-NAME OF THE CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE ON THIS ITEM ARE-RECEIVED WITHOUT A CANDIDATE'S NAME, YOUR VOTE WILL BE PROCESSED IN FAVOUR OR-AGAINST THE DEFAULT COMPANIES CANDIDATE. THANK YOU | Non-Voting | ||||||||||||
| CMMT | 13 JUL 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO POSTPONEMENT OF THE- MEETING DATE FROM 08 JUL 2020 TO 17 JUL 2020. IF YOU HAVE ALREADY SENT IN-YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||||
| EQUATORIAL ENERGIA SA | ||||||||||||||
| Security | P3773H104 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 17-Jul-2020 | ||||||||||||
| ISIN | BREQTLACNOR0 | Agenda | 712823601 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET (DEPENDANT UPON THE AVAILABILITY AND USAGE OF THE- REMOTE VOTING PLATFORM). ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE- REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
| 1 | AMENDMENT TO THE 6TH ARTICLE OF COMPANY'S BYLAWS, IN ORDER TO REFLECT THE CAPITAL INCREASES APPROVED BY THE COMPANY'S BOARD OF DIRECTORS, WITHIN THE AUTHORIZED LIMIT OF CAPITAL | Management | No Action | |||||||||||
| 2 | MANAGEMENTS PROPOSAL TO THE INCREASE OF THE MAXIMUM LIMIT OF THE INVESTMENT AND EXPANSIONS RESERVE, WITH THE CORRESPONDING AMENDMENT TO THE ARTICLE 26, 4TH PARAGRAPH, OF COMPANY'S BYLAWS | Management | No Action | |||||||||||
| 3 | CONSOLIDATION OF THE COMPANY'S BYLAWS | Management | No Action | |||||||||||
| 4 | AUTHORIZATION FOR THE MANAGERS OF THE COMPANY TO PERFORM ALL ACTS NECESSARY TO MAKE THE RESOLUTIONS APPROVED AT THE MEETING EFFECTIVE | Management | No Action | |||||||||||
| CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN-ARE ALLOWED. THANK YOU | Non-Voting | ||||||||||||
| CMMT | 13 JUL 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO POSTPONEMENT OF THE- MEETING DATE FROM 08 JUL 2020 TO 17 JUL 2020. IF YOU HAVE ALREADY SENT IN-YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||||
| SIEMENS GAMESA RENEWABLE ENERGY SA | ||||||||||||||
| Security | E8T87A100 | Meeting Type | Ordinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 22-Jul-2020 | ||||||||||||
| ISIN | ES0143416115 | Agenda | 712847764 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1 | APPROVAL OF INDIVIDUAL AND CONSOLIDATED ANNUAL ACCOUNTS | Management | For | For | ||||||||||
| 2 | APPROVAL OF INDIVIDUAL AND CONSOLIDATED MANAGEMENT REPORTS | Management | For | For | ||||||||||
| 3 | APPROVAL OF THE NON FINANCIAL INFORMATION REPORT | Management | For | For | ||||||||||
| 4 | APPROVAL OF THE SOCIAL MANAGEMENT | Management | For | For | ||||||||||
| 5 | ALLOCATION OF RESULTS | Management | For | For | ||||||||||
| 6 | APPOINTMENT OF MR ANDREAS C. HOFFMANN AS DIRECTOR | Management | For | For | ||||||||||
| 7 | APPOINTMENT OF MR TIM OLIVER HOLT AS DIRECTOR | Management | For | For | ||||||||||
| 8 | APPOINTMENT OF MR HARALD VON HEYNITZ AS DIRECTOR | Management | For | For | ||||||||||
| 9 | APPOINTMENT OF MS MARIA FERRARO AS DIRECTOR | Management | For | For | ||||||||||
| 10 | APPOINTMENT OF MR ANDREAS NAUEN AS DIRECTOR | Management | For | For | ||||||||||
| 11 | NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||
| 12 | REELECTION OF ERNST AND YOUNG AS AUDITORS | Management | For | For | ||||||||||
| 13 | AUTHORIZATION FOR THE ACQUISITION OF OWN SHARES | Management | For | For | ||||||||||
| 14 | AUTHORIZATION TO THE BOARD OF DIRECTORS TO INCREASE CAPITAL | Management | For | For | ||||||||||
| 15 | AUTHORISATION TO THE BOARD OF DIRECTORS, TO ISSUE SIMPLE DEBENTURE AND OTHER FIXED INCOME SECURITIES THAT ARE NEITHER EXCHANGEABLE FOR NOR CONVERTIBLE INTO SHARES | Management | For | For | ||||||||||
| 16 | AUHTORIZATION TO ISSUE DEBENTURE S OR BONDS THAT ARE EXCHANGEABLE FOR OR CONVERTIBLE INTO SHARES | Management | For | For | ||||||||||
| 17 | APPROVAL OF THE REMUNERATION POLICY | Management | For | For | ||||||||||
| 18.1 | AMEND ARTICLES RE RIGHT OF INFORMATION AND INTERVENTION AT GENERAL MEETINGS: AMENDMENT OF THE REGULATION OF THE GENERAL MEETING ARTICLES 9, 11, 17, 27, 28 AND 29 | Management | For | For | ||||||||||
| 18.2 | AMEND ARTICLE 15 RE PUBLIC REQUEST FOR REPRESENTATION | Management | For | For | ||||||||||
| 18.3 | AMEND ARTICLES RE TECHNICAL IMPROVEMENTS: ARTICLES 6, 7, 8, 23, 24, 31 AND 36 | Management | For | For | ||||||||||
| 18.4 | AMEND ARTICLE 20 AND ADD NEW PROVISION RE REMOTE ATTENDANCE AT GENERAL MEETINGS | Management | For | For | ||||||||||
| 19 | DELEGATION OF POWERS TO IMPLEMENT AGREEMENTS | Management | For | For | ||||||||||
| 20 | CONSULTIVE VOTE ON THE ANNUAL REPORT ON REMUNERATION OF DIRECTORS | Management | For | For | ||||||||||
| CMMT | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A-SECOND CALL ON 23 JUL 2020. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL-REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU. | Non-Voting | ||||||||||||
| CMMT | 30 JUN 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN THE TEXT OF- RESOLUTIONS 18.1 TO 18.4. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO-NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK-YOU. | Non-Voting | ||||||||||||
| PETROLEO BRASILEIRO S.A. - PETROBRAS | ||||||||||||||
| Security | 71654V408 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | PBR | Meeting Date | 22-Jul-2020 | |||||||||||
| ISIN | US71654V4086 | Agenda | 935248725 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1 | Assessing the Management's accounts, examining, discussing and voting on the Management's Report and the Company's Financial Statements, with the report from the independent auditors and the Fiscal Council Report, for the fiscal year ended on December 31, 2019. | Management | For | |||||||||||
| 2 | Proposal for the Capital Budget for the fiscal year of 2020. | Management | For | |||||||||||
| 3 | Proposal for the Allocation of the Loss/Profit for the fiscal year of 2019. | Management | For | |||||||||||
| 4 | Proposal to establish eleven (11) members for the Board of Directors. | Management | For | |||||||||||
| 5a1 | Slate of Candidates nominated by the Controlling Shareholder: Eduardo Bacellar Leal Ferreira, Roberto da Cunha Castello Branco, João Cox Neto, Maria Cláudia Mello Guimaraes, Nivio Ziviani, Omar Carneiro da Cunha Sobrinho, Ruy Flaks Schneider, Paulo Cesar de Souza e Silva | Management | Abstain | |||||||||||
| 5a2 | If one or more of the candidates that compose the slate shown in 5a1 fails to integrate it, your votes will continue to be conferred to the slate. | Management | Against | |||||||||||
| 5a3 | In case of adoption of the multiple vote process, you can vote A) to distribute your votes in among the members of Slate A ("For") who have been nominated by the controlling shareholder, or B) to distribute your votes among the members of Slate B ("Against") who have been nominated by the controlling shareholder and minority shareholders, or you can Abstain from voting on this resolution. See the proxy card document to view the full slates of directors. | Management | Abstain | |||||||||||
| 5b1 | Candidates nominated by minority shareholders for the separate election process: Marcelo Mesquita de Siqueira Filho | Management | For | |||||||||||
| 6 | Election of Chairman of the Board of Directors: Eduardo Bacellar Leal Ferreira | Management | For | |||||||||||
| 7. | Proposal to establish five (5) members for the Fiscal Council. | Management | For | |||||||||||
| 8a1 | Slate of Candidates nominated by the controlling shareholder: Holder: Agnes Maria de Aragão da Costa/ Substitute: Jairez Elói de Sousa Paulista Holder: Sérgio Henrique Lopes de Sousa/ Substitute: Alan Sampaio Santos; Holder: José Franco Medeiros de Morais/ Substitute: Gildenora Batista Dantas Milhomem | Management | Abstain | |||||||||||
| 8a2 | If one or more of the candidates that compose the slate fails to integrate it to accommodate the separate election, your votes will continue to be conferred to the slate. | Management | Against | |||||||||||
| 8b | Candidates appointed by minority shareholders for the Separate Election: Holder: Marcelo Gasparino da Silva/ Substitute: Paulo Roberto Evangelista de Lima | Management | For | |||||||||||
| 9 | Establishing the compensation for the members of the Management, Fiscal Council, and Advisory Committees of the Board of Directors. | Management | For | |||||||||||
| REMY COINTREAU SA | ||||||||||||||
| Security | F7725A100 | Meeting Type | MIX | |||||||||||
| Ticker Symbol | Meeting Date | 23-Jul-2020 | ||||||||||||
| ISIN | FR0000130395 | Agenda | 712845948 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | ||||||||||||
| CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||||
| CMMT | 03 JUL 2020: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/balo/document/202006172002625-73 AND-https://www.journal- officiel.gouv.fr/balo/document/202007032003017-80; PLEASE-NOTE THAT THIS IS A REVISION DUE TO ADDITION OF URL LINK. IF YOU HAVE ALREADY- SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR- ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||||
| O.1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2019/2020 | Management | No Action | |||||||||||
| O.2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2019/2020 | Management | No Action | |||||||||||
| O.3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 31 MARCH 2020 AND SETTING OF THE DIVIDEND | Management | No Action | |||||||||||
| O.4 | OPTION FOR THE PAYMENT OF THE DIVIDEND IN SHARES | Management | No Action | |||||||||||
| O.5 | AGREEMENTS REFERRED TO IN ARTICLES L. 225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE AUTHORIZED DURING THE PREVIOUS FINANCIAL YEARS AND THE EXECUTION OF WHICH CONTINUED DURING THE FINANCIAL YEAR 2019/2020 | Management | No Action | |||||||||||
| O.6 | APPROVAL OF THE REGULATED COMMITMENTS " SEVERANCE PAY ", " NON-COMPETITION INDEMNITY ", " DEFINED CONTRIBUTION PENSION COMMITMENTS, DEFINED BENEFIT PENSION COMMITMENTS AND DEATH, INCAPACITY FOR WORK, DISABILITY AND HEALTH INSURANCE COMMITMENTS " IN FAVOUR OF MR. ERIC VALLAT, CHIEF EXECUTIVE OFFICER OF THE COMPANY, PURSUANT TO ARTICLES L.225-42-1 AND L.225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE AND THE CONDITIONS OF ALLOCATION | Management | No Action | |||||||||||
| O.7 | RENEWAL OF THE TERM OF OFFICE OF MRS. DOMINIQUE HERIARD DUBREUIL AS DIRECTOR | Management | No Action | |||||||||||
| O.8 | RENEWAL OF THE TERM OF OFFICE OF MRS. LAURE HERIARD DUBREUIL AS DIRECTOR | Management | No Action | |||||||||||
| O.9 | RENEWAL OF THE TERM OF OFFICE OF MR. EMMANUEL DE GEUSER AS DIRECTOR | Management | No Action | |||||||||||
| O.10 | APPOINTMENT OF MAZARS FIRM, REPRESENTED BY MR. JEROME DE PASTORS, AS PRINCIPAL STATUTORY AUDITOR AS A REPLACEMENT FOR AUDITEURS ET CONSEILS ASSOCIES FIRM AND NON-RENEWAL AND NON-REPLACEMENT OF PIMPANEAU ET ASSOCIES COMPANY AS DEPUTY STATUTORY AUDITOR | Management | No Action | |||||||||||
| O.11 | APPROVAL OF THE PRINCIPLES AND CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING THE ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND ATTRIBUTABLE TO THE CHAIRMAN OF THE BOARD OF DIRECTORS, PURSUANT TO ARTICLE L.225-37-2 OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
| O.12 | APPROVAL OF THE PRINCIPLES AND CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING THE ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND ATTRIBUTABLE TO THE CHEF EXECUTIVE OFFICER, PURSUANT TO ARTICLE L.225-37-2 OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
| O.13 | APPROVAL OF THE COMPENSATION POLICY OF DIRECTORS FOR THE FINANCIAL YEAR 2020/2021 | Management | No Action | |||||||||||
| O.14 | APPROVAL OF THE INFORMATION RELATING TO THE COMPENSATION FOR THE FINANCIAL YEAR 2019/2020 OF THE CORPORATE OFFICERS MENTIONED IN ARTICLE L.225-37-3 I OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
| O.15 | APPROVAL OF THE ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING OR AWARDED, FOR THE FINANCIAL YEAR ENDED 31 MARCH 2020, TO MR. MARC HERIARD DUBREUIL, CHAIRMAN OF THE BOARD OF DIRECTORS, PURSUANT TO ARTICLE L. 225-100 OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
| O.16 | APPROVAL OF THE ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING OR AWARDED TO MRS. VALERIE CHAPOULAUD-FLOQUET, CHIEF EXECUTIVE OFFICER, IN RESPECT OF THE FINANCIAL YEAR ENDED 31 MARCH 2020, PURSUANT TO ARTICLE L.225-100 OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
| O.17 | APPROVAL OF THE ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING OR AWARDED TO MR. ERIC VALLAT, CHIEF EXECUTIVE OFFICER, IN RESPECT OF THE FINANCIAL YEAR ENDED 31 MARCH 2020, PURSUANT TO ARTICLE L.225-100 OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
| O.18 | COMPENSATION OF DIRECTORS | Management | No Action | |||||||||||
| O.19 | AUTHORIZATION FOR THE BOARD OF DIRECTORS TO TRADE IN THE COMPANY'S SHARES UNDER THE PROVISIONS OF ARTICLES L. 225-209 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
| E.20 | AUTHORIZATION FOR THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL BY CANCELLING TREASURY SHARES HELD BY THE COMPANY | Management | No Action | |||||||||||
| E.21 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE COMPANY'S CAPITAL AND/OR TRANSFERABLE SECURITIES GRANTING ENTITLEMENT TO THE ALLOCATION OF DEBT SECURITIES, WITH RETENTION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | No Action | |||||||||||
| E.22 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE COMPANY'S CAPITAL AND/OR TRANSFERABLE SECURITIES GRANTING ENTITLEMENT TO THE ALLOCATION OF DEBT SECURITIES, WITH CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT, BY WAY OF A PUBLIC OFFERING | Management | No Action | |||||||||||
| E.23 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL AND/OR TRANSFERABLE SECURITIES GRANTING ENTITLEMENT TO THE ALLOCATION OF DEBT SECURITIES, WITH CANCELLATION OF THE SHAREHOLDERS' PRE- EMPTIVE SUBSCRIPTION RIGHT, BY WAY OF PRIVATE PLACEMENTS AS REFERRED TO IN SECTION 1DECREE OF ARTICLE L.411-2 OF THE FRENCH MONETARY AND FINANCIAL CODE | Management | No Action | |||||||||||
| E.24 | AUTHORIZATION TO THE BOARD OF DIRECTORS TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED IN THE EVENT OF OVERSUBSCRIPTION, WITHIN THE LIMIT OF 15% OF THE INITIAL ISSUE, WITH RETENTION OR CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | No Action | |||||||||||
| E.25 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO SET THE ISSUE PRICE OF SECURITIES TO BE ISSUED, WITH CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT, BY PUBLIC OFFERING OR PRIVATE PLACEMENT, WITHIN THE LIMIT OF 10% OF THE CAPITAL PER YEAR | Management | No Action | |||||||||||
| E.26 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL AND/OR TRANSFERABLE SECURITIES GRANTING ENTITLEMENT TO THE ALLOCATION OF DEBT SECURITIES, WITH CANCELLATION OF THE SHAREHOLDERS' PRE- EMPTIVE SUBSCRIPTION RIGHT, IN THE EVENT OF A PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY | Management | No Action | |||||||||||
| E.27 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES AND TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL IN ORDER TO REMUNERATE CONTRIBUTIONS IN KIND GRANTED TO THE COMPANY, WITHIN THE LIMIT OF 10% OF THE CAPITAL | Management | No Action | |||||||||||
| E.28 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO INCREASE THE CAPITAL BY CAPITALIZATION OF RESERVES, PROFITS OR PREMIUMS | Management | No Action | |||||||||||
| E.29 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO PROCEED WITH A CAPITAL INCREASE RESERVED FOR EMPLOYEES OF THE COMPANY OR ITS RELATED COMPANIES, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | No Action | |||||||||||
| E.30 | POWERS TO CARRY OUT FORMALITIES | Management | No Action | |||||||||||
| UNITED UTILITIES GROUP PLC | ||||||||||||||
| Security | G92755100 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 24-Jul-2020 | ||||||||||||
| ISIN | GB00B39J2M42 | Agenda | 712825922 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1 | TO RECEIVE THE FINANCIAL STATEMENTS AND THE REPORTS FOR THE YEAR ENDED 31 MARCH 2020 | Management | For | For | ||||||||||
| 2 | TO DECLARE A FINAL DIVIDEND OF 28.40P PER ORDINARY SHARE | Management | For | For | ||||||||||
| 3 | TO APPROVE THE DIRECTORS REMUNERATION REPORT FOR THE YEAR ENDED 31 MARCH 2020 | Management | For | For | ||||||||||
| 4 | TO REAPPOINT SIR DAVID HIGGINS AS A DIRECTOR | Management | For | For | ||||||||||
| 5 | TO REAPPOINT STEVE MOGFORD AS A DIRECTOR | Management | For | For | ||||||||||
| 6 | TO REAPPOINT MARK CLARE AS A DIRECTOR | Management | For | For | ||||||||||
| 7 | TO REAPPOINT BRIAN MAY AS A DIRECTOR | Management | For | For | ||||||||||
| 8 | TO REAPPOINT STEPHEN CARTER AS A DIRECTOR | Management | For | For | ||||||||||
| 9 | TO REAPPOINT ALISON GOLIGHER AS A DIRECTOR | Management | For | For | ||||||||||
| 10 | TO REAPPOINT PAULETTE ROWE AS A DIRECTOR | Management | For | For | ||||||||||
| 11 | TO REAPPOINT KPMG LLP AS THE AUDITOR | Management | For | For | ||||||||||
| 12 | TO AUTHORISE THE AUDIT COMMITTEE OF THE BOARD TO SET THE AUDITORS REMUNERATION | Management | For | For | ||||||||||
| 13 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES | Management | For | For | ||||||||||
| 14 | TO DISAPPLY STATUTORY PRE-EMPTION RIGHTS | Management | For | For | ||||||||||
| 15 | TO AUTHORISE SPECIFIC POWER TO DISAPPLY PRE-EMPTION RIGHTS | Management | For | For | ||||||||||
| 16 | TO AUTHORISE THE COMPANY TO MAKE MARKET PURCHASES OF ITS OWN SHARES | Management | For | For | ||||||||||
| 17 | TO AUTHORISE THE DIRECTORS TO CALL GENERAL MEETINGS ON NOT LESS THAN 14 CLEAR DAYS NOTICE | Management | For | For | ||||||||||
| 18 | TO AUTHORISE POLITICAL DONATIONS AND POLITICAL EXPENDITURE | Management | For | For | ||||||||||
| NATIONAL GRID PLC | ||||||||||||||
| Security | G6S9A7120 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 27-Jul-2020 | ||||||||||||
| ISIN | GB00BDR05C01 | Agenda | 712887528 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1 | TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS | Management | For | For | ||||||||||
| 2 | TO DECLARE A FINAL DIVIDEND | Management | For | For | ||||||||||
| 3 | TO RE-ELECT SIR PETER GERSHON | Management | For | For | ||||||||||
| 4 | TO RE-ELECT JOHN PETTIGREW | Management | For | For | ||||||||||
| 5 | TO RE-ELECT ANDY AGG | Management | For | For | ||||||||||
| 6 | TO RE-ELECT NICOLA SHAW | Management | For | For | ||||||||||
| 7 | TO RE-ELECT MARK WILLIAMSON | Management | For | For | ||||||||||
| 8 | TO RE-ELECT JONATHAN DAWSON | Management | For | For | ||||||||||
| 9 | TO RE-ELECT THERESE ESPERDY | Management | For | For | ||||||||||
| 10 | TO RE-ELECT PAUL GOLBY | Management | For | For | ||||||||||
| 11 | TO ELECT LIZ HEWITT | Management | For | For | ||||||||||
| 12 | TO RE-ELECT AMANDA MESLER | Management | For | For | ||||||||||
| 13 | TO RE-ELECT EARL SHIPP | Management | For | For | ||||||||||
| 14 | TO RE-ELECT JONATHAN SILVER | Management | For | For | ||||||||||
| 15 | TO RE-APPOINT THE AUDITORS DELOITTE LLP | Management | For | For | ||||||||||
| 16 | TO AUTHORISE THE AUDIT COMMITTEE OF THE BOARD TO SET THE AUDITORS REMUNERATION | Management | For | For | ||||||||||
| 17 | TO APPROVE THE DIRECTORS REMUNERATION REPORT EXCLUDING EXCERPTS FROM THE DIRECTORS REMUNERATION POLICY | Management | For | For | ||||||||||
| 18 | TO AUTHORISE THE COMPANY TO MAKE POLITICAL DONATIONS | Management | For | For | ||||||||||
| 19 | TO AUTHORISE THE DIRECTORS TO ALLOT ORDINARY SHARES | Management | For | For | ||||||||||
| 20 | TO REAPPROVE THE NATIONAL GRID SHARE INCENTIVE PLAN | Management | For | For | ||||||||||
| 21 | TO REAPPROVE THE NATIONAL GRID SHARESAVE PLAN | Management | For | For | ||||||||||
| 22 | TO APPROVE AN INCREASED BORROWING LIMIT | Management | For | For | ||||||||||
| 23 | TO DISAPPLY PRE-EMPTION RIGHTS | Management | For | For | ||||||||||
| 24 | TO DISAPPLY PRE-EMPTION RIGHTS FOR ACQUISITIONS | Management | For | For | ||||||||||
| 25 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN ORDINARY SHARES | Management | For | For | ||||||||||
| 26 | TO AUTHORISE THE DIRECTORS TO HOLD GENERAL MEETINGS ON 14 CLEAR DAYS NOTICE | Management | For | For | ||||||||||
| LINDE PLC | ||||||||||||||
| Security | G5494J103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | LIN | Meeting Date | 27-Jul-2020 | |||||||||||
| ISIN | IE00BZ12WP82 | Agenda | 935214065 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1A. | Election of Director: Prof. Dr. Wolfgang Reitzle | Management | For | For | ||||||||||
| 1B. | Election of Director: Stephen F. Angel | Management | For | For | ||||||||||
| 1C. | Election of Director: Prof. DDr. Ann-Kristin Achleitner | Management | For | For | ||||||||||
| 1D. | Election of Director: Prof. Dr. Clemens Börsig | Management | For | For | ||||||||||
| 1E. | Election of Director: Dr. Nance K. Dicciani | Management | For | For | ||||||||||
| 1F. | Election of Director: Dr. Thomas Enders | Management | For | For | ||||||||||
| 1G. | Election of Director: Franz Fehrenbach | Management | For | For | ||||||||||
| 1H. | Election of Director: Edward G. Galante | Management | For | For | ||||||||||
| 1I. | Election of Director: Larry D. McVay | Management | For | For | ||||||||||
| 1J. | Election of Director: Dr. Victoria Ossadnik | Management | For | For | ||||||||||
| 1K. | Election of Director: Prof. Dr. Martin H. Richenhagen | Management | For | For | ||||||||||
| 1L. | Election of Director: Robert L. Wood | Management | For | For | ||||||||||
| 2A. | To ratify, on an advisory and non-binding basis, the appointment of PricewaterhouseCoopers ("PWC") as the independent auditor. | Management | For | For | ||||||||||
| 2B. | To authorize the Board, acting through the Audit Committee, to determine PWC's remuneration. | Management | For | For | ||||||||||
| 3. | To determine the price range at which Linde plc can re- allot shares that it acquires as treasury shares under Irish law. | Management | For | For | ||||||||||
| 4. | To approve, on an advisory and non-binding basis, the compensation of Linde plc's Named Executive Officers, as disclosed in the 2020 Proxy Statement. | Management | For | For | ||||||||||
| NATIONAL GRID PLC | ||||||||||||||
| Security | 636274409 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | NGG | Meeting Date | 27-Jul-2020 | |||||||||||
| ISIN | US6362744095 | Agenda | 935243523 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | To receive the Annual Report and Accounts | Management | For | For | ||||||||||
| 2. | To declare a final dividend | Management | For | For | ||||||||||
| 3. | To re-elect Sir Peter Gershon | Management | For | For | ||||||||||
| 4. | To re-elect John Pettigrew | Management | For | For | ||||||||||
| 5. | To re-elect Andy Agg | Management | For | For | ||||||||||
| 6. | To re-elect Nicola Shaw | Management | For | For | ||||||||||
| 7. | To re-elect Mark Williamson | Management | For | For | ||||||||||
| 8. | To re-elect Jonathan Dawson | Management | For | For | ||||||||||
| 9. | To re-elect Therese Esperdy | Management | For | For | ||||||||||
| 10. | To re-elect Paul Golby | Management | For | For | ||||||||||
| 11. | To elect Liz Hewitt | Management | For | For | ||||||||||
| 12. | To re-elect Amanda Mesler | Management | For | For | ||||||||||
| 13. | To re-elect Earl Shipp | Management | For | For | ||||||||||
| 14. | To re-elect Jonathan Silver | Management | For | For | ||||||||||
| 15. | To re-appoint the auditors Deloitte LLP | Management | For | For | ||||||||||
| 16. | To authorise the Audit Committee of the Board to set the auditors' remuneration | Management | For | For | ||||||||||
| 17. | To approve the Directors' Remuneration Report excluding excerpts from the Directors' remuneration policy | Management | For | For | ||||||||||
| 18. | To authorise the Company to make political donations | Management | For | For | ||||||||||
| 19. | To authorise the Directors to allot Ordinary Shares | Management | For | For | ||||||||||
| 20. | To reapprove the National Grid Share Incentive Plan (the 'SIP') | Management | For | For | ||||||||||
| 21. | To reapprove the National Grid Sharesave Plan ('Sharesave') | Management | For | For | ||||||||||
| 22. | To approve an increased borrowing limit | Management | For | For | ||||||||||
| 23. | To disapply pre-emption rights (Special Resolution) | Management | For | For | ||||||||||
| 24. | To disapply pre-emption rights for acquisitions (Special Resolution) | Management | For | For | ||||||||||
| 25. | To authorise the Company to purchase its own Ordinary Shares (Special Resolution) | Management | For | For | ||||||||||
| 26. | To authorise the Directors to hold general meetings on 14 clear days' notice (Special Resolution) | Management | For | For | ||||||||||
| VODAFONE GROUP PLC | ||||||||||||||
| Security | 92857W308 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | VOD | Meeting Date | 28-Jul-2020 | |||||||||||
| ISIN | US92857W3088 | Agenda | 935240630 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | To receive the Company's accounts, the strategic report and reports of the Directors and the auditor for the year ended 31 March 2020. | Management | For | For | ||||||||||
| 2. | To elect Jean-François van Boxmeer as a Director | Management | For | For | ||||||||||
| 3. | To re-elect Gerard Kleisterlee as a Director | Management | For | For | ||||||||||
| 4. | To re-elect Nick Read as a Director | Management | For | For | ||||||||||
| 5. | To re-elect Margherita Della Valle as a Director | Management | For | For | ||||||||||
| 6. | To re-elect Sir Crispin Davis as a Director | Management | For | For | ||||||||||
| 7. | To re-elect Michel Demaré as a Director | Management | For | For | ||||||||||
| 8. | To re-elect Dame Clara Furse as a Director | Management | For | For | ||||||||||
| 9. | To re-elect Valerie Gooding as a Director | Management | For | For | ||||||||||
| 10. | To re-elect Renee James as a Director | Management | Against | Against | ||||||||||
| 11. | To re-elect Maria Amparo Moraleda Martinez as a Director | Management | For | For | ||||||||||
| 12. | To re-elect Sanjiv Ahuja as a Director | Management | For | For | ||||||||||
| 13. | To re-elect David Thodey as a Director | Management | For | For | ||||||||||
| 14. | To re-elect David Nish as a Director | Management | For | For | ||||||||||
| 15. | To declare a final dividend of 4.50 eurocents per ordinary share for the year ended 31 March 2020. | Management | For | For | ||||||||||
| 16. | To approve the Directors' Remuneration Policy set out on pages 102 to 107 of the Annual Report. | Management | For | For | ||||||||||
| 17. | To approve the Annual Report on Remuneration contained in the Remuneration Report of the Board for the year ended 31 March 2020. | Management | For | For | ||||||||||
| 18. | To reappoint Ernst & Young LLP as the Company's auditor until the end of the next general meeting at which accounts are laid before the Company. | Management | For | For | ||||||||||
| 19. | To authorise the Audit and Risk Committee to determine the remuneration of the auditor. | Management | For | For | ||||||||||
| 20. | To authorise the Directors to allot shares. | Management | For | For | ||||||||||
| 21. | To authorise the Directors to dis-apply pre-emption rights. (Special Resolution) | Management | For | For | ||||||||||
| 22. | To authorise the Directors to dis-apply pre-emption rights up to a further 5 per cent for the purposes of financing an acquisition or other capital investment. (Special Resolution) | Management | For | For | ||||||||||
| 23. | To authorise the Company to purchase its own shares. (Special Resolution) | Management | For | For | ||||||||||
| 24. | To authorise political donations and expenditure. | Management | For | For | ||||||||||
| 25. | To authorise the Company to call general meetings (other than AGMs) on 14 clear days' notice. (Special Resolution) | Management | For | For | ||||||||||
| 26. | To approve the rules of the Vodafone Share Incentive Plan (SIP). | Management | For | For | ||||||||||
| FERGUSON PLC | ||||||||||||||
| Security | G3421J106 | Meeting Type | Ordinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 29-Jul-2020 | ||||||||||||
| ISIN | JE00BJVNSS43 | Agenda | 712909045 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1 | TO ADOPT NEW ARTICLES OF ASSOCIATION OF THE COMPANY | Management | For | For | ||||||||||
| PROSUS N.V. | ||||||||||||||
| Security | N7163R103 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 18-Aug-2020 | ||||||||||||
| ISIN | NL0013654783 | Agenda | 712915808 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | ||||||||||||
| 1 | TO DISCUSS THE ANNUAL REPORT | Non-Voting | ||||||||||||
| 2 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT | Management | No Action | |||||||||||
| 3 | TO ADOPT THE ANNUAL ACCOUNTS | Management | No Action | |||||||||||
| 4.A | PROPOSAL TO MAKE A DISTRIBUTION (INCLUDING REDUCTION OF PROSUS'S ISSUED CAPITAL AND TWO AMENDMENTS TO THE ARTICLES OF ASSOCIATION) | Management | No Action | |||||||||||
| 4.B | PROPOSAL FOR CAPITAL INCREASE AND CAPITAL REDUCTION FOR FINANCIAL YEAR 2021 (AND ONWARDS) | Management | No Action | |||||||||||
| 5 | TO ADOPT THE REMUNERATION POLICY FOR THE EXECUTIVE DIRECTORS | Management | No Action | |||||||||||
| 6 | TO ADOPT THE REMUNERATION POLICY OF THE NON-EXECUTIVE DIRECTORS | Management | No Action | |||||||||||
| 7 | RELEASE OF THE EXECUTIVE DIRECTORS FROM LIABILITY | Management | No Action | |||||||||||
| 8 | RELEASE OF THE NON-EXECUTIVE DIRECTORS FROM LIABILITY | Management | No Action | |||||||||||
| 9 | TO APPOINT MS Y XU AS A NON-EXECUTIVE DIRECTOR | Management | No Action | |||||||||||
| 10.1 | TO REAPPOINT THE FOLLOWING NON-EXECUTIVE DIRECTOR: D G ERIKSSON | Management | No Action | |||||||||||
| 10.2 | TO REAPPOINT THE FOLLOWING NON-EXECUTIVE DIRECTOR: M R SOROUR | Management | No Action | |||||||||||
| 10.3 | TO REAPPOINT THE FOLLOWING NON-EXECUTIVE DIRECTOR: E M CHOI | Management | No Action | |||||||||||
| 10.4 | TO REAPPOINT THE FOLLOWING NON-EXECUTIVE DIRECTOR: M GIROTRA | Management | No Action | |||||||||||
| 10.5 | TO REAPPOINT THE FOLLOWING NON-EXECUTIVE DIRECTOR: R C C JAFTA | Management | No Action | |||||||||||
| 11 | TO REAPPOINT PRICEWATERHOUSECOOPERS ACCOUNTANTS N.V. AS THE AUDITOR CHARGED WITH THE AUDITING OF THE ANNUAL ACCOUNTS FOR THE YEAR ENDED 31 MARCH 2021 AND 31 MARCH 2022 | Management | No Action | |||||||||||
| 12 | TO DESIGNATE THE BOARD OF DIRECTORS AS THE COMPANY BODY AUTHORISED IN RESPECT OF THE ISSUE OF SHARES IN THE SHARE CAPITAL OF PROSUS | Management | No Action | |||||||||||
| 13 | AUTHORITY FOR THE COMPANY OR ITS SUBSIDIARIES TO ACQUIRE SHARES IN THE COMPANY | Management | No Action | |||||||||||
| 14 | APPROVAL OF AMENDMENTS TO THE EXISTING PROSUS SHARE AWARD PLAN | Management | No Action | |||||||||||
| 15 | OTHER BUSINESS | Non-Voting | ||||||||||||
| 16 | VOTING RESULTS | Non-Voting | ||||||||||||
| KINNEVIK AB | ||||||||||||||
| Security | W5139V257 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 19-Aug-2020 | ||||||||||||
| ISIN | SE0013256674 | Agenda | 712941839 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | ||||||||||||
| CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
| 1 | OPENING OF THE EXTRAORDINARY GENERAL MEETING | Non-Voting | ||||||||||||
| 2 | ELECTION OF CHAIRMAN AT THE EXTRAORDINARY GENERAL MEETING: WILHELM LUNING | Non-Voting | ||||||||||||
| 3 | PREPARATION AND APPROVAL OF THE VOTING LIST | Non-Voting | ||||||||||||
| 4 | APPROVAL OF THE AGENDA | Non-Voting | ||||||||||||
| 5 | ELECTION OF ONE OR TWO PERSONS TO CHECK AND VERIFY THE MINUTES | Non-Voting | ||||||||||||
| 6 | DETERMINATION OF WHETHER THE EXTRAORDINARY GENERAL MEETING HAS BEEN DULY-CONVENED | Non-Voting | ||||||||||||
| 7.A | RESOLUTION REGARDING AN EXTRAORDINARY CASH VALUE TRANSFER THROUGH A SHARE REDEMPTION PLAN COMPRISING THE FOLLOWING RESOLUTION: AMENDMENTS TO THE ARTICLES OF ASSOCIATION IN ORDER TO FACILITATE THE SHARE SPLIT 2:1 | Management | No Action | |||||||||||
| 7.B | RESOLUTION REGARDING AN EXTRAORDINARY CASH VALUE TRANSFER THROUGH A SHARE REDEMPTION PLAN COMPRISING THE FOLLOWING RESOLUTION: SHARE SPLIT 2:1 | Management | No Action | |||||||||||
| 7.C | RESOLUTION REGARDING AN EXTRAORDINARY CASH VALUE TRANSFER THROUGH A SHARE REDEMPTION PLAN COMPRISING THE FOLLOWING RESOLUTION: AMENDMENTS TO THE ARTICLES OF ASSOCIATION IN ORDER TO FACILITATE THE REDUCTION OF THE SHARE CAPITAL THROUGH REDEMPTION OF SHARES | Management | No Action | |||||||||||
| 7.D | RESOLUTION REGARDING AN EXTRAORDINARY CASH VALUE TRANSFER THROUGH A SHARE REDEMPTION PLAN COMPRISING THE FOLLOWING RESOLUTION: REDUCTION OF THE SHARE CAPITAL THROUGH REDEMPTION OF SHARES | Management | No Action | |||||||||||
| 7.E | RESOLUTION REGARDING AN EXTRAORDINARY CASH VALUE TRANSFER THROUGH A SHARE REDEMPTION PLAN COMPRISING THE FOLLOWING RESOLUTION: INCREASE OF THE SHARE CAPITAL THROUGH A BONUS ISSUE WITHOUT ISSUANCE OF NEW SHARES | Management | No Action | |||||||||||
| 8 | CLOSING OF THE EXTRAORDINARY GENERAL MEETING | Non-Voting | ||||||||||||
| NASPERS LTD | ||||||||||||||
| Security | S53435103 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 21-Aug-2020 | ||||||||||||
| ISIN | ZAE000015889 | Agenda | 712907976 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| O.1 | ACCEPTANCE OF ANNUAL FINANCIAL STATEMENTS | Management | For | For | ||||||||||
| O.2 | CONFIRMATION AND APPROVAL OF PAYMENT OF DIVIDENDS | Management | For | For | ||||||||||
| O.3 | REAPPOINTMENT OF PRICEWATERHOUSECOOPERS INC. AS AUDITOR | Management | For | For | ||||||||||
| O.4.1 | TO CONFIRM THE APPOINTMENT OF THE FOLLOWING PERSON AS NON-EXECUTIVE DIRECTOR: M GIROTRA | Management | For | For | ||||||||||
| O.4.2 | TO CONFIRM THE APPOINTMENT OF THE FOLLOWING PERSON AS NON-EXECUTIVE DIRECTOR: Y XU | Management | For | For | ||||||||||
| O.5.1 | TO RE-ELECT THE FOLLOWING DIRECTOR: D G ERIKSSON | Management | For | For | ||||||||||
| O.5.2 | TO RE-ELECT THE FOLLOWING DIRECTOR: M R SOROUR | Management | For | For | ||||||||||
| O.5.3 | TO RE-ELECT THE FOLLOWING DIRECTOR: E M CHOI | Management | For | For | ||||||||||
| O.5.4 | TO RE-ELECT THE FOLLOWING DIRECTOR: R C C JAFTA | Management | For | For | ||||||||||
| O.6.1 | APPOINTMENT OF THE FOLLOWING AUDIT COMMITTEE MEMBER: D G ERIKSSON | Management | For | For | ||||||||||
| O.6.2 | APPOINTMENT OF THE FOLLOWING AUDIT COMMITTEE MEMBER: R C C JAFTA | Management | For | For | ||||||||||
| O.6.3 | APPOINTMENT OF THE FOLLOWING AUDIT COMMITTEE MEMBER: M GIROTRA | Management | For | For | ||||||||||
| O.6.4 | APPOINTMENT OF THE FOLLOWING AUDIT COMMITTEE MEMBER: S J Z PACAK | Management | Against | Against | ||||||||||
| O.7 | TO ENDORSE THE COMPANY'S REMUNERATION POLICY | Management | For | For | ||||||||||
| O.8 | TO ENDORSE THE IMPLEMENTATION REPORT OF THE REMUNERATION REPORT | Management | For | For | ||||||||||
| O.9 | TO APPROVE AMENDMENTS TO THE TRUST DEED CONSTITUTING THE NASPERS RESTRICTED STOCK PLAN TRUST AND THE SHARE SCHEME | Management | For | For | ||||||||||
| O.10 | TO APPROVE AMENDMENTS TO THE CONSOLIDATED DEED CONSTITUTING THE MIH SERVICES FZ LLC SHARE TRUST AND THE SHARE SCHEME ENVISAGED BY SUCH TRUST DEED | Management | For | For | ||||||||||
| O.11 | TO APPROVE AMENDMENTS TO THE CONSOLIDATED DEED CONSTITUTING THE MIH HOLDINGS SHARE TRUST AND THE SHARE SCHEME ENVISAGED BY SUCH TRUST DEED | Management | For | For | ||||||||||
| O.12 | TO APPROVE AMENDMENTS TO THE CONSOLIDATED DEED CONSTITUTING THE NASPERS SHARE INCENTIVE TRUST AND THE SHARE SCHEME ENVISAGED BY SUCH TRUST DEED | Management | For | For | ||||||||||
| O.13 | APPROVAL OF GENERAL AUTHORITY PLACING UNISSUED SHARES UNDER THE CONTROL OF THE DIRECTORS | Management | Against | Against | ||||||||||
| O.14 | APPROVAL OF GENERAL ISSUE OF SHARES FOR CASH | Management | For | For | ||||||||||
| O.15 | AUTHORISATION TO IMPLEMENT ALL RESOLUTIONS ADOPTED AT THE ANNUAL GENERAL MEETING | Management | For | For | ||||||||||
| S.1.1 | APPROVAL OF THE REMUNERATION OF THE NON- EXECUTIVE DIRECTOR PROPOSED FINANCIAL YEAR 31 MARCH 2022: BOARD: CHAIR | Management | For | For | ||||||||||
| S.1.2 | APPROVAL OF THE REMUNERATION OF THE NON- EXECUTIVE DIRECTOR PROPOSED FINANCIAL YEAR 31 MARCH 2022: BOARD: MEMBER | Management | For | For | ||||||||||
| S.1.3 | APPROVAL OF THE REMUNERATION OF THE NON- EXECUTIVE DIRECTOR PROPOSED FINANCIAL YEAR 31 MARCH 2022: AUDIT COMMITTEE: CHAIR | Management | For | For | ||||||||||
| S.1.4 | APPROVAL OF THE REMUNERATION OF THE NON- EXECUTIVE DIRECTOR PROPOSED FINANCIAL YEAR 31 MARCH 2022: AUDIT COMMITTEE: MEMBER | Management | For | For | ||||||||||
| S.1.5 | APPROVAL OF THE REMUNERATION OF THE NON- EXECUTIVE DIRECTOR PROPOSED FINANCIAL YEAR 31 MARCH 2022: RISK COMMITTEE: CHAIR | Management | For | For | ||||||||||
| S.1.6 | APPROVAL OF THE REMUNERATION OF THE NON- EXECUTIVE DIRECTOR PROPOSED FINANCIAL YEAR 31 MARCH 2022: RISK COMMITTEE: MEMBER | Management | For | For | ||||||||||
| S.1.7 | APPROVAL OF THE REMUNERATION OF THE NON- EXECUTIVE DIRECTOR PROPOSED FINANCIAL YEAR 31 MARCH 2022: HUMAN RESOURCES AND REMUNERATION COMMITTEE: CHAIR | Management | For | For | ||||||||||
| S.1.8 | APPROVAL OF THE REMUNERATION OF THE NON- EXECUTIVE DIRECTOR PROPOSED FINANCIAL YEAR 31 MARCH 2022: HUMAN RESOURCES AND REMUNERATION COMMITTEE: MEMBER | Management | For | For | ||||||||||
| S.1.9 | APPROVAL OF THE REMUNERATION OF THE NON- EXECUTIVE DIRECTOR PROPOSED FINANCIAL YEAR 31 MARCH 2022: NOMINATION COMMITTEE: CHAIR | Management | For | For | ||||||||||
| S1.10 | APPROVAL OF THE REMUNERATION OF THE NON- EXECUTIVE DIRECTOR PROPOSED FINANCIAL YEAR 31 MARCH 2022: NOMINATION COMMITTEE: MEMBER | Management | For | For | ||||||||||
| S1.11 | APPROVAL OF THE REMUNERATION OF THE NON- EXECUTIVE DIRECTOR PROPOSED FINANCIAL YEAR 31 MARCH 2022: SOCIAL, ETHICS AND SUSTAINABILITY COMMITTEE: CHAIR | Management | For | For | ||||||||||
| S1.12 | APPROVAL OF THE REMUNERATION OF THE NON- EXECUTIVE DIRECTOR PROPOSED FINANCIAL YEAR 31 MARCH 2022: SOCIAL, ETHICS AND SUSTAINABILITY COMMITTEE: MEMBER | Management | For | For | ||||||||||
| S1.13 | APPROVAL OF THE REMUNERATION OF THE NON- EXECUTIVE DIRECTOR PROPOSED FINANCIAL YEAR 31 MARCH 2022: TRUSTEES OF GROUP SHARE SCHEMES/OTHER PERSONNEL FUNDS | Management | For | For | ||||||||||
| S.2 | APPROVE GENERALLY THE PROVISION OF FINANCIAL ASSISTANCE IN TERMS OF SECTION 44 OF THE ACT | Management | For | For | ||||||||||
| S.3 | APPROVE GENERALLY THE PROVISION OF FINANCIAL ASSISTANCE IN TERMS OF SECTION 45 OF THE ACT | Management | For | For | ||||||||||
| S.4 | GENERAL AUTHORITY FOR THE COMPANY OR ITS SUBSIDIARIES TO ACQUIRE N ORDINARY SHARES IN THE COMPANY | Management | For | For | ||||||||||
| S.5 | GRANTING THE SPECIFIC REPURCHASE AUTHORISATION | Management | For | For | ||||||||||
| S.6 | GENERAL AUTHORITY FOR THE COMPANY OR ITS SUBSIDIARIES TO ACQUIRE A ORDINARY SHARES IN THE COMPANY | Management | Abstain | Against | ||||||||||
| BOUYGUES | ||||||||||||||
| Security | F11487125 | Meeting Type | Ordinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 04-Sep-2020 | ||||||||||||
| ISIN | FR0000120503 | Agenda | 712995731 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | ||||||||||||
| CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||||
| CMMT | 19 AUG 2020: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/balo/document/202007312003534-92 AND-https://www.journal- officiel.gouv.fr/balo/document/202008192003789-100;- PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF URL LINK. IF YOU HAVE-ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO-AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||||
| 1 | DISTRIBUTION OF A DIVIDEND | Management | No Action | |||||||||||
| 2 | APPROVAL OF THE UPDATE OF THE COMPENSATION POLICY FOR EXECUTIVE CORPORATE OFFICERS | Management | No Action | |||||||||||
| 3 | POWERS TO CARRY OUT FORMALITIES | Management | No Action | |||||||||||
| KONINKLIJKE KPN NV | ||||||||||||||
| Security | N4297B146 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 10-Sep-2020 | ||||||||||||
| ISIN | NL0000009082 | Agenda | 712988988 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | ||||||||||||
| 1 | OPENING AND ANNOUNCEMENTS | Non-Voting | ||||||||||||
| 2 | OPPORTUNITY TO MAKE RECOMMENDATIONS FOR THE APPOINTMENT OF A MEMBER OF THE- SUPERVISORY BOARD OF KPN: MR. ALEJANDRO PLATER | Non-Voting | ||||||||||||
| 3 | PROPOSAL TO APPOINT MR. ALEJANDRO DOUGLASS PLATER AS MEMBER OF THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 4 | ANY OTHER BUSINESS AND CLOSURE OF THE MEETING | Non-Voting | ||||||||||||
| KOREA ELECTRIC POWER CORPORATION | ||||||||||||||
| Security | 500631106 | Meeting Type | Special | |||||||||||
| Ticker Symbol | KEP | Meeting Date | 14-Sep-2020 | |||||||||||
| ISIN | US5006311063 | Agenda | 935269488 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 4A1 | Election of Standing Director: Park, Hyung-Duck | Management | For | For | ||||||||||
| 4A2 | Election of Standing Director: Lim, Hyun-Seung | Management | For | For | ||||||||||
| 4A3 | Election of Standing Director: Lee, Heyn-Bin | Management | For | For | ||||||||||
| 4B1 | Election of Non-Standing Director as Member of the Audit Committee: Noh, Geum-Sun | Management | For | For | ||||||||||
| 4B2 | Election of Non-Standing Director as Member of the Audit Committee: Jung, Yeon-Gil | Management | For | For | ||||||||||
| DAVIDE CAMPARI-MILANO N.V. | ||||||||||||||
| Security | N24565108 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 18-Sep-2020 | ||||||||||||
| ISIN | NL0015435975 | Agenda | 713022452 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | ||||||||||||
| 1 | OPENING AND ANNOUNCEMENTS | Non-Voting | ||||||||||||
| 2 | CAPITAL REDUCTION AND AMENDMENT OF THE COMPANY'S ARTICLES OF ASSOCIATION | Management | Abstain | Against | ||||||||||
| 3 | IMPLEMENTATION OF CLAUSE 13.11 AND CONSEQUENT AMENDMENTS TO THE COMPANY'S ARTICLES OF ASSOCIATION | Management | Abstain | Against | ||||||||||
| 4 | APPOINTMENT OF MR. FABIO FACCHINI AS NON- EXECUTIVE DIRECTOR | Management | Abstain | Against | ||||||||||
| 5 | APPROVAL OF REMUNERATION POLICY | Management | Abstain | Against | ||||||||||
| 6 | QUESTIONS | Non-Voting | ||||||||||||
| 7 | CLOSE | Non-Voting | ||||||||||||
| GENERAL MILLS, INC. | ||||||||||||||
| Security | 370334104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | GIS | Meeting Date | 22-Sep-2020 | |||||||||||
| ISIN | US3703341046 | Agenda | 935257976 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1A. | Election of Director: R. Kerry Clark | Management | For | For | ||||||||||
| 1B. | Election of Director: David M. Cordani | Management | For | For | ||||||||||
| 1C. | Election of Director: Roger W. Ferguson Jr. | Management | For | For | ||||||||||
| 1D. | Election of Director: Jeffrey L. Harmening | Management | For | For | ||||||||||
| 1E. | Election of Director: Maria G. Henry | Management | For | For | ||||||||||
| 1F. | Election of Director: Jo Ann Jenkins | Management | For | For | ||||||||||
| 1G. | Election of Director: Elizabeth C. Lempres | Management | For | For | ||||||||||
| 1H. | Election of Director: Diane L. Neal | Management | For | For | ||||||||||
| 1I. | Election of Director: Steve Odland | Management | For | For | ||||||||||
| 1J. | Election of Director: Maria A. Sastre | Management | For | For | ||||||||||
| 1K. | Election of Director: Eric D. Sprunk | Management | For | For | ||||||||||
| 1L. | Election of Director: Jorge A. Uribe | Management | For | For | ||||||||||
| 2. | Advisory Vote on Executive Compensation. | Management | For | For | ||||||||||
| 3. | Ratify Appointment of the Independent Registered Public Accounting Firm. | Management | For | For | ||||||||||
| TELEKOM AUSTRIA AG | ||||||||||||||
| Security | A8502A102 | Meeting Type | Ordinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 24-Sep-2020 | ||||||||||||
| ISIN | AT0000720008 | Agenda | 713069967 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 458297 DUE TO RECEIVED-UPDATED AGENDA WITH 8 RESOLUTIONS AND DIRECTOR NAMES FOR RESOLUTION 6. ALL-VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED-TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | Non-Voting | ||||||||||||
| 1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL 2019 | Non-Voting | ||||||||||||
| 2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 0.23 PER SHARE | Management | No Action | |||||||||||
| 3 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL 2019 | Management | No Action | |||||||||||
| 4 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL 2019 | Management | No Action | |||||||||||
| 5 | APPROVE REMUNERATION OF SUPERVISORY BOARD MEMBERS | Management | No Action | |||||||||||
| 6.1 | ELECT KARIN EXNER-WOEHRER AS SUPERVISORY BOARD MEMBER | Management | No Action | |||||||||||
| 6.2 | ELECT ALEJANDRO JIMENEZ AS SUPERVISORY BOARD MEMBER | Management | No Action | |||||||||||
| 7 | RATIFY ERNST YOUNG AS AUDITORS FOR FISCAL 2020 | Management | No Action | |||||||||||
| 8 | APPROVE REMUNERATION POLICY | Management | No Action | |||||||||||
| COMPANHIA DE SANEAMENTO BASICO DO ESTADO | ||||||||||||||
| Security | 20441A102 | Meeting Type | Special | |||||||||||
| Ticker Symbol | SBS | Meeting Date | 25-Sep-2020 | |||||||||||
| ISIN | US20441A1025 | Agenda | 935271940 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| I | Elect a sitting member to the Fiscal Council, for a mandate term until the 2021 Annual Shareholders' Meeting: Ernesto Mascellani Neto Neto (Effective) | Management | For | For | ||||||||||
| DIAGEO PLC | ||||||||||||||
| Security | 25243Q205 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | DEO | Meeting Date | 28-Sep-2020 | |||||||||||
| ISIN | US25243Q2057 | Agenda | 935266292 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| O1 | Report and accounts 2020. | Management | For | For | ||||||||||
| O2 | Directors' remuneration report 2020. | Management | For | For | ||||||||||
| O3 | Directors' remuneration policy 2020. | Management | For | For | ||||||||||
| O4 | Declaration of final dividend. | Management | For | For | ||||||||||
| O5 | Election of Melissa Bethell (1,3,4) as a director. | Management | For | For | ||||||||||
| O6 | Re-election of Javier Ferrán (3*) as a director. | Management | For | For | ||||||||||
| O7 | Re-election of Susan Kilsby (1,3,4*) as a director. | Management | For | For | ||||||||||
| O8 | Re-election of Lady Mendelsohn (1,3,4) as a director. | Management | For | For | ||||||||||
| O9 | Re-election of Ivan Menezes (2*) as a director. | Management | For | For | ||||||||||
| O10 | Re-election of Kathryn Mikells (2) as a director. | Management | For | For | ||||||||||
| O11 | Re-election of Alan Stewart (1*,3,4) as a director. | Management | For | For | ||||||||||
| O12 | Re-appointment of auditor. | Management | For | For | ||||||||||
| 013 | Remuneration of auditor. | Management | For | For | ||||||||||
| O14 | Authority to make political donations and/or to incur political expenditure. | Management | For | For | ||||||||||
| O15 | Authority to allot shares. | Management | For | For | ||||||||||
| O16 | Amendment of the Diageo 2001 Share Incentive Plan. | Management | For | For | ||||||||||
| O17 | Adoption of the Diageo 2020 Sharesave Plan. | Management | For | For | ||||||||||
| O18 | Adoption of the Diageo Deferred Bonus Share Plan. | Management | For | For | ||||||||||
| O19 | Authority to establish international share plans. | Management | For | For | ||||||||||
| S20 | Disapplication of pre-emption rights. | Management | For | For | ||||||||||
| S21 | Authority to purchase own shares. | Management | For | For | ||||||||||
| S22 | Reduced notice of a general meeting other than an AGM. | Management | For | For | ||||||||||
| S23 | Approval and adoption of new articles of association. | Management | For | For | ||||||||||
| S24 | 2019 Share buy-backs and employee benefit and share ownership trust transactions. | Management | For | |||||||||||
| PETROCHINA COMPANY LIMITED | ||||||||||||||
| Security | 71646E100 | Meeting Type | Special | |||||||||||
| Ticker Symbol | PTR | Meeting Date | 28-Sep-2020 | |||||||||||
| ISIN | US71646E1001 | Agenda | 935266747 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | To consider and approve the Transactions, and to authorize the Chairman (and the authorized representatives of the Chairman) to take all necessary actions to determine and deal with the Transactions, approve the relevant agreements, contracts and legal documents, amend, supplement, sign, submit, report and execute all agreements, contracts and documents as deemed appropriate or necessary, deal with the relevant declaration matters, and take all other actions as deemed necessary, ...(due to space limits, see proxy material for full proposal). | Management | For | For | ||||||||||
| 2. | To consider and approve the election of Mr. Huang Yongzhang as Director of the Company. | Management | For | For | ||||||||||
| MOBILE TELESYSTEMS PJSC | ||||||||||||||
| Security | 607409109 | Meeting Type | Special | |||||||||||
| Ticker Symbol | MBT | Meeting Date | 30-Sep-2020 | |||||||||||
| ISIN | US6074091090 | Agenda | 935269539 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | Distribution of MTS PJSC profit (payment of dividends) according to the results for the 1st half year 2020. EFFECTIVE NOVEMBER 6, 2013, HOLDERS OF RUSSIAN SECURITIES ARE REQUIRED TO DISCLOSE THEIR NAME, ADDRESS NUMBER OR SHARES AND THE MANNER OF THE VOTE AS A CONDITION TO VOTING | Management | No Action | |||||||||||
| 2. | MTS PJSC membership in non-commercial organizations. | Management | No Action | |||||||||||
| 3. | Approval of the revised Regulations on MTS PJSC Board of Directors. | Management | No Action | |||||||||||
| 4. | Approval of the revised Regulations on MTS PJSC Management Board. | Management | No Action | |||||||||||
| TELEFONICA BRASIL SA | ||||||||||||||
| Security | 87936R106 | Meeting Type | Special | |||||||||||
| Ticker Symbol | VIV | Meeting Date | 01-Oct-2020 | |||||||||||
| ISIN | US87936R1068 | Agenda | 935266761 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1) | Ratify, pursuant to article 136, first paragraph, of Law No. 6,404/76 (the "Brazilian Corporations Law"), the conversion of all the preferred shares issued by the Company into common shares, in the proportion of one (1) common share for one (1) preferred share, which shall be subject to a resolution by the Extraordinary General Meeting of the Company to be held at 10:00 a.m., on October 1, 2020. | Management | For | For | ||||||||||
| 2) | Ratify, under the terms of articles 9, sole paragraph, and 10, subsection (i), of the Company's Bylaws, the amendment of article 9, caput and sole paragraph, of the Company's Bylaws, which shall be subject to a resolution by the Extraordinary General Meeting of the Company to be held at 10:00 a.m., on October 1, 2020. | Management | For | For | ||||||||||
| NOBLE ENERGY, INC. | ||||||||||||||
| Security | 655044105 | Meeting Type | Special | |||||||||||
| Ticker Symbol | NBL | Meeting Date | 02-Oct-2020 | |||||||||||
| ISIN | US6550441058 | Agenda | 935267422 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | To adopt the Agreement and Plan of Merger, dated as of July 20, 2020 (as may be amended from time to time, the "merger agreement"), by and among Chevron Corporation, Chelsea Merger Sub Inc. and Noble Energy, Inc. ("Noble Energy"). | Management | For | For | ||||||||||
| 2. | To approve, on an advisory (non-binding) basis, the compensation that may be paid or become payable to Noble Energy's named executive officers that is based on or otherwise related to the merger. | Management | For | For | ||||||||||
| 3. | To approve the adjournment of the special meeting, if necessary or appropriate, to solicit additional proxies if there are not sufficient votes to adopt the merger agreement. | Management | For | For | ||||||||||
| AAR CORP. | ||||||||||||||
| Security | 000361105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | AIR | Meeting Date | 07-Oct-2020 | |||||||||||
| ISIN | US0003611052 | Agenda | 935264058 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1A. | Election of Director: H. John Gilbertson, Jr. | Management | For | For | ||||||||||
| 1B. | Election of Director: Robert F. Leduc | Management | For | For | ||||||||||
| 1C. | Election of Director: Duncan J. McNabb | Management | For | For | ||||||||||
| 1D. | Election of Director: Peter Pace | Management | For | For | ||||||||||
| 2. | Advisory proposal to approve our Fiscal 2020 executive compensation. | Management | For | For | ||||||||||
| 3. | Approve amendments to the AAR CORP. 2013 Stock Plan. | Management | Against | Against | ||||||||||
| 4. | The ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending May 31, 2021. | Management | For | For | ||||||||||
| ORASCOM INVESTMENT HOLDING (S.A.E.) | ||||||||||||||
| Security | 68555D206 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 19-Oct-2020 | ||||||||||||
| ISIN | US68555D2062 | Agenda | 713156885 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1 | TO APPROVE THE DEMERGER OF THE COMPANY HORIZONTALLY INTO ORASCOM INVESTMENT HOLDING SAE ('DEMERGING COMPANY") AND A NEW COMPANY UNDER THE NAME ORASCOM FINANCIAL HOLDING ("DEMERGED COMPANY") | Management | For | For | ||||||||||
| 2 | TO APPROVE THE RATIFICATION OF THE DEMERGER RATIONALE | Management | For | For | ||||||||||
| 3 | TO APPROVE THE VALUATION REPORT ISSUED BY THE ECONOMIC PERFORMANCE SECTOR OF THE GENERAL AUTHORITY FOR INVESTMENT AND FREE ZONES REGARDING THE NET EQUITY OF THE DEMERGING AND DEMERGED COMPANIES | Management | For | For | ||||||||||
| 4 | TO APPROVE THE APPORTIONMENT AND DISTRIBUTION OF THE ASSETS, LIABILITIES AND EQUITY BETWEEN THE DEMERGING COMPANY AND THE DEMERGED COMPANY IN ACCORDANCE WITH THE TERMS AND CONDITIONS OF THE DETAILED DEMERGER PLAN AND THE AUDITOR'S REPORT THEREON IN LIGHT OF THE VALUATION REPORT ISSUED BY THE ECONOMIC PERFORMANCE SECTOR OF THE GENERAL AUTHORITY FOR INVESTMENT AND FREE ZONES REGARDING THE NET EQUITY OF THE DEMERGING AND DEMERGED COMPANIES | Management | For | For | ||||||||||
| 5 | TO APPROVE THE DEMERGER CONTRACT BASED ON THE BOOK VALUE OF ORASCOM INVESTMENT HOLDING IN ACCORDANCE WITH ITS FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDING ON 31/12/2019, AND TO AMEND ARTICLES 6 AND 7 OF THE ARTICLES OF ASSOCIATION, TO REFLECT THE REDUCTION OF THE AUTHORIZED CAPITAL AND THE ISSUED CAPITAL AND THE BYLAWS AND THE ARTICLES OF ASSOCIATION OF THE DEMERGED COMPANY | Management | For | For | ||||||||||
| 6 | TO APPROVE CONTINUING THE LISTING OF THE DEMERGING COMPANY'S SHARES AFTER THE REDUCTION OF ITS ISSUED CAPITAL AND LISTING THE SHARES OF THE DEMERGED COMPANY ON THE EGYPTIAN STOCK EXCHANGE ONCE THE DEMERGER OCCURS AND DELEGATING THE CHAIRMAN TO SUBMIT A REQUEST TO REDUCE THE CAPITAL OF THE DEMERGING COMPANY AND TO SUBMIT A REQUEST TO LIST THE DEMERGED COMPANY ON THE EGYPTIAN STOCK EXCHANGE | Management | For | For | ||||||||||
| 7 | TO APPROVE UNDERTAKING ANY NECESSARY AMENDMENTS ON THE GLOBAL DEPOSITORY RECEIPTS PROGRAM OF THE DEMERGING COMPANY, AND ESTABLISHING A GLOBAL DEPOSITORY RECEIPTS PROGRAM FOR THE DEMERGED COMPANY UPON INCORPORATION, AND DELEGATING THE CHAIRMAN TO UNDERTAKE ALL THE PROCEDURES WITH ALL GOVERNMENTAL AND NON-GOVERNMENTAL AUTHORITIES | Management | For | For | ||||||||||
| 8 | TO APPROVE THE RESTRUCTURING OF ALL AFFILIATES AND SUBSIDIARIES OF THE DEMERGING COMPANY AND THE DEMERGED COMPANY AND AUTHORIZING THE CHAIRMAN TO FINALIZE THE PROCEDURES NECESSARY FOR THE TRANSFER OF OWNERSHIP FROM THE DEMERGING COMPANY TO THE DEMERGED COMPANY AND AUTHORIZE THE CHAIRMAN TO SIGN PURCHASE AND SALE ORDERS AND CONTRACTS, AND TO OBTAIN THE AUTHORITY'S APPROVAL FOR THE EXEMPTION FROM MANDATORY TENDER OFFER AND EXEMPTION FROM CASH PAYMENTS | Management | For | For | ||||||||||
| 9 | TO APPROVE (I) THE PRO FORMA FINANCIAL STATEMENTS OF THE DEMERGING COMPANY AND THE DEMERGED COMPANY FOR THE FINANCIAL YEARS ENDING 31/12/2018 AND 31/12/2019; (II) THE AUDITOR'S REPORT ON THE PRO FORMA FINANCIAL STATEMENTS; (III) THE COMPANY'S LEGAL COUNSEL MEMO RE THE COMPLIANCE OF THE COMPANY WITH THE DEMERGER PROCEDURES AND THE APPLICABLE LAWS; (IV) RATIFY THE ARTICLES OF ASSOCIATION AND STATUTES OF THE DEMERGED COMPANY, AND (V) APPROVE AMENDING ARTICLES (6) AND (7) OF THE ARTICLES OF ASSOCIATION OF DEMERGING COMPANY | Management | For | For | ||||||||||
| 10 | TO AUTHORIZE THE CHAIRMAN OF THE BOARD OF DIRECTORS TO INCORPORATE ANY AMENDMENTS REQUESTED BY THE COMPETENT AUTHORITIES TO THE ARTICLES OF ASSOCIATION OF THE DEMERGING COMPANY, THE ARTICLES OF ASSOCIATION AND STATUTES OF THE DEMERGED COMPANY AND TO RATIFY, THE DRAFT DEMERGER PROGRAM/PLAN AND DEMERGER CONTRACT. MOREOVER, TO AUTHORIZE THE CHAIRMAN OF THE BOARD OF DIRECTORS TO TAKE ANY DECISIONS OR PROCEDURES TO COMPLETE THE DEMERGER PROCESS AND RATIFY THE DISCLOSURE REPORT OF EACH OF THE COMPANIES RESULTING FROM THE DEMERGER IN ACCORDANCE WITH ARTICLE 138 OF THE EXECUTIVE REGULATIONS OF LAW 159 OF 1981 | Management | For | For | ||||||||||
| TURKCELL ILETISIM HIZMETLERI A.S. | ||||||||||||||
| Security | 900111204 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TKC | Meeting Date | 21-Oct-2020 | |||||||||||
| ISIN | US9001112047 | Agenda | 935283286 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 2. | Authorizing the Presiding Committee to sign the minutes of the meeting. | Management | For | |||||||||||
| 3. | Discussion of and decision on the amendments of Articles 3, 6, 7, 8, 9, 10, 11, 12, 13, 14, 15, 16, 17, 18, 19, 21, 22, 25 and 26 of the Articles of Association of the Company in accordance with the amendment text annexed to the agenda, as approved by the Ministry of Trade of the Republic of Turkey and Capital Markets Board. | Management | For | |||||||||||
| 6. | Reading, discussion and approval of the consolidated balance sheets and profits/loss statements prepared pursuant to the Turkish Commercial Code and Capital Markets Board legislation relating to fiscal year 2019, separately. | Management | For | |||||||||||
| 7. | Discussion of and decision on the release of the Board Members individually from the activities and operations of the Company pertaining to the fiscal year 2019. | Management | For | |||||||||||
| 8. | Informing the General Assembly on the donation and contributions made in the fiscal year 2019; discussion of and decision on Board of Directors' proposal concerning determination of the limit on donations that shall be made by our Company during the period commencing 1 January 2020 and ending on the date of the Company's general assembly meeting relating to the 2020 fiscal year. | Management | For | |||||||||||
| 9. | Submission of the board members, who were elected as per Article 363 of the Turkish Commercial Code due to the vacancies in the memberships of the Board of Directors, to the approval of General Assembly. | Management | For | |||||||||||
| 10. | Determination of the remuneration of the Board Members. | Management | Against | |||||||||||
| 11. | Discussion of and approval of the election of the independent audit firm suggested by the Board of Directors pursuant to Turkish Commercial Code and the capital markets legislation for auditing of the accounts and transactions of the fiscal year 2020. | Management | For | |||||||||||
| 12. | Discussion of and decision on the distribution of dividend as well as on the dividend distribution date for the fiscal year 2019. | Management | For | |||||||||||
| 13. | Decision permitting the Board Members to, directly or on behalf of others, be active in areas falling within or outside the scope of the Company's operations and to participate in companies operating in the same business and to perform other acts in compliance with Articles 395 and 396 of the Turkish Commercial Code. | Management | Against | |||||||||||
| SIGNIFY N.V. | ||||||||||||||
| Security | N8063K107 | Meeting Type | Special General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 27-Oct-2020 | ||||||||||||
| ISIN | NL0011821392 | Agenda | 713105028 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | ||||||||||||
| 1. | ELECT FRANCISCO JAVIER VAN ENGELEN SOUSA TO MANAGEMENT BOARD | Management | No Action | |||||||||||
| CMMT | 16 OCT 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN NUMBERING-OF RESOLUTION 1. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| ROLLS-ROYCE HOLDINGS PLC | ||||||||||||||
| Security | G76225104 | Meeting Type | Ordinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 27-Oct-2020 | ||||||||||||
| ISIN | GB00B63H8491 | Agenda | 713170671 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1 | AUTHORISE ISSUE OF EQUITY IN CONNECTION WITH THE RIGHTS ISSUE | Management | No Action | |||||||||||
| CMMT | 13 OCT 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF RECORD-DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS-YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||||
| ESSITY AB | ||||||||||||||
| Security | W3R06F100 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 28-Oct-2020 | ||||||||||||
| ISIN | SE0009922164 | Agenda | 713159184 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | ||||||||||||
| CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
| 1 | ELECTION OF CHAIRMAN OF THE MEETING | Non-Voting | ||||||||||||
| 2 | SELECTION OF TWO PERSONS TO VERIFY THE MEETING | Non-Voting | ||||||||||||
| 3 | ESTABLISHMENT AND APPROVAL OF THE BALLOT PAPER | Non-Voting | ||||||||||||
| 4 | EXAMINATION OF WHETHER THE MEETING HAS BEEN DULY CONVENED | Non-Voting | ||||||||||||
| 5 | APPROVAL OF AGENDA | Non-Voting | ||||||||||||
| 6 | RESOLUTION ON DISPOSITIONS REGARDING THE COMPANY'S PROFIT AND RECORD DATE FOR DIVIDENDS | Management | No Action | |||||||||||
| TWIN DISC, INCORPORATED | ||||||||||||||
| Security | 901476101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TWIN | Meeting Date | 29-Oct-2020 | |||||||||||
| ISIN | US9014761012 | Agenda | 935268652 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | MICHAEL DOAR | For | For | |||||||||||
| 2 | MICHAEL C. SMILEY | For | For | |||||||||||
| 2. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE CORPORATION'S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||
| 3. | RATIFY THE APPOINTMENT OF RSM US LLP AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING JUNE 30, 2021. | Management | For | For | ||||||||||
| 4. | APPROVAL OF THE TWIN DISC, INCORPORATED 2020 STOCK INCENTIVE PLAN FOR NON-EMPLOYEE DIRECTORS. | Management | Against | Against | ||||||||||
| 5. | APPROVAL OF AMENDMENT TO THE ARTICLES OF INCORPORATION REGARDING THE MINIMUM NUMBER OF DIRECTORS. | Management | For | For | ||||||||||
| PETROCHINA COMPANY LIMITED | ||||||||||||||
| Security | 71646E100 | Meeting Type | Special | |||||||||||
| Ticker Symbol | PTR | Meeting Date | 05-Nov-2020 | |||||||||||
| ISIN | US71646E1001 | Agenda | 935281179 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | To consider and approve the following resolution in respect of continuing connected transactions: "THAT, as set out in the circular dated 15 September 2020 issued by the Company to its shareholders (the "Circular"): the New Comprehensive Agreement entered into between the Company and China National Petroleum Corporation be and is hereby approved, ratified and confirmed and the execution of the New Comprehensive Agreement by Mr. Chai Shouping for and on behalf of the Company be and is hereby ...(due to space limits, see proxy material for full proposal). | Management | For | For | ||||||||||
| 2. | To consider and approve the election of Mr. Lv Bo nominated as a supervisor of the Company | Management | Against | Against | ||||||||||
| SUNRISE COMMUNICATIONS GROUP AG | ||||||||||||||
| Security | H8365C107 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 09-Nov-2020 | ||||||||||||
| ISIN | CH0565630669 | Agenda | 713247648 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS ARE REQUIRED FOR THIS MEETING. IF-NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED.-THANK YOU. | Non-Voting | ||||||||||||
| CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting | ||||||||||||
| 1.1.1 | ELECT MIKE FRIES AS DIRECTOR | Management | No Action | |||||||||||
| 1.1.2 | ELECT BAPTIEST COOPMANS AS DIRECTOR | Management | No Action | |||||||||||
| 1.1.3 | ELECT MIRANDA CURTIS AS DIRECTOR | Management | No Action | |||||||||||
| 1.1.4 | ELECT MANUEL KOHNSTAMM AS DIRECTOR | Management | No Action | |||||||||||
| 1.1.5 | ELECT ANDREA SALVATO AS DIRECTOR | Management | No Action | |||||||||||
| 1.1.6 | ELECT MARISA DREW AS DIRECTOR | Management | No Action | |||||||||||
| 1.1.7 | ELECT THOMAS MEYER AS DIRECTOR | Management | No Action | |||||||||||
| 1.1.8 | ELECT JOSEPH DEISS AS DIRECTOR | Management | No Action | |||||||||||
| 1.1.9 | ELECT MIKE FRIES AS BOARD CHAIRMAN | Management | No Action | |||||||||||
| 1.2.1 | APPOINT MIRANDA CURTIS AS MEMBER OF THE COMPENSATION COMMITTEE | Management | No Action | |||||||||||
| 1.2.2 | APPOINT MANUEL KOHNSTAMM AS MEMBER OF THE COMPENSATION COMMITTEE | Management | No Action | |||||||||||
| 1.2.3 | APPOINT ANDREA SALVATO AS MEMBER OF THE COMPENSATION COMMITTEE | Management | No Action | |||||||||||
| 1.2.4 | APPOINT MIRANDA CURTIS AS CHAIRMAN OF THE COMPENSATION COMMITTEE | Management | No Action | |||||||||||
| 2 | APPROVE DELISTING OF SHARES FROM SIX SWISS EXCHANGE | Management | No Action | |||||||||||
| KOREA ELECTRIC POWER CORPORATION | ||||||||||||||
| Security | 500631106 | Meeting Type | Special | |||||||||||
| Ticker Symbol | KEP | Meeting Date | 09-Nov-2020 | |||||||||||
| ISIN | US5006311063 | Agenda | 935290180 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 4A1 | Election of Standing Director: Lee, Jong-Hwan | Management | For | For | ||||||||||
| 4A2 | Election of Standing Director: Choi, Young-Ho | Management | For | For | ||||||||||
| 4B1 | Election of a Standing Director as a Member of the Audit Committee: Choi, Young-Ho | Management | For | For | ||||||||||
| FOX CORPORATION | ||||||||||||||
| Security | 35137L204 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | FOX | Meeting Date | 12-Nov-2020 | |||||||||||
| ISIN | US35137L2043 | Agenda | 935276142 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1A. | Election of Director: K. Rupert Murdoch AC | Management | For | For | ||||||||||
| 1B. | Election of Director: Lachlan K. Murdoch | Management | For | For | ||||||||||
| 1C. | Election of Director: Chase Carey | Management | For | For | ||||||||||
| 1D. | Election of Director: Anne Dias | Management | For | For | ||||||||||
| 1E. | Election of Director: Roland A. Hernandez | Management | For | For | ||||||||||
| 1F. | Election of Director: Jacques Nasser AC | Management | For | For | ||||||||||
| 1G. | Election of Director: Paul D. Ryan | Management | For | For | ||||||||||
| 2. | Proposal to ratify the selection of Ernst & Young LLP as the Company's independent registered accounting firm for the fiscal year ending June 30, 2021. | Management | For | For | ||||||||||
| 3. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||
| CONSOLIDATED WATER CO. LTD. | ||||||||||||||
| Security | G23773107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CWCO | Meeting Date | 18-Nov-2020 | |||||||||||
| ISIN | KYG237731073 | Agenda | 935281991 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Carson K. Ebanks | For | For | |||||||||||
| 2 | Richard L. Finlay | For | For | |||||||||||
| 3 | Clarence B. Flowers, Jr | For | For | |||||||||||
| 4 | Frederick W. McTaggart | For | For | |||||||||||
| 2. | An advisory vote on executive compensation. | Management | For | For | ||||||||||
| 3. | The ratification of the selection of Marcum LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020, at the remuneration to be determined by the Audit Committee of the Board of Directors. | Management | For | For | ||||||||||
| UBS GROUP AG | ||||||||||||||
| Security | H42097107 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 19-Nov-2020 | ||||||||||||
| ISIN | CH0244767585 | Agenda | 713251065 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS ARE REQUIRED FOR THIS MEETING. IF-NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED.-THANK YOU. | Non-Voting | ||||||||||||
| 1 | DISTRIBUTION OF AN EXTRAORDINARY DIVIDEND OUT OF SPECIAL DIVIDEND RESERVE (WITHIN CAPITAL CONTRIBUTION RESERVE AND APPROPRIATED FROM TOTAL PROFIT): USD 0.365 (GROSS) IN CASH PER SHARE OF CHF 0.10 PAR VALUE | Management | No Action | |||||||||||
| CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting | ||||||||||||
| WILLIAM HILL PLC | ||||||||||||||
| Security | G9645P117 | Meeting Type | Court Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 19-Nov-2020 | ||||||||||||
| ISIN | GB0031698896 | Agenda | 713281690 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1 | APPROVE SCHEME OF ARRANGEMENT | Management | Against | Against | ||||||||||
| CMMT | 05 NOV 2020: PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION FOR THIS-MEETING TYPE. PLEASE CHOOSE BETWEEN "FOR" AND "AGAINST" ONLY. SHOULD YOU-CHOOSE TO VOTE ABSTAIN FOR THIS MEETING THEN YOUR VOTE WILL BE DISREGARDED BY-THE ISSUER OR ISSUERS AGENT. | Non-Voting | ||||||||||||
| CMMT | 05 NOV 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||||
| WILLIAM HILL PLC | ||||||||||||||
| Security | G9645P117 | Meeting Type | Ordinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 19-Nov-2020 | ||||||||||||
| ISIN | GB0031698896 | Agenda | 713281703 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1 | FOR THE PURPOSES OF THE SCHEME: A. TO AUTHORISE THE DIRECTORS OF THE COMPANY TO TAKE ALL SUCH ACTION AS THEY MAY CONSIDER NECESSARY OR APPROPRIATE FOR CARRYING THE SCHEME INTO EFFECT; AND B. TO AMEND THE ARTICLES OF ASSOCIATION OF THE COMPANY | Management | Against | Against | ||||||||||
| COMPANIA DE SANEAMENTO DE MINAS GERAIS - COPASA MG | ||||||||||||||
| Security | P28269101 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 19-Nov-2020 | ||||||||||||
| ISIN | BRCSMGACNOR5 | Agenda | 713341181 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET (DEPENDANT UPON THE AVAILABILITY AND USAGE OF THE- REMOTE VOTING PLATFORM). ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE- REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
| 1 | PAYMENT OF EXTRAORDINARY DIVIDENDS | Management | No Action | |||||||||||
| 2 | CONTRACTING FOR A LONG TERM CREDIT TRANSACTION, BY MEANS OF THE ISSUANCE OF DEBENTURES, ON THE BASIS OF BRAZILIAN SECURITIES COMMISSION NORMATIVE INSTRUCTION NUMBER 476, THE FIFTEENTH ISSUANCE OF COPASA MG | Management | No Action | |||||||||||
| 3 | A SPLIT OF THE SHARES ISSUED BY COPASA MG, WITHOUT CHANGING THE AMOUNT OF THE SHARE CAPITAL OF THE COMPANY | Management | No Action | |||||||||||
| 4 | THE AMENDMENT OF THE MAIN PART OF ARTICLE 6 OF THE CORPORATE BYLAWS OF THE COMPANY | Management | No Action | |||||||||||
| CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN-ARE ALLOWED. THANK YOU | Non-Voting | ||||||||||||
| UBS GROUP AG | ||||||||||||||
| Security | H42097107 | Meeting Type | Special | |||||||||||
| Ticker Symbol | UBS | Meeting Date | 19-Nov-2020 | |||||||||||
| ISIN | CH0244767585 | Agenda | 935289694 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | Distribution of an extraordinary dividend out of special dividend reserve (within capital contribution reserve and appropriated from total profit) | Management | For | For | ||||||||||
| UBS GROUP AG | ||||||||||||||
| Security | H42097107 | Meeting Type | Special | |||||||||||
| Ticker Symbol | UBS | Meeting Date | 19-Nov-2020 | |||||||||||
| ISIN | CH0244767585 | Agenda | 935298100 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | Distribution of an extraordinary dividend out of special dividend reserve (within capital contribution reserve and appropriated from total profit) | Management | For | For | ||||||||||
| LANDIS+GYR GROUP AG | ||||||||||||||
| Security | H893NZ107 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 24-Nov-2020 | ||||||||||||
| ISIN | CH0371153492 | Agenda | 713313081 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS ARE REQUIRED FOR THIS MEETING. IF-NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED.-THANK YOU. | Non-Voting | ||||||||||||
| CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting | ||||||||||||
| 1 | DISTRIBUTION FROM STATUTORY CAPITAL RESERVES | Management | No Action | |||||||||||
| CHR. HANSEN HOLDING A/S | ||||||||||||||
| Security | K1830B107 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 25-Nov-2020 | ||||||||||||
| ISIN | DK0060227585 | Agenda | 713299635 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | IN THE MAJORITY OF MEETINGS THE VOTES ARE CAST WITH THE REGISTRAR WHO WILL-FOLLOW CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE OF MEETINGS THERE IS NO-REGISTRAR AND CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN OF THE BOARD OR A-BOARD MEMBER AS PROXY. CLIENTS CAN ONLY EXPECT THEM TO ACCEPT PRO-MANAGEMENT-VOTES. THE ONLY WAY TO GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES ARE-REPRESENTED AT THE MEETING IS TO SEND YOUR OWN REPRESENTATIVE OR ATTEND THE-MEETING IN PERSON. THE SUB CUSTODIAN BANKS OFFER REPRESENTATION SERVICES FOR- AN ADDED FEE IF REQUESTED. THANK YOU | Non-Voting | ||||||||||||
| CMMT | PLEASE BE ADVISED THAT SPLIT AND PARTIAL VOTING IS NOT AUTHORISED FOR A-BENEFICIAL OWNER IN THE DANISH MARKET. PLEASE CONTACT YOUR GLOBAL CUSTODIAN-FOR FURTHER INFORMATION. | Non-Voting | ||||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN'-ONLY FOR RESOLUTION NUMBERS 7.A.A, 7.B.A TO 7.B.G AND 8.A. THANK YOU. | Non-Voting | ||||||||||||
| 1 | REPORT ON THE COMPANY'S ACTIVITIES (NOT TO BE PUT TO A VOTE) | Non-Voting | ||||||||||||
| 2 | APPROVAL OF THE 2019/20 ANNUAL REPORT | Management | No Action | |||||||||||
| 3 | RESOLUTION ON THE APPROPRIATION OF PROFIT | Management | No Action | |||||||||||
| 4 | PRESENTATION OF THE COMPANY'S 2019/20 REMUNERATION REPORT FOR AN ADVISORY VOTE | Management | No Action | |||||||||||
| 5 | RESOLUTION ON REMUNERATION OF MEMBERS OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 6.A | PROPOSALS FROM THE BOARD OF DIRECTORS: PROPOSED AMENDMENT TO ARTICLE 6.9 OF THE COMPANY'S ARTICLES OF ASSOCIATION; STANDARD AGENDA FOR THE ANNUAL GENERAL MEETING | Management | No Action | |||||||||||
| 6.B | PROPOSALS FROM THE BOARD OF DIRECTORS: PROPOSED AMENDMENT TO ARTICLE 6.1 OF THE COMPANY'S ARTICLES OF ASSOCIATION; AUTHORISATION TO THE BOARD OF DIRECTORS TO RESOLVE TO HOLD PARTIAL OR FULL ELECTRONIC GENERAL MEETINGS | Management | No Action | |||||||||||
| 6.C | PROPOSED AMENDMENT TO ARTICLE 7.3 OF THE COMPANY'S ARTICLES OF ASSOCIATION; SHAREHOLDERS' NOTIFICATION OF ATTENDANCE | Management | No Action | |||||||||||
| 7.A.A | ELECTION OF A CHAIR OF THE BOARD OF DIRECTOR: DOMINIQUE REINICHE (RE-ELECTION) | Management | No Action | |||||||||||
| 7.B.A | ELECTION OF OTHER MEMBER TO THE BOARD OF DIRECTORS: JESPER BRANDGAARD (RE-ELECTION) | Management | No Action | |||||||||||
| 7.B.B | ELECTION OF OTHER MEMBER TO THE BOARD OF DIRECTORS: LUIS CANTARELL (RE-ELECTION) | Management | No Action | |||||||||||
| 7.B.C | ELECTION OF OTHER MEMBER TO THE BOARD OF DIRECTORS: HEIDI KLEINBACH-SAUTER (RE- ELECTION) | Management | No Action | |||||||||||
| 7.B.D | ELECTION OF OTHER MEMBER TO THE BOARD OF DIRECTORS: MARK WILSON (RE-ELECTION) | Management | No Action | |||||||||||
| 7.B.E | ELECTION OF OTHER MEMBER TO THE BOARD OF DIRECTORS: LISE KAAE (ELECTION) | Management | No Action | |||||||||||
| 7.B.F | ELECTION OF OTHER MEMBER TO THE BOARD OF DIRECTORS: KEVIN LANE (ELECTION) | Management | No Action | |||||||||||
| 7.B.G | ELECTION OF OTHER MEMBER TO THE BOARD OF DIRECTORS: LILLIE LI VALEUR (ELECTION) | Management | No Action | |||||||||||
| 8.A | ELECTION OF A COMPANY AUDITOR: RE-ELECTION OF PRICEWATERHOUSECOOPERS STATSAUTORISERET REVISIONS PARTNERSELSKAB | Management | No Action | |||||||||||
| 9.A | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: PROPOSALS FROM AKADEMIKER PENSION: GOING FORWARD AND STARTING FROM THE 2020/21 FINANCIAL YEAR, THE COMPANY MUST APPLY THE RECOMMENDATIONS OF THE TASK FORCE ON CLIMATE-RELATED FINANCIAL DISCLOSURES (TCFD) AS THE FRAMEWORK FOR CLIMATE-RELATED DISCLOSURE IN THE COMPANY'S ANNUAL REPORT | Shareholder | No Action | |||||||||||
| 9.B | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: PROPOSALS FROM AKADEMIKER PENSION: THE BOARD OF DIRECTORS MUST COMPLETE AN ASSESSMENT OF THE ABILITY OF THE COMPANY TO PUBLISH COUNTRY-BY-COUNTRY TAX REPORTING IN LINE WITH THE GLOBAL REPORTING INITIATIVE'S STANDARD (GRI 207: TAX 2019) STARTING FROM THE FINANCIAL YEAR 2021/22. THE FINDINGS OF THE ASSESSMENT SHOULD BE MADE PUBLIC BEFORE THE AGM IN 2021 | Shareholder | No Action | |||||||||||
| 10 | AUTHORIZATION OF THE CHAIRMAN OF THE ANNUAL GENERAL MEETING | Management | No Action | |||||||||||
| SK TELECOM CO., LTD. | ||||||||||||||
| Security | 78440P108 | Meeting Type | Special | |||||||||||
| Ticker Symbol | SKM | Meeting Date | 26-Nov-2020 | |||||||||||
| ISIN | US78440P1084 | Agenda | 935295469 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | Approval of Spin-off Plan | Management | For | |||||||||||
| PERNOD RICARD SA | ||||||||||||||
| Security | F72027109 | Meeting Type | MIX | |||||||||||
| Ticker Symbol | Meeting Date | 27-Nov-2020 | ||||||||||||
| ISIN | FR0000120693 | Agenda | 713260583 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | ||||||||||||
| CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| CMMT | 09 NOV 2020: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/balo/document/202010232004301-128 AND-https://www.journal- officiel.gouv.fr/balo/document/202011092004473-135;- PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF URL LINK IN COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| 1 | MODIFICATION OF ARTICLES 35 AND 36 OF THE BYLAWS ON THE INCLUSION OF ABSTENTION, BLANK AND NULL VOTES FOR THE CALCULATION OF THE MAJORITY AT GENERAL MEETINGS IN ACCORDANCE WITH THE SOILIHI LAW | Management | No Action | |||||||||||
| 2 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 30 JUNE 2020 - ACKNOWLEDGEMENT OF THE TOTAL AMOUNT OF EXPENSES AND CHARGES REFERRED TO IN PARAGRAPH 4 OF ARTICLE 39 OF THE FRENCH GENERAL TAX CODE | Management | No Action | |||||||||||
| 3 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 30 JUNE 2020 | Management | No Action | |||||||||||
| 4 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 30 JUNE 2020 AND SETTING OF THE DIVIDEND | Management | No Action | |||||||||||
| 5 | RENEWAL OF THE TERM OF OFFICE OF MR. ALEXANDRE RICARD AS DIRECTOR | Management | No Action | |||||||||||
| 6 | RENEWAL OF THE TERM OF OFFICE OF MR. CESAR GIRON AS DIRECTOR | Management | No Action | |||||||||||
| 7 | RENEWAL OF THE TERM OF OFFICE OF MR. WOLFGANG COLBERG AS DIRECTOR | Management | No Action | |||||||||||
| 8 | APPOINTMENT OF MRS. VIRGINIE FAUVEL AS DIRECTOR | Management | No Action | |||||||||||
| 9 | SETTING OF THE ANNUAL AMOUNT OF COMPENSATION ALLOCATED TO MEMBERS OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 10 | APPROVAL OF THE COMPENSATION ELEMENTS PAID OR ALLOCATED DURING THE FINANCIAL YEAR 2019/20 TO MR. ALEXANDRE RICARD, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||||
| 11 | APPROVAL OF THE COMPENSATION ELEMENTS PAID OR ALLOCATED DURING THE FINANCIAL YEAR 2019/20 TO THE CORPORATE OFFICERS | Management | No Action | |||||||||||
| 12 | APPROVAL OF THE ELEMENTS OF THE COMPENSATION POLICY APPLICABLE TO MR. ALEXANDRE RICARD, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||||
| 13 | APPROVAL OF THE ELEMENTS OF THE COMPENSATION POLICY APPLICABLE TO CORPORATE OFFICERS | Management | No Action | |||||||||||
| 14 | APPROVAL OF THE REGULATED AGREEMENTS REFERRED TO IN ARTICLES L. 225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
| 15 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO TRADE IN THE COMPANY'S SHARES | Management | No Action | |||||||||||
| 16 | RATIFICATION OF THE DECISION OF THE BOARD OF DIRECTORS TO TRANSFER THE REGISTERED OFFICE OF THE COMPANY AND OF THE AMENDMENT TO ARTICLE 4 "REGISTERED OFFICE" OF THE BYLAWS RELATING THERETO | Management | No Action | |||||||||||
| 17 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE THE SHARE CAPITAL WITHIN THE LIMIT OF 2% OF THE SHARE CAPITAL BY ISSUING SHARES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL, RESERVED FOR MEMBERS OF COMPANY SAVINGS PLANS WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT IN FAVOUR OF THE LATTER | Management | No Action | |||||||||||
| 18 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE THE SHARE CAPITAL WITHIN THE LIMIT OF 2% OF THE SHARE CAPITAL BY ISSUING SHARES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL IN FAVOUR OF CATEGORY S OF DESIGNATED BENEFICIARIES WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT FOR THE BENEFIT OF THE LATTER | Management | No Action | |||||||||||
| 19 | AMENDMENT TO ARTICLE 21 OF THE BYLAWS "MEETINGS" IN ORDER TO INTRODUCE THE POSSIBILITY FOR THE BOARD OF DIRECTORS TO TAKE DECISIONS BY WRITTEN CONSULTATION UNDER THE CONDITIONS SET BY LAW SOILIHI LAW | Management | No Action | |||||||||||
| 20 | MODIFICATION OF ARTICLES 25 "REMUNERATION OF BOARD MEMBERS", 28 "CENSORS" AND 35 "ORDINARY GENERAL MEETINGS" OF THE BYLAWS IN ORDER TO REPLACE THE TERM "ATTENDANCE FEES" BY THAT OF "REMUNERATION" IN ACCORDANCE WITH THE PACTE LAW | Management | No Action | |||||||||||
| 21 | POWERS TO CARRY OUT ALL LEGAL FORMALITIES | Management | No Action | |||||||||||
| CMMT | 29 OCT 2020: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS ("CDIs")-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIs TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIs WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIs WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE- BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS- MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE- | Non-Voting | ||||||||||||
| TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST- SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY- PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU. | ||||||||||||||
| CREDIT SUISSE GROUP AG | ||||||||||||||
| Security | H3698D419 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 27-Nov-2020 | ||||||||||||
| ISIN | CH0012138530 | Agenda | 713347866 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS ARE REQUIRED FOR THIS MEETING. IF-NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED.-THANK YOU. | Non-Voting | ||||||||||||
| CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting | ||||||||||||
| 1 | DISTRIBUTION OF DIVIDENDS PAYABLE OUT OF RETAINED EARNINGS AND CAPITAL CONTRIBUTION RESERVES | Management | No Action | |||||||||||
| CMMT | IF, AT THE EXTRAORDINARY GENERAL MEETING, SHAREHOLDERS OR THE BOARD OF-DIRECTORS PUT FORWARD ANY ADDITIONAL PROPOSALS OR AMENDMENTS TO PROPOSALS-ALREADY SET OUT IN THE PUBLISHED AGENDA OR ANY PROPOSALS UNDER ART. 700 PARA.-3 OF THE SWISS CODE OF OBLIGATIONS, I HEREBY AUTHORIZE THE INDEPENDENT PROXY-TO VOTE ON SUCH PROPOSALS AS FOLLOWS | Non-Voting | ||||||||||||
| 2.1 | PROPOSALS OF SHAREHOLDERS | Shareholder | No Action | |||||||||||
| 2.2 | PROPOSALS OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| CREDIT SUISSE GROUP | ||||||||||||||
| Security | 225401108 | Meeting Type | Special | |||||||||||
| Ticker Symbol | CS | Meeting Date | 27-Nov-2020 | |||||||||||
| ISIN | US2254011081 | Agenda | 935294366 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | Distribution of dividends payable out of retained earnings and capital contribution reserves | Management | For | For | ||||||||||
| 2. | Proposals of Shareholders | Management | Abstain | Against | ||||||||||
| 3. | Proposals of the Board of Directors | Management | Against | Against | ||||||||||
| PETROLEO BRASILEIRO S.A. - PETROBRAS | ||||||||||||||
| Security | 71654V408 | Meeting Type | Special | |||||||||||
| Ticker Symbol | PBR | Meeting Date | 30-Nov-2020 | |||||||||||
| ISIN | US71654V4086 | Agenda | 935301387 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | Amendment Proposal to the Bylaws to amend articles 17, 22, 23, 27, 30, 34, 47 and 57 of the Bylaws, and subsequent consolidation of the Bylaws, in accordance with the Management Proposal filed on the websites of the Brazilian Securities and Exchange Commission ("CVM") and the Company. | Management | For | For | ||||||||||
| FERGUSON PLC | ||||||||||||||
| Security | G3421J106 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 03-Dec-2020 | ||||||||||||
| ISIN | JE00BJVNSS43 | Agenda | 713329503 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | For | For | ||||||||||
| 2 | APPROVE REMUNERATION REPORT | Management | For | For | ||||||||||
| 3 | APPROVE FINAL DIVIDEND: 208.2 CENTS PER ORDINARY SHARE | Management | For | For | ||||||||||
| 4 | ELECT BILL BRUNDAGE AS DIRECTOR | Management | For | For | ||||||||||
| 5 | RE-ELECT TESSA BAMFORD AS DIRECTOR | Management | For | For | ||||||||||
| 6 | RE-ELECT GEOFF DRABBLE AS DIRECTOR | Management | For | For | ||||||||||
| 7 | RE-ELECT CATHERINE HALLIGAN AS DIRECTOR | Management | For | For | ||||||||||
| 8 | RE-ELECT KEVIN MURPHY AS DIRECTOR | Management | For | For | ||||||||||
| 9 | RE-ELECT ALAN MURRAY AS DIRECTOR | Management | For | For | ||||||||||
| 10 | RE-ELECT TOM SCHMITT AS DIRECTOR | Management | For | For | ||||||||||
| 11 | RE-ELECT DR NADIA SHOURABOURA AS DIRECTOR | Management | For | For | ||||||||||
| 12 | RE-ELECT JACQUELINE SIMMONDS AS DIRECTOR | Management | For | For | ||||||||||
| 13 | REAPPOINT DELOITTE LLP AS AUDITORS | Management | For | For | ||||||||||
| 14 | AUTHORISE THE AUDIT COMMITTEE TO FIX REMUNERATION OF AUDITORS | Management | For | For | ||||||||||
| 15 | AUTHORISE EU POLITICAL DONATIONS AND EXPENDITURE | Management | For | For | ||||||||||
| 16 | AUTHORISE ISSUE OF EQUITY | Management | For | For | ||||||||||
| 17 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS | Management | For | For | ||||||||||
| 18 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR OTHER CAPITAL INVESTMENT | Management | For | For | ||||||||||
| 19 | AUTHORISE MARKET PURCHASE OF ORDINARY SHARES | Management | For | For | ||||||||||
| CMMT | 04 NOV 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTIONS . IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| TELENET GROUP HOLDING NV | ||||||||||||||
| Security | B89957110 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 03-Dec-2020 | ||||||||||||
| ISIN | BE0003826436 | Agenda | 713333045 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| 1. | PROPOSED RESOLUTION: ON THE RECOMMENDATION OF THE BOARD OF DIRECTORS, THE SPECIAL SHAREHOLDERS MEETING RESOLVES TO APPROVE AN INTERMEDIATE DIVIDEND PER SHARE OF EUR 1.375, OR IN TOTAL EUR 150.1 MILLION ON THE DATE OF 29 OCTOBER 2020, PAYABLE AS FROM 8 DECEMBER 2020, BY DEDUCTION FROM THE AVAILABLE RESERVES OF THE COMPANY | Management | No Action | |||||||||||
| 2. | PROPOSED RESOLUTION: THE SPECIAL SHAREHOLDERS? MEETING RESOLVES TO DELEGATE TO THE BOARD OF DIRECTORS ALL FURTHER POWERS WITH REGARD TO THE PAYMENT OF THE INTERMEDIATE DIVIDEND TO THE SHAREHOLDERS | Management | No Action | |||||||||||
| CMMT | 09 NOV 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN NUMBERING-OF RESOLUTIONS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||||
| LIBERTY LATIN AMERICA LTD. | ||||||||||||||
| Security | G9001E102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | LILA | Meeting Date | 03-Dec-2020 | |||||||||||
| ISIN | BMG9001E1021 | Agenda | 935286674 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1.1 | Election of Director: Michael T. Fries | Management | For | For | ||||||||||
| 1.2 | Election of Director: Paul A. Gould | Management | For | For | ||||||||||
| 1.3 | Election of Director: Alfonso de Angoitia Noriega | Management | For | For | ||||||||||
| 2. | A proposal to appoint KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020, and to authorize the Board, acting by the audit committee, to determine the independent auditors remuneration. | Management | For | For | ||||||||||
| COMPANIA DE SANEAMENTO DE MINAS GERAIS - COPASA MG | ||||||||||||||
| Security | P28269101 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 04-Dec-2020 | ||||||||||||
| ISIN | BRCSMGACNOR5 | Agenda | 713347133 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET (DEPENDANT UPON THE AVAILABILITY AND USAGE OF THE- REMOTE VOTING PLATFORM). ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE- REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN-ARE ALLOWED. THANK YOU | Non-Voting | ||||||||||||
| 1 | DISMISSAL OF 2 EFFECTIVE MEMBERS OF THE FISCAL COUNCIL GERMANO LUIZ GOMES VIEIRA, AND IGOR MASCARENHAS ETO AND 1 ALTERNATE MEMBER ROBERTO BASTIANETTO | Management | No Action | |||||||||||
| 2.1 | APPOINTMENT OF CANDIDATE TO THE FISCAL COUNCIL PER CANDIDATE. THE SHAREHOLDER MAY APPOINT AS MANY CANDIDATES AS THE NUMBER OF VACANCIES TO BE FILLED AT THE GENERAL ELECTION. POSITIONS LIMIT TO BE COMPLETED, 3. FERNANDO SCHARLACK MARCATO, PRINCIPAL. THE SUBSTITUTE MEMBER WILL KEPT | Management | No Action | |||||||||||
| 2.2 | APPOINTMENT OF CANDIDATE TO THE FISCAL COUNCIL PER CANDIDATE. THE SHAREHOLDER MAY APPOINT AS MANY CANDIDATES AS THE NUMBER OF VACANCIES TO BE FILLED AT THE GENERAL ELECTION. POSITIONS LIMIT TO BE COMPLETED, 3. MARILIA CARVALHO DE MELO, PRINCIPAL. THE SUBSTITUTE MEMBER WILL KEPT | Management | No Action | |||||||||||
| 2.3 | APPOINTMENT OF CANDIDATE TO THE FISCAL COUNCIL PER CANDIDATE. THE SHAREHOLDER MAY APPOINT AS MANY CANDIDATES AS THE NUMBER OF VACANCIES TO BE FILLED AT THE GENERAL ELECTION. POSITIONS LIMIT TO BE COMPLETED, 3. THE PRINCIPAL MEMBER WILL KEPT. FELIPE OLIVEIRA DE CARVALHO, SUBSTITUTE | Management | No Action | |||||||||||
| ORASCOM INVESTMENT HOLDING (S.A.E.) | ||||||||||||||
| Security | 68555D206 | Meeting Type | MIX | |||||||||||
| Ticker Symbol | Meeting Date | 08-Dec-2020 | ||||||||||||
| ISIN | US68555D2062 | Agenda | 713422498 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 498433 DUE TO RECEIVED-UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE-REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE-EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND-YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE-ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS-SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU | Non-Voting | ||||||||||||
| O.1 | TO APPROVE AUTHORIZING THE CHAIRMAN TO ENTER INTO A FINANCIAL SALE AND LEASEBACK AGREEMENT WITH A SUBSIDIARY OF BELTONE FINANCIAL HOLDING S.A.E., A RELATED PARTY TRANSACTION IN ACCORDANCE WITH ARTICLE (99) AND (100) OF LAW 159 OF 1981 | Management | No Action | |||||||||||
| O.2 | TO APPROVE AUTHORIZING THE CHAIRMAN TO ENTER INTO A LEASE AGREEMENT IN CONNECTION WITH RENTING AN OFFICE SPACE AS PREMISES TO ORASCOM FINANCIAL HOLDING S.A.E. (DEMERGED COMPANY) (UNDER INCORPORATION), A RELATED PARTY TRANSACTION IN ACCORDANCE WITH ARTICLE (99) AND (100) OF LAW 159 OF 1981 | Management | No Action | |||||||||||
| O.3 | TO APPROVE AUTHORIZING THE CHAIRMAN TO ENTER INTO RELATED PARTY TRANSACTIONS FOR THE COMPANY AND ORASCOM FINANCIAL HOLDING WITH BELTONE FINANCIAL HOLDING AND ITS SUBSIDIARIES TO PROVIDE FINANCIAL SERVICES IN ACCORDANCE WITH ARTICLE (99) AND (100) OF LAW 159 OF 1981 | Management | No Action | |||||||||||
| E.1 | APPROVE TO ENTER INTO A SALE AND LEASEBACK AGREEMENT ENTAILING THE DISPOSAL OF A TANGIBLE ASSET OF THE COMPANY (26TH FLOOR OF NILE TOWERS) OF A VALUE REPRESENTING MORE THAN 50% OF THE COMPANY'S FIXED ASSETS | Management | No Action | |||||||||||
| COMPANIA DE SANEAMENTO DE MINAS GERAIS - COPASA MG | ||||||||||||||
| Security | P28269101 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 11-Dec-2020 | ||||||||||||
| ISIN | BRCSMGACNOR5 | Agenda | 713422599 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET (DEPENDANT UPON THE AVAILABILITY AND USAGE OF THE- REMOTE VOTING PLATFORM). ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE- REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN-ARE ALLOWED. THANK YOU | Non-Voting | ||||||||||||
| 1 | THE AMENDMENT OF THE MAIN PART OF ARTICLE 6 OF THE CORPORATE BYLAWS OF THE COMPANY | Management | No Action | |||||||||||
| CMMT | 03 DEC 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO POSTPONEMENT OF THE- MEETING DATE FROM 04 DEC 2020 TO 11 DEC 2020. IF YOU HAVE ALREADY SENT IN-YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| LIBERTY BROADBAND CORPORATION | ||||||||||||||
| Security | 530307206 | Meeting Type | Special | |||||||||||
| Ticker Symbol | LBRDB | Meeting Date | 15-Dec-2020 | |||||||||||
| ISIN | US5303072061 | Agenda | 935295457 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | A proposal to approve the adoption of the Agreement and Plan of Merger, dated August 6, 2020 (as may be amended from time to time), by and among Liberty Broadband Corporation, GCI Liberty, Inc., Grizzly Merger Sub 1, LLC and Grizzly Merger Sub 2, Inc. | Management | For | For | ||||||||||
| 2. | A proposal to approve the issuance of Liberty Broadband Series C common stock, Liberty Broadband Series B common stock and Liberty Broadband Series A Cumulative Redeemable Preferred Stock to GCI Liberty, Inc. stockholders in connection with the combination contemplated by the merger agreement and Liberty Broadband Series C common stock and Liberty Broadband Series B common stock to John C. Malone, pursuant to an exchange agreement, dated August 6, 2020, by and among Mr. Malone, his revocable trust, and Liberty Broadband Corporation. | Management | For | For | ||||||||||
| 3. | A proposal to approve the adjournment of the Liberty Broadband Corporation special meeting from time to time to solicit additional proxies in favor of Proposal 1 or Proposal 2 if there are insufficient votes at the time of such adjournment to approve Proposal 1 or Proposal 2 or if otherwise determined by the chairperson of the meeting to be necessary or appropriate. | Management | For | For | ||||||||||
| DATANG INTERNATIONAL POWER GENERATION CO LTD | ||||||||||||||
| Security | Y20020106 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 18-Dec-2020 | ||||||||||||
| ISIN | CNE1000002Z3 | Agenda | 713332992 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 1102/2020110203431.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2020/ 1102/2020110203425.pdf | Non-Voting | ||||||||||||
| 1.1 | TO CONSIDER AND APPROVE THE "RESOLUTION ON THE CHANGE OF DIRECTOR OF THE COMPANY: MR. SUN YONGXING SERVES AS A NONEXECUTIVE DIRECTOR OF THE TENTH SESSION OF THE BOARD OF THE COMPANY | Management | For | For | ||||||||||
| 1.2 | TO CONSIDER AND APPROVE THE "RESOLUTION ON THE CHANGE OF DIRECTOR OF THE COMPANY: MR. ZHANG PING RETIRED AS A NONEXECUTIVE DIRECTOR OF THE TENTH SESSION OF THE BOARD OF THE COMPANY | Management | For | For | ||||||||||
| 2 | TO CONSIDER AND APPROVE THE "RESOLUTION ON THE ENGAGEMENT OF ACCOUNTING FIRMS FOR THE YEAR 2020 | Management | For | For | ||||||||||
| 3 | TO CONSIDER AND APPROVE THE "RESOLUTION ON INCREASING ANNUAL CAPS OF CERTAIN CONNECTED TRANSACTIONS UNDER THE COMPREHENSIVE PRODUCT AND SERVICE FRAMEWORK AGREEMENT (2019-2021) | Management | For | For | ||||||||||
| 4 | TO CONSIDER AND APPROVE THE "RESOLUTION ON THE AMENDMENTS TO THE ARTICLES OF ASSOCIATION | Management | For | For | ||||||||||
| ENEL AMERICAS S.A. | ||||||||||||||
| Security | 29274F104 | Meeting Type | Special | |||||||||||
| Ticker Symbol | ENIA | Meeting Date | 18-Dec-2020 | |||||||||||
| ISIN | US29274F1049 | Agenda | 935305296 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | Approve the Chilean Merger, in accordance with rules under Title IX of Law No. 18,046 (the "Chilean Corporations Act") and Title IX of the Chilean Corporation Regulations (Reglamento de Sociedades Anónimas), pursuant to which following (i) the spin-off of EGP Central and South America as Enel Rinnovabili Srl (the "Spin- Off") and (ii) the merger of Enel Rinnovabili with and into EGP Américas SpA (the "Cross-Border Merger"), EGP Américas will be merged into Enel Américas and Enel ...(due to space limits, see proxy material for full proposal). | Management | For | |||||||||||
| 2. | Approve the Chilean Merger as a related party transaction under Title XVI of the Chilean Corporations Act. The Chilean Merger will be subject to, among other conditions, the conditions precedent that (i) the Spin-Off has been declared effective; (ii) the Cross-Border Merger has been approved; and (iii) the Cross-Border Merger has been declared effective. The Spin-Off and the Cross- Border Merger are preparatory transactions that are conditions precedent to the Chilean Merger and are part ...(due to space limits, see proxy material for full proposal). | Management | For | |||||||||||
| 3. | Approve the proposed amendments to the Enel Américas bylaws (estatutos) (i) to remove the majority of the limitations and restrictions set forth under Title XII of DL 3,500, including, among other things, the 65% share ownership limitation by any single shareholder and (ii) to reflect agreements related to the Chilean Merger. If approved by the requisite shareholder votes, the effectiveness of parts (i) and (ii) will be conditioned on approvals of Items 1 and 2. | Management | For | |||||||||||
| 4. | Authorize the Board to undertake all actions necessary to carry out the Chilean Merger, the Chilean Merger as a related party transaction and the bylaw amendments, including the registration of the new Enel Américas common shares with the Chilean Financial Market Commission and any other action related to the Chilean Merger, whether in Chile or elsewhere. | Management | For | |||||||||||
| HUANENG POWER INTERNATIONAL, INC. | ||||||||||||||
| Security | 443304100 | Meeting Type | Special | |||||||||||
| Ticker Symbol | HNP | Meeting Date | 22-Dec-2020 | |||||||||||
| ISIN | US4433041005 | Agenda | 935306488 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | To consider and approve the proposal regarding the continuing connected transactions for 2021 between the Company and Huaneng Group | Management | For | For | ||||||||||
| 2. | To consider and approve the proposal regarding the capital increase of Shengdong Offshore Wind Power | Management | For | For | ||||||||||
| 3. | To consider and approve the proposal regarding the capital increase and share expansion of Huaneng Yantai Renewable Energy | Management | For | For | ||||||||||
| 4. | To consider and approve the proposal regarding the provision of guarantee by Shandong Company to its subsidiary | Management | For | For | ||||||||||
| CONOCOPHILLIPS | ||||||||||||||
| Security | 20825C104 | Meeting Type | Special | |||||||||||
| Ticker Symbol | COP | Meeting Date | 15-Jan-2021 | |||||||||||
| ISIN | US20825C1045 | Agenda | 935317962 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | To approve the issuance of shares of common stock, par value $0.01 per share, of ConocoPhillips to the stockholders of Concho Resources Inc. ("Concho") in connection with the merger contemplated by the Agreement and Plan of Merger, dated as of October 18, 2020 (as it may be amended from time to time), among ConocoPhillips, Falcon Merger Sub Corp. and Concho. | Management | For | For | ||||||||||
| COGECO INC. | ||||||||||||||
| Security | 19238T100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CGECF | Meeting Date | 15-Jan-2021 | |||||||||||
| ISIN | CA19238T1003 | Agenda | 935318166 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1 | DIRECTOR | Management | ||||||||||||
| 1 | Louis Audet | For | For | |||||||||||
| 2 | Arun Bajaj | For | For | |||||||||||
| 3 | Mary-Ann Bell | For | For | |||||||||||
| 4 | James C. Cherry | For | For | |||||||||||
| 5 | Patricia Curadeau-Grou | For | For | |||||||||||
| 6 | Samih Elhage | For | For | |||||||||||
| 7 | Philippe Jetté | For | For | |||||||||||
| 8 | Normand Legault | For | For | |||||||||||
| 9 | David McAusland | For | For | |||||||||||
| 2 | Board's approach to Executive Compensation Management and the Board of Directors of the Corporation recommend voting FOR the advisory resolution accepting the Board's approach to executive compensation. The text of the advisory resolution accepting the Board's approach to executive compensation is set out on page 17 of the Management Proxy Circular. | Management | For | For | ||||||||||
| 3 | Shareholder Proposal 1 Management and the Board of Directors of the Corporation recommend voting AGAINST shareholder proposal 1. | Shareholder | Against | For | ||||||||||
| 4 | Shareholder Proposal 2 Management and the Board of Directors of the Corporation recommend voting AGAINST shareholder proposal 2. | Shareholder | Against | For | ||||||||||
| 5 | Shareholder Proposal 3 Management and the Board of Directors of the Corporation recommend voting AGAINST shareholder proposal 3. The text of each of the shareholder proposals is set out in Schedule "A" to the Management Proxy Circular. | Shareholder | Against | For | ||||||||||
| 6 | Appointment of Auditors Appoint Deloitte LLP, Chartered Accountants, as auditors and authorize the Board of Directors to fix their remuneration. | Management | For | For | ||||||||||
| EDP-ENERGIAS DE PORTUGAL SA | ||||||||||||||
| Security | X67925119 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 19-Jan-2021 | ||||||||||||
| ISIN | PTEDP0AM0009 | Agenda | 713459445 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | PLEASE NOTE THAT VOTING IN PORTUGUESE MEETINGS REQUIRES THE DISCLOSURE OF- BENEFICIAL OWNER INFORMATION, THROUGH DECLARATIONS OF PARTICIPATION AND-VOTING. BROADRIDGE WILL DISCLOSE THE BENEFICIAL OWNER INFORMATION FOR YOUR-VOTED ACCOUNTS. ADDITIONALLY, PORTUGUESE LAW DOES NOT PERMIT BENEFICIAL-OWNERS TO VOTE INCONSISTENTLY ACROSS THEIR HOLDINGS. OPPOSING VOTES MAY BE-REJECTED BY THE COMPANY HOLDING THIS MEETING. PLEASE CONTACT YOUR CLIENT-SERVICE REPRESENTATIVE FOR FURTHER DETAILS. | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| 1 | RESOLVE ON THE TRANSITIONAL EXTENSION OF THE CURRENT REMUNERATION POLICY OF THE EXECUTIVE BOARD OF DIRECTORS TO BE APPLIED TO THE MEMBERS OF THIS BOARD TO BE ELECTED FOR THE 2021-2023 TERM OF OFFICE, TO BE IN EFFECT UNTIL THE 2021 ANNUAL GENERAL SHAREHOLDERS' MEETING IS HELD | Management | No Action | |||||||||||
| 2 | RESOLVE ON THE ELECTION OF THE MEMBERS OF THE EXECUTIVE BOARD OF DIRECTORS FOR THE 2021-2023 TRIENNIUM MANDATE | Management | No Action | |||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE. THANK YOU. | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE | Non-Voting | ||||||||||||
| EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS-DAY PRIOR TO MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO- BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW-ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED-MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE-THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR-FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE-SEPARATE INSTRUCTIONS FROM YOU | ||||||||||||||
| CMMT | 23 DEC 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD DATE-FROM 12 JAN 2021 TO 11 JAN 2021. IF YOU HAVE ALREADY SENT IN YOUR VOTES,-PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| EDP-ENERGIAS DE PORTUGAL, S.A. | ||||||||||||||
| Security | 268353109 | Meeting Type | Special | |||||||||||
| Ticker Symbol | EDPFY | Meeting Date | 19-Jan-2021 | |||||||||||
| ISIN | US2683531097 | Agenda | 935321581 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | Resolve on the transitional extension of the current remuneration policy of the Executive Board of Directors to be applied to the members of this Board to be elected for the 2021- 2023 term of office, to be in effect until the 2021 Annual General Shareholders' Meeting is held. | Management | For | |||||||||||
| 2. | Resolve on the election of the members of the Executive Board of Directors for the 2021-2023 triennium mandate. | Management | For | |||||||||||
| KERRY GROUP PLC | ||||||||||||||
| Security | G52416107 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 28-Jan-2021 | ||||||||||||
| ISIN | IE0004906560 | Agenda | 713484082 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| 1 | CONSENT TO THE MIGRATION FROM CREST TO EUROCLEAR BANK'S CENTRAL SECURITIES DEPOSITORY | Management | No Action | |||||||||||
| 2 | AMENDMENT OF THE ARTICLES OF ASSOCIATION OF THE COMPANY | Management | No Action | |||||||||||
| 3 | AUTHORISATION TO THE COMPANY TO TAKE ALL NECESSARY STEPS TO EFFECT THE MIGRATION | Management | No Action | |||||||||||
| SPIRE INC. | ||||||||||||||
| Security | 84857L101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SR | Meeting Date | 28-Jan-2021 | |||||||||||
| ISIN | US84857L1017 | Agenda | 935312758 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Mark A. Borer | For | For | |||||||||||
| 2 | Maria V. Fogarty | For | For | |||||||||||
| 3 | Stephen S. Schwartz | For | For | |||||||||||
| 2. | Advisory nonbinding approval of resolution to approve compensation of our named executive officers. | Management | For | For | ||||||||||
| 3. | Ratify the appointment of Deloitte & Touche LLP as our independent registered public accountant for the 2021 fiscal year. | Management | For | For | ||||||||||
| AIR PRODUCTS AND CHEMICALS, INC. | ||||||||||||||
| Security | 009158106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | APD | Meeting Date | 28-Jan-2021 | |||||||||||
| ISIN | US0091581068 | Agenda | 935315045 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Susan K. Carter | Management | For | For | ||||||||||
| 1b. | Election of Director: Charles I. Cogut | Management | For | For | ||||||||||
| 1c. | Election of Director: Lisa A. Davis | Management | For | For | ||||||||||
| 1d. | Election of Director: Chadwick C. Deaton | Management | For | For | ||||||||||
| 1e. | Election of Director: Seifollah Ghasemi | Management | For | For | ||||||||||
| 1f. | Election of Director: David H.Y. Ho | Management | For | For | ||||||||||
| 1g. | Election of Director: Edward L. Monser | Management | For | For | ||||||||||
| 1h. | Election of Director: Matthew H. Paull | Management | For | For | ||||||||||
| 2. | Advisory vote approving the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
| 3. | Approval of the Air Products and Chemicals, Inc. 2021 Long-Term Incentive Plan. | Management | For | For | ||||||||||
| 4. | Ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2021. | Management | For | For | ||||||||||
| UGI CORPORATION | ||||||||||||||
| Security | 902681105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | UGI | Meeting Date | 29-Jan-2021 | |||||||||||
| ISIN | US9026811052 | Agenda | 935316718 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1A. | Election of Director for a term expiring in 2022: Frank S. Hermance, Chair | Management | For | For | ||||||||||
| 1B. | Election of Director for a term expiring in 2022: M. Shawn Bort | Management | For | For | ||||||||||
| 1C. | Election of Director for a term expiring in 2022: Theodore A. Dosch | Management | For | For | ||||||||||
| 1D. | Election of Director for a term expiring in 2022: Alan N. Harris | Management | For | For | ||||||||||
| 1E. | Election of Director for a term expiring in 2022: Mario Longhi | Management | For | For | ||||||||||
| 1F. | Election of Director for a term expiring in 2022: William J. Marrazzo | Management | For | For | ||||||||||
| 1G. | Election of Director for a term expiring in 2022: Cindy J. Miller | Management | For | For | ||||||||||
| 1H. | Election of Director for a term expiring in 2022: Kelly A. Romano | Management | For | For | ||||||||||
| 1I. | Election of Director for a term expiring in 2022: James B. Stallings, Jr. | Management | For | For | ||||||||||
| 1J. | Election of Director for a term expiring in 2022: John L. Walsh | Management | For | For | ||||||||||
| 2. | Advisory Vote on Executive Compensation. | Management | For | For | ||||||||||
| 3. | Approval of the Company's 2021 Incentive Award Plan. | Management | Against | Against | ||||||||||
| 4. | Ratification of Independent Registered Public Accounting Firm for 2021. | Management | For | For | ||||||||||
| SNAM S.P.A. | ||||||||||||||
| Security | T8578N103 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 02-Feb-2021 | ||||||||||||
| ISIN | IT0003153415 | Agenda | 713490439 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| E.1 | TO MODIFY THE ARTICLE 2 (INCORPORATION AND PURPOSE OF THE COMPANY) OF THE BY-LAWS. RESOLUTIONS RELATED THERETO | Management | No Action | |||||||||||
| E.2 | TO MODIFY THE ARTICLE 12 (SHAREHOLDERS MEETINGS) OF THE BY-LAWS. RESOLUTIONS RELATED THERETO | Management | No Action | |||||||||||
| E.3 | TO MODIFY THE ARTICLES 13 (BOARD OF DIRECTORS) AND 24 (TRANSITIONAL CLAUSE) OF THE BY-LAWS. RESOLUTIONS RELATED THERETO | Management | No Action | |||||||||||
| CMMT | 30 DEC 2020: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE. THANK YOU | Non-Voting | ||||||||||||
| CMMT | 05 JAN 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENTS.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||||
| CMMT | 05 JAN 2021: PLEASE NOTE THAT THERE IS WITHDRAWAL RIGHTS FOR THIS MEETING.-PLEASE CONTACT YOUR CUSTODIAN CORPORATE ACTIONS TEAM FOR FURTHER INFORMATION | Non-Voting | ||||||||||||
| ATMOS ENERGY CORPORATION | ||||||||||||||
| Security | 049560105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ATO | Meeting Date | 03-Feb-2021 | |||||||||||
| ISIN | US0495601058 | Agenda | 935318091 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1A. | Election Of Director: J. Kevin Akers | Management | For | For | ||||||||||
| 1B. | Election Of Director: Robert W. Best | Management | For | For | ||||||||||
| 1C. | Election Of Director: Kim R. Cocklin | Management | For | For | ||||||||||
| 1D. | Election Of Director: Kelly H. Compton | Management | For | For | ||||||||||
| 1E. | Election Of Director: Sean Donohue | Management | For | For | ||||||||||
| 1F. | Election Of Director: Rafael G. Garza | Management | For | For | ||||||||||
| 1G. | Election Of Director: Richard K. Gordon | Management | For | For | ||||||||||
| 1H. | Election Of Director: Robert C. Grable | Management | For | For | ||||||||||
| 1I. | Election Of Director: Nancy K. Quinn | Management | For | For | ||||||||||
| 1J. | Election Of Director: Richard A. Sampson | Management | For | For | ||||||||||
| 1K. | Election Of Director: Stephen R. Springer | Management | For | For | ||||||||||
| 1L. | Election Of Director: Diana J. Walters | Management | For | For | ||||||||||
| 1M. | Election Of Director: Richard Ware II | Management | For | For | ||||||||||
| 1N. | Election Of Director: Frank Yoho | Management | For | For | ||||||||||
| 2. | Proposal to amend the Company's 1998 Long-Term Incentive Plan. | Management | For | For | ||||||||||
| 3. | Proposal to ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for fiscal 2021. | Management | For | For | ||||||||||
| 4. | Proposal for an advisory vote by shareholders to approve the compensation of the Company's named executive officers for fiscal 2020 ("Say-on-Pay"). | Management | For | For | ||||||||||
| MUELLER WATER PRODUCTS, INC. | ||||||||||||||
| Security | 624758108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MWA | Meeting Date | 09-Feb-2021 | |||||||||||
| ISIN | US6247581084 | Agenda | 935318180 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1A. | Election of Director: Shirley C. Franklin | Management | For | For | ||||||||||
| 1B. | Election of Director: Scott Hall | Management | For | For | ||||||||||
| 1C. | Election of Director: Thomas J. Hansen | Management | For | For | ||||||||||
| 1D. | Election of Director: Jerry W. Kolb | Management | For | For | ||||||||||
| 1E. | Election of Director: Mark J. O'Brien | Management | For | For | ||||||||||
| 1F. | Election of Director: Christine Ortiz | Management | For | For | ||||||||||
| 1G. | Election of Director: Bernard G. Rethore | Management | For | For | ||||||||||
| 1H. | Election of Director: Lydia W. Thomas | Management | For | For | ||||||||||
| 1I. | Election of Director: Michael T. Tokarz | Management | For | For | ||||||||||
| 1J. | Election of Director: Stephen C. Van Arsdell | Management | For | For | ||||||||||
| 2. | To approve, on an advisory basis, the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
| 3. | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2021. | Management | For | For | ||||||||||
| PNM RESOURCES, INC. | ||||||||||||||
| Security | 69349H107 | Meeting Type | Special | |||||||||||
| Ticker Symbol | PNM | Meeting Date | 12-Feb-2021 | |||||||||||
| ISIN | US69349H1077 | Agenda | 935324397 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | Approve the Agreement and Plan of Merger, dated as of October 20, 2020, as it may be amended from time to time, or the merger agreement, by and among PNM Resources, Inc. (the Company), Avangrid, Inc. and NM Green Holdings, Inc. | Management | For | For | ||||||||||
| 2. | Approve, by non-binding, advisory vote, certain existing compensation arrangements for the Company's named executive officers in connection with the merger contemplated by the merger agreement. | Management | For | For | ||||||||||
| 3. | Approve one or more adjournments of the special meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the merger agreement. | Management | For | For | ||||||||||
| MOBILE TELESYSTEMS PJSC | ||||||||||||||
| Security | 607409109 | Meeting Type | Special | |||||||||||
| Ticker Symbol | MBT | Meeting Date | 15-Feb-2021 | |||||||||||
| ISIN | US6074091090 | Agenda | 935327874 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1A. | On reorganization of MTS PJSC in the form of Incorporation of STV LLC by MTS PJSC. EFFECTIVE NOVEMBER 6, 2013, HOLDERS OF RUSSIAN SECURITIES ARE REQUIRED TO DISCLOSE THEIR NAME, ADDRESS NUMBER OR SHARES AND THE MANNER OF THE VOTE AS A CONDITION TO VOTING. | Management | No Action | |||||||||||
| 1B. | On reorganization of MTS PJSC in the form of Incorporation of Stream LLC by MTS PJSC. | Management | No Action | |||||||||||
| 1C. | On reorganization of MTS PJSC in the form of Incorporation of Cloud Retail LLC. | Management | No Action | |||||||||||
| 1D. | On reorganization of MTS PJSC in the form of Incorporation of Cloud Retail Plus LLC in MTS PJSC. | Management | No Action | |||||||||||
| 1E. | On reorganization of MTS PJSC in the form of Incorporation of MCN-Balashikha LLC by MTS PJSC. | Management | No Action | |||||||||||
| 1F. | On reorganization of MTS PJSC in the form of Incorporation of NPO PROGTECH JSC by MTS PJSC. | Management | No Action | |||||||||||
| 2A. | Amend the Charter of MTS PJSC with regard to reorganization in the form of STV LLC acquisition by MTS PJSC. | Management | No Action | |||||||||||
| 2B. | Amend the Charter of MTS PJSC with regard to reorganization in the form of Stream LLC acquisition by MTS PJSC. | Management | No Action | |||||||||||
| 2C. | Amend the Charter of MTS PJSC with regard to reorganization in the form of Cloud Retail LLC acquisition by MTS PJSC. | Management | No Action | |||||||||||
| 2D. | Amend the Charter of MTS PJSC with regard to reorganization in the form of Cloud Retail Plus LLC acquisition by MTS PJSC. | Management | No Action | |||||||||||
| 2E. | Amend the Charter of MTS PJSC with regard to reorganization in the form of MCN-Balashikha LLC acquisition by MTS PJSC. | Management | No Action | |||||||||||
| 2F. | Amend the Charter of MTS PJSC with regard to reorganization in the form of NPO PROGTECH JSC acquisition by MTS PJSC. | Management | No Action | |||||||||||
| 3A. | On the participation of MTS PJSC in non-profit organizations: Make a decision on the participation of MTS PJSC in the Union of Constructors of Communication and Information Technology Facilities StroySvyazTelecom (Moscow). | Management | No Action | |||||||||||
| 3B. | On the participation of MTS PJSC in non-profit organizations: Make a decision on the participation of MTS PJSC in the Interregional Industrial Association of Employers "Union of Designers of Infocommunication Facilities "ProektSvyazTelecom" (Moscow). | Management | No Action | |||||||||||
| 4. | On approval of the new version of the Regulations on the Board of Directors of MTS PJSC. | Management | No Action | |||||||||||
| 5. | On approval of the new version of the Regulations on the Management Board of MTS PJSC. | Management | No Action | |||||||||||
| 6. | On approval of the new version of the Regulations on the President of MTS PJSC. | Management | No Action | |||||||||||
| 7. | On approval of the new version of the Regulations on the Audit Commission of MTS PJSC. | Management | No Action | |||||||||||
| EVOQUA WATER TECHNOLOGIES CORP. | ||||||||||||||
| Security | 30057T105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | AQUA | Meeting Date | 16-Feb-2021 | |||||||||||
| ISIN | US30057T1051 | Agenda | 935320882 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Gary A. Cappeline | For | For | |||||||||||
| 2 | Lisa Glatch | For | For | |||||||||||
| 3 | Brian R. Hoesterey | For | For | |||||||||||
| 4 | Vinay Kumar | For | For | |||||||||||
| 2. | Approval, on an advisory basis, of the compensation of our named executive officers; and | Management | For | For | ||||||||||
| 3. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending September 30, 2021. | Management | For | For | ||||||||||
| MATTHEWS INTERNATIONAL CORPORATION | ||||||||||||||
| Security | 577128101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MATW | Meeting Date | 18-Feb-2021 | |||||||||||
| ISIN | US5771281012 | Agenda | 935328294 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Joseph C. Bartolacci | For | For | |||||||||||
| 2 | Katherine E. Dietze | For | For | |||||||||||
| 3 | Lillian D. Etzkorn | For | For | |||||||||||
| 4 | Morgan K. O'Brien | For | For | |||||||||||
| 2. | Ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm to audit the records of the Company for the fiscal year ending September 30, 2021. | Management | For | For | ||||||||||
| 3. | Provide an advisory (non-binding) vote on the executive compensation of the Company's named executive officers. | Management | For | For | ||||||||||
| AHLSTROM-MUNKSJO OYJ | ||||||||||||||
| Security | X0035T109 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 19-Feb-2021 | ||||||||||||
| ISIN | FI4000048418 | Agenda | 713572457 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||||
| CMMT | A POA IS NEEDED TO APPOINT OWN REPRESENTATIVE BUT IS NOT NEEDED IF A FINNISH-SUB/BANK IS APPOINTED EXCEPT IF THE SHAREHOLDER IS FINNISH THEN A POA WOULD- STILL BE REQUIRED. | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| 1 | OPENING OF THE MEETING | Non-Voting | ||||||||||||
| 2 | CALLING THE MEETING TO ORDER | Non-Voting | ||||||||||||
| 3 | ELECTION OF PERSONS TO SCRUTINIZE THE MINUTES AND TO SUPERVISE THE COUNTING-OF VOTES | Non-Voting | ||||||||||||
| 4 | RECORDING THE LEGALITY OF THE MEETING | Non-Voting | ||||||||||||
| 5 | RECORDING THE ATTENDANCE AT THE MEETING AND ADOPTION OF THE LIST OF VOTES | Non-Voting | ||||||||||||
| 6 | RESOLUTION ON THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 7 | CHANGES TO THE COMPOSITION OF THE BOARD OF DIRECTORS: REELECT ALEXANDER EHRNROOTH AND LASSE HEINONEN AS DIRECTORS ELECT HALVOR MEYER HORTEN, PETER SELIGSON, IVANO SESSA, MICHAEL SIEFKE AND KARL-HENRIK SUNDSTROM AS NEW DIRECTORS | Management | No Action | |||||||||||
| 8 | RESOLUTION ON THE REMUNERATION OF THE MEMBERS OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 9 | RESOLUTION ON THE DISBANDMENT OF THE SHAREHOLDERS' NOMINATION BOARD | Management | No Action | |||||||||||
| 10 | RESOLUTION TO AMEND THE AUTHORISATION OF THE BOARD OF DIRECTORS TO RESOLVE ON THE ISSUANCE OF SHARES AND SPECIAL RIGHTS ENTITLING TO SHARES GRANTED BY THE ANNUAL GENERAL MEETING OF AHLSTROM-MUNKSJ HELD ON MARCH 25, 2020 | Management | No Action | |||||||||||
| 11 | RESOLUTION TO INSTRUCT THE BOARD OF DIRECTORS OF AHLSTROM-MUNKSJ TO INVESTIGATE WHETHER IT WOULD BE IN THE INTEREST OF THE COMPANY TO CHANGE ITS DOMICILE FROM HELSINKI TO ANOTHER EU COUNTRY, INCLUDING CHANGING ITS CORPORATE FORM TO A SOCIETAS EUROPAEA | Management | No Action | |||||||||||
| CMMT | 03 FEB 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO NON-VOTABLE-RESOLUTION 12. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| CMMT | 27 JAN 2021: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE. THANK YOU | Non-Voting | ||||||||||||
| 12 | CLOSING OF THE MEETING | Non-Voting | ||||||||||||
| COMPANIA DE SANEAMENTO DE MINAS GERAIS - COPASA MG | ||||||||||||||
| Security | P28269101 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 24-Feb-2021 | ||||||||||||
| ISIN | BRCSMGACNOR5 | Agenda | 713597992 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET (DEPENDANT UPON THE AVAILABILITY AND USAGE OF THE- REMOTE VOTING PLATFORM). ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE- REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
| 1 | THE OPENING OF AN ADMINISTRATIVE BIDDING PROCESS, IN REFERENCE TO THE ACQUISITION OF ELECTRIC POWER FROM THE FREE CONTRACTING ENVIRONMENT, WHICH IS KNOWN AS ACL, FOR FIVE UNITS SERVED AT HIGH VOLTAGE, WATER TREATMENT STATION, ETA, RIO DAS VELHAS, TREATED WATER PUMPING STATION, EAT 2 VARGEM DAS FLORES, ETA RIO MANSO, SEWAGE TREATMENT STATION, ETE ARRUDAS, AND EAT 5 SISTEMA SERRA AZUL | Management | No Action | |||||||||||
| CMMT | 11 FEB 2021: PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME-AGENDA ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST-AND/ OR ABSTAIN ARE ALLOWED. THANK YOU | Non-Voting | ||||||||||||
| CMMT | 11 FEB 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| TETRA TECH, INC. | ||||||||||||||
| Security | 88162G103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TTEK | Meeting Date | 24-Feb-2021 | |||||||||||
| ISIN | US88162G1031 | Agenda | 935323941 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1A. | Election of Director: Dan L. Batrack | Management | For | For | ||||||||||
| 1B. | Election of Director: Gary R. Birkenbeuel | Management | For | For | ||||||||||
| 1C. | Election of Director: Patrick C. Haden | Management | For | For | ||||||||||
| 1D. | Election of Director: J. Christopher Lewis | Management | For | For | ||||||||||
| 1E. | Election of Director: Joanne M. Maguire | Management | For | For | ||||||||||
| 1F. | Election of Director: Kimberly E. Ritrievi | Management | For | For | ||||||||||
| 1G. | Election of Director: J. Kenneth Thompson | Management | For | For | ||||||||||
| 1H. | Election of Director: Kirsten M. Volpi | Management | For | For | ||||||||||
| 2. | To approve, on an advisory basis, the Company's executive compensation. | Management | For | For | ||||||||||
| 3. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for fiscal year 2021. | Management | For | For | ||||||||||
| ORSTED | ||||||||||||||
| Security | K7653Q105 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 01-Mar-2021 | ||||||||||||
| ISIN | DK0060094928 | Agenda | 713588993 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | IN THE MAJORITY OF MEETINGS THE VOTES ARE CAST WITH THE REGISTRAR WHO WILL-FOLLOW CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE OF MEETINGS THERE IS NO-REGISTRAR AND CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN OF THE BOARD OR A-BOARD MEMBER AS PROXY. CLIENTS CAN ONLY EXPECT THEM TO ACCEPT PRO-MANAGEMENT-VOTES. THE ONLY WAY TO GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES ARE-REPRESENTED AT THE MEETING IS TO SEND YOUR OWN REPRESENTATIVE OR ATTEND THE-MEETING IN PERSON. THE SUB CUSTODIAN BANKS OFFER REPRESENTATION SERVICES FOR- AN ADDED FEE IF REQUESTED. THANK YOU | Non-Voting | ||||||||||||
| CMMT | PLEASE BE ADVISED THAT SPLIT AND PARTIAL VOTING IS NOT AUTHORISED FOR A-BENEFICIAL OWNER IN THE DANISH MARKET. PLEASE CONTACT YOUR GLOBAL CUSTODIAN-FOR FURTHER INFORMATION. | Non-Voting | ||||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN'-ONLY FOR RESOLUTION NUMBERS 9.1 TO 9.9 AND 11. THANK YOU | Non-Voting | ||||||||||||
| 1 | REPORT BY THE BOARD OF DIRECTORS | Non-Voting | ||||||||||||
| 2 | PRESENTATION OF THE AUDITED ANNUAL REPORT FOR APPROVAL | Management | No Action | |||||||||||
| 3 | PRESENTATION OF THE REMUNERATION REPORT FOR ADVISORY VOTE | Management | No Action | |||||||||||
| 4 | PROPOSAL TO DISCHARGE THE BOARD OF DIRECTORS AND THE EXECUTIVE BOARD FROM THEIR LIABILITIES | Management | No Action | |||||||||||
| 5 | PROPOSAL FOR THE APPROPRIATION OF THE PROFIT ACCORDING TO THE APPROVED ANNUAL REPORT | Management | No Action | |||||||||||
| 6 | PROPOSAL FROM THE BOARD OF DIRECTORS FOR AUTHORIZATION TO ACQUIRE TREASURY SHARES | Management | No Action | |||||||||||
| 7.1 | PROPOSAL FROM THE BOARD OF DIRECTORS: ADOPTION OF AN AMENDMENT OF THE REMUNERATION POLICY TO AUTHORISE THE BOARD OF DIRECTORS TO IMPLEMENT A SCHEME FOR INDEMNIFICATION OF THE BOARD OF DIRECTORS AND THE EXECUTIVE BOARD | Management | No Action | |||||||||||
| 7.2 | PROPOSAL FROM THE BOARD OF DIRECTORS: ADOPTION OF AN AMENDMENT OF THE REMUNERATION POLICY TO ALLOW FOR A FIXED ANNUAL TRAVEL COMPENSATION FOR BOARD MEMBERS RESIDING OUTSIDE EUROPE | Management | No Action | |||||||||||
| 7.3 | PROPOSAL FROM THE BOARD OF DIRECTORS: ADOPTION OF AN AUTHORISATION IN THE ARTICLES OF ASSOCIATION TO CONDUCT COMPLETELY ELECTRONIC GENERAL MEETINGS | Management | No Action | |||||||||||
| 7.4 | PROPOSAL FROM THE BOARD OF DIRECTORS: GRANT OF AUTHORISATION | Management | No Action | |||||||||||
| 8 | ANY PROPOSALS FROM THE SHAREHOLDERS (NO PROPOSALS) | Non-Voting | ||||||||||||
| 9.1 | ELECTION OF EIGHT MEMBERS OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 9.2 | RE-ELECTION OF THOMAS THUNE ANDERSEN AS CHAIRMAN OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 9.3 | RE-ELECTION OF LENE SKOLE AS DEPUTY CHAIRMAN OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 9.4 | RE-ELECTION OF LYNDA ARMSTRONG AS MEMBER OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 9.5 | RE-ELECTION OF JORGEN KILDAHL AS MEMBER OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 9.6 | RE-ELECTION OF PETER KORSHOLM AS MEMBER OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 9.7 | RE-ELECTION OF DIETER WEMMER AS MEMBER OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 9.8 | ELECTION OF JULIA KING, BARONESS BROWN OF CAMBRIDGE, AS NEW MEMBER OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 9.9 | ELECTION OF HENRIK POULSEN AS NEW MEMBER OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 10 | DETERMINATION OF THE REMUNERATION PAYABLE TO THE BOARD OF DIRECTORS FOR THE FINANCIAL YEAR 2021 | Management | No Action | |||||||||||
| 11 | RE-ELECTION OF PRICEWATERHOUSECOOPERS STATSAUTORISERET REVISIONSPARTNERSELSKAB AS AUDITOR | Management | No Action | |||||||||||
| 12 | ANY OTHER BUSINESS | Non-Voting | ||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE. THANK YOU | Non-Voting | ||||||||||||
| CMMT | 05 FEB 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE- BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS- MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE- TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST- SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY- PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | ||||||||||||
| CMMT | 05 FEB 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| NATIONAL FUEL GAS COMPANY | ||||||||||||||
| Security | 636180101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | NFG | Meeting Date | 11-Mar-2021 | |||||||||||
| ISIN | US6361801011 | Agenda | 935329626 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | David H. Anderson | For | For | |||||||||||
| 2 | David P. Bauer | For | For | |||||||||||
| 3 | Barbara M. Baumann | For | For | |||||||||||
| 4 | Rebecca Ranich | Withheld | Against | |||||||||||
| 2. | Advisory approval of named executive officer compensation | Management | For | For | ||||||||||
| 3. | Approval of an amendment of the Restated Certificate of Incorporation to declassify the Board of Directors | Management | For | For | ||||||||||
| 4. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for fiscal 2021 | Management | For | For | ||||||||||
| SIEMENS GAMESA RENEWABLE ENERGY SA | ||||||||||||||
| Security | E8T87A100 | Meeting Type | Ordinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 17-Mar-2021 | ||||||||||||
| ISIN | ES0143416115 | Agenda | 713602058 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A-SECOND CALL ON 18 MAR 2021. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL-REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU | Non-Voting | ||||||||||||
| 1 | EXAMINATION AND APPROVAL, IF APPROPRIATE, OF THE INDIVIDUAL ANNUAL ACCOUNTS (BALANCE SHEET, PROFIT AND LOSS ACCOUNT, STATEMENT OF CHANGES IN SHAREHOLDERS EQUITY, STATEMENT OF CASH FLOWS AND NOTES OF SIEMENS GAMESA RENEWABLE ENERGY, SOCIEDAD ANONIMA, AS WELL AS OF THE CONSOLIDATED ANNUAL ACCOUNTS OF THE COMPANY AND ITS SUBSIDIARIES BALANCE SHEET, PROFIT AND LOSS ACCOUNT, STATEMENT OF CHANGES IN SHAREHOLDERS EQUITY, STATEMENT OF CASH FLOWS AND NOTES, FOR THE FINANCIAL YEAR ENDED ON 30 SEPTEMBER 2020 | Management | No Action | |||||||||||
| 2 | EXAMINATION AND APPROVAL, IF APPROPRIATE, OF THE INDIVIDUAL MANAGEMENT REPORT OF SIEMENS GAMESA RENEWABLE ENERGY, SOCIEDAD ANONIMA AND OF THE CONSOLIDATED MANAGEMENT REPORT OF THE COMPANY AND ITS SUBSIDIARIES FOR THE FINANCIAL YEAR ENDED ON 30 SEPTEMBER 2020 | Management | No Action | |||||||||||
| 3 | EXAMINATION AND APPROVAL, IF APPROPRIATE, OF THE CONSOLIDATED STATEMENT OF NON FINANCIAL INFORMATION OF SIEMENS GAMESA RENEWABLE ENERGY, SOCIEDAD ANONIMA FOR THE FINANCIAL YEAR ENDED ON 30 SEPTEMBER 2020 | Management | No Action | |||||||||||
| 4 | EXAMINATION AND APPROVAL, IF APPROPRIATE, OF THE CORPORATE MANAGEMENT AND THE ACTIVITIES OF THE BOARD OF DIRECTORS DURING THE FINANCIAL YEAR ENDED ON 30 SEPTEMBER 2020 | Management | No Action | |||||||||||
| 5 | EXAMINATION AND APPROVAL, IF APPROPRIATE, OF THE PROPOSED ALLOCATION OF PROFITS LOSSES OF SIEMENS GAMESA RENEWABLE ENERGY, SOCIEDAD ANONIMA FOR THE FINANCIAL YEAR ENDED ON 30 SEPTEMBER 2020 | Management | No Action | |||||||||||
| 6 | RATIFICATION OF THE APPOINTMENT BY CO OPTION AND RE ELECTION OF MR TIM DAWIDOWSKY AS A DIRECTOR OF SIEMENS GAMESA RENEWABLE ENERGY, SOCIEDAD ANONIMA, WITH THE CLASSIFICATION OF PROPRIETARY NON EXECUTIVE DIRECTOR, FOR THE BYLAW MANDATED FOUR YEAR TERM | Management | No Action | |||||||||||
| 7 | RE ELECTION OF MS MARIEL VON SCHUMANN AS A DIRECTOR OF SIEMENS GAMESA RENEWABLE ENERGY, SOCIEDAD ANONIMA, WITH THE CLASSIFICATION OF PROPRIETARY NON EXECUTIVE DIRECTOR, FOR THE BYLAW MANDATED FOUR YEAR TERM | Management | No Action | |||||||||||
| 8 | RE ELECTION OF MR KLAUS ROSENFELD AS A DIRECTOR OF SIEMENS GAMESA RENEWABLE ENERGY, SOCIEDAD ANONIMA, WITH THE CLASSIFICATION OF INDEPENDENT NON EXECUTIVE DIRECTOR, FOR THE BYLAW MANDATED FOUR YEAR TERM | Management | No Action | |||||||||||
| 9 | RE ELECTION OF ERNST AND YOUNG, SOCIEDAD LIMITADA AS STATUTORY AUDITOR OF SIEMENS GAMESA RENEWABLE ENERGY, SOCIEDAD ANONIMA AND OF ITS CONSOLIDATED GROUP FOR FINANCIAL YEAR 2021 | Management | No Action | |||||||||||
| 10 | APPROVAL OF A NEW POLICY OF REMUNERATION OF DIRECTORS OF SIEMENS GAMESA RENEWABLE ENERGY, SOCIEDAD ANONIMA FOR FINANCIAL YEARS 2022, 2023 AND 2024 | Management | No Action | |||||||||||
| 11 | EXAMINATION AND APPROVAL, IF APPROPRIATE, OF A LONG TERM INCENTIVE PLAN FOR THE PERIOD FROM FISCAL YEAR 2021 THROUGH 2023, INVOLVING THE DELIVERY OF SHARES OF THE COMPANY AND TIED TO THE ACHIEVEMENT OF CERTAIN STRATEGIC OBJECTIVES, ADDRESSED TO THE CEO, TOP MANAGEMENT, CERTAIN SENIOR MANAGERS AND EMPLOYEES OF SIEMENS GAMESA RENEWABLE ENERGY, SOCIEDAD ANONIMA AND, IF APPROPRIATE, OF THE SUBSIDIARIES, AND DELEGATION OF POWERS TO THE BOARD OF DIRECTORS, WITH EXPRESS POWER OF SUBSTITUTION, TO IMPLEMENT, ELABORATE ON, FORMALISE AND CARRY OUT SUCH REMUNERATION SYSTEM | Management | No Action | |||||||||||
| 12 | DELEGATION OF POWERS FOR THE FORMALISATION AND IMPLEMENTATION OF ALL THE RESOLUTIONS ADOPTED BY THE SHAREHOLDERS AT THE GENERAL MEETING OF SHAREHOLDERS, FOR THE CONVERSION THEREOF INTO A PUBLIC INSTRUMENT AND FOR THE INTERPRETATION, CORRECTION, SUPPLEMENTATION OR FURTHER DEVELOPMENT THEREOF UNTIL ALL REQUIRED REGISTRATIONS ARE ACCOMPLISHED | Management | No Action | |||||||||||
| 13 | CONSULTATIVE VOTE ON THE ANNUAL REPORT ON REMUNERATION OF DIRECTORS OF SIEMENS GAMESA RENEWABLE ENERGY, SOCIEDAD ANONIMA FOR FINANCIAL YEAR 2020 | Management | No Action | |||||||||||
| CMMT | 03 MAR 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE- BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS- MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE- TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST- SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY- PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | ||||||||||||
| CMMT | 03 MAR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| FOMENTO ECONOMICO MEXICANO S.A.B. DE CV | ||||||||||||||
| Security | 344419106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | FMX | Meeting Date | 24-Mar-2021 | |||||||||||
| ISIN | US3444191064 | Agenda | 935341785 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| I | Report of the chief executive officer of the Company, which includes the financial statements of the Company for the 2020 fiscal year; opinion of the Board of Directors of the Company regarding the content of the report of the chief executive officer; reports of the Board of Directors of the Company regarding the main policies and accounting and information criteria applied during the preparation of the Company's financial information, including the report of the ..(Due to space limits, see proxy material for full proposal). | Management | Abstain | |||||||||||
| II | Application of the results for the 2020 fiscal year of the Company, which will include a dividend declaration and payment in cash, in Mexican pesos. | Management | For | |||||||||||
| III | Determination of the maximum amount to be allocated for the Company's stock repurchase fund kept pursuant to article 56 subsection IV of the Law. | Management | For | |||||||||||
| IV | Election of the members of the Board of Directors and secretaries of the Company, qualification of their independence, in accordance with the Law, and resolution with respect to their remuneration. | Management | For | |||||||||||
| V | Election of members of the following Committees: (i) Strategy and Finance, (ii) Audit, and (iii) Corporate Practices of the Company; appointment of each of their respective chairman, and resolution with respect to their remuneration. | Management | For | |||||||||||
| VI | Appointment of delegates for the formalization of the Meeting's resolutions. | Management | For | |||||||||||
| VII | Reading and, if applicable, approval of the Meeting's minute. | Management | For | |||||||||||
| ESSITY AB | ||||||||||||||
| Security | W3R06F100 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 25-Mar-2021 | ||||||||||||
| ISIN | SE0009922164 | Agenda | 713618710 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | ||||||||||||
| CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 522050 DUE TO RECEIPT OF-SPLITTING OF RESOLUTION 10. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL-BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK-YOU | Non-Voting | ||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE. THANK YOU | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS-DAY PRIOR TO MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO- BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW-ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED-MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE-THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR-FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE-SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | ||||||||||||
| 1 | ELECTION OF CHAIRMAN OF THE MEETING: EVA HAGG | Non-Voting | ||||||||||||
| 2 | ELECTION OF TWO PERSONS TO CHECK THE MINUTES: MADELEINE WALLMARK AND ANDERS- OSCARSSON | Non-Voting | ||||||||||||
| 3 | PREPARATION AND APPROVAL OF THE VOTING LIST | Non-Voting | ||||||||||||
| 4 | DETERMINATION OF WHETHER THE MEETING HAS BEEN DULY CONVENED | Non-Voting | ||||||||||||
| 5 | APPROVAL OF THE AGENDA | Non-Voting | ||||||||||||
| 6 | PRESENTATION OF THE ANNUAL REPORT AND THE AUDITOR'S REPORT AND THE-CONSOLIDATED FINANCIAL STATEMENTS AND THE AUDITOR'S REPORT ON THE-CONSOLIDATED FINANCIAL STATEMENTS | Non-Voting | ||||||||||||
| 7.A | RESOLUTION ON: ADOPTION OF THE INCOME STATEMENT AND BALANCE SHEET, AND OF THE CONSOLIDATED INCOME STATEMENT AND THE CONSOLIDATED BALANCE SHEET | Management | No Action | |||||||||||
| 7.B | RESOLUTION ON: APPROPRIATIONS OF THE COMPANY'S EARNINGS UNDER THE ADOPTED BALANCE SHEET AND RECORD DATE FOR DIVIDEND: THE BOARD OF DIRECTORS PROPOSES A DIVIDEND FOR THE FINANCIAL YEAR 2020 OF SEK 6.75 PER SHARE. AS RECORD DATE FOR THE | Management | No Action | |||||||||||
| DIVIDEND, THE BOARD OF DIRECTORS PROPOSES MONDAY, 29 MARCH 2021. IF THE MEETING RESOLVES IN ACCORDANCE WITH THIS PROPOSAL, THE DIVIDEND IS EXPECTED TO BE DISTRIBUTED BY EUROCLEAR SWEDEN AB ON THURSDAY, 1 APRIL 2021 | ||||||||||||||
| 7.C.1 | RESOLUTION ON: DISCHARGE FROM PERSONAL LIABILITY OF THE BOARD OF DIRECTORS AND THE PRESIDENT FOR 2020: EWA BJORLING | Management | No Action | |||||||||||
| 7.C.2 | RESOLUTION ON: DISCHARGE FROM PERSONAL LIABILITY OF THE BOARD OF DIRECTORS AND THE PRESIDENT FOR 2020: PAR BOMAN | Management | No Action | |||||||||||
| 7.C.3 | RESOLUTION ON: DISCHARGE FROM PERSONAL LIABILITY OF THE BOARD OF DIRECTORS AND THE PRESIDENT FOR 2020: MAIJA-LIISA FRIMAN | Management | No Action | |||||||||||
| 7.C.4 | RESOLUTION ON: DISCHARGE FROM PERSONAL LIABILITY OF THE BOARD OF DIRECTORS AND THE PRESIDENT FOR 2020: ANNEMARIE GARDSHOL | Management | No Action | |||||||||||
| 7.C.5 | RESOLUTION ON: DISCHARGE FROM PERSONAL LIABILITY OF THE BOARD OF DIRECTORS AND THE PRESIDENT FOR 2020: MAGNUS GROTH | Management | No Action | |||||||||||
| 7.C.6 | RESOLUTION ON: DISCHARGE FROM PERSONAL LIABILITY OF THE BOARD OF DIRECTORS AND THE PRESIDENT FOR 2020: SUSANNA LIND | Management | No Action | |||||||||||
| 7.C.7 | RESOLUTION ON: DISCHARGE FROM PERSONAL LIABILITY OF THE BOARD OF DIRECTORS AND THE PRESIDENT FOR 2020: BERT NORDBERG | Management | No Action | |||||||||||
| 7.C.8 | RESOLUTION ON: DISCHARGE FROM PERSONAL LIABILITY OF THE BOARD OF DIRECTORS AND THE PRESIDENT FOR 2020: LOUISE SVANBERG | Management | No Action | |||||||||||
| 7.C.9 | RESOLUTION ON: DISCHARGE FROM PERSONAL LIABILITY OF THE BOARD OF DIRECTORS AND THE PRESIDENT FOR 2020: ORJAN SVENSSON | Management | No Action | |||||||||||
| 7.C10 | RESOLUTION ON: DISCHARGE FROM PERSONAL LIABILITY OF THE BOARD OF DIRECTORS AND THE PRESIDENT FOR 2020: LARS REBIEN SORENSEN | Management | No Action | |||||||||||
| 7.C11 | RESOLUTION ON: DISCHARGE FROM PERSONAL LIABILITY OF THE BOARD OF DIRECTORS AND THE PRESIDENT FOR 2020: BARBARA MILIAN THORALFSSON | Management | No Action | |||||||||||
| 7.C12 | RESOLUTION ON: DISCHARGE FROM PERSONAL LIABILITY OF THE BOARD OF DIRECTORS AND THE PRESIDENT FOR 2020: NICLAS THULIN | Management | No Action | |||||||||||
| 7.C13 | RESOLUTION ON: DISCHARGE FROM PERSONAL LIABILITY OF THE BOARD OF DIRECTORS AND THE PRESIDENT FOR 2020: MAGNUS GROTH (AS PRESIDENT) | Management | No Action | |||||||||||
| CMMT | PLEASE NOTE THAT RESOLUTIONS 8 TO 13 ARE PROPOSED BY NOMINATION COMMITTEE AND- BOARD DOES NOT MAKE ANY RECOMMENDATION ON THESE PROPOSALS. THE STANDING- INSTRUCTIONS ARE DISABLED FOR THIS MEETING | Non-Voting | ||||||||||||
| 8 | RESOLUTION ON THE NUMBER OF DIRECTORS AND DEPUTY DIRECTORS: NINE WITH NO DEPUTY DIRECTORS | Management | No Action | |||||||||||
| 9 | RESOLUTION ON THE NUMBER OF AUDITORS AND DEPUTY AUDITORS: ONE WITH NO DEPUTY AUDITOR | Management | No Action | |||||||||||
| 10.A | REMUNERATION TO THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 10.B | REMUNERATION TO THE AUDITOR | Management | No Action | |||||||||||
| 11.A | RE-ELECTION OF DIRECTOR: EWA BJORLING | Management | No Action | |||||||||||
| 11.B | RE-ELECTION OF DIRECTOR: PAR BOMAN | Management | No Action | |||||||||||
| 11.C | RE-ELECTION OF DIRECTOR: ANNEMARIE GARDSHOL | Management | No Action | |||||||||||
| 11.D | RE-ELECTION OF DIRECTOR: MAGNUS GROTH | Management | No Action | |||||||||||
| 11.E | RE-ELECTION OF DIRECTOR: BERT NORDBERG | Management | No Action | |||||||||||
| 11.F | RE-ELECTION OF DIRECTOR: LOUISE SVANBERG | Management | No Action | |||||||||||
| 11.G | RE-ELECTION OF DIRECTOR: LARS REBIEN SORENSEN | Management | No Action | |||||||||||
| 11.H | RE-ELECTION OF DIRECTOR: BARBARA MILIAN THORALFSSON | Management | No Action | |||||||||||
| 11.I | NEW ELECTION OF DIRECTOR: TORBJORN LOOF | Management | No Action | |||||||||||
| 12 | ELECTION OF PAR BOMAN AS CHAIRMAN OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 13 | ELECTION OF AUDITORS AND DEPUTY AUDITORS: RE-ELECTION OF THE REGISTERED ACCOUNTING FIRM ERNST & YOUNG AB, IN ACCORDANCE WITH THE AUDIT COMMITTEE'S RECOMMENDATION, FOR THE PERIOD UNTIL THE END OF THE ANNUAL GENERAL MEETING 2022. IF ELECTED, ERNST & YOUNG AB HAS ANNOUNCED ITS APPOINTMENT OF HAMISH MABON AS AUDITOR IN CHARGE | Management | No Action | |||||||||||
| 14 | RESOLUTION ON GUIDELINES FOR REMUNERATION FOR THE SENIOR MANAGEMENT | Management | No Action | |||||||||||
| 15 | RESOLUTION ON APPROVAL OF THE BOARD'S REPORT ON REMUNERATION FOR THE SENIOR MANAGEMENT | Management | No Action | |||||||||||
| 16.A | RESOLUTION ON AUTHORISATION FOR THE BOARD OF DIRECTORS TO RESOLVE ON ACQUISITION OF OWN SHARES | Management | No Action | |||||||||||
| 16.B | RESOLUTION ON AUTHORISATION FOR THE BOARD OF DIRECTORS TO RESOLVE ON TRANSFER OF OWN SHARES ON ACCOUNT OF COMPANY ACQUISITIONS | Management | No Action | |||||||||||
| 17 | RESOLUTION ON AMENDMENTS TO THE ARTICLES OF ASSOCIATION: SECTION 1 NAME, SECTION 11 NOTICE | Management | No Action | |||||||||||
| GIVAUDAN SA | ||||||||||||||
| Security | H3238Q102 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 25-Mar-2021 | ||||||||||||
| ISIN | CH0010645932 | Agenda | 713633104 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS ARE REQUIRED FOR THIS MEETING. IF-NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED.-THANK YOU. | Non-Voting | ||||||||||||
| CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting | ||||||||||||
| 1 | APPROVAL OF THE MANAGEMENT REPORT, THE ANNUAL FINANCIAL STATEMENTS AND THE CONSOLIDATED FINANCIAL STATEMENTS 2020 | Management | No Action | |||||||||||
| 2 | CONSULTATIVE VOTE ON THE COMPENSATION REPORT 2020 | Management | No Action | |||||||||||
| 3 | APPROPRIATION OF AVAILABLE EARNINGS AND DISTRIBUTION | Management | No Action | |||||||||||
| 4 | DISCHARGE OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 5.1.1 | RE-ELECTION OF EXISTING BOARD MEMBER: MR VICTOR BALLI | Management | No Action | |||||||||||
| 5.1.2 | RE-ELECTION OF EXISTING BOARD MEMBER: PROF. DR WERNER BAUER | Management | No Action | |||||||||||
| 5.1.3 | RE-ELECTION OF EXISTING BOARD MEMBER: MS LILIAN BINER | Management | No Action | |||||||||||
| 5.1.4 | RE-ELECTION OF EXISTING BOARD MEMBER: MR MICHAEL CARLOS | Management | No Action | |||||||||||
| 5.1.5 | RE-ELECTION OF EXISTING BOARD MEMBER: MS INGRID DELTENRE | Management | No Action | |||||||||||
| 5.1.6 | RE-ELECTION OF EXISTING BOARD MEMBER: MR OLIVIER FILLIOL | Management | No Action | |||||||||||
| 5.1.7 | RE-ELECTION OF EXISTING BOARD MEMBER: MS SOPHIE GASPERMENT( BOTH, AS MEMBER AND ALSO AS CHAIRMAN OF THE BOARD OF DIRECTORS) | Management | No Action | |||||||||||
| 5.1.8 | RE-ELECTION OF EXISTING BOARD MEMBER AND ELECTION OF THE CHAIRMAN: MR CALVIN GRIEDER (BOTH, AS MEMBER AND ALSO AS CHAIRMAN OF THE BOARD OF DIRECTORS) | Management | No Action | |||||||||||
| 5.2.1 | THE BOARD OF DIRECTORS PROPOSES TO RE- ELECT THE FOLLOWING MEMBER TO THE COMPENSATION COMMITTEE, EACH FOR A TERM OF ONE YEAR UNTIL THE NEXT ANNUAL GENERAL MEETING OF SHAREHOLDERS: PROF. DR WERNER BAUER | Management | No Action | |||||||||||
| 5.2.2 | THE BOARD OF DIRECTORS PROPOSES TO RE- ELECT THE FOLLOWING MEMBER TO THE COMPENSATION COMMITTEE, EACH FOR A TERM OF ONE YEAR UNTIL THE NEXT ANNUAL GENERAL MEETING OF SHAREHOLDERS: MS INGRID DELTENRE | Management | No Action | |||||||||||
| 5.2.3 | THE BOARD OF DIRECTORS PROPOSES TO RE- ELECT THE FOLLOWING MEMBER TO THE COMPENSATION COMMITTEE, EACH FOR A TERM OF ONE YEAR UNTIL THE NEXT ANNUAL GENERAL MEETING OF SHAREHOLDERS: MR VICTOR BALLI | Management | No Action | |||||||||||
| 5.3 | RE-ELECTION OF THE INDEPENDENT VOTING RIGHTS REPRESENTATIVE: MR. MANUEL ISLER | Management | No Action | |||||||||||
| 5.4 | THE BOARD OF DIRECTORS PROPOSES TO RE- ELECT: DELOITTE SA AS THE STATUTORY AUDITORS FOR THE FINANCIAL YEAR 2021 | Management | No Action | |||||||||||
| 6.1 | PROPOSAL OF THE BOARD OF DIRECTORS: APPROVAL OF THE MAXIMUM AGGREGATE AMOUNT OF COMPENSATION OF THE BOARD OF DIRECTORS FOR THE TERM UNTIL THE 2022 ANNUAL GENERAL MEETING OF CHF 3,250,000 | Management | No Action | |||||||||||
| 6.2.1 | PROPOSAL OF THE BOARD OF DIRECTORS: APPROVAL OF THE AGGREGATE AMOUNT OF SHORT TERM VARIABLE COMPENSATION OF THE EXECUTIVE COMMITTEE FOR THE FISCAL YEAR 2020 OF CHF 4,812,783 | Management | No Action | |||||||||||
| 6.2.2 | PROPOSAL OF THE BOARD OF DIRECTORS: APPROVAL OF THE MAXIMUM AGGREGATE AMOUNT OF FIXED COMPENSATION AND LONG TERM VARIABLE COMPENSATION OF THE EXECUTIVE COMMITTEE FOR THE FISCAL YEAR 2021 OF CHF 15,400,000 | Management | No Action | |||||||||||
| ABB LTD | ||||||||||||||
| Security | H0010V101 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 25-Mar-2021 | ||||||||||||
| ISIN | CH0012221716 | Agenda | 713634031 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS ARE REQUIRED FOR THIS MEETING. IF-NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED.-THANK YOU. | Non-Voting | ||||||||||||
| 1 | APPROVAL OF THE MANAGEMENT REPORT, THE CONSOLIDATED FINANCIAL STATEMENTS AND THE ANNUAL FINANCIAL STATEMENTS FOR 2020 | Management | No Action | |||||||||||
| 2 | CONSULTATIVE VOTE ON THE 2020 COMPENSATION REPORT | Management | No Action | |||||||||||
| 3 | DISCHARGE OF THE BOARD OF DIRECTORS AND THE PERSONS ENTRUSTED WITH MANAGEMENT | Management | No Action | |||||||||||
| 4 | APPROPRIATION OF EARNINGS: DIVIDEND OF CHF 0.80 GROSS PER REGISTERED SHARE | Management | No Action | |||||||||||
| 5 | CAPITAL REDUCTION THROUGH CANCELLATION OF SHARES REPURCHASED UNDER THE SHARE BUYBACK PROGRAM | Management | No Action | |||||||||||
| 6 | RENEWAL OF AUTHORIZED SHARE CAPITAL | Management | No Action | |||||||||||
| 7.1 | BINDING VOTE ON THE MAXIMUM AGGREGATE AMOUNT OF COMPENSATION OF THE BOARD OF DIRECTORS FOR THE NEXT TERM OF OFFICE, I. E. FROM THE 2021 ANNUAL GENERAL MEETING TO THE 2022 ANNUAL GENERAL MEETING | Management | No Action | |||||||||||
| 7.2 | BINDING VOTE ON THE MAXIMUM AGGREGATE AMOUNT OF COMPENSATION OF THE EXECUTIVE COMMITTEE FOR THE FOLLOWING FINANCIAL YEAR, I. E. 2022 | Management | No Action | |||||||||||
| 8.1 | REELECT GUNNAR BROCK AS DIRECTOR | Management | No Action | |||||||||||
| 8.2 | REELECT DAVID CONSTABLE AS DIRECTOR | Management | No Action | |||||||||||
| 8.3 | REELECT FREDERICO CURADO AS DIRECTOR | Management | No Action | |||||||||||
| 8.4 | REELECT LARS FOERBERG AS DIRECTOR | Management | No Action | |||||||||||
| 8.5 | REELECT JENNIFER XIN-ZHE LI AS DIRECTOR | Management | No Action | |||||||||||
| 8.6 | REELECT GERALDINE MATCHETT AS DIRECTOR | Management | No Action | |||||||||||
| 8.7 | REELECT DAVID MELINE AS DIRECTOR | Management | No Action | |||||||||||
| 8.8 | REELECT SATISH PAI AS DIRECTOR | Management | No Action | |||||||||||
| 8.9 | REELECT JACOB WALLENBERG AS DIRECTOR | Management | No Action | |||||||||||
| 8.10 | REELECT PETER VOSER AS DIRECTOR AND BOARD CHAIRMAN | Management | No Action | |||||||||||
| 9.1 | ELECTION TO THE COMPENSATION COMMITTEE: DAVID CONSTABLE | Management | No Action | |||||||||||
| 9.2 | ELECTION TO THE COMPENSATION COMMITTEE: FREDERICO FLEURY CURADO | Management | No Action | |||||||||||
| 9.3 | ELECTION TO THE COMPENSATION COMMITTEE: JENNIFER XIN-ZHE LI | Management | No Action | |||||||||||
| 10 | ELECTION OF THE INDEPENDENT PROXY: DR. HANS ZEHNDER, ATTORNEY-AT-LAW | Management | No Action | |||||||||||
| 11 | ELECTION OF THE AUDITOR: KPMG AG, ZURICH | Management | No Action | |||||||||||
| CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting | ||||||||||||
| SK TELECOM CO., LTD. | ||||||||||||||
| Security | 78440P108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SKM | Meeting Date | 25-Mar-2021 | |||||||||||
| ISIN | US78440P1084 | Agenda | 935341329 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | Approval of Financial Statements for the 37th Fiscal Year (2020). | Management | Against | |||||||||||
| 2. | Amendments to the Articles of Incorporation. | Management | For | |||||||||||
| 3. | Grant of Stock Options. | Management | For | |||||||||||
| 4. | Appointment of an Executive Director (Ryu, Young Sang) | Management | For | |||||||||||
| 5. | Appointment of an Independent Non-executive Director to Serve as an Audit Committee Member (Yoon, Young Min). | Management | For | |||||||||||
| 6. | Approval of the Ceiling Amount of Remuneration for Directors *Proposed Ceiling Amount of the Remuneration for 8 Directors is KRW 12 billion. | Management | For | |||||||||||
| ABB LTD | ||||||||||||||
| Security | 000375204 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ABB | Meeting Date | 25-Mar-2021 | |||||||||||
| ISIN | US0003752047 | Agenda | 935341735 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | Approval of the management report, the consolidated financial statements and the annual financial statements for 2020. | Management | For | For | ||||||||||
| 2. | Consultative vote on the 2020 Compensation Report. | Management | For | For | ||||||||||
| 3. | Discharge of the Board of Directors and the persons entrusted with management. | Management | For | For | ||||||||||
| 4. | Appropriation of earnings. | Management | For | For | ||||||||||
| 5. | Capital reduction through cancellation of shares repurchased under the share buyback program. | Management | For | For | ||||||||||
| 6. | Renewal of authorized share capital. | Management | For | For | ||||||||||
| 7A. | Binding vote on the maximum aggregate amount of compensation of the Board of Directors for the next term of office, i.e. from the 2021 Annual General Meeting to the 2022 Annual General Meeting. | Management | For | For | ||||||||||
| 7B. | Binding vote on the maximum aggregate amount of compensation of the Executive Committee for the following financial year, i.e. 2022. | Management | For | For | ||||||||||
| 8A. | Election of Gunnar Brock as Director | Management | For | For | ||||||||||
| 8B. | Election of David Constable as Director | Management | For | For | ||||||||||
| 8C. | Election of Frederico Fleury Curado as Director | Management | For | For | ||||||||||
| 8D. | Election of Lars Förberg as Director | Management | Against | Against | ||||||||||
| 8E. | Election of Jennifer Xin-Zhe Li as Director | Management | For | For | ||||||||||
| 8F. | Election of Geraldine Matchett as Director | Management | For | For | ||||||||||
| 8G. | Election of David Meline as Director | Management | For | For | ||||||||||
| 8H. | Election of Satish Pai as Director | Management | For | For | ||||||||||
| 8I. | Election of Jacob Wallenberg as Director | Management | For | For | ||||||||||
| 8J. | Election of Peter Voser as Director and Chairman | Management | For | For | ||||||||||
| 9A. | Election of member to the Compensation Committee: David Constable | Management | For | For | ||||||||||
| 9B. | Election of member to the Compensation Committee: Frederico Fleury Curado | Management | For | For | ||||||||||
| 9C. | Election of member to the Compensation Committee: Jennifer Xin-Zhe Li | Management | For | For | ||||||||||
| 10. | Election of the independent proxy, Dr. Hans Zehnder. | Management | For | For | ||||||||||
| 11. | Election of the auditors, KPMG AG. | Management | For | For | ||||||||||
| 12. | In case of additional or alternative proposals to the published agenda items during the Annual General Meeting or of new agenda items, I authorize the independent proxy to act. | Management | Against | Against | ||||||||||
| KOREA ELECTRIC POWER CORPORATION | ||||||||||||||
| Security | 500631106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | KEP | Meeting Date | 25-Mar-2021 | |||||||||||
| ISIN | US5006311063 | Agenda | 935347989 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 4.1 | Approval of financial statements for the fiscal year 2020. | Management | For | For | ||||||||||
| 4.2 | Approval of the ceiling amount of remuneration for directors in 2021. | Management | For | For | ||||||||||
| 4.3 | Election of Standing Director: Kim, Tae-Ok | Management | For | For | ||||||||||
| 4.4 | Amendments on Articles of Incorporation of KEPCO. | Management | For | For | ||||||||||
| DATANG INTERNATIONAL POWER GENERATION CO LTD | ||||||||||||||
| Security | Y20020106 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 26-Mar-2021 | ||||||||||||
| ISIN | CNE1000002Z3 | Agenda | 713590215 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0205/2021020500439.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0205/2021020500427.pdf | Non-Voting | ||||||||||||
| 1 | TO CONSIDER AND APPROVE THE "RESOLUTION ON FINANCING PROPOSAL OF DATANG INTERNATIONAL AS THE PARENT COMPANY FOR THE YEAR OF 2021" | Management | For | For | ||||||||||
| 2 | TO CONSIDER AND APPROVE THE "RESOLUTION ON THE REPLACEMENT OF FINANCING GUARANTEE OF YUNCHENG POWER COMPANY" | Management | For | For | ||||||||||
| VIVENDI SE | ||||||||||||||
| Security | F97982106 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 29-Mar-2021 | ||||||||||||
| ISIN | FR0000127771 | Agenda | 713615980 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | ||||||||||||
| CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||||
| CMMT | 24 FEB 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE- BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS- MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE- TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST- SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY- PROCESS AND WHETHER OR NOT THEY REQUIRE | Non-Voting | ||||||||||||
| SEPARATE INSTRUCTIONS FROM YOU AND-PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | ||||||||||||||
| CMMT | PLEASE NOTE THAT DUE TO THE CURRENT COVID19 CRISIS AND IN ACCORDANCE WITH THE- PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF- NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18,-2020 THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE-PHYSICAL PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO-NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS-SITUATION CHANGE, THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY-CONSULT THE COMPANY WEBSITE | Non-Voting | ||||||||||||
| CMMT | 10 MAR 2021: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/balo/document/202103102100488-30 AND-PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN URL LINK. IF YOU HAVE-ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO-AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| 1 | AMENDMENT TO ARTICLE 20 OF THE BY-LAWS - ALLOCATION AND DISTRIBUTION OF INCOME | Management | For | For | ||||||||||
| 2 | POWERS TO CARRY OUT FORMALITIES | Management | For | For | ||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE. THANK YOU | Non-Voting | ||||||||||||
| SWISSCOM AG | ||||||||||||||
| Security | H8398N104 | Meeting Type | Ordinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 31-Mar-2021 | ||||||||||||
| ISIN | CH0008742519 | Agenda | 713621969 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS ARE REQUIRED FOR THIS MEETING. IF-NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED.-THANK YOU. | Non-Voting | ||||||||||||
| CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting | ||||||||||||
| 1.1 | APPROVAL OF THE MANAGEMENT REPORT, THE CONSOLIDATED FINANCIAL STATEMENTS AND THE FINANCIAL STATEMENTS OF SWISSCOM LTD FOR THE FINANCIAL YEAR 2020 | Management | No Action | |||||||||||
| 1.2 | CONSULTATIVE VOTE ON THE REMUNERATION REPORT 2020 | Management | No Action | |||||||||||
| 2 | APPROPRIATION OF THE RETAINED EARNINGS 2020 AND DECLARATION OF DIVIDEND: THE BOARD OF DIRECTORS PROPOSES TO THE SHAREHOLDERS' MEETING A DIVIDEND OF CHF 22 GROSS PER SHARE (PRIOR YEAR: CHF 22). THE TOTAL DIVIDEND OF APPROX. CHF 1,140 MILLION IS BASED ON A PORTFOLIO OF 51,800,516 SHARES WITH A DIVIDEND ENTITLEMENT (AS OF 31 DECEMBER 2020). SUBJECT TO THE APPROVAL OF THE PROPOSAL BY THE SHAREHOLDERS' MEETING, | Management | No Action | |||||||||||
| AFTER DEDUCTING FEDERAL WITHHOLDING TAX OF 35%, A NET DIVIDEND OF CHF 14.30 PER SHARE WILL BE PAID OUT ON 8 APRIL 2021. THE LAST TRADING DAY WITH ENTITLEMENT TO RECEIVE A DIVIDEND IS 1 APRIL 2021. AS OF 6 APRIL 2021, THE SHARES WILL BE TRADED EX DIVIDEND | ||||||||||||||
| 3 | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE GROUP EXECUTIVE BOARD | Management | No Action | |||||||||||
| 4.1 | RE-ELECTION OF ROLAND ABT TO THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 4.2 | RE-ELECTION OF ALAIN CARRUPT TO THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 4.3 | ELECTION OF GUUS DEKKERS TO THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 4.4 | RE-ELECTION OF FRANK ESSER TO THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 4.5 | RE-ELECTION OF BARBARA FREI TO THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 4.6 | RE-ELECTION OF SANDRA LATHION-ZWEIFEL TO THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 4.7 | RE-ELECTION OF ANNA MOSSBERG TO THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 4.8 | RE-ELECTION OF MICHAEL RECHSTEINER TO THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 4.9 | ELECTION OF MICHAEL RECHSTEINER AS CHAIRMAN TO THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 5.1 | RE-ELECTION OF ROLAND ABT TO THE COMPENSATION COMMITTEE | Management | No Action | |||||||||||
| 5.2 | RE-ELECTION OF FRANK ESSER TO THE COMPENSATION COMMITTEE | Management | No Action | |||||||||||
| 5.3 | RE-ELECTION OF BARBARA FREI TO THE COMPENSATION COMMITTEE | Management | No Action | |||||||||||
| 5.4 | ELECTION OF MICHAEL RECHSTEINER TO THE COMPENSATION COMMITTEE | Management | No Action | |||||||||||
| 5.5 | RE-ELECTION OF RENZO SIMONI TO THE COMPENSATION COMMITTEE | Management | No Action | |||||||||||
| 6.1 | APPROVAL OF THE TOTAL REMUNERATION OF THE MEMBERS OF THE BOARD OF DIRECTORS FOR 2022 | Management | No Action | |||||||||||
| 6.2 | APPROVAL OF THE TOTAL REMUNERATION OF THE MEMBERS OF THE GROUP EXECUTIVE BOARD FOR 2022 | Management | No Action | |||||||||||
| 7 | RE-ELECTION OF THE INDEPENDENT PROXY: THE BOARD OF DIRECTORS PROPOSES THAT THE LAW FIRM REBER RECHTSANWALTE, ZURICH, BE RE- ELECTED AS INDEPENDENT PROXY FOR THE PERIOD OF TIME UNTIL THE CONCLUSION OF THE NEXT ORDINARY SHAREHOLDERS' MEETING | Management | No Action | |||||||||||
| 8 | RE-ELECTION OF THE STATUTORY AUDITORS: THE BOARD OF DIRECTORS PROPOSES THAT PRICEWATERHOUSECOOPERS AG, ZURICH, BE RE- ELECTED AS STATUTORY AUDITORS FOR THE 2021 FINANCIAL YEAR | Management | No Action | |||||||||||
| TELECOM ITALIA SPA | ||||||||||||||
| Security | T92778108 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 31-Mar-2021 | ||||||||||||
| ISIN | IT0003497168 | Agenda | 713694467 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE. THANK YOU | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 529788 DUE TO SPLITTING-OF RESOLUTION 10. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE-REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE-EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND-YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE-ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS-SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU | Non-Voting | ||||||||||||
| O.1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | No Action | |||||||||||
| O.2 | APPROVE ALLOCATION OF INCOME | Management | No Action | |||||||||||
| O.3 | APPROVE REMUNERATION POLICY | Management | No Action | |||||||||||
| O.4 | APPROVE SECOND SECTION OF THE REMUNERATION REPORT | Management | No Action | |||||||||||
| O.5 | FIX NUMBER OF DIRECTORS | Management | No Action | |||||||||||
| O.6 | FIX BOARD TERMS FOR DIRECTORS | Management | No Action | |||||||||||
| CMMT | PLEASE NOTE THAT ALTHOUGH THERE ARE 2 SLATES TO BE ELECTED AS DIRECTORS THERE-IS ONLY 1 SLATE AVAILABLE TO BE FILLED AT THE MEETING. THE STANDING-INSTRUCTIONS FOR THIS MEETING WILL BE DISABLED AND, IF YOU CHOOSE TO-INSTRUCT, YOU ARE REQUIRED TO VOTE FOR ONLY 1 SLATE OF THE 2 SLATES OF-ELECTION OF DIRECTORS. THANK YOU | Non-Voting | ||||||||||||
| O.7.1 | TO APPOINT THE BOARD OF DIRECTORS. TO APPOINT DIRECTORS. LIST PRESENTED BY THE BOARD OF DIRECTORS. SALVATORE ROSSI, LUIGI GUBITOSI, PAOLA BONOMO, FRANCK CADORET, LUCA DE MEO, ARNAUD DE PUYFONTAINE, CRISTIANA FALCONE, GIOVANNI GORNO TEMPINI, MARELLA MORETTI, ILARIA ROMAGNOLI | Management | No Action | |||||||||||
| O.7.2 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: TO APPOINT THE BOARD OF DIRECTORS. TO APPOINT DIRECTORS. LIST PRESENTED BY A GROUP OF SGRS: MAURIZIO CARLI, PAOLA SAPIENZA, FEDERICO FERRO LUZZI, PAOLA CAMAGNI, PAOLO BOCCARDELLI | Shareholder | No Action | |||||||||||
| O.8 | APPROVE REMUNERATION OF DIRECTORS | Management | No Action | |||||||||||
| CMMT | PLEASE NOTE THAT ALTHOUGH THERE ARE 3 OPTIONS TO INDICATE A PREFERENCE ON-THIS RESOLUTION, ONLY ONE CAN BE SELECTED. THE STANDING INSTRUCTIONS FOR THIS-MEETING WILL BE DISABLED AND, IF YOU CHOOSE, YOU ARE REQUIRED TO VOTE FOR-ONLY 1 OF THE 3 OPTIONS BELOW, YOUR OTHER VOTES MUST BE EITHER AGAINST OR-ABSTAIN THANK YOU | Non-Voting | ||||||||||||
| O.9.1 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: TO APPOINT THE INTERNAL AUDITORS. TO APPOINT THE EFFECTIVE AND ALTERNATE AUDITORS. LIST PRESENTED BY VIVENDI. EFFECTIVE AUDITORS: ANGELO ROCCO BONISSONI FRANCESCA DI DONATO, MASSIMO GAMBINI, GIULIA DE MARTINO, FRANCESCO SCHIAVONE PANNI, ALTERNATE AUDITORS: FRANCO MAURIZIO LAGRO, ILARIA ANTONELLA BELLUCO | Shareholder | No Action | |||||||||||
| O.9.2 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: TO APPOINT THE INTERNAL AUDITORS. TO APPOINT THE EFFECTIVE AND ALTERNATE AUDITORS. LIST PRESENTED BY A GROUP OF SGRS. EFFECTIVE AUDITORS: FRANCESCO FALLACARA, ANNA DORO, FRANCESCO VELLA, ALTERNATE AUDITORS: PAOLO PRANDI, LAURA FIORDELISI | Shareholder | No Action | |||||||||||
| O.9.3 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: TO APPOINT THE INTERNAL AUDITORS. TO APPOINT THE EFFECTIVE AND ALTERNATE AUDITORS. LIST PRESENTED BY CASSA DEPOSITI E PRESTITI. EFFECTIVE AUDITORSFRANCO LUCIANO TUTINO, INES GANDINI, ALTERNATE AUDITORS: STEFANO FIORINI, MARIA SARDELLI | Shareholder | No Action | |||||||||||
| O.10A | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: APPOINT ANGELO ROCCO BONISSONI AS CHAIRMAN OF INTERNAL STATUTORY AUDITORS SHAREHOLDER PROPOSAL SUBMITTED BY A GROUP OF FUND MANAGERS AND SICAVS | Shareholder | No Action | |||||||||||
| O.10B | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: APPOINT FRANCESCO FALLACARA AS CHAIRMAN OF INTERNAL STATUTORY AUDITORS SHAREHOLDER PROPOSAL SUBMITTED BY CASSA DEPOSITI E PRESTITI SPA | Shareholder | No Action | |||||||||||
| O.10C | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: APPOINT FRANCO LUCIANO TUTINO AS CHAIRMAN OF INTERNAL STATUTORY AUDITORS SHAREHOLDER PROPOSAL SUBMITTED BY VIVENDI SA | Shareholder | No Action | |||||||||||
| O.11 | APPROVE INTERNAL AUDITORS' REMUNERATION | Management | No Action | |||||||||||
| SWISSCOM LTD. | ||||||||||||||
| Security | 871013108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SCMWY | Meeting Date | 31-Mar-2021 | |||||||||||
| ISIN | US8710131082 | Agenda | 935339449 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1.1 | Approval of the Management Report, the consolidated financial statements and the financial statements of Swisscom Ltd for the financial year 2020. | Management | For | For | ||||||||||
| 1.2 | Consultative vote on the Remuneration Report 2020. | Management | For | For | ||||||||||
| 2. | Appropriation of the retained earnings 2020 and declaration of dividend. | Management | For | For | ||||||||||
| 3. | Discharge of the members of the Board of Directors and the Group Executive Board. | Management | For | For | ||||||||||
| 4.1 | Re-election of Roland Abt as Board of Director. | Management | For | For | ||||||||||
| 4.2 | Re-election of Alain Carrupt as Board of Director. | Management | For | For | ||||||||||
| 4.3 | Election of Guus Dekkers as Board of Directors. | Management | For | For | ||||||||||
| 4.4 | Re-election of Frank Esser as Board of Directors. | Management | For | For | ||||||||||
| 4.5 | Re-election of Barbara Frei as Board of Directors. | Management | For | For | ||||||||||
| 4.6 | Re-election of Sandra Lathion-Zweifel as Board of Directors. | Management | For | For | ||||||||||
| 4.7 | Re-election of Anna Mossberg as Board of Directors. | Management | For | For | ||||||||||
| 4.8 | Re-election of Michael Rechsteiner as Board of Directors. | Management | For | For | ||||||||||
| 4.9 | Election of Michael Rechsteiner as Chairman. | Management | For | For | ||||||||||
| 5.1 | Re-election of Roland Abt to the Compensation Committee. | Management | For | For | ||||||||||
| 5.2 | Re-election of Frank Esser to the Compensation Committee. | Management | For | For | ||||||||||
| 5.3 | Re-election of Barbara Frei to the Compensation Committee. | Management | For | For | ||||||||||
| 5.4 | Election of Michael Rechsteiner to the Compensation Committee. | Management | For | For | ||||||||||
| 5.5 | Re-election of Renzo Simoni to the Compensation Committee. | Management | For | For | ||||||||||
| 6.1 | Approval of the total remuneration of the members of the Board of Directors for 2022. | Management | For | For | ||||||||||
| 6.2 | Approval of the total remuneration of the members of the Group Executive Board for 2022. | Management | For | For | ||||||||||
| 7. | Re-election of the independent proxy. | Management | For | For | ||||||||||
| 8. | Re-election of the statutory auditors. | Management | For | For | ||||||||||
| DEUTSCHE TELEKOM AG | ||||||||||||||
| Security | D2035M136 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 01-Apr-2021 | ||||||||||||
| ISIN | DE0005557508 | Agenda | 713657762 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES-TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN-COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH-REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE-RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE-INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE-THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY-TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE- REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD-MORE THAN 3 % OF THE TOTAL SHARE CAPITAL | Non-Voting | ||||||||||||
| CMMT | THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE-AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB-CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE-CONTACT YOUR CLIENT SERVICES REPRESENTATIVE | Non-Voting | ||||||||||||
| CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE | Non-Voting | ||||||||||||
| EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL | ||||||||||||||
| CMMT | FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE-ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE-APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A-MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING.- COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE | Non-Voting | ||||||||||||
| 1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2020 | Non-Voting | ||||||||||||
| 2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 0.60 PER SHARE | Management | No Action | |||||||||||
| 3 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2020 | Management | No Action | |||||||||||
| 4 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2020 | Management | No Action | |||||||||||
| 5.1 | RATIFY PRICEWATERHOUSECOOPERS GMBH AS AUDITORS FOR FISCAL YEAR 2021 | Management | No Action | |||||||||||
| 5.2 | RATIFY PRICEWATERHOUSECOOPERS GMBH AS AUDITORS FOR THE 2021 INTERIM FINANCIAL STATEMENTS | Management | No Action | |||||||||||
| 5.3 | RATIFY PRICEWATERHOUSECOOPERS GMBH AS AUDITORS FOR THE FIRST QUARTER OF FISCAL YEAR 2021 | Management | No Action | |||||||||||
| 5.4 | RATIFY PRICEWATERHOUSECOOPERS GMBH AS AUDITORS FOR THE THIRD QUARTER OF FISCAL YEAR 2021 AND FIRST QUARTER OF FISCAL YEAR 2022 | Management | No Action | |||||||||||
| 6 | ELECT HELGA JUNG TO THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 7 | AUTHORIZE SHARE REPURCHASE PROGRAM AND REISSUANCE OR CANCELLATION OF REPURCHASED SHARES | Management | No Action | |||||||||||
| 8 | AUTHORIZE USE OF FINANCIAL DERIVATIVES WHEN REPURCHASING SHARES | Management | No Action | |||||||||||
| 9 | APPROVE REMUNERATION POLICY | Management | No Action | |||||||||||
| 10 | APPROVE REMUNERATION OF SUPERVISORY BOARD | Management | No Action | |||||||||||
| 11 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: SHAREHOLDER PROPOSAL SUBMITTED BY DEUTSCHE SCHUTZVEREINIGUNG FUER WERTPAPIERBESITZ E.V. (DSW): AMEND ARTICLES RE: SHAREHOLDERS' RIGHT TO PARTICIPATION DURING THE VIRTUAL MEETING | Shareholder | No Action | |||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 522716 DUE TO RECEIPT OF- ADDITIONAL RESOLUTION 11. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE- DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS-DAY PRIOR TO MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO- BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW-ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED-MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE-THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR-FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE-SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | ||||||||||||
| CMMT | 16 MAR 2021: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| CMMT | 16 MAR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| DEUTSCHE TELEKOM AG | ||||||||||||||
| Security | 251566105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | DTEGY | Meeting Date | 01-Apr-2021 | |||||||||||
| ISIN | US2515661054 | Agenda | 935350417 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 2. | Resolution on the appropriation of net income. | Management | For | |||||||||||
| 3. | Resolution on the approval of the actions of the members of the Board of Management for the 2020 financial year. | Management | For | |||||||||||
| 4. | Resolution on the approval of the actions of the members of the Supervisory Board for the 2020 financial year. | Management | For | |||||||||||
| 5a. | PricewaterhouseCoopers GmbH Wirtschaftsprüfungsgesellschaft, Frankfurt am Main, shall be appointed independent auditor and Group auditor for the 2021 financial year. | Management | For | |||||||||||
| 5b. | PricewaterhouseCoopers GmbH Wirtschaftsprüfungsgesellschaft, Frankfurt am Main, shall, in addition, be appointed independent auditor to review the condensed financial statements and the interim management report (Section 115 (5) German Securities Trading Act (Wertpapierhandelsgesetz - WpHG) in the 2021 financial year. | Management | For | |||||||||||
| 5c. | The appointment of Ernst & Young GmbH Wirtschaftsprüfungsgesellschaft, Stuttgart, resolved by the shareholders meeting on June 19, 2020 under agenda item 8, as independent auditor for any review of additional interim financial reports (Section 115 (7) German Securities Trading Act) in the first quarter of the 2021 financial year is repealed; instead, PricewaterhouseCoopers GmbH Wirtschaftsprüfungsgesellschaft, Frankfurt am Main, is appointed ...(due to space limits, see proxy statement for full proposal). | Management | For | |||||||||||
| 5d. | PricewaterhouseCoopers GmbH Wirtschaftsprüfungsgesellschaft, Frankfurt am Main, is also appointed as independent auditor for any review of additional interim financial reports (Section 115 (7) German Securities Trading Act) in the third quarter of the 2021 financial year and the first quarter of the 2022 financial year. | Management | For | |||||||||||
| 6. | Election of a Supervisory Board member. | Management | For | |||||||||||
| 7. | Resolution on the authorization to acquire and use own shares with possible exclusion of subscription rights and any right to tender shares as well as of the option to redeem own shares, reducing the capital stock. | Management | For | |||||||||||
| 8. | Resolution on the authorization to use equity derivatives to acquire own shares with possible exclusion of any right to tender shares. | Management | For | |||||||||||
| 9. | Resolution on the approval of the compensation system for the Board of Management members. | Management | For | |||||||||||
| 10. | Resolution on the compensation of Supervisory Board members. | Management | For | |||||||||||
| 11. | Additional item on the agenda at the request of a shareholder: Resolution on the amendment of Section 16 (3) of the Articles of Incorporation of Deutsche Telekom AG. | Shareholder | For | |||||||||||
| DEUTSCHE TELEKOM AG | ||||||||||||||
| Security | 251566105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | DTEGY | Meeting Date | 01-Apr-2021 | |||||||||||
| ISIN | US2515661054 | Agenda | 935353449 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 2. | Resolution on the appropriation of net income. | Management | No Action | |||||||||||
| 3. | Resolution on the approval of the actions of the members of the Board of Management for the 2020 financial year. | Management | No Action | |||||||||||
| 4. | Resolution on the approval of the actions of the members of the Supervisory Board for the 2020 financial year. | Management | No Action | |||||||||||
| 5a. | PricewaterhouseCoopers GmbH Wirtschaftsprüfungsgesellschaft, Frankfurt am Main, shall be appointed independent auditor and Group auditor for the 2021 financial year. | Management | No Action | |||||||||||
| 5b. | PricewaterhouseCoopers GmbH Wirtschaftsprüfungsgesellschaft, Frankfurt am Main, shall, in addition, be appointed independent auditor to review the condensed financial statements and the interim management report (Section 115 (5) German Securities Trading Act (Wertpapierhandelsgesetz - WpHG) in the 2021 financial year. | Management | No Action | |||||||||||
| 5c. | The appointment of Ernst & Young GmbH Wirtschaftsprüfungsgesellschaft, Stuttgart, resolved by the shareholders meeting on June 19, 2020 under agenda item 8, as independent auditor for any review of additional interim financial reports (Section 115 (7) German Securities Trading Act) in the first quarter of the 2021 financial year is repealed; instead, PricewaterhouseCoopers GmbH Wirtschaftsprüfungsgesellschaft, Frankfurt am Main, is appointed ...(due to space limits, see proxy statement for full proposal). | Management | No Action | |||||||||||
| 5d. | PricewaterhouseCoopers GmbH Wirtschaftsprüfungsgesellschaft, Frankfurt am Main, is also appointed as independent auditor for any review of additional interim financial reports (Section 115 (7) German Securities Trading Act) in the third quarter of the 2021 financial year and the first quarter of the 2022 financial year. | Management | No Action | |||||||||||
| 6. | Election of a Supervisory Board member. | Management | No Action | |||||||||||
| 7. | Resolution on the authorization to acquire and use own shares with possible exclusion of subscription rights and any right to tender shares as well as of the option to redeem own shares, reducing the capital stock. | Management | No Action | |||||||||||
| 8. | Resolution on the authorization to use equity derivatives to acquire own shares with possible exclusion of any right to tender shares. | Management | No Action | |||||||||||
| 9. | Resolution on the approval of the compensation system for the Board of Management members. | Management | No Action | |||||||||||
| 10. | Resolution on the compensation of Supervisory Board members. | Management | No Action | |||||||||||
| 11. | Additional item on the agenda at the request of a shareholder: Resolution on the amendment of Section 16 (3) of the Articles of Incorporation of Deutsche Telekom AG. | Shareholder | No Action | |||||||||||
| ATLANTIC POWER CORPORATION | ||||||||||||||
| Security | 04878Q863 | Meeting Type | Special | |||||||||||
| Ticker Symbol | AT | Meeting Date | 07-Apr-2021 | |||||||||||
| ISIN | CA04878Q8636 | Agenda | 935343854 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1 | To consider, pursuant to an interim order of the Supreme Court of British Columbia, and if deemed advisable, to pass, with or without variation, a special resolution of common shareholders (the "Arrangement Resolution") to approve an arrangement (the "Arrangement") in accordance with Division 5 of Part 9 of the Business Corporations Act (British Columbia) pursuant to the Arrangement Agreement dated as of January 14, 2021, by and among Atlantic Power Corporation (the "Corporation"), Atlantic Power Preferred Equity Ltd., Atlantic Power Limited Partnership, Tidal Power Holdings Limited and Tidal Power Aggregator, L.P., to effect among other things, the acquisition by Tidal Power Holdings Limited of all of the outstanding common shares in the capital of the Corporation in exchange for US$3.03 in cash (less any applicable withholding taxes) per common share. | Management | For | For | ||||||||||
| 2 | To consider and vote on a proposal to approve, by non- binding, advisory vote, certain compensation arrangements for the Corporation's named executive officers in connection with the Arrangement. | Management | For | For | ||||||||||
| 3 | To approve the adjournment of the special meeting of common shareholders of the Corporation, if necessary, to solicit additional proxies if there are insufficient votes at the time of the meeting to approve the Arrangement Resolution. | Management | For | For | ||||||||||
| DAVIDE CAMPARI-MILANO N.V. | ||||||||||||||
| Security | N24565108 | Meeting Type | Ordinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 08-Apr-2021 | ||||||||||||
| ISIN | NL0015435975 | Agenda | 713632013 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| O.1 | OPENING | Non-Voting | ||||||||||||
| O.2.a | 2020 ANNUAL REPORT | Non-Voting | ||||||||||||
| O.2.b | REMUNERATION REPORT | Management | No Action | |||||||||||
| O.2.c | SUBSTANTIAL CHANGE IN THE CORPORATE GOVERNANCE | Non-Voting | ||||||||||||
| O.2.d | TO APPROVE THE ADOPTION OF 2020 ANNUAL ACCOUNTS | Management | No Action | |||||||||||
| O.3.a | POLICY ON ADDITIONS TO RESERVES AND DIVIDENDS | Non-Voting | ||||||||||||
| O.3.b | TO DETERMINE AND TO DISTRIBUTE DIVIDEND | Management | No Action | |||||||||||
| O.4.a | RELEASE FROM LIABILITY OF THE EXECUTIVE DIRECTORS | Management | No Action | |||||||||||
| O.4.b | RELEASE FROM LIABILITY OF NON-EXECUTIVE DIRECTORS | Management | No Action | |||||||||||
| O.5 | TO APPROVE A STOCK OPTION PLAN FOR EMPLOYEES | Management | No Action | |||||||||||
| O.6 | TO APPROVE AN EXTRA MILE BONUS PLAN | Management | No Action | |||||||||||
| O.7 | TO APPROVE A STOCK OPTION PLAN PURSUANT TO ART.114-BIS OF ITALIAN LEGISLATIVE DECREE NO. 58/98 | Management | No Action | |||||||||||
| O.8 | TO AUTHORIZE THE BOARD OF DIRECTORS TO REPURCHASE OWN SHARES OF THE COMPANY | Management | No Action | |||||||||||
| O.9 | TO CONFIRM THE APPOINTMENT OF ERNST & YOUNG ACCOUNTANTS LLP AS INDEPENDENT EXTERNAL AUDITOR ENTRUSTED WITH THE AUDIT OF THE ANNUAL ACCOUNTS FOR THE FINANCIAL YEAR 2021 | Management | No Action | |||||||||||
| CMMT | 01 MAR 2021: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| CMMT | 03 MAR 2021: PLEASE NOTE THAT THE MEETING TYPE CHANGED FROM AGM TO OGM. IF-YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| VESTAS WIND SYSTEMS A/S | ||||||||||||||
| Security | K9773J128 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 08-Apr-2021 | ||||||||||||
| ISIN | DK0010268606 | Agenda | 713663208 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | IN THE MAJORITY OF MEETINGS THE VOTES ARE CAST WITH THE REGISTRAR WHO WILL-FOLLOW CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE OF MEETINGS THERE IS NO-REGISTRAR AND CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN OF THE BOARD OR A-BOARD MEMBER AS PROXY. CLIENTS CAN ONLY EXPECT THEM TO ACCEPT PRO-MANAGEMENT-VOTES. THE ONLY WAY TO GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES ARE-REPRESENTED AT THE MEETING IS TO SEND YOUR OWN REPRESENTATIVE OR ATTEND THE-MEETING IN PERSON. THE SUB CUSTODIAN BANKS OFFER REPRESENTATION SERVICES FOR- AN ADDED FEE IF REQUESTED. THANK YOU | Non-Voting | ||||||||||||
| CMMT | PLEASE BE ADVISED THAT SPLIT AND PARTIAL VOTING IS NOT AUTHORISED FOR A-BENEFICIAL OWNER IN THE DANISH MARKET. PLEASE CONTACT YOUR GLOBAL CUSTODIAN-FOR FURTHER INFORMATION. | Non-Voting | ||||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN'-ONLY FOR RESOLUTION NUMBERS 6.A TO 6.H AND 7. THANK YOU | Non-Voting | ||||||||||||
| 1 | THE BOARD OF DIRECTORS' REPORT | Non-Voting | ||||||||||||
| 2 | PRESENTATION AND ADOPTION OF THE ANNUAL REPORT | Management | No Action | |||||||||||
| 3 | RESOLUTION FOR THE ALLOCATION OF THE RESULT OF THE YEAR: DKK 8.45 PER SHARE | Management | No Action | |||||||||||
| 4 | PRESENTATION AND ADVISORY VOTE ON THE REMUNERATION REPORT | Management | No Action | |||||||||||
| 5 | APPROVAL OF THE BOARD OF DIRECTORS' REMUNERATION | Management | No Action | |||||||||||
| 6.a | RE-ELECTION OF ANDERS RUNEVAD AS A MEMBER TO THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 6.b | RE-ELECTION OF BERT NORDBERG AS A MEMBER TO THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 6.c | RE-ELECTION OF BRUCE GRANT AS A MEMBER TO THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 6.d | RE-ELECTION OF EVA MERETE SOFELDE BERNEKE AS A MEMBER TO THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 6.e | RE-ELECTION OF HELLE THORNING-SCHMIDT AS A MEMBER TO THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 6.f | RE-ELECTION OF KARL-HENRIK SUNDSTROM AS A MEMBER TO THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 6.g | RE-ELECTION OF LARS JOSEFSSON AS A MEMBER TO THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 6.h | ELECTION OF KENTARO HOSOMI AS A MEMBER TO THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 7 | RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS STATSAUTORISERET REVISIONSPARTNERSELSKAB AS AUDITOR | Management | No Action | |||||||||||
| 8.1 | PROPOSAL FROM THE BOARD OF DIRECTORS: AMENDMENT OF THE COMPANY'S REMUNERATION POLICY: AMENDMENTS TO THE REMUNERATION POLICY CONCERNING THE VARIABLE REMUNERATION TO THE EXECUTIVE MANAGEMENT, IN SECTION 3.1 "ANNUAL FIXED SALARY" AND SECTION 3.4 "VARIABLE COMPONENTS" TO SIMPLIFY THE LONG-TERM INCENTIVE PROGRAMMES | Management | No Action | |||||||||||
| 8.2 | PROPOSAL FROM THE BOARD OF DIRECTORS: AMENDMENT OF THE DENOMINATION OF SHARES: AMENDMENT OF ARTICLES 2(1), 3, AND 6(1) OF THE ARTICLES OF ASSOCIATION. THE DENOMINATION PER SHARE BE CHANGED FROM DKK 1.00 TO DKK 0.01 OR MULTIPLES THEREOF, ENTAILING THAT THE BOARD OF DIRECTORS MAY AT A LATER STAGE UNDERTAKE A SHARE SPLIT | Management | No Action | |||||||||||
| 8.3 | PROPOSAL FROM THE BOARD OF DIRECTORS: RENEWAL AND AMENDMENT OF THE AUTHORISATIONS TO INCREASE THE SHARE CAPITAL: AMENDMENT OF ARTICLE 3 OF THE ARTICLES OF ASSOCIATION. AUTHORISATIONS TO INCREASE THE COMPANY'S SHARE CAPITAL IS RENEWED SO THEY ARE VALID UNTIL 1 APRIL 2026 WITH A MAXIMUM ISSUANCE OF DKK 20,197,345 | Management | No Action | |||||||||||
| 8.4 | PROPOSAL FROM THE BOARD OF DIRECTORS: AUTHORISATION TO HOLD GENERAL MEETINGS ELECTRONICALLY: NEW ARTICLE 4(3) OF THE ARTICLES OF ASSOCIATION TO CREATE THE GREATEST POSSIBLE FLEXIBILITY FOR THE COMPANY WHEN PREPARING AND HOLDING GENERAL MEETINGS AND IN ACCORDANCE WITH SECTION 77(2) OF THE DANISH COMPANIES ACT | Management | No Action | |||||||||||
| 8.5 | PROPOSAL FROM THE BOARD OF DIRECTORS: RESOLUTION TO GRANT AUTHORISATION TO ADOPT ELECTRONIC COMMUNICATION: NEW ARTICLE 13 OF THE ARTICLES OF ASSOCIATION TO CREATE THE GREATEST POSSIBLE FLEXIBILITY FOR THE COMPANY IN THE FUTURE IN TERMS OF COMMUNICATING WITH ITS SHAREHOLDERS IN ACCORDANCE WITH SECTION 92 OF THE DANISH COMPANIES ACT | Management | No Action | |||||||||||
| 8.6 | PROPOSAL FROM THE BOARD OF DIRECTORS: AUTHORISATION TO THE BOARD OF DIRECTORS TO DISTRIBUTE EXTRAORDINARY DIVIDEND: TO CREATE THE GREATEST POSSIBLE FLEXIBILITY FOR PAYING OUT DIVIDENDS BY THE COMPANY | Management | No Action | |||||||||||
| 8.7 | PROPOSAL FROM THE BOARD OF DIRECTORS: RENEWAL OF THE AUTHORISATION TO ACQUIRE TREASURY SHARES: AUTHORISATION TO ACQUIRE TREASURY SHARES ON AN ONGOING BASIS UNTIL 31 DECEMBER 2022 | Management | No Action | |||||||||||
| 9 | AUTHORISATION OF THE CHAIRMAN OF THE GENERAL MEETING: THE BOARD OF DIRECTORS PROPOSES THAT THE GENERAL MEETING AUTHORISES THE CHAIRMAN OF THE GENERAL MEETING (WITH A RIGHT OF SUBSTITUTION) TO FILE AND REGISTER THE ADOPTED RESOLUTIONS | Management | No Action | |||||||||||
| WITH THE DANISH BUSINESS AUTHORITY AND TO MAKE SUCH AMENDMENTS TO THE DOCUMENTS FILED WITH THE DANISH BUSINESS AUTHORITY, AS THE DANISH BUSINESS AUTHORITY MAY REQUEST OR FIND APPROPRIATE IN CONNECTION WITH THE REGISTRATION OF THE ADOPTED RESOLUTIONS | ||||||||||||||
| 10 | ANY OTHER BUSINESS | Non-Voting | ||||||||||||
| CMMT | 22 MAR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO DUE CHANGE IN-NUMBERING FOR RESOLUTIONS 6 AND 3. IF YOU HAVE ALREADY SENT IN YOUR VOTES TO-MID 529134, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| UBS GROUP AG | ||||||||||||||
| Security | H42097107 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 08-Apr-2021 | ||||||||||||
| ISIN | CH0244767585 | Agenda | 713672954 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS ARE REQUIRED FOR THIS MEETING. IF-NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED.-THANK YOU. | Non-Voting | ||||||||||||
| CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting | ||||||||||||
| 1 | APPROVAL OF THE UBS GROUP AG MANAGEMENT REPORT AND CONSOLIDATED AND STANDALONE FINANCIAL STATEMENTS FOR THE 2020 FINANCIAL YEAR | Management | No Action | |||||||||||
| 2 | ADVISORY VOTE ON THE UBS GROUP AG COMPENSATION REPORT 2020 | Management | No Action | |||||||||||
| 3 | APPROPRIATION OF TOTAL PROFIT AND DISTRIBUTION OF ORDINARY DIVIDEND OUT OF TOTAL PROFIT AND CAPITAL CONTRIBUTION RESERVE | Management | No Action | |||||||||||
| 4 | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE GROUP EXECUTIVE BOARD FOR THE 2020 FINANCIAL YEAR | Management | No Action | |||||||||||
| 5.1 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: AXEL A. WEBER, AS CHAIRMAN OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 5.2 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: JEREMY ANDERSON | Management | No Action | |||||||||||
| 5.3 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: WILLIAM C. DUDLEY | Management | No Action | |||||||||||
| 5.4 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: RETO FRANCIONI | Management | No Action | |||||||||||
| 5.5 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: FRED HU | Management | No Action | |||||||||||
| 5.6 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: MARK HUGHES | Management | No Action | |||||||||||
| 5.7 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: NATHALIE RACHOU | Management | No Action | |||||||||||
| 5.8 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: JULIE G. RICHARDSON | Management | No Action | |||||||||||
| 5.9 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: DIETER WEMMER | Management | No Action | |||||||||||
| 5.10 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: JEANETTE WONG | Management | No Action | |||||||||||
| 6.1 | ELECTION OF NEW MEMBER TO THE BOARD OF DIRECTORS: CLAUDIA BOCKSTIEGEL | Management | No Action | |||||||||||
| 6.2 | ELECTION OF NEW MEMBER TO THE BOARD OF DIRECTORS: PATRICK FIRMENICH | Management | No Action | |||||||||||
| 7.1 | ELECTION OF THE MEMBER OF THE COMPENSATION COMMITTEE: JULIE G. RICHARDSON | Management | No Action | |||||||||||
| 7.2 | ELECTION OF THE MEMBER OF THE COMPENSATION COMMITTEE: RETO FRANCIONI | Management | No Action | |||||||||||
| 7.3 | ELECTION OF THE MEMBER OF THE COMPENSATION COMMITTEE: DIETER WEMMER | Management | No Action | |||||||||||
| 7.4 | ELECTION OF THE MEMBER OF THE COMPENSATION COMMITTEE: JEANETTE WONG | Management | No Action | |||||||||||
| 8.1 | APPROVAL OF THE MAXIMUM AGGREGATE AMOUNT OF COMPENSATION FOR THE MEMBERS OF THE BOARD OF DIRECTORS FROM THE 2021 AGM TO THE 2022 AGM | Management | No Action | |||||||||||
| 8.2 | APPROVAL OF THE AGGREGATE AMOUNT OF VARIABLE COMPENSATION FOR THE MEMBERS OF THE GROUP EXECUTIVE BOARD FOR THE 2020 FINANCIAL YEAR | Management | No Action | |||||||||||
| 8.3 | APPROVAL OF THE MAXIMUM AGGREGATE AMOUNT OF FIXED COMPENSATION FOR THE MEMBERS OF THE GROUP EXECUTIVE BOARD FOR THE 2022 FINANCIAL YEAR | Management | No Action | |||||||||||
| 9.1 | RE-ELECTION OF THE INDEPENDENT PROXY, ADB ALTORFER DUSS & BEILSTEIN AG, ZURICH | Management | No Action | |||||||||||
| 9.2 | RE-ELECTION OF THE AUDITORS, ERNST & YOUNG LTD, BASEL | Management | No Action | |||||||||||
| 9.3 | RE-ELECTION OF THE SPECIAL AUDITORS, BDO AG, ZURICH | Management | No Action | |||||||||||
| 10 | AMENDMENTS OF THE ARTICLES OF ASSOCIATION | Management | No Action | |||||||||||
| 11 | REDUCTION OF SHARE CAPITAL BY WAY OF CANCELLATION OF SHARES REPURCHASED UNDER THE 2018 - 2021 SHARE BUYBACK PROGRAM | Management | No Action | |||||||||||
| 12 | APPROVAL OF A NEW SHARE BUYBACK PROGRAM 2021 - 2024 | Management | No Action | |||||||||||
| UBS GROUP AG | ||||||||||||||
| Security | H42097107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | UBS | Meeting Date | 08-Apr-2021 | |||||||||||
| ISIN | CH0244767585 | Agenda | 935348272 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | Approval of the UBS Group AG management report and consolidated and standalone financial statements for the 2020 financial year | Management | For | For | ||||||||||
| 2. | Advisory vote on the UBS Group AG Compensation Report 2020 | Management | For | For | ||||||||||
| 3. | Appropriation of total profit and distribution of ordinary dividend out of total profit and capital contribution reserve | Management | For | For | ||||||||||
| 4. | Discharge of the members of the Board of Directors and the Group Executive Board for the 2020 financial year | Management | For | For | ||||||||||
| 5A. | Re-election of Axel A. Weber, as Chairman of the Board of Director | Management | For | For | ||||||||||
| 5B. | Re-election of Director: Jeremy Anderson | Management | For | For | ||||||||||
| 5C. | Re-election of Director: William C. Dudley | Management | For | For | ||||||||||
| 5D. | Re-election of Director: Reto Francioni | Management | For | For | ||||||||||
| 5E. | Re-election of Director: Fred Hu | Management | For | For | ||||||||||
| 5F. | Re-election of Director: Mark Hughes | Management | For | For | ||||||||||
| 5G. | Re-election of Director: Nathalie Rachou | Management | For | For | ||||||||||
| 5H. | Re-election of Director: Julie G. Richardson | Management | For | For | ||||||||||
| 5I. | Re-election of Director: Dieter Wemmer | Management | For | For | ||||||||||
| 5J. | Re-election of Director: Jeanette Wong | Management | For | For | ||||||||||
| 6A. | Election of Director: Claudia Böckstiegel | Management | For | For | ||||||||||
| 6B. | Election of Director: Patrick Firmenich | Management | For | For | ||||||||||
| 7A. | Election of the member of the Compensation Committee: Julie G. Richardson | Management | For | For | ||||||||||
| 7B. | Election of the member of the Compensation Committee: Reto Francioni | Management | For | For | ||||||||||
| 7C. | Election of the member of the Compensation Committee: Dieter Wemmer | Management | For | For | ||||||||||
| 7D. | Election of the member of the Compensation Committee: Jeanette Wong | Management | For | For | ||||||||||
| 8A. | Approval of the maximum aggregate amount of compensation for the members of the Board of Directors from the 2021 AGM to the 2022 AGM | Management | For | For | ||||||||||
| 8B. | Approval of the aggregate amount of variable compensation for the members of the Group Executive Board for the 2020 financial year | Management | For | For | ||||||||||
| 8C. | Approval of the maximum aggregate amount of fixed compensation for the members of the Group Executive Board for the 2022 financial year | Management | For | For | ||||||||||
| 9A. | Re-election of the independent proxy, ADB Altorfer Duss & Beilstein AG, Zurich | Management | For | For | ||||||||||
| 9B. | Re-election of the auditors, Ernst & Young Ltd, Basel | Management | For | For | ||||||||||
| 9C. | Re-election of the special auditors, BDO AG, Zurich | Management | For | For | ||||||||||
| 10. | Amendments of the Articles of Association | Management | For | For | ||||||||||
| 11. | Reduction of share capital by way of cancellation of shares repurchased under the 2018 - 2021 share buyback program | Management | For | For | ||||||||||
| 12. | Approval of a new share buyback program 2021 - 2024 | Management | For | For | ||||||||||
| UBS GROUP AG | ||||||||||||||
| Security | H42097107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | UBS | Meeting Date | 08-Apr-2021 | |||||||||||
| ISIN | CH0244767585 | Agenda | 935375116 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | Approval of the UBS Group AG management report and consolidated and standalone financial statements for the 2020 financial year | Management | For | For | ||||||||||
| 2. | Advisory vote on the UBS Group AG Compensation Report 2020 | Management | For | For | ||||||||||
| 3. | Appropriation of total profit and distribution of ordinary dividend out of total profit and capital contribution reserve | Management | For | For | ||||||||||
| 4. | Discharge of the members of the Board of Directors and the Group Executive Board for the 2020 financial year | Management | For | For | ||||||||||
| 5A. | Re-election of Axel A. Weber, as Chairman of the Board of Director | Management | For | For | ||||||||||
| 5B. | Re-election of Director: Jeremy Anderson | Management | For | For | ||||||||||
| 5C. | Re-election of Director: William C. Dudley | Management | For | For | ||||||||||
| 5D. | Re-election of Director: Reto Francioni | Management | For | For | ||||||||||
| 5E. | Re-election of Director: Fred Hu | Management | For | For | ||||||||||
| 5F. | Re-election of Director: Mark Hughes | Management | For | For | ||||||||||
| 5G. | Re-election of Director: Nathalie Rachou | Management | For | For | ||||||||||
| 5H. | Re-election of Director: Julie G. Richardson | Management | For | For | ||||||||||
| 5I. | Re-election of Director: Dieter Wemmer | Management | For | For | ||||||||||
| 5J. | Re-election of Director: Jeanette Wong | Management | For | For | ||||||||||
| 6A. | Election of Director: Claudia Böckstiegel | Management | For | For | ||||||||||
| 6B. | Election of Director: Patrick Firmenich | Management | For | For | ||||||||||
| 7A. | Election of the member of the Compensation Committee: Julie G. Richardson | Management | For | For | ||||||||||
| 7B. | Election of the member of the Compensation Committee: Reto Francioni | Management | For | For | ||||||||||
| 7C. | Election of the member of the Compensation Committee: Dieter Wemmer | Management | For | For | ||||||||||
| 7D. | Election of the member of the Compensation Committee: Jeanette Wong | Management | For | For | ||||||||||
| 8A. | Approval of the maximum aggregate amount of compensation for the members of the Board of Directors from the 2021 AGM to the 2022 AGM | Management | For | For | ||||||||||
| 8B. | Approval of the aggregate amount of variable compensation for the members of the Group Executive Board for the 2020 financial year | Management | For | For | ||||||||||
| 8C. | Approval of the maximum aggregate amount of fixed compensation for the members of the Group Executive Board for the 2022 financial year | Management | For | For | ||||||||||
| 9A. | Re-election of the independent proxy, ADB Altorfer Duss & Beilstein AG, Zurich | Management | For | For | ||||||||||
| 9B. | Re-election of the auditors, Ernst & Young Ltd, Basel | Management | For | For | ||||||||||
| 9C. | Re-election of the special auditors, BDO AG, Zurich | Management | For | For | ||||||||||
| 10. | Amendments of the Articles of Association | Management | For | For | ||||||||||
| 11. | Reduction of share capital by way of cancellation of shares repurchased under the 2018 - 2021 share buyback program | Management | For | For | ||||||||||
| 12. | Approval of a new share buyback program 2021 - 2024 | Management | For | For | ||||||||||
| ACCIONA SA | ||||||||||||||
| Security | E0008Z109 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 12-Apr-2021 | ||||||||||||
| ISIN | ES0125220311 | Agenda | 713697069 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| 1 | APPROVE SALE OF SHARES OF CORPORACION ACCIONA ENERGIA RENOVABLES SA | Management | No Action | |||||||||||
| CMMT | 22 MAR 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE- BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS- MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE- TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST- SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY- PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | ||||||||||||
| CMMT | 22 MAR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| JARDINE STRATEGIC HOLDINGS LTD (BERMUDAS) | ||||||||||||||
| Security | G50764102 | Meeting Type | Special General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 12-Apr-2021 | ||||||||||||
| ISIN | BMG507641022 | Agenda | 713724044 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 534087 DUE TO RECEIPT OF-UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE-REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE-EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND-YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE-ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS-SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT THIS MEETING MENTIONS DISSENTER'S RIGHTS, PLEASE REFER TO-THE MANAGEMENT INFORMATION CIRCULAR FOR DETAILS | Non-Voting | ||||||||||||
| 1 | APPROVE THE AMALGAMATION AGREEMENT | Management | No Action | |||||||||||
| OTTER TAIL CORPORATION | ||||||||||||||
| Security | 689648103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | OTTR | Meeting Date | 12-Apr-2021 | |||||||||||
| ISIN | US6896481032 | Agenda | 935339069 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Karen M. Bohn | For | For | |||||||||||
| 2 | Charles S. MacFarlane | For | For | |||||||||||
| 3 | Thomas J. Webb | For | For | |||||||||||
| 2. | Amend and restate the Articles of Incorporation to increase the maximum number of Directors from nine (9) to eleven (11). | Management | For | For | ||||||||||
| 3. | Advisory vote approving the compensation provided to executive officers. | Management | For | For | ||||||||||
| 4. | To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the year 2021. | Management | For | For | ||||||||||
| PETROLEO BRASILEIRO S.A. - PETROBRAS | ||||||||||||||
| Security | 71654V408 | Meeting Type | Special | |||||||||||
| Ticker Symbol | PBR | Meeting Date | 12-Apr-2021 | |||||||||||
| ISIN | US71654V4086 | Agenda | 935379671 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1 | Removal of Mr. Roberto da Cunha Castello Branco from the position of member of the Board of Directors of Petrobras, which, once effective, pursuant to the provisions of paragraph 3 of art. 141 of the Brazilian Corporation Law, will result in the removal of the other seven (7) members of the Board of Directors of Petrobras elected by the multiple vote process in the Annual General Meeting of July 22, 2020. | Management | Abstain | Against | ||||||||||
| 2a | Do you wish to request the adoption of the multiple vote process for the election of the board of directors, pursuant to art. 141 of Law 6,404 of 1976?. | Management | Abstain | Against | ||||||||||
| 2b | Election of the board of directors by single group of candidates - Candidates nominated by the controlling shareholder: Eduardo Bacellar Leal Ferreira, Joaquim Silva e Luna, Ruy Flaks Schneider, Márcio Andrade Weber, Murilo Marroquim de Souza, Sonia Julia Sulzbeck Villalobos, Cynthia Santana Silveira, Ana Silvia Corso Matte. | Management | Abstain | Against | ||||||||||
| 2c | If one of the candidates that compose the chosen group fails to integrate it, can the votes corresponding to their shares continue to be conferred on the chosen group? [If the shareholder chooses "Against" or "Abstain" and the slate has been changed, his vote will be counted as an abstention in the respective meeting resolution]. | Management | Abstain | Against | ||||||||||
| 2da | Election of Director: Eduardo Bacellar Leal Ferreira | Management | Abstain | |||||||||||
| 2db | Election of Director: Joaquim Silva e Luna | Management | Abstain | |||||||||||
| 2dc | Election of Director: Ruy Flaks Schneider | Management | Abstain | |||||||||||
| 2dd | Election of Director: Márcio Andrade Weber | Management | Abstain | |||||||||||
| 2de | Election of Director: Murilo Marroquim de Souza | Management | Abstain | |||||||||||
| 2df | Election of Director: Sonia Julia Sulzbeck Villalobos | Management | Abstain | |||||||||||
| 2dg | Election of Director: Cynthia Santana Silveira | Management | Abstain | |||||||||||
| 2dh | Election of Director: Ana Silvia Corso Matte | Management | Abstain | |||||||||||
| 2di | Election of Director: Leonardo Pietro Antonelli (indicated by minority shareholders) | Management | Abstain | |||||||||||
| 2dj | Election of Director: Marcelo Gasparino da Silva (indicated by minority shareholders) | Management | Abstain | |||||||||||
| 2dk | Election of Director: Pedro Rodrigues Galvão de Medeiros (indicated by minority shareholders) | Management | Abstain | |||||||||||
| 2e | Election of the Chairman of the Board of Directors: Eduardo Bacellar Leal Ferreira | Management | Abstain | Against | ||||||||||
| SWEDISH MATCH AB | ||||||||||||||
| Security | W92277115 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 13-Apr-2021 | ||||||||||||
| ISIN | SE0000310336 | Agenda | 713666242 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 526921 DUE TO CHANGE IN-VOTING STATUS FOR RESOLUTION 6. ALL VOTES RECEIVED ON THE PREVIOUS MEETING-WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE.-THANK YOU | Non-Voting | ||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | ||||||||||||
| CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| 1 | ELECTION OF THE CHAIRMAN OF THE MEETING | Non-Voting | ||||||||||||
| 2 | PREPARATION AND APPROVAL OF THE VOTING LIST | Non-Voting | ||||||||||||
| 3 | ELECTION OF TWO PERSONS TO VERIFY THE MINUTES: PETER LUNDKVIST AND FILIPPA- GERSTADT | Non-Voting | ||||||||||||
| 4 | DETERMINATION OF WHETHER THE MEETING HAS BEEN DULY CONVENED | Non-Voting | ||||||||||||
| 5 | APPROVAL OF THE AGENDA | Non-Voting | ||||||||||||
| 6 | RESOLUTION ON THE REMUNERATION REPORT | Management | No Action | |||||||||||
| 7 | RESOLUTION ON ADOPTION OF THE INCOME STATEMENT AND BALANCE SHEET AND OF THE CONSOLIDATED INCOME STATEMENT AND CONSOLIDATED BALANCE SHEET | Management | No Action | |||||||||||
| 8 | RESOLUTION REGARDING ALLOCATION OF THE COMPANY'S PROFIT IN ACCORDANCE WITH THE ADOPTED BALANCE SHEET AND RESOLUTION ON A RECORD DAY FOR DIVIDEND | Management | No Action | |||||||||||
| 9.A | RESOLUTION REGARDING DISCHARGE FROM LIABILITY IN RESPECT OF THE BOARD MEMBER FOR 2020: CHARLES A. BLIXT | Management | No Action | |||||||||||
| 9.B | RESOLUTION REGARDING DISCHARGE FROM LIABILITY IN RESPECT OF THE BOARD MEMBER FOR 2020: ANDREW CRIPPS | Management | No Action | |||||||||||
| 9.C | RESOLUTION REGARDING DISCHARGE FROM LIABILITY IN RESPECT OF THE BOARD MEMBER FOR 2020: JACQUELINE HOOGERBRUGGE | Management | No Action | |||||||||||
| 9.D | RESOLUTION REGARDING DISCHARGE FROM LIABILITY IN RESPECT OF THE BOARD MEMBER FOR 2020: CONNY CARLSSON | Management | No Action | |||||||||||
| 9.E | RESOLUTION REGARDING DISCHARGE FROM LIABILITY IN RESPECT OF THE BOARD MEMBER FOR 2020: ALEXANDER LACIK | Management | No Action | |||||||||||
| 9.F | RESOLUTION REGARDING DISCHARGE FROM LIABILITY IN RESPECT OF THE BOARD MEMBER FOR 2020: PAULINE LINDWALL | Management | No Action | |||||||||||
| 9.G | RESOLUTION REGARDING DISCHARGE FROM LIABILITY IN RESPECT OF THE BOARD MEMBER FOR 2020: WENCHE ROLFSEN | Management | No Action | |||||||||||
| 9.H | RESOLUTION REGARDING DISCHARGE FROM LIABILITY IN RESPECT OF THE BOARD MEMBER FOR 2020: JOAKIM WESTH | Management | No Action | |||||||||||
| 9.I | RESOLUTION REGARDING DISCHARGE FROM LIABILITY IN RESPECT OF THE BOARD MEMBER FOR 2020: PATRIK ENGELBREKTSSON | Management | No Action | |||||||||||
| 9.J | RESOLUTION REGARDING DISCHARGE FROM LIABILITY IN RESPECT OF THE BOARD MEMBER FOR 2020: PAR-OLA OLAUSSON | Management | No Action | |||||||||||
| 9.K | RESOLUTION REGARDING DISCHARGE FROM LIABILITY IN RESPECT OF THE BOARD MEMBER FOR 2020: DRAGAN POPOVIC | Management | No Action | |||||||||||
| 9.L | RESOLUTION REGARDING DISCHARGE FROM LIABILITY IN RESPECT OF THE PRESIDENT FOR 2020: LARS DAHLGREN (AS THE PRESIDENT) | Management | No Action | |||||||||||
| 10 | RESOLUTION REGARDING THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS TO BE ELECTED BY THE MEETING: EIGHT | Management | No Action | |||||||||||
| CMMT | PLEASE NOTE THAT RESOLUTIONS 11 TO 14 ARE PROPOSED BY NOMINATING COMMITTEE-AND BOARD DOES NOT MAKE ANY RECOMMENDATION ON THESE PROPOSALS. THE STANDING- INSTRUCTIONS ARE DISABLED FOR THIS MEETING | Non-Voting | ||||||||||||
| 11 | RESOLUTION REGARDING REMUNERATION TO THE MEMBERS OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 12.A | RE- ELECTION OF BOARD MEMBER: CHARLES A. BLIXT | Management | No Action | |||||||||||
| 12.B | RE- ELECTION OF BOARD MEMBER: ANDREW CRIPPS | Management | No Action | |||||||||||
| 12.C | RE- ELECTION OF BOARD MEMBER: JACQUELINE HOOGERBRUGGE | Management | No Action | |||||||||||
| 12.D | RE- ELECTION OF BOARD MEMBER: CONNY CARLSSON | Management | No Action | |||||||||||
| 12.E | RE- ELECTION OF BOARD MEMBER: ALEXANDER LACIK | Management | No Action | |||||||||||
| 12.F | RE- ELECTION OF BOARD MEMBER: PAULINE LINDWALL | Management | No Action | |||||||||||
| 12.G | RE- ELECTION OF BOARD MEMBER: WENCHE ROLFSEN | Management | No Action | |||||||||||
| 12.H | RE- ELECTION OF BOARD MEMBER: JOAKIM WESTH | Management | No Action | |||||||||||
| 12.I | RE-ELECTION OF THE CHAIRMAN OF THE BOARD: CONNY KARLSSON | Management | No Action | |||||||||||
| 12.J | RE-ELECTION OF THE DEPUTY CHAIRMAN OF THE BOARD: ANDREW CRIPPS | Management | No Action | |||||||||||
| 13 | RESOLUTION REGARDING THE NUMBER OF AUDITORS | Management | No Action | |||||||||||
| 14 | RESOLUTION REGARDING REMUNERATION TO THE AUDITOR | Management | No Action | |||||||||||
| 15 | ELECTION OF AUDITOR: THE NOMINATING COMMITTEE PROPOSES THAT THE NUMBER OF AUDITORS SHALL BE ONE WITH NO DEPUTY AUDITOR AND THAT THE AUDITOR COMPANY DELOITTE AB SHALL BE ELECTED AS AUDITOR FOR THE PERIOD AS OF THE END OF THE ANNUAL GENERAL MEETING 2021 UNTIL THE END OF THE ANNUAL GENERAL MEETING 2022 | Management | No Action | |||||||||||
| 16.A | RESOLUTION REGARDING: THE REDUCTION OF THE SHARE CAPITAL BY MEANS OF WITHDRAWAL OF REPURCHASED SHARES | Management | No Action | |||||||||||
| 16.B | RESOLUTION REGARDING: BONUS ISSUE | Management | No Action | |||||||||||
| 17 | RESOLUTION REGARDING AUTHORIZATION OF THE BOARD OF DIRECTORS TO RESOLVE ON ACQUISITIONS OF SHARES IN THE COMPANY | Management | No Action | |||||||||||
| 18 | RESOLUTION REGARDING AUTHORIZATION OF THE BOARD OF DIRECTORS TO RESOLVE ON TRANSFER OF SHARES IN THE COMPANY | Management | No Action | |||||||||||
| 19 | RESOLUTION REGARDING AUTHORIZATION OF THE BOARD OF DIRECTORS TO ISSUE NEW SHARES | Management | No Action | |||||||||||
| 20.A | RESOLUTION ON: AMENDMENT OF THE ARTICLES OF ASSOCIATION | Management | No Action | |||||||||||
| 20.B | RESOLUTION ON: A SPLIT OF THE COMPANY'S SHARES (SHARE SPLIT) | Management | No Action | |||||||||||
| 21 | RESOLUTION ON AMENDMENT OF THE ARTICLES OF ASSOCIATION | Management | No Action | |||||||||||
| CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS-DAY PRIOR TO MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO- BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW-ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED-MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE-THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR-FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE-SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | ||||||||||||
| THE BANK OF NEW YORK MELLON CORPORATION | ||||||||||||||
| Security | 064058100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | BK | Meeting Date | 13-Apr-2021 | |||||||||||
| ISIN | US0640581007 | Agenda | 935338132 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1A. | Election of Director: Linda Z. Cook | Management | For | For | ||||||||||
| 1B. | Election of Director: Joseph J. Echevarria | Management | For | For | ||||||||||
| 1C. | Election of Director: Thomas P. "Todd" Gibbons | Management | For | For | ||||||||||
| 1D. | Election of Director: M. Amy Gilliland | Management | For | For | ||||||||||
| 1E. | Election of Director: Jeffrey A. Goldstein | Management | For | For | ||||||||||
| 1F. | Election of Director: K. Guru Gowrappan | Management | For | For | ||||||||||
| 1G. | Election of Director: Ralph Izzo | Management | For | For | ||||||||||
| 1H. | Election of Director: Edmund F. "Ted" Kelly | Management | For | For | ||||||||||
| 1I. | Election of Director: Elizabeth E. Robinson | Management | For | For | ||||||||||
| 1J. | Election of Director: Samuel C. Scott III | Management | For | For | ||||||||||
| 1K. | Election of Director: Frederick O. Terrell | Management | For | For | ||||||||||
| 1L. | Election of Director: Alfred W. "Al" Zollar | Management | For | For | ||||||||||
| 2. | Advisory resolution to approve the 2020 compensation of our named executive officers. | Management | For | For | ||||||||||
| 3. | Ratification of KPMG LLP as our independent auditor for 2021. | Management | For | For | ||||||||||
| 4. | Stockholder proposal regarding stockholder requests for a record date to initiate written consent. | Shareholder | Against | For | ||||||||||
| KONINKLIJKE KPN NV | ||||||||||||||
| Security | N4297B146 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 14-Apr-2021 | ||||||||||||
| ISIN | NL0000009082 | Agenda | 713650706 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| 1. | OPENING AND ANNOUNCEMENTS | Non-Voting | ||||||||||||
| 2. | REPORT BY THE BOARD OF MANAGEMENT FOR THE FISCAL YEAR 2020 | Non-Voting | ||||||||||||
| 3. | PROPOSAL TO ADOPT THE FINANCIAL STATEMENTS FOR THE FISCAL YEAR 2020 | Management | No Action | |||||||||||
| 4. | REMUNERATION REPORT IN THE FISCAL YEAR 2020 (ADVISORY VOTE) | Management | No Action | |||||||||||
| 5. | EXPLANATION OF THE FINANCIAL AND DIVIDEND POLICY | Non-Voting | ||||||||||||
| 6. | PROPOSAL TO DETERMINE THE DIVIDEND OVER THE FISCAL YEAR 2020: EUR 13.00 PER SHARE | Management | No Action | |||||||||||
| 7. | PROPOSAL TO DISCHARGE THE MEMBERS OF THE BOARD OF MANAGEMENT FROM LIABILITY | Management | No Action | |||||||||||
| 8. | PROPOSAL TO DISCHARGE THE MEMBERS OF THE SUPERVISORY BOARD FROM LIABILITY | Management | No Action | |||||||||||
| 9. | PROPOSAL TO APPOINT THE EXTERNAL AUDITOR FOR THE FISCAL YEAR 2022: ERNST AND YOUNG ACCOUNTANTS LLP | Management | No Action | |||||||||||
| 10. | OPPORTUNITY TO MAKE RECOMMENDATIONS FOR THE APPOINTMENT OF MEMBERS OF THE- SUPERVISORY BOARD | Non-Voting | ||||||||||||
| 11. | PROPOSAL TO APPOINT MR. E.J.C. OVERBEEK AS MEMBER OF THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 12. | PROPOSAL TO APPOINT MR. G.J.A. VAN DE AAST AS MEMBER OF THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 13. | ANNOUNCEMENT CONCERNING VACANCIES IN THE SUPERVISORY BOARD ARISING IN 2022 | Non-Voting | ||||||||||||
| 14. | PROPOSAL TO AUTHORIZE THE BOARD OF MANAGEMENT TO RESOLVE THAT THE COMPANY MAY ACQUIRE ITS OWN SHARES | Management | No Action | |||||||||||
| 15. | PROPOSAL TO REDUCE THE CAPITAL BY CANCELLING OWN SHARES | Management | No Action | |||||||||||
| 16. | PROPOSAL TO DESIGNATE THE BOARD OF MANAGEMENT AS THE COMPETENT BODY TO ISSUE ORDINARY SHARES | Management | No Action | |||||||||||
| 17. | PROPOSAL TO DESIGNATE THE BOARD OF MANAGEMENT AS THE COMPETENT BODY TO RESTRICT OR EXCLUDE PRE-EMPTIVE RIGHTS UPON ISSUING ORDINARY SHARES | Management | No Action | |||||||||||
| 18. | ANY OTHER BUSINESS | Non-Voting | ||||||||||||
| 19. | VOTING RESULTS AND CLOSURE OF THE MEETING | Non-Voting | ||||||||||||
| CMMT | 26 MAR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTIONS 9 AND 6. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE-DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.-THANK YOU | Non-Voting | ||||||||||||
| SULZER AG | ||||||||||||||
| Security | H83580284 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 14-Apr-2021 | ||||||||||||
| ISIN | CH0038388911 | Agenda | 713717102 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS ARE REQUIRED FOR THIS MEETING. IF-NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED.-THANK YOU. | Non-Voting | ||||||||||||
| CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 534649 DUE TO SPLITTING-OF RES 5.1 AND 6.1. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | ||||||||||||
| 1.1 | BUSINESS REVIEW, FINANCIAL STATEMENTS OF SULZER LTD AND CONSOLIDATED FINANCIAL STATEMENTS 2020, REPORTS OF THE AUDITORS | Management | No Action | |||||||||||
| 1.2 | ADVISORY VOTE ON THE COMPENSATION REPORT 2020 | Management | No Action | |||||||||||
| 2 | APPROPRIATION OF NET PROFITS: CHF 4.00 PER SHARE | Management | No Action | |||||||||||
| 3 | DISCHARGE COMPENSATION OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE COMMITTEE | Management | No Action | |||||||||||
| 4.1 | APPROVAL OF THE MAXIMUM AGGREGATE AMOUNT OF COMPENSATION OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 4.2 | APPROVAL OF THE MAXIMUM AGGREGATE AMOUNT OF COMPENSATION OF THE EXECUTIVE COMMITTEE | Management | No Action | |||||||||||
| 5.1 | RE-ELECTION OF MR. PETER LOESCHER AS MEMBER AND CHAIRMAN OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 5.2.1 | RE-ELECTIONS OF THE MEMBER OF THE BOARD OF DIRECTORS: MRS. HANNE BIRGITTE BREINBJERG SORENSEN | Management | No Action | |||||||||||
| 5.2.2 | RE-ELECTIONS OF THE MEMBER OF THE BOARD OF DIRECTORS: MR. MATTHIAS BICHSEL | Management | No Action | |||||||||||
| 5.2.3 | RE-ELECTIONS OF THE MEMBER OF THE BOARD OF DIRECTORS: MR. MIKHAIL LIFSHITZ | Management | No Action | |||||||||||
| 5.2.4 | RE-ELECTIONS OF THE MEMBER OF THE BOARD OF DIRECTORS: MR. ALEXEY MOSKOV | Management | No Action | |||||||||||
| 5.2.5 | RE-ELECTIONS OF THE MEMBER OF THE BOARD OF DIRECTORS: MR. GERHARD ROISS | Management | No Action | |||||||||||
| 5.3.1 | ELECTION OF NEW MEMBER: MRS. SUZANNE THOMA | Management | No Action | |||||||||||
| 5.3.2 | ELECTION OF NEW MEMBER: MR. DAVID METZGER | Management | No Action | |||||||||||
| 6.1.1 | RE-ELECTION OF THREE MEMBER OF THE REMUNERATION COMMITTEE: MRS. HANNE BIRGITTE BREINBJERG SORENSEN | Management | No Action | |||||||||||
| 6.1.2 | RE-ELECTION OF THREE MEMBER OF THE REMUNERATION COMMITTEE: MR. GERHARD ROISS | Management | No Action | |||||||||||
| 6.2 | ELECTION OF A NEW MEMBER TO THE REMUNERATION COMMITTEE: SUZANNE THOMA | Management | No Action | |||||||||||
| 7 | RE-ELECTION OF THE AUDITORS: KPMG LTD., ZURICH | Management | No Action | |||||||||||
| 8 | RE-ELECTION OF THE INDEPENDENT PROXY: PROXY VOTING SERVICES GMBH, ZURICH | Management | No Action | |||||||||||
| 9 | INTRODUCTION OF CONDITIONAL SHARE CAPITAL | Management | No Action | |||||||||||
| CMMT | 23 MAR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF TEXT-IN RESOLUTION 2. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||||
| SCANDINAVIAN TOBACCO GROUP A/S | ||||||||||||||
| Security | K8553U105 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 14-Apr-2021 | ||||||||||||
| ISIN | DK0060696300 | Agenda | 713717417 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | IN THE MAJORITY OF MEETINGS THE VOTES ARE CAST WITH THE REGISTRAR WHO WILL-FOLLOW CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE OF MEETINGS THERE IS NO-REGISTRAR AND CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN OF THE BOARD OR A-BOARD MEMBER AS PROXY. CLIENTS CAN ONLY EXPECT THEM TO ACCEPT PRO-MANAGEMENT-VOTES. THE ONLY WAY TO GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES ARE-REPRESENTED AT THE MEETING IS TO SEND YOUR OWN REPRESENTATIVE OR ATTEND THE-MEETING IN PERSON. THE SUB CUSTODIAN BANKS OFFER REPRESENTATION SERVICES FOR- AN ADDED FEE IF REQUESTED. THANK YOU | Non-Voting | ||||||||||||
| CMMT | PLEASE BE ADVISED THAT SPLIT AND PARTIAL VOTING IS NOT AUTHORISED FOR A-BENEFICIAL OWNER IN THE DANISH MARKET. PLEASE CONTACT YOUR GLOBAL CUSTODIAN-FOR FURTHER INFORMATION. | Non-Voting | ||||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| 1. | REPORT OF THE BOARD OF DIRECTORS ON THE COMPANY'S ACTIVITIES DURING THE PAST- FINANCIAL YEAR | Non-Voting | ||||||||||||
| 2. | ADOPTION OF THE AUDITED ANNUAL REPORT THE AUDITED ANNUAL REPORT IS AVAILABLE ON WWW.ST-GROUP.COM | Management | No Action | |||||||||||
| 3. | APPROPRIATION OF PROFIT AS RECORDED IN THE ADOPTED ANNUAL REPORT: DKK 6.50 PER SHARE | Management | No Action | |||||||||||
| 4. | PRESENTATION OF THE COMPANY'S REMUNERATION REPORT FOR AN ADVISORY VOTE THE REMUNERATION REPORT IS AVAILABLE ON WWW.ST-GROUP.COM | Management | No Action | |||||||||||
| 5. | ADOPTION OF THE REMUNERATION OF THE BOARD OF DIRECTORS AND ANY BOARD COMMITTEES | Management | No Action | |||||||||||
| 6A. | REDUCTION OF THE COMPANY'S SHARE CAPITAL | Management | No Action | |||||||||||
| 6B. | AUTHORISATION TO THE BOARD OF DIRECTORS TO RESOLVE THAT THE COMPANY'S GENERAL MEETINGS SHALL BE HELD AS COMPLETELY ELECTRONIC GENERAL MEETINGS | Management | No Action | |||||||||||
| 6C. | LANGUAGE OF COMPANY ANNOUNCEMENTS ETC | Management | No Action | |||||||||||
| 7.01 | ELECTION OF MEMBER TO THE BOARD OF DIRECTORS: RE-ELECTION OF NIGEL NORTHRIDGE (CHAIRMAN) | Management | No Action | |||||||||||
| 7.02 | ELECTION OF MEMBER TO THE BOARD OF DIRECTORS: RE-ELECTION OF HENRIK BRANDT (VICE-CHAIRMAN) | Management | No Action | |||||||||||
| 7.03 | ELECTION OF MEMBER TO THE BOARD OF DIRECTORS: RE-ELECTION OF DIANNE NEAL BLIXT | Management | No Action | |||||||||||
| 7.04 | ELECTION OF MEMBER TO THE BOARD OF DIRECTORS: RE-ELECTION OF MARLENE FORSELL | Management | No Action | |||||||||||
| 7.05 | ELECTION OF MEMBER TO THE BOARD OF DIRECTORS: RE-ELECTION OF CLAUS GREGERSEN | Management | No Action | |||||||||||
| 7.06 | ELECTION OF MEMBER TO THE BOARD OF DIRECTORS: RE-ELECTION OF LUC MISSORTEN | Management | No Action | |||||||||||
| 7.07 | ELECTION OF MEMBER TO THE BOARD OF DIRECTORS: RE-ELECTION OF ANDERS OBEL | Management | No Action | |||||||||||
| 7.08 | ELECTION OF MEMBER TO THE BOARD OF DIRECTORS: ELECTION OF HENRIK AMSINCK | Management | No Action | |||||||||||
| 8.01 | ELECTION OF AUDITOR(S): RE-ELECTION OF PRICEWATERHOUSECOOPERS CHARTERED ACCOUNTANT COMPANY | Management | No Action | |||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN'-ONLY FOR RESOLUTION NUMBERS 7.01 TO 7.08 AND 8.01. THANK YOU | Non-Voting | ||||||||||||
| CMMT | 23 MAR 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE | Non-Voting | ||||||||||||
| EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE- BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS- MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE- TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST- SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY- PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU | ||||||||||||||
| CMMT | 24 MAR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT-AND MODIFICATION OF TEXT IN RESOLUTION 3. IF YOU HAVE ALREADY SENT IN YOUR-VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| EDP-ENERGIAS DE PORTUGAL SA | ||||||||||||||
| Security | X67925119 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 14-Apr-2021 | ||||||||||||
| ISIN | PTEDP0AM0009 | Agenda | 713725274 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | PLEASE NOTE THAT VOTING IN PORTUGUESE MEETINGS REQUIRES THE DISCLOSURE OF- BENEFICIAL OWNER INFORMATION, THROUGH DECLARATIONS OF PARTICIPATION AND-VOTING. BROADRIDGE WILL DISCLOSE THE BENEFICIAL OWNER INFORMATION FOR YOUR-VOTED ACCOUNTS. ADDITIONALLY, PORTUGUESE LAW DOES NOT PERMIT BENEFICIAL-OWNERS TO VOTE INCONSISTENTLY ACROSS THEIR HOLDINGS. OPPOSING VOTES MAY BE-REJECTED BY THE COMPANY HOLDING THIS MEETING. PLEASE CONTACT YOUR CLIENT-SERVICE REPRESENTATIVE FOR FURTHER DETAILS. | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 507950 DUE TO SPLITTING-OF RESOLUTIONS 3 AND 11. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | ||||||||||||
| 1 | APPROVE INDIVIDUAL AND CONSOLIDATED FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | No Action | |||||||||||
| 2 | APPROVE ALLOCATION OF INCOME | Management | No Action | |||||||||||
| 3.1 | APPRAISE MANAGEMENT OF COMPANY AND APPROVE VOTE OF CONFIDENCE TO MANAGEMENT BOARD | Management | No Action | |||||||||||
| 3.2 | APPRAISE SUPERVISION OF COMPANY AND APPROVE VOTE OF CONFIDENCE TO SUPERVISORY BOARD | Management | No Action | |||||||||||
| 3.3 | APPRAISE WORK PERFORMED BY STATUTORY AUDITOR AND APPROVE VOTE OF CONFIDENCE TO STATUTORY AUDITOR | Management | No Action | |||||||||||
| 4 | AUTHORIZE REPURCHASE AND REISSUANCE OF SHARES | Management | No Action | |||||||||||
| 5 | AUTHORIZE REPURCHASE AND REISSUANCE OF REPURCHASED DEBT INSTRUMENTS | Management | No Action | |||||||||||
| 6 | AUTHORIZE INCREASE IN CAPITAL UP TO 10 PERCENT VIA ISSUANCE OF EQUITY OR EQUITY- LINKED SECURITIES WITH PREEMPTIVE RIGHTS | Management | No Action | |||||||||||
| 7 | AMEND ARTICLES: RESOLVE ON THE PARTIAL AMENDMENT OF THE ARTICLES OF ASSOCIATION OF EDP BY THE ADDITION OF A NUMBER 4 AND A NUMBER 5 TO ARTICLE 4 AND THE MODIFICATION OF PARAGRAPH D) OF NUMBER 2 OF ARTICLE 11, OF NUMBER 2 OF ARTICLE 27 AND OF NUMBER 3 OF ARTICLE 23 | Management | No Action | |||||||||||
| 8 | ELIMINATE PREEMPTIVE RIGHTS | Management | No Action | |||||||||||
| 9 | APPROVE STATEMENT ON REMUNERATION POLICY APPLICABLE TO EXECUTIVE BOARD | Management | No Action | |||||||||||
| 10 | APPROVE STATEMENT ON REMUNERATION POLICY APPLICABLE TO OTHER CORPORATE BODIES | Management | No Action | |||||||||||
| 11.1 | ELECT CORPORATE BODIES FOR 2021-2023 TERM | Management | No Action | |||||||||||
| 11.2 | APPOINT PRICEWATERHOUSECOOPERS ASSOCIADOS - SOCIEDADE DE REVISORES DE CONTAS, LDA. AS AUDITOR AND AURELIO ADRIANO RANGEL AMADO AS ALTERNATE FOR 2021-2023 TERM | Management | No Action | |||||||||||
| 11.3 | ELECT GENERAL MEETING BOARD FOR 2021-2023 TERM | Management | No Action | |||||||||||
| 11.4 | ELECT REMUNERATION COMMITTEE FOR 2021-2023 TERM | Management | No Action | |||||||||||
| 11.5 | APPROVE REMUNERATION OF REMUNERATION COMMITTEE MEMBERS | Management | No Action | |||||||||||
| 11.6 | ELECT ENVIRONMENT AND SUSTAINABILITY BOARD FOR 2021-2023 TERM | Management | No Action | |||||||||||
| PHAROL SGPS, SA | ||||||||||||||
| Security | X6454E135 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 14-Apr-2021 | ||||||||||||
| ISIN | PTPTC0AM0009 | Agenda | 713754782 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | PLEASE NOTE THAT VOTING IN PORTUGUESE MEETINGS REQUIRES THE DISCLOSURE OF- BENEFICIAL OWNER INFORMATION, THROUGH DECLARATIONS OF PARTICIPATION AND-VOTING. BROADRIDGE WILL DISCLOSE THE BENEFICIAL OWNER INFORMATION FOR YOUR-VOTED ACCOUNTS. ADDITIONALLY, PORTUGUESE LAW DOES NOT PERMIT BENEFICIAL-OWNERS TO VOTE INCONSISTENTLY ACROSS THEIR HOLDINGS. OPPOSING VOTES MAY BE-REJECTED BY THE COMPANY HOLDING THIS MEETING. PLEASE CONTACT YOUR CLIENT-SERVICE REPRESENTATIVE FOR FURTHER DETAILS | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 538008 DUE TO RECEIVED-CHANGE IN BOARD RECOMMENDATION FOR RESOLUTION 1.1.B. ALL VOTES RECEIVED ON-THE PREVIOUS MEETING WILL BE DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE-GRANTED. THEREFORE PLEASE REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB.-IF HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS-MEETING WILL BE CLOSED AND YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL-BE APPLICABLE. PLEASE ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE- ORIGINAL MEETING, AND AS SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK-YOU | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A-SECOND CALL ON 30 APR 2021. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL-REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU | Non-Voting | ||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| 1.1.A | TO REVOKE THE LIMITATION OF THE VOTING RIGHTS - AMEND OF THE ARTICLES 12/1/A) B) AND D) AND WORDING OF ARTICLE 13 ELIMINATING THE CONTENT OF THE NUMBERS 10/11/12/14 OF THE ARTICLES OF ASSOCIATION OF THE COMPANY | Management | No Action | |||||||||||
| 1.1.B | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: PROPOSED BY TELEMAR NORTE LESTE, S.A.: TO MAINTAIN THE LIMITATION OF THE VOTING RIGHTS - DRAFTING OF ARTICLES 12/1/A), B) AND D) AND WRITING OF ARTICLE 13 WITH MAINTENANCE OF SHIELDING IN NUMBERS 12, 13, 14 AND 15 | Shareholder | No Action | |||||||||||
| 1.2 | GLOBALLY AMEND AND UPDATE THE ARTICLES OF ASSOCIATION OF THE COMPANY IN ORDER TO ELIMINATE EXPIRED PROVISIONS, AVOID THE REPETITION OF LEGAL RULES AND CORRECT INCONSISTENCIES, AS EXPLAINED IN THE NOTICE (ALL AMENDMENTS OTHER THAN THOSE RELATING TO ARTICLES 12/1/A) (B) AND D) AND THE ELIMINATION OF THE CONTENT OF ARTICLES 13/10/11/12/14 OF THE CURRENT ARTICLES OF ASSOCIATION OF THE COMPANY) | Management | No Action | |||||||||||
| 2 | TO RESOLVE ON THE MANAGEMENT REPORT, BALANCE SHEET AND ACCOUNTS FOR THE YEAR 2020 | Management | No Action | |||||||||||
| 3 | TO RESOLVE ON THE CONSOLIDATED MANAGEMENT REPORT, BALANCE SHEET AND ACCOUNTS FOR THE YEAR 2020 | Management | No Action | |||||||||||
| 4 | TO RESOLVE ON THE PROPOSAL FOR APPLICATION OF PROFITS | Management | No Action | |||||||||||
| 5 | TO RESOLVE ON A GENERAL APPRAISAL OF THE COMPANY'S MANAGEMENT AND SUPERVISION | Management | No Action | |||||||||||
| 6 | TO RESOLVE ON THE ELECTION OF THE MEMBERS OF THE CORPORATE BODIES AND THE COMPENSATION COMMITTEE FOR THE THREE- YEAR PERIOD 2021-2023 | Management | No Action | |||||||||||
| 7 | TO RESOLVE ON THE ELECTION OF THE STATUTORY AUDITOR EFFECTIVE AND SUBSTITUTE - FOR THE THREE-YEAR PERIOD 2021-2023 | Management | No Action | |||||||||||
| 8 | TO RESOLVE ON THE ACQUISITION AND DISPOSITION OF OWN SHARES | Management | No Action | |||||||||||
| 9 | TO RESOLVE ON THE STATEMENT OF THE COMPENSATION COMMITTEE ON THE REMUNERATION POLICY FOR THE MEMBERS OF THE MANAGEMENT AND SUPERVISORY BODIES OF THE COMPANY | Management | No Action | |||||||||||
| EDP-ENERGIAS DE PORTUGAL, S.A. | ||||||||||||||
| Security | 268353109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | EDPFY | Meeting Date | 14-Apr-2021 | |||||||||||
| ISIN | US2683531097 | Agenda | 935356700 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1 | Resolve on the approval of the individual and consolidated accounts' reporting documents for 2020, including the global management report (which incorporates a chapter regarding corporate governance and the remuneration report), the individual and consolidated accounts, the sustainability report (containing the non-financial consolidated statement), the annual report and the opinion of the General and Supervisory Board (that integrates the annual report of the Financial ... (due to space limits, see proxy material for full proposal). | Management | For | |||||||||||
| 2 | Resolve on the allocation of profits in relation to the 2020 financial year. | Management | For | |||||||||||
| 3A | Resolve on the general appraisal of the management and supervision of the company, under article 455 of the Portuguese Companies Code: General appraisal of the Executive Board of Directors. | Management | For | |||||||||||
| 3B | Resolve on the general appraisal of the management and supervision of the company, under article 455 of the Portuguese Companies Code: General appraisal of the General and Supervisory Board. | Management | For | |||||||||||
| 3C | Resolve on the general appraisal of the management and supervision of the company, under article 455 of the Portuguese Companies Code: General appraisal of the Statutory Auditor. | Management | For | |||||||||||
| 4 | Resolve on the granting of authorization to the Executive Board of Directors for the acquisition and sale of own shares by EDP and subsidiaries of EDP. | Management | For | |||||||||||
| 5 | Resolve on the granting of authorization to the Executive Board of Directors for the acquisition and sale of own bonds by EDP. | Management | For | |||||||||||
| 6 | Resolve on the renewal, for a 5-year period, of the authorization granted by article 4 number 3 of the Articles of Association to the Executive Board of Directors to increase the share capital of EDP, on one or more occasions, up to a 10% limit of the current share capital. | Management | For | |||||||||||
| 7 | Resolve on the partial amendment of the Articles of Association of EDP by the addition of a number 4 and a number 5 to Article 4 and the modification of paragraph d) of number 2 of Article 11, of number 2 of Article 27 and of number 3 of Article 23. | Management | For | |||||||||||
| 8 | Assuming that the proposed amendment to the Articles of Association included in the foregoing item (the addition of numbers 4 and 5 to article 4) is approved, to resolve on the waiver of shareholder pre-emption rights in share capital increases to be approved by the Executive Board of Directors under such article 4 number 4. | Management | For | |||||||||||
| 9 | Resolve on the proposal of remuneration policy of the members of the Executive Board of Directors, submitted by the Remuneration Committee of the General and Supervisory Board. | Management | For | |||||||||||
| 10 | Resolve on the proposal of remuneration policy of the members of the remaining corporate bodies, submitted by the Remuneration Committee appointed by the General Shareholders' Meeting. | Management | For | |||||||||||
| 11A | Resolve on the Election of the members of the General and Supervisory Board for the 2021-2023 triennium mandate. | Management | Abstain | |||||||||||
| 11B | Resolve on the Election of the Statutory Auditor and the Alternate Statutory Auditor for the 2021-2023 triennium mandate. | Management | For | |||||||||||
| 11C | Resolve on the Election of the members of the Board of the General Shareholders' Meeting for the 2021-2023 triennium mandate. | Management | For | |||||||||||
| 11D | Resolve on the Election of the members of the Remunerations Committee to be appointed by the General Shareholders' Meeting for the 2021-2023 triennium mandate. | Management | For | |||||||||||
| 11E | Resolve on the Remuneration of the members of the Remunerations Committee to be appointed by the General Shareholders' Meeting. | Management | For | |||||||||||
| 11F | Resolve on the Election of the members of the Environment and Sustainability Board for the 2021-2023 triennium mandate. | Management | For | |||||||||||
| PETROLEO BRASILEIRO S.A. - PETROBRAS | ||||||||||||||
| Security | 71654V408 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | PBR | Meeting Date | 14-Apr-2021 | |||||||||||
| ISIN | US71654V4086 | Agenda | 935381905 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | Assessing the Management's accounts, examining, discussing and voting on the Management's Report and the Company's Financial Statements, with the report from the independent auditors and the Fiscal Council Report, for the fiscal year ended on December 31, 2020. | Management | Abstain | Against | ||||||||||
| 2. | Proposal for the allocation of the Loss/Profit for the fiscal year of 2020. | Management | Abstain | Against | ||||||||||
| 3A. | Election of members of the Fiscal Council: Candidates nominated by the controlling shareholder: Main: Agnes Maria de Aragão da Costa; Alternate: Jairez Elói de Sousa Paulista; Main: Sergio Henrique Lopes de Sousa; Alternate: Alan Sampaio Santos; Main: José Franco Medeiros de Morais; Alternate: Gildenora Batista Dantas Milhomem | Management | Abstain | Against | ||||||||||
| 3B. | If one of the candidates that compose the ticket fails to integrate it to accommodate the separate election dealt with by arts. 161, Section 4, and 240 of Law No. 6,404 of 1976, can the votes corresponding to their shares continue to be conferred on the chosen ticket? | Management | Abstain | Against | ||||||||||
| 3D. | Separate election of members of the Fiscal Council by holders of common shares: Main: Patricia Valente Stierli; Alternate: Robert Juenemann | Management | Abstain | Against | ||||||||||
| 4. | Establishing the compensation for the members of the Management, Fiscal Council and Advisory Committees of the Board of Directors. | Management | Abstain | Against | ||||||||||
| 5. | In the event of a second call of this General Meeting, the voting instructions included in this ballot form be considered also for the second call of Meeting. | Management | Abstain | Against | ||||||||||
| 6 | Proposal for the merger of Companhia de Desenvolvimento e Modernização de Plantas Industriais S.A. (CDMPI) by Petróleo Brasileiro S.A. - Petrobras to: 6a. To ratify the contracting of MOREIRA ASSOCIADOS AUDITORES INDEPENDENTES (MOREIRA ASSOCIADOS) by Petrobras for the preparation of the Appraisal Report, at book value, of CDMPI's shareholders' equity, pursuant to paragraph 1 of article 227 of Law 6404, of December 15, 1976. ..Due to space limits, see proxy material for full proposal. | Management | Abstain | Against | ||||||||||
| 7. | In the event of a second call of this General Meeting, the voting instructions included in this ballot form be considered also for the second call of Meeting. | Management | Abstain | Against | ||||||||||
| NESTLE S.A. | ||||||||||||||
| Security | H57312649 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 15-Apr-2021 | ||||||||||||
| ISIN | CH0038863350 | Agenda | 713713469 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 508495 DUE TO RECEIPT OF-CHANGE IN VOTING STAUS FOR RESOLUTON 8. ALL VOTES RECEIVED ON THE PREVIOUS-MEETING WILL BE DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED.-THEREFORE PLEASE REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER-VOTE DEADLINE EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE- CLOSED AND YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE.-PLEASE ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING,-AND AS SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS ARE REQUIRED FOR THIS MEETING. IF-NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED.-THANK YOU. | Non-Voting | ||||||||||||
| CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting | ||||||||||||
| 1.1 | APPROVAL OF THE ANNUAL REVIEW, THE FINANCIAL STATEMENTS OF NESTLE S.A. AND THE CONSOLIDATED FINANCIAL STATEMENTS OF THE NESTLE GROUP FOR 2020 | Management | No Action | |||||||||||
| 1.2 | ACCEPTANCE OF THE COMPENSATION REPORT 2020 (ADVISORY VOTE) | Management | No Action | |||||||||||
| 2 | DISCHARGE TO THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE MANAGEMENT | Management | No Action | |||||||||||
| 3 | APPROPRIATION OF PROFIT RESULTING FROM THE BALANCE SHEET OF NESTLE S.A. (PROPOSED DIVIDEND) FOR THE FINANCIAL YEAR 2020 | Management | No Action | |||||||||||
| 4.1.1 | RE-ELECTION AS MEMBER AND CHAIRMAN OF THE BOARD OF DIRECTORS: PAUL BULCKE | Management | No Action | |||||||||||
| 4.1.2 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: ULF MARK SCHNEIDER | Management | No Action | |||||||||||
| 4.1.3 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: HENRI DE CASTRIES | Management | No Action | |||||||||||
| 4.1.4 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: RENATO FASSBIND | Management | No Action | |||||||||||
| 4.1.5 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: PABLO ISLA | Management | No Action | |||||||||||
| 4.1.6 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: ANN M. VENEMAN | Management | No Action | |||||||||||
| 4.1.7 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: EVA CHENG | Management | No Action | |||||||||||
| 4.1.8 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: PATRICK AEBISCHER | Management | No Action | |||||||||||
| 4.1.9 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: KASPER RORSTED | Management | No Action | |||||||||||
| 4.110 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: KIMBERLY A. ROSS | Management | No Action | |||||||||||
| 4.111 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: DICK BOER | Management | No Action | |||||||||||
| 4.112 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: DINESH PALIWAL | Management | No Action | |||||||||||
| 4.113 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: HANNE JIMENEZ DE MORA | Management | No Action | |||||||||||
| 4.2 | ELECTION TO THE BOARD OF DIRECTORS: LINDIWE MAJELE SIBANDA | Management | No Action | |||||||||||
| 4.3.1 | ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: PABLO ISLA | Management | No Action | |||||||||||
| 4.3.2 | ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: PATRICK AEBISCHER | Management | No Action | |||||||||||
| 4.3.3 | ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: DICK BOER | Management | No Action | |||||||||||
| 4.3.4 | ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: KASPER RORSTED | Management | No Action | |||||||||||
| 4.4 | ELECTION OF THE STATUTORY AUDITORS: ERNST AND YOUNG LTD, LAUSANNE BRANCH | Management | No Action | |||||||||||
| 4.5 | ELECTION OF THE INDEPENDENT REPRESENTATIVE: HARTMANN DREYER, ATTORNEYS-AT-LAW | Management | No Action | |||||||||||
| 5.1 | APPROVAL OF THE COMPENSATION OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 5.2 | APPROVAL OF THE COMPENSATION OF THE EXECUTIVE BOARD | Management | No Action | |||||||||||
| 6 | CAPITAL REDUCTION (BY CANCELLATION OF SHARES) | Management | No Action | |||||||||||
| 7 | SUPPORT OF NESTLE'S CLIMATE ROADMAP (ADVISORY VOTE) | Management | No Action | |||||||||||
| 8 | IN THE EVENT OF ANY YET UNKNOWN NEW OR MODIFIED PROPOSAL BY A SHAREHOLDER DURING THE GENERAL MEETING, I INSTRUCT THE INDEPENDENT REPRESENTATIVE TO VOTE AS FOLLOWS: (YES = VOTE IN FAVOR OF ANY SUCH YET UNKNOWN PROPOSAL, NO = VOTE AGAINST ANY SUCH YET UNKNOWN PROPOSAL, ABSTAIN = ABSTAIN FROM VOTING) - THE BOARD OF DIRECTORS RECOMMENDS TO VOTE NO ON ANY SUCH YET UNKNOWN PROPOSAL | Shareholder | No Action | |||||||||||
| GENTING SINGAPORE LIMITED | ||||||||||||||
| Security | Y2692C139 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 15-Apr-2021 | ||||||||||||
| ISIN | SGXE21576413 | Agenda | 713722999 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1 | TO RECEIVE AND ADOPT THE DIRECTORS' STATEMENT AND AUDITED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 AND THE AUDITOR'S REPORT THEREON | Management | For | For | ||||||||||
| 2 | TO DECLARE A FINAL ONE-TIER TAX EXEMPT DIVIDEND OF SGD0.01 PER ORDINARY SHARE | Management | For | For | ||||||||||
| 3 | TO RE-ELECT MR JONATHAN ASHERSON | Management | Abstain | Against | ||||||||||
| 4 | TO RE-ELECT MR TAN WAH YEOW | Management | Abstain | Against | ||||||||||
| 5 | TO RE-ELECT MR HAUW SZE SHIUNG WINSTON | Management | For | For | ||||||||||
| 6 | TO APPROVE DIRECTORS' FEES OF UP TO SGD1,981,000 FOR THE FINANCIAL YEAR ENDING 31 DECEMBER 2021 | Management | For | For | ||||||||||
| 7 | TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITOR OF THE COMPANY | Management | For | For | ||||||||||
| 8 | PROPOSED RENEWAL OF THE GENERAL MANDATE FOR INTERESTED PERSON TRANSACTIONS | Management | For | For | ||||||||||
| 9 | PROPOSED RENEWAL OF THE SHARE BUY-BACK MANDATE | Management | For | For | ||||||||||
| CNH INDUSTRIAL N V | ||||||||||||||
| Security | N20944109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CNHI | Meeting Date | 15-Apr-2021 | |||||||||||
| ISIN | NL0010545661 | Agenda | 935345656 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 2b. | Adoption of the 2020 Annual Financial Statements. | Management | For | For | ||||||||||
| 2c. | Determination and distribution of dividend. | Management | For | For | ||||||||||
| 2d. | Release from liability of the executive directors and the non-executive directors of the Board. | Management | For | For | ||||||||||
| 3. | Advisory vote on application of the remuneration policy in 2020. | Management | For | For | ||||||||||
| 4a. | Re-appointment of Suzanne Heywood | Management | For | For | ||||||||||
| 4b. | Appointment of Scott W. Wine | Management | For | For | ||||||||||
| 4c. | Re-appointment of Howard W. Buffett | Management | For | For | ||||||||||
| 4d. | Re-appointment of Tufan Erginbilgic | Management | For | For | ||||||||||
| 4e. | Re-appointment of Léo W. Houle | Management | For | For | ||||||||||
| 4f. | Re-appointment of John B. Lanaway | Management | For | For | ||||||||||
| 4g. | Re-appointment of Alessandro Nasi | Management | For | For | ||||||||||
| 4h. | Re-appointment of Lorenzo Simonelli | Management | For | For | ||||||||||
| 4i. | Re-appointment of Vagn Sørensen | Management | For | For | ||||||||||
| 5. | Proposal to re-appoint Ernst & Young Accountants LLP as the independent auditor of the Company. | Management | For | For | ||||||||||
| 6. | Replacement of the existing authorization to the Board of the authority to acquire common shares in the capital of the Company. | Management | For | For | ||||||||||
| FERRARI, NV | ||||||||||||||
| Security | N3167Y103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | RACE | Meeting Date | 15-Apr-2021 | |||||||||||
| ISIN | NL0011585146 | Agenda | 935346723 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 2.C | Remuneration Report 2020 (advisory vote) | Management | For | For | ||||||||||
| 2.D | Adoption of the 2020 Annual Accounts | Management | For | For | ||||||||||
| 2.E | Determination and distribution of dividend | Management | For | For | ||||||||||
| 2.F | Granting of discharge to the directors in respect of the performance of their duties during the financial year 2020 | Management | For | For | ||||||||||
| 3.A | Re-appointment of the executive director: John Elkann | Management | For | For | ||||||||||
| 3.B | Re-appointment of the non-executive director: Piero Ferrari | Management | For | For | ||||||||||
| 3.C | Re-appointment of the non-executive director: Delphine Arnault | Management | For | For | ||||||||||
| 3.D | Re-appointment of the non-executive director: Francesca Bellettini | Management | For | For | ||||||||||
| 3.E | Re-appointment of the non-executive director: Eduardo H. Cue | Management | For | For | ||||||||||
| 3.F | Re-appointment of the non-executive director: Sergio Duca | Management | For | For | ||||||||||
| 3.G | Re-appointment of the non-executive director: John Galantic | Management | For | For | ||||||||||
| 3.H | Re-appointment of the non-executive director: Maria Patrizia Grieco | Management | For | For | ||||||||||
| 3.I | Re-appointment of the non-executive director: Adam Keswick | Management | For | For | ||||||||||
| 4. | Appointment of the independent auditor - Proposal to appoint Ernst & Young Accountants LLP as the independent auditor of the Company. | Management | For | For | ||||||||||
| 5.1 | Proposal to designate the Board of Directors as the corporate body authorized to issue common shares and to grant rights to subscribe for common shares as provided for in article 6 of the Company's articles of association. | Management | For | For | ||||||||||
| 5.2 | Proposal to designate the Board of Directors as the corporate body authorized to limit or to exclude pre- emption rights for common shares as provided for in article 7 of the Company's articles of association. | Management | Abstain | Against | ||||||||||
| 5.3 | Proposal to designate the Board of Directors as the corporate body authorized to issue special voting shares and to grant rights to subscribe for special voting shares as provided for in article 6 of the Company's articles of association. | Management | Abstain | Against | ||||||||||
| 6. | Delegation to the Board of Directors of the authority to acquire common shares in the capital of the Company - Proposal to authorize the Board of Directors to acquire fully paid-up common shares in the Company's own share capital as specified in article 8 of the Company's articles of association. | Management | For | For | ||||||||||
| 7. | Approval of awards to the executive director - Proposal to approve the plan to award (rights to subscribe for) common shares in the capital of the Company to the executive director in accordance with article 14.6 of the Company's articles of association. | Management | Abstain | Against | ||||||||||
| TELEFONICA BRASIL SA | ||||||||||||||
| Security | 87936R205 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | VIV | Meeting Date | 15-Apr-2021 | |||||||||||
| ISIN | US87936R2058 | Agenda | 935358362 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | Examine the management's accounts, analyze, discuss and vote on the Company's Financial Statements, in conjunction with the Management Report, Independent Auditors' Report and Audit Committee's Opinion regarding the fiscal year ended on December 31, 2020, as per the Shareholders Meeting Manual. | Management | For | For | ||||||||||
| 2. | Resolve on the profitability allocation for the fiscal year ended December 31, 2020 and on the distribution of dividends to the shareholders of the Company, as per the Shareholders Meeting Manual. | Management | For | For | ||||||||||
| 3.1 | Appointment of candidates for the Fiscal Council (the shareholder might appoint as many candidates as there are vacancies to be filled in the general election): Cremênio Medola Netto (Effective member) / Juarez Rosa da Silva (Alternate member) | Management | For | |||||||||||
| 3.2 | Appointment of candidates for the Fiscal Council (the shareholder might appoint as many candidates as there are vacancies to be filled in the general election): Charles Edwards Allen (Effective member) / Stael Prata Silva Filho (Alternate member) | Management | For | |||||||||||
| 4. | Set the annual global remuneration of the board of directors and of the members of the fiscal board for the fiscal year of 2021, as per the Shareholders Meeting Manual. | Management | For | |||||||||||
| FERRARI, NV | ||||||||||||||
| Security | N3167Y103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | RACE | Meeting Date | 15-Apr-2021 | |||||||||||
| ISIN | NL0011585146 | Agenda | 935362498 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 2.C | Remuneration Report 2020 (advisory vote) | Management | For | For | ||||||||||
| 2.D | Adoption of the 2020 Annual Accounts | Management | For | For | ||||||||||
| 2.E | Determination and distribution of dividend | Management | For | For | ||||||||||
| 2.F | Granting of discharge to the directors in respect of the performance of their duties during the financial year 2020 | Management | For | For | ||||||||||
| 3.A | Re-appointment of the executive director: John Elkann | Management | For | For | ||||||||||
| 3.B | Re-appointment of the non-executive director: Piero Ferrari | Management | For | For | ||||||||||
| 3.C | Re-appointment of the non-executive director: Delphine Arnault | Management | For | For | ||||||||||
| 3.D | Re-appointment of the non-executive director: Francesca Bellettini | Management | For | For | ||||||||||
| 3.E | Re-appointment of the non-executive director: Eduardo H. Cue | Management | For | For | ||||||||||
| 3.F | Re-appointment of the non-executive director: Sergio Duca | Management | For | For | ||||||||||
| 3.G | Re-appointment of the non-executive director: John Galantic | Management | For | For | ||||||||||
| 3.H | Re-appointment of the non-executive director: Maria Patrizia Grieco | Management | For | For | ||||||||||
| 3.I | Re-appointment of the non-executive director: Adam Keswick | Management | For | For | ||||||||||
| 4. | Appointment of the independent auditor - Proposal to appoint Ernst & Young Accountants LLP as the independent auditor of the Company. | Management | For | For | ||||||||||
| 5.1 | Proposal to designate the Board of Directors as the corporate body authorized to issue common shares and to grant rights to subscribe for common shares as provided for in article 6 of the Company's articles of association. | Management | For | For | ||||||||||
| 5.2 | Proposal to designate the Board of Directors as the corporate body authorized to limit or to exclude pre- emption rights for common shares as provided for in article 7 of the Company's articles of association. | Management | Abstain | Against | ||||||||||
| 5.3 | Proposal to designate the Board of Directors as the corporate body authorized to issue special voting shares and to grant rights to subscribe for special voting shares as provided for in article 6 of the Company's articles of association. | Management | Abstain | Against | ||||||||||
| 6. | Delegation to the Board of Directors of the authority to acquire common shares in the capital of the Company - Proposal to authorize the Board of Directors to acquire fully paid-up common shares in the Company's own share capital as specified in article 8 of the Company's articles of association. | Management | For | For | ||||||||||
| 7. | Approval of awards to the executive director - Proposal to approve the plan to award (rights to subscribe for) common shares in the capital of the Company to the executive director in accordance with article 14.6 of the Company's articles of association. | Management | Abstain | Against | ||||||||||
| CNH INDUSTRIAL N V | ||||||||||||||
| Security | N20944109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CNHI | Meeting Date | 15-Apr-2021 | |||||||||||
| ISIN | NL0010545661 | Agenda | 935363349 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 2b. | Adoption of the 2020 Annual Financial Statements. | Management | For | For | ||||||||||
| 2c. | Determination and distribution of dividend. | Management | For | For | ||||||||||
| 2d. | Release from liability of the executive directors and the non-executive directors of the Board. | Management | For | For | ||||||||||
| 3. | Advisory vote on application of the remuneration policy in 2020. | Management | For | For | ||||||||||
| 4a. | Re-appointment of Suzanne Heywood | Management | For | For | ||||||||||
| 4b. | Appointment of Scott W. Wine | Management | For | For | ||||||||||
| 4c. | Re-appointment of Howard W. Buffett | Management | For | For | ||||||||||
| 4d. | Re-appointment of Tufan Erginbilgic | Management | For | For | ||||||||||
| 4e. | Re-appointment of Léo W. Houle | Management | For | For | ||||||||||
| 4f. | Re-appointment of John B. Lanaway | Management | For | For | ||||||||||
| 4g. | Re-appointment of Alessandro Nasi | Management | For | For | ||||||||||
| 4h. | Re-appointment of Lorenzo Simonelli | Management | For | For | ||||||||||
| 4i. | Re-appointment of Vagn Sørensen | Management | For | For | ||||||||||
| 5. | Proposal to re-appoint Ernst & Young Accountants LLP as the independent auditor of the Company. | Management | For | For | ||||||||||
| 6. | Replacement of the existing authorization to the Board of the authority to acquire common shares in the capital of the Company. | Management | For | For | ||||||||||
| TURKCELL ILETISIM HIZMETLERI A.S. | ||||||||||||||
| Security | 900111204 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TKC | Meeting Date | 15-Apr-2021 | |||||||||||
| ISIN | US9001112047 | Agenda | 935379607 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 2. | Authorizing the Presiding Committee to sign the minutes of the meeting. | Management | For | |||||||||||
| 5. | Reading, discussion and approval of the consolidated balance sheets and profits/loss statements prepared pursuant to the Turkish Commercial Code and Capital Markets Board legislation relating to fiscal year 2020, separately. | Management | For | |||||||||||
| 6. | Discussion of and decision on the release of the Board Members individually from the activities and operations of the Company pertaining to the fiscal year 2020. | Management | For | |||||||||||
| 7. | Informing the General Assembly on the donation and contributions made in the fiscal year 2020; discussion of and decision on Board of Directors' proposal concerning determination of the limit on donations that shall be made by our Company during the period commencing 1 January 2021 and ending on the date of the Company's general assembly meeting relating to the 2021 fiscal year. | Management | For | |||||||||||
| 8. | Submission of the board members, who were elected as per Article 363 of the Turkish Commercial Code due to the vacancies in the memberships of the Board of Directors, to the approval of General Assembly; discussion of and decision on the election for board memberships in accordance with related legislation and determination of term of office. | Management | Against | |||||||||||
| 9. | Determination of the remuneration of the Board Members. | Management | Against | |||||||||||
| 10. | Discussion of and approval of the election of the independent audit firm suggested by the Board of Directors pursuant to Turkish Commercial Code and the capital markets legislation for auditing of the accounts and transactions of the fiscal year 2021. | Management | For | |||||||||||
| 11. | Discussion of and decision on the distribution of dividend as well as on the dividend distribution date for the fiscal year 2020. | Management | For | |||||||||||
| 12. | Decision permitting the Board Members to, directly or on behalf of others, be active in areas falling within or outside the scope of the Company's operations and to participate in companies operating in the same business and to perform other acts in compliance with Articles 395 and 396 of the Turkish Commercial Code. | Management | Against | |||||||||||
| VERBUND AG | ||||||||||||||
| Security | A91460104 | Meeting Type | Ordinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 20-Apr-2021 | ||||||||||||
| ISIN | AT0000746409 | Agenda | 713712354 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| 1 | PRESENTATION OF ANNUAL REPORTS | Non-Voting | ||||||||||||
| 2 | APPROVAL OF USAGE OF EARNINGS: EUR 0.75 PER SHARE | Management | No Action | |||||||||||
| 3 | DISCHARGE OF MANAGEMENT BOARD | Management | No Action | |||||||||||
| 4 | DISCHARGE OF SUPERVISORY BOARD | Management | No Action | |||||||||||
| 5 | ELECTION OF EXTERNAL AUDITOR: DELOITTE | Management | No Action | |||||||||||
| 6 | APPROVAL OF THE REPORT ON REMUNERATION FOR MANAGEMENT BOARD AND SUPERVISORY BOARD | Management | No Action | |||||||||||
| 7 | APPROVAL OF REMUNERATION FOR SUPERVISORY BOARD | Management | No Action | |||||||||||
| CMMT | 26 MAR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF TEXT-IN RESOLUTIONS 2 AND 5. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||||
| ITALGAS S.P.A. | ||||||||||||||
| Security | T6R89Z103 | Meeting Type | MIX | |||||||||||
| Ticker Symbol | Meeting Date | 20-Apr-2021 | ||||||||||||
| ISIN | IT0005211237 | Agenda | 713713495 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| O.1 | ITALGAS S.P.A. BALANCE SHEET AS OF 31 DECEMBER 2020, INTEGRATED ANNUAL REPORT AS OF 31 DECEMBER 2020, BOARD OF DIRECTORS' REPORTS, INTERNAL AND EXTERNAL AUDITORS' REPORTS. RESOLUTIONS RELATED THERETO | Management | No Action | |||||||||||
| O.2 | PROFIT ALLOCATION AND DIVIDEND DISTRIBUTION | Management | No Action | |||||||||||
| O.3.1 | REWARDING POLICY AND EMOLUMENT PAID REPORT: TO APPROVE THE REWARDING POLICY AS PER ART. 123-TER, ITEM 3-BIS, OF THE LEGISLATIVE DECREE NO. 58/1998 | Management | No Action | |||||||||||
| O.3.2 | REWARDING POLICY AND EMOLUMENT PAID REPORT: RESOLUTIONS ON THE REPORT'S 'SECOND SECTION', AS PER ART. 123-TER, ITEM 6, OF THE LEGISLATIVE DECREE NO.58/1998 | Management | No Action | |||||||||||
| O.4 | 2021-2023 CO-INVESTMENT PLAN RESERVED TO ITALGAS S.P.A AND/OR GROUP COMPANIES' EMPLOYEES | Management | No Action | |||||||||||
| E.1 | PROPOSAL FOR A STOCK CAPITAL INCREASE FREE OF PAYMENT, TO BE RESERVED TO ITALGAS SPA AND/OR GROUP COMPANIES' EMPLOYEES, FOR A MAXIMUM NOMINAL AMOUNT OF EURO 5,580,000.00, IN ONE OR MORE TRANCHES, THROUGH ASSIGNMENT, PURSUANT TO OF THE ART. 2349 OF THE ITALIAN CIVIL CODE, OF A CORRESPONDING AMOUNT WITHDRAWN FROM RETAINED EARNINGS RESERVES, WITH THE ISSUE OF NO MORE THAN NO. 4,500,000 ORDINARY SHARES. TO AMEND THE ART. 5 (COMPANY'S CAPITAL) OF THE BY-LAWS | Management | No Action | |||||||||||
| CMMT | 25 MAR 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE | Non-Voting | ||||||||||||
| EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE- BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS- MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE- TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST- SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY- PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU | ||||||||||||||
| CMMT | 25 MAR 2021: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| CMMT | 25 MAR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| SIKA AG | ||||||||||||||
| Security | H7631K273 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 20-Apr-2021 | ||||||||||||
| ISIN | CH0418792922 | Agenda | 713714764 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS ARE REQUIRED FOR THIS MEETING. IF-NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED.-THANK YOU. | Non-Voting | ||||||||||||
| CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting | ||||||||||||
| 1 | APPROVAL OF THE ANNUAL FINANCIAL STATEMENTS AND CONSOLIDATED FINANCIAL STATEMENTS FOR 2020 | Management | No Action | |||||||||||
| 2 | APPROPRIATION OF THE RETAINED EARNINGS OF SIKA AG: CHF 2.50 PER SHARE | Management | No Action | |||||||||||
| 3 | GRANTING DISCHARGE TO THE ADMINISTRATIVE BODIES | Management | No Action | |||||||||||
| 4.1.1 | RE-ELECTION OF THE BOARD OF DIRECTOR: PAUL J.HAELG AS A MEMBER | Management | No Action | |||||||||||
| 4.1.2 | RE-ELECTION OF THE BOARD OF DIRECTOR: MONIKA RIBAR AS A MEMBER | Management | No Action | |||||||||||
| 4.1.3 | RE-ELECTION OF THE BOARD OF DIRECTOR: DANIEL J.SAUTER AS A MEMBER | Management | No Action | |||||||||||
| 4.1.4 | RE-ELECTION OF THE BOARD OF DIRECTOR: CHRISTOPH TOBLER AS A MEMBER | Management | No Action | |||||||||||
| 4.1.5 | RE-ELECTION OF THE BOARD OF DIRECTOR: JUSTIN M.HOWELL AS A MEMBER | Management | No Action | |||||||||||
| 4.1.6 | RE-ELECTION OF THE BOARD OF DIRECTOR: THIERRY F. J. VANLANCKER AS A MEMBER | Management | No Action | |||||||||||
| 4.1.7 | RE-ELECTION OF THE BOARD OF DIRECTOR: VIKTOR W.BALLI AS A MEMBER | Management | No Action | |||||||||||
| 4.2 | ELECTION TO THE BOARD OF DIRECTORS: PAUL SCHULER AS A MEMBER | Management | No Action | |||||||||||
| 4.3 | ELECTION OF THE CHAIRMAN: PAUL J. HAELG | Management | No Action | |||||||||||
| 4.4.1 | ELECTION OF THE NOMINATION AND COMPENSATION COMMITTEE: DANIEL J. SAUTER TO THE NOMINATION AND COMPENSATION COMMITTEE | Management | No Action | |||||||||||
| 4.4.2 | ELECTION OF THE NOMINATION AND COMPENSATION COMMITTEE: JUSTIN M. HOWELL TO THE NOMINATION AND COMPENSATION COMMITTEE | Management | No Action | |||||||||||
| 4.4.3 | ELECTION OF THE NOMINATION AND COMPENSATION COMMITTEE: THIERRY F. J. VANLANCKER TO THE NOMINATION AND COMPENSATION COMMITTEE | Management | No Action | |||||||||||
| 4.5 | ELECTION OF STATUTORY AUDITORS: RE- ELECTION OF ERNST & YOUNG AG | Management | No Action | |||||||||||
| 4.6 | ELECTION OF INDEPENDENT PROXY: RE-ELECTION OF JOST WINDLIN | Management | No Action | |||||||||||
| 5.1 | COMPENSATION: CONSULTATIVE VOTE ON THE 2020 COMPENSATION REPORT | Management | No Action | |||||||||||
| 5.2 | COMPENSATION: APPROVAL OF THE FUTURE COMPENSATION OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 5.3 | COMPENSATION: APPROVAL OF THE FUTURE COMPENSATION OF THE GROUP MANAGEMENT | Management | No Action | |||||||||||
| 6 | IN CASE THE ANNUAL GENERAL MEETING VOTES ON PROPOSALS THAT ARE NOT LISTED IN THE INVITATION, I INSTRUCT THE INDEPENDENT PROXY TO VOTE AS FOLLOWS: (FOR MEANS TO VOTE AS PROPOSED BY THE BOARD OF DIRECTORS; AGAINST MEANS TO VOTE AGAINST ADDITIONAL OR AMENDED PROPOSALS; ABSTAIN MEANS TO ABSTAIN FROM VOTING) | Shareholder | No Action | |||||||||||
| INFRASTRUTTURE WIRELESS ITALIANE S.P.A. | ||||||||||||||
| Security | T6032P102 | Meeting Type | Ordinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 20-Apr-2021 | ||||||||||||
| ISIN | IT0005090300 | Agenda | 713754821 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 529635 DUE TO RECEIPT OF-UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE-REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE-EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND-YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE-ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS-SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU | Non-Voting | ||||||||||||
| O.1 | BALANCE SHEET AS OF 31 DECEMBER 2020 - TO APPROVE THE BALANCE SHEET; RESOLUTIONS RELATED THERETO | Management | No Action | |||||||||||
| O.2 | BALANCE SHEET AS OF 31 DECEMBER 2020 - PROFIT ALLOCATION FOR FISCAL YEAR 2020; RESOLUTIONS RELATED THERETO | Management | No Action | |||||||||||
| O.3 | REPORT ON REMUNERATION POLICY AND ON EMOLUMENT PAID - TO APPROVE THE FIRST SECTION (REMUNERATION POLICY); RESOLUTIONS RELATED THERETO | Management | No Action | |||||||||||
| O.4 | REPORT ON REMUNERATION POLICY AND ON EMOLUMENT PAID - NON-BINDING VOTE ON THE SECOND SECTION (EMOLUMENT 2020); RESOLUTIONS RELATED THERETO | Management | No Action | |||||||||||
| O.5 | TO INTEGRATE THE EXTERNAL AUDITORS' EMOLUMENT; RESOLUTIONS RELATED THERETO | Management | No Action | |||||||||||
| CMMT | PLEASE NOTE THAT ALTHOUGH THERE ARE 2 SLATES TO BE ELECTED AS BOARD OF-INTERNAL AUDITORS, THERE IS ONLY 1 SLATE AVAILABLE TO BE FILLED AT THE-MEETING. THE STANDING INSTRUCTIONS FOR THIS MEETING WILL BE DISABLED AND, IF-YOU CHOOSE TO INSTRUCT, YOU ARE REQUIRED TO VOTE FOR ONLY 1 SLATE OF THE 2-SLATES OF BOARD OF INTERNAL AUDITORS SINGLE SLATE | Non-Voting | ||||||||||||
| O.6.1 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: TO APPOINT THE BOARD OF INTERNAL AUDITORS - TO APPOINT EFFECTIVE AND ALTERNATE AUDITORS; RESOLUTIONS RELATED THERETO. LIST PRESENTED BY DAPHNE 3 S.P.A., CENTRAL TOWER HOLDING COMPANY BV, RESPECTIVELY REPRESENTING 30.2PCT AND 33.173PCT OF THE STOCK CAPITAL: EFFECTIVE AUDITORS: FOGLIA GIULIANO, BIANCHI MARIA TERESA. ALTERNATE AUDITORS: ZEME MICHELA, REBECCHINI GAETANO | Shareholder | No Action | |||||||||||
| O.6.2 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: TO APPOINT THE BOARD OF INTERNAL AUDITORS - TO APPOINT EFFECTIVE AND ALTERNATE AUDITORS; RESOLUTIONS RELATED THERETO. LIST PRESENTED BY AMBER CAPITAL ITALIA SGR S.P.A., ALGEBRIS UCITS FUNDS PLC ALGEBRIS CORE ITALY FUND, AMUNDI ASSET MANAGEMENT SGR S.P.A.; ANIMA SGR S.P.A.; ARCA FONDI SGR S.P.A.; BANCOPOSTA FONDI S.P.A. SGR; EURIZON CAPITAL S.A.; EURIZON CAPITAL SGR S.P.A; FIDEURAM ASSET MANAGEMENT IRELAND; FIDEURAM INTESA SANPAOLO PRIVATE BANKING ASSET MANAGEMENT SGR S.P.A.; INTERFUND SICAV - INTERFUND EQUITY ITALY; GENERALI INVESTMENTS LUXEMBOURG S.A.; KAIROS PARTNERS SGR S.P.A.; LEGAL & GENERAL INVESTMENT MANAGEMENT; MEDIOLANUM INTERNATIONAL FUNDS LIMITED - CHALLENGE FUNDS - CHALLENGE ITALIAN EQUITY; MEDIOLANUM GESTIONE FONDI SGR S.P.A.; PRAMERICA SGR S.P.A. ,REPRESENTING TOGETHER 1.47861PCT OF THE STOCK CAPITAL: EFFECTIVE AUDITORS: STEFANO SARUBBI. ALTERNATE AUDITORS: ROBERTO CASSADER | Shareholder | No Action | |||||||||||
| O.7 | TO APPOINT THE BOARD OF INTERNAL AUDITORS - TO APPOINT THE BOARD OF INTERNAL AUDITORS' CHAIRMAN; RESOLUTIONS RELATED THERETO | Management | No Action | |||||||||||
| O.8 | TO APPOINT THE BOARD OF INTERNAL AUDITORS - TO STATE ITS EMOLUMENT; RESOLUTIONS RELATED THERETO | Management | No Action | |||||||||||
| O.9 | TO APPOINT TWO DIRECTORS PURSUANT TO ART. 2386, ITEM 1 OF THE ITALIAN CIVIL CODE AND PARAGRAPH 13.17 OF THE BYLAWS; RESOLUTIONS RELATED THERETO | Management | No Action | |||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| NEXTERA ENERGY PARTNERS, LP | ||||||||||||||
| Security | 65341B106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | NEP | Meeting Date | 20-Apr-2021 | |||||||||||
| ISIN | US65341B1061 | Agenda | 935341622 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1A. | Election of Director: Susan D. Austin | Management | For | For | ||||||||||
| 1B. | Election of Director: Robert J. Byrne | Management | For | For | ||||||||||
| 1C. | Election of Director: Peter H. Kind | Management | For | For | ||||||||||
| 1D. | Election of Director: James L. Robo | Management | For | For | ||||||||||
| 2. | Ratification of appointment of Deloitte & Touche LLP as NextEra Energy Partners' independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
| 3. | Approval, by non-binding advisory vote, of the compensation of NextEra Energy Partners' named executive officers as disclosed in the proxy statement. | Management | For | For | ||||||||||
| SHENANDOAH TELECOMMUNICATIONS COMPANY | ||||||||||||||
| Security | 82312B106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SHEN | Meeting Date | 20-Apr-2021 | |||||||||||
| ISIN | US82312B1061 | Agenda | 935341836 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1A. | Election of Director: Thomas A. Beckett | Management | For | For | ||||||||||
| 1B. | Election of Director: Richard L. Koontz, Jr. | Management | For | For | ||||||||||
| 1C. | Election of Director: Leigh Ann Schultz | Management | For | For | ||||||||||
| 2. | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
| 3. | To consider and approve, in a non-binding vote, the Company's named executive officer compensation. | Management | For | For | ||||||||||
| AMERICAN ELECTRIC POWER COMPANY, INC. | ||||||||||||||
| Security | 025537101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | AEP | Meeting Date | 20-Apr-2021 | |||||||||||
| ISIN | US0255371017 | Agenda | 935342749 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1A. | Election of Director: Nicholas K. Akins | Management | For | For | ||||||||||
| 1B. | Election of Director: David J. Anderson | Management | For | For | ||||||||||
| 1C. | Election of Director: J. Barnie Beasley, Jr. | Management | For | For | ||||||||||
| 1D. | Election of Director: Art A. Garcia | Management | For | For | ||||||||||
| 1E. | Election of Director: Linda A. Goodspeed | Management | For | For | ||||||||||
| 1F. | Election of Director: Thomas E. Hoaglin | Management | For | For | ||||||||||
| 1G. | Election of Director: Sandra Beach Lin | Management | For | For | ||||||||||
| 1H. | Election of Director: Margaret M. McCarthy | Management | For | For | ||||||||||
| 1I. | Election of Director: Stephen S. Rasmussen | Management | For | For | ||||||||||
| 1J. | Election of Director: Oliver G. Richard III | Management | For | For | ||||||||||
| 1K. | Election of Director: Daryl Roberts | Management | For | For | ||||||||||
| 1L. | Election of Director: Sara Martinez Tucker | Management | For | For | ||||||||||
| 2. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
| 3. | Advisory approval of the Company's executive compensation. | Management | For | For | ||||||||||
| CHURCHILL DOWNS INCORPORATED | ||||||||||||||
| Security | 171484108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CHDN | Meeting Date | 20-Apr-2021 | |||||||||||
| ISIN | US1714841087 | Agenda | 935343400 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Willam C. Carstanjen | For | For | |||||||||||
| 2 | Karole F. Lloyd | For | For | |||||||||||
| 3 | Paul C. Varga | For | For | |||||||||||
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for fiscal year 2021. | Management | For | For | ||||||||||
| 3. | To approve, on a non-binding advisory basis, the Company's executive compensation as disclosed in the proxy statement. | Management | For | For | ||||||||||
| BANK OF AMERICA CORPORATION | ||||||||||||||
| Security | 060505104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | BAC | Meeting Date | 20-Apr-2021 | |||||||||||
| ISIN | US0605051046 | Agenda | 935345670 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1A. | Election of Director: Sharon L. Allen | Management | For | For | ||||||||||
| 1B. | Election of Director: Susan S. Bies | Management | For | For | ||||||||||
| 1C. | Election of Director: Frank P. Bramble, Sr. | Management | For | For | ||||||||||
| 1D. | Election of Director: Pierre J.P. de Weck | Management | For | For | ||||||||||
| 1E. | Election of Director: Arnold W. Donald | Management | For | For | ||||||||||
| 1F. | Election of Director: Linda P. Hudson | Management | For | For | ||||||||||
| 1G. | Election of Director: Monica C. Lozano | Management | For | For | ||||||||||
| 1H. | Election of Director: Thomas J. May | Management | For | For | ||||||||||
| 1I. | Election of Director: Brian T. Moynihan | Management | For | For | ||||||||||
| 1J. | Election of Director: Lionel L. Nowell III | Management | For | For | ||||||||||
| 1K. | Election of Director: Denise L. Ramos | Management | For | For | ||||||||||
| 1L. | Election of Director: Clayton S. Rose | Management | For | For | ||||||||||
| 1M. | Election of Director: Michael D. White | Management | For | For | ||||||||||
| 1N. | Election of Director: Thomas D. Woods | Management | For | For | ||||||||||
| 1O. | Election of Director: R. David Yost | Management | For | For | ||||||||||
| 1P. | Election of Director: Maria T. Zuber | Management | For | For | ||||||||||
| 2. | Approving our executive compensation (an advisory, nonbinding "Say on Pay" resolution). | Management | For | For | ||||||||||
| 3. | Ratifying the appointment of our independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
| 4. | Amending and restating the Bank of America Corporation Key Employee Equity Plan. | Management | For | For | ||||||||||
| 5. | Shareholder proposal requesting amendments to our proxy access by law. | Shareholder | Abstain | Against | ||||||||||
| 6. | Shareholder proposal requesting amendments to allow shareholders to act by written consent. | Shareholder | Against | For | ||||||||||
| 7. | Shareholder proposal requesting a change in organizational form. | Shareholder | Abstain | Against | ||||||||||
| 8. | Shareholder proposal requesting a racial equity audit. | Shareholder | Abstain | Against | ||||||||||
| M&T BANK CORPORATION | ||||||||||||||
| Security | 55261F104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MTB | Meeting Date | 20-Apr-2021 | |||||||||||
| ISIN | US55261F1049 | Agenda | 935345733 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | C. Angela Bontempo | For | For | |||||||||||
| 2 | Robert T. Brady | For | For | |||||||||||
| 3 | Calvin G. Butler, Jr. | For | For | |||||||||||
| 4 | T. J. Cunningham III | For | For | |||||||||||
| 5 | Gary N. Geisel | For | For | |||||||||||
| 6 | Leslie V. Godridge | For | For | |||||||||||
| 7 | Richard S. Gold | For | For | |||||||||||
| 8 | Richard A. Grossi | For | For | |||||||||||
| 9 | René F. Jones | For | For | |||||||||||
| 10 | Richard H. Ledgett, Jr. | For | For | |||||||||||
| 11 | Newton P.S. Merrill | For | For | |||||||||||
| 12 | Kevin J. Pearson | For | For | |||||||||||
| 13 | Melinda R. Rich | For | For | |||||||||||
| 14 | Robert E. Sadler, Jr. | For | For | |||||||||||
| 15 | Denis J. Salamone | For | For | |||||||||||
| 16 | John R. Scannell | For | For | |||||||||||
| 17 | David S. Scharfstein | For | For | |||||||||||
| 18 | Rudina Seseri | For | For | |||||||||||
| 19 | Herbert L. Washington | For | For | |||||||||||
| 2. | TO APPROVE THE COMPENSATION OF M&T BANK CORPORATION'S NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||
| 3. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF M&T BANK CORPORATION FOR THE YEAR ENDING DECEMBER 31, 2021. | Management | For | For | ||||||||||
| PUBLIC SERVICE ENTERPRISE GROUP INC. | ||||||||||||||
| Security | 744573106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | PEG | Meeting Date | 20-Apr-2021 | |||||||||||
| ISIN | US7445731067 | Agenda | 935350734 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1A. | Election of Director: Ralph Izzo | Management | For | For | ||||||||||
| 1B. | Election of Director: Shirley Ann Jackson | Management | For | For | ||||||||||
| 1C. | Election of Director: Willie A. Deese | Management | For | For | ||||||||||
| 1D. | Election of Director: David Lilley | Management | For | For | ||||||||||
| 1E. | Election of Director: Barry H. Ostrowsky | Management | For | For | ||||||||||
| 1F. | Election of Director: Scott G. Stephenson | Management | For | For | ||||||||||
| 1G. | Election of Director: Laura A. Sugg | Management | For | For | ||||||||||
| 1H. | Election of Director: John P. Surma | Management | For | For | ||||||||||
| 1I. | Election of Director: Susan Tomasky | Management | For | For | ||||||||||
| 1J. | Election of Director: Alfred W. Zollar | Management | For | For | ||||||||||
| 2. | Advisory vote on the approval of executive compensation. | Management | For | For | ||||||||||
| 3. | Ratification of the appointment of Deloitte & Touche LLP as Independent Auditor for the year 2021. | Management | For | For | ||||||||||
| 4. | Approval of the 2021 Equity Compensation Plan for Outside Directors. | Management | For | For | ||||||||||
| 5. | Approval of the 2021 Long-Term Incentive Plan. | Management | For | For | ||||||||||
| PROXIMUS SA | ||||||||||||||
| Security | B6951K109 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 21-Apr-2021 | ||||||||||||
| ISIN | BE0003810273 | Agenda | 713712304 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| 1 | PROPOSAL TO RENEW THE POWERS OF THE BOARD OF DIRECTORS, FOR A FIVE-YEAR TERM AS FROM THE DATE OF NOTIFICATION OF THE AMENDMENT TO THESE BYLAWS BY THE GENERAL MEETING OF 21 APRIL 2021, TO INCREASE THE COMPANY'S SHARE CAPITAL IN ONE OR MORE TRANSACTIONS WITH A MAXIMUM OF EUR 200,000,000.00, PURSUANT TO SECTION 1 OF ARTICLE 5 OF THE BYLAWS. PURSUANT TO THIS DECISION, PROPOSAL TO AMEND ARTICLE 5, SECTION 2 OF THE BYLAWS AS FOLLOWS: REPLACE "20 APRIL 2016" BY "21 APRIL 2021" | Management | No Action | |||||||||||
| 2 | PROPOSAL TO RENEW THE POWERS OF THE BOARD OF DIRECTORS TO ACQUIRE, WITHIN THE LIMITS SET BY LAW, THE MAXIMUM NUMBER OF SHARES PERMITTED BY LAW, WITHIN A FIVE-YEAR PERIOD, STARTING ON 21 APRIL 2021. THE PRICE OF SUCH SHARES MUST NOT BE HIGHER THAN 5% ABOVE THE HIGHEST CLOSING PRICE IN THE 30- DAY TRADING PERIOD PRECEDING THE | Management | No Action | |||||||||||
| TRANSACTION, AND NOT BE LOWER THAN 10% BELOW THE LOWEST CLOSING PRICE IN THE SAME 30-DAY TRADING PERIOD. PURSUANT TO THIS DECISION, PROPOSAL TO AMEND ARTICLE 13, SUBSECTION 2 OF THE BYLAWS AS FOLLOWS: REPLACE "20 APRIL 2016" BY "21 APRIL 2021" | ||||||||||||||
| 3 | PROPOSAL TO GRANT A POWER OF ATTORNEY TO EACH EMPLOYEE OF THE COOPERATIVE COMPANY WITH LIMITED LIABILITY "BERQUIN NOTARIES", AT 1000 BRUSSELS, LLOYD GEORGELAAN 11, TO DRAW UP, SIGN AND FILE THE COORDINATED TEXT OF THE BYLAWS OF THE COMPANY WITH THE CLERK'S OFFICE OF THE COMPETENT COURT | Management | No Action | |||||||||||
| PROXIMUS SA | ||||||||||||||
| Security | B6951K109 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 21-Apr-2021 | ||||||||||||
| ISIN | BE0003810273 | Agenda | 713721531 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 534410 DUE TO CHANGE IN-VOTING STATUS OF RESOLUTION 14. ALL VOTES RECEIVED ON THE PREVIOUS MEETING-WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE.-THANK YOU | Non-Voting | ||||||||||||
| 1 | EXAMINATION OF THE ANNUAL REPORTS OF THE BOARD OF DIRECTORS OF PROXIMUS SA-UNDER PUBLIC LAW WITH REGARD TO THE ANNUAL ACCOUNTS AND THE CONSOLIDATED-ANNUAL ACCOUNTS AT 31 DECEMBER 2020 | Non-Voting | ||||||||||||
| 2 | EXAMINATION OF THE REPORTS OF THE BOARD OF AUDITORS OF PROXIMUS SA UNDER-PUBLIC LAW WITH REGARD TO THE ANNUAL ACCOUNTS AND OF THE INDEPENDENT AUDITOR-WITH REGARD TO THE CONSOLIDATED ANNUAL ACCOUNTS AT 31 DECEMBER 2020 | Non-Voting | ||||||||||||
| 3 | EXAMINATION OF THE INFORMATION PROVIDED BY THE JOINT COMMITTEE | Non-Voting | ||||||||||||
| 4 | EXAMINATION OF THE CONSOLIDATED ANNUAL ACCOUNTS AT 31 DECEMBER 2020 | Non-Voting | ||||||||||||
| 5 | APPROVAL OF THE ANNUAL ACCOUNTS OF PROXIMUS SA UNDER PUBLIC LAW AT 31 DECEMBER 2020. MOTION FOR A RESOLUTION: APPROVAL OF THE ANNUAL ACCOUNTS WITH REGARD TO THE FINANCIAL YEAR CLOSED ON 31 DECEMBER 2020, INCLUDING THE FOLLOWING ALLOCATION OF THE RESULTS: (AS SPECIFIED) FOR 2020, THE GROSS DIVIDEND AMOUNTS TO EUR 1.20 PER SHARE, ENTITLING SHAREHOLDERS TO A DIVIDEND NET OF WITHHOLDING TAX OF EUR 0.84 PER SHARE, OF WHICH AN INTERIM DIVIDEND OF EUR 0.50 PER SHARE (EUR 0.35 PER SHARE NET OF WITHHOLDING TAX) WAS ALREADY PAID OUT ON 11 DECEMBER 2020; THIS MEANS THAT A GROSS DIVIDEND OF EUR 0.70 PER SHARE (EUR 0.49 PER SHARE NET OF WITHHOLDING TAX) WILL BE PAID ON 30 APRIL 2021. THE EX-DIVIDEND DATE IS FIXED ON 28 APRIL 2021, THE RECORD DATE IS 29 APRIL 2021 | Management | No Action | |||||||||||
| 6 | APPROVAL OF THE REMUNERATION POLICY | Management | No Action | |||||||||||
| 7 | APPROVAL OF THE REMUNERATION REPORT | Management | No Action | |||||||||||
| 8 | GRANTING OF A DISCHARGE TO THE MEMBERS OF THE BOARD OF DIRECTORS FOR THE EXERCISE OF THEIR MANDATE DURING THE FINANCIAL YEAR CLOSED ON 31 DECEMBER 2020 | Management | No Action | |||||||||||
| 9 | GRANTING OF A DISCHARGE TO THE MEMBERS OF THE BOARD OF AUDITORS FOR THE EXERCISE OF THEIR MANDATE DURING THE FINANCIAL YEAR CLOSED ON 31 DECEMBER 2020 | Management | No Action | |||||||||||
| 10 | GRANTING OF A DISCHARGE TO THE INDEPENDENT AUDITORS DELOITTE STATUTORY AUDITORS SCRL, REPRESENTED BY MR. GEERT VERSTRAETEN AND CDP PETIT & CO SRL, REPRESENTED BY MR. DAMIEN PETIT, FOR THE EXERCISE OF THEIR MANDATE DURING THE FINANCIAL YEAR CLOSED ON 31 DECEMBER 2020 | Management | No Action | |||||||||||
| 11 | REAPPOINTMENT OF A BOARD MEMBER: TO REAPPOINT MR. PIERRE DEMUELENAERE UPON PROPOSAL BY THE BOARD OF DIRECTORS AFTER RECOMMENDATION OF THE NOMINATION AND REMUNERATION COMMITTEE, AS INDEPENDENT BOARD MEMBER FOR A PERIOD WHICH WILL EXPIRE AT THE ANNUAL GENERAL MEETING OF 2023. THIS BOARD MEMBER RETAINS HIS CAPACITY OF INDEPENDENT MEMBER AS HE MEETS THE CRITERIA LAID DOWN IN ARTICLE 7:87 OF THE BELGIAN CODE OF COMPANIES AND ASSOCIATIONS AND IN THE BELGIAN CORPORATE GOVERNANCE CODE 2020 | Management | No Action | |||||||||||
| 12 | REAPPOINTMENT OF A BOARD MEMBER IN ACCORDANCE WITH THE RIGHT OF NOMINATION OF THE BELGIAN STATE: IN ACCORDANCE WITH THE NOMINATION FOR APPOINTMENT BY THE BOARD OF DIRECTORS AND AFTER RECOMMENDATION OF THE NOMINATION AND REMUNERATION COMMITTEE, ON BEHALF OF THE BELGIAN STATE, IN ACCORDANCE WITH ARTICLE 18, SECTION3 OF PROXIMUS' BYLAWS, TO REAPPOINT MR. KAREL DE GUCHT AS BOARD MEMBER FOR A PERIOD EXPIRING ON THE DATE OF THE ANNUAL GENERAL MEETING OF 2025 | Management | No Action | |||||||||||
| 13 | APPOINTMENT OF A NEW BOARD MEMBER IN ACCORDANCE WITH THE RIGHT OF NOMINATION OF THE BELGIAN STATE: IN ACCORDANCE WITH THE NOMINATION FOR APPOINTMENT BY THE BOARD OF DIRECTORS AND AFTER RECOMMENDATION OF THE NOMINATION AND REMUNERATION COMMITTEE, ON BEHALF OF THE BELGIAN STATE, IN ACCORDANCE WITH ARTICLE 18, SECTION3 OF PROXIMUS' BYLAWS, TO APPOINT MR. IBRAHIM OUASSARI AS BOARD MEMBER FOR A PERIOD EXPIRING ON THE DATE OF THE ANNUAL GENERAL MEETING OF 2025 | Management | No Action | |||||||||||
| 14 | ACKNOWLEDGMENT APPOINTMENT AND REAPPOINTMENT OF MEMBERS OF THE BOARD OF- AUDITORS: THE ANNUAL GENERAL MEETING ACKNOWLEDGES THE DECISION OF THE GENERAL- MEETING OF THE "COUR DES COMPTES" HELD ON 3 FEBRUARY 2021, TO APPOINT MR-DOMINIQUE GUIDE, COUNCILLOR, TO REPLACE THE OUTGOING COUNCILLOR PIERRE RION-AND TO REAPPOINT MR JAN DEBUCQUOY, COUNCILLOR, AS MEMBERS OF THE BOARD OF-AUDITORS OF PROXIMUS SA OF PUBLIC LAW FOR A RENEWABLE TERM OF SIX YEARS | Non-Voting | ||||||||||||
| 15 | MISCELLANEOUS | Non-Voting | ||||||||||||
| BOUYGUES | ||||||||||||||
| Security | F11487125 | Meeting Type | MIX | |||||||||||
| Ticker Symbol | Meeting Date | 22-Apr-2021 | ||||||||||||
| ISIN | FR0000120503 | Agenda | 713660721 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | ||||||||||||
| CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||||
| CMMT | 08 MAR 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIs)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIs TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIs WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIs WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE- BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS- MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE- TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST- SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY- PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU AND-PLEASE | Non-Voting | ||||||||||||
| NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU AND INTERMEDIARY CLIENTS ONLY - PLEASE NOTE-THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER-RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER-INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO-PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK-TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | ||||||||||||||
| CMMT | PLEASE NOTE THAT DUE TO THE CURRENT COVID19 CRISIS AND IN ACCORDANCE WITH THE- PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF- NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18,-2020 THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE-PHYSICAL PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO-NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS-SITUATION CHANGE, THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY-CONSULT THE COMPANY WEBSITE | Non-Voting | ||||||||||||
| CMMT | 06 APR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF-COMMENT AND CHANGE IN NUMBERING FOR ALL RESOLUTIONS. IF YOU HAVE ALREADY SENT-IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR-ORIGINAL INSTRUCTIONS. THANK YOU AND PLEASE NOTE THAT IMPORTANT ADDITIONAL-MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:-https://www.journal- officiel.gouv.fr/balo/document/202103052100426-28 | Non-Voting | ||||||||||||
| 1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2020 | Management | No Action | |||||||||||
| 2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2020 | Management | No Action | |||||||||||
| 3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR 2020 AND SETTING OF THE DIVIDEND | Management | No Action | |||||||||||
| 4 | APPROVAL OF THE REGULATED AGREEMENTS REFERRED TO IN ARTICLES L. 225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
| 5 | APPROVAL OF THE COMPENSATION POLICY FOR EXECUTIVE CORPORATE OFFICERS | Management | No Action | |||||||||||
| 6 | APPROVAL OF THE COMPENSATION POLICY FOR DIRECTORS | Management | No Action | |||||||||||
| 7 | APPROVAL OF THE INFORMATION RELATING TO THE COMPENSATION OF CORPORATE OFFICERS REFERRED TO IN SECTION I OF ARTICLE L. 22-10-9 OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
| 8 | APPROVAL OF THE ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING OR AWARDED FOR THE FINANCIAL YEAR 2020 TO MR. MARTIN BOUYGUES, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||||
| 9 | APPROVAL OF THE ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING OR AWARDED FOR THE FINANCIAL YEAR 2020 TO MR. OLIVIER BOUYGUES, DEPUTY CHIEF EXECUTIVE OFFICER UNTIL 31 AUGUST 2020 | Management | No Action | |||||||||||
| 10 | APPROVAL OF THE ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING OR AWARDED FOR THE FINANCIAL YEAR 2020 TO MR. PHILIPPE MARIEN, DEPUTY CHIEF EXECUTIVE OFFICER UNTIL 19 FEBRUARY 2020 | Management | No Action | |||||||||||
| 11 | APPROVAL OF THE ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING OR AWARDED FOR THE FINANCIAL YEAR 2020 TO MR. OLIVIER ROUSSAT, DEPUTY CHIEF EXECUTIVE OFFICER | Management | No Action | |||||||||||
| 12 | RENEWAL OF THE TERM OF OFFICE OF MR. MARTIN BOUYGUES AS DIRECTOR | Management | No Action | |||||||||||
| 13 | APPOINTMENT OF MRS. PASCALINE DE DREUZY AS DIRECTOR, AS A REPLACEMENT FOR MRS. ANNE- MARIE IDRAC | Management | No Action | |||||||||||
| 14 | RENEWAL OF THE TERM OF OFFICE OF ERNST &YOUNG AUDIT AS PRINCIPAL STATUTORY AUDITOR | Management | No Action | |||||||||||
| 15 | AUTHORISATION GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF EIGHTEEN MONTHS, IN ORDER TO TRADE IN THE COMPANY'S SHARES | Management | No Action | |||||||||||
| 16 | AUTHORISATION GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF EIGHTEEN MONTHS, IN ORDER TO REDUCE THE SHARE CAPITAL BY CANCELLING TREASURY SHARES | Management | No Action | |||||||||||
| 17 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, IN ORDER TO INCREASE THE SHARE CAPITAL, WITH RETENTION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT, BY ISSUING SHARES AND ANY TRANSFERABLE SECURITIES GRANTING IMMEDIATE AND/OR FUTURE ACCESS TO SHARES OF THE COMPANY OR ONE OF ITS SUBSIDIARIES | Management | No Action | |||||||||||
| 18 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, IN ORDER TO INCREASE THE SHARE CAPITAL BY CAPITALISATION OF PREMIUMS, RESERVES, PROFITS OR OTHERS | Management | No Action | |||||||||||
| 19 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, IN ORDER TO INCREASE THE SHARE CAPITAL BY MEANS OF A PUBLIC OFFERING OTHER THAN THOSE REFERRED TO IN ARTICLE L. 411-2 OF THE FRENCH MONETARY AND FINANCIAL CODE, WITH CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT, BY ISSUING SHARES AND ANY TRANSFERABLE SECURITIES GRANTING IMMEDIATE AND/OR FUTURE ACCESS TO SHARES OF THE COMPANY OR ONE OF ITS SUBSIDIARIES | Management | No Action | |||||||||||
| 20 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, IN ORDER TO INCREASE THE SHARE CAPITAL BY MEANS OF PUBLIC OFFERINGS AS REFERRED TO IN ARTICLE L. 411-2 1DECREE OF THE FRENCH MONETARY AND FINANCIAL CODE, WITH CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT, BY ISSUING SHARES AND ANY TRANSFERABLE SECURITIES GRANTING IMMEDIATE AND/OR FUTURE ACCESS TO SHARES OF THE COMPANY OR ONE OF ITS SUBSIDIARIES | Management | No Action | |||||||||||
| 21 | AUTHORISATION GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, IN ORDER TO SET, IN ACCORDANCE WITH THE TERMS AND CONDITIONS DETERMINED BY THE GENERAL MEETING, THE ISSUE PRICE, WITHOUT THE SHAREHOLDERS' PRE-EMPTIVE RIGHT TO SUBSCRIBE TO EQUITY SECURITIES TO BE ISSUED IMMEDIATELY OR IN THE FUTURE | Management | No Action | |||||||||||
| 22 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, IN ORDER TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED IN THE EVENT OF A CAPITAL INCREASE, WITH OR WITHOUT THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | No Action | |||||||||||
| 23 | DELEGATION OF POWERS GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, IN ORDER TO INCREASE THE SHARE CAPITAL WITH CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT, IN ORDER TO REMUNERATE CONTRIBUTIONS IN KIND GRANTED TO THE COMPANY AND CONSISTING OF EQUITY SECURITIES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL OF ANOTHER COMPANY, OUTSIDE A PUBLIC EXCHANGE OFFER | Management | No Action | |||||||||||
| 24 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, IN ORDER TO INCREASE THE SHARE CAPITAL, WITH CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT, IN ORDER TO REMUNERATE CONTRIBUTIONS OF SECURITIES IN THE EVENT OF A PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY | Management | No Action | |||||||||||
| 25 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, IN ORDER TO ISSUE SHARES WITH CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT, AS A RESULT OF THE ISSUE, BY A SUBSIDIARY, OF TRANSFERABLE SECURITIES GRANTING ACCESS TO SHARES OF THE COMPANY | Management | No Action | |||||||||||
| 26 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, IN ORDER TO INCREASE THE SHARE CAPITAL, WITH CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT, FOR THE BENEFIT OF THE EMPLOYEES OR CORPORATE OFFICERS OF THE COMPANY OR RELATED COMPANIES, WHO ARE MEMBERS OF A COMPANY SAVINGS PLAN | Management | No Action | |||||||||||
| 27 | AUTHORISATION GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, IN ORDER TO GRANT SHARE SUBSCRIPTION OR PURCHASE OPTIONS TO EMPLOYEES OR CORPORATE OFFICERS OF THE COMPANY OR RELATED COMPANIES | Management | No Action | |||||||||||
| 28 | AUTHORISATION GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, IN ORDER TO PROCEED WITH FREE ALLOCATIONS OF EXISTING SHARES OR SHARES TO BE ISSUED, WITH WAIVER BY SHAREHOLDERS OF THEIR PRE-EMPTIVE SUBSCRIPTION RIGHTS, FOR THE BENEFIT OF EMPLOYEES OR CORPORATE OFFICERS OF THE COMPANY OR RELATED COMPANIES | Management | No Action | |||||||||||
| 29 | AUTHORISATION GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF TWENTY-SIX MONTHS, IN ORDER TO PROCEED WITH FREE ALLOCATIONS OF EXISTING SHARES OR SHARES TO BE ISSUED DEDICATED TO RETIREMENT BENEFITS, WITH WAIVER BY THE SHAREHOLDERS OF THEIR PRE-EMPTIVE SUBSCRIPTION RIGHTS, FOR THE BENEFIT OF ELIGIBLE EMPLOYEES OR CORPORATE OFFICERS OF THE COMPANY OR RELATED COMPANIES | Management | No Action | |||||||||||
| 30 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF EIGHTEEN MONTHS, IN ORDER TO ISSUE SHARE SUBSCRIPTION WARRANTS, WITHIN THE LIMIT OF 25% OF THE SHARE CAPITAL, DURING A PERIOD OF PUBLIC OFFERING FOR THE COMPANY | Management | No Action | |||||||||||
| 31 | AMENDMENT TO ARTICLE 13 OF THE COMPANY'S BY-LAWS IN ORDER TO CHANGE THE AGE LIMIT FOR THE CHAIRMAN OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 32 | POWERS TO CARRY OUT FORMALITIES | Management | No Action | |||||||||||
| HEINEKEN NV | ||||||||||||||
| Security | N39427211 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 22-Apr-2021 | ||||||||||||
| ISIN | NL0000009165 | Agenda | 713673196 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| 1. | OPENING | Non-Voting | ||||||||||||
| 1a. | REPORT OF THE EXECUTIVE BOARD FOR THE FINANCIAL YEAR 2020 | Non-Voting | ||||||||||||
| 1b. | ADVISORY VOTE ON THE 2020 REMUNERATION REPORT | Management | No Action | |||||||||||
| 1c. | ADOPTION OF THE 2020 FINANCIAL STATEMENTS OF THE COMPANY | Management | No Action | |||||||||||
| 1d. | EXPLANATION OF THE DIVIDEND POLICY | Non-Voting | ||||||||||||
| 1e. | ADOPTION OF THE DIVIDEND PROPOSAL FOR 2020: EUR 0.70 PER SHARE | Management | No Action | |||||||||||
| 1f. | DISCHARGE OF THE MEMBERS OF THE EXECUTIVE BOARD | Management | No Action | |||||||||||
| 1g. | DISCHARGE OF THE MEMBERS OF THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 2. | AUTHORISATIONS | Non-Voting | ||||||||||||
| 2a. | AUTHORISATION OF THE EXECUTIVE BOARD TO ACQUIRE OWN SHARES | Management | No Action | |||||||||||
| 2b. | AUTHORISATION OF THE EXECUTIVE BOARD TO ISSUE (RIGHTS TO) SHARES | Management | No Action | |||||||||||
| 2c. | AUTHORISATION OF THE EXECUTIVE BOARD TO RESTRICT OR EXCLUDE SHAREHOLDERS PRE- EMPTIVE RIGHTS | Management | No Action | |||||||||||
| 3. | COMPOSITION EXECUTIVE BOARD APPOINTMENT OF MR. H.P.J. VAN DEN BROEK AS MEMBER OF THE EXECUTIVE BOARD | Management | No Action | |||||||||||
| 4. | COMPOSITION SUPERVISORY BOARD | Non-Voting | ||||||||||||
| 4a. | RE-APPOINTMENT OF MR. M. DAS AS MEMBER (AND DELEGATED MEMBER) OF THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 4b. | APPOINTMENT OF MR. N. PARANJPE AS MEMBER OF THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 5. | RE-APPOINTMENT OF THE EXTERNAL AUDITOR FOR A PERIOD OF ONE YEAR: DELOITTE ACCOUNTANTS B.V | Management | No Action | |||||||||||
| 6. | CLOSING | Non-Voting | ||||||||||||
| CMMT | 22 Mar 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF TEXT-OF RESOLUTIONS 6 AND 1e. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO-NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK-YOU. | Non-Voting | ||||||||||||
| SALVATORE FERRAGAMO S.P.A. | ||||||||||||||
| Security | T80736100 | Meeting Type | MIX | |||||||||||
| Ticker Symbol | Meeting Date | 22-Apr-2021 | ||||||||||||
| ISIN | IT0004712375 | Agenda | 713746569 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 529071 DUE TO RECEIPT OF-UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | ||||||||||||
| O.1 | BALANCE SHEET OF SALVATORE FERRAGAMO S.P.A. AS OF DECEMBER 31, 2020, TOGETHER WITH THE DIRECTORS' REPORT ON MANAGEMENT FOR THE YEAR 2020 INCLUDING THE CONSOLIDATED STATEMENT CONTAINING NON-FINANCIAL INFORMATION PURSUANT TO LEGISLATIVE DECREE NO. 254 OF DECEMBER 30, 2016 RELATING TO THE YEAR 2020, THE REPORT OF THE BOARD OF INTERNAL AND EXTERNAL AUDITORS. TO PRESENT THE CONSOLIDATED BALANCE SHEET AS OF DECEMBER 31, 2020. RESOLUTIONS RELATED THERETO | Management | No Action | |||||||||||
| O.2.1 | RESOLUTIONS REGARDING THE COMPANY'S REMUNERATION POLICY REFERRED TO THE FIRST SECTION OF THE REPORT PURSUANT TO ARTICLE 123-TER, PARAGRAPHS 3-BIS AND 3-TER OF LEGISLATIVE DECREE NO. 58 OF 24 FEBRUARY 1998 | Management | No Action | |||||||||||
| O.2.2 | RESOLUTIONS RELATING TO THE SECOND SECTION OF THE REPORT ON THE REMUNERATION AND EMOLUMENT PAID PURSUANT TO ART. 123- TER, PARAGRAPH 6 OF LEGISLATIVE DECREE NO. 58 OF 24 FEBRUARY 1998 | Management | No Action | |||||||||||
| O.3 | TO STATE THE BOARD OF DIRECTORS MEMBERS' NUMBER | Management | No Action | |||||||||||
| O.4 | TO STATE DIRECTORS' TERM OF OFFICE | Management | No Action | |||||||||||
| CMMT | PLEASE NOTE THAT ALTHOUGH THERE ARE 2 SLATES TO BE ELECTED AS BOARD OF- DIRECTORS, THERE IS ONLY 1 SLATE AVAILABLE TO BE FILLED AT THE MEETING. THE-STANDING INSTRUCTIONS FOR THIS MEETING WILL BE DISABLED AND, IF YOU CHOOSE TO-INSTRUCT, YOU ARE REQUIRED TO VOTE FOR ONLY 1 SLATE OF THE 2 SLATES OF BOARD-OF DIRECTORS SINGLE SLATE | Non-Voting | ||||||||||||
| O.5.1 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: TO APPOINT THE DIRECTORS: LIST PRESENTED BY FERRAGAMO FINANZIARIA S.P.A, REPRESENTING 54.28 PCT OF THE SHARE CAPITAL: LEONARDO FERRAGAMO, MICHELE NORSA, MICAELA LE DIVETEC LEMMI, GIACOMO FERRAGAMO, ANGELICA VISCONTI, PETER K.C.WOO, UMBERTO TOMBARI, PATRIZIA MICHELA GIANGUALANO, MARINELLA SOLDI AND FREDERIC BIOUSSE | Shareholder | No Action | |||||||||||
| O.5.2 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: TO APPOINT THE DIRECTORS: LIST PRESENTED BY AMUNDI ASSET MANAGEMENT SGR S.P.A., ARCA FONDI SGR S.P.A., BANCOPOSTA FONDI S.P.A. SGR, EURIZON CAPITAL S.A., EURIZON CAPITAL SGR S.P.A, FIDELITY FUNDS - CONSUMER INDUSTRIES, FIDEURAM ASSET MANAGEMENT IRELAND, FIDEURAM INTESA SANPAOLO PRIVATE BANKING ASSET MANAGEMENT SGR S.P.A., INTERFUND SICAV - INTERFUND EQUITY ITALY, MEDIOLANUM INTERNATIONAL FUNDS LIMITED - CHALLENGE FUNDS - CHALLENGE ITALIAN EQUITY, MEDIOLANUM GESTIONE FONDI SGR S.P.A., PRAMERICA SGR S.P.A., REPRESENTING TOGETHER 1.77651 PCT OF THE SHARE CAPITAL: ANNA ZANARDI AND ARMANDO BRANCHINI | Shareholder | No Action | |||||||||||
| O.6 | TO STATE THE BOARD OF DIRECTORS MEMBERS' EMOLUMENT | Management | No Action | |||||||||||
| O.7 | TO AUTHORIZE SHARES BUYBACK AND DISPOSAL PURSUANT TO ARTICLE 2357 OF THE ITALIAN CIVIL CODE, AND RELATED MODIFICATIONS, AS WELL AS TO THE ARTICLE 132 OF THE LEGISLATIVE DECREE NO. 58 OF FEBRUARY 24, 1998 AND TO THE ARTICLE 144-BIS OF CONSOB REGULATION ADOPTED BY RESOLUTION NO. 11971/1999 AND SUBSEQUENT MODIFICATIONS, UPON REVOCATION OF THE AUTHORIZATION GRANTED BY THE ANNUAL GENERAL MEETING HELD ON MAY 8, 2020 IN RELATION TO THE PART NOT EXECUTED. RESOLUTIONS RELATED THERETO | Management | No Action | |||||||||||
| E.1 | TO AMEND ARTICLE 6 OF THE BYLAWS CONCERNING DOUBLE VOTING. RESOLUTIONS RELATED THERETO | Management | No Action | |||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| NATIONAL GRID PLC | ||||||||||||||
| Security | G6S9A7120 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 22-Apr-2021 | ||||||||||||
| ISIN | GB00BDR05C01 | Agenda | 713755354 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1 | ACQUISITION OF PPL WPD INVESTMENTS LIMITED: THAT, CONDITIONAL UPON THE PASSING OF RESOLUTION 2 (INCREASED BORROWING LIMIT), THE ACQUISITION BY THE COMPANY OF PPL WPD INVESTMENTS LIMITED, AS DESCRIBED IN THE CIRCULAR TO THE SHAREHOLDERS OF THE COMPANY DATED 31 MARCH 2021, ON THE TERMS AND SUBJECT TO THE CONDITIONS SET OUT IN THE SHARE PURCHASE AGREEMENT BETWEEN THE COMPANY, NATIONAL GRID HOLDINGS ONE PLC AND PPL WPD LIMITED DATED 17 MARCH 2021 (AS AMENDED, MODIFIED, RESTATED OR SUPPLEMENTED FROM TIME TO TIME) (THE "SHARE PURCHASE AGREEMENT") (THE "WPD ACQUISITION"), TOGETHER WITH ALL ASSOCIATED AGREEMENTS AND ANCILLARY ARRANGEMENTS, BE AND ARE HEREBY APPROVED, AND THAT THE DIRECTORS OF THE COMPANY (THE "DIRECTORS") (OR A DULY AUTHORISED PERSON) BE AUTHORISED TO: (I) TAKE ALL SUCH STEPS, EXECUTE ALL SUCH AGREEMENTS, AND MAKE ALL SUCH ARRANGEMENTS, TO IMPLEMENT OR IN CONNECTION WITH THE WPD ACQUISITION; AND (II) AGREE AND MAKE ANY AMENDMENTS, VARIATIONS, WAIVERS OR EXTENSIONS TO THE TERMS OF THE WPD ACQUISITION OR THE SHARE PURCHASE AGREEMENT AND/OR ALL ASSOCIATED AGREEMENTS AND ANCILLARY ARRANGEMENTS RELATING THERETO (PROVIDING SUCH AMENDMENTS, VARIATIONS, WAIVERS OR EXTENSIONS ARE NOT OF A MATERIAL NATURE), IN EACH CASE WHICH THEY IN THEIR ABSOLUTE DISCRETION CONSIDER NECESSARY OR APPROPRIATE | Management | For | For | ||||||||||
| 2 | INCREASED BORROWING LIMIT: TO APPROVE, CONDITIONAL UPON THE PASSING OF RESOLUTION 1 (ACQUISITION OF PPL WPD INVESTMENTS LIMITED), IN ACCORDANCE WITH ARTICLE 93.1 OF THE COMPANY'S ARTICLES OF ASSOCIATION, BORROWINGS BY THE COMPANY AND/OR ANY OF ITS SUBSIDIARY UNDERTAKINGS (AS CALCULATED IN ACCORDANCE WITH ARTICLE 93) NOT EXCEEDING GBP 55,000,000,000, SUCH APPROVAL TO APPLY INDEFINITELY | Management | For | For | ||||||||||
| VEOLIA ENVIRONNEMENT SA | ||||||||||||||
| Security | F9686M107 | Meeting Type | MIX | |||||||||||
| Ticker Symbol | Meeting Date | 22-Apr-2021 | ||||||||||||
| ISIN | FR0000124141 | Agenda | 713822383 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | ||||||||||||
| CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT DUE TO THE CURRENT COVID19 CRISIS AND IN ACCORDANCE WITH THE- PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF- NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18,-2020 THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE-PHYSICAL PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO-NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS-SITUATION CHANGE, THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY-CONSULT THE COMPANY WEBSITE | Non-Voting | ||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS-DAY PRIOR TO MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO- BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW-ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED-MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE-THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR-FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE-SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY-CLICKING ON THE MATERIAL URL LINK:-https://www.journal- officiel.gouv.fr/balo/document/202104022100777-40 | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 533434 DUE TO RECEIPT OF-CHANGE IN NUMBERING OF RESOLUTIONS AND DELETION OF COMMENT. ALL VOTES-RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED IF VOTE DEADLINE-EXTENSIONS ARE GRANTED. THEREFORE PLEASE REINSTRUCT ON THIS MEETING NOTICE ON-THE NEW JOB. IF HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT GRANTED | Non-Voting | ||||||||||||
| IN THE-MARKET, THIS MEETING WILL BE CLOSED AND YOUR VOTE INTENTIONS ON THE ORIGINAL- MEETING WILL BE APPLICABLE. PLEASE ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF-ON THE ORIGINAL MEETING, AND AS SOON AS POSSIBLE ON THIS NEW AMENDED MEETING.-THANK YOU. | ||||||||||||||
| 1 | APPROVAL OF THE COMPANY'S FINANCIAL STATEMENTS: THE SHAREHOLDERS' MEETING, AFTER HAVING REVIEWED THE REPORTS OF THE BOARD OF DIRECTORS AND THE AUDITORS, APPROVES THE COMPANY'S FINANCIAL STATEMENTS FOR THE FISCAL YEAR THAT ENDED IN 2020, AS PRESENTED TO THE MEETING | Management | No Action | |||||||||||
| 2 | CONSOLIDATED FINANCIAL STATEMENTS: THE SHAREHOLDERS' MEETING, AFTER HAVING REVIEWED THE REPORTS OF THE BOARD OF DIRECTORS AND THE AUDITORS, APPROVES THE CONSOLIDATED FINANCIAL STATEMENTS FOR SAID FISCAL YEAR AS PRESENTED TO THE MEETING | Management | No Action | |||||||||||
| 3 | APPROVAL OF THE EXPENSE AND CHARGE: THE SHAREHOLDERS' MEETING APPROVES THE NON- DEDUCTIBLE EXPENSES AND CHARGES AMOUNTING TO EUR 1,048,908.00 | Management | No Action | |||||||||||
| 4 | RESULTS APPROPRIATION: THE SHAREHOLDERS' MEETING APPROVES THE FINANCIAL STATEMENTS AND RESOLVES TO ALLOCATE EARNINGS AS FOLLOWS: ORIGIN: - EARNINGS FOR THE FINANCIAL YEAR: EUR 620,912,828.00 - DISTRIBUTABLE RESERVES: EUR 7,104,501,770.00 - RETAINED EARNINGS: EUR 1,307,827,016.00 - DISTRIBUTABLE INCOME: EUR 9,033,241,614.00 ALLOCATION: - LEGAL RESERVE: EUR 289,305,682.00 - DIVIDENDS: EUR 396,040,182.00 (DIVIDED INTO 565,771,689 SHARES) - RETAINED EARNINGS: EUR 1,532,699,662 - CAPITALIZATION: EUR 2,893,056,810.00 - SHARE PREMIUM: EUR 7,104,501,770.00 THE SHAREHOLDERS WILL BE GRANTED A NET DIVIDEND OF EUR 0.70 PER SHARE, WHICH WILL BE ELIGIBLE FOR THE 40 PERCENT DEDUCTION PROVIDED BY THE FRENCH GENERAL TAX CODE. THIS DIVIDEND WILL BE PAID ON MAY 12TH 2021. AS REQUIRED BY LAW, IT IS REMINDED THAT, FOR THE LAST THREE FINANCIAL YEARS, THE DIVIDENDS WERE PAID FOLLOWS: EUR 0.50 PER SHARE FOR FISCAL YEAR 2019 EUR 0.92 PER SHARE FOR FISCAL YEAR 2018 EUR 0.84 PER SHARE FOR FISCAL YEAR 2017 | Management | No Action | |||||||||||
| 5 | SPECIAL REPORT: THE SHAREHOLDERS' MEETING, AFTER REVIEWING THE SPECIAL REPORT OF THE AUDITORS ON AGREEMENTS GOVERNED BY ARTICLE L. 225-38 AND L.225-40 TO L.225-42 OF THE FRENCH COMMERCIAL CODE, APPROVES THIS REPORT AS WELL AS THE NEW AGREEMENT APPROVED BY THE BOARD OF DIRECTORS DURING THIS FISCAL YEAR, AND TAKES NOTE OF THE INFORMATION RELATING TO THE AGREEMENTS CONCLUDED AND THE COMMITMENTS MADE DURING PREVIOUS FISCAL YEARS | Management | No Action | |||||||||||
| 6 | RENEWAL OF A TERM OF OFFICE: THE SHAREHOLDERS' MEETING RENEWS THE APPOINTMENT OF LA CAISSE DES DEPOTS ET CONSIGNATIONS REPRESENTED BY MR OLIVIER MAREUSE AS DIRECTOR FOR A 4-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2024 FISCAL YEAR | Management | No Action | |||||||||||
| 7 | RENEWAL OF A TERM OF OFFICE: THE SHAREHOLDERS' MEETING RENEWS THE APPOINTMENT OF MRS MARION GUILLOU AS DIRECTOR FOR A 4-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2024 FISCAL YEAR | Management | No Action | |||||||||||
| 8 | RENEWAL OF A TERM OF OFFICE: THE SHAREHOLDERS' MEETING DECIDES TO APPOINT OF MR PIERRE-ANDRE DE CHALENDAR AS DIRECTOR FOR A 4-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2024 FISCAL YEAR | Management | No Action | |||||||||||
| 9 | APPROVAL OF THE AMENDMENT OF THE INTERNAL ECONOMIC PERFORMANCE CRITERION: THE SHAREHOLDERS' MEETING APPROVES THE AMENDMENT OF THE INTERNAL ECONOMIC PERFORMANCE CRITERION (NET CURRENT INCOME GROUP SHARE PER SHARE) LINKED TO THE ACQUISITION OF PERFORMANCE SHARES ALLOCATED TO THE CEO, UNDER PLAN 1 GRANTED BY THE BOARD OF DIRECTORS ON MAY 2ND 2018 | Management | No Action | |||||||||||
| 10 | APPROVAL OF THE AMENDMENT OF THE INTERNAL ECONOMIC PERFORMANCE CRITERION: THE SHAREHOLDERS' MEETING APPROVES THE AMENDMENT OF THE INTERNAL ECONOMIC PERFORMANCE CRITERION (NET CURRENT INCOME GROUP SHARE PER SHARE) LINKED TO THE ACQUISITION OF PERFORMANCE SHARES ALLOCATED TO THE CEO, UNDER PLAN 2 GRANTED BY THE BOARD OF DIRECTORS ON APRIL 31ST 2019 | Management | No Action | |||||||||||
| 11 | APPROVAL OF THE AMENDMENT OF THE INTERNAL ECONOMIC PERFORMANCE CRITERION: THE SHAREHOLDERS' MEETING APPROVES THE AMENDMENT OF THE INTERNAL ECONOMIC PERFORMANCE CRITERION (NET CURRENT INCOME GROUP SHARE PER SHARE) LINKED TO THE ACQUISITION OF PERFORMANCE SHARES ALLOCATED TO THE CEO, UNDER PLAN 3 GRANTED BY THE BOARD OF DIRECTORS ON MAY 5TH 2020 | Management | No Action | |||||||||||
| 12 | COMPENSATION OF EXECUTIVE CORPORATE OFFICERS: THE SHAREHOLDERS' MEETING APPROVES THE INFORMATION MENTIONED IN ARTICLE L. 22-10-9 I OF THE FRENCH COMMERCIAL CODE, AND THE FIXED, VARIABLE AND ONE-OFF COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS OF ANY KIND PAID AND AWARDED TO THE MR ANTOINE FREROT AS THE CEO FOR THE CURRENT OR PREVIOUS FISCAL YEARS | Management | No Action | |||||||||||
| 13 | COMPENSATION OF CORPORATE OFFICERS: THE SHAREHOLDERS' MEETING APPROVES THE INFORMATION MENTIONED IN ARTICLE L. 22-10-9 I OF THE FRENCH COMMERCIAL CODE REGARDING THE COMPENSATION OF THE CORPORATE OFFICERS (EXCLUDING EXECUTIVES) FOR THE 2020 FISCAL YEAR | Management | No Action | |||||||||||
| 14 | APPROVAL OF THE COMPENSATION POLICY: THE SHAREHOLDERS' MEETING APPROVES THE COMPENSATION POLICY APPLICABLE TO THE CEO, FOR THE 2021 FISCAL YEAR | Management | No Action | |||||||||||
| 15 | COMPENSATION OF CORPORATE OFFICERS: THE SHAREHOLDERS' MEETING APPROVES THE INFORMATION MENTIONED IN ARTICLE L. 22-10-9 I OF THE FRENCH COMMERCIAL CODE REGARDING THE COMPENSATION OF THE CORPORATE OFFICERS (EXCLUDING EXECUTIVES) FOR THE 2021 FISCAL YEAR | Management | No Action | |||||||||||
| 16 | AUTHORIZATION TO BUY BACK SHARES: THE SHAREHOLDERS' MEETING AUTHORIZES THE BOARD OF DIRECTORS TO BUY BACK THE COMPANY'S SHARES ON THE OPEN MARKET, SUBJECT TO THE CONDITIONS DESCRIBED BELOW: MAXIMUM PURCHASE PRICE: EUR 36.00, MAXIMUM NUMBER OF SHARES TO BE ACQUIRED: 10 PERCENT OF THE SHARES COMPOSING THE SHARE CAPITAL (I.E. 57,861,136 SHARES), THE NUMBER OF SHARES ACQUIRED BY THE COMPANY WITH A VIEW TO RETAINING OR DELIVERING IN CASH OR IN AN EXCHANGE AS PART OF A MERGER, DIVESTMENT OR CAPITAL CONTRIBUTION CANNOT | Management | No Action | |||||||||||
| EXCEED 5 PERCENT OF ITS CAPITAL. MAXIMUM FUNDS INVESTED IN THE SHARE BUYBACKS: EUR 1,000,000,000.00. THIS AUTHORIZATION IS GIVEN FOR AN 18-MONTH PERIOD. THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF ANY AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT | ||||||||||||||
| 17 | CAPITAL INCREASE THROUGH ISSUANCE, WITH PREFERRED SUBSCRIPTION RIGHTS MAINTAINED, OF SHARES AND-OR SECURITIES: THE SHAREHOLDERS' MEETING DELEGATES TO THE BOARD OF DIRECTORS THE NECESSARY POWERS TO INCREASE THE CAPITAL, UP TO EUR 868,000,000.00 (I.E. 30 PERCENT OF THE SHARE CAPITAL), BY ISSUANCE OF SHARES (EXCLUDING PREFERENCE SHARES) AND-OR SECURITIES GIVING ACCESS TO THE COMPANY'S OR A RELATED COMPANY'S SHARE CAPITAL (INCLUDING EQUITY SECURITIES GIVING RIGHTS TO DEBT SECURITIES), WITH PREFERENTIAL SUBSCRIPTION RIGHTS MAINTAINED. THE SHAREHOLDERS' MEETING SETS THE MAXIMUM OVERALL VALUE OF THE CAPITAL INCREASE CARRIED OUT BY RESOLUTIONS 17 TO 21 TO EUR 868,000,000.00. THIS AUTHORIZATION IS GRANTED FOR A 26- MONTH PERIOD. THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GIVEN BY THE SHAREHOLDERS' MEETING ON APRIL 22TH 2020 IN RESOLUTION 15. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Management | No Action | |||||||||||
| 18 | ISSUE OF SECURITIES IN THE EVENT OF A PUBLIC EXCHANGE OFFER: THE SHAREHOLDERS' MEETING GIVES ALL POWERS TO THE BOARD OF DIRECTORS TO ISSUE, UP TO EUR 868,000,000.00 (I.E. 30 PERCENT OF THE SHARE CAPITAL), SHARES (EXCLUDING PREFERENCE SHARES) AND-OR SECURITIES GIVING ACCESS TO THE COMPANY'S OR A RELATED COMPANY'S SHARE CAPITAL (INCLUDING EQUITY SECURITIES GIVING RIGHTS TO DEBT SECURITIES), IN CONSIDERATION FOR SECURITIES TENDERED AS A PART OF A PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY CONCERNING THE SHARES OF ANOTHER COMPANY, WITH CANCELATION OF PREFERENTIAL SUBSCRIPTION RIGHTS. THIS AUTHORIZATION IS GRANTED FOR A 26-MONTH PERIOD. THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GIVEN BY THE SHAREHOLDERS' MEETING ON APRIL 22TH 2020 IN RESOLUTION 16. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Management | No Action | |||||||||||
| 19 | AUTHORIZATION TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED (OVERSUBSCRIPTION): THE SHAREHOLDERS' MEETING AUTHORIZES THE BOARD OF DIRECTORS TO INCREASE THE NUMBER OF SECURITIES IN THE EVENT THOSE EXCEED THE INITIAL NUMBER OF SECURITIES TO BE ISSUED (OVERSUBSCRIPTION), UP TO 15 PERCENT, WITHIN 30 DAYS OF THE SUBSCRIPTION CLOSING. THIS DELEGATION IS GIVEN FOR A 26-MONTH PERIOD. THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GIVEN BY THE SHAREHOLDERS' MEETING ON APRIL 22TH 2020 IN RESOLUTION 19 | Management | No Action | |||||||||||
| 20 | SHARE CAPITAL INCREASE RESERVED FOR EMPLOYEES: THE SHAREHOLDERS' MEETING AUTHORIZES THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL, IN FAVOR OF EMPLOYEES AND CORPORATE OFFICERS OF THE COMPANY WHO ARE MEMBERS OF A COMPANY SAVINGS PLAN, WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS, BY ISSUANCE OF SHARES (EXCLUDING PREFERENCE SHARES) AND-OR SECURITIES GIVING ACCESS TO THE COMPANY'S OR A RELATED COMPANY'S SHARE CAPITAL (INCLUDING EQUITY SECURITIES GIVING RIGHTS TO DEBT SECURITIES). THIS DELEGATION IS GIVEN FOR A 26-MONTH PERIOD AND FOR A NOMINAL AMOUNT THAT SHALL NOT EXCEED EUR 57,861,136.00 (I.E. 2 PERCENT OF THE SHARE CAPITAL). THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GIVEN BY THE SHAREHOLDERS' MEETING ON APRIL 22TH 2020 IN RESOLUTION 21. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Management | No Action | |||||||||||
| 21 | CAPITAL INCREASE BY ISSUING SHARES WITHOUT PREFERRED SUBSCRIPTION RIGHT BY OFFERS: THE SHAREHOLDERS' MEETING TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL UP TO EUR 17,358,340.00 (I.E. 0.6 PERCENT OF THE SHARE CAPITAL), BY ISSUANCE OF SHARES (EXCLUDING PREFERENCE SHARES) AND-OR SECURITIES GIVING ACCESS TO THE COMPANY'S OR A RELATED COMPANY'S SHARE CAPITAL (INCLUDING EQUITY SECURITIES GIVING RIGHTS TO DEBT SECURITIES), WITH CANCELATION OF PREFERENTIAL SUBSCRIPTION RIGHTS IN FAVOR OF: - EMPLOYEES AND CORPORATE OFFICERS; - UCITS, SHAREHOLDING INVESTED IN COMPANY SECURITIES WHOSE SHAREHOLDERS WILL BE PERSONS MENTIONED ABOVE; - ANY BANKING ESTABLISHMENT INTERVENING AT THE REQUEST OF THE COMPANY TO SET UP A SHAREHOLDING SCHEME OR A SAVINGS SCHEME FOR THE BENEFIT | Management | No Action | |||||||||||
| OF THE PERSONS MENTIONED ABOVE; THE PRESENT DELEGATION IS GIVEN FOR AN 18-MONTH PERIOD AND SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GIVEN BY THE SHAREHOLDERS' MEETING ON APRIL 22TH 2020 IN RESOLUTION 22. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS | ||||||||||||||
| 22 | ALLOCATION OF SHARES FREE OF CHARGE: THE SHAREHOLDERS' MEETING AUTHORIZES THE BOARD OF DIRECTORS TO GRANT FOR FREE, EXISTING OR FUTURE SHARES, IN FAVOR OF THE EMPLOYEES OR THE CORPORATE OFFICERS OF THE COMPANY AND RELATED COMPANIES, FOR AN AMOUNT REPRESENTING 0.5 PERCENT OF THE SHARE CAPITAL. THE TOTAL NUMBER OF SHARES ALLOCATED TO THE EXECUTIVE CORPORATE OFFICERS OF THE COMPANY MAY NOT EXCEED 0.04 PERCENT OF THE SHARE CAPITAL. THE PRESENT DELEGATION IS GIVEN FOR A 26-MONTH PERIOD. THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GIVEN BY THE SHAREHOLDERS' MEETING ON APRIL 22TH 2020 IN RESOLUTION 23. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Management | No Action | |||||||||||
| 23 | AMENDMENT TO ARTICLES OF THE BYLAWS: THE SHAREHOLDERS' MEETING DECIDES TO ADD TO ARTICLE 11 OF THE BYLAWS A 3RD PARAGRAPH PERTAINING TO THE APPOINTMENT OF A DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS | Management | No Action | |||||||||||
| 24 | NEW ARTICLES OF THE BYLAWS: THE SHAREHOLDERS' MEETING DECIDES TO OVERHAUL THE ARTICLES OF THE BYLAWS FOR THEM TO COMPLY WITH THE LEGAL PROVISIONS IN FORCE. THE SHAREHOLDERS' MEETING DECIDES TO AMEND ARTICLE 11: ' COMPOSITION OF THE BOARD OF DIRECTORS' OF THE BYLAWS | Management | No Action | |||||||||||
| 25 | POWERS TO ACCOMPLISH FORMALITIES: THE SHAREHOLDERS' MEETING GRANTS FULL POWERS TO THE BEARER OF AN ORIGINAL, A COPY OR EXTRACT OF THE MINUTES OF THIS MEETING TO CARRY OUT ALL FILINGS, PUBLICATIONS AND OTHER FORMALITIES PRESCRIBED BY LAW | Management | No Action | |||||||||||
| NORTHWESTERN CORPORATION | ||||||||||||||
| Security | 668074305 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | NWE | Meeting Date | 22-Apr-2021 | |||||||||||
| ISIN | US6680743050 | Agenda | 935340858 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Anthony T. Clark | For | For | |||||||||||
| 2 | Dana J. Dykhouse | For | For | |||||||||||
| 3 | Jan R. Horsfall | For | For | |||||||||||
| 4 | Britt E. Ide | For | For | |||||||||||
| 5 | Linda G. Sullivan | For | For | |||||||||||
| 6 | Robert C. Rowe | For | For | |||||||||||
| 7 | Mahvash Yazdi | For | For | |||||||||||
| 8 | Jeffrey W. Yingling | For | For | |||||||||||
| 2. | Ratification of Deloitte & Touche LLP as the independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
| 3. | Approval of the Equity Compensation Plan. | Management | For | For | ||||||||||
| 4. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||
| 5. | Transaction of any other matters and business as may properly come before the annual meeting or any postponement or adjournment of the annual meeting. | Management | Against | Against | ||||||||||
| THE AES CORPORATION | ||||||||||||||
| Security | 00130H105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | AES | Meeting Date | 22-Apr-2021 | |||||||||||
| ISIN | US00130H1059 | Agenda | 935343397 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1A. | Election of Director: Janet G. Davidson | Management | For | For | ||||||||||
| 1B. | Election of Director: Andrés R. Gluski | Management | For | For | ||||||||||
| 1C. | Election of Director: Tarun Khanna | Management | For | For | ||||||||||
| 1D. | Election of Director: Holly K. Koeppel | Management | For | For | ||||||||||
| 1E. | Election of Director: Julia M. Laulis | Management | For | For | ||||||||||
| 1F. | Election of Director: James H. Miller | Management | For | For | ||||||||||
| 1G. | Election of Director: Alain Monié | Management | For | For | ||||||||||
| 1H. | Election of Director: John B. Morse, Jr. | Management | For | For | ||||||||||
| 1I. | Election of Director: Moisés Naím | Management | For | For | ||||||||||
| 1J. | Election of Director: Teresa M. Sebastian | Management | For | For | ||||||||||
| 2. | To approve, on an advisory basis, the Company's executive compensation. | Management | For | For | ||||||||||
| 3. | To ratify the appointment of Ernst & Young LLP as the independent auditor of the Company for fiscal year 2021. | Management | For | For | ||||||||||
| 4. | To vote on a non-binding Stockholder proposal seeking to adopt a by-law to subject any by-law or charter amendments to a Stockholder vote. | Shareholder | Against | For | ||||||||||
| PFIZER INC. | ||||||||||||||
| Security | 717081103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | PFE | Meeting Date | 22-Apr-2021 | |||||||||||
| ISIN | US7170811035 | Agenda | 935344503 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1A. | Election of Director: Ronald E. Blaylock | Management | For | For | ||||||||||
| 1B. | Election of Director: Albert Bourla | Management | For | For | ||||||||||
| 1C. | Election of Director: Susan Desmond-Hellmann | Management | For | For | ||||||||||
| 1D. | Election of Director: Joseph J. Echevarria | Management | For | For | ||||||||||
| 1E. | Election of Director: Scott Gottlieb | Management | For | For | ||||||||||
| 1F. | Election of Director: Helen H. Hobbs | Management | For | For | ||||||||||
| 1G. | Election of Director: Susan Hockfield | Management | For | For | ||||||||||
| 1H. | Election of Director: Dan R. Littman | Management | For | For | ||||||||||
| 1I. | Election of Director: Shantanu Narayen | Management | For | For | ||||||||||
| 1J. | Election of Director: Suzanne Nora Johnson | Management | For | For | ||||||||||
| 1K. | Election of Director: James Quincey | Management | For | For | ||||||||||
| 1L. | Election of Director: James C. Smith | Management | For | For | ||||||||||
| 2. | Ratify the selection of KPMG LLP as independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
| 3. | 2021 advisory approval of executive compensation. | Management | For | For | ||||||||||
| 4. | Shareholder proposal regarding independent chair policy. | Shareholder | Against | For | ||||||||||
| 5. | Shareholder proposal regarding political spending report. | Shareholder | Abstain | Against | ||||||||||
| 6. | Shareholder proposal regarding access to COVID-19 products. | Shareholder | Abstain | Against | ||||||||||
| TELEFONICA, S.A. | ||||||||||||||
| Security | 879382208 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TEF | Meeting Date | 22-Apr-2021 | |||||||||||
| ISIN | US8793822086 | Agenda | 935374669 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1.1 | Approval of the Annual Accounts and of the Management Report of both Telefónica, S.A. and its Consolidated Group of Companies for fiscal year 2020. | Management | For | |||||||||||
| 1.2 | Approval of the Statement of Non-Financial Information of the Consolidated Group of Companies led by Telefónica, S.A. for fiscal year 2020 included in the Consolidated Management Report of Telefónica, S.A. and of its Group of Companies for such fiscal year. | Management | For | |||||||||||
| 1.3 | Approval of the management of the Board of Directors of Telefónica, S.A. during fiscal year 2020. | Management | For | |||||||||||
| 2. | Approval of the Proposed Allocation of the Profits/Losses of Telefónica, S.A. for fiscal year 2020. | Management | For | |||||||||||
| 3. | Re-election of the Statutory Auditor for fiscal year 2021. | Management | For | |||||||||||
| 4.1 | Re-election of Mr. José María Álvarez-Pallete López as executive Director. | Management | For | |||||||||||
| 4.2 | Re-election of Ms. Carmen García de Andrés as independent Director. | Management | For | |||||||||||
| 4.3 | Re-election of Mr. Ignacio Moreno Martínez as proprietary Director. | Management | For | |||||||||||
| 4.4 | Re-election of Mr. Francisco José Riberas Mera as independent Director. | Management | For | |||||||||||
| 5. | Reduction of share capital through the cancellation of own shares, excluding the right of creditors to object, amending the text of Article 6 of the By-Laws relating to share capital. | Management | For | |||||||||||
| 6.1 | First scrip dividend resolution. Approval of an increase in share capital with a charge to reserves by such amount as may be ..(due to space limits, see proxy statement for full proposal). | Management | For | |||||||||||
| 6.2 | Second scrip dividend resolution. Approval of an increase in share capital with a charge to reserves by such amount as may be ..(due to space limits, see proxy statement for full proposal). | Management | For | |||||||||||
| 7.1 | Amendment of the By-Laws to enable the General Shareholders' Meeting to be held exclusively by telematic means: articles 17 ..(due to space limits, see proxy statement for full proposal). | Management | For | |||||||||||
| 7.2 | Amendment of the By-Laws to expressly regulate the possibility of granting proxies and casting votes prior to the General ..(due to space limits, see proxy statement for full proposal). | Management | For | |||||||||||
| 8.1 | Amendment of the Regulations for the General Shareholders' Meeting to enable the General Shareholders' Meeting to be held ..(due to space limits, see proxy statement for full proposal). | Management | For | |||||||||||
| 8.2 | Amendment of the Regulations for the General Shareholders' Meeting to expressly regulate the possibility of granting ..(due to space limits, see proxy statement for full proposal). | Management | For | |||||||||||
| 9. | Approval of the Director Remuneration Policy of Telefónica, S.A. | Management | For | |||||||||||
| 10. | Approval of a Long-Term Incentive Plan consisting of the delivery of shares of Telefónica, S.A. allocated to Senior Executive Officers of the Telefónica Group. | Management | For | |||||||||||
| 11. | Delegation of powers to formalize, interpret, remedy and carry out the resolutions adopted by the shareholders at the General Shareholders' Meeting. | Management | For | |||||||||||
| 12. | Consultative vote on the 2020 Annual Report on Directors' Remuneration. | Management | For | |||||||||||
| NATIONAL GRID PLC | ||||||||||||||
| Security | 636274409 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | NGG | Meeting Date | 22-Apr-2021 | |||||||||||
| ISIN | US6362744095 | Agenda | 935382135 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | To approve the acquisition of PPL WPD Investments Limited. | Management | For | For | ||||||||||
| 2. | To approve an increased borrowing limit. | Management | For | For | ||||||||||
| GATX CORPORATION | ||||||||||||||
| Security | 361448103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | GATX | Meeting Date | 23-Apr-2021 | |||||||||||
| ISIN | US3614481030 | Agenda | 935348397 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1.1 | Election of Director: Diane M. Aigotti | Management | For | For | ||||||||||
| 1.2 | Election of Director: Anne L. Arvia | Management | For | For | ||||||||||
| 1.3 | Election of Director: Brian A. Kenney | Management | For | For | ||||||||||
| 1.4 | Election of Director: James B. Ream | Management | For | For | ||||||||||
| 1.5 | Election of Director: Adam L. Stanley | Management | For | For | ||||||||||
| 1.6 | Election of Director: David S. Sutherland | Management | For | For | ||||||||||
| 1.7 | Election of Director: Stephen R. Wilson | Management | For | For | ||||||||||
| 1.8 | Election of Director: Paul G. Yovovich | Management | For | For | ||||||||||
| 2. | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | ||||||||||
| 3. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR ENDING DECEMBER 31, 2021. | Management | For | For | ||||||||||
| AMERICA MOVIL, S.A.B. DE C.V. | ||||||||||||||
| Security | 02364W105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | AMX | Meeting Date | 26-Apr-2021 | |||||||||||
| ISIN | US02364W1053 | Agenda | 935405488 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1A | Appointment or, ratification of the member of the Board of Director of the Company: Pablo Roberto González Guajardo | Management | For | |||||||||||
| 1B | Appointment or, ratification of the member of the Board of Director of the Company: David Ibarra Muñoz | Management | For | |||||||||||
| 2 | Appointment of delegates to execute and, if applicable, formalize the resolutions adopted by the meeting. Adoption of resolutions thereon. | Management | For | |||||||||||
| AMERICA MOVIL, S.A.B. DE C.V. | ||||||||||||||
| Security | 02364W105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | AMX | Meeting Date | 26-Apr-2021 | |||||||||||
| ISIN | US02364W1053 | Agenda | 935410059 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1A | Appointment or, ratification of the member of the Board of Director of the Company: Pablo Roberto González Guajardo | Management | For | |||||||||||
| 1B | Appointment or, ratification of the member of the Board of Director of the Company: David Ibarra Muñoz | Management | For | |||||||||||
| 2 | Appointment of delegates to execute and, if applicable, formalize the resolutions adopted by the meeting. Adoption of resolutions thereon. | Management | For | |||||||||||
| CHARTER COMMUNICATIONS, INC. | ||||||||||||||
| Security | 16119P108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CHTR | Meeting Date | 27-Apr-2021 | |||||||||||
| ISIN | US16119P1084 | Agenda | 935348599 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1A. | Election of Director: W. Lance Conn | Management | For | For | ||||||||||
| 1B. | Election of Director: Kim C. Goodman | Management | For | For | ||||||||||
| 1C. | Election of Director: Craig A. Jacobson | Management | For | For | ||||||||||
| 1D. | Election of Director: Gregory B. Maffei | Management | For | For | ||||||||||
| 1E. | Election of Director: John D. Markley, Jr. | Management | For | For | ||||||||||
| 1F. | Election of Director: David C. Merritt | Management | For | For | ||||||||||
| 1G. | Election of Director: James E. Meyer | Management | For | For | ||||||||||
| 1H. | Election of Director: Steven A. Miron | Management | For | For | ||||||||||
| 1I. | Election of Director: Balan Nair | Management | For | For | ||||||||||
| 1J. | Election of Director: Michael A. Newhouse | Management | For | For | ||||||||||
| 1K. | Election of Director: Mauricio Ramos | Management | For | For | ||||||||||
| 1L. | Election of Director: Thomas M. Rutledge | Management | For | For | ||||||||||
| 1M. | Election of Director: Eric L. Zinterhofer | Management | For | For | ||||||||||
| 2. | The ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for the year ended December 31, 2021. | Management | For | For | ||||||||||
| 3. | Stockholder proposal regarding lobbying activities. | Shareholder | Abstain | Against | ||||||||||
| 4. | Stockholder proposal regarding Chairman of the Board and CEO roles. | Shareholder | Against | For | ||||||||||
| 5. | Stockholder proposal regarding diversity and inclusion efforts. | Shareholder | Abstain | Against | ||||||||||
| 6. | Stockholder proposal regarding disclosure of greenhouse gas emissions. | Shareholder | Abstain | Against | ||||||||||
| 7. | Stockholder proposal regarding EEO-1 reports. | Shareholder | Abstain | Against | ||||||||||
| WELLS FARGO & COMPANY | ||||||||||||||
| Security | 949746101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | WFC | Meeting Date | 27-Apr-2021 | |||||||||||
| ISIN | US9497461015 | Agenda | 935349363 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1A. | Election of Director: Steven D. Black | Management | For | For | ||||||||||
| 1B. | Election of Director: Mark A. Chancy | Management | For | For | ||||||||||
| 1C. | Election of Director: Celeste A. Clark | Management | For | For | ||||||||||
| 1D. | Election of Director: Theodore F. Craver, Jr. | Management | For | For | ||||||||||
| 1E. | Election of Director: Wayne M. Hewett | Management | For | For | ||||||||||
| 1F. | Election of Director: Maria R. Morris | Management | For | For | ||||||||||
| 1G. | Election of Director: Charles H. Noski | Management | For | For | ||||||||||
| 1H. | Election of Director: Richard B. Payne, Jr. | Management | For | For | ||||||||||
| 1I. | Election of Director: Juan A. Pujadas | Management | For | For | ||||||||||
| 1J. | Election of Director: Ronald L. Sargent | Management | For | For | ||||||||||
| 1K. | Election of Director: Charles W. Scharf | Management | For | For | ||||||||||
| 1L. | Election of Director: Suzanne M. Vautrinot | Management | For | For | ||||||||||
| 2. | Advisory resolution to approve executive compensation. | Management | For | For | ||||||||||
| 3. | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
| 4. | Shareholder Proposal - Make Shareholder Proxy Access More Accessible. | Shareholder | Abstain | Against | ||||||||||
| 5. | Shareholder Proposal - Amend Certificate of Incorporation to Become a Delaware Public Benefit Corporation. | Shareholder | Against | For | ||||||||||
| 6. | Shareholder Proposal - Report on Incentive-Based Compensation and Risks of Material Losses. | Shareholder | Against | For | ||||||||||
| 7. | Shareholder Proposal - Conduct a Racial Equity Audit. | Shareholder | Abstain | Against | ||||||||||
| BLACK HILLS CORPORATION | ||||||||||||||
| Security | 092113109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | BKH | Meeting Date | 27-Apr-2021 | |||||||||||
| ISIN | US0921131092 | Agenda | 935357497 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Linden R. Evans | For | For | |||||||||||
| 2 | Barry M. Granger | For | For | |||||||||||
| 3 | Tony A. Jensen | For | For | |||||||||||
| 4 | Steven R. Mills | For | For | |||||||||||
| 5 | Scott M. Prochazka | For | For | |||||||||||
| 2. | Ratification of the appointment of Deloitte & Touche LLP to serve as Black Hills Corporation's independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
| 3. | Advisory resolution to approve executive compensation. | Management | For | For | ||||||||||
| TELENET GROUP HOLDING NV | ||||||||||||||
| Security | B89957110 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 28-Apr-2021 | ||||||||||||
| ISIN | BE0003826436 | Agenda | 713732851 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| 1. | REPORTS ON THE STATUTORY FINANCIAL STATEMENTS: COMMUNICATION OF AND- DISCUSSION ON THE ANNUAL REPORT OF THE BOARD OF DIRECTORS AND THE REPORT OF-THE STATUTORY AUDITOR ON THE STATUTORY FINANCIAL STATEMENTS, FOR THE-FINANCIAL YEAR ENDED ON DECEMBER 31, 2020 | Non-Voting | ||||||||||||
| 2. | CONSOLIDATED FINANCIAL STATEMENTS AND REPORTS ON THE CONSOLIDATED FINANCIAL- STATEMENTS: COMMUNICATION OF AND DISCUSSION ON (I) THE CONSOLIDATED FINANCIAL- STATEMENTS, (II) THE ANNUAL REPORT OF THE BOARD OF DIRECTORS AND (III) THE-REPORT OF THE STATUTORY AUDITOR ON THE CONSOLIDATED FINANCIAL STATEMENTS, FOR-THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2020 | Non-Voting | ||||||||||||
| 3. | COMMUNICATION AND APPROVAL OF THE STATUTORY FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2020, AND OF THE PROPOSED ALLOCATION OF THE RESULT, INCLUDING THE APPROVAL OF A DIVIDEND. POWER OF ATTORNEY. PROPOSED RESOLUTION: APPROVAL OF THE STATUTORY | Management | No Action | |||||||||||
| FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2020, AND OF THE PROPOSED ALLOCATION OF THE RESULT, INCLUDING THE APPROVAL OF A DIVIDEND OF EUR 1.375 PER SHARE GROSS, PAYABLE AS FROM 5 MAY 2021. THIS REPRESENTS AN AGGREGATE AMOUNT OF EUR 150.1 MILLION GROSS AS PER 19 MARCH 2021 WHILE NOTING THAT THIS AGGREGATE AMOUNT MAY CHANGE IN FUNCTION OF POSSIBLE CHANGES IN THE NUMBER OF OWN SHARES HELD BY THE COMPANY ON THE RECORD DATE FOR THE PAYMENT OF THE DIVIDEND. THE ANNUAL GENERAL MEETING DELEGATES ALL FURTHER POWERS WITH REGARD TO THE PAYMENT OF THE DIVIDEND TO THE BOARD OF DIRECTORS | ||||||||||||||
| 4. | COMMUNICATION OF AND APPROVAL OF THE REMUNERATION REPORT, INCLUDED IN THE ANNUAL REPORT OF THE BOARD OF DIRECTORS, FOR THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2020. PROPOSED RESOLUTION: APPROVAL OF THE REMUNERATION REPORT, AS INCLUDED IN THE ANNUAL REPORT OF THE BOARD OF DIRECTORS, FOR THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2020 | Management | No Action | |||||||||||
| 5. | IN ACCORDANCE WITH ARTICLE 7:89/1 OF THE BELGIAN CODE OF COMPANIES AND ASSOCIATIONS, THE COMPANY IS REQUIRED TO ESTABLISH A REMUNERATION POLICY AND TO SUBMIT SUCH POLICY TO THE APPROVAL OF THE GENERAL SHAREHOLDERS MEETING. THE REMUNERATION POLICY ALSO TAKES INTO ACCOUNT THE RECOMMENDATION OF PROVISION 7.1 OF THE BELGIAN CORPORATE GOVERNANCE CODE 2020. PROPOSED RESOLUTION APPROVAL OF THE REMUNERATION POLICY | Management | No Action | |||||||||||
| 6. | TO GRANT DISCHARGE FROM LIABILITY TO THE DIRECTORS WHO WERE IN OFFICE DURING-THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2020, FOR THE EXERCISE OF THEIR-MANDATE DURING SAID FINANCIAL YEAR | Non-Voting | ||||||||||||
| 6.a. | TO GRANT DISCHARGE FROM LIABILITY TO THE DIRECTORS WHO WERE IN OFFICE DURING THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2020, FOR THE EXERCISE OF THEIR MANDATE DURING SAID FINANCIAL YEAR: BERT DE GRAEVE (IDW CONSULT BV) | Management | No Action | |||||||||||
| 6.b. | TO GRANT DISCHARGE FROM LIABILITY TO THE DIRECTORS WHO WERE IN OFFICE DURING THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2020, FOR THE EXERCISE OF THEIR MANDATE DURING SAID FINANCIAL YEAR: JO VAN BIESBROECK (JOVB BV) | Management | No Action | |||||||||||
| 6.c. | TO GRANT DISCHARGE FROM LIABILITY TO THE DIRECTORS WHO WERE IN OFFICE DURING THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2020, FOR THE EXERCISE OF THEIR MANDATE DURING SAID FINANCIAL YEAR: CHRISTIANE FRANCK | Management | No Action | |||||||||||
| 6.d. | TO GRANT DISCHARGE FROM LIABILITY TO THE DIRECTORS WHO WERE IN OFFICE DURING THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2020, FOR THE EXERCISE OF THEIR MANDATE DURING SAID FINANCIAL YEAR: JOHN PORTER | Management | No Action | |||||||||||
| 6.e. | TO GRANT DISCHARGE FROM LIABILITY TO THE DIRECTORS WHO WERE IN OFFICE DURING THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2020, FOR THE EXERCISE OF THEIR MANDATE DURING SAID FINANCIAL YEAR: CHARLES H. BRACKEN | Management | No Action | |||||||||||
| 6.f. | TO GRANT DISCHARGE FROM LIABILITY TO THE DIRECTORS WHO WERE IN OFFICE DURING THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2020, FOR THE EXERCISE OF THEIR MANDATE DURING SAID FINANCIAL YEAR: MANUEL KOHNSTAMM | Management | No Action | |||||||||||
| 6.g. | TO GRANT DISCHARGE FROM LIABILITY TO THE DIRECTORS WHO WERE IN OFFICE DURING THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2020, FOR THE EXERCISE OF THEIR MANDATE DURING SAID FINANCIAL YEAR: SEVERINA PASCU | Management | No Action | |||||||||||
| 6.h. | TO GRANT DISCHARGE FROM LIABILITY TO THE DIRECTORS WHO WERE IN OFFICE DURING THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2020, FOR THE EXERCISE OF THEIR MANDATE DURING SAID FINANCIAL YEAR: AMY BLAIR | Management | No Action | |||||||||||
| 6.i. | TO GRANT DISCHARGE FROM LIABILITY TO THE DIRECTORS WHO WERE IN OFFICE DURING THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2020, FOR THE EXERCISE OF THEIR MANDATE DURING SAID FINANCIAL YEAR: ENRIQUE RODRIGUEZ | Management | No Action | |||||||||||
| 7. | TO GRANT DISCHARGE FROM LIABILITY TO THE STATUTORY AUDITOR FOR THE EXERCISE OF HIS MANDATE DURING THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2020 | Management | No Action | |||||||||||
| 8. | RE-APPOINTMENT OF A DIRECTOR: TAKING INTO ACCOUNT THE ADVICE OF THE-REMUNERATION AND NOMINATION COMMITTEE OF THE BOARD, THE BOARD RECOMMENDS-ADOPTING THE FOLLOWING RESOLUTIONS. FOR FURTHER INFORMATION, IN RELATION TO-THE RELEVANT PERSON PROPOSED TO BE (RE-)APPOINTED AND HIS RESUME, REFERENCE-IS MADE TO THE CORPORATE GOVERNANCE STATEMENT IN THE ANNUAL REPORT OF THE-BOARD | Non-Voting | ||||||||||||
| 8.a. | RE-APPOINTMENT OF MR. JOHN PORTER AS DIRECTOR OF THE COMPANY, FOR A TERM OF 4 YEARS, WITH IMMEDIATE EFFECT AND UNTIL THE CLOSING OF THE GENERAL SHAREHOLDERS MEETING OF 2025 WHICH WILL BE HELD TO DELIBERATE ON THE FINANCIAL STATEMENTS OF THE FINANCIAL YEAR ENDED ON DECEMBER 31, 2024 | Management | No Action | |||||||||||
| 8.b. | THE MANDATE OF THE DIRECTOR APPOINTED IS NOT REMUNERATED | Management | No Action | |||||||||||
| 9. | RATIFICATION AND APPROVAL IN ACCORDANCE WITH ARTICLE 7:151 OF THE BELGIAN CODE OF COMPANIES AND ASSOCIATIONS: RATIFICATION AND APPROVAL, IN AS FAR AS NEEDED AND APPLICABLE, IN ACCORDANCE WITH ARTICLE 7:151 OF THE BELGIAN CODE OF COMPANIES AND ASSOCIATIONS, OF THE TERMS AND CONDITIONS OF (I) THE PERFORMANCE SHARE PLANS, (II) THE SHARE OPTION PLANS AND (III) THE RESTRICTED SHARE PLANS ISSUED ON 11 MAY 2020 TO (SELECTED) EMPLOYEES OF THE COMPANY, WHICH MAY GRANT RIGHTS THAT EITHER COULD HAVE A SUBSTANTIAL IMPACT ON THE COMPANY'S ASSETS OR COULD GIVE RISE TO SUBSTANTIAL LIABILITY OR OBLIGATION OF THE COMPANY IN CASE OF A CHANGE OF CONTROL OVER THE COMPANY OR A PUBLIC TAKEOVER BID ON THE SHARES OF THE COMPANY | Management | No Action | |||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| CMMT | 07 APR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF TEXT-OF RESOLUTIONS 5 AND 8.A. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO-NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK-YOU | Non-Voting | ||||||||||||
| HERA S.P.A. | ||||||||||||||
| Security | T5250M106 | Meeting Type | MIX | |||||||||||
| Ticker Symbol | Meeting Date | 28-Apr-2021 | ||||||||||||
| ISIN | IT0001250932 | Agenda | 713733017 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
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| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| E.1 | TO AMEND ART. 3 OF THE COMPANY BYLAW (COMPANY'S DURATION): RESOLUTIONS RELATED THERETO | Management | No Action | |||||||||||
| E.2 | TO AMEND ART. 20 OF THE COMPANY BYLAW (BOARD OF DIRECTORS' MEETING): RESOLUTIONS RELATED THERETO | Management | No Action | |||||||||||
| O.1 | BALANCE SHEET AS OF 31 DECEMBER 2020: RESOLUTIONS RELATED THERETO. TO PRESENT CONSOLIDATED BALANCE SHEET AS OF 31 DECEMBER 2020. BOARD OF DIRECTORS, INTERNAL AND EXTERNAL AUDITORS REPORT | Management | No Action | |||||||||||
| O.2 | PROFIT ALLOCATION PROPOSAL. RESOLUTIONS RELATED THERETO | Management | No Action | |||||||||||
| O.3 | REPORT ON THE REMUNERATION POLICY AND ON THE EMOLUMENT PAID: RESOLUTIONS RELATED TO SECTION I - REMUNERATION POLICY | Management | No Action | |||||||||||
| O.4 | REPORT ON THE REMUNERATION POLICY AND ON THE EMOLUMENT PAID: RESOLUTIONS RELATED TO SECTION II - EMOLUMENTS PAID | Management | No Action | |||||||||||
| O.5 | RENEWAL OF THE AUTHORIZATION TO PURCHASE AND DISPOSE OWN SHARES: RESOLUTIONS RELATED THERETO | Management | No Action | |||||||||||
| CMMT | 30 MAR 2021: PLEASE NOTE THAT THE MEETING TYPE CHANGED FROM AGM TO OGM AND-ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||||
| CMMT | 30 MAR 2021: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| SNAM S.P.A. | ||||||||||||||
| Security | T8578N103 | Meeting Type | Ordinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 28-Apr-2021 | ||||||||||||
| ISIN | IT0003153415 | Agenda | 713743400 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
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| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| O.1 | TO APPROVE SNAM S.P.A. BALANCE SHEET AS OF 31 DECEMBER 2020, CONSOLIDATED BALANCE SHEET AS OF 31 DECEMBER 2020. BOARD OF DIRECTORS' REPORT, THE INTERNAL AUDITORS' REPORT AND INDEPENDENT AUDITORS' REPORT. RESOLUTIONS RELATED THERETO | Management | No Action | |||||||||||
| O.2 | TO ALLOCATE THE PROFIT FOR THE YEAR AND TO DISTRIBUTE THE DIVIDEND. | Management | No Action | |||||||||||
| O.3 | TO AUTHORIZE THE PURCHASE AND DISPOSAL OF TREASURY SHARES, SUBJECT TO REVOCATION OF THE AUTHORIZATION GRANTED BY THE ORDINARY SHAREHOLDERS' MEETING HELD ON 18 JUNE 2020, FOR THE PART THAT HAS NOT BEEN EXECUTED | Management | No Action | |||||||||||
| O.4.1 | REPORT ON THE REWARDING POLICY AND EMOLUMENT PAID: FIRST SECTION, REPORT ON THE REWARDING POLICY (BINDING RESOLUTION) | Management | No Action | |||||||||||
| O.4.2 | REPORT ON THE REWARDING POLICY AND EMOLUMENT PAID: SECOND SECTION, REPORT ON THE EMOLUMENT PAID (NON-BINDING RESOLUTION) | Management | No Action | |||||||||||
| O.5 | TO AMEND THE 2020-2022 LONG-TERM SHARE INCENTIVE PLAN. RESOLUTIONS RELATED THERETO | Management | No Action | |||||||||||
| CMMT | 31 MAR 2021: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| CMMT | 31 MAR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| PORTLAND GENERAL ELECTRIC CO | ||||||||||||||
| Security | 736508847 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | POR | Meeting Date | 28-Apr-2021 | |||||||||||
| ISIN | US7365088472 | Agenda | 935346963 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1A. | Election of Director: Rodney Brown | Management | For | For | ||||||||||
| 1B. | Election of Director: Jack Davis | Management | For | For | ||||||||||
| 1C. | Election of Director: Kirby Dyess | Management | For | For | ||||||||||
| 1D. | Election of Director: Mark Ganz | Management | For | For | ||||||||||
| 1E. | Election of Director: Marie Oh Huber | Management | For | For | ||||||||||
| 1F. | Election of Director: Kathryn Jackson, PhD | Management | For | For | ||||||||||
| 1G. | Election of Director: Michael Lewis | Management | For | For | ||||||||||
| 1H. | Election of Director: Michael Millegan | Management | For | For | ||||||||||
| 1I. | Election of Director: Neil Nelson | Management | For | For | ||||||||||
| 1J. | Election of Director: Lee Pelton, PhD | Management | For | For | ||||||||||
| 1K. | Election of Director: Maria Pope | Management | For | For | ||||||||||
| 1L. | Election of Director: James Torgerson | Management | For | For | ||||||||||
| 2. | To approve, by a non-binding vote, the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
| 3. | To ratify the appointment of Deloitte and Touche LLP as the Company's independent registered public accounting firm for the fiscal year 2021. | Management | For | For | ||||||||||
| SJW GROUP | ||||||||||||||
| Security | 784305104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SJW | Meeting Date | 28-Apr-2021 | |||||||||||
| ISIN | US7843051043 | Agenda | 935351116 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1A. | Election of Director: K. Armstrong | Management | For | For | ||||||||||
| 1B. | Election of Director: W. J. Bishop | Management | For | For | ||||||||||
| 1C. | Election of Director: C. Guardino | Management | For | For | ||||||||||
| 1D. | Election of Director: M. Hanley | Management | For | For | ||||||||||
| 1E. | Election of Director: H. Hunt | Management | For | For | ||||||||||
| 1F. | Election of Director: G. P. Landis | Management | For | For | ||||||||||
| 1G. | Election of Director: D. C. Man | Management | For | For | ||||||||||
| 1H. | Election of Director: D. B. More | Management | For | For | ||||||||||
| 1I. | Election of Director: E. W. Thornburg | Management | For | For | ||||||||||
| 1J. | Election of Director: C. P. Wallace | Management | For | For | ||||||||||
| 2. | To approve, on an advisory basis, the compensation of the named executive officers as disclosed in the accompanying proxy statement. | Management | For | For | ||||||||||
| 3. | Ratify the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for fiscal year 2021. | Management | For | For | ||||||||||
| UNITIL CORPORATION | ||||||||||||||
| Security | 913259107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | UTL | Meeting Date | 28-Apr-2021 | |||||||||||
| ISIN | US9132591077 | Agenda | 935361802 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Suzanne Foster | For | For | |||||||||||
| 2 | Thomas P. Meissner, Jr. | For | For | |||||||||||
| 3 | Justine Vogel | For | For | |||||||||||
| 2. | To ratify the selection of independent registered accounting firm, Deloitte & Touche LLP, for fiscal year 2021. | Management | For | For | ||||||||||
| 3. | Advisory vote on the approval of Executive Compensation. | Management | For | For | ||||||||||
| ENEL CHILE S.A. | ||||||||||||||
| Security | 29278D105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ENIC | Meeting Date | 28-Apr-2021 | |||||||||||
| ISIN | US29278D1054 | Agenda | 935391867 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | Approval of the Annual Report, Balance Sheet, Financial Statements and Reports of the External Auditors and Account Inspectors for the year ended December 31, 2020. | Management | For | |||||||||||
| 2. | Distribution of profits for the year and payment of dividends. | Management | For | |||||||||||
| 3. | DIRECTOR | Management | ||||||||||||
| 1 | H. Chadwick Piñera(1) | For | For | |||||||||||
| 2 | Isabella Alessio(1) | For | For | |||||||||||
| 3 | Salvatore Bernabei(1) | For | For | |||||||||||
| 4 | Monica Girardi(1) | For | For | |||||||||||
| 5 | F. Gazmuri Plaza(1)(2) | For | For | |||||||||||
| 6 | P. Cabrera Gaete(1)(2) | For | For | |||||||||||
| 4. | Setting of the directors' compensation. | Management | For | |||||||||||
| 5. | Setting of the compensation of the members of the Directors Committee and determination of the committee's budget for the year 2021. | Management | For | |||||||||||
| 7. | Appointment of an external audit firm regulated by Title XXVIII of Law No. 18,045. | Management | For | |||||||||||
| 8. | Appointment of two Account Inspectors and two alternates and determination of their compensation. | Management | For | |||||||||||
| 9. | Designation of Risk Rating Agencies. | Management | For | |||||||||||
| 10. | Approval of the Investment and Financing Policy. | Management | For | |||||||||||
| 14. | Other relevant matters that are of interest to and the competence of the Ordinary Shareholders' Meeting. | Management | Against | |||||||||||
| 15. | Adoption of all other approvals necessary for the proper implementation of the adopted resolutions. | Management | For | |||||||||||
| GRUPO TELEVISA, S.A.B. | ||||||||||||||
| Security | 40049J206 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TV | Meeting Date | 28-Apr-2021 | |||||||||||
| ISIN | US40049J2069 | Agenda | 935409993 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| L1 | Resolution 1. | Management | For | |||||||||||
| L2 | Resolution 2. | Management | For | |||||||||||
| LA1 | Resolution 1. | Management | For | |||||||||||
| L3 | Resolution II. | Management | For | |||||||||||
| D1 | Resolution 1 | Management | For | |||||||||||
| D2 | Resolution 2 | Management | For | |||||||||||
| D1A | Resolution 1 | Management | For | |||||||||||
| D1B | Resolution 2 | Management | For | |||||||||||
| D3 | Resolution II | Management | For | |||||||||||
| A | Resolution I | Management | For | |||||||||||
| B | Resolution II | Management | Abstain | |||||||||||
| C | Resolution III | Management | Abstain | |||||||||||
| D | Resolution IV | Management | For | |||||||||||
| E | Resolution V | Management | For | |||||||||||
| F | Resolution VI | Management | Abstain | |||||||||||
| G | Resolution VII | Management | For | |||||||||||
| H | Resolution VIII | Management | For | |||||||||||
| A1 | Resolution 1 | Management | For | |||||||||||
| A2 | Resolution 2 | Management | For | |||||||||||
| A3 | Resolution 3 | Management | For | |||||||||||
| A4 | Resolution 4 | Management | For | |||||||||||
| A5 | Resolution 5 | Management | For | |||||||||||
| A6 | Resolution 6 | Management | For | |||||||||||
| A7 | Resolution 7 | Management | For | |||||||||||
| A8 | Resolution 8 | Management | Abstain | |||||||||||
| A9 | Resolution 9 | Management | For | |||||||||||
| A10 | Resolution 10 | Management | Abstain | |||||||||||
| A11 | Resolution 11 | Management | For | |||||||||||
| B1 | Resolution 1 | Management | For | |||||||||||
| B2 | Resolution 2 | Management | For | |||||||||||
| B3 | Resolution 3 | Management | For | |||||||||||
| B4 | Resolution 4 | Management | For | |||||||||||
| B5 | Resolution 5 | Management | For | |||||||||||
| BA1 | Resolution 1 | Management | For | |||||||||||
| BA2 | Resolution 2 | Management | For | |||||||||||
| BA3 | Resolution 3 | Management | Abstain | |||||||||||
| BA4 | Resolution 4 | Management | For | |||||||||||
| BA5 | Resolution 5 | Management | For | |||||||||||
| A12 | Resolution X | Management | For | |||||||||||
| A13 | Resolution XI | Management | For | |||||||||||
| A14 | Resolution XII | Management | Abstain | |||||||||||
| A15 | Resolution XIII | Management | For | |||||||||||
| A16 | Resolution XIV | Management | For | |||||||||||
| AB1 | Resolution I | Management | For | |||||||||||
| AB2 | Resolution II | Management | For | |||||||||||
| ITV PLC | ||||||||||||||
| Security | G4984A110 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 29-Apr-2021 | ||||||||||||
| ISIN | GB0033986497 | Agenda | 713724020 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1 | TO RECEIVE AND ADOPT THE ANNUAL REPORT AND ACCOUNTS | Management | For | For | ||||||||||
| 2 | TO RECEIVE AND ADOPT THE ANNUAL REPORT ON REMUNERATION | Management | For | For | ||||||||||
| 3 | TO APPROVE THE REMUNERATION POLICY | Management | For | For | ||||||||||
| 4 | TO RE-ELECT SALMAN AMIN | Management | For | For | ||||||||||
| 5 | TO RE-ELECT PETER BAZALGETTE | Management | For | For | ||||||||||
| 6 | TO RE-ELECT EDWARD BONHAM CARTER | Management | For | For | ||||||||||
| 7 | TO ELECT GRAHAM COOKE | Management | For | For | ||||||||||
| 8 | TO RE-ELECT MARGARET EWING | Management | For | For | ||||||||||
| 9 | TO RE-ELECT MARY HARRIS | Management | For | For | ||||||||||
| 10 | TO RE-ELECT CHRIS KENNEDY | Management | For | For | ||||||||||
| 11 | TO RE-ELECT ANNA MANZ | Management | For | For | ||||||||||
| 12 | TO RE-ELECT CAROLYN MCCALL | Management | For | For | ||||||||||
| 13 | TO ELECT SHARMILA NEBHRAJANI | Management | For | For | ||||||||||
| 14 | TO RE-ELECT DUNCAN PAINTER | Management | For | For | ||||||||||
| 15 | TO APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS | Management | For | For | ||||||||||
| 16 | AUTHORITY TO DETERMINE THE AUDITORS' REMUNERATION | Management | For | For | ||||||||||
| 17 | POLITICAL DONATIONS | Management | For | For | ||||||||||
| 18 | AUTHORITY TO ALLOT SHARES | Management | For | For | ||||||||||
| 19 | DISAPPLICATION OF PRE-EMPTION RIGHTS | Management | For | For | ||||||||||
| 20 | ADDITIONAL DISAPPLICATION OF PRE-EMPTION RIGHTS | Management | For | For | ||||||||||
| 21 | PURCHASE OF OWN SHARES | Management | For | For | ||||||||||
| 22 | LENGTH OF NOTICE PERIOD FOR GENERAL MEETINGS | Management | For | For | ||||||||||
| 23 | TO ADOPT NEW ARTICLES OF ASSOCIATION | Management | For | For | ||||||||||
| 24 | TO APPROVE THE RULES OF THE ITV PLC EXECUTIVE SHARE SCHEME | Management | For | For | ||||||||||
| KERRY GROUP PLC | ||||||||||||||
| Security | G52416107 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 29-Apr-2021 | ||||||||||||
| ISIN | IE0004906560 | Agenda | 713732065 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| 01 | TO RECEIVE AND CONSIDER THE FINANCIAL STATEMENTS AND THE DIRECTORS AND AUDITORS REPORTS THEREON | Management | No Action | |||||||||||
| 02 | TO DECLARE A FINAL DIVIDEND | Management | No Action | |||||||||||
| 03A | TO ELECT MS EMER GILVARRY | Management | No Action | |||||||||||
| 03B | TO ELECT MR JINLONG WANG | Management | No Action | |||||||||||
| 04A | TO RE-ELECT MR GERRY BEHAN | Management | No Action | |||||||||||
| 04B | TO RE-ELECT DR HUGH BRADY | Management | No Action | |||||||||||
| 04C | TO RE-ELECT MR GERARD CULLIGAN | Management | No Action | |||||||||||
| 04D | TO RE-ELECT DR KARIN DORREPAAL | Management | No Action | |||||||||||
| 04E | TO RE-ELECT MS MARGUERITE LARKIN | Management | No Action | |||||||||||
| 04F | TO RE-ELECT MR TOM MORAN | Management | No Action | |||||||||||
| 04G | TO RE-ELECT MR CON MURPHY | Management | No Action | |||||||||||
| 04H | TO RE-ELECT MR CHRISTOPHER ROGERS | Management | No Action | |||||||||||
| 04I | TO RE-ELECT MR EDMOND SCANLON | Management | No Action | |||||||||||
| 04J | TO RE-ELECT MR PHILIP TOOMEY | Management | No Action | |||||||||||
| 05 | AUTHORITY TO DETERMINE THE AUDITORS REMUNERATION | Management | No Action | |||||||||||
| 06 | CONSIDERATION OF DIRECTORS' REMUNERATION REPORT (EXCLUDING SECTION C) | Management | No Action | |||||||||||
| 07 | CONSIDERATION OF DIRECTORS' REMUNERATION POLICY | Management | No Action | |||||||||||
| 08 | AUTHORITY TO ISSUE ORDINARY SHARES | Management | No Action | |||||||||||
| 09 | AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS | Management | No Action | |||||||||||
| 10 | AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS FOR AN ADDITIONAL 5 PER CENT FOR SPECIFIED TRANSACTIONS | Management | No Action | |||||||||||
| 11 | AUTHORITY TO MAKE MARKET PURCHASES OF THE COMPANY'S OWN SHARES | Management | No Action | |||||||||||
| 12 | APPROVE KERRY GROUP PLC 2021 LONG-TERM INCENTIVE PLAN | Management | No Action | |||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE. | Non-Voting | ||||||||||||
| A2A SPA | ||||||||||||||
| Security | T0579B105 | Meeting Type | MIX | |||||||||||
| Ticker Symbol | Meeting Date | 29-Apr-2021 | ||||||||||||
| ISIN | IT0001233417 | Agenda | 713746951 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| O.1.1 | TO APPROVE BALANCE SHEET AS OF 31 DECEMBER 2020; BOARD OF DIRECTORS', INTERNAL AND EXTERNAL AUDITORS' REPORTS. TO PRESENT THE CONSOLIDATED BALANCE SHEET AS OF 31 DECEMBER 2020. TO PRESENT THE NON- FINANCIAL CONSOLIDATED DECLARATION AS PER LEGISLATIVE DECREE 254/2016 AND RELATED SUPPLEMENT - 2020 INTEGRATED BALANCE SHEET | Management | No Action | |||||||||||
| O.1.2 | PROFIT ALLOCATION AND DIVIDEND DISTRIBUTION | Management | No Action | |||||||||||
| O.2.1 | AUREWARDING REPORT AND REPORT ON EMOLUMENT PAID AS PER EX ART. 123-TER OF THE LEGISLATIVE DECREE OF 24 FEBRUARY 1998 NO. 58, AS SUCCESSIVELY MODIFIED AND INTEGRATED: RESOLUTIONS ON THE "FIRST SECTION" (REWARDING POLICY) | Management | No Action | |||||||||||
| O.2.2 | REWARDING REPORT AND REPORT ON EMOLUMENT PAID AS PER EX ART. 123-TER OF THE LEGISLATIVE DECREE OF 24 FEBRUARY 1998 N.58, AS SUCCESSIVELY MODIFIED AND INTEGRATED: RESOLUTIONS ON THE "SECOND SECTION" (EMOLUMENT PAID TO MEMBERS OF MANAGEMENT AND CONTROL BOARDS, TO DIRECTORS AND OTHER MANAGERS WITH STRATEGIC RESPONSIBILITIES) | Management | No Action | |||||||||||
| O.3 | AUTHORIZATION TO PURCHASE AND DISPOSE OF OWN SHARES UPON REVOKING, AS FOR THE UNUSED PART, OF THE PREVIOUS MEETING RESOLUTIONS OF 13 MAY 2020 | Management | No Action | |||||||||||
| E.1 | TO APPROVE MERGER BY INCORPORATION OF COMPANY "A2A TELECOMMUNICATIONS S.R.L" IN THE COMPANY "A2A S.P.A": RESOLUTIONS RELATED THERETO | Management | No Action | |||||||||||
| E.2 | TO APPROVE MERGER BY INCORPORATION OF COMPANY "SUNCITY ENERGY S.R.L" IN THE COMPANY "A2A S.P.A": RESOLUTIONS RELATED THERETO | Management | No Action | |||||||||||
| CMMT | 31 MAR 2021: PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM,-THERE WILL BE A SECOND CALL ON 30 ARP 2021. CONSEQUENTLY, YOUR VOTING-INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED.-THANK YOU. | Non-Voting | ||||||||||||
| CMMT | 02 APR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN MEETING-DATE FROM 30 APR 2021 TO 29 APR 2021 AND ADDITION OF COMMENT. IF YOU HAVE-ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO-AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||||
| CMMT | 02 APR 2021: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| KINNEVIK AB | ||||||||||||||
| Security | W5139V448 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 29-Apr-2021 | ||||||||||||
| ISIN | SE0014684510 | Agenda | 713793986 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | ||||||||||||
| CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 540142 DUE TO RECEIPT OF-UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | ||||||||||||
| 1 | ELECTION OF CHAIRMAN OF THE ANNUAL GENERAL MEETING: WILHELM LUNING | Non-Voting | ||||||||||||
| 2 | PREPARATION AND APPROVAL OF THE VOTING LIST | Non-Voting | ||||||||||||
| 3 | APPROVAL OF THE AGENDA | Non-Voting | ||||||||||||
| 4 | ELECTION OF ONE OR TWO PERSONS TO CHECK AND VERIFY THE MINUTES | Non-Voting | ||||||||||||
| 5 | DETERMINATION OF WHETHER THE ANNUAL GENERAL MEETING HAS BEEN DULY CONVENED | Non-Voting | ||||||||||||
| 6 | PRESENTATION OF THE PARENT COMPANY'S ANNUAL REPORT AND THE AUDITOR'S REPORT-AS WELL AS OF THE GROUP ANNUAL REPORT AND THE GROUP AUDITOR'S REPORT | Non-Voting | ||||||||||||
| 7 | RESOLUTION ON THE ADOPTION OF THE PROFIT AND LOSS STATEMENT AND THE BALANCE SHEET AS WELL AS OF THE GROUP PROFIT AND LOSS STATEMENT AND THE GROUP BALANCE SHEET | Management | No Action | |||||||||||
| 8 | RESOLUTION ON THE PROPOSED TREATMENT OF KINNEVIK'S EARNINGS AS STATED IN THE ADOPTED BALANCE SHEET | Management | No Action | |||||||||||
| 9.A | RESOLUTION ON THE DISCHARGE FROM LIABILITY OF THE MEMBER OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER: SUSANNA CAMPBELL | Management | No Action | |||||||||||
| 9.B | RESOLUTION ON THE DISCHARGE FROM LIABILITY OF THE MEMBER OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER: DAME AMELIA FAWCETT | Management | No Action | |||||||||||
| 9.C | RESOLUTION ON THE DISCHARGE FROM LIABILITY OF THE MEMBER OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER: WILHELM KLINGSPOR | Management | No Action | |||||||||||
| 9.D | RESOLUTION ON THE DISCHARGE FROM LIABILITY OF THE MEMBER OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER: BRIAN MCBRIDE | Management | No Action | |||||||||||
| 9.E | RESOLUTION ON THE DISCHARGE FROM LIABILITY OF THE MEMBER OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER: HENRIK POULSEN | Management | No Action | |||||||||||
| 9.F | RESOLUTION ON THE DISCHARGE FROM LIABILITY OF THE MEMBER OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER: CECILIA QVIST | Management | No Action | |||||||||||
| 9.G | RESOLUTION ON THE DISCHARGE FROM LIABILITY OF THE MEMBER OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER: CHARLOTTE STROMBERG | Management | No Action | |||||||||||
| 9.H | RESOLUTION ON THE DISCHARGE FROM LIABILITY OF THE MEMBER OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER: GEORGI GANEV | Management | No Action | |||||||||||
| 10 | PRESENTATION AND RESOLUTION ON THE ADOPTION OF THE REMUNERATION REPORT | Management | No Action | |||||||||||
| 11 | DETERMINATION OF THE NUMBER OF MEMBERS OF THE BOARD: SIX | Management | No Action | |||||||||||
| 12.A | DETERMINATION OF THE REMUNERATION TO THE MEMBERS OF THE BOARD AND THE AUDITOR: REMUNERATION TO THE BOARD | Management | No Action | |||||||||||
| 12.B | DETERMINATION OF THE REMUNERATION TO THE MEMBERS OF THE BOARD AND THE AUDITOR: REMUNERATION TO THE AUDITOR | Management | No Action | |||||||||||
| 13.A | ELECTION OF BOARD MEMBER: SUSANNA CAMPBELL (RE-ELECTION, PROPOSED BY THE NOMINATION COMMITTEE) | Management | No Action | |||||||||||
| 13.B | ELECTION OF BOARD MEMBER: BRIAN MCBRIDE (RE-ELECTION, PROPOSED BY THE NOMINATION COMMITTEE) | Management | No Action | |||||||||||
| 13.C | ELECTION OF BOARD MEMBER: CECILIA QVIST (RE- ELECTION, PROPOSED BY THE NOMINATION COMMITTEE) | Management | No Action | |||||||||||
| 13.D | ELECTION OF BOARD MEMBER: CHARLOTTE STROMBERG (RE-ELECTION, PROPOSED BY THE NOMINATION COMMITTEE) | Management | No Action | |||||||||||
| 13.E | ELECTION OF BOARD MEMBER: JAMES ANDERSON (NEW ELECTION, PROPOSED BY THE NOMINATION COMMITTEE) | Management | No Action | |||||||||||
| 13.F | ELECTION OF BOARD MEMBER: HARALD MIX (NEW ELECTION, PROPOSED BY THE NOMINATION COMMITTEE) | Management | No Action | |||||||||||
| 14 | ELECTION OF THE CHAIRMAN OF THE BOARD: JAMES ANDERSON | Management | No Action | |||||||||||
| 15.A | RESOLUTION ON: AMENDMENTS TO THE ARTICLES OF ASSOCIATION | Management | No Action | |||||||||||
| 15.B | RESOLUTION ON: DETERMINATION OF THE NUMBER OF AUDITORS AND ELECTION OF AUDITOR: THE NOMINATION COMMITTEE PROPOSES THAT KINNEVIK SHALL HAVE ONE REGISTERED ACCOUNTING FIRM AS AUDITOR, AND THAT THE REGISTERED ACCOUNTING FIRM KPMG AB SHALL BE ELECTED AS NEW AUDITOR UNTIL THE END OF THE 2022 ANNUAL GENERAL MEETING | Management | No Action | |||||||||||
| 16.A | RESOLUTION ON: APPROVAL OF INSTRUCTION FOR THE NOMINATION COMMITTEE | Management | No Action | |||||||||||
| 16.B | RESOLUTION ON: ELECTION OF MEMBERS OF THE NOMINATION COMMITTEE: THE NOMINATION COMMITTEE PROPOSES THAT, FOR THE PERIOD UNTIL A NEW NOMINATION COMMITTEE HAS BEEN ELECTED AT A SUBSEQUENT GENERAL MEETING ANDERS OSCARSSON, NOMINATED BY AMF, HUGO STENBECK, NOMINATED BY ALCES MAXIMUS LLC, MARIE KLINGSPOR, AND LAWRENCE BURNS, NOMINATED BY BAILLIE GIFFORD, SHALL BE ELECTED AS MEMBERS OF THE NOMINATION COMMITTEE. THE NOMINATION COMMITTEE PROPOSES THAT ANDERS OSCARSSON SHALL BE ELECTED CHAIRMAN OF THE NOMINATION COMMITTEE | Management | No Action | |||||||||||
| 17.A | RESOLUTION REGARDING DISTRIBUTION OF KINNEVIK'S SHAREHOLDING IN ZALANDO THROUGH A SHARE REDEMPTION PLAN, INCLUDING RESOLUTION REGARDING: AMENDMENTS TO THE ARTICLES OF ASSOCIATION IN ORDER TO FACILITATE THE SHARE SPLIT 2:1 | Management | No Action | |||||||||||
| 17.B | RESOLUTION REGARDING DISTRIBUTION OF KINNEVIK'S SHAREHOLDING IN ZALANDO THROUGH A SHARE REDEMPTION PLAN, INCLUDING RESOLUTION REGARDING: SHARE SPLIT 2:1 | Management | No Action | |||||||||||
| 17.C | RESOLUTION REGARDING DISTRIBUTION OF KINNEVIK'S SHAREHOLDING IN ZALANDO THROUGH A SHARE REDEMPTION PLAN, INCLUDING RESOLUTION REGARDING: AMENDMENTS TO THE ARTICLES OF ASSOCIATION IN ORDER TO FACILITATE A REDUCTION OF THE SHARE CAPITAL THROUGH REDEMPTION OF SHARES | Management | No Action | |||||||||||
| 17.D | RESOLUTION REGARDING DISTRIBUTION OF KINNEVIK'S SHAREHOLDING IN ZALANDO THROUGH A SHARE REDEMPTION PLAN, INCLUDING RESOLUTION REGARDING: REDUCTION OF THE SHARE CAPITAL THROUGH REDEMPTION OF SHARES | Management | No Action | |||||||||||
| 17.E | RESOLUTION REGARDING DISTRIBUTION OF KINNEVIK'S SHAREHOLDING IN ZALANDO THROUGH A SHARE REDEMPTION PLAN, INCLUDING RESOLUTION REGARDING: INCREASE OF THE SHARE CAPITAL THROUGH A BONUS ISSUE WITHOUT ISSUANCE OF NEW SHARES | Management | No Action | |||||||||||
| 17.F | RESOLUTION REGARDING DISTRIBUTION OF KINNEVIK'S SHAREHOLDING IN ZALANDO THROUGH A SHARE REDEMPTION PLAN, INCLUDING RESOLUTION REGARDING: REDUCTION OF THE SHARE CAPITAL WITHOUT CANCELLATION OF SHARES | Management | No Action | |||||||||||
| 18 | RESOLUTION REGARDING DIVIDEND AS COMPENSATION TO PARTICIPANTS IN KINNEVIK'S LONG-TERM INCENTIVE PLAN 2018 FOR PAID DIVIDENDS AND OTHER VALUE TRANSFERS SINCE 2018 | Management | No Action | |||||||||||
| 19 | RESOLUTION REGARDING TRANSFER OF OWN CLASS B SHARES TO COVER COSTS FOR OUTSTANDING LONG-TERM INCENTIVE PLANS AND TO EFFECTIVELY REALISE THE VALUE OF CLASS B SHARES HELD IN TREASURY | Management | No Action | |||||||||||
| 20.A | RESOLUTION ON HEDGING ARRANGEMENTS IN ORDER TO COVER FUTURE COSTS FOR OUTSTANDING LONG-TERM INCENTIVE PLANS, INCLUDING RESOLUTIONS REGARDING: AMENDMENTS TO THE ARTICLES OF ASSOCIATION | Management | No Action | |||||||||||
| 20.B | RESOLUTION ON HEDGING ARRANGEMENTS IN ORDER TO COVER FUTURE COSTS FOR OUTSTANDING LONG-TERM INCENTIVE PLANS, INCLUDING RESOLUTIONS REGARDING: AUTHORISATION FOR THE BOARD TO RESOLVE ON A NEW ISSUE OF CLASS X SHARES | Management | No Action | |||||||||||
| 20.C | RESOLUTION ON HEDGING ARRANGEMENTS IN ORDER TO COVER FUTURE COSTS FOR OUTSTANDING LONG-TERM INCENTIVE PLANS, INCLUDING RESOLUTIONS REGARDING: AUTHORISATION FOR THE BOARD TO RESOLVE TO REPURCHASE CLASS X SHARES | Management | No Action | |||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| GAM HOLDING AG | ||||||||||||||
| Security | H2878E106 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 29-Apr-2021 | ||||||||||||
| ISIN | CH0102659627 | Agenda | 713837827 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS ARE REQUIRED FOR THIS MEETING. IF-NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED.-THANK YOU. | Non-Voting | ||||||||||||
| CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting | ||||||||||||
| 1 | ELECTION OF AD HOC CHAIRMAN OF THE ANNUAL GENERAL MEETING | Management | For | For | ||||||||||
| 2.1 | APPROVAL OF MANAGEMENT REPORT, PARENT COMPANY'S AND CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2020, NOTICE OF THE REPORTS OF THE STATUTORY AUDITORS | Management | For | For | ||||||||||
| 2.2 | CONSULTATIVE VOTE ON THE COMPENSATION REPORT 2020 | Management | For | For | ||||||||||
| 3 | APPROPRIATION OF FINANCIAL RESULT | Management | For | For | ||||||||||
| 4 | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE GROUP MANAGEMENT BOARD | Management | For | For | ||||||||||
| 5.1 | RE-ELECTION OF MR DAVID JACOB AS MEMBER AND CHAIRMAN OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||
| 5.2 | RE-ELECTION OF MS KATIA COUDRAY AS MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||
| 5.3 | RE-ELECTION OF MS JACQUI IRVINE AS MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||
| 5.4 | RE-ELECTION OF MS MONIKA MACHON AS MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||
| 5.5 | RE-ELECTION OF MR BENJAMIN MEULI AS MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||
| 5.6 | RE-ELECTION OF MS NANCY MISTRETTA AS MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||
| 5.7 | RE-ELECTION OF MR THOMAS SCHNEIDER AS MEMBER OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||
| 6.1 | RE-ELECTION OF MS KATIA COUDRAY TO THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||
| 6.2 | RE-ELECTION OF MS JACQUI IRVINE TO THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||
| 6.3 | RE-ELECTION OF MS NANCY MISTRETTA TO THE COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||
| 7.1 | APPROVAL OF THE COMPENSATION OF THE BOARD OF DIRECTORS | Management | For | For | ||||||||||
| 7.2 | APPROVAL OF THE FIXED COMPENSATION OF THE GROUP MANAGEMENT BOARD FOR THE 2021 FINANCIAL YEAR | Management | For | For | ||||||||||
| 8 | RE-ELECTION OF THE STATUTORY AUDITORS: KPMG AG, ZURICH | Management | For | For | ||||||||||
| 9 | RE-ELECTION OF THE INDEPENDENT REPRESENTATIVE: MR TOBIAS ROHNER, ATTORNEY AT LAW, HOLBEINSTRASSE 30, 8034 ZURICH | Management | For | For | ||||||||||
| 10 | EXTENSION OF AUTHORIZED CAPITAL | Management | For | For | ||||||||||
| NRG ENERGY, INC. | ||||||||||||||
| Security | 629377508 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | NRG | Meeting Date | 29-Apr-2021 | |||||||||||
| ISIN | US6293775085 | Agenda | 935347446 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1A. | Election of Director: E. Spencer Abraham | Management | For | For | ||||||||||
| 1B. | Election of Director: Antonio Carrillo | Management | For | For | ||||||||||
| 1C. | Election of Director: Matthew Carter, Jr. | Management | For | For | ||||||||||
| 1D. | Election of Director: Lawrence S. Coben | Management | For | For | ||||||||||
| 1E. | Election of Director: Heather Cox | Management | For | For | ||||||||||
| 1F. | Election of Director: Elisabeth B. Donohue | Management | For | For | ||||||||||
| 1G. | Election of Director: Mauricio Gutierrez | Management | For | For | ||||||||||
| 1H. | Election of Director: Paul W. Hobby | Management | For | For | ||||||||||
| 1I. | Election of Director: Alexandra Pruner | Management | For | For | ||||||||||
| 1J. | Election of Director: Anne C. Schaumburg | Management | For | For | ||||||||||
| 1K. | Election of Director: Thomas H. Weidemeyer | Management | For | For | ||||||||||
| 2. | To approve, on a non-binding advisory basis, the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
| 3. | To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for fiscal year 2021. | Management | For | For | ||||||||||
| THE GOLDMAN SACHS GROUP, INC. | ||||||||||||||
| Security | 38141G104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | GS | Meeting Date | 29-Apr-2021 | |||||||||||
| ISIN | US38141G1040 | Agenda | 935349351 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1A. | Election of Director: M. Michele Burns | Management | For | For | ||||||||||
| 1B. | Election of Director: Drew G. Faust | Management | For | For | ||||||||||
| 1C. | Election of Director: Mark A. Flaherty | Management | For | For | ||||||||||
| 1D. | Election of Director: Ellen J. Kullman | Management | For | For | ||||||||||
| 1E. | Election of Director: Lakshmi N. Mittal | Management | For | For | ||||||||||
| 1F. | Election of Director: Adebayo O. Ogunlesi | Management | For | For | ||||||||||
| 1G. | Election of Director: Peter Oppenheimer | Management | For | For | ||||||||||
| 1H. | Election of Director: David M. Solomon | Management | For | For | ||||||||||
| 1I. | Election of Director: Jan E. Tighe | Management | For | For | ||||||||||
| 1J. | Election of Director: Jessica R. Uhl | Management | For | For | ||||||||||
| 1K. | Election of Director: David A. Viniar | Management | For | For | ||||||||||
| 1L. | Election of Director: Mark O. Winkelman | Management | For | For | ||||||||||
| 2. | Advisory Vote to Approve Executive Compensation (Say on Pay). | Management | For | For | ||||||||||
| 3. | Approval of The Goldman Sachs Amended and Restated Stock Incentive Plan (2021). | Management | Against | Against | ||||||||||
| 4. | Ratification of PricewaterhouseCoopers LLP as our Independent Registered Public Accounting Firm for 2021. | Management | For | For | ||||||||||
| 5. | Shareholder Proposal Regarding Shareholder Right to Act by Written Consent. | Shareholder | Against | For | ||||||||||
| 6. | Shareholder Proposal Regarding a Report on the Effects of the Use of Mandatory Arbitration. | Shareholder | Abstain | Against | ||||||||||
| 7. | Shareholder Proposal Regarding Conversion to a Public Benefit Corporation. | Shareholder | Against | For | ||||||||||
| 8. | Shareholder Proposal Regarding a Racial Equity Audit | Shareholder | Abstain | Against | ||||||||||
| ECHOSTAR CORPORATION | ||||||||||||||
| Security | 278768106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SATS | Meeting Date | 29-Apr-2021 | |||||||||||
| ISIN | US2787681061 | Agenda | 935349426 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | R. Stanton Dodge | For | For | |||||||||||
| 2 | Michael T. Dugan | For | For | |||||||||||
| 3 | Charles W. Ergen | For | For | |||||||||||
| 4 | Lisa W. Hershman | For | For | |||||||||||
| 5 | Pradman P. Kaul | For | For | |||||||||||
| 6 | C. Michael Schroeder | For | For | |||||||||||
| 7 | Jeffrey R. Tarr | For | For | |||||||||||
| 8 | William D. Wade | For | For | |||||||||||
| 2. | To ratify the appointment of KPMG LLP as EchoStar Corporation's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
| 3. | To approve an amendment to the EchoStar Corporation 2017 Non-Employee Director Stock Incentive Plan as presented in the proxy statement. | Management | Against | Against | ||||||||||
| GLOBAL PAYMENTS INC. | ||||||||||||||
| Security | 37940X102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | GPN | Meeting Date | 29-Apr-2021 | |||||||||||
| ISIN | US37940X1028 | Agenda | 935351584 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1A. | Election of Director: F. Thaddeus Arroyo | Management | For | For | ||||||||||
| 1B. | Election of Director: Robert H.B. Baldwin, Jr. | Management | For | For | ||||||||||
| 1C. | Election of Director: John G. Bruno | Management | For | For | ||||||||||
| 1D. | Election of Director: Kriss Cloninger III | Management | For | For | ||||||||||
| 1E. | Election of Director: William I Jacobs | Management | For | For | ||||||||||
| 1F. | Election of Director: Joia M. Johnson | Management | For | For | ||||||||||
| 1G. | Election of Director: Ruth Ann Marshall | Management | For | For | ||||||||||
| 1H. | Election of Director: Connie D. McDaniel | Management | For | For | ||||||||||
| 1I. | Election of Director: William B. Plummer | Management | For | For | ||||||||||
| 1J. | Election of Director: Jeffrey S. Sloan | Management | For | For | ||||||||||
| 1K. | Election of Director: John T. Turner | Management | For | For | ||||||||||
| 1L. | Election of Director: M. Troy Woods | Management | For | For | ||||||||||
| 2. | Approval, on an advisory basis, of the compensation of our named executive officers for 2020. | Management | For | For | ||||||||||
| 3. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||||||||
| 4. | Advisory vote on shareholder proposal regarding shareholder right to act by written consent. | Shareholder | Against | For | ||||||||||
| JANUS HENDERSON GROUP PLC | ||||||||||||||
| Security | G4474Y214 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | JHG | Meeting Date | 29-Apr-2021 | |||||||||||
| ISIN | JE00BYPZJM29 | Agenda | 935353285 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | To receive the 2020 Annual Report and Accounts. | Management | For | For | ||||||||||
| 2. | To reappoint Ms. A Davis as a Director. | Management | For | For | ||||||||||
| 3. | To reappoint Ms. K Desai as a Director. | Management | For | For | ||||||||||
| 4. | To reappoint Mr. J Diermeier as a Director. | Management | For | For | ||||||||||
| 5. | To reappoint Mr. K Dolan as a Director. | Management | For | For | ||||||||||
| 6. | To reappoint Mr. E Flood Jr as a Director. | Management | For | For | ||||||||||
| 7. | To reappoint Mr. R Gillingwater as a Director. | Management | For | For | ||||||||||
| 8. | To reappoint Mr. L Kochard as a Director. | Management | For | For | ||||||||||
| 9. | To reappoint Mr. G Schafer as a Director. | Management | For | For | ||||||||||
| 10. | To reappoint Ms. A Seymour-Jackson as a Director. | Management | For | For | ||||||||||
| 11. | To reappoint Mr. R Weil as a Director. | Management | For | For | ||||||||||
| 12. | To reappoint PricewaterhouseCoopers LLP as Auditors and to authorize the Audit Committee to agree to their remuneration. | Management | For | For | ||||||||||
| 13. | To authorize the Company to purchase its own shares to a limited extent. | Management | For | For | ||||||||||
| 14. | To authorize the Company to purchase its own CDIs to a limited extent. | Management | For | For | ||||||||||
| BCE INC. | ||||||||||||||
| Security | 05534B760 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | BCE | Meeting Date | 29-Apr-2021 | |||||||||||
| ISIN | CA05534B7604 | Agenda | 935362272 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 01 | DIRECTOR | Management | ||||||||||||
| 1 | Mirko Bibic | For | For | |||||||||||
| 2 | David F. Denison | For | For | |||||||||||
| 3 | Robert P. Dexter | For | For | |||||||||||
| 4 | Ian Greenberg | For | For | |||||||||||
| 5 | Katherine Lee | For | For | |||||||||||
| 6 | Monique F. Leroux | For | For | |||||||||||
| 7 | Sheila A. Murray | For | For | |||||||||||
| 8 | Gordon M. Nixon | For | For | |||||||||||
| 9 | Louis P. Pagnutti | For | For | |||||||||||
| 10 | Calin Rovinescu | For | For | |||||||||||
| 11 | Karen Sheriff | For | For | |||||||||||
| 12 | Robert C. Simmonds | For | For | |||||||||||
| 13 | Jennifer Tory | For | For | |||||||||||
| 14 | Cornell Wright | For | For | |||||||||||
| 02 | Appointment of Deloitte LLP as auditors | Management | For | For | ||||||||||
| 03 | Advisory resolution on executive compensation as described in the management proxy circular. | Management | For | For | ||||||||||
| ENEL AMERICAS S.A. | ||||||||||||||
| Security | 29274F104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ENIA | Meeting Date | 29-Apr-2021 | |||||||||||
| ISIN | US29274F1049 | Agenda | 935391766 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | Approval of the Annual Report, Balance Sheet, Financial Statements and Reports of the External Auditors and Account Inspectors for the year ended December 31, 2020. | Management | For | |||||||||||
| 2. | Distribution of profits for the year and payment of dividends. | Management | For | |||||||||||
| 3. | DIRECTOR | Management | ||||||||||||
| 1 | Borja Acha B.* | For | For | |||||||||||
| 2 | Domingo Cruzat A.*# | For | For | |||||||||||
| 3 | Giulia Genuardi* | For | For | |||||||||||
| 4 | Patricio Gómez S.*# | For | For | |||||||||||
| 5 | Francesca Gostinelli* | For | For | |||||||||||
| 6 | Hernán Somerville S.*# | For | For | |||||||||||
| 7 | José Antonio Vargas L.* | For | For | |||||||||||
| 4. | Setting of the directors' compensation. | Management | For | |||||||||||
| 5. | Setting of the compensation of the members of the Directors Committee and determination of the committee's budget for the year 2021. | Management | For | |||||||||||
| 7. | Appointment of an external audit firm regulated by Title XXVIII of Law No. 18,045. | Management | For | |||||||||||
| 8. | Designation of Risk Rating Agencies. | Management | For | |||||||||||
| 9. | Approval of the Investment and Financing Policy. | Management | For | |||||||||||
| 13. | Other relevant matters that are of interest to and the competence of the Ordinary Shareholders' Meeting. | Management | Against | |||||||||||
| 14. | Adoption of all other approvals necessary for the proper implementation of the adopted resolutions. | Management | For | |||||||||||
| COMPANHIA DE SANEAMENTO BASICO DO ESTADO | ||||||||||||||
| Security | 20441A102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SBS | Meeting Date | 29-Apr-2021 | |||||||||||
| ISIN | US20441A1025 | Agenda | 935391855 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| A1. | Examine the management accounts, examine, discuss and vote on the Company's financial statements for the fiscal year ended December 31, 2020 and the accompanying Annual Management Report, Independent Auditors' Report, Fiscal Council's Opinion and the Summarized Annual Report of the Audit Committee. | Management | For | For | ||||||||||
| A2. | Resolve on the allocation of net income for the fiscal year ended December 31, 2020 and the distribution of dividends. | Management | For | For | ||||||||||
| A3. | Elect the members of the Fiscal Council for the term of office until the 2022 Annual Shareholders' Meeting: Fabio Bernacchi Maia (Effective) / Humberto Macedo Puccinelli (Alternate) , Ernesto Mascellani Neto (Effective) / Cassiano Quevedo Rosas de Ávila (Alternate) , Edson Tomas de Lima Filho (Effective) / Nanci Cortazzo Mendes Galuzio (Alternate) | Management | For | For | ||||||||||
| A4. | Establish the overall annual compensation for the Company's Management and members of the Audit Committee and Fiscal Councils for 2021 fiscal year. | Management | Abstain | Against | ||||||||||
| E1. | Ratify the appointment of a member of the Board of Directors for the term of office until the 2022 Annual Shareholders' Meeting. | Management | For | For | ||||||||||
| E2. | To resolve on the reform of the Company's Bylaws to: (a) amend the 2nd and 5th Paragraphs of Art. 20 to transfer the attributions for new business from the Technology, Enterprise and Environment Officer to the Chief Executive Officer; and (b) amend the paragraphs of Article 26 to remove the need for the coordination of the Audit Committee to be performed by the financial expert. | Management | For | For | ||||||||||
| E3. | Consolidate the Company's Bylaws. | Management | For | For | ||||||||||
| ENDESA SA | ||||||||||||||
| Security | E41222113 | Meeting Type | Ordinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 30-Apr-2021 | ||||||||||||
| ISIN | ES0130670112 | Agenda | 713721884 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| 1 | APPROVAL OF THE INDIVIDUAL ANNUAL FINANCIAL STATEMENTS OF ENDESA, S.A. BALANCE SHEE, INCOME STATEMENT, STATEMENT OF CHANGES IN NET EQUITY STATEMENT OF RECOGNIZED INCOME AND EXPENSES AND STATEMENT OF TOTAL CHANGES IN NET EQUITY, CASH FLOW STATEMENT AND NOTES TO THE FINANCIAL STATEMENTS, AS WELL AS OF THE CONSOLIDATED ANNUAL FINANCIAL STATEMENTS OF ENDESA, S.A. AND ITS SUBSIDIARY COMPANIES CONSOLIDATED STATEMENT OF FINANCIAL POSITION, CONSOLIDATED INCOME STATEMENT, CONSOLIDATED STATEMENT OF OTHER COMPREHENSIVE INCOME, CONSOLIDATED STATEMENT OF CHANGES IN NET EQUITY, CONSOLIDATED CASH FLOW STATEMENT AND NOTES TO THE FINANCIAL STATEMENTS, FOR FISCAL YEAR ENDING DECEMBER 31, 2020 | Management | No Action | |||||||||||
| 2 | APPROVAL OF THE INDIVIDUAL MANAGEMENT REPORT OF ENDESA, S.A. AND THE CONSOLIDATED MANAGEMENT REPORT OF ENDESA, S.A. AND ITS SUBSIDIARY COMPANIES FOR FISCAL YEAR ENDING 31 DECEMBER 2020 | Management | No Action | |||||||||||
| 3 | APPROVAL OF THE NON FINANCIAL INFORMATION AND SUSTAINABILITY STATEMENT OF THE CONSOLIDATED GROUP FOR FISCAL YEAR ENDING 31 DECEMBER 2020 | Management | No Action | |||||||||||
| 4 | APPROVAL OF THE CORPORATE MANAGEMENT FOR FISCAL YEAR ENDING 31 DECEMBER 2020 | Management | No Action | |||||||||||
| 5 | APPROVAL OF THE APPLICATION OF EARNINGS FOR FISCAL YEAR ENDING 31 DECEMBER 2020 | Management | No Action | |||||||||||
| 6.1 | ADDITION OF A NEW ARTICLE ARTICLE 26.TER IN THE CORPORATE BYLAWS THAT WOULD PROVIDE THE OPTION TO HOLD A REMOTE ONLY GENERAL MEETING | Management | No Action | |||||||||||
| 6.2 | AMENDMENT OF ARTICLES 26.BIS, 27, 30 AND 33 OF THE CORPORATE BYLAWS, ALLOWING THE SHAREHOLDERS PROXYHOLDERS TO ATTEND GENERAL MEETINGS REMOTELY AND INTRODUCING OTHER IMPROVEMENTS RELATING TO REMOTE ATTENDANCE | Management | No Action | |||||||||||
| 6.3 | AMENDMENT OF ARTICLE 40 OF THE CORPORATE BYLAWS TO INTRODUCE TECHNICAL IMPROVEMENTS TO THE PROVISIONS GOVERNING DIRECTOR COMPENSATION | Management | No Action | |||||||||||
| 6.4 | AMENDMENT OF ARTICLE 43 OF THE CORPORATE BYLAWS TO UPDATE THE PROVISIONS GOVERNING REMOTE BOARD MEETINGS | Management | No Action | |||||||||||
| 7.1 | ADDITION OF A NEW ARTICLE ARTICLE 10.TER IN THE GENERAL SHAREHOLDERS MEETING REGULATIONS THAT WOULD PROVIDE THE OPTION TO HOLD A REMOTE ONLY GENERAL MEETING | Management | No Action | |||||||||||
| 7.2 | AMENDMENT OF ARTICLES 9, 10, 10 BIS, 11, 16 AND 21 OF THE GENERAL SHAREHOLDERS MEETING REGULATIONS, ALLOWING THE SHAREHOLDERS PROXYHOLDERS TO ATTEND GENERAL MEETINGS REMOTELY AND INTRODUCING OTHER IMPROVEMENTS RELATING TO REMOTE ATTENDANCE | Management | No Action | |||||||||||
| 8 | ESTABLISHMENT OF THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS AT ELEVEN | Management | No Action | |||||||||||
| 9 | BINDING VOTE ON THE ANNUAL REPORT ON DIRECTORS COMPENSATION | Management | No Action | |||||||||||
| 10 | APPROVAL OF THE DIRECTORS COMPENSATION POLICY FOR 2021 2023 | Management | No Action | |||||||||||
| 11 | APPROVAL OF THE STRATEGIC INCENTIVE 2021 2023 | Management | No Action | |||||||||||
| 12 | DELEGATION TO THE BOARD OF DIRECTORS TO EXECUTE AND IMPLEMENT RESOLUTIONS ADOPTED BY THE GENERAL MEETING, AS WELL AS TO SUBSTITUTE THE POWERS ENTRUSTED THERETO BY THE GENERAL MEETING, AND GRANTING OF POWERS TO THE BOARD OF DIRECTORS TO RECORD SUCH RESOLUTIONS IN A PUBLIC INSTRUMENT AND REGISTER SUCH RESOLUTIONS | Management | No Action | |||||||||||
| COMPANIA DE SANEAMENTO DE MINAS GERAIS - COPASA MG | ||||||||||||||
| Security | P28269101 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 30-Apr-2021 | ||||||||||||
| ISIN | BRCSMGACNOR5 | Agenda | 713758843 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET (DEPENDANT UPON THE AVAILABILITY AND USAGE OF THE- REMOTE VOTING PLATFORM). ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE- REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN-ARE ALLOWED. THANK YOU | Non-Voting | ||||||||||||
| 1 | ESTABLISHMENT OF THE AMOUNT OF THE GLOBAL COMPENSATION OF THE MEMBERS OF THE BOARD OF DIRECTORS, FISCAL COUNCIL AND EXECUTIVE BOARD OF THE COMPANY, ACCORDING TO THE MANAGEMENT PROPOSAL | Management | No Action | |||||||||||
| 2 | DISMISSAL OF MR. CARLOS EDUARDO TAVARES DE CASTRO, AS COPASA MG BOARD OF DIRECTORS MEMBER, APPOINTED BY THE CONTROLLING SHAREHOLDER | Management | No Action | |||||||||||
| 3 | APPOINTMENT OF MR. REYNALDO PASSANEZI FILHO, AS COPASA MG BOARD OF DIRECTORS MEMBER, APPOINTED BY THE CONTROLLING SHAREHOLDER | Management | No Action | |||||||||||
| CMMT | 09 APR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFIACTION OF TEXT-IN RESOLUTIONS 2 AND 3IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||||
| COMPANIA DE SANEAMENTO DE MINAS GERAIS - COPASA MG | ||||||||||||||
| Security | P28269101 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 30-Apr-2021 | ||||||||||||
| ISIN | BRCSMGACNOR5 | Agenda | 713773364 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET (DEPENDANT UPON THE AVAILABILITY AND USAGE OF THE- REMOTE VOTING PLATFORM). ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE- REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN-ARE ALLOWED. THANK YOU | Non-Voting | ||||||||||||
| 1 | APPROVAL OF THE ANNUAL MANAGEMENT REPORT, BALANCE SHEET AND FINANCIAL STATEMENTS OF COPASA MG AND CONSOLIDATED, REFERRING TO THE FISCAL YEAR ENDED ON 12.31.2020 | Management | No Action | |||||||||||
| 2 | ALLOCATION OF THE COMPANY'S NET PROFIT FOR THE YEAR ENDED 12.31.2020, WITH THE RETENTION OF PART OF THE NET PROFIT FOR REINVESTMENT, PAYMENT OF INTEREST ON EQUITY JCP, CONSIDERED AS THE MINIMUM MANDATORY DIVIDEND VALUE | Management | No Action | |||||||||||
| 3 | APPROVAL OF THE DATE 06.25.2021 FOR THE PAYMENT OF INTEREST ON EQUITY REFERRING TO THE FOURTH QUARTER OF 2020, ACCORDING TO THE MANAGEMENT PROPOSAL | Management | No Action | |||||||||||
| 4 | APPROVAL OF THE INVESTMENT PROGRAM OF COPASA MG AND ITS SUBSIDIARY COPANOR FOR FISCAL YEAR 2021, PURSUANT TO PARAGRAPH 2, OF ARTICLE 196 OF LAW 6,404.1976 | Management | No Action | |||||||||||
| MAROC TELECOM SA | ||||||||||||||
| Security | V5721T117 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 30-Apr-2021 | ||||||||||||
| ISIN | MA0000011488 | Agenda | 713795485 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
| 1 | APPROVE FINANCIAL STATEMENTS AND DISCHARGE OF MANAGEMENT AND SUPERVISORY BOARDS | Management | No Action | |||||||||||
| 2 | ACCEPT CONSOLIDATED FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | No Action | |||||||||||
| 3 | APPROVE SPECIAL AUDITOR'S REPORT ON RELATED PARTY TRANSACTIONS | Management | No Action | |||||||||||
| 4 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF MAD 4.01 PER SHARE | Management | No Action | |||||||||||
| 5 | APPROVE COOPTATION OF LUIS ENRIQUEZ AS SUPERVISORY BOARD MEMBER | Management | No Action | |||||||||||
| 6 | AUTHORIZE SHARE REPURCHASE PROGRAM | Management | No Action | |||||||||||
| 7 | AUTHORIZE FILING OF REQUIRED DOCUMENTS AND OTHER FORMALITIES | Management | No Action | |||||||||||
| EQUATORIAL ENERGIA SA | ||||||||||||||
| Security | P3773H104 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 30-Apr-2021 | ||||||||||||
| ISIN | BREQTLACNOR0 | Agenda | 713838297 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET (DEPENDANT UPON THE AVAILABILITY AND USAGE OF THE- REMOTE VOTING PLATFORM). ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE- REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 547957 DUE TO RECEIPT OF-UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | ||||||||||||
| 1 | ANALYSIS, DISCUSSION AND VOTING OF MANAGEMENT REPORT, ADMINISTRATORS ACCOUNTS, COMPANY'S FINANCIAL STATEMENTS AND OF THE REPORT OF THE INDEPENDENT AUDITORS AND FISCAL COUNCILS OPINION, REFERRING TO THE FISCAL YEAR ENDED ON DECEMBER 31ST, 2020 | Management | No Action | |||||||||||
| 2 | RESOLUTION OF THE ALLOCATION OF NET INCOME FROM THE FISCAL YEAR ENDED ON DECEMBER 31ST, 2020 | Management | No Action | |||||||||||
| 3 | DETERMINE AS 8 EIGHT THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 4.1 | APPOINTMENT OF CANDIDATES TO THE BOARD OF DIRECTORS, THE SHAREHOLDER MAY APPOINT AS MANY CANDIDATES AS THE NUMBER OF VACANCIES TO BE FILLED AT THE GENERAL ELECTION. THE VOTES INDICATED IN THIS FIELD WILL BE DISREGARDED IF THE SHAREHOLDER HOLDING SHARES WITH VOTING RIGHTS ALSO FILLS IN THE FIELDS PRESENT IN THE SEPARATE ELECTION OF A MEMBER OF THE BOARD OF DIRECTORS AND THE SEPARATE ELECTION THAT THESE FIELDS DEAL WITH. NOTE CARLOS AUGUSTO LEONE PIANI | Management | No Action | |||||||||||
| 4.2 | APPOINTMENT OF CANDIDATES TO THE BOARD OF DIRECTORS, THE SHAREHOLDER MAY APPOINT AS MANY CANDIDATES AS THE NUMBER OF VACANCIES TO BE FILLED AT THE GENERAL ELECTION. THE VOTES INDICATED IN THIS FIELD WILL BE DISREGARDED IF THE SHAREHOLDER HOLDING SHARES WITH VOTING RIGHTS ALSO FILLS IN THE FIELDS PRESENT IN THE SEPARATE ELECTION OF A MEMBER OF THE BOARD OF DIRECTORS AND THE SEPARATE ELECTION THAT THESE FIELDS DEAL WITH. NOTE GUILHERME MEXIAS ACHE | Management | No Action | |||||||||||
| 4.3 | APPOINTMENT OF CANDIDATES TO THE BOARD OF DIRECTORS, THE SHAREHOLDER MAY APPOINT AS MANY CANDIDATES AS THE NUMBER OF VACANCIES TO BE FILLED AT THE GENERAL ELECTION. THE VOTES INDICATED IN THIS FIELD WILL BE DISREGARDED IF THE SHAREHOLDER HOLDING SHARES WITH VOTING RIGHTS ALSO FILLS IN THE FIELDS PRESENT IN THE SEPARATE ELECTION OF A MEMBER OF THE BOARD OF DIRECTORS AND THE SEPARATE ELECTION THAT THESE FIELDS DEAL WITH. NOTE TANIA SZTAMFATER CHOCOLAT | Management | No Action | |||||||||||
| 4.4 | APPOINTMENT OF CANDIDATES TO THE BOARD OF DIRECTORS, THE SHAREHOLDER MAY APPOINT AS MANY CANDIDATES AS THE NUMBER OF VACANCIES TO BE FILLED AT THE GENERAL ELECTION. THE VOTES INDICATED IN THIS FIELD WILL BE DISREGARDED IF THE SHAREHOLDER HOLDING SHARES WITH VOTING RIGHTS ALSO FILLS IN THE FIELDS PRESENT IN THE SEPARATE ELECTION OF A MEMBER OF THE BOARD OF DIRECTORS AND THE SEPARATE ELECTION THAT THESE FIELDS DEAL WITH. NOTE PAULO JERONIMO BANDEIRA DE MELLO PEDROSA | Management | No Action | |||||||||||
| 4.5 | APPOINTMENT OF CANDIDATES TO THE BOARD OF DIRECTORS, THE SHAREHOLDER MAY APPOINT AS MANY CANDIDATES AS THE NUMBER OF VACANCIES TO BE FILLED AT THE GENERAL ELECTION. THE VOTES INDICATED IN THIS FIELD WILL BE DISREGARDED IF THE SHAREHOLDER HOLDING SHARES WITH VOTING RIGHTS ALSO FILLS IN THE FIELDS PRESENT IN THE SEPARATE ELECTION OF A MEMBER OF THE BOARD OF DIRECTORS AND THE SEPARATE ELECTION THAT THESE FIELDS DEAL WITH. NOTE LUIS HENRIQUE DE MOURA GONCALVES | Management | No Action | |||||||||||
| 4.6 | APPOINTMENT OF CANDIDATES TO THE BOARD OF DIRECTORS, THE SHAREHOLDER MAY APPOINT AS MANY CANDIDATES AS THE NUMBER OF VACANCIES TO BE FILLED AT THE GENERAL ELECTION. THE VOTES INDICATED IN THIS FIELD WILL BE DISREGARDED IF THE SHAREHOLDER | Management | No Action | |||||||||||
| HOLDING SHARES WITH VOTING RIGHTS ALSO FILLS IN THE FIELDS PRESENT IN THE SEPARATE ELECTION OF A MEMBER OF THE BOARD OF DIRECTORS AND THE SEPARATE ELECTION THAT THESE FIELDS DEAL WITH. NOTE EDUARDO HAIAMA | ||||||||||||||
| 4.7 | APPOINTMENT OF CANDIDATES TO THE BOARD OF DIRECTORS, THE SHAREHOLDER MAY APPOINT AS MANY CANDIDATES AS THE NUMBER OF VACANCIES TO BE FILLED AT THE GENERAL ELECTION. THE VOTES INDICATED IN THIS FIELD WILL BE DISREGARDED IF THE SHAREHOLDER HOLDING SHARES WITH VOTING RIGHTS ALSO FILLS IN THE FIELDS PRESENT IN THE SEPARATE ELECTION OF A MEMBER OF THE BOARD OF DIRECTORS AND THE SEPARATE ELECTION THAT THESE FIELDS DEAL WITH. NOTE AUGUSTO MIRANDA DA PAZ JUNIOR | Management | No Action | |||||||||||
| 4.8 | APPOINTMENT OF CANDIDATES TO THE BOARD OF DIRECTORS, THE SHAREHOLDER MAY APPOINT AS MANY CANDIDATES AS THE NUMBER OF VACANCIES TO BE FILLED AT THE GENERAL ELECTION. THE VOTES INDICATED IN THIS FIELD WILL BE DISREGARDED IF THE SHAREHOLDER HOLDING SHARES WITH VOTING RIGHTS ALSO FILLS IN THE FIELDS PRESENT IN THE SEPARATE ELECTION OF A MEMBER OF THE BOARD OF DIRECTORS AND THE SEPARATE ELECTION THAT THESE FIELDS DEAL WITH. NOTE TIAGO DE ALMEIDA NOEL: | Management | No Action | |||||||||||
| CMMT | FOR THE PROPOSAL 5 REGARDING THE ADOPTION OF CUMULATIVE VOTING, PLEASE BE-ADVISED THAT YOU CAN ONLY VOTE FOR OR ABSTAIN. AN AGAINST VOTE ON THIS-PROPOSAL REQUIRES PERCENTAGES TO BE ALLOCATED AMONGST THE DIRECTORS IN-PROPOSAL 6.1 TO 6.8. IN THIS CASE PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE IN ORDER TO ALLOCATE PERCENTAGES AMONGST THE DIRECTORS | Non-Voting | ||||||||||||
| 5 | IN THE EVENT OF THE ADOPTION OF THE CUMULATIVE VOTING PROCESS, SHOULD THE VOTES CORRESPONDING TO YOUR SHARES BE DISTRIBUTED IN EQUAL PERCENTAGES ACROSS THE MEMBERS OF THE SLATE THAT YOU HAVE CHOSEN. IF THE SHAREHOLDER CHOOSES TO ABSTAIN AND THE ELECTION OCCURS THROUGH THE CUMULATIVE VOTING PROCESS, HIS VOTE MUST BE COUNTED AS ABSTENTION IN THE RESPECTIVE RESOLUTION OF THE MEETING | Management | No Action | |||||||||||
| 6.1 | VISUALIZATION OF ALL THE CANDIDATES THAT COMPOSE THE SLATE TO INDICATE THE PERCENTAGE OF THE VOTES TO BE ATTRIBUTED. NOTE CARLOS AUGUSTO LEONE PIANI | Management | No Action | |||||||||||
| 6.2 | VISUALIZATION OF ALL THE CANDIDATES THAT COMPOSE THE SLATE TO INDICATE THE PERCENTAGE OF THE VOTES TO BE ATTRIBUTED. NOTE GUILHERME MEXIAS ACHE | Management | No Action | |||||||||||
| 6.3 | VISUALIZATION OF ALL THE CANDIDATES THAT COMPOSE THE SLATE TO INDICATE THE PERCENTAGE OF THE VOTES TO BE ATTRIBUTED. NOTE TANIA SZTAMFATER CHOCOLAT | Management | No Action | |||||||||||
| 6.4 | VISUALIZATION OF ALL THE CANDIDATES THAT COMPOSE THE SLATE TO INDICATE THE PERCENTAGE OF THE VOTES TO BE ATTRIBUTED. NOTE PAULO JERONIMO BANDEIRA DE MELLO PEDROSA | Management | No Action | |||||||||||
| 6.5 | VISUALIZATION OF ALL THE CANDIDATES THAT COMPOSE THE SLATE TO INDICATE THE PERCENTAGE OF THE VOTES TO BE ATTRIBUTED. NOTE LUIS HENRIQUE DE MOURA GONCALVES | Management | No Action | |||||||||||
| 6.6 | VISUALIZATION OF ALL THE CANDIDATES THAT COMPOSE THE SLATE TO INDICATE THE PERCENTAGE OF THE VOTES TO BE ATTRIBUTED. NOTE EDUARDO HAIAMA | Management | No Action | |||||||||||
| 6.7 | VISUALIZATION OF ALL THE CANDIDATES THAT COMPOSE THE SLATE TO INDICATE THE PERCENTAGE OF THE VOTES TO BE ATTRIBUTED. NOTE AUGUSTO MIRANDA DA PAZ JUNIOR | Management | No Action | |||||||||||
| 6.8 | VISUALIZATION OF ALL THE CANDIDATES THAT COMPOSE THE SLATE TO INDICATE THE PERCENTAGE OF THE VOTES TO BE ATTRIBUTED. NOTE TIAGO DE ALMEIDA NOEL | Management | No Action | |||||||||||
| 7 | SET THE ANNUAL GLOBAL COMPENSATION OF THE MANAGERS FOR THE FISCAL YEAR OF 2021 | Management | No Action | |||||||||||
| 8 | RESOLUTION OF THE INSTALLATION AND OPERATION OF THE FISCAL COUNCIL FOR THE FISCAL YEAR OF 2021 | Management | No Action | |||||||||||
| 9 | DETERMINE AS THREE THE NUMBER OF MEMBERS OF THE FISCAL COUNCIL | Management | No Action | |||||||||||
| 10.1 | APPOINTMENT OF CANDIDATES TO THE FISCAL COUNCIL, THE SHAREHOLDER MAY APPOINT AS MANY CANDIDATES AS THE NUMBER OF VACANCIES TO BE FILLED AT THE GENERAL ELECTION. POSITIONS LIMIT TO BE COMPLETED, NOTE SAULO DE TARSO ALVES DE LARA, CLAUDIA LUCIANA CECCATTO DE TROTTA | Management | No Action | |||||||||||
| 10.2 | APPOINTMENT OF CANDIDATES TO THE FISCAL COUNCIL, THE SHAREHOLDER MAY APPOINT AS MANY CANDIDATES AS THE NUMBER OF VACANCIES TO BE FILLED AT THE GENERAL ELECTION. POSITIONS LIMIT TO BE COMPLETED, NOTE MARIA SALETE GARCIA PINHEIRO, PAULO ROBERTO FRANCESCHI | Management | No Action | |||||||||||
| 10.3 | APPOINTMENT OF CANDIDATES TO THE FISCAL COUNCIL, THE SHAREHOLDER MAY APPOINT AS MANY CANDIDATES AS THE NUMBER OF VACANCIES TO BE FILLED AT THE GENERAL ELECTION. POSITIONS LIMIT TO BE COMPLETED, NOTE VANDERLEI DOMINGUEZ DA ROSA, RICARDO BERTUCCI | Management | No Action | |||||||||||
| 11 | SET THE ANNUAL GLOBAL COMPENSATION OF THE MEMBERS OF THE FISCAL COUNCIL FOR THE FISCAL YEAR OF 2021 | Management | No Action | |||||||||||
| 12 | AUTHORIZATION FOR THE MANAGERS OF THE COMPANY TO PERFORM ALL ACTS NECESSARY TO MAKE THE RESOLUTIONS APPROVED AT THE MEETING EFFECTIVE | Management | No Action | |||||||||||
| CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN-ARE ALLOWED. THANK YOU | Non-Voting | ||||||||||||
| CREDIT SUISSE GROUP AG | ||||||||||||||
| Security | H3698D419 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 30-Apr-2021 | ||||||||||||
| ISIN | CH0012138530 | Agenda | 713895982 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS ARE REQUIRED FOR THIS MEETING. IF-NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED.-THANK YOU. | Non-Voting | ||||||||||||
| CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 535624 DUE TO RECEIPT OF-DELETION OF RESOLUTIONS 2, 6.2.1 AND 6.2.3. ALL VOTES RECEIVED ON THE-PREVIOUS MEETING WILL BE DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED.-THEREFORE PLEASE REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER-VOTE DEADLINE EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE- CLOSED AND YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE.-PLEASE ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING,-AND AS SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU | Non-Voting | ||||||||||||
| 1.1 | CONSULTATIVE VOTE ON THE 2020 COMPENSATION REPORT | Management | No Action | |||||||||||
| 1.2 | APPROVAL OF THE 2020 MANAGEMENT REPORT, THE 2020 PARENT COMPANY FINANCIAL STATEMENTS, AND THE 2020 GROUP CONSOLIDATED FINANCIAL STATEMENTS | Management | No Action | |||||||||||
| 3 | APPROPRIATION OF RETAINED EARNINGS AND ORDINARY DISTRIBUTION OF DIVIDENDS PAYABLE OUT OF RETAINED EARNINGS AND CAPITAL CONTRIBUTION RESERVES: CHF 0.29 PER SHARE | Management | No Action | |||||||||||
| 4 | INCREASE AND EXTENSION OF THE AUTHORIZED CAPITAL | Management | No Action | |||||||||||
| 5.1.1 | ELECTION OF ANTONIO HORTA-OSORIO AS MEMBER AND CHAIRMAN OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 5.1.2 | RE-ELECTION OF IRIS BOHNET AS MEMBER OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 5.1.3 | RE-ELECTION OF CHRISTIAN GELLERSTAD AS MEMBER OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 5.1.4 | RE-ELECTION OF ANDREAS GOTTSCHLING AS MEMBER OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 5.1.5 | RE-ELECTION OF MICHAEL KLEIN AS MEMBER OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 5.1.6 | RE-ELECTION OF SHAN LI AS MEMBER OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 5.1.7 | RE-ELECTION OF SERAINA MACIA AS MEMBER OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 5.1.8 | RE-ELECTION OF RICHARD MEDDINGS AS MEMBER OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 5.1.9 | RE-ELECTION OF KAI S. NARGOLWALA AS MEMBER OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 5.110 | RE-ELECTION OF ANA PAULA PESSOA AS MEMBER OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 5.111 | RE-ELECTION OF SEVERIN SCHWAN AS MEMBER OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 5.112 | ELECTION OF CLARE BRADY AS MEMBER OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 5.113 | ELECTION OF BLYTHE MASTERS AS MEMBER OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 5.2.1 | RE-ELECTION OF IRIS BOHNET AS MEMBER OF THE COMPENSATION COMMITTEE | Management | No Action | |||||||||||
| 5.2.2 | RE-ELECTION OF CHRISTIAN GELLERSTAD AS MEMBER OF THE COMPENSATION COMMITTEE | Management | No Action | |||||||||||
| 5.2.3 | RE-ELECTION OF MICHAEL KLEIN AS MEMBER OF THE COMPENSATION COMMITTEE | Management | No Action | |||||||||||
| 5.2.4 | RE-ELECTION OF KAI S. NARGOLWALA AS MEMBER OF THE COMPENSATION COMMITTEE | Management | No Action | |||||||||||
| 5.2.5 | ELECTION OF BLYTHE MASTERS AS MEMBER OF THE COMPENSATION COMMITTEE | Management | No Action | |||||||||||
| 6.1 | APPROVAL OF THE COMPENSATION OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 6.2.2 | APPROVAL OF THE COMPENSATION OF THE EXECUTIVE BOARD: FIXED COMPENSATION | Management | No Action | |||||||||||
| 7.1 | ELECTION OF THE INDEPENDENT AUDITORS: PRICEWATERHOUSECOOPERS AG, ZURICH | Management | No Action | |||||||||||
| 7.2 | ELECTION OF THE SPECIAL AUDITORS: BDO AG, ZURICH | Management | No Action | |||||||||||
| 7.3 | ELECTION OF THE INDEPENDENT PROXY: LAW OFFICE KELLER PARTNERSHIP, ZURICH | Management | No Action | |||||||||||
| CMMT | IF, AT THE ANNUAL GENERAL MEETING, SHAREHOLDERS OR THE BOARD OF DIRECTORS PUT-FORWARD ANY ADDITIONAL PROPOSALS OR AMENDMENTS TO PROPOSALS ALREADY SET OUT- IN THE PUBLISHED AGENDA OR ANY PROPOSALS UNDER ART. 700 PARA. 3 OF THE SWISS-CODE OF OBLIGATIONS, I HEREBY AUTHORIZE THE INDEPENDENT PROXY TO VOTE ON SUCH- PROPOSALS AS FOLLOWS | Non-Voting | ||||||||||||
| 8.1 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: PROPOSALS OF SHAREHOLDERS | Shareholder | No Action | |||||||||||
| 8.2 | PROPOSALS OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| PHAROL SGPS, SA | ||||||||||||||
| Security | X6454E135 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 30-Apr-2021 | ||||||||||||
| ISIN | PTPTC0AM0009 | Agenda | 713959940 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | PLEASE NOTE THAT VOTING IN PORTUGUESE MEETINGS REQUIRES THE DISCLOSURE OF- BENEFICIAL OWNER INFORMATION, THROUGH DECLARATIONS OF PARTICIPATION AND-VOTING. BROADRIDGE WILL DISCLOSE THE BENEFICIAL OWNER INFORMATION FOR YOUR-VOTED ACCOUNTS. ADDITIONALLY, PORTUGUESE LAW DOES NOT PERMIT BENEFICIAL-OWNERS TO VOTE INCONSISTENTLY ACROSS THEIR HOLDINGS. OPPOSING VOTES MAY BE-REJECTED BY THE COMPANY HOLDING THIS MEETING. PLEASE CONTACT YOUR CLIENT-SERVICE REPRESENTATIVE FOR FURTHER DETAILS | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 560579 DUE TO RECEIPT OF-UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE-REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE-EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND-YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE-ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS-SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU | Non-Voting | ||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| 1 | TO RESOLVE ON THE PROPOSALS FOR AMENDMENT AND GLOBAL UPDATING OF THE OF THE ARTICLES OF ASSOCIATION OF THE COMPANY: - ALTERNATIVE A - TO REVOKE THE LIMITATION OF VOTING RIGHTS - AMEND OF THE ARTICLES 12/1/A) B) AND D) AND WORDING OF ARTICLE 13 ELIMINATING THE CONTENT OF THE NUMBERS 10/11/12/14 OF THE ARTICLES OF ASSOCIATION OF THE COMPANY (WORDING AS PROPOSED BY THE BOARD OF DIRECTORS) | Management | No Action | |||||||||||
| 2 | TO RESOLVE ON THE PROPOSALS FOR AMENDMENT AND GLOBAL UPDATING OF THE OF THE ARTICLES OF ASSOCIATION OF THE COMPANY: - ALTERNATIVE B - TO MAINTAIN THE LIMITATION OF VOTING RIGHTS - DRAFTING OF ARTICLES 12-1- A), B) AND D) AND WRITING OF ARTICLE 13 WITH MAINTENANCE OF SHIELDING IN NUMBERS 12, 13, 14 AND 15 (WORDING AS PROPOSED BY SHAREHOLDER TELEMAR NORTE LESTE, S.A.) | Management | No Action | |||||||||||
| 3 | TO RESOLVE ON THE PROPOSALS FOR AMENDMENT AND GLOBAL UPDATING OF THE OF THE ARTICLES OF ASSOCIATION OF THE COMPANY: GLOBALLY AMEND AND UPDATE THE ARTICLES OF ASSOCIATION OF THE COMPANY IN ORDER TO ELIMINATE EXPIRED PROVISIONS, AVOID THE REPETITION OF LEGAL RULES AND CORRECT INCONSISTENCIES, AS EXPLAINED IN THE NOTICE (ALL AMENDMENTS OTHER THAN THOSE RELATING TO ARTICLES 12/1/A) (B) AND D) AND THE ELIMINATION OF THE CONTENT OF ARTICLES 13/10/11/12/14 OF THE CURRENT ARTICLES OF ASSOCIATION OF THE COMPANY) | Management | No Action | |||||||||||
| 5 | TO RESOLVE ON THE MANAGEMENT REPORT, BALANCE SHEET AND ACCOUNTS FOR THE YEAR 2020 | Management | No Action | |||||||||||
| 6 | TO RESOLVE ON THE CONSOLIDATED MANAGEMENT REPORT, BALANCE SHEET AND ACCOUNTS FOR THE YEAR 2020 | Management | No Action | |||||||||||
| 7 | TO RESOLVE ON THE PROPOSAL FOR APPLICATION OF PROFITS | Management | No Action | |||||||||||
| 8 | TO RESOLVE ON A GENERAL APPRAISAL OF THE COMPANY'S MANAGEMENT AND SUPERVISION | Management | No Action | |||||||||||
| 9 | TO RESOLVE ON THE ELECTION OF THE MEMBERS OF THE CORPORATE BODIES AND THE COMPENSATION COMMITTEE FOR THE THREE- YEAR PERIOD 2021-2023 | Management | No Action | |||||||||||
| 10 | TO RESOLVE ON THE ELECTION OF THE STATUTORY AUDITOR - EFFECTIVE AND SUBSTITUTE - FOR THE THREE-YEAR PERIOD 2021- 2023 | Management | No Action | |||||||||||
| 11 | TO RESOLVE ON THE ACQUISITION AND DISPOSITION OF OWN SHARES | Management | No Action | |||||||||||
| 12 | TO RESOLVE ON THE STATEMENT OF THE COMPENSATION COMMITTEE ON THE REMUNERATION POLICY FOR THE MEMBERS OF THE MANAGEMENT AND SUPERVISORY BODIES OF THE COMPANY | Management | No Action | |||||||||||
| DIEBOLD NIXDORF, INCORPORATED | ||||||||||||||
| Security | 253651103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | DBD | Meeting Date | 30-Apr-2021 | |||||||||||
| ISIN | US2536511031 | Agenda | 935346343 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1A. | Election of Director: Arthur F. Anton | Management | For | For | ||||||||||
| 1B. | Election of Director: Bruce H. Besanko | Management | For | For | ||||||||||
| 1C. | Election of Director: Reynolds C. Bish | Management | For | For | ||||||||||
| 1D. | Election of Director: Ellen M. Costello | Management | For | For | ||||||||||
| 1E. | Election of Director: Phillip R. Cox | Management | For | For | ||||||||||
| 1F. | Election of Director: Dr. Alexander Dibelius | Management | For | For | ||||||||||
| 1G. | Election of Director: Matthew Goldfarb | Management | For | For | ||||||||||
| 1H. | Election of Director: Gary G. Greenfield | Management | For | For | ||||||||||
| 1I. | Election of Director: Gerrard B. Schmid | Management | For | For | ||||||||||
| 1J. | Election of Director: Kent M. Stahl | Management | For | For | ||||||||||
| 1K. | Election of Director: Lauren C. States | Management | For | For | ||||||||||
| 2. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||||||||
| 3. | To approve, on an advisory basis, named executive officer compensation. | Management | For | For | ||||||||||
| 4. | To approve an amendment to the Diebold Nixdorf, Incorporated 2017 Equity and Performance Incentive Plan. | Management | For | For | ||||||||||
| AT&T INC. | ||||||||||||||
| Security | 00206R102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | T | Meeting Date | 30-Apr-2021 | |||||||||||
| ISIN | US00206R1023 | Agenda | 935347179 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1A. | Election of Director: William E. Kennard | Management | For | For | ||||||||||
| 1B. | Election of Director: Samuel A. Di Piazza, Jr. | Management | For | For | ||||||||||
| 1C. | Election of Director: Scott T. Ford | Management | For | For | ||||||||||
| 1D. | Election of Director: Glenn H. Hutchins | Management | For | For | ||||||||||
| 1E. | Election of Director: Debra L. Lee | Management | For | For | ||||||||||
| 1F. | Election of Director: Stephen J. Luczo | Management | For | For | ||||||||||
| 1G. | Election of Director: Michael B. McCallister | Management | For | For | ||||||||||
| 1H. | Election of Director: Beth E. Mooney | Management | For | For | ||||||||||
| 1I. | Election of Director: Matthew K. Rose | Management | For | For | ||||||||||
| 1J. | Election of Director: John T. Stankey | Management | For | For | ||||||||||
| 1K. | Election of Director: Cynthia B. Taylor | Management | For | For | ||||||||||
| 1L. | Election of Director: Geoffrey Y. Yang | Management | For | For | ||||||||||
| 2. | Ratification of appointment of independent auditors. | Management | For | For | ||||||||||
| 3. | Advisory approval of executive compensation. | Management | For | For | ||||||||||
| 4. | Stockholder Right to Act by Written Consent. | Shareholder | Against | For | ||||||||||
| DISH NETWORK CORPORATION | ||||||||||||||
| Security | 25470M109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | DISH | Meeting Date | 30-Apr-2021 | |||||||||||
| ISIN | US25470M1099 | Agenda | 935354605 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Kathleen Q. Abernathy | For | For | |||||||||||
| 2 | George R. Brokaw | For | For | |||||||||||
| 3 | James DeFranco | For | For | |||||||||||
| 4 | Cantey M. Ergen | For | For | |||||||||||
| 5 | Charles W. Ergen | For | For | |||||||||||
| 6 | Afshin Mohebbi | For | For | |||||||||||
| 7 | Tom A. Ortolf | For | For | |||||||||||
| 8 | Joseph T. Proietti | For | For | |||||||||||
| 2. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
| 3. | To amend and restate our 2001 Nonemployee Director Stock Option Plan. | Management | For | For | ||||||||||
| CREDIT SUISSE GROUP | ||||||||||||||
| Security | 225401108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CS | Meeting Date | 30-Apr-2021 | |||||||||||
| ISIN | US2254011081 | Agenda | 935367929 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1A | Consultative vote on the 2020 compensation report. | Management | For | For | ||||||||||
| 1B | Approval of the 2020 management report, the 2020 parent company financial statements, and the 2020 Group consolidated financial statements. | Management | For | For | ||||||||||
| 2 | This proposal has been withdrawn | Management | Abstain | |||||||||||
| 3 | Appropriation of retained earnings and ordinary distribution of dividends payable out of retained earnings and capital contribution reserves. | Management | For | For | ||||||||||
| 4 | Increase and extension of the authorized capital. | Management | For | For | ||||||||||
| 5AA | Election of António Horta-Osório as member and Chairman of the Board of Directors. | Management | For | For | ||||||||||
| 5AB | Re-election of Iris Bohnet as member of the Board of Director. | Management | For | For | ||||||||||
| 5AC | Re-election of Christian Gellerstad as member of the Board of Director. | Management | For | For | ||||||||||
| 5AD | Re-election of Andreas Gottschling as member of the Board of Director. | Management | For | For | ||||||||||
| 5AE | Re-election of Michael Klein as member of the Board of Director. | Management | For | For | ||||||||||
| 5AF | Re-election of Shan Li as member of the Board of Director. | Management | For | For | ||||||||||
| 5AG | Re-election of Seraina Macia as member of the Board of Director. | Management | For | For | ||||||||||
| 5AH | Re-election of Richard Meddings as member of the Board of Director. | Management | For | For | ||||||||||
| 5AI | Re-election of Kai S. Nargolwala as member of the Board of Director. | Management | For | For | ||||||||||
| 5AJ | Re-election of Ana Paula Pessoa as member of the Board of Director. | Management | For | For | ||||||||||
| 5AK | Re-election of Severin Schwan as member of the Board of Director. | Management | For | For | ||||||||||
| 5AL | Election of Clare Brady as member of the Board of Director. | Management | For | For | ||||||||||
| 5AM | Election of Blythe Masters as member of the Board of Director. | Management | For | For | ||||||||||
| 5BA | Re-election of Iris Bohnet as the member of the Compensation Committee. | Management | For | For | ||||||||||
| 5BB | Re-election of Christian Gellerstad as the member of the Compensation Committee. | Management | For | For | ||||||||||
| 5BC | Re-election of Michael Klein as the member of the Compensation Committee. | Management | For | For | ||||||||||
| 5BD | Re-election of Kai S. Nargolwala as the member of the Compensation Committee. | Management | For | For | ||||||||||
| 5BE | Election of Blythe Masters as the member of the Compensation Committee. | Management | For | For | ||||||||||
| 6A | Approval of the compensation of the Board of Directors. | Management | For | For | ||||||||||
| 6BA | This proposal has been withdrawn | Management | Abstain | |||||||||||
| 6BB | Fixed compensation. | Management | For | For | ||||||||||
| 6BC | This proposal has been withdrawn | Management | Abstain | |||||||||||
| 7A | Election of the independent auditors. | Management | For | For | ||||||||||
| 7B | Election of the special auditors | Management | For | For | ||||||||||
| 7C | Election of the independent proxy. | Management | For | For | ||||||||||
| 8 | Proposals of Shareholders. | Shareholder | Abstain | Against | ||||||||||
| 9 | Proposals of the Board of Directors. | Management | Against | Against | ||||||||||
| TRINITY INDUSTRIES, INC. | ||||||||||||||
| Security | 896522109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TRN | Meeting Date | 03-May-2021 | |||||||||||
| ISIN | US8965221091 | Agenda | 935387654 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | William P. Ainsworth | For | For | |||||||||||
| 2 | Brandon B. Boze | For | For | |||||||||||
| 3 | John J. Diez | For | For | |||||||||||
| 4 | Leldon E. Echols | For | For | |||||||||||
| 5 | Tyrone M. Jordan | For | For | |||||||||||
| 6 | S. Todd Maclin | For | For | |||||||||||
| 7 | E. Jean Savage | For | For | |||||||||||
| 8 | Dunia A. Shive | For | For | |||||||||||
| 2. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||
| 3. | Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||||||||
| MILLICOM INTERNATIONAL CELLULAR SA | ||||||||||||||
| Security | L6388F128 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 04-May-2021 | ||||||||||||
| ISIN | SE0001174970 | Agenda | 713694897 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | ||||||||||||
| CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
| 1 | TO ELECT THE CHAIR OF THE AGM AND TO EMPOWER THE CHAIR TO APPOINT THE OTHER MEMBERS OF THE BUREAU OF THE MEETING: MR. ALEXANDER KOCH, ATTORNEY AT LAW | Management | No Action | |||||||||||
| 2 | TO RECEIVE THE MANAGEMENT REPORTS OF THE BOARD AND THE REPORTS OF THE EXTERNAL AUDITOR ON THE ANNUAL ACCOUNTS AND THE CONSOLIDATED ACCOUNTS FOR THE YEAR ENDED DECEMBER 31, 2020 | Management | No Action | |||||||||||
| 3 | TO APPROVE THE ANNUAL ACCOUNTS AND THE CONSOLIDATED ACCOUNTS FOR THE YEAR ENDED DECEMBER 31, 2020 | Management | No Action | |||||||||||
| 4 | TO ALLOCATE THE RESULTS OF THE YEAR ENDED DECEMBER 31, 2020 TO UNAPPROPRIATED NET PROFITS TO BE CARRIED FORWARD | Management | No Action | |||||||||||
| 5 | TO DISCHARGE ALL THE DIRECTORS OF MILLICOM FOR THE PERFORMANCE OF THEIR MANDATES DURING THE YEAR ENDED DECEMBER 31, 2020 | Management | No Action | |||||||||||
| CMMT | PLEASE NOTE THAT RESOLUTIONS 6 TO 19 ARE PROPOSED BY NOMINATION COMMITTEE AND- BOARD DOES NOT MAKE ANY RECOMMENDATION ON THESE PROPOSALS. THE STANDING- INSTRUCTIONS ARE DISABLED FOR THIS MEETING | Non-Voting | ||||||||||||
| 6 | TO SET THE NUMBER OF DIRECTORS AT NINE (9) | Management | No Action | |||||||||||
| 7 | TO RE-ELECT MR. JOSE ANTONIO RIOS GARCIA AS A DIRECTOR FOR A TERM ENDING AT THE ANNUAL GENERAL MEETING TO BE HELD IN 2022 (THE "2022 AGM") | Management | No Action | |||||||||||
| 8 | TO RE-ELECT MS. PERNILLE ERENBJERG AS A DIRECTOR FOR A TERM ENDING AT THE 2022 AGM | Management | No Action | |||||||||||
| 9 | TO RE-ELECT MR. ODILON ALMEIDA AS A DIRECTOR FOR A TERM ENDING AT THE 2022 AGM | Management | No Action | |||||||||||
| 10 | TO RE-ELECT MR. MAURICIO RAMOS AS A DIRECTOR FOR A TERM ENDING AT THE 2022 AGM | Management | No Action | |||||||||||
| 11 | TO RE-ELECT MR. JAMES THOMPSON AS A DIRECTOR FOR A TERM ENDING AT THE 2022 AGM | Management | No Action | |||||||||||
| 12 | TO RE-ELECT MS. MERCEDES JOHNSON AS A DIRECTOR FOR A TERM ENDING AT THE 2022 AGM | Management | No Action | |||||||||||
| 13 | TO ELECT MS. SONIA DULA AS A DIRECTOR FOR A TERM ENDING AT THE 2022 AGM | Management | No Action | |||||||||||
| 14 | TO ELECT MR. LARS-JOHAN JARNHEIMER AS A DIRECTOR FOR A TERM ENDING AT THE 2022 AGM | Management | No Action | |||||||||||
| 15 | TO ELECT MR. BRUCE CHURCHILL AS A DIRECTOR FOR A TERM ENDING AT THE 2022 AGM | Management | No Action | |||||||||||
| 16 | TO RE-ELECT MR. JOSE ANTONIO RIOS GARCIA AS CHAIRMAN OF THE BOARD FOR A TERM ENDING AT THE 2022 AGM | Management | No Action | |||||||||||
| 17 | TO APPROVE THE DIRECTORS' REMUNERATION FOR THE PERIOD FROM THE AGM TO THE 2022 AGM | Management | No Action | |||||||||||
| 18 | TO RE-ELECT ERNST & YOUNG S.A., LUXEMBOURG AS THE EXTERNAL AUDITOR FOR A TERM ENDING ON THE DATE OF 2022 AGM AND TO APPROVE THE EXTERNAL AUDITOR REMUNERATION TO BE PAID AGAINST APPROVED ACCOUNT | Management | No Action | |||||||||||
| 19 | TO APPROVE AN INSTRUCTION TO THE NOMINATION COMMITTEE | Management | No Action | |||||||||||
| 20 | TO APPROVE THE SHARE REPURCHASE PLAN | Management | No Action | |||||||||||
| 21 | TO VOTE ON THE 2020 REMUNERATION REPORT | Management | No Action | |||||||||||
| 22 | TO APPROVE THE SENIOR MANAGEMENT REMUNERATION POLICY | Management | No Action | |||||||||||
| 23 | TO APPROVE THE SHARE-BASED INCENTIVE PLANS FOR MILLICOM EMPLOYEES | Management | No Action | |||||||||||
| CMMT | 23 MAR 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE- BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS- MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE- TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST- SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY- PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | ||||||||||||
| CMMT | 23 MAR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| HUBBELL INCORPORATED | ||||||||||||||
| Security | 443510607 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | HUBB | Meeting Date | 04-May-2021 | |||||||||||
| ISIN | US4435106079 | Agenda | 935353817 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Gerben W. Bakker | For | For | |||||||||||
| 2 | Carlos M. Cardoso | For | For | |||||||||||
| 3 | Anthony J. Guzzi | For | For | |||||||||||
| 4 | Rhett A. Hernandez | For | For | |||||||||||
| 5 | Neal J. Keating | For | For | |||||||||||
| 6 | Bonnie C. Lind | For | For | |||||||||||
| 7 | John F. Malloy | For | For | |||||||||||
| 8 | Jennifer M. Pollino | For | For | |||||||||||
| 9 | John G. Russell | For | For | |||||||||||
| 10 | Steven R. Shawley | For | For | |||||||||||
| 2. | To approve, by non-binding vote, the compensation of our named executive officers as presented in the 2021 Proxy Statement. | Management | For | For | ||||||||||
| 3. | To ratify the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the year 2021. | Management | For | For | ||||||||||
| PENTAIR PLC | ||||||||||||||
| Security | G7S00T104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | PNR | Meeting Date | 04-May-2021 | |||||||||||
| ISIN | IE00BLS09M33 | Agenda | 935355378 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1A. | Re-election of Director: Mona Abutaleb Stephenson | Management | For | For | ||||||||||
| 1B. | Re-election of Director: Glynis A. Bryan | Management | For | For | ||||||||||
| 1C. | Re-election of Director: T. Michael Glenn | Management | For | For | ||||||||||
| 1D. | Re-election of Director: Theodore L. Harris | Management | For | For | ||||||||||
| 1E. | Re-election of Director: Gregory E. Knight | Management | For | For | ||||||||||
| 1F. | Re-election of Director: David A. Jones | Management | For | For | ||||||||||
| 1G. | Re-election of Director: Michael T. Speetzen | Management | For | For | ||||||||||
| 1H. | Re-election of Director: John L. Stauch | Management | For | For | ||||||||||
| 1I. | Re-election of Director: Billie I. Williamson | Management | For | For | ||||||||||
| 2. | To approve, by nonbinding, advisory vote, the compensation of the named executive officers. | Management | For | For | ||||||||||
| 3. | To ratify, by nonbinding, advisory vote, the appointment of Deloitte & Touche LLP as the independent auditor of Pentair plc and to authorize, by binding vote, the Audit and Finance Committee of the Board of Directors to set the auditor's remuneration. | Management | For | For | ||||||||||
| 4. | To approve the Pentair plc Employee Stock Purchase and Bonus Plan, as amended and restated. | Management | For | For | ||||||||||
| 5. | To authorize the Board of Directors to allot new shares under Irish law. | Management | For | For | ||||||||||
| 6. | To authorize the Board of Directors to opt-out of statutory preemption rights under Irish law (Special Resolution). | Management | Abstain | Against | ||||||||||
| 7. | To authorize the price range at which Pentair plc can re- allot shares it holds as treasury shares under Irish law (Special Resolution). | Management | For | For | ||||||||||
| ARCOSA, INC. | ||||||||||||||
| Security | 039653100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ACA | Meeting Date | 04-May-2021 | |||||||||||
| ISIN | US0396531008 | Agenda | 935357500 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1A. | Election of Class II Director: Joseph Alvarado | Management | For | For | ||||||||||
| 1B. | Election of Class II Director: Jeffrey A. Craig | Management | For | For | ||||||||||
| 1C. | Election of Class II Director: John W. Lindsay | Management | For | For | ||||||||||
| 1D. | Election of Class III Director: Rhys J. Best | Management | For | For | ||||||||||
| 1E. | Election of Class III Director: David W. Biegler | Management | For | For | ||||||||||
| 1F. | Election of Class III Director: Antonio Carrillo | Management | For | For | ||||||||||
| 2. | Approve, on an Advisory Basis, Named Executive Officer Compensation. | Management | For | For | ||||||||||
| 3. | Ratify the Appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||||||||
| GENERAL ELECTRIC COMPANY | ||||||||||||||
| Security | 369604103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | GE | Meeting Date | 04-May-2021 | |||||||||||
| ISIN | US3696041033 | Agenda | 935357954 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1A. | Election of Director: Sébastien Bazin | Management | For | For | ||||||||||
| 1B. | Election of Director: Ashton Carter | Management | For | For | ||||||||||
| 1C. | Election of Director: H. Lawrence Culp, Jr. | Management | For | For | ||||||||||
| 1D. | Election of Director: Francisco D'Souza | Management | For | For | ||||||||||
| 1E. | Election of Director: Edward Garden | Management | For | For | ||||||||||
| 1F. | Election of Director: Thomas Horton | Management | For | For | ||||||||||
| 1G. | Election of Director: Risa Lavizzo-Mourey | Management | For | For | ||||||||||
| 1H. | Election of Director: Catherine Lesjak | Management | For | For | ||||||||||
| 1I. | Election of Director: Paula Rosput Reynolds | Management | For | For | ||||||||||
| 1J. | Election of Director: Leslie Seidman | Management | For | For | ||||||||||
| 1K. | Election of Director: James Tisch | Management | For | For | ||||||||||
| 2. | Advisory Approval of Our Named Executives' Compensation. | Management | For | For | ||||||||||
| 3. | Ratification of Deloitte as Independent Auditor for 2021. | Management | For | For | ||||||||||
| 4. | Approval of Reverse Stock Split and Reduction in our Authorized Stock and Par Value. | Management | For | For | ||||||||||
| 5. | Require Nomination of at Least Two Candidates for Each Board Seat. | Shareholder | Against | For | ||||||||||
| 6. | Require the Chairman of the Board to be Independent. | Shareholder | Against | For | ||||||||||
| 7. | Report on Meeting the Criteria of the Net Zero Indicator. | Shareholder | For | For | ||||||||||
| EVERGY, INC. | ||||||||||||||
| Security | 30034W106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | EVRG | Meeting Date | 04-May-2021 | |||||||||||
| ISIN | US30034W1062 | Agenda | 935361674 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: David A. Campbell | Management | For | For | ||||||||||
| 1b. | Election of Director: Mollie Hale Carter | Management | For | For | ||||||||||
| 1c. | Election of Director: Thomas D. Hyde | Management | For | For | ||||||||||
| 1d. | Election of Director: B. Anthony Isaac | Management | For | For | ||||||||||
| 1e. | Election of Director: Paul M. Keglevic | Management | For | For | ||||||||||
| 1f. | Election of Director: Mary L. Landrieu | Management | For | For | ||||||||||
| 1g. | Election of Director: Sandra A.J. Lawrence | Management | For | For | ||||||||||
| 1h. | Election of Director: Ann D. Murtlow | Management | For | For | ||||||||||
| 1i. | Election of Director: Sandra J. Price | Management | For | For | ||||||||||
| 1j. | Election of Director: Mark A. Ruelle | Management | For | For | ||||||||||
| 1k. | Election of Director: S. Carl Soderstrom Jr. | Management | For | For | ||||||||||
| 1l. | Election of Director: John Arthur Stall | Management | For | For | ||||||||||
| 1m. | Election of Director: C. John Wilder | Management | For | For | ||||||||||
| 2. | Approval, on a non-binding advisory basis, the 2020 compensation of the Company's named executive officers. | Management | For | For | ||||||||||
| 3. | Ratification of the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
| ATLANTICA SUSTAINABLE INFRASTRUCTURE PLC | ||||||||||||||
| Security | G0751N103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | AY | Meeting Date | 04-May-2021 | |||||||||||
| ISIN | GB00BLP5YB54 | Agenda | 935363921 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | To receive the accounts and reports of the directors and the auditors for the year ended 31 December 2020. | Management | For | For | ||||||||||
| 2. | To approve the directors' remuneration report, excluding the directors' remuneration policy, for the year ended 31 December 2020. | Management | For | For | ||||||||||
| 3. | To approve the directors' remuneration policy. | Management | For | For | ||||||||||
| 4. | Election of Michael Woollcombe as director of the Company. | Management | For | For | ||||||||||
| 5. | Election of Michael Forsayeth as director of the Company. | Management | For | For | ||||||||||
| 6. | Election of William Aziz as director of the Company. | Management | For | For | ||||||||||
| 7. | Election of Brenda Eprile as director of the Company. | Management | For | For | ||||||||||
| 8. | Election of Debora Del Favero as director of the Company. | Management | For | For | ||||||||||
| 9. | Election of Arun Banskota as director of the Company. | Management | For | For | ||||||||||
| 10. | Election of George Trisic as director of the Company. | Management | For | For | ||||||||||
| 11. | Re-election of Santiago Seage as director of the Company. | Management | For | For | ||||||||||
| 12. | To re-appoint Ernst & Young LLP and Ernst & Young S.L. as auditors of the Company to hold office until December 31, 2022. | Management | For | For | ||||||||||
| 13. | To authorize the Company's audit committee to determine the remuneration of the auditors. | Management | For | For | ||||||||||
| 14. | Authorization to issue shares. | Management | For | For | ||||||||||
| 15. | Disapplication of pre-emptive rights. | Management | Abstain | Against | ||||||||||
| 16. | Disapplication of pre-emptive rights. | Management | Abstain | Against | ||||||||||
| 17. | Redemption of the share premium account. | Management | For | For | ||||||||||
| ORANGE BELGIUM S.A. | ||||||||||||||
| Security | B6404X104 | Meeting Type | Ordinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 05-May-2021 | ||||||||||||
| ISIN | BE0003735496 | Agenda | 713773061 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| A | PRESENTATION AND DISCUSSION OF THE BOARD OF DIRECTORS' MANAGEMENT REPORT ON-THE COMPANY'S ANNUAL ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 | Non-Voting | ||||||||||||
| B | PRESENTATION AND DISCUSSION OF THE STATUTORY AUDITOR'S REPORT ON THE- COMPANY'S SAID ANNUAL ACCOUNTS | Non-Voting | ||||||||||||
| 1 | THE GENERAL MEETING APPROVES THE REMUNERATION REPORT FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 | Management | No Action | |||||||||||
| 2 | THE GENERAL MEETING APPROVES THE REMUNERATION POLICY ESTABLISHED PURSUANT TO ARTICLE 7:89/1 OF THE CODE ON COMPANIES AND ASSOCIATIONS | Management | No Action | |||||||||||
| 3 | THE GENERAL MEETING APPROVES THE COMPANY'S ANNUAL ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020, INCLUDING THE APPROPRIATION OF THE RESULT AS PROPOSED, IN PARTICULAR DISTRIBUTION OF AN ORDINARY GROSS DIVIDEND OF FIFTY EUROCENTS (EUR 0.50) PER SHARE, PAYABLE IN EXCHANGE FOR COUPON NO. 21 AS FOLLOWS: "EX | Management | No Action | |||||||||||
| DIVIDEND DATE" ON 15 JUNE 2021; "RECORD DATE" ON 16 JUNE 2021; AND "PAYMENT DATE" ON 17 JUNE 2021. THE GENERAL MEETING DECIDES TO GRANT AN IDENTICAL PROFIT PREMIUM PURSUANT TO THE LAW OF 22 MAY 2001 REGARDING THE EMPLOYEE PARTICIPATION IN THE COMPANY'S CAPITAL AND THE ESTABLISHMENT OF A PROFIT PREMIUM FOR EMPLOYEES, IN ORDER TO INVOLVE THE EMPLOYEES IN THE RESULTS OF THE FINANCIAL YEAR STARTING ON 1 JANUARY 2020 AND ENDING ON 31 DECEMBER 2020. THE IDENTICAL PROFIT PREMIUM THAT THE GENERAL MEETING DECIDES TO GRANT THE EMPLOYEES SHALL COMPLY WITH THE FOLLOWING TERMS: - THE GROSS PROFIT PREMIUM AMOUNTS TO EIGHT HUNDRED FIFTY EUROS AND NINETEEN EUROCENTS (EUR 850.19) FOR AN EMPLOYEE HAVING AN EMPLOYMENT CONTRACT WITH ORANGE BELGIUM SA AND HAVING WORKED ON A FULL TIME BASIS DURING THE FINANCIAL YEAR STARTING ON 1 JANUARY 2020 AND ENDING ON 31 DECEMBER 2020. THE AMOUNT WILL BE GRANTED PROPORTIONALLY IN RELATION TO THE ACTUAL OCCUPATION OF THE EMPLOYEES DURING THE FINANCIAL YEAR 2020. - THE AMOUNT OF THE PROFIT PREMIUM WILL BE CALCULATED PRORATA TEMPORIS (ON A DAILY BASIS) IN CASE OF VOLUNTARY SUSPENSION OR TERMINATION OF THE EMPLOYMENT CONTRACT. NO PROFIT PREMIUM WILL BE GRANTED TO EMPLOYEES DISMISSED FOR SERIOUS CAUSE OR WHO VOLUNTARILY TERMINATED THEIR EMPLOYMENT WITH THE COMPANY DURING THE FINANCIAL YEAR STARTING ON 1 JANUARY 2020 AND ENDING ON 31 DECEMBER 2020 | ||||||||||||||
| 4 | THE GENERAL MEETING GRANTS THE DIRECTORS DISCHARGE FOR THE PERFORMANCE OF THEIR FUNCTION UP TO AND INCLUDING 31 DECEMBER 2020 | Management | No Action | |||||||||||
| 5 | THE GENERAL MEETING GRANTS THE STATUTORY AUDITOR DISCHARGE FOR THE PERFORMANCE OF ITS FUNCTION UP TO AND INCLUDING 31 DECEMBER 2020 | Management | No Action | |||||||||||
| 6 | THE GENERAL MEETING RESOLVES TO PROCEED TO THE APPOINTMENT OF MR MATTHIEU BOUCHERY AS DIRECTOR OF THE COMPANY, WITH EFFECT AS OF TODAY, FOR A TERM OF TWO YEARS. HIS MANDATE WILL BE UNREMUNERATED AND WILL EXPIRE AFTER THE ORDINARY GENERAL MEETING IN 2023 | Management | No Action | |||||||||||
| 7 | THE GENERAL MEETING RESOLVES TO RE- APPOINT MRS CLARISSE HERIARD DUBREUIL AS DIRECTOR FOR A TERM OF TWO YEARS. HER MANDATE WILL EXPIRE AFTER THE ORDINARY GENERAL MEETING IN 2023 | Management | No Action | |||||||||||
| 8 | THE GENERAL MEETING RESOLVES TO PROCEED TO THE FINAL APPOINTMENT OF MRS MARI-NOELLE JEGO-LAVEISSIERE (CO-OPTED BY THE BOARD OF DIRECTORS ON 23 JULY 2020, WITH EFFECT AS OF 1 SEPTEMBER 2020, IN REPLACEMENT OF MRS VALERIE LE BOULANGER, RESIGNING DIRECTOR) AS DIRECTOR OF THE COMPANY, AND TO RENEW HER MANDATE FOR A TERM OF TWO YEARS. HER MANDATE WILL EXPIRE AFTER THE ORDINARY GENERAL MEETING IN 2023 | Management | No Action | |||||||||||
| 9 | THE GENERAL MEETING RESOLVES TO RE- APPOINT BVBA K2A MANAGEMENT AND INVESTMENT SERVICES REPRESENTED BY MR WILFRIED VERSTRAETE AS DIRECTOR FOR A TERM OF TWO YEARS. ITS MANDATE WILL EXPIRE AFTER THE ORDINARY GENERAL MEETING IN 2023. IT APPEARS FROM THE ELEMENTS KNOWN BY THE COMPANY AND FROM THE STATEMENT MADE BY BVBA K2A MANAGEMENT AND INVESTMENT SERVICES REPRESENTED BY MR WILFRIED VERSTRAETE THAT THEY MEET THE INDEPENDENCE CRITERIA SET OUT IN ARTICLE 7:87 OF THE CODE ON COMPANIES AND ASSOCIATIONS AND IN ARTICLE 3.5 OF THE CODE OF CORPORATE GOVERNANCE | Management | No Action | |||||||||||
| 10 | THE GENERAL MEETING RESOLVES TO RE- APPOINT SPRL LEADERSHIP AND MANAGEMENT ADVISORY SERVICES (LMAS) REPRESENTED BY MR GREGOIRE DALLEMAGNE AS DIRECTOR FOR A TERM OF TWO YEARS. ITS MANDATE WILL EXPIRE AFTER THE ORDINARY GENERAL MEETING IN 2023. IT APPEARS FROM THE ELEMENTS KNOWN BY THE COMPANY AND FROM THE STATEMENT MADE BY SPRL LEADERSHIP AND MANAGEMENT ADVISORY SERVICES REPRESENTED BY MR GREGOIRE DALLEMAGNE THAT THEY MEET THE INDEPENDENCE CRITERIA SET OUT IN ARTICLE 7:87 OF THE CODE ON COMPANIES AND ASSOCIATIONS AND IN ARTICLE 3.5 OF THE CODE OF CORPORATE GOVERNANCE | Management | No Action | |||||||||||
| 11 | THE GENERAL MEETING RESOLVES TO RE- APPOINT MRS BEATRICE MANDINE AS DIRECTOR FOR A TERM OF TWO YEARS. HER MANDATE WILL EXPIRE AFTER THE ORDINARY GENERAL MEETING IN 2023 | Management | No Action | |||||||||||
| 12 | THE GENERAL MEETING RESOLVES TO RE- APPOINT MR CHRISTOPHE NAULLEAU AS DIRECTOR FOR A TERM OF TWO YEARS. HIS MANDATE WILL EXPIRE AFTER THE ORDINARY GENERAL MEETING IN 2023 | Management | No Action | |||||||||||
| 13 | THE GENERAL MEETING RESOLVES TO PROCEED TO THE FINAL APPOINTMENT OF MR XAVIER PICHON (CO-OPTED BY THE BOARD OF DIRECTORS ON 23 JULY 2020, WITH EFFECT AS OF 1 SEPTEMBER 2020, IN REPLACEMENT OF MR ICHAEL TRABBIA, RESIGNING DIRECTOR) AS DIRECTOR OF THE COMPANY, AND TO RENEW HIS MANDATE FOR A TERM OF TWO YEARS. HIS MANDATE WILL EXPIRE AFTER THE ORDINARY GENERAL MEETING IN 2023 | Management | No Action | |||||||||||
| 14 | THE GENERAL MEETING RESOLVES TO RE- APPOINT BVBA THE HOUSE OF VALUE - ADVISORY & SOLUTIONS REPRESENTED BY MR JOHAN DESCHUYFFELEER AS DIRECTOR FOR A TERM OF TWO YEARS. ITS MANDATE WILL EXPIRE AFTER THE ORDINARY GENERAL MEETING IN 2023 | Management | No Action | |||||||||||
| 15 | THE GENERAL MEETING RESOLVES TO RE- APPOINT SPRL SOCIETE DE CONSEIL EN GESTION ET STRATEGIE D'ENTREPRISES (SOGESTRA) REPRESENTED BY MRS NADINE ROZENCWZEIG- LEMAITRE AS DIRECTOR FOR A TERM OF TWO YEARS. ITS MANDATE WILL EXPIRE AFTER THE ORDINARY GENERAL MEETING IN 2023. IT APPEARS FROM THE ELEMENTS KNOWN BY THE COMPANY AND FROM THE STATEMENT MADE BY SPRL SOCIETE DE CONSEIL EN GESTION ET STRATEGIE D'ENTREPRISES REPRESENTED BY MRS NADINE ROZENCWZEIG-LEMAITRE THAT THEY MEET THE INDEPENDENCE CRITERIA SET OUT IN ARTICLE 7:87 OF THE CODE ON COMPANIES AND ASSOCIATIONS AND IN ARTICLE 3.5 OF THE CODE OF CORPORATE GOVERNANCE | Management | No Action | |||||||||||
| 16 | THE GENERAL MEETING RESOLVES TO RE- APPOINT MR JEAN-MARC VIGNOLLES AS DIRECTOR FOR A TERM OF TWO YEARS. HIS MANDATE WILL EXPIRE AFTER THE ANNUAL GENERAL MEETING IN 2023 | Management | No Action | |||||||||||
| 17 | ON THE PROPOSAL OF THE BOARD OF DIRECTORS, THE GENERAL MEETING RESOLVES AS FOLLOWS: - THE REMUNERATION OF EACH INDEPENDENT DIRECTOR IS FIXED AT A LUMP SUM OF THIRTY-SIX THOUSAND EURO (EUR 36,000) PER FULL FINANCIAL YEAR. ADDITIONAL REMUNERATION OF TWO THOUSAND FOUR HUNDRED EURO (EUR 2,400) WILL BE GRANTED TO EACH INDEPENDENT DIRECTOR FOR EACH MEETING OF A COMMITTEE OF THE COMPANY OF WHICH THAT INDEPENDENT DIRECTOR IS A MEMBER AND WHICH THAT INDEPENDENT DIRECTOR HAS PERSONALLY ATTENDED. THIS ADDITIONAL REMUNERATION IS CAPPED, FOR EACH INDEPENDENT DIRECTOR, AT FOURTEEN THOUSAND FOUR HUNDRED EURO (EUR 14,400) PER FINANCIAL YEAR AND PER STATUTORY COMMITTEE AND AT TWELVE THOUSAND EURO (EUR 12,000) FOR NON- | Management | No Action | |||||||||||
| STATUTORY COMMITTEES. THE PAYMENT OF ALL REMUNERATION WILL BE MADE (WHERE APPLICABLE PRO RATA) AFTER THE GENERAL MEETING APPROVING THE ANNUAL ACCOUNTS FOR THE RELEVANT FINANCIAL YEAR. - THE REMUNERATION OF THE CHAIRMAN OF THE BOARD OF DIRECTORS IS FIXED AT A LUMP SUM OF SEVENTY-TWO THOUSAND EURO (EUR 72,000) PER FULL FINANCIAL YEAR AND FOR THE ENTIRE DURATION OF HIS MANDATE AS CHAIRMAN. ADDITIONAL REMUNERATION OF TWO THOUSAND FOUR HUNDRED EURO (EUR 2,400) WILL BE GRANTED TO THE CHAIRMAN FOR EACH MEETING OF A COMMITTEE OF THE COMPANY OF WHICH THE CHAIRMAN IS A MEMBER AND WHICH HE HAS PERSONALLY ATTENDED. THE ABOVE-MENTIONED CAPS WILL ALSO APPLY TO HIM. THE PAYMENT OF ALL REMUNERATION WILL BE MADE (WHERE APPLICABLE PRO RATA) AFTER THE GENERAL MEETING APPROVING THE ANNUAL ACCOUNTS FOR THE RELEVANT FINANCIAL YEAR. - AN ADDITIONAL LUMP SUM PAYMENT OF EUR 3,000 IS GRANTED TO THE VICE-CHAIRMAN AND TO THE PRESIDENTS OF THE STATUTORY COMMITTEES. THIS REMUNERATION WILL ONLY BE PAID IF THE CONCERNED PERSON IS AN INDEPENDENT DIRECTOR OF THE COMPANY OR THE CHAIRMAN OF THE BOARD. THE PAYMENT OF THIS ADDITIONAL LUMP SUM WILL BE MADE (WHERE APPLICABLE PRO RATA) AFTER THE GENERAL MEETING APPROVING THE ANNUAL ACCOUNTS FOR THE RELEVANT FINANCIAL YEAR. - THE MANDATE OF THE OTHER DIRECTORS IS NOT REMUNERATED, PURSUANT TO ARTICLE 20 OF THE COMPANY'S ARTICLES OF ASSOCIATION AND THE COMPANY'S CORPORATE GOVERNANCE CHARTER | ||||||||||||||
| 18 | THE GENERAL MEETING GRANTS FULL POWERS TO B-DOCS SPRL HAVING ITS REGISTERED OFFICE AT RUE DU TACITURNE 27, 1000 BRUSSELS, AS WELL AS TO ITS RESPECTIVE EMPLOYEES, SERVANTS AND AGENTS, WITH RIGHT OF SUBSTITUTION, TO FULFIL ALL REQUIRED AND/OR NECESSARY ACTIONS, PROCEDURES AND/OR FORMALITIES WITH THE LEGAL ENTITIES REGISTER, AN ENTERPRISE COUNTER ("GUICHET D'ENTREPRISE"), THE BELGIAN OFFICIAL JOURNAL AND/ OR THE CROSSROADS BANK FOR ENTERPRISES, TO ENSURE (I) THE NECESSARY FILINGS, (II) THE PUBLICATION IN THE ANNEXES TO THE BELGIAN OFFICIAL JOURNAL AND, (III) THE RECORDING/MODIFICATION OF THE DATA IN THE CROSSROADS BANK FOR ENTERPRISES | Management | No Action | |||||||||||
| MANDARIN ORIENTAL INTERNATIONAL LTD | ||||||||||||||
| Security | G57848106 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 05-May-2021 | ||||||||||||
| ISIN | BMG578481068 | Agenda | 713870017 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1 | TO RECEIVE THE FINANCIAL STATEMENTS FOR 2020 | Management | For | For | ||||||||||
| 2 | TO RE-ELECT ANTHONY NIGHTINGALE AS A DIRECTOR | Management | For | For | ||||||||||
| 3 | TO RE-ELECT Y.K. PANG AS A DIRECTOR | Management | For | For | ||||||||||
| 4 | TO RE-ELECT PERCY WEATHERALL AS A DIRECTOR | Management | For | For | ||||||||||
| 5 | TO RE-ELECT JOHN WITT AS A DIRECTOR | Management | For | For | ||||||||||
| 6 | TO RE-APPOINT THE AUDITORS AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For | ||||||||||
| 7 | TO RENEW THE GENERAL MANDATE TO THE DIRECTORS TO ISSUE NEW SHARES | Management | For | For | ||||||||||
| EVERSOURCE ENERGY | ||||||||||||||
| Security | 30040W108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ES | Meeting Date | 05-May-2021 | |||||||||||
| ISIN | US30040W1080 | Agenda | 935351774 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1A. | Election of Trustee: Cotton M. Cleveland | Management | For | For | ||||||||||
| 1B. | Election of Trustee: James S. DiStasio | Management | For | For | ||||||||||
| 1C. | Election of Trustee: Francis A. Doyle | Management | For | For | ||||||||||
| 1D. | Election of Trustee: Linda Dorcena Forry | Management | For | For | ||||||||||
| 1E. | Election of Trustee: Gregory M. Jones | Management | For | For | ||||||||||
| 1F. | Election of Trustee: James J. Judge | Management | For | For | ||||||||||
| 1G. | Election of Trustee: John Y. Kim | Management | For | For | ||||||||||
| 1H. | Election of Trustee: Kenneth R. Leibler | Management | For | For | ||||||||||
| 1I. | Election of Trustee: David H. Long | Management | For | For | ||||||||||
| 1J. | Election of Trustee: William C. Van Faasen | Management | For | For | ||||||||||
| 1K. | Election of Trustee: Frederica M. Williams | Management | For | For | ||||||||||
| 2. | Consider an advisory proposal approving the compensation of our Named Executive Officers. | Management | For | For | ||||||||||
| 3. | Ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
| DOMINION ENERGY, INC. | ||||||||||||||
| Security | 25746U109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | D | Meeting Date | 05-May-2021 | |||||||||||
| ISIN | US25746U1097 | Agenda | 935352853 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1A. | Election of Director: James A. Bennett | Management | For | For | ||||||||||
| 1B. | Election of Director: Robert M. Blue | Management | For | For | ||||||||||
| 1C. | Election of Director: Helen E. Dragas | Management | For | For | ||||||||||
| 1D. | Election of Director: James O. Ellis, Jr. | Management | For | For | ||||||||||
| 1E. | Election of Director: D. Maybank Hagood | Management | For | For | ||||||||||
| 1F. | Election of Director: Ronald W. Jibson | Management | For | For | ||||||||||
| 1G. | Election of Director: Mark J. Kington | Management | For | For | ||||||||||
| 1H. | Election of Director: Joseph M. Rigby | Management | For | For | ||||||||||
| 1I. | Election of Director: Pamela J. Royal, M.D. | Management | For | For | ||||||||||
| 1J. | Election of Director: Robert H. Spilman, Jr. | Management | For | For | ||||||||||
| 1K. | Election of Director: Susan N. Story | Management | For | For | ||||||||||
| 1L. | Election of Director: Michael E. Szymanczyk | Management | For | For | ||||||||||
| 2. | Advisory Vote on Approval of Executive Compensation (Say on Pay). | Management | For | For | ||||||||||
| 3. | Ratification of Appointment of Independent Auditor. | Management | For | For | ||||||||||
| 4. | Shareholder Proposal Regarding a Report on Lobbying. | Shareholder | Abstain | Against | ||||||||||
| 5. | Shareholder Proposal Regarding a Policy to Require an Independent Chair. | Shareholder | Against | For | ||||||||||
| 6. | Shareholder Proposal Regarding Proxy Access Shareholder Aggregation. | Shareholder | Abstain | Against | ||||||||||
| ESSENTIAL UTILITIES INC | ||||||||||||||
| Security | 29670G102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | WTRG | Meeting Date | 05-May-2021 | |||||||||||
| ISIN | US29670G1022 | Agenda | 935359186 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Elizabeth B. Amato | For | For | |||||||||||
| 2 | Christopher H. Franklin | For | For | |||||||||||
| 3 | Daniel J. Hilferty | For | For | |||||||||||
| 4 | Francis O. Idehen | For | For | |||||||||||
| 5 | Edwina Kelly | For | For | |||||||||||
| 6 | Ellen T. Ruff | For | For | |||||||||||
| 7 | Lee C. Stewart | For | For | |||||||||||
| 8 | Christopher C. Womack | For | For | |||||||||||
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the Company for the 2021 fiscal year. | Management | For | For | ||||||||||
| 3. | To approve an advisory vote on the compensation paid to the Company's named executive officers for 2020. | Management | For | For | ||||||||||
| 4. | To ratify the Amendment to the Company's Bylaws to permit shareholder access to future proxy statements. | Management | For | For | ||||||||||
| ENBRIDGE INC. | ||||||||||||||
| Security | 29250N105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ENB | Meeting Date | 05-May-2021 | |||||||||||
| ISIN | CA29250N1050 | Agenda | 935360571 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1 | DIRECTOR | Management | ||||||||||||
| 1 | Pamela L. Carter | For | For | |||||||||||
| 2 | Marcel R. Coutu | For | For | |||||||||||
| 3 | Susan M. Cunningham | For | For | |||||||||||
| 4 | Gregory L. Ebel | For | For | |||||||||||
| 5 | J. Herb England | For | For | |||||||||||
| 6 | Gregory J. Goff | For | For | |||||||||||
| 7 | V. Maureen K. Darkes | For | For | |||||||||||
| 8 | Teresa S. Madden | For | For | |||||||||||
| 9 | Al Monaco | For | For | |||||||||||
| 10 | Stephen S. Poloz | For | For | |||||||||||
| 11 | Dan C. Tutcher | For | For | |||||||||||
| 2 | Appoint the auditors Appoint PricewaterhouseCoopers LLP as auditors of Enbridge and authorize the directors to set their remuneration | Management | For | For | ||||||||||
| 3 | Advisory vote on executive compensation Accept Enbridge's approach to executive compensation, as disclosed in the Management Information Circular | Management | For | For | ||||||||||
| CHESAPEAKE UTILITIES CORPORATION | ||||||||||||||
| Security | 165303108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CPK | Meeting Date | 05-May-2021 | |||||||||||
| ISIN | US1653031088 | Agenda | 935362842 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1A. | Election of Director for three-years term: Thomas P. Hill, Jr. | Management | For | For | ||||||||||
| 1B. | Election of Director for three-years term: Dennis S. Hudson, III | Management | For | For | ||||||||||
| 1C. | Election of Director for two-years term: Calvert A. Morgan, Jr. | Management | For | For | ||||||||||
| 2. | Cast a non-binding advisory vote to approve the compensation of the Company's Named Executive Officers. | Management | For | For | ||||||||||
| 3. | Cast a non-binding advisory vote to ratify the appointment of the Company's independent registered public accounting firm, Baker Tilly US, LLP. | Management | For | For | ||||||||||
| ORMAT TECHNOLOGIES, INC. | ||||||||||||||
| Security | 686688102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ORA | Meeting Date | 05-May-2021 | |||||||||||
| ISIN | US6866881021 | Agenda | 935363806 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1A. | Election of Director: Isaac Angel | Management | For | For | ||||||||||
| 1B. | Election of Director: Albertus Bruggink | Management | For | For | ||||||||||
| 1C. | Election of Director: Dan Falk | Management | For | For | ||||||||||
| 1D. | Election of Director: David Granot | Management | For | For | ||||||||||
| 1E. | Election of Director: Mike Nikkel | Management | For | For | ||||||||||
| 1F. | Election of Director: Dafna Sharir | Management | For | For | ||||||||||
| 1G. | Election of Director: Stanley B. Stern | Management | For | For | ||||||||||
| 1H. | Election of Director: Hidetake Takahashi | Management | For | For | ||||||||||
| 1I. | Election of Director: Byron G. Wong | Management | For | For | ||||||||||
| 2. | To ratify the appointment of Kesselman Kesselman, a member firm of PricewaterhouseCoopers International Limited, as independent auditors of the Company for 2021. | Management | For | For | ||||||||||
| 3. | To approve, in a non-binding, advisory vote, the compensation of our named executive officers. | Management | For | For | ||||||||||
| BORALEX INC. | ||||||||||||||
| Security | 09950M300 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | BRLXF | Meeting Date | 05-May-2021 | |||||||||||
| ISIN | CA09950M3003 | Agenda | 935365468 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1 | DIRECTOR | Management | ||||||||||||
| 1 | André Courville | For | For | |||||||||||
| 2 | Lise Croteau | For | For | |||||||||||
| 3 | Patrick Decostre | For | For | |||||||||||
| 4 | Ghyslain Deschamps | For | For | |||||||||||
| 5 | Marie-Claude Dumas | For | For | |||||||||||
| 6 | Marie Giguère | For | For | |||||||||||
| 7 | Edward H. Kernaghan | For | For | |||||||||||
| 8 | Patrick Lemaire | For | For | |||||||||||
| 9 | Alain Rhéaume | For | For | |||||||||||
| 10 | Zin Smati | For | For | |||||||||||
| 11 | Dany St-Pierre | For | For | |||||||||||
| 2 | To appoint PricewaterhouseCoopers LLP/s.r.l./S.E.N.C.R.L., chartered professional accountants, as Independent Auditor of the Corporation for the ensuing year. | Management | For | For | ||||||||||
| 3 | To adopt the non-binding advisory resolution agreeing to the Corporation's approach to executive compensation. | Management | For | For | ||||||||||
| 4 | To adopt a resolution reconfirming and renewing the Shareholder Rights Plan adopted by the Board of Directors on March 1, 2018. | Management | Against | Against | ||||||||||
| MAPLE LEAF FOODS INC. | ||||||||||||||
| Security | 564905107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MLFNF | Meeting Date | 05-May-2021 | |||||||||||
| ISIN | CA5649051078 | Agenda | 935371257 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1 | DIRECTOR | Management | ||||||||||||
| 1 | William E. Aziz | For | For | |||||||||||
| 2 | W. Geoffrey Beattie | For | For | |||||||||||
| 3 | Ronald G. Close | For | For | |||||||||||
| 4 | Jean M. Fraser | For | For | |||||||||||
| 5 | Timothy D. Hockey | For | For | |||||||||||
| 6 | John A. Lederer | For | For | |||||||||||
| 7 | Katherine N. Lemon | For | For | |||||||||||
| 8 | Jonathan W.F. McCain | For | For | |||||||||||
| 9 | Michael H. McCain | For | For | |||||||||||
| 10 | Carol M. Stephenson | For | For | |||||||||||
| 2 | Appointment of KPMG LLP, as Auditors of Maple Leaf Foods Inc. for the ensuing year and authorizing the Directors to fix their remuneration. | Management | For | For | ||||||||||
| 3 | To approve, on an advisory and non-binding basis, Maple Leaf Foods Inc.'s approach to executive compensation. | Management | For | For | ||||||||||
| 4 | To approve the amendment of the 2016 Share Option Plan to increase the number of shares available for issuance. | Management | For | For | ||||||||||
| FLUIDRA, SA | ||||||||||||||
| Security | E52619108 | Meeting Type | Ordinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 06-May-2021 | ||||||||||||
| ISIN | ES0137650018 | Agenda | 713733358 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| 1 | APPROVAL OF THE ANNUAL FINANCIAL STATEMENTS AND MANAGEMENT REPORT, BOTH OF THE COMPANY AND OF ITS CONSOLIDATED GROUP OF COMPANIES, FOR THE FISCAL YEAR ENDED DECEMBER 31, 2020 | Management | No Action | |||||||||||
| 2 | APPROVAL OF THE CONSOLIDATED STATEMENT OF NON-FINANCIAL INFORMATION OF FLUIDRA, S.A. FOR THE FISCAL YEAR ENDED DECEMBER 31, 2020 | Management | No Action | |||||||||||
| 3 | APPROVAL OF THE PROPOSAL FOR THE APPLICATION OF THE PROFIT FOR THE YEAR ENDED DECEMBER 31, 2020 | Management | No Action | |||||||||||
| 4 | APPROVAL OF THE MANAGEMENT CARRIED OUT BY THE BOARD OF DIRECTORS DURING THE FINANCIAL YEAR 2020 | Management | No Action | |||||||||||
| 5 | SHAREHOLDER REMUNERATION: DISTRIBUTION OF DIVIDENDS CHARGED TO RESERVES | Management | No Action | |||||||||||
| 6.1 | RE-ELECTION OF MR. ELOY PLANES CORTS AS A DIRECTOR OF THE COMPANY | Management | No Action | |||||||||||
| 6.2 | RE-ELECTION OF MR. BERNARDO CORBERA SERRA AS A DIRECTOR OF THE COMPANY | Management | No Action | |||||||||||
| 6.3 | RE-ELECTION OF MR. OSCAR SERRA DUFFO AS A MEMBER OF THE BOARD OF DIRECTORS OF THE COMPANY | Management | No Action | |||||||||||
| 7.1 | AMENDMENT OF THE FOLLOWING ARTICLES OF THE BYLAWS OF THE COMPANY: CREATION OF ARTICLE 28.BIS ATTENDANCE BY ELECTRONIC OR TELEMATIC MEANS AND MODIFICATION OF ARTICLES 29 PROXY TO ATTEND THE MEETINGS, 31 REMOTE VOTING PRIOR TO THE GENERAL MEETING AND 33 DELIBERATION AND ADOPTION OF RESOLUTIONS | Management | No Action | |||||||||||
| 7.2 | AMENDMENT OF THE FOLLOWING ARTICLES OF THE BYLAWS OF THE COMPANY: AMENDMENT OF ARTICLE 45 DELEGATED BODIES OF THE BOARD | Management | No Action | |||||||||||
| 8.1 | AMENDMENT OF THE FOLLOWING ARTICLES OF THE REGULATIONS OF THE GENERAL MEETING OF SHAREHOLDERS OF THE COMPANY: CREATION OF ARTICLE 10.BIS ATTENDANCE BY REMOTE MEANS AND AMENDMENT OF ARTICLES 7 ANNOUNCEMENT OF THE CALL, 8 AVAILABILITY OF INFORMATION FROM THE DATE OF THE CALL ON THE COMPANY'S WEBSITE, 10 RIGHT TO ATTEND, 12 PROXY, 14 PLANNING, MEANS AND PLACE OF HOLDING THE GENERAL MEETING, 18 SHAREHOLDERS REGISTER, 19 PREPARATION OF THE LIST OF ATTENDEES AND 23 VOTING BY REMOTE MEANS OF COMMUNICATION PRIOR TO THE GENERAL MEETING | Management | No Action | |||||||||||
| 8.2 | AMENDMENT OF THE FOLLOWING ARTICLES OF THE REGULATIONS OF THE GENERAL MEETING OF SHAREHOLDERS OF THE COMPANY: AMENDMENT OF ARTICLE 27 PUBLICITY OF THE RESOLUTIONS | Management | No Action | |||||||||||
| 9 | APPROVAL OF THE REMUNERATION POLICY FOR THE DIRECTORS FOR THE 2022, 2023 AND 2024 FISCAL YEARS | Management | No Action | |||||||||||
| 10 | CONSULTATIVE VOTE ON THE ANNUAL REPORT ON DIRECTORS REMUNERATION FOR THE 2020 FISCAL YEAR | Management | No Action | |||||||||||
| 11 | DELEGATION OF POWERS TO FORMALIZE, INTERPRET, SUPPLEMENT, DEVELOP, CORRECT AND EXECUTE THE RESOLUTIONS ADOPTED BY THE GENERAL SHAREHOLDERS MEETING | Management | No Action | |||||||||||
| JARDINE MATHESON HOLDINGS LTD | ||||||||||||||
| Security | G50736100 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 06-May-2021 | ||||||||||||
| ISIN | BMG507361001 | Agenda | 713869420 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1 | TO RECEIVE AND CONSIDER THE FINANCIAL STATEMENTS AND THE INDEPENDENT AUDITORS' REPORT FOR THE YEAR ENDED 31ST DECEMBER 2020 | Management | No Action | |||||||||||
| 2 | TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 31ST DECEMBER 2020 | Management | No Action | |||||||||||
| 3 | TO RE-ELECT GRAHAM BAKER AS A DIRECTOR | Management | No Action | |||||||||||
| 4 | TO RE-ELECT ALEX NEWBIGGING AS A DIRECTOR | Management | No Action | |||||||||||
| 5 | TO RE-ELECT Y.K. PANG AS A DIRECTOR | Management | No Action | |||||||||||
| 6 | TO RE-ELECT PERCY WEATHERALL AS A DIRECTOR | Management | No Action | |||||||||||
| 7 | TO RE-APPOINT THE AUDITORS AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | Management | No Action | |||||||||||
| 8 | THAT: (A) THE EXERCISE BY THE DIRECTORS DURING THE RELEVANT PERIOD (FOR THE PURPOSES OF THIS RESOLUTION, 'RELEVANT PERIOD' BEING THE PERIOD FROM THE PASSING OF THIS RESOLUTION UNTIL THE EARLIER OF THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING, OR THE EXPIRATION OF THE PERIOD WITHIN WHICH SUCH MEETING IS REQUIRED BY LAW TO BE HELD, OR THE REVOCATION OR VARIATION OF THIS RESOLUTION BY AN ORDINARY RESOLUTION OF THE SHAREHOLDERS OF THE COMPANY IN GENERAL MEETING) OF ALL POWERS OF THE COMPANY TO ALLOT OR ISSUE SHARES AND TO MAKE AND GRANT OFFERS, AGREEMENTS AND OPTIONS WHICH WOULD OR MIGHT REQUIRE SHARES TO BE ALLOTTED, ISSUED OR DISPOSED OF DURING OR AFTER THE END OF THE RELEVANT PERIOD UP TO AN AGGREGATE NOMINAL AMOUNT OF USD 60.0 MILLION, BE AND IS HEREBY GENERALLY AND UNCONDITIONALLY APPROVED; AND (B) THE AGGREGATE NOMINAL AMOUNT OF SHARE CAPITAL ALLOTTED OR AGREED CONDITIONALLY OR UNCONDITIONALLY TO BE ALLOTTED WHOLLY FOR CASH (WHETHER PURSUANT TO AN OPTION OR OTHERWISE) BY THE DIRECTORS PURSUANT TO THE APPROVAL IN PARAGRAPH (A), OTHERWISE THAN PURSUANT TO A RIGHTS ISSUE (FOR THE PURPOSES OF THIS RESOLUTION, 'RIGHTS ISSUE' BEING AN OFFER OF SHARES OR OTHER SECURITIES TO HOLDERS OF SHARES OR OTHER SECURITIES ON THE REGISTER | Management | No Action | |||||||||||
| ON A FIXED RECORD DATE IN PROPORTION TO THEIR THEN HOLDINGS OF SUCH SHARES OR OTHER SECURITIES OR OTHERWISE IN ACCORDANCE WITH THE RIGHTS ATTACHING THERETO (SUBJECT TO SUCH EXCLUSIONS OR OTHER ARRANGEMENTS AS THE DIRECTORS MAY DEEM NECESSARY OR EXPEDIENT IN RELATION TO FRACTIONAL ENTITLEMENTS OR LEGAL OR PRACTICAL PROBLEMS UNDER THE LAWS OF, OR THE REQUIREMENTS OF ANY RECOGNISED REGULATORY BODY OR ANY STOCK EXCHANGE IN, ANY TERRITORY)), OR THE ISSUE OF SHARES PURSUANT TO THE COMPANY'S SHARE-BASED LONG-TERM INCENTIVE PLANS, SHALL NOT EXCEED USD 8.9 MILLION, AND THE SAID APPROVAL SHALL BE LIMITED ACCORDINGLY | ||||||||||||||
| WEC ENERGY GROUP, INC. | ||||||||||||||
| Security | 92939U106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | WEC | Meeting Date | 06-May-2021 | |||||||||||
| ISIN | US92939U1060 | Agenda | 935346420 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1A. | Election of Director: Curt S. Culver | Management | For | For | ||||||||||
| 1B. | Election of Director: Danny L. Cunningham | Management | For | For | ||||||||||
| 1C. | Election of Director: William M. Farrow III | Management | For | For | ||||||||||
| 1D. | Election of Director: J. Kevin Fletcher | Management | For | For | ||||||||||
| 1E. | Election of Director: Cristina A. Garcia-Thomas | Management | For | For | ||||||||||
| 1F. | Election of Director: Maria C. Green | Management | For | For | ||||||||||
| 1G. | Election of Director: Gale E. Klappa | Management | For | For | ||||||||||
| 1H. | Election of Director: Thomas K. Lane | Management | For | For | ||||||||||
| 1I. | Election of Director: Ulice Payne, Jr. | Management | For | For | ||||||||||
| 1J. | Election of Director: Mary Ellen Stanek | Management | For | For | ||||||||||
| 2. | Ratification of Deloitte & Touche LLP as Independent Auditors for 2021. | Management | For | For | ||||||||||
| 3. | Approval of the Amendment and Restatement of the WEC Energy Group Omnibus Stock Incentive Plan. | Management | For | For | ||||||||||
| 4. | Advisory Vote to Approve Executive Compensation of the Named Executive Officers. | Management | For | For | ||||||||||
| AMEREN CORPORATION | ||||||||||||||
| Security | 023608102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | AEE | Meeting Date | 06-May-2021 | |||||||||||
| ISIN | US0236081024 | Agenda | 935352942 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1A. | ELECTION OF DIRECTOR: WARNER L. BAXTER | Management | For | For | ||||||||||
| 1B. | ELECTION OF DIRECTOR: CYNTHIA J. BRINKLEY | Management | For | For | ||||||||||
| 1C. | ELECTION OF DIRECTOR: CATHERINE S. BRUNE | Management | For | For | ||||||||||
| 1D. | ELECTION OF DIRECTOR: J. EDWARD COLEMAN | Management | For | For | ||||||||||
| 1E. | ELECTION OF DIRECTOR: WARD H. DICKSON | Management | For | For | ||||||||||
| 1F. | ELECTION OF DIRECTOR: NOELLE K. EDER | Management | For | For | ||||||||||
| 1G. | ELECTION OF DIRECTOR: ELLEN M. FITZSIMMONS | Management | For | For | ||||||||||
| 1H. | ELECTION OF DIRECTOR: RAFAEL FLORES | Management | For | For | ||||||||||
| 1I. | ELECTION OF DIRECTOR: RICHARD J. HARSHMAN | Management | For | For | ||||||||||
| 1J. | ELECTION OF DIRECTOR: CRAIG S. IVEY | Management | For | For | ||||||||||
| 1K. | ELECTION OF DIRECTOR: JAMES C. JOHNSON | Management | For | For | ||||||||||
| 1L. | ELECTION OF DIRECTOR: STEVEN H. LIPSTEIN | Management | For | For | ||||||||||
| 1M. | ELECTION OF DIRECTOR: LEO S. MACKAY, JR. | Management | For | For | ||||||||||
| 2. | COMPANY PROPOSAL - ADVISORY APPROVAL OF COMPENSATION OF THE NAMED EXECUTIVE OFFICERS DISCLOSED IN THE PROXY STATEMENT. | Management | For | For | ||||||||||
| 3. | COMPANY PROPOSAL - RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2021. | Management | For | For | ||||||||||
| WIDEOPENWEST, INC. | ||||||||||||||
| Security | 96758W101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | WOW | Meeting Date | 06-May-2021 | |||||||||||
| ISIN | US96758W1018 | Agenda | 935355758 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1A. | Election of Director: Teresa Elder | Management | For | For | ||||||||||
| 1B. | Election of Director: Jeffrey Marcus | Management | For | For | ||||||||||
| 1C. | Election of Director: Phil Seskin | Management | For | For | ||||||||||
| 2. | Ratify the appointment of BDO USA, LLP as the Company's independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
| 3. | Approve, by non-binding advisory vote, the Company's executive compensation. | Management | For | For | ||||||||||
| DUKE ENERGY CORPORATION | ||||||||||||||
| Security | 26441C204 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | DUK | Meeting Date | 06-May-2021 | |||||||||||
| ISIN | US26441C2044 | Agenda | 935359263 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Michael G. Browning | For | For | |||||||||||
| 2 | Annette K. Clayton | For | For | |||||||||||
| 3 | Theodore F. Craver, Jr. | For | For | |||||||||||
| 4 | Robert M. Davis | For | For | |||||||||||
| 5 | Caroline Dorsa | For | For | |||||||||||
| 6 | W. Roy Dunbar | For | For | |||||||||||
| 7 | Nicholas C. Fanandakis | For | For | |||||||||||
| 8 | Lynn J. Good | For | For | |||||||||||
| 9 | John T. Herron | For | For | |||||||||||
| 10 | E. Marie McKee | For | For | |||||||||||
| 11 | Michael J. Pacilio | For | For | |||||||||||
| 12 | Thomas E. Skains | For | For | |||||||||||
| 13 | William E. Webster, Jr. | For | For | |||||||||||
| 2. | Ratification of Deloitte & Touche LLP as Duke Energy's independent registered public accounting firm for 2021 | Management | For | For | ||||||||||
| 3. | Advisory vote to approve Duke Energy's named executive officer compensation | Management | For | For | ||||||||||
| 4. | Amendment to the Amended and Restated Certificate of Incorporation of Duke Energy Corporation to eliminate supermajority requirements | Management | For | For | ||||||||||
| 5. | Shareholder proposal regarding independent board chair | Shareholder | Against | For | ||||||||||
| 6. | Shareholder proposal regarding providing a semiannual report on Duke Energy's political contributions and expenditures | Shareholder | Abstain | Against | ||||||||||
| SOUTHWEST GAS HOLDINGS, INC. | ||||||||||||||
| Security | 844895102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SWX | Meeting Date | 06-May-2021 | |||||||||||
| ISIN | US8448951025 | Agenda | 935363680 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Robert L. Boughner | For | For | |||||||||||
| 2 | José A. Cárdenas | For | For | |||||||||||
| 3 | Stephen C. Comer | For | For | |||||||||||
| 4 | John P. Hester | For | For | |||||||||||
| 5 | Jane Lewis-Raymond | For | For | |||||||||||
| 6 | Anne L. Mariucci | For | For | |||||||||||
| 7 | Michael J. Melarkey | For | For | |||||||||||
| 8 | A. Randall Thoman | For | For | |||||||||||
| 9 | Thomas A. Thomas | For | For | |||||||||||
| 10 | Leslie T. Thornton | For | For | |||||||||||
| 2. | To APPROVE, on a non-binding, advisory basis, the Company's Executive Compensation. | Management | For | For | ||||||||||
| 3. | To RATIFY the selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the Company for fiscal year 2021. | Management | For | For | ||||||||||
| CAMECO CORPORATION | ||||||||||||||
| Security | 13321L108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CCJ | Meeting Date | 06-May-2021 | |||||||||||
| ISIN | CA13321L1085 | Agenda | 935373415 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| A | DIRECTOR | Management | ||||||||||||
| 1 | Leontine Atkins | For | For | |||||||||||
| 2 | Ian Bruce | For | For | |||||||||||
| 3 | Daniel Camus | For | For | |||||||||||
| 4 | Donald Deranger | For | For | |||||||||||
| 5 | Catherine Gignac | For | For | |||||||||||
| 6 | Tim Gitzel | For | For | |||||||||||
| 7 | Jim Gowans | For | For | |||||||||||
| 8 | Kathryn Jackson | For | For | |||||||||||
| 9 | Don Kayne | For | For | |||||||||||
| B | Appoint KPMG LLP as auditors. | Management | For | For | ||||||||||
| C | Have a say on our approach to executive compensation (see page 8 of the management proxy circular) As this is an advisory vote, the results will not be binding on the board. Be it resolved that, on an advisory basis and not to diminish the role and responsibilities of the board of directors for executive compensation, the shareholders accept the approach to executive compensation disclosed in Cameco's management proxy circular delivered in advance of the 2021 annual meeting of shareholders. | Management | For | For | ||||||||||
| D | Declare your residency You declare that the shares represented by this voting instruction form are held, beneficially owned or controlled, either directly or indirectly, by a resident of Canada as defined below. If the shares are held in the names of two or more people, you declare that all of these people are residents of Canada. NOTE: "For" = Yes, "Abstain" = No, "Against" will be treated as not marked | Management | Abstain | |||||||||||
| FORTIS INC. | ||||||||||||||
| Security | 349553107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | FTS | Meeting Date | 06-May-2021 | |||||||||||
| ISIN | CA3495531079 | Agenda | 935385890 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1 | DIRECTOR | Management | ||||||||||||
| 1 | Tracey C. Ball | For | For | |||||||||||
| 2 | Pierre J. Blouin | For | For | |||||||||||
| 3 | Paul J. Bonavia | For | For | |||||||||||
| 4 | Lawrence T. Borgard | For | For | |||||||||||
| 5 | Maura J. Clark | For | For | |||||||||||
| 6 | Margarita K. Dilley | For | For | |||||||||||
| 7 | Julie A. Dobson | For | For | |||||||||||
| 8 | Lisa L. Durocher | For | For | |||||||||||
| 9 | Douglas J. Haughey | For | For | |||||||||||
| 10 | David G. Hutchens | For | For | |||||||||||
| 11 | Gianna M. Manes | For | For | |||||||||||
| 12 | Jo Mark Zurel | For | For | |||||||||||
| 2 | Appointment of auditors and authorization of directors to fix the auditors' remuneration as described in the Management Information Circular. | Management | For | For | ||||||||||
| 3 | Approval of the Advisory and Non-Binding Resolution on the Approach to Executive Compensation as described in the Management Information Circular. | Management | For | For | ||||||||||
| FORTIS INC. | ||||||||||||||
| Security | 349553107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | FTS | Meeting Date | 06-May-2021 | |||||||||||
| ISIN | CA3495531079 | Agenda | 935385903 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1 | DIRECTOR | Management | ||||||||||||
| 1 | Tracey C. Ball | For | For | |||||||||||
| 2 | Pierre J. Blouin | For | For | |||||||||||
| 3 | Paul J. Bonavia | For | For | |||||||||||
| 4 | Lawrence T. Borgard | For | For | |||||||||||
| 5 | Maura J. Clark | For | For | |||||||||||
| 6 | Margarita K. Dilley | For | For | |||||||||||
| 7 | Julie A. Dobson | For | For | |||||||||||
| 8 | Lisa L. Durocher | For | For | |||||||||||
| 9 | Douglas J. Haughey | For | For | |||||||||||
| 10 | David G. Hutchens | For | For | |||||||||||
| 11 | Gianna M. Manes | For | For | |||||||||||
| 12 | Jo Mark Zurel | For | For | |||||||||||
| 2 | Appointment of auditors and authorization of directors to fix the auditors' remuneration as described in the Management Information Circular. | Management | For | For | ||||||||||
| 3 | Approval of the Advisory and Non-Binding Resolution on the Approach to Executive Compensation as described in the Management Information Circular. | Management | For | For | ||||||||||
| MACQUARIE INFRASTRUCTURE CORPORATION | ||||||||||||||
| Security | 55608B105 | Meeting Type | Special | |||||||||||
| Ticker Symbol | MIC | Meeting Date | 06-May-2021 | |||||||||||
| ISIN | US55608B1052 | Agenda | 935394407 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | Merger Proposal: To adopt the agreement and plan of merger, dated as of March 30, 2021 (as it may be amended from time to time), by and among Macquarie Infrastructure Corporation, Macquarie Infrastructure Holdings, LLC, and Plum Merger Sub, Inc. | Management | For | For | ||||||||||
| 2. | Adjournment Proposal: To adjourn the special meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the Merger Proposal. | Management | For | For | ||||||||||
| ENTERGY CORPORATION | ||||||||||||||
| Security | 29364G103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ETR | Meeting Date | 07-May-2021 | |||||||||||
| ISIN | US29364G1031 | Agenda | 935360052 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1A. | Election of Director: J. R. Burbank | Management | For | For | ||||||||||
| 1B. | Election of Director: P. J. Condon | Management | For | For | ||||||||||
| 1C. | Election of Director: L. P. Denault | Management | For | For | ||||||||||
| 1D. | Election of Director: K. H. Donald | Management | For | For | ||||||||||
| 1E. | Election of Director: B. W. Ellis | Management | For | For | ||||||||||
| 1F. | Election of Director: P. L. Frederickson | Management | For | For | ||||||||||
| 1G. | Election of Director: A. M. Herman | Management | For | For | ||||||||||
| 1H. | Election of Director: M. E. Hyland | Management | For | For | ||||||||||
| 1I. | Election of Director: S. L. Levenick | Management | For | For | ||||||||||
| 1J. | Election of Director: B. L. Lincoln | Management | For | For | ||||||||||
| 1K. | Election of Director: K. A. Puckett | Management | For | For | ||||||||||
| 2. | Ratification of the Appointment of Deloitte & Touche LLP as Entergy's Independent Registered Public Accountants for 2021. | Management | For | For | ||||||||||
| 3. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | For | For | ||||||||||
| 4. | Vote to Approve an Amendment to Entergy's Restated Certificate of Incorporation Authorizing the Issuance of Preferred Stock. | Management | For | For | ||||||||||
| CMS ENERGY CORPORATION | ||||||||||||||
| Security | 125896100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CMS | Meeting Date | 07-May-2021 | |||||||||||
| ISIN | US1258961002 | Agenda | 935361597 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Jon E. Barfield | Management | For | For | ||||||||||
| 1b. | Election of Director: Deborah H. Butler | Management | For | For | ||||||||||
| 1c. | Election of Director: Kurt L. Darrow | Management | For | For | ||||||||||
| 1d. | Election of Director: William D. Harvey | Management | For | For | ||||||||||
| 1e. | Election of Director: Garrick J. Rochow | Management | For | For | ||||||||||
| 1f. | Election of Director: John G. Russell | Management | For | For | ||||||||||
| 1g. | Election of Director: Suzanne F. Shank | Management | For | For | ||||||||||
| 1h. | Election of Director: Myrna M. Soto | Management | For | For | ||||||||||
| 1i. | Election of Director: John G. Sznewajs | Management | For | For | ||||||||||
| 1j. | Election of Director: Ronald J. Tanski | Management | For | For | ||||||||||
| 1k. | Election of Director: Laura H. Wright | Management | For | For | ||||||||||
| 2. | Approve, on an advisory basis, the Company's executive compensation. | Management | For | For | ||||||||||
| 3. | Ratify the appointment of independent registered public accounting firm (PricewaterhouseCoopers LLP). | Management | For | For | ||||||||||
| 4. | Shareholder Proposal - Greenwashing Audit. | Shareholder | Abstain | Against | ||||||||||
| HAWAIIAN ELECTRIC INDUSTRIES, INC. | ||||||||||||||
| Security | 419870100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | HE | Meeting Date | 07-May-2021 | |||||||||||
| ISIN | US4198701009 | Agenda | 935361725 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1A. | Election of Director: Richard J. Dahl | Management | For | For | ||||||||||
| 1B. | Election of Director: Constance H. Lau | Management | For | For | ||||||||||
| 1C. | Election of Director: Micah A. Kane | Management | For | For | ||||||||||
| 2. | Advisory vote to approve the compensation of HEI's named executive officers. | Management | For | For | ||||||||||
| 3. | Ratification of the appointment of Deloitte & Touche LLP as HEI's independent registered public accountant for 2021. | Management | For | For | ||||||||||
| TC ENERGY CORPORATION | ||||||||||||||
| Security | 87807B107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TRP | Meeting Date | 07-May-2021 | |||||||||||
| ISIN | CA87807B1076 | Agenda | 935366054 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 01 | DIRECTOR | Management | ||||||||||||
| 1 | Stéphan Crétier | For | For | |||||||||||
| 2 | Michael R. Culbert | For | For | |||||||||||
| 3 | Susan C. Jones | For | For | |||||||||||
| 4 | Randy Limbacher | For | For | |||||||||||
| 5 | John E. Lowe | For | For | |||||||||||
| 6 | David MacNaughton | For | For | |||||||||||
| 7 | François L. Poirier | For | For | |||||||||||
| 8 | Una Power | For | For | |||||||||||
| 9 | Mary Pat Salomone | For | For | |||||||||||
| 10 | Indira V. Samarasekera | For | For | |||||||||||
| 11 | D. Michael G. Stewart | For | For | |||||||||||
| 12 | Siim A. Vanaselja | For | For | |||||||||||
| 13 | Thierry Vandal | For | For | |||||||||||
| 02 | Resolution to appoint KPMG LLP, Chartered Professional Accountants as auditors and authorize the directors to fix their remuneration. | Management | For | For | ||||||||||
| 03 | Resolution to accept TC Energy's approach to executive compensation, as described in the Management information circular. | Management | For | For | ||||||||||
| 4 | Resolution to approve amendments to TC Energy's By- law Number 1, as described in the Management information circular. | Management | For | For | ||||||||||
| TELUS CORPORATION | ||||||||||||||
| Security | 87971M996 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | Meeting Date | 07-May-2021 | ||||||||||||
| ISIN | CA87971M9969 | Agenda | 935367373 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1 | DIRECTOR | Management | ||||||||||||
| 1 | R. H. (Dick) Auchinleck | For | For | |||||||||||
| 2 | Raymond T. Chan | For | For | |||||||||||
| 3 | Hazel Claxton | For | For | |||||||||||
| 4 | Lisa de Wilde | For | For | |||||||||||
| 5 | Darren Entwistle | For | For | |||||||||||
| 6 | Thomas E. Flynn | For | For | |||||||||||
| 7 | Mary Jo Haddad | For | For | |||||||||||
| 8 | Kathy Kinloch | For | For | |||||||||||
| 9 | Christine Magee | For | For | |||||||||||
| 10 | John Manley | For | For | |||||||||||
| 11 | David Mowat | For | For | |||||||||||
| 12 | Marc Parent | For | For | |||||||||||
| 13 | Denise Pickett | For | For | |||||||||||
| 14 | W. Sean Willy | For | For | |||||||||||
| 2 | Appoint Deloitte LLP as auditors for the ensuing year and authorize directors to fix their remuneration. | Management | For | For | ||||||||||
| 3 | Approve the Company's approach to executive compensation. | Management | For | For | ||||||||||
| 4 | Approve the TELUS Directors Deferred Share Unit Plan. | Management | For | For | ||||||||||
| AVISTA CORP. | ||||||||||||||
| Security | 05379B107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | AVA | Meeting Date | 11-May-2021 | |||||||||||
| ISIN | US05379B1070 | Agenda | 935357435 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1A. | Election of Director: Kristianne Blake | Management | For | For | ||||||||||
| 1B. | Election of Director: Donald C. Burke | Management | For | For | ||||||||||
| 1C. | Election of Director: Rebecca A. Klein | Management | For | For | ||||||||||
| 1D. | Election of Director: Sena M. Kwawu | Management | For | For | ||||||||||
| 1E. | Election of Director: Scott H. Maw | Management | For | For | ||||||||||
| 1F. | Election of Director: Scott L. Morris | Management | For | For | ||||||||||
| 1G. | Election of Director: Jeffry L. Philipps | Management | For | For | ||||||||||
| 1H. | Election of Director: Heidi B. Stanley | Management | For | For | ||||||||||
| 1I. | Election of Director: R. John Taylor | Management | For | For | ||||||||||
| 1J. | Election of Director: Dennis P. Vermillion | Management | For | For | ||||||||||
| 1K. | Election of Director: Janet D. Widmann | Management | For | For | ||||||||||
| 2. | Ratification of the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
| 3. | Advisory (non-binding) vote on executive compensation. | Management | For | For | ||||||||||
| ALLETE, INC. | ||||||||||||||
| Security | 018522300 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ALE | Meeting Date | 11-May-2021 | |||||||||||
| ISIN | US0185223007 | Agenda | 935359477 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1A. | Election of Director: Kathryn W. Dindo | Management | For | For | ||||||||||
| 1B. | Election of Director: George G. Goldfarb | Management | For | For | ||||||||||
| 1C. | Election of Director: James J. Hoolihan | Management | For | For | ||||||||||
| 1D. | Election of Director: Heidi E. Jimmerson | Management | For | For | ||||||||||
| 1E. | Election of Director: Madeleine W. Ludlow | Management | For | For | ||||||||||
| 1F. | Election of Director: Susan K. Nestegard | Management | For | For | ||||||||||
| 1G. | Election of Director: Douglas C. Neve | Management | For | For | ||||||||||
| 1H. | Election of Director: Barbara A. Nick | Management | For | For | ||||||||||
| 1I. | Election of Director: Bethany M. Owen | Management | For | For | ||||||||||
| 1J. | Election of Director: Robert P. Powers | Management | For | For | ||||||||||
| 2. | Advisory vote to approve executive compensation. | Management | For | For | ||||||||||
| 3. | Ratification of the selection of PricewaterhouseCoopers LLP as ALLETE's independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
| CONOCOPHILLIPS | ||||||||||||||
| Security | 20825C104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | COP | Meeting Date | 11-May-2021 | |||||||||||
| ISIN | US20825C1045 | Agenda | 935367602 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1A. | ELECTION OF DIRECTOR: Charles E. Bunch | Management | For | For | ||||||||||
| 1B. | ELECTION OF DIRECTOR: Caroline Maury Devine | Management | For | For | ||||||||||
| 1C. | ELECTION OF DIRECTOR: John V. Faraci | Management | For | For | ||||||||||
| 1D. | ELECTION OF DIRECTOR: Jody Freeman | Management | For | For | ||||||||||
| 1E. | ELECTION OF DIRECTOR: Gay Huey Evans | Management | For | For | ||||||||||
| 1F. | ELECTION OF DIRECTOR: Jeffrey A. Joerres | Management | For | For | ||||||||||
| 1G. | ELECTION OF DIRECTOR: Ryan M. Lance | Management | For | For | ||||||||||
| 1H. | ELECTION OF DIRECTOR: Timothy A. Leach | Management | For | For | ||||||||||
| 1I. | ELECTION OF DIRECTOR: William H. McRaven | Management | For | For | ||||||||||
| 1J. | ELECTION OF DIRECTOR: Sharmila Mulligan | Management | For | For | ||||||||||
| 1K. | ELECTION OF DIRECTOR: Eric D. Mullins | Management | For | For | ||||||||||
| 1L. | ELECTION OF DIRECTOR: Arjun N. Murti | Management | For | For | ||||||||||
| 1M. | ELECTION OF DIRECTOR: Robert A. Niblock | Management | For | For | ||||||||||
| 1N. | ELECTION OF DIRECTOR: David T. Seaton | Management | For | For | ||||||||||
| 1O. | ELECTION OF DIRECTOR: R.A. Walker | Management | For | For | ||||||||||
| 2. | Proposal to ratify appointment of Ernst & Young LLP as ConocoPhillips' independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
| 3. | Advisory Approval of Executive Compensation. | Management | For | For | ||||||||||
| 4. | Simple Majority Vote Standard. | Management | For | For | ||||||||||
| 5. | Emission Reduction Targets. | Shareholder | Abstain | Against | ||||||||||
| PNM RESOURCES, INC. | ||||||||||||||
| Security | 69349H107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | PNM | Meeting Date | 11-May-2021 | |||||||||||
| ISIN | US69349H1077 | Agenda | 935369719 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1A. | Election of Director: Vicky A. Bailey | Management | For | For | ||||||||||
| 1B. | Election of Director: Norman P. Becker | Management | For | For | ||||||||||
| 1C. | Election of Director: Patricia K. Collawn | Management | For | For | ||||||||||
| 1D. | Election of Director: E. Renae Conley | Management | For | For | ||||||||||
| 1E. | Election of Director: Alan J. Fohrer | Management | For | For | ||||||||||
| 1F. | Election of Director: Sidney M. Gutierrez | Management | For | For | ||||||||||
| 1G. | Election of Director: James A. Hughes | Management | For | For | ||||||||||
| 1H. | Election of Director: Maureen T. Mullarkey | Management | For | For | ||||||||||
| 1I. | Election of Director: Donald K. Schwanz | Management | For | For | ||||||||||
| 2. | Ratify the appointment of KPMG LLP as our independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
| 3. | Approve, on an advisory basis, the compensation of our named executive officers as disclosed in the 2021 proxy statement. | Management | For | For | ||||||||||
| 4. | Publish a report on costs and benefits of voluntary climate- related activities. | Shareholder | Abstain | Against | ||||||||||
| INNERGEX RENEWABLE ENERGY INC. | ||||||||||||||
| Security | 45790B104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | INGXF | Meeting Date | 11-May-2021 | |||||||||||
| ISIN | CA45790B1040 | Agenda | 935398568 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1 | DIRECTOR | Management | ||||||||||||
| 1 | Daniel Lafrance | For | For | |||||||||||
| 2 | Ross J. Beaty | For | For | |||||||||||
| 3 | Pierre G. Brodeur | For | For | |||||||||||
| 4 | Nathalie Francisci | For | For | |||||||||||
| 5 | Richard Gagnon | For | For | |||||||||||
| 6 | Michel Letellier | For | For | |||||||||||
| 7 | Dalton McGuinty | For | For | |||||||||||
| 8 | Monique Mercier | For | For | |||||||||||
| 9 | Ouma Sananikone | For | For | |||||||||||
| 10 | Louis Veci | For | For | |||||||||||
| 2 | The appointment of KPMG LLP, as auditor of the Corporation and authorizing the Directors of the Corporation to fix its remuneration. | Management | For | For | ||||||||||
| 3 | To adopt an advisory resolution on the Corporation's approach to executive compensation. | Management | For | For | ||||||||||
| ALEXION PHARMACEUTICALS, INC. | ||||||||||||||
| Security | 015351109 | Meeting Type | Special | |||||||||||
| Ticker Symbol | ALXN | Meeting Date | 11-May-2021 | |||||||||||
| ISIN | US0153511094 | Agenda | 935410124 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | To adopt the Agreement and Plan of Merger, dated as of December 12, 2020 (as it may be amended from time to time, the "merger agreement") by and among Alexion, AstraZeneca PLC ("AstraZeneca"), Delta Omega Sub Holdings Inc., a wholly owned subsidiary of AstraZeneca ("Bidco"), Delta Omega Sub Holdings Inc. 1, a direct, wholly owned subsidiary of Bidco and Delta Omega Sub Holdings LLC 2, a direct, wholly owned subsidiary of Bidco (the "merger proposal"). | Management | For | For | ||||||||||
| 2. | To approve, on a non-binding, advisory basis, the compensation that may be paid or become payable to Alexion's named executive officers that is based on or otherwise relates to the transactions contemplated by the merger agreement. | Management | For | For | ||||||||||
| 3. | To approve the adjournment of the Alexion special meeting, if necessary or appropriate, to solicit additional proxies if there are not sufficient votes at the time of the Alexion special meeting to approve the merger proposal or to ensure that any supplement or amendment to this proxy statement/ prospectus is timely provided to Alexion stockholders. | Management | For | For | ||||||||||
| ENI S.P.A. | ||||||||||||||
| Security | T3643A145 | Meeting Type | Ordinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 12-May-2021 | ||||||||||||
| ISIN | IT0003132476 | Agenda | 713815314 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| O.1 | BALANCE SHEET AS OF 31 DECEMBER 2020 OF ENI S.P.A. RESOLUTIONS RELATED THERETO. TO PRESENT THE CONSOLIDATED BALANCE SHEET AS OF 31 DECEMBER 2020. BOARD OF DIRECTORS' REPORT, INTERNAL AUDITORS' AND EXTERNAL AUDITORS' REPORTS | Management | No Action | |||||||||||
| O.2 | PROFIT ALLOCATION | Management | No Action | |||||||||||
| O.3 | PAYMENT OF THE 2021 INTERIM DIVIDEND BY DISTRIBUTION OF AVAILABLE RESERVES | Management | No Action | |||||||||||
| O.4 | TO INTEGRATE THE INTERNAL AUDITORS: TO APPOINT ONE EFFECTIVE AUDITOR | Management | No Action | |||||||||||
| O.5 | TO INTEGRATE THE INTERNAL AUDITORS: TO APPOINT ONE ALTERNATE AUDITOR | Management | No Action | |||||||||||
| O.6 | TO AUTHORIZE THE PURCHASE OF OWN SHARES; RESOLUTIONS RELATED THERETO | Management | No Action | |||||||||||
| O.7 | REPORT ON EMOLUMENT PAID | Management | No Action | |||||||||||
| CMMT | 8 APR 2021: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| CMMT | 8 APR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITIONAL OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||||
| KINDER MORGAN, INC. | ||||||||||||||
| Security | 49456B101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | KMI | Meeting Date | 12-May-2021 | |||||||||||
| ISIN | US49456B1017 | Agenda | 935365420 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1A. | Election of Director for a one year term expiring in 2022: Richard D. Kinder | Management | For | For | ||||||||||
| 1B. | Election of Director for a one year term expiring in 2022: Steven J. Kean | Management | For | For | ||||||||||
| 1C. | Election of Director for a one year term expiring in 2022: Kimberly A. Dang | Management | For | For | ||||||||||
| 1D. | Election of Director for a one year term expiring in 2022: Ted A. Gardner | Management | For | For | ||||||||||
| 1E. | Election of Director for a one year term expiring in 2022: Anthony W. Hall, Jr. | Management | For | For | ||||||||||
| 1F. | Election of Director for a one year term expiring in 2022: Gary L. Hultquist | Management | For | For | ||||||||||
| 1G. | Election of Director for a one year term expiring in 2022: Ronald L. Kuehn, Jr. | Management | For | For | ||||||||||
| 1H. | Election of Director for a one year term expiring in 2022: Deborah A. Macdonald | Management | For | For | ||||||||||
| 1I. | Election of Director for a one year term expiring in 2022: Michael C. Morgan | Management | For | For | ||||||||||
| 1J. | Election of Director for a one year term expiring in 2022: Arthur C. Reichstetter | Management | For | For | ||||||||||
| 1K. | Election of Director for a one year term expiring in 2022: C. Park Shaper | Management | For | For | ||||||||||
| 1L. | Election of Director for a one year term expiring in 2022: William A. Smith | Management | For | For | ||||||||||
| 1M. | Election of Director for a one year term expiring in 2022: Joel V. Staff | Management | For | For | ||||||||||
| 1N. | Election of Director for a one year term expiring in 2022: Robert F. Vagt | Management | For | For | ||||||||||
| 1O. | Election of Director for a one year term expiring in 2022: Perry M. Waughtal | Management | For | For | ||||||||||
| 2. | Approval of the Kinder Morgan, Inc. 2021 Amended and Restated Stock Incentive Plan. | Management | For | For | ||||||||||
| 3. | Ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
| 4. | Approval, on an advisory basis, of the compensation of our named executive officers. | Management | For | For | ||||||||||
| XYLEM INC. | ||||||||||||||
| Security | 98419M100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | XYL | Meeting Date | 12-May-2021 | |||||||||||
| ISIN | US98419M1009 | Agenda | 935365658 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1A. | Election of Director: Jeanne Beliveau-Dunn | Management | For | For | ||||||||||
| 1B. | Election of Director: Patrick K. Decker | Management | For | For | ||||||||||
| 1C. | Election of Director: Robert F. Friel | Management | For | For | ||||||||||
| 1D. | Election of Director: Jorge M. Gomez | Management | For | For | ||||||||||
| 1E. | Election of Director: Victoria D. Harker | Management | For | For | ||||||||||
| 1F. | Election of Director: Steven R. Loranger | Management | For | For | ||||||||||
| 1G. | Election of Director: Surya N. Mohapatra, Ph.D. | Management | For | For | ||||||||||
| 1H. | Election of Director: Jerome A. Peribere | Management | For | For | ||||||||||
| 1I. | Election of Director: Markos I. Tambakeras | Management | For | For | ||||||||||
| 1J. | Election of Director: Lila Tretikov | Management | For | For | ||||||||||
| 1K. | Election of Director: Uday Yadav | Management | For | For | ||||||||||
| 2. | Ratification of the appointment of Deloitte & Touche LLP as our Independent Registered Public Accounting Firm for 2021. | Management | For | For | ||||||||||
| 3. | Advisory vote to approve the compensation of our named executive officers. | Management | For | For | ||||||||||
| 4. | Shareholder proposal requesting amendments to our proxy access by-law, if properly presented at the meeting. | Shareholder | Abstain | Against | ||||||||||
| MACQUARIE INFRASTRUCTURE CORPORATION | ||||||||||||||
| Security | 55608B105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MIC | Meeting Date | 12-May-2021 | |||||||||||
| ISIN | US55608B1052 | Agenda | 935366509 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1A. | Election of Director: Amanda Brock | Management | For | For | ||||||||||
| 1B. | Election of Director: Norman H. Brown, Jr. | Management | For | For | ||||||||||
| 1C. | Election of Director: Christopher Frost | Management | For | For | ||||||||||
| 1D. | Election of Director: Maria Jelescu-Dreyfus | Management | For | For | ||||||||||
| 1E. | Election of Director: Ronald Kirk | Management | For | For | ||||||||||
| 1F. | Election of Director: H.E. (Jack) Lentz | Management | For | For | ||||||||||
| 1G. | Election of Director: Ouma Sananikone | Management | For | For | ||||||||||
| 2. | The ratification of the selection of KPMG LLP as our independent auditor for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
| 3. | The approval, on an advisory basis, of executive compensation. | Management | For | For | ||||||||||
| LIBERTY LATIN AMERICA LTD. | ||||||||||||||
| Security | G9001E102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | LILA | Meeting Date | 12-May-2021 | |||||||||||
| ISIN | BMG9001E1021 | Agenda | 935370976 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Charles H.R. Bracken | For | For | |||||||||||
| 2 | Balan Nair | For | For | |||||||||||
| 3 | Eric L. Zinterhofer | For | For | |||||||||||
| 2. | A proposal to appoint KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021, and to authorize the Board, acting by the audit committee, to determine the independent auditors renumeration. | Management | For | For | ||||||||||
| 3. | A proposal to approve, on an advisory basis, the compensation of our named executive officers as described in the proxy statement under the heading "Executive Officers and Directors Compensation." | Management | For | For | ||||||||||
| 4. | A proposal to approve an amendment to the Liberty Latin America 2018 Incentive Plan to increase the number of shares authorized under such plan from 25,000,000 to 75,000,000. | Management | Against | Against | ||||||||||
| BP P.L.C. | ||||||||||||||
| Security | 055622104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | BP | Meeting Date | 12-May-2021 | |||||||||||
| ISIN | US0556221044 | Agenda | 935384014 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | To receive the annual report and accounts. | Management | For | For | ||||||||||
| 2. | To approve the directors' remuneration report. | Management | For | For | ||||||||||
| 3A. | To elect Mr. M. Auchincloss as a director. | Management | For | For | ||||||||||
| 3B. | To elect Mr. T. Morzaria as a director. | Management | For | For | ||||||||||
| 3C. | To elect Mrs. K. Richardson as a director. | Management | For | For | ||||||||||
| 3D. | To elect Dr. J. Teyssen as a director. | Management | For | For | ||||||||||
| 3E. | To re-elect Mr. B. Looney as a director. | Management | For | For | ||||||||||
| 3F. | To re-elect Miss P. Daley as a director. | Management | For | For | ||||||||||
| 3G. | To re-elect Mr. H. Lund as a director. | Management | For | For | ||||||||||
| 3H. | To re-elect Mrs. M. B. Meyer as a director. | Management | For | For | ||||||||||
| 3I. | To re-elect Mrs. P. R. Reynolds as a director. | Management | For | For | ||||||||||
| 3J. | To re-elect Sir J. Sawers as a director. | Management | For | For | ||||||||||
| 4. | To reappoint Deloitte LLP as auditor. | Management | For | For | ||||||||||
| 5. | To authorize the audit committee to fix the auditor's remuneration. | Management | For | For | ||||||||||
| 6. | To give limited authority to make political donations and incur political expenditure. | Management | For | For | ||||||||||
| 7. | Renewal of the Scrip Dividend Programme. | Management | For | For | ||||||||||
| 8. | To give limited authority to allot shares up to a specified amount. | Management | For | For | ||||||||||
| 9. | Special resolution: to give authority to allot a limited number of shares for cash free of pre-emption rights. | Management | Abstain | Against | ||||||||||
| 10. | Special resolution: to give additional authority to allot a limited number of shares for cash free of pre-emption rights. | Management | For | For | ||||||||||
| 11. | Special resolution: to give limited authority for the purchase of its own shares by the company. | Management | For | For | ||||||||||
| 12. | Special resolution: to authorize the calling of general meetings (excluding annual general meetings) by notice of at least 14 clear days. | Management | For | For | ||||||||||
| 13. | Special resolution: Follow This shareholder resolution on climate change targets. | Shareholder | Abstain | Against | ||||||||||
| ENI S.P.A | ||||||||||||||
| Security | 26874R108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | E | Meeting Date | 12-May-2021 | |||||||||||
| ISIN | US26874R1086 | Agenda | 935411861 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | Eni S.p.A. financial statements at December 31, 2020. Related resolutions. Eni consolidated financial statements at December 31, 2020. Reports of the Directors, the Board of Statutory Auditors and of the Audit Firm. | Management | For | For | ||||||||||
| 2. | Allocation of net profit. | Management | For | For | ||||||||||
| 3. | Payment of the 2021 interim dividend by distribution of the available reserve. | Management | For | For | ||||||||||
| 4. | Appointment of a standing Statutory Auditor, to restore full membership of the Board of Statutory Auditors. | Management | For | |||||||||||
| 5. | Appointment of an alternate Statutory Auditor, to restore full membership of the Board of Statutory Auditors. | Management | For | |||||||||||
| 6. | Authorisation to purchase treasury shares; Related and consequent resolutions. | Management | For | For | ||||||||||
| 7. | Report on remuneration paid. | Management | Abstain | Against | ||||||||||
| ROLLS-ROYCE HOLDINGS PLC | ||||||||||||||
| Security | G76225104 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 13-May-2021 | ||||||||||||
| ISIN | GB00B63H8491 | Agenda | 713755885 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | For | For | ||||||||||
| 2 | APPROVE REMUNERATION POLICY | Management | For | For | ||||||||||
| 3 | APPROVE REMUNERATION REPORT | Management | For | For | ||||||||||
| 4 | RE-ELECT SIR IAN DAVIS AS DIRECTOR | Management | For | For | ||||||||||
| 5 | RE-ELECT WARREN EAST AS DIRECTOR | Management | For | For | ||||||||||
| 6 | ELECT PANOS KAKOULLIS AS DIRECTOR | Management | For | For | ||||||||||
| 7 | ELECT PAUL ADAMS AS DIRECTOR | Management | For | For | ||||||||||
| 8 | RE-ELECT GEORGE CULMER AS DIRECTOR | Management | For | For | ||||||||||
| 9 | RE-ELECT IRENE DORNER AS DIRECTOR | Management | For | For | ||||||||||
| 10 | RE-ELECT BEVERLY GOULET AS DIRECTOR | Management | For | For | ||||||||||
| 11 | RE-ELECT LEE HSIEN YANG AS DIRECTOR | Management | For | For | ||||||||||
| 12 | RE-ELECT NICK LUFF AS DIRECTOR | Management | For | For | ||||||||||
| 13 | RE-ELECT SIR KEVIN SMITH AS DIRECTOR | Management | For | For | ||||||||||
| 14 | RE-ELECT DAME ANGELA STRANK AS DIRECTOR | Management | For | For | ||||||||||
| 15 | REAPPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS | Management | For | For | ||||||||||
| 16 | AUTHORISE THE AUDIT COMMITTEE TO FIX REMUNERATION OF AUDITORS | Management | For | For | ||||||||||
| 17 | AUTHORISE UK POLITICAL DONATIONS AND EXPENDITURE | Management | For | For | ||||||||||
| 18 | AUTHORISE ISSUE OF EQUITY | Management | For | For | ||||||||||
| 19 | APPROVE INCENTIVE PLAN | Management | For | For | ||||||||||
| 20 | APPROVE SHAREPURCHASE PLAN | Management | For | For | ||||||||||
| 21 | APPROVE UK SHARESAVE PLAN | Management | For | For | ||||||||||
| 22 | APPROVE INTERNATIONAL SHARESAVE PLAN | Management | For | For | ||||||||||
| 23 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS | Management | Abstain | Against | ||||||||||
| 24 | AUTHORISE MARKET PURCHASE OF ORDINARY SHARES | Management | For | For | ||||||||||
| 25 | ADOPT NEW ARTICLES OF ASSOCIATION | Management | Abstain | Against | ||||||||||
| VERIZON COMMUNICATIONS INC. | ||||||||||||||
| Security | 92343V104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | VZ | Meeting Date | 13-May-2021 | |||||||||||
| ISIN | US92343V1044 | Agenda | 935364846 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1a. | Election of Director: Shellye L. Archambeau | Management | For | For | ||||||||||
| 1b. | Election of Director: Roxanne S. Austin | Management | For | For | ||||||||||
| 1c. | Election of Director: Mark T. Bertolini | Management | For | For | ||||||||||
| 1d. | Election of Director: Melanie L. Healey | Management | For | For | ||||||||||
| 1e. | Election of Director: Clarence Otis, Jr. | Management | For | For | ||||||||||
| 1f. | Election of Director: Daniel H. Schulman | Management | For | For | ||||||||||
| 1g. | Election of Director: Rodney E. Slater | Management | For | For | ||||||||||
| 1h. | Election of Director: Hans E. Vestberg | Management | For | For | ||||||||||
| 1i. | Election of Director: Gregory G. Weaver | Management | For | For | ||||||||||
| 2 | Advisory Vote to Approve Executive Compensation | Management | For | For | ||||||||||
| 3 | Ratification of Appointment of Independent Registered Public Accounting Firm | Management | For | For | ||||||||||
| 4 | Shareholder Action by Written Consent | Shareholder | Against | For | ||||||||||
| 5 | Amend Clawback Policy | Shareholder | Abstain | Against | ||||||||||
| 6 | Shareholder Ratification of Annual Equity Awards | Shareholder | Abstain | Against | ||||||||||
| AXALTA COATING SYSTEMS LTD. | ||||||||||||||
| Security | G0750C108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | AXTA | Meeting Date | 13-May-2021 | |||||||||||
| ISIN | BMG0750C1082 | Agenda | 935367486 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Robert W. Bryant | For | For | |||||||||||
| 2 | Steven M. Chapman | For | For | |||||||||||
| 3 | William M. Cook | For | For | |||||||||||
| 4 | Mark Garrett | For | For | |||||||||||
| 5 | Deborah J. Kissire | For | For | |||||||||||
| 6 | Elizabeth C. Lempres | For | For | |||||||||||
| 7 | Robert M. McLaughlin | For | For | |||||||||||
| 8 | Rakesh Sachdev | For | For | |||||||||||
| 9 | Samuel L. Smolik | For | For | |||||||||||
| 2. | Appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm and auditor until the conclusion of the 2022 Annual General Meeting of Members and delegation of authority to the Board, acting through the Audit Committee, to set the terms and remuneration thereof. | Management | For | For | ||||||||||
| 3. | Non-binding advisory vote on the frequency of future advisory votes on the compensation paid to our named executive officers. | Management | 1 Year | For | ||||||||||
| 4. | Non-binding advisory vote to approve the compensation paid to our named executive officers. | Management | For | For | ||||||||||
| TELEKOM AUSTRIA AG | ||||||||||||||
| Security | A8502A102 | Meeting Type | Ordinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 14-May-2021 | ||||||||||||
| ISIN | AT0000720008 | Agenda | 714009962 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | 03 MAY 2021: DELETION OF COMMENT | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 552996 DUE TO RECEIPT OF-UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE-REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE-EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND-YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE-ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS-SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU. | Non-Voting | ||||||||||||
| 1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2020 | Non-Voting | ||||||||||||
| 2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 0.25 PER SHARE | Management | No Action | |||||||||||
| 3 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2020 | Management | No Action | |||||||||||
| 4 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2020 | Management | No Action | |||||||||||
| 5 | APPROVE REMUNERATION OF SUPERVISORY BOARD MEMBERS | Management | No Action | |||||||||||
| 6.1 | ELECT PETER KOLLMANN AS SUPERVISORY BOARD MEMBER | Management | No Action | |||||||||||
| 6.2 | ELECT PETER HAGEN AS SUPERVISORY BOARD MEMBER | Management | No Action | |||||||||||
| 7 | RATIFY ERNST YOUNG AS AUDITORS FOR FISCAL YEAR 2021 | Management | No Action | |||||||||||
| 8 | APPROVE REMUNERATION REPORT | Management | No Action | |||||||||||
| CMMT | 03 MAY 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO DELETION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES TO MID: 567346, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| SEMPRA ENERGY | ||||||||||||||
| Security | 816851109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SRE | Meeting Date | 14-May-2021 | |||||||||||
| ISIN | US8168511090 | Agenda | 935366460 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1A. | Election of Director: Alan L. Boeckmann | Management | For | For | ||||||||||
| 1B. | Election of Director: Andrés Conesa | Management | For | For | ||||||||||
| 1C. | Election of Director: Maria Contreras-Sweet | Management | For | For | ||||||||||
| 1D. | Election of Director: Pablo A. Ferrero | Management | For | For | ||||||||||
| 1E. | Election of Director: William D. Jones | Management | For | For | ||||||||||
| 1F. | Election of Director: Jeffrey W. Martin | Management | For | For | ||||||||||
| 1G. | Election of Director: Bethany J. Mayer | Management | For | For | ||||||||||
| 1H. | Election of Director: Michael N. Mears | Management | For | For | ||||||||||
| 1I. | Election of Director: Jack T. Taylor | Management | For | For | ||||||||||
| 1J. | Election of Director: Cynthia L. Walker | Management | For | For | ||||||||||
| 1K. | Election of Director: Cynthia J. Warner | Management | For | For | ||||||||||
| 1L. | Election of Director: James C. Yardley | Management | For | For | ||||||||||
| 2. | Ratification of Appointment of Independent Registered Public Accounting Firm. | Management | For | For | ||||||||||
| 3. | Advisory Approval of Our Executive Compensation. | Management | For | For | ||||||||||
| 4. | Shareholder Proposal Requesting an Amendment to Our Proxy Access Bylaw to Eliminate the Shareholder Nominating Group Limit. | Shareholder | Abstain | Against | ||||||||||
| 5. | Shareholder Proposal Requesting a Report on Alignment of Our Lobbying Activities with the Paris Agreement. | Shareholder | Abstain | Against | ||||||||||
| CONSOLIDATED EDISON, INC. | ||||||||||||||
| Security | 209115104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ED | Meeting Date | 17-May-2021 | |||||||||||
| ISIN | US2091151041 | Agenda | 935372398 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1A. | Election of Director: Timothy P. Cawley | Management | For | For | ||||||||||
| 1B. | Election of Director: Ellen V. Futter | Management | For | For | ||||||||||
| 1C. | Election of Director: John F. Killian | Management | For | For | ||||||||||
| 1D. | Election of Director: Karol V. Mason | Management | For | For | ||||||||||
| 1E. | Election of Director: John McAvoy | Management | For | For | ||||||||||
| 1F. | Election of Director: Dwight A. McBride | Management | For | For | ||||||||||
| 1G. | Election of Director: William J. Mulrow | Management | For | For | ||||||||||
| 1H. | Election of Director: Armando J. Olivera | Management | For | For | ||||||||||
| 1I. | Election of Director: Michael W. Ranger | Management | For | For | ||||||||||
| 1J. | Election of Director: Linda S. Sanford | Management | For | For | ||||||||||
| 1K. | Election of Director: Deirdre Stanley | Management | For | For | ||||||||||
| 1L. | Election of Director: L. Frederick Sutherland | Management | For | For | ||||||||||
| 2. | Ratification of appointment of independent accountants. | Management | For | For | ||||||||||
| 3. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||
| SIGNIFY N.V. | ||||||||||||||
| Security | N8063K107 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 18-May-2021 | ||||||||||||
| ISIN | NL0011821392 | Agenda | 713760418 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| 1. | PRESENTATION BY CEO ERIC RONDOLAT | Non-Voting | ||||||||||||
| 2. | ADVISORY VOTE ON THE REMUNERATION REPORT 2020 | Management | No Action | |||||||||||
| 3. | EXPLANATION OF THE POLICY ON ADDITIONS TO RESERVES AND DIVIDENDS | Non-Voting | ||||||||||||
| 4. | PROPOSAL TO ADOPT THE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2020 | Management | No Action | |||||||||||
| 5. | DIVIDEND | Non-Voting | ||||||||||||
| 5a. | PROPOSAL TO DECLARE AN EXTRAORDINARY CASH DIVIDEND OF EUR 1.35 PER ORDINARY SHARE AGAINST THE FREELY DISTRIBUTABLE RESERVES | Management | No Action | |||||||||||
| 5b. | PROPOSAL TO ADOPT A CASH DIVIDEND OF EUR 1.40 PER ORDINARY SHARE FROM THE 2020 NET INCOME | Management | No Action | |||||||||||
| 6. | DISCHARGE MEMBERS OF THE BOARD OF MANAGEMENT AND THE SUPERVISORY BOARD | Non-Voting | ||||||||||||
| 6a | PROPOSAL TO DISCHARGE THE MEMBERS OF THE BOARD OF MANAGEMENT IN RESPECT OF THEIR DUTIES PERFORMED IN 2020 | Management | No Action | |||||||||||
| 6b. | PROPOSAL TO DISCHARGE THE MEMBERS OF THE SUPERVISORY BOARD IN RESPECT OF THEIR DUTIES PERFORMED IN 2020 | Management | No Action | |||||||||||
| 7. | PROPOSAL TO RE-APPOINT GERARD VAN DE AAST AS MEMBER OF THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 8. | AUTHORIZATIONS OF THE BOARD OF MANAGEMENT TO (A) ISSUE SHARES OR GRANT RIGHTS-TO ACQUIRE SHARES, AND (B) RESTRICT OR EXCLUDE PRE-EMPTIVE RIGHTS | Non-Voting | ||||||||||||
| 8a. | PROPOSAL TO AUTHORIZE THE BOARD OF MANAGEMENT TO ISSUE SHARES OR GRANT RIGHTS TO ACQUIRE SHARES | Management | No Action | |||||||||||
| 8b. | PROPOSAL TO AUTHORIZE THE BOARD OF MANAGEMENT TO RESTRICT OR EXCLUDE PRE- EMPTIVE RIGHTS | Management | No Action | |||||||||||
| 9. | PROPOSAL TO AUTHORIZE THE BOARD OF MANAGEMENT TO ACQUIRE SHARES IN THE COMPANY | Management | No Action | |||||||||||
| 10. | PROPOSAL TO CANCEL SHARES IN ONE OR MORE TRANCHES AS TO BE DETERMINED BY THE BOARD OF MANAGEMENT | Management | No Action | |||||||||||
| 11. | ANY OTHER BUSINESS | Non-Voting | ||||||||||||
| CMMT | "INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE" | Non-Voting | ||||||||||||
| CMMT | 03 MAY 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN NUMBERING.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||||
| COMMERZBANK AG | ||||||||||||||
| Security | D172W1279 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 18-May-2021 | ||||||||||||
| ISIN | DE000CBK1001 | Agenda | 713868909 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL | Non-Voting | ||||||||||||
| CMMT | INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S-WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU-WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND-VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT-BE REFLECTED ON THE BALLOT ON PROXYEDGE | Non-Voting | ||||||||||||
| CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
| 1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2020 | Non-Voting | ||||||||||||
| 2 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2020 | Management | No Action | |||||||||||
| 3 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2020 | Management | No Action | |||||||||||
| 4 | RATIFY ERNST YOUNG GMBH AS AUDITORS FOR FISCAL YEAR 2021 | Management | No Action | |||||||||||
| 5 | RATIFY ERNST YOUNG GMBH AS AUDITORS FOR THE 2022 INTERIM FINANCIAL STATEMENTS UNTIL THE 2022 AGM | Management | No Action | |||||||||||
| 6.1 | ELECT HELMUT GOTTSCHALK TO THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 6.2 | ELECT BURKHARD KEESE TO THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 6.3 | ELECT DANIELA MATTHEUS TO THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 6.4 | ELECT CAROLINE SEIFERT TO THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 6.5 | ELECT FRANK WESTHOFF TO THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 7 | APPROVE AFFILIATION AGREEMENT WITH COMMERZVENTURES GMBH | Management | No Action | |||||||||||
| CMMT | 30 APR 2021: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| CMMT | 30 APR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| FIRSTENERGY CORP. | ||||||||||||||
| Security | 337932107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | FE | Meeting Date | 18-May-2021 | |||||||||||
| ISIN | US3379321074 | Agenda | 935365343 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1A. | Election of Director: Michael J. Anderson | Management | For | For | ||||||||||
| 1B. | Election of Director: Steven J. Demetriou | Management | For | For | ||||||||||
| 1C. | Election of Director: Julia L. Johnson | Management | For | For | ||||||||||
| 1D. | Election of Director: Jesse A. Lynn | Management | For | For | ||||||||||
| 1E. | Election of Director: Donald T. Misheff | Management | For | For | ||||||||||
| 1F. | Election of Director: Thomas N. Mitchell | Management | For | For | ||||||||||
| 1G. | Election of Director: James F. O'Neil III | Management | For | For | ||||||||||
| 1H. | Election of Director: Christopher D. Pappas | Management | For | For | ||||||||||
| 1I. | Election of Director: Luis A. Reyes | Management | For | For | ||||||||||
| 1J. | Election of Director: John W. Somerhalder II | Management | For | For | ||||||||||
| 1K. | Election of Director: Steven E. Strah | Management | For | For | ||||||||||
| 1L. | Election of Director: Andrew Teno | Management | For | For | ||||||||||
| 1M. | Election of Director: Leslie M. Turner | Management | For | For | ||||||||||
| 1N. | Election of Director: Melvin Williams | Management | For | For | ||||||||||
| 2. | Ratify the Appointment of the Independent Registered Public Accounting Firm for 2021. | Management | For | For | ||||||||||
| 3. | Approve, on an Advisory Basis, Named Executive Officer Compensation. | Management | For | For | ||||||||||
| MGE ENERGY, INC. | ||||||||||||||
| Security | 55277P104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MGEE | Meeting Date | 18-May-2021 | |||||||||||
| ISIN | US55277P1049 | Agenda | 935369454 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Marcia M. Anderson | For | For | |||||||||||
| 2 | Jeffrey M. Keebler | For | For | |||||||||||
| 3 | Gary J. Wolter | For | For | |||||||||||
| 2. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the year 2021. | Management | For | For | ||||||||||
| 3. | Advisory Vote: Approval of the compensation of the named executive officers as disclosed in the proxy statement under the heading "Executive Compensation". | Management | For | For | ||||||||||
| UNITED STATES CELLULAR CORPORATION | ||||||||||||||
| Security | 911684108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | USM | Meeting Date | 18-May-2021 | |||||||||||
| ISIN | US9116841084 | Agenda | 935375027 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | J. S. Crowley | For | For | |||||||||||
| 2 | G. P. Josefowicz | For | For | |||||||||||
| 3 | C. D. Stewart | For | For | |||||||||||
| 2. | Ratify accountants for 2021. | Management | For | For | ||||||||||
| 3. | Advisory vote to approve executive compensation. | Management | For | For | ||||||||||
| PPL CORPORATION | ||||||||||||||
| Security | 69351T106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | PPL | Meeting Date | 18-May-2021 | |||||||||||
| ISIN | US69351T1060 | Agenda | 935382628 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1A. | Election of Director: Arthur P. Beattie | Management | For | For | ||||||||||
| 1B. | Election of Director: Steven G. Elliott | Management | For | For | ||||||||||
| 1C. | Election of Director: Raja Rajamannar | Management | For | For | ||||||||||
| 1D. | Election of Director: Craig A. Rogerson | Management | For | For | ||||||||||
| 1E. | Election of Director: Vincent Sorgi | Management | For | For | ||||||||||
| 1F. | Election of Director: Natica von Althann | Management | For | For | ||||||||||
| 1G. | Election of Director: Keith H. Williamson | Management | For | For | ||||||||||
| 1H. | Election of Director: Phoebe A. Wood | Management | For | For | ||||||||||
| 1I. | Election of Director: Armando Zagalo de Lima | Management | For | For | ||||||||||
| 2. | Advisory vote to approve compensation of named executive officers. | Management | For | For | ||||||||||
| 3. | Ratification of the appointment of Independent Registered Public Accounting Firm. | Management | For | For | ||||||||||
| ROYAL DUTCH SHELL PLC | ||||||||||||||
| Security | 780259206 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | RDSA | Meeting Date | 18-May-2021 | |||||||||||
| ISIN | US7802592060 | Agenda | 935396653 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | Receipt of Annual Report & Accounts. | Management | For | For | ||||||||||
| 2. | Approval of Directors' Remuneration Report. | Management | For | For | ||||||||||
| 3. | Appointment of Jane Holl Lute as a Director of the Company. | Management | For | For | ||||||||||
| 4. | Reappointment of Ben van Beurden as a Director of the Company. | Management | For | For | ||||||||||
| 5. | Reappointment of Dick Boer as a Director of the Company. | Management | For | For | ||||||||||
| 6. | Reappointment of Neil Carson as a Director of the Company. | Management | For | For | ||||||||||
| 7. | Reappointment of Ann Godbehere as a Director of the Company. | Management | For | For | ||||||||||
| 8. | Reappointment of Euleen Goh as a Director of the Company. | Management | For | For | ||||||||||
| 9. | Reappointment of Catherine Hughes as a Director of the Company. | Management | For | For | ||||||||||
| 10. | Reappointment of Martina Hund-Mejean as a Director of the Company. | Management | For | For | ||||||||||
| 11. | Reappointment of Sir Andrew Mackenzie as a Director of the Company. | Management | For | For | ||||||||||
| 12. | Reappointment of Abraham (Bram) Schot as a Director of the Company. | Management | For | For | ||||||||||
| 13. | Reappointment of Jessica Uhl as a Director of the Company. | Management | For | For | ||||||||||
| 14. | Reappointment of Gerrit Zalm as a Director of the Company. | Management | For | For | ||||||||||
| 15. | Reappointment of Auditors. | Management | For | For | ||||||||||
| 16. | Remuneration of Auditors. | Management | For | For | ||||||||||
| 17. | Authority to allot shares. | Management | For | For | ||||||||||
| 18. | Disapplication of pre-emption rights. | Management | Abstain | Against | ||||||||||
| 19. | Authority to purchase own shares. | Management | For | For | ||||||||||
| 20. | Shell's Energy Transition Strategy. | Management | Abstain | Against | ||||||||||
| 21. | Shareholder resolution. | Shareholder | Abstain | Against | ||||||||||
| ORANGE | ||||||||||||||
| Security | 684060106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ORAN | Meeting Date | 18-May-2021 | |||||||||||
| ISIN | US6840601065 | Agenda | 935415441 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | Approval of the statutory financial statements for the fiscal year ended December 31, 2020. | Management | For | For | ||||||||||
| 2. | Approval of the consolidated financial statements for the fiscal year ended December 31, 2020. | Management | For | For | ||||||||||
| 3. | Allocation of income for the fiscal year ended December 31, 2020 as stated in the Company's annual financial statements. | Management | For | For | ||||||||||
| 4. | Agreements provided for in Article L. 225-38 of the French Commercial Code. | Management | For | For | ||||||||||
| 5. | Renewal of the term of office of Bpifrance Participations. | Management | For | For | ||||||||||
| 6. | Renewal of the term of office of KPMG as statutory auditor. | Management | For | For | ||||||||||
| 7. | Renewal of the term of office of Salustro Reydel as alternate statutory auditor. | Management | For | For | ||||||||||
| 8. | Appointment of Deloitte as statutory auditor. | Management | For | For | ||||||||||
| 9. | Appointment of BEAS as alternate statutory auditor. | Management | For | For | ||||||||||
| 10. | Ratification of the transfer of the corporate head office. | Management | For | For | ||||||||||
| 11. | Approval of the information referred to in Article L. 225- 37-3 I. of the French Commercial Code, pursuant to Article L. 225-100 II. of the French Commercial Code. | Management | For | For | ||||||||||
| 12. | Approval of the elements of compensation paid during the fiscal year ended December 31, 2020 or allocated for the same fiscal year to Mr. Stéphane Richard, Chairman and Chief Executive Officer, pursuant to article L. 225- 100 III of the French Commercial Code. | Management | For | For | ||||||||||
| 13. | Approval of the elements of compensation paid during the fiscal year ended December 31, 2020 or allocated for the same fiscal year to Mr. Ramon Fernandez, Deputy Chief Executive Officer Delegate, pursuant to article L. 225-100 III of the French Commercial Code. | Management | For | For | ||||||||||
| 14. | Approval of the elements of compensation paid during the fiscal year ended December 31, 2020 or allocated for the same fiscal year to Mr. Gervais Pellissier, Deputy Chief Executive Officer Delegate, pursuant to article L. 225-100 III of the French Commercial Code. | Management | For | For | ||||||||||
| 15. | Approval of the compensation policy for the Chairman and Chief Executive Officer, pursuant to Article L. 225- 37-2 of the French Commercial Code. | Management | For | For | ||||||||||
| 16. | Approval of the compensation policy for the Deputy Chief Executive Officer Delegates, pursuant to Article L. 225- 37-2 of the French Commercial Code. | Management | For | For | ||||||||||
| 17. | Approval of the compensation policy for non-executive directors, pursuant to Article L. 225-37-2 of the French Commercial Code. | Management | For | For | ||||||||||
| 18. | Authorization to be granted to the Board of Directors to purchase or transfer shares of the Company. | Management | For | For | ||||||||||
| 19. | Delegation of authority to the Board of Directors to issue shares of the Company and complex securities, with shareholder preferential subscription rights (not to be used during a takeover offer period for the Company's securities, unless specifically authorized by the Shareholders' Meeting). | Management | Abstain | Against | ||||||||||
| 20. | Delegation of authority to the Board of Directors to make use of the delegation of authority granted in the nineteenth resolution during a takeover offer period for the Company's securities. | Management | Abstain | Against | ||||||||||
| 21. | Delegation of authority to the Board of Directors to issue shares of the Company and complex securities, without shareholder preferential subscription rights as part of a public offering (not to be used during a takeover offer period for the Company's securities, unless specifically authorized by the Shareholders' Meeting). | Management | Abstain | Against | ||||||||||
| 22. | Delegation of authority to the Board of Directors to make use of the delegation of authority granted in the twenty- first resolution during a takeover offer period for the Company's securities. | Management | Abstain | Against | ||||||||||
| 23. | Delegation of authority to the Board of Directors to issue shares of the Company and complex securities, without shareholder preferential subscription rights, as part of an offer provided for in section II of Article L. 411-2 of the French Monetary and Financial Code (not to be used during a takeover offer period for the Company's securities, unless specifically authorized by the Shareholders' Meeting). | Management | Abstain | Against | ||||||||||
| 24. | Delegation of authority to the Board of Directors to make use of the delegation of authority granted in the twenty- third resolution during a takeover offer period for the Company's securities. | Management | Abstain | Against | ||||||||||
| 25. | Authorization to the Board of Directors to increase the number of issuable securities, in the event of securities to be issued. | Management | For | For | ||||||||||
| 26. | Delegation of authority to the Board of Directors to issue shares and complex, without shareholder preferential subscription rights, in the event of a public exchange offer initiated by the Company (not to be used during a takeover offer period for the Company's securities, unless specifically authorized by the Shareholders' Meeting). | Management | For | For | ||||||||||
| 27. | Delegation of authority to the Board of Directors to make use of the delegation of authority granted in the twenty- sixth resolution during a takeover offer period for the Company's securities. | Management | Abstain | Against | ||||||||||
| 28. | Delegation of powers to the Board of Directors to issue shares and complex securities, without shareholder preferential subscription rights, as consideration for contributions in kind granted to the Company and comprised of equity securities or securities giving access to share capital (not to be used during a takeover offer period for the Company's securities, unless specifically authorized by the Shareholders' Meeting). | Management | For | For | ||||||||||
| 29. | Authorization given to the Board of Directors to make use of the delegation of powers granted in the twenty-eighth resolution during a takeover offer period for the Company's securities. | Management | For | For | ||||||||||
| 30. | Overall limit of authorizations. | Management | For | For | ||||||||||
| 31. | Authorization given to the Board of Directors to allocate free shares of the Company to Corporate Officers and certain Orange group employees without shareholder preferential subscription rights. | Management | For | For | ||||||||||
| 32. | Delegation of authority to the Board of Directors to issue shares or complex securities reserved for members of savings plans without shareholder preferential subscription rights. | Management | For | For | ||||||||||
| 33. | Delegation of authority to the Board of Directors to increase the Company's capital by capitalization of reserves, profits or premiums. | Management | For | For | ||||||||||
| 34. | Authorization to the Board of Directors to reduce the share capital through the cancellation of shares. | Management | For | For | ||||||||||
| 35. | Powers for formalities. | Management | For | For | ||||||||||
| A. | Amendment to the thirty-first resolution - Authorization given to the Board of Directors to allocate free shares of the Company to all Group employees, with the same regularity as the allocation of LTIP for the benefit of Corporate Officers and certain Orange group employees without shareholder preferential subscription rights (extraordinary). | Shareholder | Abstain | Against | ||||||||||
| B. | Amendment to Article 13 of the Bylaws - Plurality of directorships (extraordinary). | Shareholder | Abstain | Against | ||||||||||
| E.ON SE | ||||||||||||||
| Security | D24914133 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 19-May-2021 | ||||||||||||
| ISIN | DE000ENAG999 | Agenda | 713834174 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| 1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2020 | Non-Voting | ||||||||||||
| 2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 0.47 PER SHARE | Management | No Action | |||||||||||
| 3 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2020 | Management | No Action | |||||||||||
| 4 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2020 | Management | No Action | |||||||||||
| 5.1 | RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR 2021 | Management | No Action | |||||||||||
| 5.2 | RATIFY KPMG AG AS AUDITORS FOR HALF-YEAR AND QUARTERLY REPORTS 2021 | Management | No Action | |||||||||||
| 5.3 | RATIFY KPMG AG AS AUDITORS FOR THE FIRST QUARTER OF FISCAL YEAR 2022 | Management | No Action | |||||||||||
| 6 | APPROVE REMUNERATION POLICY | Management | No Action | |||||||||||
| 7 | APPROVE REMUNERATION OF SUPERVISORY BOARD | Management | No Action | |||||||||||
| 8.1 | ELECT ERICH CLEMENTI TO THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 8.2 | ELECT ANDREAS SCHMITZ TO THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 8.3 | ELECT EWALD WOSTE TO THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 9.1 | APPROVE AFFILIATION AGREEMENTS WITH E.ON 45. VERWALTUNGS GMBH | Management | No Action | |||||||||||
| 9.2 | APPROVE AFFILIATION AGREEMENT WITH E.ON 46. VERWALTUNGS GMBH | Management | No Action | |||||||||||
| CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES-TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN-COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH-REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE-RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE-INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE-THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY-TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE- REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD-MORE THAN 3 % OF THE TOTAL SHARE CAPITAL | Non-Voting | ||||||||||||
| CMMT | THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE-AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB-CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE-CONTACT YOUR CLIENT SERVICES REPRESENTATIVE | Non-Voting | ||||||||||||
| CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL | Non-Voting | ||||||||||||
| CMMT | FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE-ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE-APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A-MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING.- COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE | Non-Voting | ||||||||||||
| CMMT | 09 APR 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE- BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS- MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE- TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST- SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY- PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | ||||||||||||
| CMMT | 09 APR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| UNIPER SE | ||||||||||||||
| Security | D8530Z100 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 19-May-2021 | ||||||||||||
| ISIN | DE000UNSE018 | Agenda | 713953431 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 553030 DUE TO RECEIPT OF- ADDITIONAL SHAREHOLDER PROPOSAL FOR RESOLUTION 13. ALL VOTES RECEIVED ON THE- PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS-MEETING NOTICE. THANK YOU | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS-DAY PRIOR TO MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO- BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW-ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED-MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE-THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR-FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE-SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | ||||||||||||
| CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES-TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN-COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH-REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE-RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE-INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE-THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY-TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE- REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD-MORE THAN 3 % OF THE TOTAL SHARE CAPITAL | Non-Voting | ||||||||||||
| CMMT | THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE-AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB-CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE-CONTACT YOUR CLIENT SERVICES REPRESENTATIVE | Non-Voting | ||||||||||||
| CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL | Non-Voting | ||||||||||||
| CMMT | FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE-ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE-APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A-MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING.- COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE | Non-Voting | ||||||||||||
| 1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2020 | Non-Voting | ||||||||||||
| 2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 1.37 PER SHARE | Management | No Action | |||||||||||
| 3 | RESOLUTION ON THE DISCHARGE OF THE MEMBERS OF UNIPER SE'S MANAGEMENT BOARD FOR FINANCIAL YEAR 2020 | Management | No Action | |||||||||||
| 4 | RESOLUTION ON THE DISCHARGE OF THE MEMBERS OF UNIPER SE'S SUPERVISORY BOARD FOR FINANCIAL YEAR 2020 | Management | No Action | |||||||||||
| 5 | RATIFY PRICEWATERHOUSECOOPERS GMBH AS AUDITORS FOR FISCAL YEAR 2021 | Management | No Action | |||||||||||
| 6.1 | ELECT JUDITH BUSS TO THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 6.2 | ELECT ESA HYVAERINEN TO THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 7 | APPROVE REMUNERATION OF SUPERVISORY BOARD | Management | No Action | |||||||||||
| 8 | APPROVE REMUNERATION POLICY | Management | No Action | |||||||||||
| 9 | APPROVE ISSUANCE OF WARRANTS/BONDS WITH WARRANTS ATTACHED/CONVERTIBLE BONDS WITHOUT PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL AMOUNT OF EUR 1 BILLION APPROVE CREATION OF EUR 145.1 MILLION POOL OF CAPITAL TO GUARANTEE CONVERSION RIGHTS | Management | No Action | |||||||||||
| 10 | APPROVE CREATION OF EUR 145.1 MILLION POOL OF CAPITAL WITHOUT PREEMPTIVE RIGHTS | Management | No Action | |||||||||||
| 11 | AUTHORIZE SHARE REPURCHASE PROGRAM AND REISSUANCE OR CANCELLATION OF REPURCHASED SHARES | Management | No Action | |||||||||||
| 12.1 | AMEND ARTICLES RE: SUPERVISORY BOARD TERM OF OFFICE | Management | No Action | |||||||||||
| 12.2 | AMEND ARTICLES RE: ONLINE PARTICIPATION IN THE GENERAL MEETING | Management | No Action | |||||||||||
| 13 | PLEASE NOTE THAT THIS IS A SHAREHOLDER PROPOSAL SUBMITTED BY FORTUM DEUTSCHLAND SE : ELECT NORA STEINER-FORSBERG TO THE SUPERVISORY BOARD | Shareholder | No Action | |||||||||||
| PINNACLE WEST CAPITAL CORPORATION | ||||||||||||||
| Security | 723484101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | PNW | Meeting Date | 19-May-2021 | |||||||||||
| ISIN | US7234841010 | Agenda | 935366446 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Glynis A. Bryan | For | For | |||||||||||
| 2 | Denis A. Cortese, M.D. | For | For | |||||||||||
| 3 | Richard P. Fox | For | For | |||||||||||
| 4 | Jeffrey B. Guldner | For | For | |||||||||||
| 5 | Dale E. Klein, Ph.D. | For | For | |||||||||||
| 6 | Kathryn L. Munro | For | For | |||||||||||
| 7 | Bruce J. Nordstrom | For | For | |||||||||||
| 8 | Paula J. Sims | For | For | |||||||||||
| 9 | William H. Spence | For | For | |||||||||||
| 10 | James E. Trevathan, Jr. | For | For | |||||||||||
| 11 | David P. Wagener | For | For | |||||||||||
| 2. | Advisory vote to approve executive compensation as disclosed in the 2021 Proxy Statement. | Management | For | For | ||||||||||
| 3. | Approval of the Pinnacle West Capital Corporation Long- Term Incentive Plan. | Management | For | For | ||||||||||
| 4. | Ratify the appointment of the independent accountant for the year ending December 31, 2021. | Management | For | For | ||||||||||
| HALLIBURTON COMPANY | ||||||||||||||
| Security | 406216101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | HAL | Meeting Date | 19-May-2021 | |||||||||||
| ISIN | US4062161017 | Agenda | 935372829 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1A. | Election of Director: Abdulaziz F. Al Khayyal | Management | For | For | ||||||||||
| 1B. | Election of Director: William E. Albrecht | Management | For | For | ||||||||||
| 1C. | Election of Director: M. Katherine Banks | Management | For | For | ||||||||||
| 1D. | Election of Director: Alan M. Bennett | Management | For | For | ||||||||||
| 1E. | Election of Director: Milton Carroll | Management | For | For | ||||||||||
| 1F. | Election of Director: Murry S. Gerber | Management | For | For | ||||||||||
| 1G. | Election of Director: Patricia Hemingway Hall | Management | For | For | ||||||||||
| 1H. | Election of Director: Robert A. Malone | Management | For | For | ||||||||||
| 1I. | Election of Director: Jeffrey A. Miller | Management | For | For | ||||||||||
| 1J. | Election of Director: Bhavesh V. Patel | Management | For | For | ||||||||||
| 2. | Ratification of Selection of Principal Independent Public Accountants. | Management | For | For | ||||||||||
| 3. | Advisory Approval of Executive Compensation. | Management | For | For | ||||||||||
| 4. | Proposal to Amend and Restate the Halliburton Company Stock and Incentive Plan. | Management | For | For | ||||||||||
| 5. | Proposal to Amend and Restate the Halliburton Company Employee Stock Purchase Plan. | Management | For | For | ||||||||||
| XCEL ENERGY INC. | ||||||||||||||
| Security | 98389B100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | XEL | Meeting Date | 19-May-2021 | |||||||||||
| ISIN | US98389B1008 | Agenda | 935380321 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1A. | Election of Director: Lynn Casey | Management | For | For | ||||||||||
| 1B. | Election of Director: Ben Fowke | Management | For | For | ||||||||||
| 1C. | Election of Director: Robert Frenzel | Management | For | For | ||||||||||
| 1D. | Election of Director: Netha Johnson | Management | For | For | ||||||||||
| 1E. | Election of Director: Patricia Kampling | Management | For | For | ||||||||||
| 1F. | Election of Director: George Kehl | Management | For | For | ||||||||||
| 1G. | Election of Director: Richard O'Brien | Management | For | For | ||||||||||
| 1H. | Election of Director: Charles Pardee | Management | For | For | ||||||||||
| 1I. | Election of Director: Christopher Policinski | Management | For | For | ||||||||||
| 1J. | Election of Director: James Prokopanko | Management | For | For | ||||||||||
| 1K. | Election of Director: David Westerlund | Management | For | For | ||||||||||
| 1L. | Election of Director: Kim Williams | Management | For | For | ||||||||||
| 1M. | Election of Director: Timothy Wolf | Management | For | For | ||||||||||
| 1N. | Election of Director: Daniel Yohannes | Management | For | For | ||||||||||
| 2. | Company proposal to approve, on an advisory basis, executive compensation. | Management | For | For | ||||||||||
| 3. | Company proposal to ratify the appointment of Deloitte & Touche LLP as Xcel Energy Inc.'s independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
| 4. | Shareholder proposal regarding a report on the costs and benefits of Xcel Energy's voluntary climate-related activities. | Shareholder | Abstain | Against | ||||||||||
| LUMEN TECHNOLOGIES, INC. | ||||||||||||||
| Security | 550241103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | LUMN | Meeting Date | 19-May-2021 | |||||||||||
| ISIN | US5502411037 | Agenda | 935382832 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
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| 1A. | Election of Director: Quincy L. Allen | Management | For | For | ||||||||||
| 1B. | Election of Director: Martha Helena Bejar | Management | For | For | ||||||||||
| 1C. | Election of Director: Peter C. Brown | Management | For | For | ||||||||||
| 1D. | Election of Director: Kevin P. Chilton | Management | For | For | ||||||||||
| 1E. | Election of Director: Steven T. "Terry" Clontz | Management | For | For | ||||||||||
| 1F. | Election of Director: T. Michael Glenn | Management | For | For | ||||||||||
| 1G. | Election of Director: W. Bruce Hanks | Management | For | For | ||||||||||
| 1H. | Election of Director: Hal Stanley Jones | Management | For | For | ||||||||||
| 1I. | Election of Director: Michael Roberts | Management | For | For | ||||||||||
| 1J. | Election of Director: Laurie Siegel | Management | For | For | ||||||||||
| 1K. | Election of Director: Jeffrey K. Storey | Management | For | For | ||||||||||
| 2. | Ratify the appointment of KPMG LLP as our independent auditor for 2021. | Management | For | For | ||||||||||
| 3. | Ratify the amendment to our Amended and Restated NOL Rights Plan. | Management | For | For | ||||||||||
| 4. | Advisory vote to approve our executive compensation. | Management | For | For | ||||||||||
| E.ON SE | ||||||||||||||
| Security | 268780103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | EONGY | Meeting Date | 19-May-2021 | |||||||||||
| ISIN | US2687801033 | Agenda | 935405729 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
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| 2. | Appropriation of balance sheet profit for financial year 2020. | Management | For | |||||||||||
| 3. | Discharge of the Board of Management for financial year 2020. | Management | For | |||||||||||
| 4. | Discharge of the Supervisory Board for financial year 2020. | Management | For | |||||||||||
| 5.A | Election of the auditors for financial year 2021 and the review of financial statements for financial year 2021 and the first quarter of financial year 2022: KPMG AG Wirtschaftsprüfungsgesellschaft, Düsseldorf, is appointed as auditor and group auditor for financial year 2021. | Management | For | |||||||||||
| 5.B | Election of the auditors for financial year 2021 and the review of financial statements for financial year 2021 and the first quarter of financial year 2022: KPMG AG Wirtschaftsprüfungsgesellschaft, Düsseldorf, is appointed as auditor for a review of short-version financial statements and interim Management Reports for financial year 2021. | Management | For | |||||||||||
| 5.C | Election of the auditors for financial year 2021 and the review of financial statements for financial year 2021 and the first quarter of financial year 2022: KPMG AG Wirtschaftsprüfungsgesellschaft, Düsseldorf, is appointed as auditor for a review of the short-version financial statements and the interim Management Report for the first quarter of financial year 2022. | Management | For | |||||||||||
| 6. | Approval of the system of compensation for members of the Board of Management. | Management | For | |||||||||||
| 7. | Resolution on the remuneration of the members of the Supervisory Board. | Management | For | |||||||||||
| 8.A | Elections to the Supervisory Board: Mr. Erich Clementi, Vice Chairman of the Supervisory Board of E.ON SE, Rye/United States of America. | Management | For | |||||||||||
| 8.B | Elections to the Supervisory Board: Mr. Andreas Schmitz, Attorney at Law, Düsseldorf. | Management | For | |||||||||||
| 8.C | Elections to the Supervisory Board: Mr. Ewald Woste, Management Consultant, Gmund am Tegernsee. | Management | For | |||||||||||
| 9.A | Resolution on approving the conclusion of control and profit and loss transfer agreements between E.ON SE and two of its subsidiaries: The General Meeting of Shareholders approves the control and profit and loss transfer agreement concluded on March 24, 2021 between E.ON SE as the controlling company and E.ON 45. Verwaltungs GmbH as the dependent entity, with its registered office in Essen, Local Court of Essen, HRB 32019. | Management | For | |||||||||||
| 9.B | Resolution on approving the conclusion of control and profit and loss transfer agreements between E.ON SE and two of its subsidiaries: The General Meeting of Shareholders approves the control and profit and loss transfer agreement concluded on March 24, 2021 between E.ON SE as the controlling company and E.ON 46. Verwaltungs GmbH as the dependent entity, with its registered office in Essen, Local Court of Essen, HRB 32020. | Management | For | |||||||||||
| ARDAGH GROUP S.A. | ||||||||||||||
| Security | L0223L101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ARD | Meeting Date | 19-May-2021 | |||||||||||
| ISIN | LU1565283667 | Agenda | 935406795 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
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| A1 | Consider the reports of the Board of Directors of the Company and the report of the statutory auditor (réviseur d'entreprises agréé) on the Company's consolidated financial statements for the financial year ended December 31, 2020 and approve the Company's consolidated financial statements for the financial year ended December 31, 2020. | Management | For | For | ||||||||||
| A2 | Consider the report of the statutory auditor (réviseur d'entreprises agréé) on the Company's annual accounts for the financial year ended December 31, 2020 and approve the Company's annual accounts for the financial year ended December 31, 2020. | Management | For | For | ||||||||||
| A3 | Confirm the distribution of dividends decided by the Board of Directors of the Company during the financial year ended December 31, 2020 and resolve to carry forward the remaining profit for the year ended December 31, 2020. | Management | For | For | ||||||||||
| A4 | Grant discharge (quitus) to all members of the Board of Directors of the Company who were in office during the financial year ended December 31, 2020 for the proper performance of their duties. | Management | For | For | ||||||||||
| A5A | Re-election of Class III Director until the 2024 annual general meeting: Mr. Johan Gorter | Management | For | For | ||||||||||
| A5B | Re-election of Class III Director until the 2024 annual general meeting: The Rt. Hon. the Lord Hammond of Runnymede | Management | For | For | ||||||||||
| A5C | Re-election of Class III Director until the 2024 annual general meeting: Mr. Damien O'Brien | Management | For | For | ||||||||||
| A5D | Re-election of Class III Director until the 2024 annual general meeting: Mr. Hermanus Troskie | Management | For | For | ||||||||||
| A6 | Approve the aggregate amount of the directors' remuneration. | Management | For | For | ||||||||||
| A7 | Appoint PricewaterhouseCoopers Société coopérative as statutory auditor (réviseur d'entreprises agréé) of the Company for the period ending at the 2022 annual general meeting of shareholders. | Management | For | For | ||||||||||
| E1 | Renewal of the authorization granted to the Board of Directors to increase the issued share capital up to the authorized share capital with authority to limit or cancel the shareholders' preferential subscription right, during a period of five years ending on the fifth anniversary of the 2021 Extraordinary General Meeting and amendment to article 7 of the Articles of Association accordingly. | Management | Abstain | Against | ||||||||||
| E2 | Renewal of the authorization granted to the Board of Directors to purchase, acquire or receive the Company's own shares for cancellation or hold them as treasury shares during a period of five years ending on the fifth anniversary of the 2021 Extraordinary General Meeting and amendment to article 9 of the Articles of Association accordingly. | Management | For | For | ||||||||||
| TELEFONICA DEUTSCHLAND HOLDING AG | ||||||||||||||
| Security | D8T9CK101 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 20-May-2021 | ||||||||||||
| ISIN | DE000A1J5RX9 | Agenda | 713855293 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
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| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES-TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN-COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH-REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE-RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE-INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE-THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY-TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE- REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD-MORE THAN 3 % OF THE TOTAL SHARE CAPITAL | Non-Voting | ||||||||||||
| CMMT | THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE-AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB-CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE-CONTACT YOUR CLIENT SERVICES REPRESENTATIVE | Non-Voting | ||||||||||||
| CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE | Non-Voting | ||||||||||||
| EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL | ||||||||||||||
| CMMT | FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE-ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE-APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A-MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING.- COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE | Non-Voting | ||||||||||||
| 1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2020 | Non-Voting | ||||||||||||
| 2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 0.18 PER SHARE | Management | No Action | |||||||||||
| 3 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2020 | Management | No Action | |||||||||||
| 4 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2020 | Management | No Action | |||||||||||
| 5.1 | RATIFY PRICEWATERHOUSECOOPERS GMBH AS AUDITORS FOR FISCAL YEAR 2021 | Management | No Action | |||||||||||
| 5.2 | RATIFY PRICEWATERHOUSECOOPERS GMBH AS AUDITORS FOR THE 2022 INTERIM FINANCIAL STATEMENTS UNTIL THE 2022 AGM | Management | No Action | |||||||||||
| 6 | APPROVE REMUNERATION POLICY | Management | No Action | |||||||||||
| 7 | APPROVE REMUNERATION OF SUPERVISORY BOARD | Management | No Action | |||||||||||
| 8.1 | ELECT STEFANIE OESCHGER TO THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 8.2 | ELECT ERNESTO GARDELLIANO TO THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 9 | APPROVE CREATION OF EUR 1.5 MILLION POOL OF CAPITAL WITHOUT PREEMPTIVE RIGHTS | Management | No Action | |||||||||||
| CMMT | 13 APR 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER | Non-Voting | ||||||||||||
| WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE- BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS- MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE- TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST- SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY- PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU. | ||||||||||||||
| CMMT | 13 APR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| TENCENT HOLDINGS LTD | ||||||||||||||
| Security | G87572163 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 20-May-2021 | ||||||||||||
| ISIN | KYG875721634 | Agenda | 713856310 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
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| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0408/2021040802057.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0408/2021040802049.pdf | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | ||||||||||||
| 1 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS, THE DIRECTORS' REPORT AND THE INDEPENDENT AUDITOR 'S REPORT FOR THE YEAR ENDED 31 DECEMBER 2020 | Management | For | For | ||||||||||
| 2 | TO DECLARE A FINAL DIVIDEND | Management | For | For | ||||||||||
| 3.A | TO RE-ELECT MR YANG SIU SHUN AS DIRECTOR | Management | For | For | ||||||||||
| 3.B | TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE DIRECTORS' REMUNERATION | Management | For | For | ||||||||||
| 4 | TO RE-APPOINT AUDITOR AND AUTHORISE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION: PRICEWATERHOUSECOOPERS AS AUDITOR | Management | For | For | ||||||||||
| 5 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE NEW SHARES | Management | Abstain | Against | ||||||||||
| 6 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES | Management | For | For | ||||||||||
| 7 | TO EXTEND THE GENERAL MANDATE TO ISSUE NEW SHARES BY ADDING THE NUMBER OF SHARES REPURCHASED | Management | Abstain | Against | ||||||||||
| CMMT | 12 APR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTION 4. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| JC DECAUX SA | ||||||||||||||
| Security | F5333N100 | Meeting Type | MIX | |||||||||||
| Ticker Symbol | Meeting Date | 20-May-2021 | ||||||||||||
| ISIN | FR0000077919 | Agenda | 713911964 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
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| CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | ||||||||||||
| CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||||
| CMMT | 16 APR 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CUSTODIAN) WILL BE REQUIRED TO-INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN-THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED-TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER-HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL BE-RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS DAY PRIOR TO-MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED,-THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE-CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CUSTODIAN MAY USE YOUR VOTE- INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL-INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR-CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER-OR NOT THEY | Non-Voting | ||||||||||||
| REQUIRE SEPARATE INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT-SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF NO SHAREHOLDER-DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED RISK OF BEING-REJECTED. THANK YOU | ||||||||||||||
| CMMT | PLEASE NOTE THAT DUE TO THE CURRENT COVID19 CRISIS AND IN ACCORDANCE WITH THE- PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF- NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18,-2020 THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE-PHYSICAL PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO-NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS-SITUATION CHANGE, THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY-CONSULT THE COMPANY WEBSITE | Non-Voting | ||||||||||||
| CMMT | 03 MAY 2021: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/balo/document/202104142100906-45 AND-https://www.journal- officiel.gouv.fr/balo/document/202105032101281-53 AND-PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF COMMENT. IF YOU-HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE-TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE. | Non-Voting | ||||||||||||
| 1 | APPROVAL OF THE FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2020 - APPROVAL OF EXPENSES NON-DEDUCTIBLE FOR TAX PURPOSES | Management | No Action | |||||||||||
| 2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED DECEMBER 31, 2020 | Management | No Action | |||||||||||
| 3 | ALLOCATION OF PROFITS FOR THE FINANCIAL YEAR ENDED DECEMBER 31, 2020 | Management | No Action | |||||||||||
| 4 | STATUTORY AUDITORS' SPECIAL REPORT ON AGREEMENTS REFERRED TO IN ARTICLES L. 225-86 ET SEQ. OF THE COMMERCIAL CODE - ACKNOWLEDGEMENT OF THE ABSENCE OF NEW AGREEMENTS | Management | No Action | |||||||||||
| 5 | REAPPOINTMENT OF MR. MICHEL BLEITRACH AS MEMBER OF THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 6 | REAPPOINTMENT OF MR. JEAN-PIERRE DECAUX AS MEMBER OF THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 7 | REAPPOINTMENT OF MR. JEAN-FRANCOIS DUCREST AS MEMBER OF THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 8 | REAPPOINTMENT OF MR. PIERRE MUTZ AS MEMBER OF THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 9 | DETERMINATION OF THE AMOUNT OF REMUNERATION OF THE MEMBERS OF THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 10 | APPROVAL OF THE COMPENSATION POLICY FOR THE CHAIRMAN OF THE EXECUTIVE BOARD AND MEMBERS OF THE EXECUTIVE BOARD IN ACCORDANCE WITH ARTICLE L. 22-10-26 II OF THE COMMERCIAL CODE | Management | No Action | |||||||||||
| 11 | APPROVAL OF THE COMPENSATION POLICY FOR THE CHAIRMAN OF THE SUPERVISORY BOARD AND MEMBERS OF THE SUPERVISORY BOARD IN ACCORDANCE WITH ARTICLE L. 22-10-26 II OF THE COMMERCIAL CODE | Management | No Action | |||||||||||
| 12 | APPROVAL OF THE COMPENSATION PAID OR GRANTED IN RESPECT OF THE FINANCIAL YEAR ENDED DECEMBER 31, 2020 TO ALL CORPORATE OFFICERS (MEMBERS OF THE EXECUTIVE BOARD AND THE SUPERVISORY BOARD) | Management | No Action | |||||||||||
| 13 | APPROVAL OF THE COMPENSATION PAID OR GRANTED TO JEAN-CHARLES DECAUX, CHAIRMAN OF THE EXECUTIVE BOARD, FOR THE YEAR ENDED DECEMBER 31, 2020 | Management | No Action | |||||||||||
| 14 | APPROVAL OF THE COMPENSATION PAID OR GRANTED TO JEAN-FRANCOIS DECAUX, MEMBER OF THE EXECUTIVE BOARD AND CHIEF EXECUTIVE OFFICER, FOR THE YEAR ENDED DECEMBER 31, 2020 | Management | No Action | |||||||||||
| 15 | APPROVAL OF THE COMPENSATION PAID OR GRANTED TO EMMANUEL BASTIDE, DAVID BOURG AND DANIEL HOFER, MEMBERS OF THE BOARD OF DIRECTORS, FOR THE YEAR ENDED DECEMBER 31, 2020 | Management | No Action | |||||||||||
| 16 | APPROVAL OF THE COMPENSATION PAID OR GRANTED TO GERARD DEGONSE, CHAIRMAN OF THE SUPERVISORY BOARD, FOR THE YEAR ENDED DECEMBER 31, 2020 | Management | No Action | |||||||||||
| 17 | AUTHORISATION TO BE GIVEN TO THE EXECUTIVE BOARD TO OPERATE ON THE COMPANY'S SHARES WITHIN THE FRAMEWORK OF THE MECHANISM UNDER ARTICLE L. 22-10-62 OF THE COMMERCIAL CODE | Management | No Action | |||||||||||
| 18 | AUTHORISATION TO BE GIVEN TO THE EXECUTIVE BOARD TO REDUCE THE SHARE CAPITAL BY THE CANCELLATION OF TREASURY SHARES | Management | No Action | |||||||||||
| 19 | DELEGATION OF AUTHORITY TO BE GIVEN TO THE EXECUTIVE BOARD TO ISSUE ORDINARY SHARES AND/OR EQUITY SECURITIES GIVING ACCESS TO OTHER SECURITIES OR GIVING ENTITLEMENT TO THE ALLOCATION OF DEBT SECURITIES AND/OR SECURITIES GIVING ACCESS TO SECURITIES TO BE ISSUED, WITH MAINTENANCE OF THE PREFERENTIAL SUBSCRIPTION RIGHT | Management | No Action | |||||||||||
| 20 | DELEGATIONS TO INCREASE CAPITAL, WITHOUT PREFERENTIAL RIGHT TO SUBSCRIPTION, BY PUBLIC OFFER UNDER ARTICLE L.411-2 OF THE MONETARY AND FINANCIAL CODE | Management | No Action | |||||||||||
| 21 | DELEGATIONS TO INCREASE CAPITAL, WITHOUT PREFERENTIAL RIGHT TO SUBSCRIPTION, BY AN OFFER REFERRED TO IN ARTICLE L 411-2 OF THE MONETARY AND FINANCIAL CODE | Management | No Action | |||||||||||
| 22 | AUTHORISATION GRANTED TO THE EXECUTIVE BOARD, IN THE EVENT OF THE ISSUE WITH CANCELLATION OF SHAREHOLDERS' PREFERENTIAL SUBSCRIPTION RIGHTS OF ORDINARY SHARES AND/OR EQUITY SECURITIES GIVING ACCESS TO OTHER EQUITY SECURITIES OR GIVING ENTITLEMENT TO THE ALLOCATION OF DEBT SECURITIES AND/OR SECURITIES GIVING ACCESS TO EQUITY SECURITIES | Management | No Action | |||||||||||
| 23 | DELEGATION OF AUTHORITY TO BE GIVEN TO THE EXECUTIVE BOARD TO INCREASE THE NUMBER OF SHARES OR SECURITIES GIVING ACCESS TO SECURITIES TO ISSUE (OVER-ALLOTMENT OPTION) IN CASE OF ISSUANCE WITH THE REMOVAL OR MAINTENANCE OF THE PREFERENTIAL SUBSCRIPTION RIGHT | Management | No Action | |||||||||||
| 24 | DELEGATION OF AUTHORITY TO BE GIVEN TO THE EXECUTIVE BOARD TO INCREASE THE CAPITAL BY THE ISSUANCE OF ORDINARY SHARES AND/OR SECURITIES GIVING ACCESS TO THE CAPITAL, WITHIN THE LIMIT OF 10% OF THE CAPITAL TO REMUNERATE CONTRIBUTIONS IN KIND OF SHARES OR SECURITIES GIVING ACCESS TO THE CAPITAL | Management | No Action | |||||||||||
| 25 | DELEGATION OF AUTHORITY TO BE GIVEN TO THE EXECUTIVE BOARD TO INCREASE THE SHARE CAPITAL BY INCORPORATION OF RESERVES, PROFITS OR PREMIUMS | Management | No Action | |||||||||||
| 26 | AUTHORISATION TO BE GIVEN TO THE EXECUTIVE BOARD TO GRANT SHARE SUBSCRIPTION OR PURCHASE OPTIONS WITH REMOVAL OF THE PREFERENTIAL SUBSCRIPTION RIGHT IN FAVOUR OF SALARIED EMPLOYEES AND CORPORATE OFFICERS OF THE GROUP OR SOME OF THEM, WAIVER BY THE SHAREHOLDERS OF THEIR PREFERENTIAL SUBSCRIPTION RIGHT | Management | No Action | |||||||||||
| 27 | AUTHORISATION TO BE GIVEN TO THE EXECUTIVE BOARD TO PROCEED WITH FREE ALLOCATIONS OF EXISTING SHARES OR NEW SHARES WITH REMOVAL OF THE PREFERENTIAL SUBSCRIPTION RIGHT IN FAVOUR OF THE SALARIED EMPLOYEES AND CORPORATE OFFICERS OF THE GROUP OR SOME OF THEM | Management | No Action | |||||||||||
| 28 | DELEGATION OF AUTHORITY TO BE GIVEN TO THE EXECUTIVE BOARD TO DECIDE TO INCREASE THE SHARE CAPITAL BY ISSUING SHARES OR SECURITIES GIVING ACCESS TO SECURITIES TO ISSUE RESERVED FOR MEMBERS OF SAVINGS PLANS, WITH REMOVAL OF THE PREFERENTIAL SUBSCRIPTION RIGHT IN FAVOUR OF THESE MEMBERS | Management | No Action | |||||||||||
| 29 | DELEGATION OF AUTHORITY TO BE GIVEN TO THE EXECUTIVE BOARD TO DECIDE TO INCREASE THE SHARE CAPITAL BY ISSUING SHARES OR SECURITIES GIVING ACCESS TO SECURITIES TO BE ISSUED RESERVED FOR CATEGORIES OF BENEFICIARIES WITHIN THE FRAMEWORK OF AN EMPLOYEE SHAREHOLDING OPERATION, WITH CANCELLATION OF THE PREFERENTIAL SUBSCRIPTION RIGHT | Management | No Action | |||||||||||
| 30 | DELEGATION TO BE GIVEN TO THE SUPERVISORY BOARD TO HARMONIZE THE COMPANY'S BYLAWS | Management | No Action | |||||||||||
| 31 | POWERS TO CARRY OUT FORMALITIES | Management | No Action | |||||||||||
| ENEL S.P.A. | ||||||||||||||
| Security | T3679P115 | Meeting Type | Ordinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 20-May-2021 | ||||||||||||
| ISIN | IT0003128367 | Agenda | 713943529 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO- BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| O.1 | TO APPROVE THE BALANCE SHEET AS OF 31 DECEMBER 2020. BOARD OF DIRECTORS' REPORT, INTERNAL AND EXTERNAL AUDITORS REPORTS. RESOLUTIONS RELATED THERETO. TO PRESENT THE CONSOLIDATED BALANCE SHEET AS OF 31 DECEMBER 2020 AND THE NON-FINANCIAL CONSOLIDATED DECLARATION RELATED TO YEAR 2020 | Management | No Action | |||||||||||
| O.2 | PROFIT ALLOCATION AND DIVIDEND DISTRIBUTION OF AVAILABLE RESERVES | Management | No Action | |||||||||||
| O.3 | TO AUTHORISE THE PURCHASE AND DISPOSAL OF OWN SHARES, UPON REVOCATION OF THE AUTHORISATION CONFERRED BY THE ORDINARY MEETING OF THE 14 MAY 2020. RESOLUTIONS RELATED THERETO | Management | No Action | |||||||||||
| O.4 | 2021 LONG-TERM INCENTIVE PLAN FOR THE MANAGEMENT OF ENEL S.P.A. AND/OR COMPANIES CONTROLLED BY IT AS PER ART. 2359 OF THE CIVIL CODE | Management | No Action | |||||||||||
| O.5.1 | REWARDING POLICY AND EMOLUMENT PAID REPORT. FIRST SECTION: REWARDING POLICY REPORT FOR 2021 (BINDING RESOLUTION) | Management | No Action | |||||||||||
| O.5.2 | REWARDING POLICY AND EMOLUMENT PAID REPORT. SECOND SECTION: EMOLUMENT PAID REPORT FOR 2020 (NON-BINDING RESOLUTION) | Management | No Action | |||||||||||
| CMMT | 21 APR 2021: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE-CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE-II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE-VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF- DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED-CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| CMMT | 22 APR 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT-AND MEETING TYPE WAS CHANGED FROM AGM TO OGM. IF YOU HAVE ALREADY SENT IN-YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL- INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| TENCENT HOLDINGS LTD | ||||||||||||||
| Security | G87572163 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 20-May-2021 | ||||||||||||
| ISIN | KYG875721634 | Agenda | 714010410 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
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| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0423/2021042302014.pdf, | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- RESOLUTION 1, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | ||||||||||||
| 1 | TO ADOPT THE SHARE OPTION PLAN OF CHINA LITERATURE LIMITED | Management | Abstain | Against | ||||||||||
| ENGIE SA | ||||||||||||||
| Security | F7629A107 | Meeting Type | MIX | |||||||||||
| Ticker Symbol | Meeting Date | 20-May-2021 | ||||||||||||
| ISIN | FR0010208488 | Agenda | 714067483 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
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| CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | ||||||||||||
| CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT DUE TO THE CURRENT COVID19 CRISIS AND IN ACCORDANCE WITH THE- PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF- NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18,-2020 THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE-PHYSICAL PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO-NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS-SITUATION CHANGE, THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY-CONSULT THE COMPANY WEBSITE | Non-Voting | ||||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY-CLICKING ON THE MATERIAL URL LINK:-https://www.journal- officiel.gouv.fr/balo/document/202105032101281-53 | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS-DAY PRIOR TO MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO- BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW-ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED-MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE-THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR-FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE-SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 571213 DUE TO RECEIVED-CHANGE IN SEQUENCE OF RESOLUTIONS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING-WILL BE DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE-REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE-EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE | Non-Voting | ||||||||||||
| CLOSED AND-YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE- ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS-SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU | ||||||||||||||
| 1 | THE SHAREHOLDERS' MEETING, AFTER HAVING REVIEWED THE REPORTS OF THE BOARD OF DIRECTORS AND THE AUDITORS, APPROVES THE COMPANY'S FINANCIAL STATEMENTS FOR THE FISCAL YEAR THAT ENDED IN 2020, AS PRESENTED TO THE MEETING, SHOWING NET LOSS AMOUNTING TO EUR (3,928,252,423.00). THE SHAREHOLDERS' MEETING APPROVES THE NON- DEDUCTIBLE EXPENSES AND CHARGES AMOUNTING TO EUR 1,238,685.00 | Management | No Action | |||||||||||
| 2 | THE SHAREHOLDERS' MEETING, AFTER HAVING REVIEWED THE REPORTS OF THE BOARD OF DIRECTORS AND THE AUDITORS, APPROVES THE CONSOLIDATED FINANCIAL STATEMENTS FOR SAID FINANCIAL YEAR, AS PRESENTED TO THE MEETING, SHOWING NET CONSOLIDATED LOSS (GROUP SHARE) AMOUNTING TO EUR (1,536,305,773.00) | Management | No Action | |||||||||||
| 3 | THE SHAREHOLDERS' MEETING APPROVES THE RECOMMENDATIONS OF THE BOARD OF DIRECTORS AND RESOLVES TO RECORD THE NET LOSS FOR THE YEAR OF EUR (3,928,252,423.00) AS A DEFICIT IN THE ADDITIONAL PAID-IN CAPITAL ACCOUNT (THE RETAINED EARNINGS AMOUNTING TO EUR 0.00), AND DECIDES TO TRANSFER THE AMOUNT OF EUR 1,304,535,923.00 FROM THE ADDITIONAL PAID-IN CAPITAL ACCOUNT TO ALLOCATE THE DIVIDENDS, AFTER WHICH, THE ADDITIONAL PAID-IN CAPITAL ACCOUNT WILL SHOW A NEW BALANCE OF EUR 22,233,760,727.00. THE SHAREHOLDERS WILL BE GRANTED A DIVIDEND OF EUR 0.53 PER SHARE. A 10 PER CENT EXCEPTIONAL DIVIDEND, I.E. EUR 0.053 PER SHARE, WILL BE ALLOCATED TO THE SHARES UNDER REGISTERED FORM. THE DIVIDEND AND EXCEPTIONAL DIVIDEND WILL BE PAID ON MAY 26, 2021. THE AMOUNT CORRESPONDING TO THE TREASURY SHARES WILL BE ALLOCATED TO THE OTHER RESERVES. FOR THE LAST 3 FINANCIAL YEARS, THE DIVIDENDS WERE PAID AS FOLLOWS: EUR 0.70 PER SHARE FOR FISCAL YEAR 2017 EUR 1.12 PER SHARE FOR FISCAL YEAR 2018 EUR 0.00 PER SHARE FOR FISCAL YEAR 2019 | Management | No Action | |||||||||||
| 4 | THE SHAREHOLDERS' MEETING, AFTER REVIEWING THE SPECIAL REPORT OF THE AUDITORS ON AGREEMENTS GOVERNED BY ARTICLE L.225-38 OF THE FRENCH COMMERCIAL CODE, APPROVES SAID REPORT AND TAKES NOTICE OF THE AGREEMENTS REFERRED TO THEREIN ENTERED INTO AND PREVIOUSLY APPROVED WHICH REMAINED IN FORCE DURING SAID FISCAL YEAR | Management | No Action | |||||||||||
| 5 | THE SHAREHOLDERS' MEETING AUTHORIZES THE BOARD OF DIRECTORS TO BUY BACK THE COMPANY'S SHARES, SUBJECT TO THE CONDITIONS DESCRIBED BELOW: MAXIMUM PURCHASE PRICE: EUR 30.00, MAXIMUM NUMBER OF SHARES TO BE ACQUIRED: 10 PER CENT OF THE SHARES COMPOSING THE SHARE CAPITAL, MAXIMUM FUNDS INVESTED IN THE SHARE BUYBACKS: EUR 7,300,000,000.00. THE NUMBER OF SHARES ACQUIRED BY THE COMPANY WITH A VIEW TO RETAINING OR DELIVERING IN CASH OR IN AN EXCHANGE AS PART OF A MERGER, DIVESTMENT OR CAPITAL CONTRIBUTION CANNOT EXCEED 5 PER CENT OF ITS CAPITAL. THIS AUTHORIZATION IS GIVEN FOR AN 18-MONTH PERIOD. THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS' MEETING OF THE 14TH OF MAY 2020 IN ITS RESOLUTION NUMBER 6. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Management | No Action | |||||||||||
| 6 | THE SHAREHOLDERS' MEETING APPOINTS AS A DIRECTOR, MRS CATHERINE MACGREGOR, FOR A 4-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2024 FISCAL YEAR | Management | No Action | |||||||||||
| 7 | THE SHAREHOLDERS' MEETING APPOINTS AS A DIRECTOR REPRESENTING THE EMPLOYEE SHAREHOLDERS, MRS JACINTHE DELAGE, FOR A 4- YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2024 FISCAL YEAR | Management | No Action | |||||||||||
| 8 | THE SHAREHOLDERS' MEETING APPOINTS AS A DIRECTOR REPRESENTING THE EMPLOYEE SHAREHOLDERS, MR STEVEN LAMBERT, FOR A 4- YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2024 FISCAL YEAR | Management | No Action | |||||||||||
| 9 | THE SHAREHOLDERS' MEETING APPROVES THE INFORMATION RELATED TO THE COMPENSATION PAID AND AWARDED TO THE CORPORATE OFFICERS FOR THE 2020 FISCAL YEAR, IN ACCORDANCE WITH THE ARTICLE L.22-10-9 I OF THE FRENCH COMMERCIAL CODE | Management | No Action | |||||||||||
| 10 | THE SHAREHOLDERS' MEETING APPROVES THE FIXED, VARIABLE AND ONE-OFF COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS OF ANY KIND PAID AND AWARDED TO MR JEAN-PIERRE CLAMADIEU AS CHAIRMAN OF THE BOARD OF DIRECTORS FOR THE 2020 FINANCIAL YEAR | Management | No Action | |||||||||||
| 11 | THE SHAREHOLDERS' MEETING APPROVES THE FIXED, VARIABLE AND ONE-OFF COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS OF ANY KIND PAID AND AWARDED TO MRS ISABELLE KOCHER AS MANAGING DIRECTOR FROM THE 1ST OF JANUARY 2020 UNTIL THE 24TH OF FEBRUARY 2020 | Management | No Action | |||||||||||
| 12 | THE SHAREHOLDERS' MEETING APPROVES THE FIXED, VARIABLE AND ONE-OFF COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS OF ANY KIND PAID AND AWARDED TO MRS CLAIRE WAYSAND AS MANAGING DIRECTOR FROM THE 24TH OF FEBRUARY 2020 UNTIL THE 31ST OF DECEMBER 2020 | Management | No Action | |||||||||||
| 13 | THE SHAREHOLDERS' MEETING APPROVES THE POLICY OF THE COMPENSATION APPLICABLE TO THE DIRECTORS | Management | No Action | |||||||||||
| 14 | THE SHAREHOLDERS' MEETING APPROVES THE POLICY OF THE COMPENSATION APPLICABLE TO THE CHAIRMAN OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 15 | THE SHAREHOLDERS' MEETING APPROVES THE POLICY OF THE COMPENSATION APPLICABLE TO THE MANAGING DIRECTOR | Management | No Action | |||||||||||
| 16 | THE SHAREHOLDERS' MEETING AUTHORISES THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL IN FAVOUR OF THE MEMBERS OF ONE OR SEVERAL COMPANY SAVINGS PLANS SET UP BY THE GROUP COMPOSED OF THE COMPANY AND THE FRENCH OR FOREIGN COMPANIES WITHIN THE COMPANY'S ACCOUNT CONSOLIDATION SCOPE, BY ISSUANCE OF SHARES OR SECURITIES GIVING ACCESS TO EQUITY SECURITIES TO BE ISSUED, WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS. THIS AMOUNT SHALL COUNT AGAINST THE OVERALL VALUE SET FORTH IN RESOLUTION NUMBER 24 GRANTED BY THE SHAREHOLDERS' MEETING OF THE 14TH OF MAY 2020. THIS DELEGATION IS GIVEN FOR A 26-MONTH PERIOD AND FOR A NOMINAL AMOUNT THAT SHALL NOT EXCEED 2 PER CENT OF THE SHARE CAPITAL. THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY | Management | No Action | |||||||||||
| THE SHAREHOLDERS' MEETING OF THE 14TH OF MAY 2020 IN ITS RESOLUTION NUMBER 27. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | ||||||||||||||
| 17 | THE SHAREHOLDERS' MEETING AUTHORISES THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL IN FAVOUR OF ANY LEGAL PERSON, UNDER FRENCH OR FOREIGN LAW, INCLUDING ANY FINANCIAL INSTITUTION OR ITS SUBSIDIARIES, ACTING ON BEHALF OF THE COMPANY TO SET UP AN INTERNATIONAL EMPLOYEE SHAREHOLDING SCHEME FOR THE ENGIE GROUP, BY ISSUANCE OF SHARES AND OR SECURITIES GIVING ACCESS TO EQUITY SECURITIES TO BE ISSUED, WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS. THIS DELEGATION IS GIVEN FOR AN 18- MONTH PERIOD AND FOR A NOMINAL AMOUNT THAT SHALL NOT EXCEED 0.5 PER CENT OF THE SHARE CAPITAL. THIS AMOUNT SHALL COUNT AGAINST THE OVERALL VALUE SET FORTH IN RESOLUTION 16 OF THE PRESENT SHAREHOLDERS' MEETING AND RESOLUTION 24 OF THE SHAREHOLDERS' MEETING OF THE 14TH OF MAY 2020. THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS' MEETING OF THE 14TH OF MAY 2020 IN ITS RESOLUTION 28. ALL POWERS TO THE BOARD OF DIRECTORS TO ACCOMPLISH ALL NECESSARY FORMALITIES | Management | No Action | |||||||||||
| 18 | THE SHAREHOLDERS' MEETING AUTHORIZES THE BOARD OF DIRECTORS TO GRANT, FOR FREE, COMPANY'S EXISTING SHARES, IN FAVOUR OF THE EMPLOYEES OF THE COMPANY AND THE EMPLOYEES AND CORPORATE OFFICERS OF THE RELATED COMPANIES OR GROUPINGS, THE CORPORATE OFFICERS OF THE COMPANY BEING EXCLUDED, BEING REMINDED THAT THE ALLOCATION WILL BE GRANTED EITHER TO ALL THE EMPLOYEES WITHIN A SCHEME OF FREE SHARES ALLOCATION OR TO THE EMPLOYEES WHO ARE MEMBERS OF AN INTERNATIONAL EMPLOYEE SHAREHOLDING SCHEME OF THE ENGIE GROUP . THEY MAY NOT REPRESENT MORE THAN 0.75 PER CENT OF THE SHARE CAPITAL WITHOUT EXCEEDING 0.25 PER CENT OF THE SHARE CAPITAL PER YEAR. THIS AMOUNT SHALL COUNT AGAINST THE OVERALL VALUE SET FORTH IN RESOLUTION NUMBER 19. THIS AUTHORIZATION IS GIVEN FOR 38 MONTHS, SUPERSEDES THE | Management | No Action | |||||||||||
| FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS' MEETING OF THE 18TH OF MAY 2018 IN ITS RESOLUTION NUMBER 28. ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | ||||||||||||||
| 19 | THE SHAREHOLDERS' MEETING AUTHORIZES THE BOARD OF DIRECTORS TO GRANT, FOR FREE, COMPANY'S EXISTING SHARES, IN FAVOUR OF SOME EMPLOYEES OF THE COMPANY AND SOME EMPLOYEES AND CORPORATE OFFICERS OF THE RELATED COMPANIES OR GROUPINGS, THE CORPORATE OFFICERS OF THE COMPANY BEING EXCLUDED. THEY MAY NOT REPRESENT MORE THAN 0.75 PER CENT OF THE SHARE CAPITAL WITHOUT EXCEEDING 0.25 PER CENT OF THE SHARE CAPITAL PER YEAR. THIS AUTHORIZATION IS GIVEN FOR A 38-MONTH PERIOD. THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS' MEETING OF THE 18TH OF MAY 2018 IN ITS RESOLUTION NUMBER 29. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Management | No Action | |||||||||||
| 20 | THE SHAREHOLDERS' MEETING GRANTS FULL POWERS TO THE BEARER OF AN ORIGINAL, A COPY OR EXTRACT OF THE MINUTES OF THIS MEETING TO CARRY OUT ALL FILINGS, PUBLICATIONS AND OTHER FORMALITIES PRESCRIBED BY LAW | Management | No Action | |||||||||||
| A | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: THE SHAREHOLDERS' MEETING RESOLVES TO RECORD THE LOSS FOR THE YEAR OF EUR (3,928,252,423.00) AS A DEFICIT IN THE ADDITIONAL PAID-IN CAPITAL ACCOUNT, TO ALLOCATE DIVIDENDS FOR THE AMOUNT OF EUR 1,304,535,923.00 FROM THE ADDITIONAL PAID-IN CAPITAL ACCOUNT, WHICH WILL SHOW A NEW BALANCE OF EUR 22,233,760,727.00. THE SHAREHOLDERS WILL BE GRANTED A DIVIDEND OF EUR 0.35 PER SHARE. A 10 PER CENT EXCEPTIONAL DIVIDEND, I.E. EUR 0.035 PER SHARE, WILL BE ALLOCATED TO THE SHARES UNDER REGISTERED FORM FOR AT LEAST 2 YEARS BY DEC. 31, 2020, WITHOUT ANY INTERRUPTION UNTIL MAY 26, 2021. IF SOME OF THE 261,035,225 SHARES UNDER REGISTERED FORM WERE TO CEASE TO BE REGISTERED AS SUCH BETWEEN JAN. 1, 2021 AND MAY 26, 2021, THE AMOUNT CORRESPONDING TO THE EXCEPTIONAL DIVIDEND | Shareholder | No Action | |||||||||||
| WOULD BE ALLOCATED TO THE OTHER RESERVES. THE DIVIDEND AND EXCEPTIONAL DIVIDEND WILL BE PAID ON MAY 26, 2021. DIVIDENDS PAID FOR THE LAST YEARS: FISCAL YEAR 2017: EUR 0.70 PER SHARE FISCAL YEAR 2018: EUR 1.12 PER SHARE FISCAL YEAR 2019: EUR 0.00 PER SHARE | ||||||||||||||
| ALLIANT ENERGY CORPORATION | ||||||||||||||
| Security | 018802108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | LNT | Meeting Date | 20-May-2021 | |||||||||||
| ISIN | US0188021085 | Agenda | 935372627 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Roger K. Newport | For | For | |||||||||||
| 2 | Dean C. Oestreich | For | For | |||||||||||
| 3 | Carol P. Sanders | For | For | |||||||||||
| 2. | Advisory vote to approve the compensation of our named executive officers. | Management | For | For | ||||||||||
| 3. | Ratification of the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
| 4. | Shareowner proposal regarding a report on the costs and benefits of Alliant Energy's voluntary climate-related activities. | Shareholder | Abstain | Against | ||||||||||
| OGE ENERGY CORP. | ||||||||||||||
| Security | 670837103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | OGE | Meeting Date | 20-May-2021 | |||||||||||
| ISIN | US6708371033 | Agenda | 935372944 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1A. | Election of Director: Frank A. Bozich | Management | For | For | ||||||||||
| 1B. | Election of Director: Peter D. Clarke | Management | For | For | ||||||||||
| 1C. | Election of Director: Luke R. Corbett | Management | For | For | ||||||||||
| 1D. | Election of Director: David L. Hauser | Management | For | For | ||||||||||
| 1E. | Election of Director: Luther C. Kissam, IV | Management | For | For | ||||||||||
| 1F. | Election of Director: Judy R. McReynolds | Management | For | For | ||||||||||
| 1G. | Election of Director: David E. Rainbolt | Management | For | For | ||||||||||
| 1H. | Election of Director: J. Michael Sanner | Management | For | For | ||||||||||
| 1I. | Election of Director: Sheila G. Talton | Management | For | For | ||||||||||
| 1J. | Election of Director: Sean Trauschke | Management | For | For | ||||||||||
| 2. | Ratification of the appointment of Ernst & Young LLP as the Company's principal independent accountants for 2021. | Management | For | For | ||||||||||
| 3. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | For | For | ||||||||||
| 4. | Amendment of the Restated Certificate of Incorporation and By- laws to Permit Shareholders to Act by Written Consent. | Management | For | For | ||||||||||
| 5. | Shareholder Proposal Regarding Simple Majority Vote. | Shareholder | Against | For | ||||||||||
| TELEPHONE AND DATA SYSTEMS, INC. | ||||||||||||||
| Security | 879433829 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TDS | Meeting Date | 20-May-2021 | |||||||||||
| ISIN | US8794338298 | Agenda | 935377487 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | C. A. Davis | Withheld | Against | |||||||||||
| 2 | G. W. Off | Withheld | Against | |||||||||||
| 3 | W. Oosterman | Withheld | Against | |||||||||||
| 4 | G. L. Sugarman | Withheld | Against | |||||||||||
| 2. | Ratify Accountants for 2021. | Management | For | For | ||||||||||
| 3. | Advisory vote to approve executive compensation. | Management | For | For | ||||||||||
| 4. | Shareholder proposal to recapitalize TDS' outstanding stock to have an equal vote per share. | Shareholder | For | Against | ||||||||||
| NEXTERA ENERGY, INC. | ||||||||||||||
| Security | 65339F101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | NEE | Meeting Date | 20-May-2021 | |||||||||||
| ISIN | US65339F1012 | Agenda | 935378201 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1A. | Election of Director: Sherry S. Barrat | Management | For | For | ||||||||||
| 1B. | Election of Director: James L. Camaren | Management | For | For | ||||||||||
| 1C. | Election of Director: Kenneth B. Dunn | Management | For | For | ||||||||||
| 1D. | Election of Director: Naren K. Gursahaney | Management | For | For | ||||||||||
| 1E. | Election of Director: Kirk S. Hachigian | Management | For | For | ||||||||||
| 1F. | Election of Director: Amy B. Lane | Management | For | For | ||||||||||
| 1G. | Election of Director: David L. Porges | Management | For | For | ||||||||||
| 1H. | Election of Director: James L. Robo | Management | For | For | ||||||||||
| 1I. | Election of Director: Rudy E. Schupp | Management | For | For | ||||||||||
| 1J. | Election of Director: John L. Skolds | Management | For | For | ||||||||||
| 1K. | Election of Director: Lynn M. Utter | Management | For | For | ||||||||||
| 1L. | Election of Director: Darryl L. Wilson | Management | For | For | ||||||||||
| 2. | Ratification of appointment of Deloitte & Touche LLP as NextEra Energy's independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
| 3. | Approval, by non-binding advisory vote, of NextEra Energy's compensation of its named executive officers as disclosed in the proxy statement. | Management | For | For | ||||||||||
| 4. | Approval of the NextEra Energy, Inc. 2021 Long Term Incentive Plan. | Management | For | For | ||||||||||
| 5. | A proposal entitled "Right to Act by Written Consent" to request action by written consent of shareholders. | Shareholder | Against | For | ||||||||||
| PG&E CORPORATION | ||||||||||||||
| Security | 69331C108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | PCG | Meeting Date | 20-May-2021 | |||||||||||
| ISIN | US69331C1080 | Agenda | 935380650 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1A. | Election of Director: Cheryl F. Campbell | Management | For | For | ||||||||||
| 1B. | Election of Director: Kerry W. Cooper | Management | For | For | ||||||||||
| 1C. | Election of Director: Arno L. Harris | Management | For | For | ||||||||||
| 1D. | Election of Director: Michael R. Niggli | Management | For | For | ||||||||||
| 1E. | Election of Director: Oluwadara J. Treseder | Management | For | For | ||||||||||
| 1F. | Election of Director: Benjamin F. Wilson | Management | For | For | ||||||||||
| 2. | Ratification of Deloitte and Touche, LLP as the Independent Public Accounting Firm. | Management | For | For | ||||||||||
| 3. | Advisory Vote on Executive Compensation. | Management | For | For | ||||||||||
| 4. | Management Proposal to Approve the PG&E Corporation 2021 Long- Term Incentive Plan. | Management | For | For | ||||||||||
| DTE ENERGY COMPANY | ||||||||||||||
| Security | 233331107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | DTE | Meeting Date | 20-May-2021 | |||||||||||
| ISIN | US2333311072 | Agenda | 935381260 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Gerard M. Anderson | For | For | |||||||||||
| 2 | David A. Brandon | For | For | |||||||||||
| 3 | Charles G. McClure, Jr. | For | For | |||||||||||
| 4 | Gail J. McGovern | For | For | |||||||||||
| 5 | Mark A. Murray | For | For | |||||||||||
| 6 | Gerardo Norcia | For | For | |||||||||||
| 7 | Ruth G. Shaw | For | For | |||||||||||
| 8 | Robert C. Skaggs, Jr. | For | For | |||||||||||
| 9 | David A. Thomas | For | For | |||||||||||
| 10 | Gary H. Torgow | For | For | |||||||||||
| 11 | James H. Vandenberghe | For | For | |||||||||||
| 12 | Valerie M. Williams | For | For | |||||||||||
| 2. | Ratify the appointment of PricewaterhouseCoopers LLP as our independent auditors. | Management | For | For | ||||||||||
| 3. | Provide a nonbinding vote to approve the Company's executive compensation. | Management | For | For | ||||||||||
| 4. | Vote on a management proposal to amend and restate the Long-Term Incentive Plan to authorize additional shares. | Management | For | For | ||||||||||
| 5. | Vote on a shareholder proposal to make additional disclosure of political contributions. | Shareholder | Abstain | Against | ||||||||||
| 6. | Vote on a shareholder proposal to publish a greenwashing audit. | Shareholder | Abstain | Against | ||||||||||
| FLOWSERVE CORPORATION | ||||||||||||||
| Security | 34354P105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | FLS | Meeting Date | 20-May-2021 | |||||||||||
| ISIN | US34354P1057 | Agenda | 935382589 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1A. | Election of Director: R. Scott Rowe | Management | For | For | ||||||||||
| 1B. | Election of Director: Sujeet Chand | Management | For | For | ||||||||||
| 1C. | Election of Director: Ruby R. Chandy | Management | For | For | ||||||||||
| 1D. | Election of Director: Gayla J. Delly | Management | For | For | ||||||||||
| 1E. | Election of Director: Roger L. Fix | Management | For | For | ||||||||||
| 1F. | Election of Director: John R. Friedery | Management | For | For | ||||||||||
| 1G. | Election of Director: John L. Garrison | Management | For | For | ||||||||||
| 1H. | Election of Director: Michael C. McMurray | Management | For | For | ||||||||||
| 1I. | Election of Director: David E. Roberts | Management | For | For | ||||||||||
| 1J. | Election of Director: Carlyn R. Taylor | Management | For | For | ||||||||||
| 2. | Advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||
| 3. | Ratification of the appointment of PricewaterhouseCoopers LLP to serve as the Company's independent auditor for 2021. | Management | For | For | ||||||||||
| 4. | Management proposal to amend the Company's Restated Certificate of Incorporation to delete Article Tenth regarding supermajority approval of business combinations with certain interested parties. | Management | For | For | ||||||||||
| IDACORP, INC. | ||||||||||||||
| Security | 451107106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | IDA | Meeting Date | 20-May-2021 | |||||||||||
| ISIN | US4511071064 | Agenda | 935382882 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Darrel T. Anderson | For | For | |||||||||||
| 2 | Odette C. Bolano | For | For | |||||||||||
| 3 | Thomas E. Carlile | For | For | |||||||||||
| 4 | Richard J. Dahl | For | For | |||||||||||
| 5 | Annette G. Elg | For | For | |||||||||||
| 6 | Lisa A. Grow | For | For | |||||||||||
| 7 | Ronald W. Jibson | For | For | |||||||||||
| 8 | Judith A. Johansen | For | For | |||||||||||
| 9 | Dennis L. Johnson | For | For | |||||||||||
| 10 | Richard J. Navarro | For | For | |||||||||||
| 11 | Mark T. Peters | For | For | |||||||||||
| 2. | Advisory resolution to approve executive compensation. | Management | For | For | ||||||||||
| 3. | Ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||||||||
| EMERA INCORPORATED | ||||||||||||||
| Security | 290876101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | EMRAF | Meeting Date | 20-May-2021 | |||||||||||
| ISIN | CA2908761018 | Agenda | 935385838 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1 | DIRECTOR | Management | ||||||||||||
| 1 | Scott C. Balfour | For | For | |||||||||||
| 2 | James V. Bertram | For | For | |||||||||||
| 3 | Henry E. Demone | For | For | |||||||||||
| 4 | Kent M. Harvey | For | For | |||||||||||
| 5 | B. Lynn Loewen | For | For | |||||||||||
| 6 | John B. Ramil | For | For | |||||||||||
| 7 | Andrea S. Rosen | For | For | |||||||||||
| 8 | Richard P. Sergel | For | For | |||||||||||
| 9 | M. Jacqueline Sheppard | For | For | |||||||||||
| 10 | Karen H. Sheriff | For | For | |||||||||||
| 11 | Jochen E. Tilk | For | For | |||||||||||
| 2 | Appointment of Ernst & Young LLP as auditors | Management | For | For | ||||||||||
| 3 | Authorize Directors to establish the auditors' fee as required pursuant to the Nova Scotia Companies Act | Management | For | For | ||||||||||
| 4 | Consider and approve, on an advisory basis, a resolution on Emera's approach to executive compensation as disclosed in the Management Information Circular | Management | For | For | ||||||||||
| 5 | Consider and approve an increase in the maximum number of common shares reserved for issuance under the Company's Senior Management Stock Option Plan from 11,700,000 to 14,700,000 common shares | Management | For | For | ||||||||||
| ENGIE | ||||||||||||||
| Security | 29286D105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ENGIY | Meeting Date | 20-May-2021 | |||||||||||
| ISIN | US29286D1054 | Agenda | 935425214 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| O1 | Approval of transactions and annual financial statements for fiscal year 2020. | Management | For | For | ||||||||||
| O2 | Approval of the consolidated financial statements for fiscal year 2020. | Management | For | For | ||||||||||
| O3 | Appropriation of net income and declaration for fiscal year 2020. | Management | For | For | ||||||||||
| O4 | Approval of the regulated agreements referred to in Article L.225-38 of the French Commercial Code. | Management | For | For | ||||||||||
| O5 | Authorization of the Board of Directors to trade in the Company's shares. | Management | For | For | ||||||||||
| O6 | Appointment of Catherine MacGregor as a Director. | Management | For | For | ||||||||||
| O7 | Appointment of a Director representing employee shareholders pursuant to Article 13.3 2 of the bylaws. | Management | Abstain | Against | ||||||||||
| O8 | Appointment of a Director representing employee shareholders pursuant to Article 13.3 2 of the bylaws. | Management | For | For | ||||||||||
| O9 | Approval of information relating to the compensation of corporate officers paid during fiscal year 2020, or awarded for said year and referred to in Article L.22-10-9 of the French Commercial Code. | Management | For | For | ||||||||||
| O10 | Approval of the total compensation and benefits of any kind paid during fiscal year 2020, or awarded for said year, to Jean- Pierre Clamadieu, Chairman of the Board of Directors. | Management | For | For | ||||||||||
| O11 | Approval of the total compensation and benefits of any kind paid to Isabelle Kocher, Chief Executive Officer during the period from January 1 to February 24, 2020, or allocated for the same period. | Management | For | For | ||||||||||
| O12 | Approval of the total compensation and benefits of any kind paid to Claire Waysand, Chief Executive Officer during the period from February 24 to December 31, 2020, or allocated for the same period. | Management | For | For | ||||||||||
| O13 | Approval of the compensation policy for Directors. | Management | For | For | ||||||||||
| O14 | Approval of the compensation policy for the Chairman of the Board of Directors. | Management | For | For | ||||||||||
| O15 | Approval of the compensation policy for the Chief Executive Officer. | Management | For | For | ||||||||||
| A | Pursuant to Article R.225-71 of the French Commercial Code an Article 8.2 of the regulations of Link France, the Supervisory Board submits an amended 3rd Resolution that sets the dividend for fiscal year 2020 at Euro 0.35 per share. | Management | Against | For | ||||||||||
| E16 | Delegation of authority to the Board of Directors to increase the share capital by issuing shares or securities granting access to equity securities to be issued, with preemptive subscription rights waived, for the benefit of ENGIE group employee savings plan members. | Management | For | For | ||||||||||
| E17 | Delegation of authority to the Board of Directors to increase the share capital by issuing shares or securities granting access to equity securities to be issued, without preemptive subscription rights, reserved for a category of beneficiaries as part of the implementation of an ENGIE group international employee shareholding plan. | Management | For | For | ||||||||||
| E18 | Authorization to be given to the Board of Directors to award bonus shares (i) to all employees and corporate officers of companies belonging to the ENGIE group (with the exception of corporate officers of the ENGIE Company) and (ii) to employees participating in an ENGIE group international employee shareholding plan. | Management | For | For | ||||||||||
| E19 | Authorization to be given to the Board of Directors to award bonus shares to certain employees and corporate officers of companies belonging to the ENGIE group (except for corporate officers of the ENGIE Company). | Management | For | For | ||||||||||
| E20 | Powers to implement the resolutions adopted by the Shareholders' Meeting and for formalities. | Management | For | For | ||||||||||
| ENGIE | ||||||||||||||
| Security | 29286D105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ENGIY | Meeting Date | 20-May-2021 | |||||||||||
| ISIN | US29286D1054 | Agenda | 935435582 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| O1 | Approval of transactions and annual financial statements for fiscal year 2020. | Management | For | For | ||||||||||
| O2 | Approval of the consolidated financial statements for fiscal year 2020. | Management | For | For | ||||||||||
| O3 | Appropriation of net income and declaration for fiscal year 2020. | Management | For | For | ||||||||||
| O4 | Approval of the regulated agreements referred to in Article L.225-38 of the French Commercial Code. | Management | For | For | ||||||||||
| O5 | Authorization of the Board of Directors to trade in the Company's shares. | Management | For | For | ||||||||||
| O6 | Appointment of Catherine MacGregor as a Director. | Management | For | For | ||||||||||
| O7 | Appointment of a Director representing employee shareholders pursuant to Article 13.3 2 of the bylaws. | Management | Abstain | Against | ||||||||||
| O8 | Appointment of a Director representing employee shareholders pursuant to Article 13.3 2 of the bylaws. | Management | For | For | ||||||||||
| O9 | Approval of information relating to the compensation of corporate officers paid during fiscal year 2020, or awarded for said year and referred to in Article L.22-10-9 of the French Commercial Code. | Management | For | For | ||||||||||
| O10 | Approval of the total compensation and benefits of any kind paid during fiscal year 2020, or awarded for said year, to Jean- Pierre Clamadieu, Chairman of the Board of Directors. | Management | For | For | ||||||||||
| O11 | Approval of the total compensation and benefits of any kind paid to Isabelle Kocher, Chief Executive Officer during the period from January 1 to February 24, 2020, or allocated for the same period. | Management | For | For | ||||||||||
| O12 | Approval of the total compensation and benefits of any kind paid to Claire Waysand, Chief Executive Officer during the period from February 24 to December 31, 2020, or allocated for the same period. | Management | For | For | ||||||||||
| O13 | Approval of the compensation policy for Directors. | Management | For | For | ||||||||||
| O14 | Approval of the compensation policy for the Chairman of the Board of Directors. | Management | For | For | ||||||||||
| O15 | Approval of the compensation policy for the Chief Executive Officer. | Management | For | For | ||||||||||
| A | Pursuant to Article R.225-71 of the French Commercial Code an Article 8.2 of the regulations of Link France, the Supervisory Board submits an amended 3rd Resolution that sets the dividend for fiscal year 2020 at Euro 0.35 per share. | Management | Against | For | ||||||||||
| E16 | Delegation of authority to the Board of Directors to increase the share capital by issuing shares or securities granting access to equity securities to be issued, with preemptive subscription rights waived, for the benefit of ENGIE group employee savings plan members. | Management | For | For | ||||||||||
| E17 | Delegation of authority to the Board of Directors to increase the share capital by issuing shares or securities granting access to equity securities to be issued, without preemptive subscription rights, reserved for a category of beneficiaries as part of the implementation of an ENGIE group international employee shareholding plan. | Management | For | For | ||||||||||
| E18 | Authorization to be given to the Board of Directors to award bonus shares (i) to all employees and corporate officers of companies belonging to the ENGIE group (with the exception of corporate officers of the ENGIE Company) and (ii) to employees participating in an ENGIE group international employee shareholding plan. | Management | For | For | ||||||||||
| E19 | Authorization to be given to the Board of Directors to award bonus shares to certain employees and corporate officers of companies belonging to the ENGIE group (except for corporate officers of the ENGIE Company). | Management | For | For | ||||||||||
| E20 | Powers to implement the resolutions adopted by the Shareholders' Meeting and for formalities. | Management | For | For | ||||||||||
| THE HONGKONG AND SHANGHAI HOTELS, LTD | ||||||||||||||
| Security | Y35518110 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 21-May-2021 | ||||||||||||
| ISIN | HK0045000319 | Agenda | 713895134 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL- LINKS:https://www1.hkexnews.hk/listedco/listconews/seh k/2021/0413/202104130032-2.pdf AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0413/2021041300336.pdf | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF 'ABSTAIN' WILL BE TREATED-THE SAME AS A 'TAKE NO ACTION' VOTE | Non-Voting | ||||||||||||
| 1 | TO RECEIVE THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND INDEPENDENT AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2020 | Management | For | For | ||||||||||
| 2.A | TO RE-ELECT DR THE HON. SIR DAVID KWOK PO LI AS DIRECTOR | Management | Abstain | Against | ||||||||||
| 2.B | TO RE-ELECT MR JOHN ANDREW HARRY LEIGH AS DIRECTOR | Management | For | For | ||||||||||
| 2.C | TO RE-ELECT MR NICHOLAS TIMOTHY JAMES COLFER AS DIRECTOR | Management | For | For | ||||||||||
| 2.D | TO RE-ELECT MS ADA KOON HANG TSE AS DIRECTOR | Management | For | For | ||||||||||
| 2.E | TO RE-ELECT MR JAMES LINDSAY LEWIS AS DIRECTOR | Management | For | For | ||||||||||
| 2.F | TO RE-ELECT MR PHILIP LAWRENCE KADOORIE AS DIRECTOR | Management | For | For | ||||||||||
| 2.G | TO RE-ELECT MR CHRISTOPHER SHIH MING IP AS DIRECTOR | Management | For | For | ||||||||||
| 3 | TO RE-APPOINT KPMG AS INDEPENDENT AUDITOR OF THE COMPANY AND TO AUTHORISE THE DIRECTORS TO FIX ITS REMUNERATION | Management | For | For | ||||||||||
| 4 | TO GRANT A GENERAL MANDATE TO ISSUE NEW SHARES | Management | Abstain | Against | ||||||||||
| 5 | TO GRANT A GENERAL MANDATE FOR SHARE BUY- BACK | Management | For | For | ||||||||||
| 6 | TO ADD SHARES BOUGHT BACK TO THE GENERAL MANDATE TO ISSUE NEW SHARES IN RESOLUTION (4) | Management | Abstain | Against | ||||||||||
| 7 | TO APPROVE THE AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY AS SET OUT IN APPENDIX III TO THE CIRCULAR OF THE COMPANY DATED 14 APRIL 2021 AND THE ADOPTION OF THE NEW ARTICLES OF ASSOCIATION OF THE COMPANY | Management | For | For | ||||||||||
| CONSOLIDATED WATER CO. LTD. | ||||||||||||||
| Security | G23773107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CWCO | Meeting Date | 24-May-2021 | |||||||||||
| ISIN | KYG237731073 | Agenda | 935385472 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Wilmer F. Pergande | For | For | |||||||||||
| 2 | Leonard J. Sokolow | For | For | |||||||||||
| 3 | Raymond Whittaker | For | For | |||||||||||
| 2. | An advisory vote on executive compensation. | Management | For | For | ||||||||||
| 3. | The ratification of the selection of Marcum LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021, at the remuneration to be determined by the Audit Committee of the Board of Directors. | Management | For | For | ||||||||||
| GRUPO TELEVISA, S.A.B. | ||||||||||||||
| Security | 40049J206 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TV | Meeting Date | 24-May-2021 | |||||||||||
| ISIN | US40049J2069 | Agenda | 935431027 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| I | Presentation and, in its case, approval for the Company and its controlled entities to carry out certain actions to combine its content segment with Univision Holdings, Inc. or its successors, including the other related acts that may be necessary or convenient in connection with the above. | Management | For | |||||||||||
| II | Appointment of special delegates to formalize the resolutions adopted at the meeting. | Management | For | |||||||||||
| MIDDLESEX WATER COMPANY | ||||||||||||||
| Security | 596680108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MSEX | Meeting Date | 25-May-2021 | |||||||||||
| ISIN | US5966801087 | Agenda | 935390310 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Dennis W. Doll | For | For | |||||||||||
| 2 | Kim C. Hanemann | For | For | |||||||||||
| 3 | Ann L. Noble | For | For | |||||||||||
| 4 | Joshua Bershad, M.D. | For | For | |||||||||||
| 2. | To provide a non-binding advisory vote to approve named executive officer compensation. | Management | For | For | ||||||||||
| 3. | To ratify the appointment of Baker Tilly US, LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
| NISOURCE INC. | ||||||||||||||
| Security | 65473P105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | NI | Meeting Date | 25-May-2021 | |||||||||||
| ISIN | US65473P1057 | Agenda | 935412560 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1A. | Election of Director to hold office until the next Annual Meeting: Peter A. Altabef | Management | For | For | ||||||||||
| 1B. | Election of Director to hold office until the next Annual Meeting: Theodore H. Bunting, Jr. | Management | For | For | ||||||||||
| 1C. | Election of Director to hold office until the next Annual Meeting: Eric L. Butler | Management | For | For | ||||||||||
| 1D. | Election of Director to hold office until the next Annual Meeting: Aristides S. Candris | Management | For | For | ||||||||||
| 1E. | Election of Director to hold office until the next Annual Meeting: Wayne S. DeVeydt | Management | For | For | ||||||||||
| 1F. | Election of Director to hold office until the next Annual Meeting: Joseph Hamrock | Management | For | For | ||||||||||
| 1G. | Election of Director to hold office until the next Annual Meeting: Deborah A. Henretta | Management | For | For | ||||||||||
| 1H. | Election of Director to hold office until the next Annual Meeting: Deborah A. P. Hersman | Management | For | For | ||||||||||
| 1I. | Election of Director to hold office until the next Annual Meeting: Michael E. Jesanis | Management | For | For | ||||||||||
| 1J. | Election of Director to hold office until the next Annual Meeting: Kevin T. Kabat | Management | For | For | ||||||||||
| 1K. | Election of Director to hold office until the next Annual Meeting: Carolyn Y. Woo | Management | For | For | ||||||||||
| 1L. | Election of Director to hold office until the next Annual Meeting: Lloyd M. Yates | Management | For | For | ||||||||||
| 2. | To approve named executive officer compensation on an advisory basis. | Management | For | For | ||||||||||
| 3. | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
| 4. | To consider a stockholder proposal regarding proxy access. | Shareholder | Abstain | Against | ||||||||||
| M&T BANK CORPORATION | ||||||||||||||
| Security | 55261F104 | Meeting Type | Special | |||||||||||
| Ticker Symbol | MTB | Meeting Date | 25-May-2021 | |||||||||||
| ISIN | US55261F1049 | Agenda | 935420238 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | TO APPROVE THE AMENDMENT OF THE RESTATED CERTIFICATE OF INCORPORATION OF M&T BANK CORPORATION ("M&T") TO EFFECT AN INCREASE IN THE NUMBER OF AUTHORIZED SHARES OF M&T'S CAPITAL STOCK FROM 251,000,000 TO 270,000,000 AND TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF M&T'S PREFERRED STOCK FROM 1,000,000 TO 20,000,000 (THE "M&T CHARTER AMENDMENT PROPOSAL"). | Management | For | For | ||||||||||
| 2. | TO APPROVE THE ISSUANCE OF M&T COMMON STOCK TO HOLDERS OF PEOPLE'S UNITED FINANCIAL, INC. ("PEOPLE'S UNITED") COMMON STOCK PURSUANT TO THE AGREEMENT AND PLAN OF MERGER, DATED AS OF FEBRUARY 21, 2021 (AS IT MAY BE AMENDED FROM TIME TO TIME), BY AND AMONG M&T, BRIDGE MERGER CORP. AND PEOPLE'S UNITED (THE "M&T SHARE ISSUANCE PROPOSAL"). | Management | For | For | ||||||||||
| 3. | TO ADJOURN THE M&T SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF, IMMEDIATELY PRIOR TO SUCH ADJOURNMENT, THERE ARE NOT SUFFICIENT VOTES TO APPROVE THE M&T CHARTER AMENDMENT PROPOSAL AND/OR THE M&T SHARE ISSUANCE PROPOSAL, OR TO ENSURE THAT ANY SUPPLEMENT OR AMENDMENT TO THE ACCOMPANYING JOINT PROXY STATEMENT/PROSPECTUS IS TIMELY PROVIDED TO HOLDERS OF M&T COMMON STOCK. | Management | For | For | ||||||||||
| ENAGAS SA | ||||||||||||||
| Security | E41759106 | Meeting Type | Ordinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 26-May-2021 | ||||||||||||
| ISIN | ES0130960018 | Agenda | 713993360 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A-SECOND CALL ON 27 MAY 2021. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL-REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 563900 DUE TO CHANGE IN-VOTING STATUS FOR RESOLUTION 12. ALL VOTES RECEIVED ON THE PREVIOUS MEETING-WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE.-THANK YOU | Non-Voting | ||||||||||||
| 1 | TO EXAMINE AND, IF APPROPRIATE, APPROVE THE 2020 ANNUAL ACCOUNTS (BALANCE SHEET, INCOME STATEMENT, STATEMENT OF CHANGES IN EQUITY, CASH FLOW-STATEMENT AND NOTES) AND MANAGEMENT REPORT OF ENAGAS S.A. AND ITS CONSOLIDATED GROUP | Management | No Action | |||||||||||
| 2 | TO APPROVE THE CONSOLIDATED NON-FINANCIAL INFORMATION STATEMENT INCLUDED IN THE ENAGAS GROUP MANAGEMENT REPORT FOR FINANCIAL YEAR 2020 | Management | No Action | |||||||||||
| 3 | TO APPROVE, IF APPLICABLE, THE PROPOSED DISTRIBUTION OF ENAGAS, S.A.'S PROFIT FOR 2020 | Management | No Action | |||||||||||
| 4 | TO APPROVE, IF APPROPRIATE, THE PERFORMANCE OF THE BOARD OF DIRECTORS OF ENAGAS, S.A. FOR FINANCIAL YEAR 2020 | Management | No Action | |||||||||||
| 5.1 | APPOINTMENT OF MEMBER OF THE BOARD OF DIRECTORS. THE FOLLOWING PROPOSAL SHALL BE PUT TO VOTE SEPARATELY: TO APPOINT MS NATALIA FABRA PORTELA AS DIRECTOR FOR THE FOUR-YEAR PERIOD. MS NATALIA FABRA PORTELA SHALL BE AN INDEPENDENT DIRECTOR | Management | No Action | |||||||||||
| 5.2 | APPOINTMENT OF MEMBER OF THE BOARD OF DIRECTORS. THE FOLLOWING PROPOSAL SHALL BE PUT TO VOTE SEPARATELY: TO APPOINT MS MARIA TERESA ARCOS SANCHEZ AS DIRECTOR FOR THE FOUR-YEAR PERIOD. MS MARIA TERESA ARCOS SANCHEZ SHALL BE AN INDEPENDENT DIRECTOR | Management | No Action | |||||||||||
| 6.1 | AMENDMENT OF THE FOLLOWING ARTICLE OF THE ARTICLES OF ASSOCIATION IN ORDER TO ADAPT THEM TO LAW 5/2021 OF APRIL 12, WHICH AMENDS THE REVISED TEXT OF THE CORPORATE ENTERPRISES ACT, APPROVED BY ROYAL LEGISLATIVE DECREE 1/2010 OF JULY 2, AND OTHER FINANCIAL REGULATIONS WITH REGARD TO THE ENCOURAGEMENT OF LONG-TERM INVOLVEMENT BY SHAREHOLDERS IN LISTED COMPANIES, AND INCORPORATION OF A NEW ARTICLE, 27 BIS, TO AUTHORISE, WHEN SO PERMITTED BY THE APPLICABLE REGULATIONS, THE CONVENING OF GENERAL MEETINGS TO BE HELD EXCLUSIVELY BY TELEMATIC MEANS. THE FOLLOWING PROPOSAL SHALL BE PUT TO VOTE SEPARATELY: AMENDMENT OF ARTICLE 7 ("ACCOUNTING RECORDS AND IDENTITY OF SHAREHOLDERS) OF PART II (SHARE CAPITAL AND SHARES) OF THE COMPANY'S ARTICLES OF ASSOCIATION | Management | No Action | |||||||||||
| 6.2 | AMENDMENT OF THE FOLLOWING ARTICLE OF THE ARTICLES OF ASSOCIATION IN ORDER TO ADAPT THEM TO LAW 5/2021 OF APRIL 12, WHICH AMENDS THE REVISED TEXT OF THE CORPORATE ENTERPRISES ACT, APPROVED BY ROYAL LEGISLATIVE DECREE 1/2010 OF JULY 2, AND OTHER FINANCIAL REGULATIONS WITH REGARD TO THE ENCOURAGEMENT OF LONG-TERM INVOLVEMENT BY SHAREHOLDERS IN LISTED COMPANIES, AND INCORPORATION OF A NEW ARTICLE, 27 BIS, TO AUTHORISE, WHEN SO PERMITTED BY THE APPLICABLE REGULATIONS, THE CONVENING OF GENERAL MEETINGS TO BE HELD EXCLUSIVELY BY TELEMATIC MEANS. THE FOLLOWING PROPOSAL SHALL BE PUT TO VOTE SEPARATELY: AMENDMENT OF ARTICLES 18 ("GENERAL MEETING") AND 27 ("ATTENDANCE, PROXIES AND VOTING AT GENERAL MEETINGS") OF SECTION 1 (GENERAL MEETING) OF PART III (CORPORATE BODIES) OF THE COMPANY'S ARTICLES OF ASSOCIATION | Management | No Action | |||||||||||
| 6.3 | AMENDMENT OF THE FOLLOWING ARTICLE OF THE ARTICLES OF ASSOCIATION IN ORDER TO ADAPT THEM TO LAW 5/2021 OF APRIL 12, WHICH AMENDS THE REVISED TEXT OF THE CORPORATE ENTERPRISES ACT, APPROVED BY ROYAL LEGISLATIVE DECREE 1/2010 OF JULY 2, AND OTHER FINANCIAL REGULATIONS WITH REGARD TO THE ENCOURAGEMENT OF LONG-TERM | Management | No Action | |||||||||||
| INVOLVEMENT BY SHAREHOLDERS IN LISTED COMPANIES, AND INCORPORATION OF A NEW ARTICLE, 27 BIS, TO AUTHORISE, WHEN SO PERMITTED BY THE APPLICABLE REGULATIONS, THE CONVENING OF GENERAL MEETINGS TO BE HELD EXCLUSIVELY BY TELEMATIC MEANS. THE FOLLOWING PROPOSAL SHALL BE PUT TO VOTE SEPARATELY: INCORPORATION OF A NEW ARTICLE, 27 BIS ("GENERAL MEETING EXCLUSIVELY BY REMOTE MEANS") TO SECTION ONE (GENERAL MEETING) OF PART III (CORPORATE BODIES) OF THE COMPANY ARTICLES OF ASSOCIATION | ||||||||||||||
| 6.4 | AMENDMENT OF THE FOLLOWING ARTICLE OF THE ARTICLES OF ASSOCIATION IN ORDER TO ADAPT THEM TO LAW 5/2021 OF APRIL 12, WHICH AMENDS THE REVISED TEXT OF THE CORPORATE ENTERPRISES ACT, APPROVED BY ROYAL LEGISLATIVE DECREE 1/2010 OF JULY 2, AND OTHER FINANCIAL REGULATIONS WITH REGARD TO THE ENCOURAGEMENT OF LONG-TERM INVOLVEMENT BY SHAREHOLDERS IN LISTED COMPANIES, AND INCORPORATION OF A NEW ARTICLE, 27 BIS, TO AUTHORISE, WHEN SO PERMITTED BY THE APPLICABLE REGULATIONS, THE CONVENING OF GENERAL MEETINGS TO BE HELD EXCLUSIVELY BY TELEMATIC MEANS. THE FOLLOWING PROPOSAL SHALL BE PUT TO VOTE SEPARATELY: AMENDMENT OF ARTICLES 36 ("REMUNERATION OF THE BOARD OF DIRECTORS"), 39 ("BOARD MEETINGS"), 43 ("DELEGATION OF POWERS") AND 44 ("AUDIT AND COMPLIANCE COMMITTEE") OF SECTION TWO (BOARD OF DIRECTORS) OF PART III (CORPORATE BODIES) OF THE ARTICLES OF ASSOCIATION | Management | No Action | |||||||||||
| 6.5 | AMENDMENT OF THE FOLLOWING ARTICLE OF THE ARTICLES OF ASSOCIATION IN ORDER TO ADAPT THEM TO LAW 5/2021 OF APRIL 12, WHICH AMENDS THE REVISED TEXT OF THE CORPORATE ENTERPRISES ACT, APPROVED BY ROYAL LEGISLATIVE DECREE 1/2010 OF JULY 2, AND OTHER FINANCIAL REGULATIONS WITH REGARD TO THE ENCOURAGEMENT OF LONG-TERM INVOLVEMENT BY SHAREHOLDERS IN LISTED COMPANIES, AND INCORPORATION OF A NEW ARTICLE, 27 BIS, TO AUTHORISE, WHEN SO PERMITTED BY THE APPLICABLE REGULATIONS, THE CONVENING OF GENERAL MEETINGS TO BE HELD EXCLUSIVELY BY TELEMATIC MEANS. THE FOLLOWING PROPOSAL SHALL BE PUT TO VOTE SEPARATELY: AMENDMENT OF ARTICLES 49 ("PREPARATION OF THE ANNUAL ACCOUNTS") AND 55 ("FILING AND PUBLICATION OF THE ANNUAL ACCOUNTS") OF PART V (ANNUAL ACCOUNTS) OF THE COMPANY ARTICLES OF ASSOCIATION | Management | No Action | |||||||||||
| 7.1 | AMENDMENT OF THE FOLLOWING ARTICLE OF THE RULES AND REGULATIONS OF GENERAL SHAREHOLDERS' MEETINGS IN ORDER TO ADAPT THEM TO LAW 5/2021 OF APRIL 12, WHICH AMENDS THE REVISED TEXT OF THE CORPORATE ENTERPRISES ACT, APPROVED BY ROYAL LEGISLATIVE DECREE 1/2010 OF JULY 2, AND OTHER FINANCIAL REGULATIONS WITH REGARD TO THE ENCOURAGEMENT OF LONG-TERM INVOLVEMENT BY SHAREHOLDERS IN LISTED COMPANIES. THE FOLLOWING PROPOSAL SHALL BE PUT TO VOTE SEPARATELY: AMENDMENT OF ARTICLE 4 ("POWERS OF THE GENERAL MEETING") OF THE RULES AND REGULATIONS OF THE GENERAL SHAREHOLDERS' MEETINGS | Management | No Action | |||||||||||
| 7.2 | AMENDMENT OF THE FOLLOWING ARTICLE OF THE RULES AND REGULATIONS OF GENERAL SHAREHOLDERS' MEETINGS IN ORDER TO ADAPT THEM TO LAW 5/2021 OF APRIL 12, WHICH AMENDS THE REVISED TEXT OF THE CORPORATE ENTERPRISES ACT, APPROVED BY ROYAL LEGISLATIVE DECREE 1/2010 OF JULY 2, AND OTHER FINANCIAL REGULATIONS WITH REGARD TO THE ENCOURAGEMENT OF LONG-TERM INVOLVEMENT BY SHAREHOLDERS IN LISTED COMPANIES. THE FOLLOWING PROPOSAL SHALL BE PUT TO VOTE SEPARATELY: AMENDMENT OF ARTICLES 5 ("CONVENING GENERAL MEETINGS"), 7 ("SHAREHOLDERS' RIGHT TO INFORMATION"), 9 ("ATTENDANCE RIGHTS"), 10 ("PROXY RIGHTS"), 11 ("VOTING RIGHTS") AND 14 ("ATTENDANCE AND SPEECHES BY OTHERS") OF THE RULES AND REGULATIONS OF GENERAL SHAREHOLDERS' MEETINGS | Management | No Action | |||||||||||
| 7.3 | AMENDMENT OF THE FOLLOWING ARTICLE OF THE RULES AND REGULATIONS OF GENERAL SHAREHOLDERS' MEETINGS IN ORDER TO ADAPT THEM TO LAW 5/2021 OF APRIL 12, WHICH AMENDS THE REVISED TEXT OF THE CORPORATE ENTERPRISES ACT, APPROVED BY ROYAL LEGISLATIVE DECREE 1/2010 OF JULY 2, AND OTHER FINANCIAL REGULATIONS WITH REGARD TO THE ENCOURAGEMENT OF LONG-TERM INVOLVEMENT BY SHAREHOLDERS IN LISTED COMPANIES. THE FOLLOWING PROPOSAL SHALL BE PUT TO VOTE SEPARATELY: AMENDMENT OF ARTICLE 16 ("PUBLICITY") OF THE RULES AND REGULATIONS OF GENERAL SHAREHOLDERS' MEETINGS | Management | No Action | |||||||||||
| 8 | TO DELEGATE THE BOARD OF DIRECTORS, FOR A MAXIMUM OF FIVE YEARS AND WITH EXPRESS REPLACEMENT POWERS, THE POWER TO RESOLVE ISSUING, ONE OR MORE TIMES, ANY FIXED-INCOME SECURITIES OR ANALOGOUS SIMPLE OR SECURED DEBT INSTRUMENTS FOR A MAXIMUM OF FIVE BILLION EUROS (EUR 5,000,000,000) | Management | No Action | |||||||||||
| 9 | TO DELEGATE TO THE BOARD OF DIRECTORS, FOR A MAXIMUM OF FIVE YEARS AND WITH EXPRESS REPLACEMENT POWERS, THE POWER TO RESOLVE ISSUING, ONE OR MORE TIMES, ANY FIXED-INCOME SECURITIES OR ANALOGOUS CONVERTIBLE DEBT INSTRUMENTS OR THOSE WHICH GIVE THE RIGHT TO SUBSCRIBE TO COMPANY SHARES OR WHICH CAN BE EXCHANGED OR GIVE THE RIGHT TO BUY SHARES OF THE COMPANY OR OF OTHER COMPANIES, FOR A MAXIMUM OF ONE BILLION EUROS (EUR 1,000,000,000); AND TO INCREASE SHARE CAPITAL BY THE NECESSARY AMOUNT AND EXCLUDE, WHERE APPLICABLE, THE PRE-EMPTIVE SUBSCRIPTION RIGHT UP TO A LIMIT OF 10% OF SHARE CAPITAL AT THE TIME OF THIS DELEGATION OF POWERS | Management | No Action | |||||||||||
| 10 | TO APPROVE, FOR THE PURPOSES OF ARTICLE 529 NOVODECIES OF THE CORPORATE ENTERPRISES ACT, THE DIRECTORS' REMUNERATION POLICY FOR THE 2022, 2023 AND 2024 FINANCIAL YEARS | Management | No Action | |||||||||||
| 11 | TO SUBMIT THE ANNUAL REPORT ON DIRECTORS' REMUNERATION REFERRED TO IN ARTICLE 541 OF THE CORPORATE ENTERPRISES ACT TO AN ADVISORY VOTE | Management | No Action | |||||||||||
| 12 | TO REPORT ON THE AMENDMENTS NOT SUBJECT TO VOTE MADE TO THE "RULES AND-REGULATIONS OF THE ORGANISATION AND FUNCTIONING OF THE BOARD OF DIRECTORS OF-ENAGAS, S.A." SINCE THE LAST GENERAL MEETING, TO BRING THEM INTO LINE WITH-THE PARTIAL REVIEW OF THE GOOD GOVERNANCE CODE OF LISTED COMPANIES OF THE-CNMV OF JUNE 26, 2020 | Non-Voting | ||||||||||||
| 13 | TO DELEGATE AUTHORISATION TO SUPPLEMENT, DEVELOP, IMPLEMENT, RECTIFY AND FORMALISE THE RESOLUTIONS ADOPTED AT THE GENERAL SHAREHOLDERS' MEETING | Management | No Action | |||||||||||
| CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS-DAY PRIOR TO MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO- BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW-ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED-MEMBER/CUSTODIAN | Non-Voting | ||||||||||||
| MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE-THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR-FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE-SEPARATE INSTRUCTIONS FROM YOU | ||||||||||||||
| THE SOUTHERN COMPANY | ||||||||||||||
| Security | 842587107 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SO | Meeting Date | 26-May-2021 | |||||||||||
| ISIN | US8425871071 | Agenda | 935388555 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1A. | Election of Director: Janaki Akella | Management | For | For | ||||||||||
| 1B. | Election of Director: Juanita Powell Baranco | Management | For | For | ||||||||||
| 1C. | Election of Director: Henry A. Clark III | Management | For | For | ||||||||||
| 1D. | Election of Director: Anthony F. Earley, Jr. | Management | For | For | ||||||||||
| 1E. | Election of Director: Thomas A. Fanning | Management | For | For | ||||||||||
| 1F. | Election of Director: David J. Grain | Management | For | For | ||||||||||
| 1G. | Election of Director: Colette D. Honorable | Management | For | For | ||||||||||
| 1H. | Election of Director: Donald M. James | Management | For | For | ||||||||||
| 1I. | Election of Director: John D. Johns | Management | For | For | ||||||||||
| 1J. | Election of Director: Dale E. Klein | Management | For | For | ||||||||||
| 1K. | Election of Director: Ernest J. Moniz | Management | For | For | ||||||||||
| 1L. | Election of Director: William G. Smith, Jr | Management | For | For | ||||||||||
| 1M. | Election of Director: E. Jenner Wood III | Management | For | For | ||||||||||
| 2. | Advisory vote to approve executive compensation. | Management | For | For | ||||||||||
| 3. | Approve the 2021 Equity and Incentive Compensation Plan. | Management | For | For | ||||||||||
| 4. | Ratify the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
| 5. | Approve an amendment to the Restated Certificate of Incorporation to reduce the supermajority vote requirement to a majority vote requirement. | Management | For | For | ||||||||||
| ONEOK, INC. | ||||||||||||||
| Security | 682680103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | OKE | Meeting Date | 26-May-2021 | |||||||||||
| ISIN | US6826801036 | Agenda | 935390726 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1A. | Election of Director: Brian L. Derksen | Management | For | For | ||||||||||
| 1B. | Election of Director: Julie H. Edwards | Management | For | For | ||||||||||
| 1C. | Election of Director: John W. Gibson | Management | For | For | ||||||||||
| 1D. | Election of Director: Mark W. Helderman | Management | For | For | ||||||||||
| 1E. | Election of Director: Randall J. Larson | Management | For | For | ||||||||||
| 1F. | Election of Director: Steven J. Malcolm | Management | For | For | ||||||||||
| 1G. | Election of Director: Jim W. Mogg | Management | For | For | ||||||||||
| 1H. | Election of Director: Pattye L. Moore | Management | For | For | ||||||||||
| 1I. | Election of Director: Eduardo A. Rodriguez | Management | For | For | ||||||||||
| 1J. | Election of Director: Gerald B. Smith | Management | For | For | ||||||||||
| 1K. | Election of Director: Terry K. Spencer | Management | For | For | ||||||||||
| 2. | Ratification of the selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm of ONEOK, Inc. for the year ending December 31, 2021. | Management | For | For | ||||||||||
| 3. | An advisory vote to approve ONEOK, Inc.'s executive compensation. | Management | For | For | ||||||||||
| LIBERTY BROADBAND CORPORATION | ||||||||||||||
| Security | 530307206 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | LBRDB | Meeting Date | 26-May-2021 | |||||||||||
| ISIN | US5303072061 | Agenda | 935397857 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Julie D. Frist | For | For | |||||||||||
| 2 | J. David Wargo | For | For | |||||||||||
| 2. | The auditors ratification proposal, to ratify the selection of KPMG LLP as our independent auditors for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
| 3. | The say-on-pay proposal, to approve, on an advisory basis, the compensation of our named executive officers as described in the proxy statement under the heading "Executive Compensation." | Management | For | For | ||||||||||
| 4. | The say-on-frequency proposal, to approve, on an advisory basis, the frequency at which future say-on-pay votes will be held. | Management | 3 Years | For | ||||||||||
| 5. | The stockholder proposal, requesting that our board of directors provides for a majority vote standard in uncontested director elections, if properly presented at the meeting. | Shareholder | Against | For | ||||||||||
| CALIFORNIA WATER SERVICE GROUP | ||||||||||||||
| Security | 130788102 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CWT | Meeting Date | 26-May-2021 | |||||||||||
| ISIN | US1307881029 | Agenda | 935404094 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1A. | Election of Director: Gregory E. Aliff | Management | For | For | ||||||||||
| 1B. | Election of Director: Terry P. Bayer | Management | For | For | ||||||||||
| 1C. | Election of Director: Shelly M. Esque | Management | For | For | ||||||||||
| 1D. | Election of Director: Martin A. Kropelnicki | Management | For | For | ||||||||||
| 1E. | Election of Director: Thomas M. Krummel, M.D. | Management | For | For | ||||||||||
| 1F. | Election of Director: Richard P. Magnuson | Management | For | For | ||||||||||
| 1G. | Election of Director: Yvonne A. Maldonado, M.D. | Management | For | For | ||||||||||
| 1H. | Election of Director: Scott L. Morris | Management | For | For | ||||||||||
| 1I. | Election of Director: Peter C. Nelson | Management | For | For | ||||||||||
| 1J. | Election of Director: Carol M. Pottenger | Management | For | For | ||||||||||
| 1K. | Election of Director: Lester A. Snow | Management | For | For | ||||||||||
| 1L. | Election of Director: Patricia K. Wagner | Management | For | For | ||||||||||
| 2. | Advisory vote to approve executive compensation. | Management | For | For | ||||||||||
| 3. | Ratification of the selection of Deloitte & Touche LLP as the Group's independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
| FLUENCE CORPORATION LTD | ||||||||||||||
| Security | Q3918T103 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 27-May-2021 | ||||||||||||
| ISIN | AU000000FLC5 | Agenda | 713988674 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 1, 3, 4, 5, 6, 7 AND-VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF-THE PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE-OBTAINED BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE-COMPANY ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING-SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN-BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST)-ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED-BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT-PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION | Non-Voting | ||||||||||||
| 1 | ADOPTION OF REMUNERATION REPORT | Management | Abstain | Against | ||||||||||
| 2 | RE-ELECTION OF MR ROSS HAGHIGHAT AS A DIRECTOR OF THE COMPANY | Management | For | For | ||||||||||
| 3 | APPROVAL TO GRANT OPTIONS TO RICHARD IRVING (OR HIS NOMINEE) | Management | Abstain | Against | ||||||||||
| 4 | APPROVAL TO GRANT OPTIONS TO PAUL DONNELLY (OR HIS NOMINEE) | Management | Abstain | Against | ||||||||||
| 5 | APPROVAL TO GRANT OPTIONS TO ROSS HAGHIGHAT (OR HIS NOMINEE) | Management | Abstain | Against | ||||||||||
| 6 | APPROVAL TO GRANT OPTIONS TO DR RENGARAJAN RAMESH (OR HIS NOMINEE) | Management | Abstain | Against | ||||||||||
| 7 | APPROVAL TO GRANT OPTIONS TO RICHARD IRVING (OR HIS NOMINEE) AS PART OF HIS EMPLOYMENT CONTRACT | Management | Abstain | Against | ||||||||||
| 8 | RATIFICATION OF APPOINTMENT OF AUDITOR: THAT, PURSUANT TO SECTION 327B(1)(B) OF THE CORPORATIONS ACT AND FOR ALL OTHER PURPOSES, BDO AUDIT PTY LTD (BDO AUDIT), HAVING BEEN NOMINATED BY A SHAREHOLDER AND HAVING GIVEN ITS CONSENT IN WRITING TO ACT AS AUDITOR, BE APPOINTED AS THE AUDITOR OF THE COMPANY TO HOLD OFFICE FROM THE CONCLUSION OF THIS ANNUAL GENERAL MEETING UNTIL IT RESIGNS OR IS REMOVED FROM THE OFFICE OF AUDITOR OF THE COMPANY | Management | For | For | ||||||||||
| 9 | APPROVAL OF 10% PLACEMENT CAPACITY | Management | For | For | ||||||||||
| APA CORPORATION | ||||||||||||||
| Security | 03743Q108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | APA | Meeting Date | 27-May-2021 | |||||||||||
| ISIN | US03743Q1085 | Agenda | 935379443 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | Election of Director: Annell R. Bay | Management | For | For | ||||||||||
| 2. | Election of Director: John J. Christmann IV | Management | For | For | ||||||||||
| 3. | Election of Director: Juliet S. Ellis | Management | For | For | ||||||||||
| 4. | Election of Director: Chansoo Joung | Management | For | For | ||||||||||
| 5. | Election of Director: John E. Lowe | Management | For | For | ||||||||||
| 6. | Election of Director: H. Lamar McKay | Management | For | For | ||||||||||
| 7. | Election of Director: William C. Montgomery | Management | For | For | ||||||||||
| 8. | Election of Director: Amy H. Nelson | Management | For | For | ||||||||||
| 9. | Election of Director: Daniel W. Rabun | Management | For | For | ||||||||||
| 10. | Election of Director: Peter A. Ragauss | Management | For | For | ||||||||||
| 11. | Ratification of Ernst & Young LLP as APA's Independent Auditors. | Management | For | For | ||||||||||
| 12. | Advisory Vote to Approve Compensation of APA's Named Executive Officers. | Management | For | For | ||||||||||
| 13. | Approval of the Apache Charter Amendment. | Management | Abstain | Against | ||||||||||
| ONE GAS, INC | ||||||||||||||
| Security | 68235P108 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | OGS | Meeting Date | 27-May-2021 | |||||||||||
| ISIN | US68235P1084 | Agenda | 935388478 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1.1 | Election of Director: Robert B. Evans | Management | For | For | ||||||||||
| 1.2 | Election of Director: John W. Gibson | Management | For | For | ||||||||||
| 1.3 | Election of Director: Tracy E. Hart | Management | For | For | ||||||||||
| 1.4 | Election of Director: Michael G. Hutchinson | Management | For | For | ||||||||||
| 1.5 | Election of Director: Pattye L. Moore | Management | For | For | ||||||||||
| 1.6 | Election of Director: Pierce H. Norton II | Management | For | For | ||||||||||
| 1.7 | Election of Director: Eduardo A. Rodriguez | Management | For | For | ||||||||||
| 1.8 | Election of Director: Douglas H. Yaeger | Management | For | For | ||||||||||
| 2. | Ratification of the selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm of ONE Gas, Inc. for the year ending December 31, 2021. | Management | For | For | ||||||||||
| 3. | Amendment and restatement of the ESP Plan to authorize an additional 550,000 shares of ONE Gas, Inc. common stock for issuance under the plan and to introduce new holding requirements and transfer restrictions for plan participants. | Management | For | For | ||||||||||
| 4. | Advisory vote to approve the Company's executive compensation. | Management | For | For | ||||||||||
| 5. | Advisory vote to approve the frequency of advisory votes on the Company's executive compensation. | Management | 1 Year | For | ||||||||||
| DEUTSCHE BANK AG | ||||||||||||||
| Security | D18190898 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | DB | Meeting Date | 27-May-2021 | |||||||||||
| ISIN | DE0005140008 | Agenda | 935428145 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 2A. | Ratification of the acts of management of the member of the Management Board for the 2020 financial year: Christian Sewing Chairman of the Management Board (CEO) | Management | For | For | ||||||||||
| 2B. | Ratification of the acts of management of the member of the Management Board for the 2020 financial year: Karl von Rohr Deputy Chairman of the Management Board | Management | For | For | ||||||||||
| 2C. | Ratification of the acts of management of the member of the Management Board for the 2020 financial year: Fabrizio Campelli | Management | For | For | ||||||||||
| 2D. | Ratification of the acts of management of the member of the Management Board for the 2020 financial year: Frank Kuhnke | Management | For | For | ||||||||||
| 2E. | Ratification of the acts of management of the member of the Management Board for the 2020 financial year: Bernd Leukert | Management | For | For | ||||||||||
| 2F. | Ratification of the acts of management of the member of the Management Board for the 2020 financial year: Stuart Lewis | Management | For | For | ||||||||||
| 2G. | Ratification of the acts of management of the member of the Management Board for the 2020 financial year: James von Moltke | Management | For | For | ||||||||||
| 2H. | Ratification of the acts of management of the member of the Management Board for the 2020 financial year: Alexander von zur Mühlen (since August 1, 2020) | Management | For | For | ||||||||||
| 2I. | Ratification of the acts of management of the member of the Management Board for the 2020 financial year: Christiana Riley | Management | For | For | ||||||||||
| 2J. | Ratification of the acts of management of the member of the Management Board for the 2020 financial year: Professor Dr. Stefan Simon (since August 1, 2020) | Management | For | For | ||||||||||
| 2K. | Ratification of the acts of management of the member of the Management Board for the 2020 financial year: Werner Steinmüller (until July 31, 2020) | Management | For | For | ||||||||||
| 3A. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Dr. Paul Achleitner Chairman | Management | For | For | ||||||||||
| 3B. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Detlef Polaschek Deputy Chairman (employee representative) | Management | For | For | ||||||||||
| 3C. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Ludwig Blomeyer- Bartenstein (employee representative) | Management | For | For | ||||||||||
| 3D. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Frank Bsirske (employee representative) | Management | For | For | ||||||||||
| 3E. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Mayree Carroll Clark | Management | For | For | ||||||||||
| 3F. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Jan Duscheck (employee representative) | Management | For | For | ||||||||||
| 3G. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Dr. Gerhard Eschelbeck | Management | For | For | ||||||||||
| 3H. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Sigmar Gabriel (since March 11, 2020) | Management | For | For | ||||||||||
| 3I. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Katherine Garrett-Cox (until May 20, 2020) | Management | For | For | ||||||||||
| 3J. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Timo Heider (employee representative) | Management | For | For | ||||||||||
| 3K. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Martina Klee (employee representative) | Management | For | For | ||||||||||
| 3L. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Henriette Mark (employee representative) | Management | For | For | ||||||||||
| 3M. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Gabriele Platscher (employee representative) | Management | For | For | ||||||||||
| 3N. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Bernd Rose (employee representative) | Management | For | For | ||||||||||
| 3O. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Gerd Alexander Schütz | Management | For | For | ||||||||||
| 3P. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Stephan Szukalski (employee representative) | Management | For | For | ||||||||||
| 3Q. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: John Alexander Thain | Management | For | For | ||||||||||
| 3R. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Michele Trogni | Management | For | For | ||||||||||
| 3S. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Dr. Dagmar Valcárcel | Management | For | For | ||||||||||
| 3T. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Dr. Theodor Weimer (since May 20, 2020) | Management | For | For | ||||||||||
| 3U. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Professor Dr. Norbert Winkeljohann | Management | For | For | ||||||||||
| 4. | Election of the auditor for the 2021 financial year, interim accounts | Management | For | For | ||||||||||
| 5. | Authorization to acquire own shares pursuant to Section 71 (1) No. 8 Stock Corporation Act as well as for their use with the possible exclusion of pre-emptive rights | Management | For | For | ||||||||||
| 6. | Authorization to use derivatives within the framework of the purchase of own shares pursuant to Section 71 (1) No. 8 Stock Corporation Act | Management | For | For | ||||||||||
| 7. | Authorization to acquire own shares for trading purposes pursuant to Section 71 (1) No. 7 Stock Corporation Act | Management | For | For | ||||||||||
| 8. | Approval of the compensation system for the Management Board members | Management | For | For | ||||||||||
| 9. | Approval of the compensation for the Supervisory Board members; amendment of the Articles of Association | Management | For | For | ||||||||||
| 10. | Authorized capital (possibility of excluding pre-emptive rights i.a. pursuant to Section 186 (3) sentence 4 Stock Corporation Act) | Management | Abstain | Against | ||||||||||
| 11. | Authorized capital (in general with pre-emptive rights) | Management | Abstain | Against | ||||||||||
| 12. | Approval of a domination and profit and loss transfer agreement with a subsidiary | Management | For | For | ||||||||||
| 13. | Election of Frank Witter as member of the Supervisory Board | Management | For | For | ||||||||||
| DEUTSCHE BANK AG | ||||||||||||||
| Security | D18190898 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | DB | Meeting Date | 27-May-2021 | |||||||||||
| ISIN | DE0005140008 | Agenda | 935435001 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 2A. | Ratification of the acts of management of the member of the Management Board for the 2020 financial year: Christian Sewing Chairman of the Management Board (CEO) | Management | For | For | ||||||||||
| 2B. | Ratification of the acts of management of the member of the Management Board for the 2020 financial year: Karl von Rohr Deputy Chairman of the Management Board | Management | For | For | ||||||||||
| 2C. | Ratification of the acts of management of the member of the Management Board for the 2020 financial year: Fabrizio Campelli | Management | For | For | ||||||||||
| 2D. | Ratification of the acts of management of the member of the Management Board for the 2020 financial year: Frank Kuhnke | Management | For | For | ||||||||||
| 2E. | Ratification of the acts of management of the member of the Management Board for the 2020 financial year: Bernd Leukert | Management | For | For | ||||||||||
| 2F. | Ratification of the acts of management of the member of the Management Board for the 2020 financial year: Stuart Lewis | Management | For | For | ||||||||||
| 2G. | Ratification of the acts of management of the member of the Management Board for the 2020 financial year: James von Moltke | Management | For | For | ||||||||||
| 2H. | Ratification of the acts of management of the member of the Management Board for the 2020 financial year: Alexander von zur Mühlen (since August 1, 2020) | Management | For | For | ||||||||||
| 2I. | Ratification of the acts of management of the member of the Management Board for the 2020 financial year: Christiana Riley | Management | For | For | ||||||||||
| 2J. | Ratification of the acts of management of the member of the Management Board for the 2020 financial year: Professor Dr. Stefan Simon (since August 1, 2020) | Management | For | For | ||||||||||
| 2K. | Ratification of the acts of management of the member of the Management Board for the 2020 financial year: Werner Steinmüller (until July 31, 2020) | Management | For | For | ||||||||||
| 3A. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Dr. Paul Achleitner Chairman | Management | For | For | ||||||||||
| 3B. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Detlef Polaschek Deputy Chairman (employee representative) | Management | For | For | ||||||||||
| 3C. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Ludwig Blomeyer- Bartenstein (employee representative) | Management | For | For | ||||||||||
| 3D. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Frank Bsirske (employee representative) | Management | For | For | ||||||||||
| 3E. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Mayree Carroll Clark | Management | For | For | ||||||||||
| 3F. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Jan Duscheck (employee representative) | Management | For | For | ||||||||||
| 3G. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Dr. Gerhard Eschelbeck | Management | For | For | ||||||||||
| 3H. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Sigmar Gabriel (since March 11, 2020) | Management | For | For | ||||||||||
| 3I. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Katherine Garrett-Cox (until May 20, 2020) | Management | For | For | ||||||||||
| 3J. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Timo Heider (employee representative) | Management | For | For | ||||||||||
| 3K. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Martina Klee (employee representative) | Management | For | For | ||||||||||
| 3L. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Henriette Mark (employee representative) | Management | For | For | ||||||||||
| 3M. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Gabriele Platscher (employee representative) | Management | For | For | ||||||||||
| 3N. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Bernd Rose (employee representative) | Management | For | For | ||||||||||
| 3O. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Gerd Alexander Schütz | Management | For | For | ||||||||||
| 3P. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Stephan Szukalski (employee representative) | Management | For | For | ||||||||||
| 3Q. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: John Alexander Thain | Management | For | For | ||||||||||
| 3R. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Michele Trogni | Management | For | For | ||||||||||
| 3S. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Dr. Dagmar Valcárcel | Management | For | For | ||||||||||
| 3T. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Dr. Theodor Weimer (since May 20, 2020) | Management | For | For | ||||||||||
| 3U. | Ratification of the acts of management of the member of the Supervisory Board for the 2020 financial year: Professor Dr. Norbert Winkeljohann | Management | For | For | ||||||||||
| 4. | Election of the auditor for the 2021 financial year, interim accounts | Management | For | For | ||||||||||
| 5. | Authorization to acquire own shares pursuant to Section 71 (1) No. 8 Stock Corporation Act as well as for their use with the possible exclusion of pre-emptive rights | Management | For | For | ||||||||||
| 6. | Authorization to use derivatives within the framework of the purchase of own shares pursuant to Section 71 (1) No. 8 Stock Corporation Act | Management | For | For | ||||||||||
| 7. | Authorization to acquire own shares for trading purposes pursuant to Section 71 (1) No. 7 Stock Corporation Act | Management | For | For | ||||||||||
| 8. | Approval of the compensation system for the Management Board members | Management | For | For | ||||||||||
| 9. | Approval of the compensation for the Supervisory Board members; amendment of the Articles of Association | Management | For | For | ||||||||||
| 10. | Authorized capital (possibility of excluding pre-emptive rights i.a. pursuant to Section 186 (3) sentence 4 Stock Corporation Act) | Management | Abstain | Against | ||||||||||
| 11. | Authorized capital (in general with pre-emptive rights) | Management | Abstain | Against | ||||||||||
| 12. | Approval of a domination and profit and loss transfer agreement with a subsidiary | Management | For | For | ||||||||||
| 13. | Election of Frank Witter as member of the Supervisory Board | Management | For | For | ||||||||||
| EQUATORIAL ENERGIA SA | ||||||||||||||
| Security | P3773H104 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 28-May-2021 | ||||||||||||
| ISIN | BREQTLACNOR0 | Agenda | 713823258 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET (DEPENDANT UPON THE AVAILABILITY AND USAGE OF THE- REMOTE VOTING PLATFORM). ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE- REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN-ARE ALLOWED. THANK YOU | Non-Voting | ||||||||||||
| 1 | INCREASE OF CAPITAL OF THE COMPANY WITH AMENDMENT TO THE 6TH ARTICLE OF COMPANY'S BYLAWS, IN ORDER TO REFLECT THE CAPITAL INCREASES APPROVED AT THIS MEETING AND BY THE COMPANY'S BOARD OF DIRECTORS, WITHIN THE AUTHORIZED LIMIT OF CAPITAL | Management | No Action | |||||||||||
| 2 | CONSOLIDATION OF THE COMPANY'S BYLAWS | Management | No Action | |||||||||||
| 3 | AUTHORIZATION FOR THE MANAGERS OF THE COMPANY TO PERFORM ALL ACTS NECESSARY TO MAKE THE RESOLUTIONS APPROVED AT THE MEETING EFFECTIVE | Management | No Action | |||||||||||
| CMMT | 24 MAY 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO POSTPONEMENT OF THE- MEETING DATE FROM 30 APR 2021 TO 28 MAY 2021 AND ADDITION OF COMMENT. IF YOU-HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE-TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| CMMT | 24 MAY 2021: PLEASE NOTE THAT THIS MEETING IS SECOND CALL FOR THE MEETING-THAT TOOK PLACE ON 30 APR 2021 UNDER JOB 547969. IF YOU HAVE ALREADY VOTED-THE PRIOR MEETING, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID WITH YOUR-SUBCUSTODIAN AND YOU ARE NOT REQUIRED TO SUBMIT NEW VOTING INSTRUCTIONS FOR-THIS MEETING UNLESS YOU WISH TO CHANGE YOUR VOTE. | Non-Voting | ||||||||||||
| KOREA ELECTRIC POWER CORPORATION | ||||||||||||||
| Security | 500631106 | Meeting Type | Special | |||||||||||
| Ticker Symbol | KEP | Meeting Date | 28-May-2021 | |||||||||||
| ISIN | US5006311063 | Agenda | 935441737 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 4.1 | Election of the President & CEO: Cheong, Seung-Il | Management | For | For | ||||||||||
| 4.2 | Election of a Standing Director: Park, Heon-Gyu | Management | For | For | ||||||||||
| 4.3 | Election of a Non-Standing Director as a Member of the Audit Committee: Park, Hyo-Sung | Management | For | For | ||||||||||
| AVANGRID, INC. | ||||||||||||||
| Security | 05351W103 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | AGR | Meeting Date | 01-Jun-2021 | |||||||||||
| ISIN | US05351W1036 | Agenda | 935402355 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Ignacio S. Galán | For | For | |||||||||||
| 2 | John Baldacci | For | For | |||||||||||
| 3 | Daniel Alcain Lopéz | For | For | |||||||||||
| 4 | Dennis V. Arriola | For | For | |||||||||||
| 5 | Pedro Azagra Blázquez | For | For | |||||||||||
| 6 | Robert Duffy | For | For | |||||||||||
| 7 | Teresa Herbert | For | For | |||||||||||
| 8 | Patricia Jacobs | For | For | |||||||||||
| 9 | John Lahey | For | For | |||||||||||
| 10 | José Á. Marra Rodríguez | For | For | |||||||||||
| 11 | Santiago M. Garrido | For | For | |||||||||||
| 12 | José Sáinz Armada | For | For | |||||||||||
| 13 | Alan Solomont | For | For | |||||||||||
| 14 | Elizabeth Timm | For | For | |||||||||||
| 2. | RATIFICATION OF THE SELECTION OF KPMG LLP AS AVANGRID, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2021. | Management | For | For | ||||||||||
| 3. | NON-BINDING ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | For | For | ||||||||||
| 4. | APPROVAL OF AN AMENDMENT TO THE AVANGRID, INC. AMENDED AND RESTATED OMNIBUS INCENTIVE PLAN. | Management | For | For | ||||||||||
| SOLAREDGE TECHNOLOGIES, INC. | ||||||||||||||
| Security | 83417M104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SEDG | Meeting Date | 01-Jun-2021 | |||||||||||
| ISIN | US83417M1045 | Agenda | 935406048 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1A. | Election of Director: Nadav Zafrir | Management | For | For | ||||||||||
| 1B. | Election of Director: Avery More | Management | For | For | ||||||||||
| 1C. | Election of Director: Zvi Lando | Management | For | For | ||||||||||
| 2. | Ratification of appointment of EY as independent registered public accounting firm for the year ending December 31, 2021. | Management | For | For | ||||||||||
| 3. | Approval of, on an advisory and non-binding basis, the compensation of our named executive officers (the "Say- on-Pay Proposal"). | Management | For | For | ||||||||||
| EUSKALTEL S.A. | ||||||||||||||
| Security | E4R02W105 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 02-Jun-2021 | ||||||||||||
| ISIN | ES0105075008 | Agenda | 714033038 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A-SECOND CALL ON 03 JUN 2020. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL-REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU. | Non-Voting | ||||||||||||
| 1 | APPROVE CONSOLIDATED AND STANDALONE FINANCIAL STATEMENTS | Management | No Action | |||||||||||
| 2 | APPROVE CONSOLIDATED AND STANDALONE MANAGEMENT REPORTS | Management | No Action | |||||||||||
| 3 | APPROVE NON-FINANCIAL INFORMATION STATEMENT | Management | No Action | |||||||||||
| 4 | APPROVE DISCHARGE OF BOARD | Management | No Action | |||||||||||
| 5 | RENEW APPOINTMENT OF KPMG AUDITORES AS AUDITOR | Management | No Action | |||||||||||
| 6 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS | Management | No Action | |||||||||||
| 7 | AMEND REMUNERATION POLICY FOR FY 2019, 2020 AND 2021 | Management | No Action | |||||||||||
| 8 | RECEIVE AMENDMENTS TO BOARD OF DIRECTORS REGULATIONS | Non-Voting | ||||||||||||
| 9 | AUTHORIZE BOARD TO RATIFY AND EXECUTE APPROVED RESOLUTIONS | Management | No Action | |||||||||||
| 10 | ADVISORY VOTE ON REMUNERATION REPORT | Management | No Action | |||||||||||
| CMMT | 04 MAY 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS | Non-Voting | ||||||||||||
| OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE- BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS- MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE- TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST- SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY- PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU | ||||||||||||||
| CMMT | 04 MAY 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| COMCAST CORPORATION | ||||||||||||||
| Security | 20030N101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | CMCSA | Meeting Date | 02-Jun-2021 | |||||||||||
| ISIN | US20030N1019 | Agenda | 935407139 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Kenneth J. Bacon | For | For | |||||||||||
| 2 | Madeline S. Bell | For | For | |||||||||||
| 3 | Naomi M. Bergman | For | For | |||||||||||
| 4 | Edward D. Breen | For | For | |||||||||||
| 5 | Gerald L. Hassell | For | For | |||||||||||
| 6 | Jeffrey A. Honickman | For | For | |||||||||||
| 7 | Maritza G. Montiel | For | For | |||||||||||
| 8 | Asuka Nakahara | For | For | |||||||||||
| 9 | David C. Novak | For | For | |||||||||||
| 10 | Brian L. Roberts | For | For | |||||||||||
| 2. | Advisory vote on executive compensation. | Management | For | For | ||||||||||
| 3. | Ratification of the appointment of our independent auditors. | Management | For | For | ||||||||||
| 4. | Shareholder Proposal: To conduct independent investigation and report on risks posed by failing to prevent sexual harassment. | Shareholder | Abstain | Against | ||||||||||
| MANCHESTER UNITED PLC | ||||||||||||||
| Security | G5784H106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MANU | Meeting Date | 03-Jun-2021 | |||||||||||
| ISIN | KYG5784H1065 | Agenda | 935395675 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1A. | Election of Director: Avram Glazer | Management | For | For | ||||||||||
| 1B. | Election of Director: Joel Glazer | Management | For | For | ||||||||||
| 1C. | Election of Director: Edward Woodward | Management | For | For | ||||||||||
| 1D. | Election of Director: Richard Arnold | Management | For | For | ||||||||||
| 1E. | Election of Director: Cliff Baty | Management | For | For | ||||||||||
| 1F. | Election of Director: Kevin Glazer | Management | For | For | ||||||||||
| 1G. | Election of Director: Bryan Glazer | Management | For | For | ||||||||||
| 1H. | Election of Director: Darcie Glazer Kassewitz | Management | For | For | ||||||||||
| 1I. | Election of Director: Edward Glazer | Management | For | For | ||||||||||
| 1J. | Election of Director: Robert Leitâo | Management | For | For | ||||||||||
| 1K. | Election of Director: Manu Sawhney | Management | For | For | ||||||||||
| 1L. | Election of Director: John Hooks | Management | For | For | ||||||||||
| T-MOBILE US, INC. | ||||||||||||||
| Security | 872590104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TMUS | Meeting Date | 03-Jun-2021 | |||||||||||
| ISIN | US8725901040 | Agenda | 935400921 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Marcelo Claure | For | For | |||||||||||
| 2 | Srikant M. Datar | For | For | |||||||||||
| 3 | Bavan M. Holloway | For | For | |||||||||||
| 4 | Timotheus Höttges | For | For | |||||||||||
| 5 | Christian P. Illek | For | For | |||||||||||
| 6 | Raphael Kübler | For | For | |||||||||||
| 7 | Thorsten Langheim | For | For | |||||||||||
| 8 | Dominique Leroy | For | For | |||||||||||
| 9 | G. Michael Sievert | For | For | |||||||||||
| 10 | Teresa A. Taylor | For | For | |||||||||||
| 11 | Omar Tazi | For | For | |||||||||||
| 12 | Kelvin R. Westbrook | For | For | |||||||||||
| 13 | Michael Wilkens | For | For | |||||||||||
| 2. | Ratification of the Appointment of PricewaterhouseCoopers LLP as the Company's Independent Registered Public Accounting Firm for Fiscal Year 2021. | Management | For | For | ||||||||||
| DIAMONDBACK ENERGY, INC. | ||||||||||||||
| Security | 25278X109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | FANG | Meeting Date | 03-Jun-2021 | |||||||||||
| ISIN | US25278X1090 | Agenda | 935407444 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1.1 | Election of Director: Steven E. West | Management | For | For | ||||||||||
| 1.2 | Election of Director: Travis D. Stice | Management | For | For | ||||||||||
| 1.3 | Election of Director: Vincent K. Brooks | Management | For | For | ||||||||||
| 1.4 | Election of Director: Michael P. Cross | Management | For | For | ||||||||||
| 1.5 | Election of Director: David L. Houston | Management | For | For | ||||||||||
| 1.6 | Election of Director: Stephanie K. Mains | Management | For | For | ||||||||||
| 1.7 | Election of Director: Mark L. Plaumann | Management | For | For | ||||||||||
| 1.8 | Election of Director: Melanie M. Trent | Management | For | For | ||||||||||
| 2. | Proposal to approve, on an advisory basis, the compensation paid to the Company's named executive officers. | Management | For | For | ||||||||||
| 3. | Proposal to approve an amendment to the Company's amended and restated certificate of incorporation to increase the total number of authorized shares of common stock from 200,000,000 shares to 400,000,000 shares. | Management | For | For | ||||||||||
| 4. | Proposal to approve the Company's 2021 Amended and Restated Equity Incentive Plan. | Management | Against | Against | ||||||||||
| 5. | Proposal to ratify the appointment of Grant Thornton LLP as the Company's independent auditors for the fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
| ALGONQUIN POWER & UTILITIES CORP. | ||||||||||||||
| Security | 015857105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | AQN | Meeting Date | 03-Jun-2021 | |||||||||||
| ISIN | CA0158571053 | Agenda | 935423171 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1 | The appointment of Ernst & Young LLP, Chartered Accountants, as auditors of the Corporation for the ensuing year; | Management | For | For | ||||||||||
| 2 | DIRECTOR | Management | ||||||||||||
| 1 | Christopher Ball | For | For | |||||||||||
| 2 | Arun Banskota | For | For | |||||||||||
| 3 | Melissa S. Barnes | For | For | |||||||||||
| 4 | Christopher Huskilson | For | For | |||||||||||
| 5 | D. Randy Laney | For | For | |||||||||||
| 6 | Carol Leaman | For | For | |||||||||||
| 7 | Kenneth Moore | For | For | |||||||||||
| 8 | Masheed Saidi | For | For | |||||||||||
| 9 | Dilek Samil | For | For | |||||||||||
| 3 | The advisory resolution set forth in Schedule "A" of the Circular to accept the approach to executive compensation as disclosed in the Circular; | Management | For | For | ||||||||||
| PETROCHINA COMPANY LIMITED | ||||||||||||||
| Security | 71646E100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | PTR | Meeting Date | 10-Jun-2021 | |||||||||||
| ISIN | US71646E1001 | Agenda | 935432269 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| O1. | To consider and approve the report of the board of directors of the Company (the "Board") for the year 2020. | Management | For | For | ||||||||||
| O2. | To consider and approve the report of the supervisory committee of the Company for the year 2020. | Management | For | For | ||||||||||
| O3. | To consider and approve the financial report of the Company for the year 2020. | Management | For | For | ||||||||||
| O4. | To consider and approve the declaration and payment of the final dividends for the year ended 31 December 2020 in the amount and in the manner recommended by the Board. | Management | For | For | ||||||||||
| O5. | To consider and approve the authorisation of the Board to determine the distribution of interim dividends for the year 2020. | Management | For | For | ||||||||||
| O6. | To consider and approve the appointment of PricewaterhouseCoopers Zhong Tian LLP and PricewaterhouseCoopers as the domestic and international auditors of the Company for the year 2021 and to authorise the Board to determine their remuneration. | Management | For | For | ||||||||||
| O7. | To consider and approve the guarantees to be provided to the subsidiaries and affiliated companies of the Company and relevant authorization to the Board. | Management | For | For | ||||||||||
| S8. | To consider and approve, by way of special resolution, to unconditionally grant a general mandate to the Board to determine and deal with the issue of debt financing instruments of the Company with an outstanding balance amount of up to RMB100 billion (the foreign currency equivalent calculated by using the middle exchange rate announced by the People's Bank of China on the date of issue) and determine the terms and conditions of such issue. | Management | For | For | ||||||||||
| VEON LTD | ||||||||||||||
| Security | 91822M106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | VEON | Meeting Date | 10-Jun-2021 | |||||||||||
| ISIN | US91822M1062 | Agenda | 935441814 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | To re-appoint PricewaterhouseCoopers Accountants N.V. ("PwC") as auditor of the Company for a term expiring at the conclusion of the 2022 Annual General Meeting of Shareholders of the Company and to authorize the Board to determine the remuneration of the auditor. | Management | For | For | ||||||||||
| 2. | To adopt further amended and restated bye-laws ("New Bye-laws") in the form annexed to the Notice of 2021 AGM marked as Annexure A, in substitution for and to the exclusion of the existing bye- laws of the Company. | Management | For | For | ||||||||||
| 3A. | That Hans-Holger Albrecht be and is hereby appointed as a director of the Company. | Management | For | For | ||||||||||
| 3B. | That Leonid Boguslavsky be and is hereby appointed as a director of the Company. | Management | For | For | ||||||||||
| 3C. | That Mikhail Fridman be and is hereby appointed as a director of the Company. | Management | For | For | ||||||||||
| 3D. | That Gennady Gazin be and is hereby appointed as a director of the Company. | Management | For | For | ||||||||||
| 3E. | That Amos Genish be and is hereby appointed as a director of the Company. | Management | For | For | ||||||||||
| 3F. | That Yaroslav Glazunov be and is hereby appointed as a director of the Company. | Management | For | For | ||||||||||
| 3G. | That Andrei Gusev be and is hereby appointed as a director of the Company. | Management | For | For | ||||||||||
| 3H. | That Sergi Herrero be and is hereby appointed as a director of the Company. | Management | For | For | ||||||||||
| 3I. | That Gunnar Holt be and is hereby appointed as a director of the Company. | Management | For | For | ||||||||||
| 3J. | That Stephen Pusey be and is hereby appointed as a director of the Company. | Management | For | For | ||||||||||
| 3K. | That Irene Shvakman be and is hereby appointed as a director of the Company. | Management | For | For | ||||||||||
| 3L. | That Robert Jan van de Kraats be and is hereby appointed as a director of the Company. | Management | For | For | ||||||||||
| 3M. | That Vasily Sidorov be and is hereby appointed as a director of the Company. | Management | For | For | ||||||||||
| 4. | As a shareholder, if you are beneficially holding less than 87,836,556 shares (5% of the company total issued and outstanding shares) of VEON Ltd. (the combined total of the common shares represented by the American Depositary Shares evidenced by the American Depositary Receipts you beneficially hold and any other common shares you beneficially hold), mark the box captioned "Yes"; otherwise mark the box captioned "No". ("To vote Yes, please select FOR. To vote NO, please select AGAINST"). | Management | For | |||||||||||
| BROOKFIELD ASSET MANAGEMENT INC. | ||||||||||||||
| Security | 112585104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | BAM | Meeting Date | 11-Jun-2021 | |||||||||||
| ISIN | CA1125851040 | Agenda | 935433994 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1 | DIRECTOR | Management | ||||||||||||
| 1 | M. Elyse Allan | For | For | |||||||||||
| 2 | Angela F. Braly | For | For | |||||||||||
| 3 | Janice Fukakusa | For | For | |||||||||||
| 4 | Maureen Kempston Darkes | For | For | |||||||||||
| 5 | Frank J. McKenna | For | For | |||||||||||
| 6 | Hutham S. Olayan | For | For | |||||||||||
| 7 | Seek Ngee Huat | For | For | |||||||||||
| 8 | Diana L. Taylor | For | For | |||||||||||
| 2 | The appointment of Deloitte LLP as the external auditor and authorizing the directors to set its remuneration. | Management | For | For | ||||||||||
| 3 | The Say on Pay Resolution set out in the Corporation's Management Information Circular dated April 30, 2021 (the "Circular"). | Management | For | For | ||||||||||
| EXTENDED STAY AMERICA, INC. | ||||||||||||||
| Security | 30224P200 | Meeting Type | Contested-Special | |||||||||||
| Ticker Symbol | STAY | Meeting Date | 11-Jun-2021 | |||||||||||
| ISIN | US30224P2002 | Agenda | 935435772 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | To adopt the merger agreement and approve the mergers and the other transactions contemplated by the merger agreement. | Management | For | For | ||||||||||
| 2. | To approve, on a non-binding, advisory basis, the compensation that may be paid or become payable to the Company's named executive officers that is based on or otherwise relates to the mergers. | Management | For | For | ||||||||||
| 3. | To approve, any adjournment of the meeting for the purpose of soliciting additional proxies. | Management | For | For | ||||||||||
| ROPER TECHNOLOGIES, INC. | ||||||||||||||
| Security | 776696106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | ROP | Meeting Date | 14-Jun-2021 | |||||||||||
| ISIN | US7766961061 | Agenda | 935422775 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1.1 | Election of Director: Shellye L. Archambeau | Management | For | For | ||||||||||
| 1.2 | Election of Director: Amy Woods Brinkley | Management | For | For | ||||||||||
| 1.3 | Election of Director: John F. Fort III | Management | For | For | ||||||||||
| 1.4 | Election of Director: L. Neil Hunn | Management | For | For | ||||||||||
| 1.5 | Election of Director: Robert D. Johnson | Management | For | For | ||||||||||
| 1.6 | Election of Director: Laura G. Thatcher | Management | For | For | ||||||||||
| 1.7 | Election of Director: Richard F. Wallman | Management | For | For | ||||||||||
| 1.8 | Election of Director: Christopher Wright | Management | For | For | ||||||||||
| 2. | Advisory vote to approve the compensation of our named executive officers. | Management | For | For | ||||||||||
| 3. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2021. | Management | For | For | ||||||||||
| 4. | Approval of the Roper Technologies, Inc. 2021 Incentive Plan. | Management | Against | Against | ||||||||||
| EOS ENERGY ENTERPRISES INC | ||||||||||||||
| Security | 29415C101 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | EOSE | Meeting Date | 15-Jun-2021 | |||||||||||
| ISIN | US29415C1018 | Agenda | 935423296 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | Marian "Mimi" Walters | For | For | |||||||||||
| 2 | Audrey Zibelman | For | For | |||||||||||
| 2. | Ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for fiscal year ending December 31, 2021. | Management | For | For | ||||||||||
| LIBERTY GLOBAL PLC | ||||||||||||||
| Security | G5480U104 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | LBTYA | Meeting Date | 16-Jun-2021 | |||||||||||
| ISIN | GB00B8W67662 | Agenda | 935425442 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| O1 | Elect Michael T. Fries as a director of Liberty Global for a term expiring at the annual general meeting to be held in 2024 or until a successor in interest is appointed. | Management | For | For | ||||||||||
| O2 | Elect Paul A. Gould as a director of Liberty Global for a term expiring at the annual general meeting to be held in 2024 or until a successor in interest is appointed. | Management | For | For | ||||||||||
| O3 | Elect John C. Malone as a director of Liberty Global for a term expiring at the annual general meeting to be held in 2024 or until a successor in interest is appointed. | Management | For | For | ||||||||||
| O4 | Elect Larry E. Romrell as a director of Liberty Global for a term expiring at the annual general meeting to be held in 2024 or until a successor in interest is appointed. | Management | For | For | ||||||||||
| O5 | Approve, on an advisory basis, the annual report on the implementation of the directors' compensation policy for the year ended December 31, 2020, contained in Appendix A of the proxy statement (in accordance with requirements applicable to U.K. companies). | Management | For | For | ||||||||||
| O6 | Ratify the appointment of KPMG LLP (U.S.) as Liberty Global's independent auditor for the year ending December 31, 2021. | Management | For | For | ||||||||||
| O7 | Appoint KPMG LLP (U.K.) as Liberty Global's U.K. statutory auditor under the U.K. Companies Act 2006 (the Companies Act) (to hold office until the conclusion of the next annual general meeting at which accounts are laid before Liberty Global). | Management | For | For | ||||||||||
| O8 | Authorize the audit committee of Liberty Global's board of directors to determine the U.K. statutory auditor's compensation. | Management | For | For | ||||||||||
| S9 | Authorize Liberty Global's board of directors in accordance with Section 570 of the Companies Act to allot equity securities (as defined in Section 560 of the Companies Act) for cash pursuant to the authority conferred under section 551 of the Companies Act by resolution 10 passed at the Annual General Meeting of Liberty Global held on June 11, 2019, without the rights of preemption provided by Section 561 of the Companies Act. | Management | For | For | ||||||||||
| O10 | Authorize Liberty Global and its subsidiaries to make political donations to political parties, independent election candidates and/or political organizations other than political parties and/or incur political expenditures of up to $1,000,000 under the Companies Act. | Management | For | For | ||||||||||
| O11 | Approve the form agreements and counterparties pursuant to which Liberty Global may conduct the purchase of its ordinary shares in the capital of Liberty Global and authorize all or any of Liberty Global's directors and senior officers to enter into, complete and make purchases of ordinary shares in the capital of Liberty Global pursuant to the form of agreements and with any of the approved counterparties, which approvals will expire on the fifth anniversary of the 2021 AGM. | Management | For | For | ||||||||||
| LORAL SPACE & COMMUNICATIONS INC. | ||||||||||||||
| Security | 543881106 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | LORL | Meeting Date | 17-Jun-2021 | |||||||||||
| ISIN | US5438811060 | Agenda | 935441028 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | DIRECTOR | Management | ||||||||||||
| 1 | John D. Harkey, Jr. | Withheld | Against | |||||||||||
| 2 | Michael B. Targoff | For | For | |||||||||||
| 2. | Acting upon a proposal to ratify the appointment of Deloitte & Touche LLP as Loral's independent registered public accounting firm for the year ending December 31, 2020 (the "Accounting Firm Proposal"). | Management | For | For | ||||||||||
| 3. | Acting upon a proposal to approve, by non-binding, advisory vote, the compensation of Loral's named executive officers as described in the proxy statement/prospectus (the "Say-On-Pay Proposal"). | Management | For | For | ||||||||||
| IBERDROLA SA | ||||||||||||||
| Security | E6165F166 | Meeting Type | Ordinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 18-Jun-2021 | ||||||||||||
| ISIN | ES0144580Y14 | Agenda | 714171030 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| CMMT | DELETION OF COMMENT | Non-Voting | ||||||||||||
| 1 | ANNUAL FINANCIAL STATEMENTS 2020 | Management | For | For | ||||||||||
| 2 | DIRECTORS' REPORTS 2020 | Management | For | For | ||||||||||
| 3 | STATEMENT OF NON-FINANCIAL INFORMATION 2020 | Management | For | For | ||||||||||
| 4 | CORPORATE MANAGEMENT AND ACTIVITIES OF THE BOARD OF DIRECTORS IN 2020 | Management | For | For | ||||||||||
| 5 | AMENDMENT OF THE PREAMBLE AND OF ARTICLES 1, 4, 8, 9, 12, 14, 15, 17, 19, 21, 23, 24, 27, 30, 31, 32, 33, 35, 36, 37, 38, 42, 43, 44, 45, 46, 47 AND 49 OF THE BY-LAWS TO UPDATE THE NAME OF THE GOVERNANCE AND SUSTAINABILITY SYSTEM AND MAKE OTHER TECHNICAL IMPROVEMENTS | Management | For | For | ||||||||||
| 6 | AMENDMENT OF ARTICLE 10 OF THE BY-LAWS IN ORDER TO REFLECT THE AMOUNT OF SHARE CAPITAL RESULTING FROM THE REDUCTION THEREIN BY MEANS OF THE RETIREMENT OF A MAXIMUM OF 178,156,000 OWN SHARES (2.776% OF THE SHARE CAPITAL) | Management | For | For | ||||||||||
| 7 | AMENDMENT OF ARTICLES 12, 17, 28, 33, 39, 40 AND 41 OF THE BY-LAWS TO CONFORM THE TEXT THEREOF TO THE NEW LEGAL PROVISIONS AS REGARDS THE ENCOURAGEMENT OF LONG-TERM SHAREHOLDER ENGAGEMENT | Management | For | For | ||||||||||
| 8 | AMENDMENT OF ARTICLES 18, 19, 20, 22, 23, 24, 26 AND 27 OF THE BY-LAWS TO REGULATE REMOTE ATTENDANCE AT THE GENERAL SHAREHOLDERS' MEETING | Management | For | For | ||||||||||
| 9 | AMENDMENT OF ARTICLE 32 OF THE BY-LAWS TO INCLUDE THE APPROVAL OF A CLIMATE ACTION PLAN | Management | Abstain | Against | ||||||||||
| 10 | AMENDMENT OF ARTICLES 35 AND 36 OF THE BY- LAWS TO UPDATE THE RULES ON THE WAYS OF HOLDING MEETINGS OF THE BOARD OF DIRECTORS AND OF ITS COMMITTEES | Management | For | For | ||||||||||
| 11 | AMENDMENT OF ARTICLES 53 AND 54 OF THE BY- LAWS AND ADDITION OF SIX NEW ARTICLES NUMBERED FROM 55 TO 60, REORGANISING THE CHAPTERS OF TITLE V, TO ESTABLISH THE REGULATIONS FOR THE PREPARATION, VERIFICATION AND APPROVAL OF THE ANNUAL FINANCIAL AND NON-FINANCIAL INFORMATION | Management | For | For | ||||||||||
| 12 | AMENDMENT OF ARTICLES 55 AND 56 OF THE BY- LAWS, WHICH WILL BECOME ARTICLES 61 AND 62, TO MAKE TECHNICAL IMPROVEMENTS AND GROUP THEM WITHIN A NEW TITLE VI | Management | For | For | ||||||||||
| 13 | AMENDMENT OF ARTICLES 4, 6, 7, 8, 9, 19, 20, 28, 29, 30, 38, 39, 40 AND 41 OF THE REGULATIONS FOR THE GENERAL SHAREHOLDERS' MEETING IN ORDER TO UPDATE THE NAME OF THE GOVERNANCE AND SUSTAINABILITY SYSTEM AND TO MAKE OTHER TECHNICAL IMPROVEMENTS | Management | For | For | ||||||||||
| 14 | AMENDMENT OF ARTICLES 9 AND 20 OF THE REGULATIONS FOR THE GENERAL SHAREHOLDERS' MEETING TO CONFORM THE TEXT THEREOF TO THE NEW LEGAL PROVISIONS AS REGARDS THE ENCOURAGEMENT OF LONG-TERM SHAREHOLDER ENGAGEMENT | Management | For | For | ||||||||||
| 15 | AMENDMENT OF ARTICLES 11, 14, 18, 19, 21, 22, 23, 24, 25, 26, 29, 31, 33, 34, 35, 36, 40 AND 43 OF THE REGULATIONS FOR THE GENERAL SHAREHOLDERS' MEETING AND ADDITION OF A NEW ARTICLE 37 TO ESTABLISH THE RULES FOR REMOTE ATTENDANCE, AND NUMBERING OF THE ARTICLES | Management | For | For | ||||||||||
| 16 | DIRECTOR REMUNERATION POLICY | Management | For | For | ||||||||||
| 17 | ALLOCATION OF PROFITS/LOSSES AND DISTRIBUTION OF 2020 DIVIDENDS, THE SUPPLEMENTARY PAYMENT OF WHICH WILL BE MADE WITHIN THE FRAMEWORK OF THE "IBERDROLA RETRIBUCION FLEXIBLE" OPTIONAL DIVIDEND SYSTEM | Management | For | For | ||||||||||
| 18 | FIRST INCREASE IN CAPITAL BY MEANS OF A SCRIP ISSUE AT A MAXIMUM REFERENCE MARKET VALUE OF 1,725 MILLION EUROS IN ORDER TO IMPLEMENT THE "IBERDROLA RETRIBUCION FLEXIBLE" OPTIONAL DIVIDEND SYSTEM | Management | For | For | ||||||||||
| 19 | SECOND INCREASE IN CAPITAL BY MEANS OF A SCRIP ISSUE AT A MAXIMUM REFERENCE MARKET VALUE OF 1,250 MILLION EUROS IN ORDER TO IMPLEMENT THE "IBERDROLA RETRIBUCION FLEXIBLE" OPTIONAL DIVIDEND SYSTEM | Management | For | For | ||||||||||
| 20 | RE-ELECTION OF MR JUAN MANUEL GONZALEZ SERNA AS INDEPENDENT DIRECTOR | Management | For | For | ||||||||||
| 21 | RE-ELECTION OF MR FRANCISCO MARTINEZ CORCOLES AS EXECUTIVE DIRECTOR | Management | For | For | ||||||||||
| 22 | RATIFICATION AND RE-ELECTION OF MR ANGEL JESUS ACEBES PANIAGUA AS INDEPENDENT DIRECTOR | Management | For | For | ||||||||||
| 23 | SETTING OF THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS AT FOURTEEN | Management | For | For | ||||||||||
| 24 | AUTHORISATION TO ISSUE SIMPLE DEBENTURES OR BONDS AND OTHER FIXED-INCOME SECURITIES, NOT EXCHANGEABLE FOR OR CONVERTIBLE INTO SHARES, WITH A LIMIT OF 6,000 MILLION EUROS FOR PROMISSORY NOTES AND 30,000 MILLION EUROS FOR OTHER FIXED-INCOME SECURITIES, AS WELL AS TO GUARANTEE ISSUES OF SUBSIDIARIES | Management | For | For | ||||||||||
| 25 | DELEGATION OF POWERS TO FORMALISE AND TO CONVERT THE RESOLUTIONS ADOPTED INTO A PUBLIC INSTRUMENT | Management | For | For | ||||||||||
| 26 | ANNUAL DIRECTOR REMUNERATION REPORT 2020 | Management | For | For | ||||||||||
| 27 | CLIMATE ACTION POLICY | Management | Abstain | Against | ||||||||||
| CMMT | 24 MAY 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO POSTPONEMENT OF THE- MEETING DATE FROM SECOND CALL DATE FROM 17 JUNE 2021 TO 18 JUNE 2021. IF YOU-HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE-TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
| VIVENDI SE | ||||||||||||||
| Security | F97982106 | Meeting Type | MIX | |||||||||||
| Ticker Symbol | Meeting Date | 22-Jun-2021 | ||||||||||||
| ISIN | FR0000127771 | Agenda | 714164934 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | ||||||||||||
| CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT DUE TO THE CURRENT COVID19 CRISIS AND IN ACCORDANCE WITH THE- PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF- NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18,-2020 THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE-PHYSICAL PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO-NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS-SITUATION CHANGE, THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY-CONSULT THE COMPANY WEBSITE | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY-CLICKING ON THE MATERIAL URL LINK:-https://www.journal- officiel.gouv.fr/balo/document/202105122101684-57 AND-https://www.journal- officiel.gouv.fr/balo/document/202106042102385-67 | Non-Voting | ||||||||||||
| 1 | THE SHAREHOLDERS' MEETING, AFTER HAVING REVIEWED THE REPORTS OF THE EXECUTIVE COMMITTEE AND THE AUDITORS, APPROVES THE COMPANY'S FINANCIAL STATEMENTS FOR THE FISCAL YEAR THAT ENDED IN 2020, AS PRESENTED TO THE MEETING, SHOWING NET EARNINGS AMOUNTING TO EUR 3,009,370,168.18 | Management | For | For | ||||||||||
| 2 | THE SHAREHOLDERS' MEETING, AFTER HAVING REVIEWED THE REPORTS OF THE EXECUTIVE COMMITTEE AND THE AUDITORS, APPROVES THE CONSOLIDATED FINANCIAL STATEMENTS FOR SAID FINANCIAL YEAR, AS PRESENTED TO THE MEETING | Management | For | For | ||||||||||
| 3 | THE SHAREHOLDERS' MEETING, AFTER REVIEWING THE SPECIAL REPORT OF THE AUDITORS ON AGREEMENTS GOVERNED BY ARTICLE L.225-88 OF THE FRENCH COMMERCIAL CODE, APPROVES SAID REPORT AND THE AGREEMENT AUTHORIZED SINCE THE CLOSING OF THE 2020 FISCAL YEAR AS REFERRED TO THEREIN, AND TAKES NOTICE THAT NO NEW AGREEMENT HAS BEEN AUTHORIZED FOR SAID FISCAL YEAR AND THAT NO AGREEMENT PREVIOUSLY ENTERED INTO REMAINED IN FORCE DURING SAID FISCAL YEAR | Management | For | For | ||||||||||
| 4 | THE SHAREHOLDERS' MEETING APPROVES THE RECOMMENDATIONS OF THE EXECUTIVE COMMITTEE AND RESOLVES TO ALLOCATE THE EARNINGS AS FOLLOWS: ORIGIN: EARNINGS: EUR 3,009,370,168.18 RETAINED EARNINGS: EUR 2,955,604,551.07 DISTRIBUTABLE INCOME: EUR 5,964,974,719.25 ALLOCATION: DIVIDENDS: EUR 651,333,876.60 RETAINED EARNINGS: EUR 5,313,640,842.65 THE SHAREHOLDERS WILL BE GRANTED AN ORDINARY DIVIDEND OF EUR 0.60 PER SHARE, THAT WILL BE ELIGIBLE TO THE 40 PER CENT DEDUCTION PROVIDED BY THE FRENCH GENERAL TAX CODE. THIS DIVIDEND WILL BE PAID FROM THE 25TH OF JUNE 2021. AS REQUIRED BY LAW, IT IS REMINDED THAT, FOR THE LAST THREE FINANCIAL YEARS, THE DIVIDENDS WERE PAID AS FOLLOWS: EUR 0.45 PER SHARE FOR FISCAL YEAR 2017 EUR 0.50 PER SHARE FOR FISCAL YEAR 2018 EUR 0.60 PER SHARE FOR FISCAL YEAR 2019 RESULTS APPROPRIATION | Management | For | For | ||||||||||
| 5 | THE SHAREHOLDERS' MEETING ISSUES A FAVOURABLE OPINION ON THE PROPOSED EXCEPTIONAL DISTRIBUTION OF CONTRIBUTIONS IN KIND OF A MAJORITY OF THE SHARE CAPITAL OF THE UNIVERSAL MUSIC GROUP N.V. COMPANY TO THE SHAREHOLDERS OF THE VIVENDI SE COMPANY, AS REFERRED TO IN RESOLUTION 6 | Management | For | For | ||||||||||
| 6 | THE SHAREHOLDERS' MEETING DECIDES TO EXCEPTIONALLY GRANT 1,086,266,883 SHARES OF THE UNIVERSAL MUSIC GROUP N.V. COMPANY, AT THE RATE OF 1 SHARE OF THE UNIVERSAL MUSIC GROUP N.V. COMPANY FOR 1 SHARE OF THE VIVENDI SE COMPANY, CORRESPONDING TO A VALUE OF EUR 19,800,000,000.00 THAT WILL BE CHARGED ON THE RETAINED EARNINGS ACCOUNT FOR THE AMOUNT OF EUR 5,313,640,842.65 (THIS LATTER AMOUNT CORRESPONDING TO THE 2020 EARNINGS AMOUNTING TO EUR 3,009,370,168.18 DIMINISHED BY THE ORDINARY DIVIDEND AMOUNTING TO EUR 651,333,876.60, I.E. EUR 2,358,036,291.58, ADDED WITH THE PREVIOUS RETAINED EARNINGS AMOUNTING TO EUR 2,955,604,551.07) TO BE PAID ON THE 29TH OF SEPTEMBER 2021, TO THE BENEFIT OF THE SHAREHOLDERS OF THE VIVENDI SE COMPANY WHOSE SHARES ARE REGISTERED BY THE 28TH OF SEPTEMBER 2021. THE AMOUNT OF THE DOWN PAYMENT AMOUNTING TO EUR 14,486,359,157.35 WILL BE CHARGED ON THE RESULTS APPROPRIATION OF THE 2021 FISCAL YEAR. ALL POWERS TO THE EXECUTIVE COMMITTEE TO ACCOMPLISH ALL NECESSARY FORMALITIES | Management | For | For | ||||||||||
| 7 | THE SHAREHOLDERS' MEETING APPROVES THE INFORMATION MENTIONED IN THE ARTICLE L.22-10- 9 I OF THE FRENCH COMMERCIAL CODE | Management | Against | Against | ||||||||||
| 8 | THE SHAREHOLDERS' MEETING APPROVES THE COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS OF ANY KIND PAID AND AWARDED TO MR YANNICK BOLLORE AS CHAIRMAN OF THE SUPERVISORY BOARD FOR THE 2020 FINANCIAL YEAR | Management | Against | Against | ||||||||||
| 9 | THE SHAREHOLDERS' MEETING APPROVES THE COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS OF ANY KIND PAID AND AWARDED TO MR ARNAUD DE PUYFONTAINE AS CHAIRMAN OF THE EXECUTIVE COMMITTEE FOR THE 2020 FINANCIAL YEAR | Management | Against | Against | ||||||||||
| 10 | THE SHAREHOLDERS' MEETING APPROVES THE COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS OF ANY KIND PAID AND AWARDED TO MR GILLES ALIX AS MEMBER OF THE EXECUTIVE COMMITTEE FOR THE 2020 FINANCIAL YEAR | Management | Against | Against | ||||||||||
| 11 | THE SHAREHOLDERS' MEETING APPROVES THE COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS OF ANY KIND PAID AND AWARDED TO MR CEDRIC DE BAILLIENCOURT AS MEMBER OF THE EXECUTIVE COMMITTEE FOR THE 2020 FINANCIAL YEAR | Management | Against | Against | ||||||||||
| 12 | THE SHAREHOLDERS' MEETING APPROVES THE COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS OF ANY KIND PAID AND AWARDED TO MR FREDERIC CREPIN AS MEMBER OF THE EXECUTIVE COMMITTEE FOR THE 2020 FINANCIAL YEAR | Management | Against | Against | ||||||||||
| 13 | THE SHAREHOLDERS' MEETING APPROVES THE COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS OF ANY KIND PAID AND AWARDED TO MR SIMON GILLHAM AS MEMBER OF THE EXECUTIVE COMMITTEE FOR THE 2020 FINANCIAL YEAR | Management | Against | Against | ||||||||||
| 14 | THE SHAREHOLDERS' MEETING APPROVES THE COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS OF ANY KIND PAID AND AWARDED TO MR HERVE PHILIPPE AS MEMBER OF THE EXECUTIVE COMMITTEE FOR THE 2020 FINANCIAL YEAR | Management | Against | Against | ||||||||||
| 15 | THE SHAREHOLDERS' MEETING APPROVES THE COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS OF ANY KIND PAID AND AWARDED TO MR STEPHANE ROUSSEL AS MEMBER OF THE EXECUTIVE COMMITTEE FOR THE 2020 FINANCIAL YEAR | Management | Against | Against | ||||||||||
| 16 | THE SHAREHOLDERS' MEETING APPROVES THE POLICY OF THE COMPENSATION APPLICABLE TO THE MEMBERS OF THE SUPERVISORY BOARD AND ITS CHAIRMAN FOR THE 2021 FISCAL YEAR | Management | Against | Against | ||||||||||
| 17 | THE SHAREHOLDERS' MEETING APPROVES THE POLICY OF THE COMPENSATION APPLICABLE TO THE CHAIRMAN OF THE EXECUTIVE COMMITTEE FOR THE 2021 FISCAL YEAR | Management | Against | Against | ||||||||||
| 18 | THE SHAREHOLDERS' MEETING APPROVES THE POLICY OF THE COMPENSATION APPLICABLE TO THE MEMBERS OF THE EXECUTIVE COMMITTEE FOR THE 2021 FISCAL YEAR | Management | Against | Against | ||||||||||
| 19 | THE SHAREHOLDERS' MEETING RENEWS THE APPOINTMENT OF MRS VERONIQUE DRIOT- ARGENTIN AS A MEMBER OF THE SUPERVISORY BOARD FOR A 4-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2024 FISCAL YEAR | Management | For | For | ||||||||||
| 20 | THE SHAREHOLDERS' MEETING RENEWS THE APPOINTMENT OF MRS SANDRINE LE BIHAN AS A MEMBER OF THE SUPERVISORY BOARD REPRESENTING THE EMPLOYEE SHAREHOLDERS FOR A 4-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE 2024 FISCAL YEAR | Management | For | For | ||||||||||
| 21 | THE SHAREHOLDERS' MEETING AUTHORIZES THE EXECUTIVE COMMITTEE TO BUY BACK THE COMPANY'S EQUITIES, SUBJECT TO THE CONDITIONS DESCRIBED BELOW: MAXIMUM PURCHASE PRICE: EUR 29.00, MAXIMUM NUMBER OF EQUITIES TO BE ACQUIRED: 10 PER CENT OF THE SHARE CAPITAL. THIS AUTHORIZATION IS GIVEN FOR AN 18-MONTH PERIOD. THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS' MEETING OF THE 20TH OF APRIL 2020 IN ITS RESOLUTION NUMBER 6. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE EXECUTIVE COMMITTEE TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Management | For | For | ||||||||||
| 22 | THE SHAREHOLDERS' MEETING GRANTS ALL POWERS TO THE EXECUTIVE COMMITTEE TO REDUCE THE SHARE CAPITAL, ON ONE OR MORE OCCASIONS AND AT ITS SOLE DISCRETION, BY CANCELLING ALL OR PART OF THE SHARES HELD BY THE COMPANY IN CONNECTION WITH THE STOCK REPURCHASE PLAN, UP TO A MAXIMUM OF 10 PER CENT OF THE SHARE CAPITAL OVER A 24- MONTH PERIOD. THIS AUTHORIZATION IS GIVEN FOR AN 18-MONTH PERIOD. THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS' MEETING OF THE 20TH OF APRIL 2020 IN ITS RESOLUTION NUMBER 7. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE EXECUTIVE COMMITTEE TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Management | For | For | ||||||||||
| 23 | THE SHAREHOLDERS' MEETING AUTHORIZES THE EXECUTIVE COMMITTEE, EXCEPT DURING THE PERIOD OF A PUBLIC OFFER ON THE COMPANY'S EQUITIES, TO REPURCHASE A MAXIMUM NUMBER OF 592,997,810 COMPANY'S SHARES, WITHIN THE LIMIT OF 50 PER CENT OF THE SHARE CAPITAL, TO BE OFFERED TO ALL THE SHAREHOLDERS, WITH A VIEW TO CANCELLING THEM AND REDUCING THE SHARE CAPITAL BY A MAXIMUM NOMINAL AMOUNT OF EUR 3,261,487,955.00. THE MAXIMUM PURCHASE PRICE PER SHARE IN THE CONTEXT OF THIS PUBLIC SHARE BUYBACK OFFERING IS SET AT EUR 29.00, CORRESPONDING TO A MAXIMUM AMOUNT OF EUR 17,196,936,490.00. THIS AUTHORIZATION IS GIVEN FOR AN 18-MONTH PERIOD. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE EXECUTIVE COMMITTEE TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Management | Against | Against | ||||||||||
| 24 | THE SHAREHOLDERS' MEETING DELEGATES TO THE EXECUTIVE COMMITTEE THE NECESSARY POWERS TO INCREASE THE CAPITAL, ON ONE OR MORE OCCASIONS, IN FRANCE OR ABROAD, BY A MAXIMUM NOMINAL AMOUNT OF EUR 655,000,000.00, BY ISSUANCE OF COMPANY'S ORDINARY SHARES AND ANY SECURITIES GIVING ACCESS TO COMPANY'S EQUITY SECURITIES, WITH PREFERENTIAL SUBSCRIPTION RIGHTS MAINTAINED. THIS AUTHORIZATION IS GIVEN FOR A 26-MONTH PERIOD. THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS' MEETING OF THE 15TH OF APRIL 2019 IN ITS RESOLUTION NUMBER 30 | Management | For | For | ||||||||||
| 25 | THE SHAREHOLDERS' MEETING DELEGATES TO THE EXECUTIVE COMMITTEE ALL POWERS IN ORDER TO INCREASE THE SHARE CAPITAL, IN ONE OR MORE OCCASIONS AND AT ITS SOLE DISCRETION, UP TO A MAXIMUM NOMINAL AMOUNT OF EUR 327,500,000.00, BY WAY OF CAPITALIZING RESERVES, PROFITS, PREMIUMS OR OTHER MEANS, PROVIDED THAT SUCH CAPITALIZATION IS ALLOWED BY LAW AND UNDER THE BYLAWS, BY ISSUING FREE SHARES OR RAISING THE PAR VALUE OF EXISTING SHARES. THIS AMOUNT SHALL COUNT AGAINST THE AMOUNT SET FORTH IN RESOLUTION 24. THIS AUTHORIZATION IS GIVEN FOR A 26-MONTH PERIOD. THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS' MEETING OF THE 15TH OF APRIL 2019 IN ITS RESOLUTION NUMBER 31 | Management | For | For | ||||||||||
| 26 | THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE EXECUTIVE COMMITTEE TO INCREASE THE SHARE CAPITAL, UP TO 5 PER CENT OF THE SHARE CAPITAL, IN CONSIDERATION FOR THE CONTRIBUTIONS IN KIND GRANTED TO THE COMPANY AND COMPOSED OF EQUITY SECURITIES OR SECURITIES GIVING ACCESS TO THE SHARE CAPITAL, WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS. THIS AMOUNT SHALL COUNT AGAINST THE AMOUNT SET FORTH IN RESOLUTION 24. THIS AUTHORIZATION IS GIVEN FOR A 26-MONTH PERIOD. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE EXECUTIVE COMMITTEE TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Management | For | For | ||||||||||
| 27 | THE SHAREHOLDERS' MEETING AUTHORIZES THE EXECUTIVE COMMITTEE TO GRANT, ON ONE OR MORE OCCASIONS, (I) FREE EXISTING OR TO BE ISSUED COMPANY'S SHARES, IN FAVOUR OF THE EMPLOYEES OF THE COMPANY OR RELATED COMPANIES (II) EXISTING OR TO BE ISSUED COMPANY'S PERFORMANCE SHARES IN FAVOUR | Management | Against | Against | ||||||||||
| OF THE EMPLOYEES AND THE CORPORATE OFFICERS OF THE COMPANY OR RELATED COMPANIES, WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS. THEY MAY NOT REPRESENT MORE THAN 1 PER CENT OF THE SHARE CAPITAL, AMONG WHICH THE PERFORMANCE SHARES GRANTED YEARLY TO THE MEMBERS OF THE EXECUTIVE COMMITTEE MAY NOT REPRESENT MORE THAN 0.035 PER CENT OF THE SHARE CAPITAL. THIS AUTHORIZATION IS GIVEN FOR A 38-MONTH PERIOD. THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS' MEETING OF THE 19TH OF APRIL 2018 IN ITS RESOLUTION NUMBER 27. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE EXECUTIVE COMMITTEE TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | ||||||||||||||
| 28 | THE SHAREHOLDERS' MEETING AUTHORIZES THE EXECUTIVE COMMITTEE TO INCREASE THE SHARE CAPITAL, ON ONE OR MORE OCCASIONS, AT ITS SOLE DISCRETION, IN FAVOUR OF THE MEMBERS OF A COMPANY SAVINGS PLAN OF THE COMPANY AND FRENCH OR FOREIGN RELATED COMPANIES, BY ISSUANCE OF SHARES AND ANY OTHER SECURITIES GIVING ACCESS TO THE COMPANY'S SHARE CAPITAL, WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS. THIS DELEGATION IS GIVEN FOR A 26-MONTH PERIOD AND FOR A NOMINAL AMOUNT THAT SHALL NOT EXCEED 1 PER CENT OF THE SHARE CAPITAL (INCLUDING THE SHARE CAPITAL INCREASE MENTIONED IN RESOLUTION 27). THIS AMOUNT SHALL COUNT AGAINST THE OVERALL VALUE SET FORTH AT EUR 655,000,000.00 IN RESOLUTION NUMBER 24. THIS AUTHORIZATION SUPERSEDES THE FRACTION UNUSED OF THE AUTHORIZATION GRANTED BY THE SHAREHOLDERS' MEETING OF THE 15TH OF APRIL 2019 IN ITS RESOLUTION NUMBER 32. THE SHAREHOLDERS' MEETING DELEGATES ALL POWERS TO THE EXECUTIVE COMMITTEE TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Management | For | For | ||||||||||
| 29 | THE SHAREHOLDERS' MEETING AUTHORIZES THE EXECUTIVE COMMITTEE TO INCREASE THE SHARE CAPITAL UP TO 1 PER CENT OF THE SHARE CAPITAL IN FAVOUR OF (A) EMPLOYEES, CORPORATE OFFICERS OF RELATED COMPANIES OF THE VIVENDI GROUP WITH THEIR HEAD OFFICE ABROAD; (B) UCITS, EMPLOYEE SHAREHOLDING INVESTED IN COMPANY'S EQUITIES WHOSE SHAREHOLDERS ARE COMPOSED OF THE PERSONS IN (A); (C) ANY FINANCIAL INSTITUTION SETTING UP A STRUCTURED SHAREHOLDING SCHEME FOR EMPLOYEES OF FRENCH COMPANIES OF THE VIVENDI GROUP WITHIN THE USE OF | Management | For | For | ||||||||||
| RESOLUTION 27, OR OFFERING THE SUBSCRIPTION OF SHARES TO PERSONS IN (A) NOT BENEFITING FROM THE SHAREHOLDING SCHEME MENTIONED ABOVE OR TO THE EXTENT THAT THE SUBSCRIPTION OF COMPANY'S SHARES BY THAT FINANCIAL INSTITUTION WOULD ALLOW PERSONS IN (A) TO BENEFIT FROM SHAREHOLDING OR SAVINGS SCHEMES, BY ISSUANCE OF SHARES OR ANY OTHER SECURITIES GIVING ACCESS TO THE SHARE CAPITAL, WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS. 18 MONTHS, SUPERSEDING THE AUTHORIZATION 33 GRANTED ON APRIL 15, 2019 | ||||||||||||||
| 30 | THE SHAREHOLDERS' MEETING GRANTS FULL POWERS TO THE BEARER OF AN ORIGINAL, A COPY OR EXTRACT OF THE MINUTES OF THIS MEETING TO CARRY OUT ALL FILINGS, PUBLICATIONS AND OTHER FORMALITIES PRESCRIBED BY LAW | Management | For | For | ||||||||||
| CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN- INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE-PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION-LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE-OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE-REPRESENTATIVE FOR ASSISTANCE | Non-Voting | ||||||||||||
| KIKKOMAN CORPORATION | ||||||||||||||
| Security | J32620106 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 22-Jun-2021 | ||||||||||||
| ISIN | JP3240400006 | Agenda | 714226443 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||
| 2.1 | Appoint a Director Mogi, Yuzaburo | Management | Against | Against | ||||||||||
| 2.2 | Appoint a Director Horikiri, Noriaki | Management | For | For | ||||||||||
| 2.3 | Appoint a Director Yamazaki, Koichi | Management | For | For | ||||||||||
| 2.4 | Appoint a Director Nakano, Shozaburo | Management | For | For | ||||||||||
| 2.5 | Appoint a Director Shimada, Masanao | Management | For | For | ||||||||||
| 2.6 | Appoint a Director Mogi, Osamu | Management | For | For | ||||||||||
| 2.7 | Appoint a Director Matsuyama, Asahi | Management | For | For | ||||||||||
| 2.8 | Appoint a Director Kamiyama, Takao | Management | For | For | ||||||||||
| 2.9 | Appoint a Director Fukui, Toshihiko | Management | For | For | ||||||||||
| 2.10 | Appoint a Director Ozaki, Mamoru | Management | For | For | ||||||||||
| 2.11 | Appoint a Director Inokuchi, Takeo | Management | For | For | ||||||||||
| 2.12 | Appoint a Director Iino, Masako | Management | For | For | ||||||||||
| 3.1 | Appoint a Corporate Auditor Fukasawa, Haruhiko | Management | Against | Against | ||||||||||
| 3.2 | Appoint a Corporate Auditor Kogo, Motohiko | Management | For | For | ||||||||||
| 4 | Appoint a Substitute Corporate Auditor Endo, Kazuyoshi | Management | For | For | ||||||||||
| BROOKFIELD RENEWABLE CORPORATION | ||||||||||||||
| Security | 11284V105 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | BEPC | Meeting Date | 22-Jun-2021 | |||||||||||
| ISIN | CA11284V1058 | Agenda | 935439275 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1 | DIRECTOR | Management | ||||||||||||
| 1 | Jeffrey Blidner | For | For | |||||||||||
| 2 | Scott Cutler | For | For | |||||||||||
| 3 | E. de Carvalho Filho | For | For | |||||||||||
| 4 | Nancy Dorn | For | For | |||||||||||
| 5 | David Mann | For | For | |||||||||||
| 6 | Lou Maroun | For | For | |||||||||||
| 7 | Sachin Shah | For | For | |||||||||||
| 8 | Stephen Westwell | For | For | |||||||||||
| 9 | Patricia Zuccotti | For | For | |||||||||||
| 2 | Appointment of Ernst & Young LLP as Auditors of the Corporation for the ensuing year and authorizing the Directors to fix their remuneration. | Management | For | For | ||||||||||
| SONY GROUP CORPORATION | ||||||||||||||
| Security | 835699307 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | SONY | Meeting Date | 22-Jun-2021 | |||||||||||
| ISIN | US8356993076 | Agenda | 935442234 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1A. | Election of Director: Kenichiro Yoshida | Management | For | For | ||||||||||
| 1B. | Election of Director: Hiroki Totoki | Management | For | For | ||||||||||
| 1C. | Election of Director: Shuzo Sumi | Management | For | For | ||||||||||
| 1D. | Election of Director: Tim Schaaff | Management | For | For | ||||||||||
| 1E. | Election of Director: Toshiko Oka | Management | For | For | ||||||||||
| 1F. | Election of Director: Sakie Akiyama | Management | For | For | ||||||||||
| 1G. | Election of Director: Wendy Becker | Management | For | For | ||||||||||
| 1H. | Election of Director: Yoshihiko Hatanaka | Management | For | For | ||||||||||
| 1I. | Election of Director: Adam Crozier | Management | For | For | ||||||||||
| 1J. | Election of Director: Keiko Kishigami | Management | For | For | ||||||||||
| 1K. | Election of Director: Joseph A. Kraft, Jr. | Management | For | For | ||||||||||
| 2. | To issue Stock Acquisition Rights for the purpose of granting stock options. | Management | For | For | ||||||||||
| HUANENG POWER INTERNATIONAL, INC. | ||||||||||||||
| Security | 443304100 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | HNP | Meeting Date | 22-Jun-2021 | |||||||||||
| ISIN | US4433041005 | Agenda | 935449973 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1. | To consider and approve the working report from the Board of Directors of the Company for 2020. | Management | For | For | ||||||||||
| 2. | To consider and approve the working report from the Supervisory Committee of the Company for 2020. | Management | For | For | ||||||||||
| 3. | To consider and approve the audited financial statements of the Company for 2020. | Management | For | For | ||||||||||
| 4. | To consider and approve the profit distribution plan of the Company for 2020. | Management | For | For | ||||||||||
| 5. | To consider and approve the proposal regarding the appointment of the Company's auditors for 2021. | Management | For | For | ||||||||||
| 6.1 | To consider and approve the proposal regarding the issue of short-term debentures by the Company. | Management | For | For | ||||||||||
| 6.2 | To consider and approve the proposal regarding the issue of super short-term debentures by the Company. | Management | For | For | ||||||||||
| 6.3 | To consider and approve the proposal regarding the issue of debt financing instruments (by way of nonpublic placement). | Management | For | For | ||||||||||
| 7. | To consider and approve the proposal regarding the granting of the general mandate of issue domestic and/or overseas debt financing instruments. | Management | For | For | ||||||||||
| 8. | To consider and approve the proposal regarding the granting of general mandate to the Board of Directors to issue domestic shares and/or overseas listed foreign shares. | Management | Against | Against | ||||||||||
| 9. | To consider and approve the proposal regarding the election of Mr. Xia Aidong as a supervisor of the Tenth Session of the Supervisory Committee of the Company. | Management | For | For | ||||||||||
| RESONA HOLDINGS, INC. | ||||||||||||||
| Security | J6448E106 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 23-Jun-2021 | ||||||||||||
| ISIN | JP3500610005 | Agenda | 714242637 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||||
| 1.1 | Appoint a Director Higashi, Kazuhiro | Management | For | For | ||||||||||
| 1.2 | Appoint a Director Minami, Masahiro | Management | For | For | ||||||||||
| 1.3 | Appoint a Director Noguchi, Mikio | Management | For | For | ||||||||||
| 1.4 | Appoint a Director Kawashima, Takahiro | Management | For | For | ||||||||||
| 1.5 | Appoint a Director Matsui, Tadamitsu | Management | For | For | ||||||||||
| 1.6 | Appoint a Director Sato, Hidehiko | Management | For | For | ||||||||||
| 1.7 | Appoint a Director Baba, Chiharu | Management | For | For | ||||||||||
| 1.8 | Appoint a Director Iwata, Kimie | Management | For | For | ||||||||||
| 1.9 | Appoint a Director Egami, Setsuko | Management | For | For | ||||||||||
| 1.10 | Appoint a Director Ike, Fumihiko | Management | For | For | ||||||||||
| YAKULT HONSHA CO.,LTD. | ||||||||||||||
| Security | J95468120 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 23-Jun-2021 | ||||||||||||
| ISIN | JP3931600005 | Agenda | 714250026 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||||
| 1.1 | Appoint a Director Narita, Hiroshi | Management | For | For | ||||||||||
| 1.2 | Appoint a Director Wakabayashi, Hiroshi | Management | For | For | ||||||||||
| 1.3 | Appoint a Director Ishikawa, Fumiyasu | Management | For | For | ||||||||||
| 1.4 | Appoint a Director Ito, Masanori | Management | For | For | ||||||||||
| 1.5 | Appoint a Director Doi, Akifumi | Management | For | For | ||||||||||
| 1.6 | Appoint a Director Hayashida, Tetsuya | Management | For | For | ||||||||||
| 1.7 | Appoint a Director Hirano, Susumu | Management | For | For | ||||||||||
| 1.8 | Appoint a Director Imada, Masao | Management | For | For | ||||||||||
| 1.9 | Appoint a Director Yasuda, Ryuji | Management | For | For | ||||||||||
| 1.10 | Appoint a Director Fukuoka, Masayuki | Management | For | For | ||||||||||
| 1.11 | Appoint a Director Maeda, Norihito | Management | For | For | ||||||||||
| 1.12 | Appoint a Director Tobe, Naoko | Management | For | For | ||||||||||
| 1.13 | Appoint a Director Hirano, Koichi | Management | For | For | ||||||||||
| 1.14 | Appoint a Director Shimbo, Katsuyoshi | Management | For | For | ||||||||||
| 1.15 | Appoint a Director Nagasawa, Yumiko | Management | For | For | ||||||||||
| MOBILE TELESYSTEMS PJSC | ||||||||||||||
| Security | 607409109 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | MBT | Meeting Date | 23-Jun-2021 | |||||||||||
| ISIN | US6074091090 | Agenda | 935455091 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| 1A. | Approval of the MTS PJSC annual report, the MTS PJSC annual accounting statement, including the MTS PJSC profit and loss statement, profit and loss distribution of MTS PJSC for the fiscal year 2020 (including dividend payment). EFFECTIVE NOVEMBER 6, 2013, HOLDERS OF RUSSIAN SECURITIES ARE REQUIRED TO DISCLOSE THEIR NAME, ADDRESS NUMBER OR SHARES AND THE MANNER OF THE VOTE AS A CONDITION TO VOTING. | Management | For | For | ||||||||||
| 1B. | Approval of the MTS PJSC annual report, the MTS PJSC annual accounting statement, including the MTS PJSC profit and loss statement, profit and loss distribution of MTS PJSC for the fiscal year 2020 (including dividend payment). | Management | For | For | ||||||||||
| 2. | DIRECTOR | Management | ||||||||||||
| 1 | Felix Evtushenkov | Withheld | Against | |||||||||||
| 2 | Artyom Zassoursky | Withheld | Against | |||||||||||
| 3 | Vyacheslav Nikolaev | Withheld | Against | |||||||||||
| 4 | Regina von Flemming | For | For | |||||||||||
| 5 | Shaygan Kheradpir | For | For | |||||||||||
| 6 | Thomas Holtrop | Withheld | Against | |||||||||||
| 7 | Nadia Shouraboura | For | For | |||||||||||
| 8 | Konstantin Ernst | For | For | |||||||||||
| 9 | Valentin Yumashev | For | For | |||||||||||
| 3A. | Election of member of MTS PJSC Auditing Commission: Irina Borisenkova | Management | For | For | ||||||||||
| 3B. | Election of member of MTS PJSC Auditing Commission: Evgeniy Madorskiy | Management | For | For | ||||||||||
| 3C. | Election of member of MTS PJSC Auditing Commission: Natalia Mikheeva | Management | For | For | ||||||||||
| 4. | Approval of MTS PJSC Auditor. | Management | For | For | ||||||||||
| 5. | On approval of MTS PJSC Charter as revised. | Management | For | For | ||||||||||
| FIRST SENSOR AG | ||||||||||||||
| Security | D2740N106 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 24-Jun-2021 | ||||||||||||
| ISIN | DE0007201907 | Agenda | 714162423 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||||||||
| CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN- CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE- NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL | Non-Voting | ||||||||||||
| CMMT | INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S-WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU-WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND-VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT-BE REFLECTED ON THE BALLOT ON PROXYEDGE | Non-Voting | ||||||||||||
| 1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2020 | Non-Voting | ||||||||||||
| 2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 0.56 PER SHARE | Management | No Action | |||||||||||
| 3 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2020 | Management | No Action | |||||||||||
| 4 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2020 | Management | No Action | |||||||||||
| 5 | RATIFY EBNER STOLZ GMBH & CO. KG AS AUDITORS FOR FISCAL YEAR 2021 | Management | No Action | |||||||||||
| 6 | CHANGE FISCAL YEAR END TO SEP. 30 | Management | No Action | |||||||||||
| 7.1 | ELECT MICHAEL GEROSA TO THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 7.2 | ELECT ROB TILMANS TO THE SUPERVISORY BOARD | Management | No Action | |||||||||||
| 8 | APPROVE REMUNERATION POLICY | Management | No Action | |||||||||||
| 9 | APPROVE REMUNERATION OF SUPERVISORY BOARD | Management | No Action | |||||||||||
| 10 | AMEND ARTICLES RE: SUPERVISORY BOARD MEETINGS AND RESOLUTIONS | Management | No Action | |||||||||||
| LANDIS+GYR GROUP AG | ||||||||||||||
| Security | H893NZ107 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 24-Jun-2021 | ||||||||||||
| ISIN | CH0371153492 | Agenda | 714248019 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS ARE REQUIRED FOR THIS MEETING. IF-NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED.-THANK YOU. | Non-Voting | ||||||||||||
| CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting | ||||||||||||
| 1 | 2020 ANNUAL REPORT AND FINANCIAL STATEMENTS | Management | No Action | |||||||||||
| 2.1 | APPROPRIATION OF RESULTS: APPROPRIATION OF ACCUMULATED DEFICIT | Management | No Action | |||||||||||
| 2.2 | APPROPRIATION OF RESULTS: DISTRIBUTION FROM STATUTORY CAPITAL RESERVES | Management | No Action | |||||||||||
| 3 | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE GROUP EXECUTIVE MANAGEMENT | Management | No Action | |||||||||||
| 4.1 | REMUNERATION: 2020 REMUNERATION REPORT (CONSULTATIVE VOTE) | Management | No Action | |||||||||||
| 4.2 | REMUNERATION: MAXIMUM AGGREGATE REMUNERATION FOR THE BOARD OF DIRECTORS FOR THE TERM OF OFFICE UNTIL THE 2022 GENERAL MEETING (BINDING VOTE) | Management | No Action | |||||||||||
| 4.3 | REMUNERATION: MAXIMUM AGGREGATE REMUNERATION FOR THE GROUP EXECUTIVE MANAGEMENT FOR THE FINANCIAL YEAR STARTING APRIL 1, 2022 AND ENDING MARCH 31, 2023 (BINDING VOTE) | Management | No Action | |||||||||||
| 5.1.1 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: ANDREAS UMBACH | Management | No Action | |||||||||||
| 5.1.2 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: ERIC ELZVIK | Management | No Action | |||||||||||
| 5.1.3 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: DAVE GEARY | Management | No Action | |||||||||||
| 5.1.4 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: PETER MAINZ | Management | No Action | |||||||||||
| 5.1.5 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: SOREN THORUP SORENSEN | Management | No Action | |||||||||||
| 5.1.6 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: ANDREAS SPREITER | Management | No Action | |||||||||||
| 5.1.7 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: CHRISTINA STERCKEN | Management | No Action | |||||||||||
| 5.2 | ELECTION OF LAUREEN TOLSON AS NEW MEMBER OF THE BOARD OF DIRECTORS | Management | No Action | |||||||||||
| 5.3 | RE-ELECTION OF THE CHAIRMAN OF THE BOARD OF DIRECTOR: ANDREAS UMBACH | Management | No Action | |||||||||||
| 5.4.1 | RE-ELECTION AND ELECTION, RESPECTIVELY, OF THE MEMBER OF THE REMUNERATION COMMITTEE: ERIC ELZVIK | Management | No Action | |||||||||||
| 5.4.2 | RE-ELECTION AND ELECTION, RESPECTIVELY, OF THE MEMBER OF THE REMUNERATION COMMITTEE: DAVE GEARY | Management | No Action | |||||||||||
| 5.4.3 | RE-ELECTION AND ELECTION, RESPECTIVELY, OF THE MEMBER OF THE REMUNERATION COMMITTEE: PETER MAINZ | Management | No Action | |||||||||||
| 5.5 | RE-ELECTION OF THE STATUTORY AUDITORS: PRICEWATERHOUSECOOPERS AG, ZUG | Management | No Action | |||||||||||
| 5.6 | RE-ELECTION OF THE INDEPENDENT PROXY: MR. ROGER FOEHN, ATTORNEY-AT-LAW, OF THE LAW FIRM ADROIT, ZURICH | Management | No Action | |||||||||||
| HOKURIKU ELECTRIC POWER COMPANY | ||||||||||||||
| Security | J22050108 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 25-Jun-2021 | ||||||||||||
| ISIN | JP3845400005 | Agenda | 714204548 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||
| 2.1 | Appoint a Director Kanai, Yutaka | Management | Against | Against | ||||||||||
| 2.2 | Appoint a Director Matsuda, Koji | Management | For | For | ||||||||||
| 2.3 | Appoint a Director Ishiguro, Nobuhiko | Management | For | For | ||||||||||
| 2.4 | Appoint a Director Mizutani, Kazuhisa | Management | For | For | ||||||||||
| 2.5 | Appoint a Director Shiotani, Seisho | Management | For | For | ||||||||||
| 2.6 | Appoint a Director Hirata, Wataru | Management | For | For | ||||||||||
| 2.7 | Appoint a Director Kawada, Tatsuo | Management | Against | Against | ||||||||||
| 2.8 | Appoint a Director Takagi, Shigeo | Management | For | For | ||||||||||
| 2.9 | Appoint a Director Ataka, Tateki | Management | For | For | ||||||||||
| 3 | Appoint a Corporate Auditor Hayashi, Masahiro | Management | Against | Against | ||||||||||
| 4 | Shareholder Proposal: Amend Articles of Incorporation (1) | Shareholder | Against | For | ||||||||||
| 5 | Shareholder Proposal: Amend Articles of Incorporation (2) | Shareholder | Against | For | ||||||||||
| 6 | Shareholder Proposal: Amend Articles of Incorporation (3) | Shareholder | Against | For | ||||||||||
| 7 | Shareholder Proposal: Amend Articles of Incorporation (4) | Shareholder | Against | For | ||||||||||
| 8 | Shareholder Proposal: Amend Articles of Incorporation (5) | Shareholder | For | Against | ||||||||||
| KYUSHU ELECTRIC POWER COMPANY,INCORPORATED | ||||||||||||||
| Security | J38468104 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 25-Jun-2021 | ||||||||||||
| ISIN | JP3246400000 | Agenda | 714204550 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||
| 2.1 | Appoint a Director who is not Audit and Supervisory Committee Member Uriu, Michiaki | Management | For | For | ||||||||||
| 2.2 | Appoint a Director who is not Audit and Supervisory Committee Member Ikebe, Kazuhiro | Management | For | For | ||||||||||
| 2.3 | Appoint a Director who is not Audit and Supervisory Committee Member Fujii, Ichiro | Management | For | For | ||||||||||
| 2.4 | Appoint a Director who is not Audit and Supervisory Committee Member Toyoma, Makoto | Management | For | For | ||||||||||
| 2.5 | Appoint a Director who is not Audit and Supervisory Committee Member Toyoshima, Naoyuki | Management | For | For | ||||||||||
| 2.6 | Appoint a Director who is not Audit and Supervisory Committee Member Ogura, Yoshio | Management | For | For | ||||||||||
| 2.7 | Appoint a Director who is not Audit and Supervisory Committee Member Akiyama, Yasuji | Management | For | For | ||||||||||
| 2.8 | Appoint a Director who is not Audit and Supervisory Committee Member Fujimoto, Junichi | Management | For | For | ||||||||||
| 2.9 | Appoint a Director who is not Audit and Supervisory Committee Member Kuriyama, Yoshifumi | Management | For | For | ||||||||||
| 2.10 | Appoint a Director who is not Audit and Supervisory Committee Member Tachibana Fukushima, Sakie | Management | For | For | ||||||||||
| 2.11 | Appoint a Director who is not Audit and Supervisory Committee Member Tsuda, Junji | Management | Against | Against | ||||||||||
| 3 | Appoint a Director who is Audit and Supervisory Committee Member Endo, Yasuaki | Management | Against | Against | ||||||||||
| 4 | Approve Details of the Performance-based Stock Compensation to be received by Directors (Excluding Outside Directors and Directors who are Audit and Supervisory Committee Members) | Management | For | For | ||||||||||
| 5 | Shareholder Proposal: Amend Articles of Incorporation (1) | Shareholder | Against | For | ||||||||||
| 6 | Shareholder Proposal: Amend Articles of Incorporation (2) | Shareholder | Against | For | ||||||||||
| 7 | Shareholder Proposal: Amend Articles of Incorporation (3) | Shareholder | Against | For | ||||||||||
| 8 | Shareholder Proposal: Amend Articles of Incorporation (4) | Shareholder | Against | For | ||||||||||
| 9 | Shareholder Proposal: Amend Articles of Incorporation (5) | Shareholder | Against | For | ||||||||||
| ELECTRIC POWER DEVELOPMENT CO.,LTD. | ||||||||||||||
| Security | J12915104 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 25-Jun-2021 | ||||||||||||
| ISIN | JP3551200003 | Agenda | 714204562 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||
| 2.1 | Appoint a Director Murayama, Hitoshi | Management | For | For | ||||||||||
| 2.2 | Appoint a Director Watanabe, Toshifumi | Management | For | For | ||||||||||
| 2.3 | Appoint a Director Urashima, Akihito | Management | For | For | ||||||||||
| 2.4 | Appoint a Director Onoi, Yoshiki | Management | For | For | ||||||||||
| 2.5 | Appoint a Director Minaminosono, Hiromi | Management | For | For | ||||||||||
| 2.6 | Appoint a Director Honda, Makoto | Management | For | For | ||||||||||
| 2.7 | Appoint a Director Sugiyama, Hiroyasu | Management | For | For | ||||||||||
| 2.8 | Appoint a Director Kanno, Hitoshi | Management | For | For | ||||||||||
| 2.9 | Appoint a Director Shimada, Yoshikazu | Management | For | For | ||||||||||
| 2.10 | Appoint a Director Sasatsu, Hiroshi | Management | For | For | ||||||||||
| 2.11 | Appoint a Director Kajitani, Go | Management | For | For | ||||||||||
| 2.12 | Appoint a Director Ito, Tomonori | Management | For | For | ||||||||||
| 2.13 | Appoint a Director John Buchanan | Management | For | For | ||||||||||
| 3.1 | Appoint a Corporate Auditor Kawatani, Shinichi | Management | For | For | ||||||||||
| 3.2 | Appoint a Corporate Auditor Oga, Kimiko | Management | For | For | ||||||||||
| THE KANSAI ELECTRIC POWER COMPANY,INCORPORATED | ||||||||||||||
| Security | J30169106 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 25-Jun-2021 | ||||||||||||
| ISIN | JP3228600007 | Agenda | 714218561 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| The 3rd to 26th Items of Business are proposals from shareholders. The Board-of Directors objects to all proposals from the 3rd to 26th Items of Business.-For details, please find meeting materials. | Non-Voting | |||||||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||
| 2.1 | Appoint a Director Sakakibara, Sadayuki | Management | For | For | ||||||||||
| 2.2 | Appoint a Director Okihara, Takamune | Management | For | For | ||||||||||
| 2.3 | Appoint a Director Kobayashi, Tetsuya | Management | For | For | ||||||||||
| 2.4 | Appoint a Director Sasaki, Shigeo | Management | For | For | ||||||||||
| 2.5 | Appoint a Director Kaga, Atsuko | Management | For | For | ||||||||||
| 2.6 | Appoint a Director Tomono, Hiroshi | Management | For | For | ||||||||||
| 2.7 | Appoint a Director Takamatsu, Kazuko | Management | For | For | ||||||||||
| 2.8 | Appoint a Director Naito, Fumio | Management | For | For | ||||||||||
| 2.9 | Appoint a Director Morimoto, Takashi | Management | For | For | ||||||||||
| 2.10 | Appoint a Director Misono, Toyokazu | Management | For | For | ||||||||||
| 2.11 | Appoint a Director Inada, Koji | Management | For | For | ||||||||||
| 2.12 | Appoint a Director Mori, Nozomu | Management | For | For | ||||||||||
| 2.13 | Appoint a Director Sugimoto, Yasushi | Management | For | For | ||||||||||
| 2.14 | Appoint a Director Shimamoto, Yasuji | Management | For | For | ||||||||||
| 3 | Shareholder Proposal: Amend Articles of Incorporation (1) | Shareholder | Against | For | ||||||||||
| 4 | Shareholder Proposal: Amend Articles of Incorporation (2) | Shareholder | For | Against | ||||||||||
| 5 | Shareholder Proposal: Amend Articles of Incorporation (3) | Shareholder | Against | For | ||||||||||
| 6 | Shareholder Proposal: Amend Articles of Incorporation (4) | Shareholder | Against | For | ||||||||||
| 7 | Shareholder Proposal: Amend Articles of Incorporation (5) | Shareholder | Against | For | ||||||||||
| 8 | Shareholder Proposal: Approve Appropriation of Surplus | Shareholder | Against | For | ||||||||||
| 9 | Shareholder Proposal: Remove a Director Morimoto, Takashi | Shareholder | Against | For | ||||||||||
| 10 | Shareholder Proposal: Amend Articles of Incorporation (1) | Shareholder | Against | For | ||||||||||
| 11 | Shareholder Proposal: Amend Articles of Incorporation (2) | Shareholder | Against | For | ||||||||||
| 12 | Shareholder Proposal: Amend Articles of Incorporation (3) | Shareholder | Against | For | ||||||||||
| 13 | Shareholder Proposal: Amend Articles of Incorporation (4) | Shareholder | Against | For | ||||||||||
| 14 | Shareholder Proposal: Amend Articles of Incorporation (5) | Shareholder | Against | For | ||||||||||
| 15 | Shareholder Proposal: Amend Articles of Incorporation (1) | Shareholder | Against | For | ||||||||||
| 16 | Shareholder Proposal: Amend Articles of Incorporation (2) | Shareholder | Against | For | ||||||||||
| 17 | Shareholder Proposal: Amend Articles of Incorporation (3) | Shareholder | Against | For | ||||||||||
| 18 | Shareholder Proposal: Amend Articles of Incorporation (1) | Shareholder | Against | For | ||||||||||
| 19 | Shareholder Proposal: Amend Articles of Incorporation (2) | Shareholder | Against | For | ||||||||||
| 20 | Shareholder Proposal: Amend Articles of Incorporation (3) | Shareholder | Against | For | ||||||||||
| 21 | Shareholder Proposal: Amend Articles of Incorporation (4) | Shareholder | Against | For | ||||||||||
| 22 | Shareholder Proposal: Amend Articles of Incorporation (5) | Shareholder | Against | For | ||||||||||
| 23 | Shareholder Proposal: Amend Articles of Incorporation (6) | Shareholder | Against | For | ||||||||||
| 24 | Shareholder Proposal: Amend Articles of Incorporation (7) | Shareholder | Against | For | ||||||||||
| 25 | Shareholder Proposal: Amend Articles of Incorporation (1) | Shareholder | Against | For | ||||||||||
| 26 | Shareholder Proposal: Amend Articles of Incorporation (2) | Shareholder | Against | For | ||||||||||
| CHUBU ELECTRIC POWER COMPANY,INCORPORATED | ||||||||||||||
| Security | J06510101 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 25-Jun-2021 | ||||||||||||
| ISIN | JP3526600006 | Agenda | 714242815 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||
| 2.1 | Appoint a Director Katsuno, Satoru | Management | For | For | ||||||||||
| 2.2 | Appoint a Director Hayashi, Kingo | Management | For | For | ||||||||||
| 2.3 | Appoint a Director Mizutani, Hitoshi | Management | For | For | ||||||||||
| 2.4 | Appoint a Director Ito, Hisanori | Management | For | For | ||||||||||
| 2.5 | Appoint a Director Ihara, Ichiro | Management | For | For | ||||||||||
| 2.6 | Appoint a Director Otani, Shinya | Management | For | For | ||||||||||
| 2.7 | Appoint a Director Hashimoto, Takayuki | Management | For | For | ||||||||||
| 2.8 | Appoint a Director Shimao, Tadashi | Management | For | For | ||||||||||
| 2.9 | Appoint a Director Kurihara, Mitsue | Management | For | For | ||||||||||
| 3 | Approve Details of the Performance-based Stock Compensation to be received by Directors | Management | For | For | ||||||||||
| 4 | Shareholder Proposal: Amend Articles of Incorporation (1) | Shareholder | Against | For | ||||||||||
| 5 | Shareholder Proposal: Amend Articles of Incorporation (2) | Shareholder | Against | For | ||||||||||
| 6 | Shareholder Proposal: Amend Articles of Incorporation (3) | Shareholder | Against | For | ||||||||||
| 7 | Shareholder Proposal: Amend Articles of Incorporation (4) | Shareholder | Against | For | ||||||||||
| THE CHUGOKU ELECTRIC POWER COMPANY,INCORPORATED | ||||||||||||||
| Security | J07098106 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 25-Jun-2021 | ||||||||||||
| ISIN | JP3522200009 | Agenda | 714242827 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||
| 2.1 | Appoint a Director who is not Audit and Supervisory Committee Member Karita, Tomohide | Management | Against | Against | ||||||||||
| 2.2 | Appoint a Director who is not Audit and Supervisory Committee Member Shimizu, Mareshige | Management | For | For | ||||||||||
| 2.3 | Appoint a Director who is not Audit and Supervisory Committee Member Ashitani, Shigeru | Management | For | For | ||||||||||
| 2.4 | Appoint a Director who is not Audit and Supervisory Committee Member Shigeto, Takafumi | Management | For | For | ||||||||||
| 2.5 | Appoint a Director who is not Audit and Supervisory Committee Member Takimoto, Natsuhiko | Management | For | For | ||||||||||
| 2.6 | Appoint a Director who is not Audit and Supervisory Committee Member Kitano, Tatsuo | Management | For | For | ||||||||||
| 2.7 | Appoint a Director who is not Audit and Supervisory Committee Member Takaba, Toshio | Management | For | For | ||||||||||
| 2.8 | Appoint a Director who is not Audit and Supervisory Committee Member Furuse, Makoto | Management | For | For | ||||||||||
| 3 | Shareholder Proposal: Amend Articles of Incorporation (1) | Shareholder | Against | For | ||||||||||
| 4 | Shareholder Proposal: Amend Articles of Incorporation (2) | Shareholder | Against | For | ||||||||||
| 5 | Shareholder Proposal: Amend Articles of Incorporation (3) | Shareholder | Against | For | ||||||||||
| 6 | Shareholder Proposal: Amend Articles of Incorporation (4) | Shareholder | Against | For | ||||||||||
| 7 | Shareholder Proposal: Amend Articles of Incorporation (5) | Shareholder | Against | For | ||||||||||
| 8 | Shareholder Proposal: Amend Articles of Incorporation (6) | Shareholder | Against | For | ||||||||||
| 9 | Shareholder Proposal: Amend Articles of Incorporation (7) | Shareholder | Against | For | ||||||||||
| HOKKAIDO ELECTRIC POWER COMPANY,INCORPORATED | ||||||||||||||
| Security | J21378104 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 25-Jun-2021 | ||||||||||||
| ISIN | JP3850200001 | Agenda | 714242839 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||
| 2.1 | Appoint a Director Mayumi, Akihiko | Management | Against | Against | ||||||||||
| 2.2 | Appoint a Director Fujii, Yutaka | Management | For | For | ||||||||||
| 2.3 | Appoint a Director Ujiie, Kazuhiko | Management | For | For | ||||||||||
| 2.4 | Appoint a Director Funane, Shunichi | Management | For | For | ||||||||||
| 2.5 | Appoint a Director Seo, Hideo | Management | For | For | ||||||||||
| 2.6 | Appoint a Director Ueno, Masahiro | Management | For | For | ||||||||||
| 2.7 | Appoint a Director Harada, Noriaki | Management | For | For | ||||||||||
| 2.8 | Appoint a Director Kobayashi, Tsuyoshi | Management | For | For | ||||||||||
| 2.9 | Appoint a Director Saito, Susumu | Management | For | For | ||||||||||
| 2.10 | Appoint a Director Ichikawa, Shigeki | Management | For | For | ||||||||||
| 2.11 | Appoint a Director Ukai, Mitsuko | Management | For | For | ||||||||||
| 3.1 | Appoint a Corporate Auditor Hasegawa, Jun | Management | For | For | ||||||||||
| 3.2 | Appoint a Corporate Auditor Takeuchi, Iwao | Management | Against | Against | ||||||||||
| 4 | Approve Adoption of the Performance-based Stock Compensation to be received by Directors | Management | For | For | ||||||||||
| 5 | Shareholder Proposal: Amend Articles of Incorporation (1) | Shareholder | Against | For | ||||||||||
| 6 | Shareholder Proposal: Amend Articles of Incorporation (2) | Shareholder | Against | For | ||||||||||
| 7 | Shareholder Proposal: Amend Articles of Incorporation (3) | Shareholder | Against | For | ||||||||||
| 8 | Shareholder Proposal: Amend Articles of Incorporation (4) | Shareholder | Against | For | ||||||||||
| 9 | Shareholder Proposal: Amend Articles of Incorporation (5) | Shareholder | Against | For | ||||||||||
| 10 | Shareholder Proposal: Amend Articles of Incorporation (6) | Shareholder | For | Against | ||||||||||
| TOHOKU ELECTRIC POWER COMPANY,INCORPORATED | ||||||||||||||
| Security | J85108108 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 25-Jun-2021 | ||||||||||||
| ISIN | JP3605400005 | Agenda | 714244263 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||
| 2.1 | Appoint a Director who is not Audit and Supervisory Committee Member Masuko, Jiro | Management | Against | Against | ||||||||||
| 2.2 | Appoint a Director who is not Audit and Supervisory Committee Member Higuchi, Kojiro | Management | For | For | ||||||||||
| 2.3 | Appoint a Director who is not Audit and Supervisory Committee Member Okanobu, Shinichi | Management | For | For | ||||||||||
| 2.4 | Appoint a Director who is not Audit and Supervisory Committee Member Yamamoto, Shunji | Management | For | For | ||||||||||
| 2.5 | Appoint a Director who is not Audit and Supervisory Committee Member Abe, Toshinori | Management | For | For | ||||||||||
| 2.6 | Appoint a Director who is not Audit and Supervisory Committee Member Kato, Isao | Management | For | For | ||||||||||
| 2.7 | Appoint a Director who is not Audit and Supervisory Committee Member Ishiyama, Kazuhiro | Management | For | For | ||||||||||
| 2.8 | Appoint a Director who is not Audit and Supervisory Committee Member Takano, Hiromitsu | Management | For | For | ||||||||||
| 2.9 | Appoint a Director who is not Audit and Supervisory Committee Member Kondo, Shiro | Management | For | For | ||||||||||
| 2.10 | Appoint a Director who is not Audit and Supervisory Committee Member Kamijo, Tsutomu | Management | For | For | ||||||||||
| 2.11 | Appoint a Director who is not Audit and Supervisory Committee Member Kawanobe, Osamu | Management | For | For | ||||||||||
| 2.12 | Appoint a Director who is not Audit and Supervisory Committee Member Nagai, Mikito | Management | For | For | ||||||||||
| 3.1 | Appoint a Director who is Audit and Supervisory Committee Member Miyahara, Ikuko | Management | For | For | ||||||||||
| 3.2 | Appoint a Director who is Audit and Supervisory Committee Member Ide, Akiko | Management | For | For | ||||||||||
| 4 | Shareholder Proposal: Amend Articles of Incorporation (1) | Shareholder | Against | For | ||||||||||
| 5 | Shareholder Proposal: Amend Articles of Incorporation (2) | Shareholder | Against | For | ||||||||||
| 6 | Shareholder Proposal: Amend Articles of Incorporation (3) | Shareholder | Against | For | ||||||||||
| 7 | Shareholder Proposal: Amend Articles of Incorporation (4) | Shareholder | Against | For | ||||||||||
| 8 | Shareholder Proposal: Amend Articles of Incorporation (5) | Shareholder | Against | For | ||||||||||
| SHIKOKU ELECTRIC POWER COMPANY,INCORPORATED | ||||||||||||||
| Security | J72079106 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 25-Jun-2021 | ||||||||||||
| ISIN | JP3350800003 | Agenda | 714244275 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||
| 2.1 | Appoint a Director who is not Audit and Supervisory Committee Member Saeki, Hayato | Management | For | For | ||||||||||
| 2.2 | Appoint a Director who is not Audit and Supervisory Committee Member Nagai, Keisuke | Management | For | For | ||||||||||
| 2.3 | Appoint a Director who is not Audit and Supervisory Committee Member Manabe, Nobuhiko | Management | For | For | ||||||||||
| 2.4 | Appoint a Director who is not Audit and Supervisory Committee Member Yamada, Kenji | Management | For | For | ||||||||||
| 2.5 | Appoint a Director who is not Audit and Supervisory Committee Member Shirai, Hisashi | Management | For | For | ||||||||||
| 2.6 | Appoint a Director who is not Audit and Supervisory Committee Member Nishizaki, Akifumi | Management | For | For | ||||||||||
| 2.7 | Appoint a Director who is not Audit and Supervisory Committee Member Yamasaki, Tassei | Management | For | For | ||||||||||
| 2.8 | Appoint a Director who is not Audit and Supervisory Committee Member Miyamoto, Yoshihiro | Management | For | For | ||||||||||
| 3.1 | Appoint a Director who is Audit and Supervisory Committee Member Kawahara, Hiroshi | Management | For | For | ||||||||||
| 3.2 | Appoint a Director who is Audit and Supervisory Committee Member Kagawa, Ryohei | Management | For | For | ||||||||||
| 3.3 | Appoint a Director who is Audit and Supervisory Committee Member Otsuka, Iwao | Management | For | For | ||||||||||
| 3.4 | Appoint a Director who is Audit and Supervisory Committee Member Nishiyama, Shoichi | Management | For | For | ||||||||||
| 3.5 | Appoint a Director who is Audit and Supervisory Committee Member Izutani, Yachiyo | Management | For | For | ||||||||||
| 4.1 | Shareholder Proposal: Remove a Director Saeki, Hayato | Shareholder | Against | For | ||||||||||
| 4.2 | Shareholder Proposal: Remove a Director Nagai, Keisuke | Shareholder | Against | For | ||||||||||
| 4.3 | Shareholder Proposal: Remove a Director Manabe, Nobuhiko | Shareholder | Against | For | ||||||||||
| 4.4 | Shareholder Proposal: Remove a Director Yamada, Kenji | Shareholder | Against | For | ||||||||||
| 4.5 | Shareholder Proposal: Remove a Director Shirai, Hisashi | Shareholder | Against | For | ||||||||||
| 4.6 | Shareholder Proposal: Remove a Director Nishizaki, Akifumi | Shareholder | Against | For | ||||||||||
| 4.7 | Shareholder Proposal: Remove a Director Kobayashi, Isao | Shareholder | Against | For | ||||||||||
| 4.8 | Shareholder Proposal: Remove a Director Yamasaki, Tassei | Shareholder | Against | For | ||||||||||
| 4.9 | Shareholder Proposal: Remove a Director Arai, Hiroshi | Shareholder | Against | For | ||||||||||
| 4.10 | Shareholder Proposal: Remove a Director Kawahara, Hiroshi | Shareholder | Against | For | ||||||||||
| 4.11 | Shareholder Proposal: Remove a Director Morita, Koji | Shareholder | Against | For | ||||||||||
| 4.12 | Shareholder Proposal: Remove a Director Ihara, Michiyo | Shareholder | Against | For | ||||||||||
| 4.13 | Shareholder Proposal: Remove a Director Takeuchi, Katsuyuki | Shareholder | Against | For | ||||||||||
| 4.14 | Shareholder Proposal: Remove a Director Kagawa, Ryohei | Shareholder | Against | For | ||||||||||
| 4.15 | Shareholder Proposal: Remove a Director Takahata, Fujiko | Shareholder | Against | For | ||||||||||
| 5 | Shareholder Proposal: Amend Articles of Incorporation (1) | Shareholder | Against | For | ||||||||||
| 6 | Shareholder Proposal: Amend Articles of Incorporation (2) | Shareholder | Against | For | ||||||||||
| 7 | Shareholder Proposal: Amend Articles of Incorporation (3) | Shareholder | Against | For | ||||||||||
| KYOCERA CORPORATION | ||||||||||||||
| Security | J37479110 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 25-Jun-2021 | ||||||||||||
| ISIN | JP3249600002 | Agenda | 714257777 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| Please reference meeting materials. | Non-Voting | |||||||||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||
| 2.1 | Appoint a Director Yamaguchi, Goro | Management | Against | Against | ||||||||||
| 2.2 | Appoint a Director Tanimoto, Hideo | Management | For | For | ||||||||||
| 2.3 | Appoint a Director Fure, Hiroshi | Management | For | For | ||||||||||
| 2.4 | Appoint a Director Ina, Norihiko | Management | For | For | ||||||||||
| 2.5 | Appoint a Director Kano, Koichi | Management | For | For | ||||||||||
| 2.6 | Appoint a Director Aoki, Shoichi | Management | For | For | ||||||||||
| 2.7 | Appoint a Director Aoyama, Atsushi | Management | For | For | ||||||||||
| 2.8 | Appoint a Director Koyano, Akiko | Management | For | For | ||||||||||
| 2.9 | Appoint a Director Kakiuchi, Eiji | Management | For | For | ||||||||||
| 3 | Appoint a Substitute Corporate Auditor Kida, Minoru | Management | For | For | ||||||||||
| SISTEMA PJSFC | ||||||||||||||
| Security | 48122U204 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 26-Jun-2021 | ||||||||||||
| ISIN | US48122U2042 | Agenda | 714314452 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | IN ACCORDANCE WITH NEW RUSSIAN FEDERATION LEGISLATION REGARDING FOREIGN-OWNERSHIP DISCLOSURE REQUIREMENTS FOR ADR SECURITIES, ALL SHAREHOLDERS WHO-WISH TO PARTICIPATE IN THIS EVENT MUST DISCLOSE THEIR BENEFICIAL OWNER-COMPANY REGISTRATION NUMBER AND DATE OF COMPANY REGISTRATION. BROADRIDGE WILL-INTEGRATE THE RELEVANT DISCLOSURE INFORMATION WITH THE VOTE INSTRUCTION WHEN-IT IS ISSUED TO THE LOCAL MARKET AS LONG AS THE DISCLOSURE INFORMATION HAS-BEEN PROVIDED BY YOUR GLOBAL CUSTODIAN. IF THIS INFORMATION HAS NOT BEEN-PROVIDED BY YOUR GLOBAL CUSTODIAN, THEN YOUR VOTE MAY BE REJECTED. | Non-Voting | ||||||||||||
| 1 | APPROVAL OF SISTEMA'S ANNUAL REPORT AND ANNUAL FINANCIAL STATEMENTS FOR 2020 | Management | No Action | |||||||||||
| 2 | DISTRIBUTION OF INCOME, APPROVAL OF THE AMOUNT OF DIVIDENDS PAYABLE ON SISTEMA'S SHARES, FORM AND PROCEDURE OF THE DISTRIBUTION, AND THE RECORD DATE FOR DETERMINING SHAREHOLDERS ELIGIBLE TO RECEIVE DIVIDENDS | Management | No Action | |||||||||||
| CMMT | PLEASE NOTE CUMULATIVE VOTING APPLIES TO THIS RESOLUTION REGARDING THE-ELECTION OF DIRECTORS. OUT OF THE 12 DIRECTORS PRESENTED FOR ELECTION, A-MAXIMUM OF 12 DIRECTORS ARE TO BE ELECTED. BROADRIDGE WILL APPLY CUMULATIVE-VOTING EVENLY AMONG ONLY DIRECTORS FOR WHOM YOU VOTE 'FOR,' AND WILL SUBMIT-INSTRUCTION TO THE LOCAL AGENT IN THIS MANNER. CUMULATIVE VOTES CANNOT BE-APPLIED UNEVENLY AMONG DIRECTORS VIA PROXYEDGE. HOWEVER IF YOU WISH TO DO SO,-PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE. STANDING INSTRUCTIONS HAVE-BEEN REMOVED FOR THIS MEETING. IF YOU HAVE FURTHER QUESTIONS PLEASE CONTACT-YOUR CLIENT SERVICE REPRESENTATIVE | Non-Voting | ||||||||||||
| 3.1 | ELECTION OF SISTEMA'S BOARD OF DIRECTOR: ANNA BELOVA | Management | No Action | |||||||||||
| 3.2 | ELECTION OF SISTEMA'S BOARD OF DIRECTOR: VLADIMIR EVTUSHENKOV | Management | No Action | |||||||||||
| 3.3 | ELECTION OF SISTEMA'S BOARD OF DIRECTOR: FELIX EVTUSHENKOV | Management | No Action | |||||||||||
| 3.4 | ELECTION OF SISTEMA'S BOARD OF DIRECTOR: RON SOMMER | Management | No Action | |||||||||||
| 3.5 | ELECTION OF SISTEMA'S BOARD OF DIRECTOR: YAROSLAV KUZMINOV | Management | No Action | |||||||||||
| 3.6 | ELECTION OF SISTEMA'S BOARD OF DIRECTOR: ROGER MUNNINGS | Management | No Action | |||||||||||
| 3.7 | ELECTION OF SISTEMA'S BOARD OF DIRECTOR: VLADIMIR CHIRAKHOV | Management | No Action | |||||||||||
| 3.8 | ELECTION OF SISTEMA'S BOARD OF DIRECTOR: ANATOLY CHUBAIS | Management | No Action | |||||||||||
| 3.9 | ELECTION OF SISTEMA'S BOARD OF DIRECTOR: MIKHAIL SHAMOLIN | Management | No Action | |||||||||||
| 3.10 | ELECTION OF SISTEMA'S BOARD OF DIRECTOR: ETIENNE SCHNEIDER | Management | No Action | |||||||||||
| 3.11 | ELECTION OF SISTEMA'S BOARD OF DIRECTOR: ALEXANDER SHOKHIN | Management | No Action | |||||||||||
| 3.12 | ELECTION OF SISTEMA'S BOARD OF DIRECTOR: DAVID IAKOBACHVILI | Management | No Action | |||||||||||
| 4.1 | APPOINTMENT OF INDEPENDENT AUDITOR: APPROVE JSC DELOITTE AND TOUCHE CIS AS THE AUDITOR TO PERFORM THE AUDIT FOR 2020 ACCORDING TO THE RUSSIAN ACCOUNTING STANDARDS | Management | No Action | |||||||||||
| 4.2 | APPOINTMENT OF INDEPENDENT AUDITOR: APPROVE JSC DELOITTE AND TOUCHE CIS AS THE AUDITOR TO PERFORM THE AUDIT FOR 2020 ACCORDING TO THE INTERNATIONAL FINANCIAL REPORTING STANDARDS | Management | No Action | |||||||||||
| 5 | APPROVAL OF A REVISED POLICY ON REMUNERATION AND COMPENSATIONS FOR MEMBERS OF THE BOARD OF DIRECTORS OF SISTEMA PJSFC | Management | No Action | |||||||||||
| RED ELECTRICA CORPORACION, SA | ||||||||||||||
| Security | E42807110 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 28-Jun-2021 | ||||||||||||
| ISIN | ES0173093024 | Agenda | 714226075 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| 1 | APPROVE STANDALONE FINANCIAL STATEMENTS | Management | For | For | ||||||||||
| 2 | APPROVE CONSOLIDATED FINANCIAL STATEMENTS | Management | For | For | ||||||||||
| 3 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS | Management | For | For | ||||||||||
| 4 | APPROVE NON-FINANCIAL INFORMATION STATEMENT | Management | For | For | ||||||||||
| 5 | APPROVE DISCHARGE OF BOARD | Management | For | For | ||||||||||
| 6.1 | ELECT MARCOS VAQUER CABALLERIA AS DIRECTOR | Management | For | For | ||||||||||
| 6.2 | ELECT ELISENDA MALARET GARCIA AS DIRECTOR | Management | For | For | ||||||||||
| 6.3 | ELECT JOSE MARIA ABAD HERNANDEZ AS DIRECTOR | Management | For | For | ||||||||||
| 6.4 | RATIFY APPOINTMENT OF AND ELECT RICARDO GARCIA HERRERA AS DIRECTOR | Management | For | For | ||||||||||
| 7.1 | AMEND ARTICLES RE: CORPORATE PURPOSE, NATIONALITY AND REGISTERED OFFICE | Management | For | For | ||||||||||
| 7.2 | AMEND ARTICLES RE: SHARE CAPITAL AND SHAREHOLDERS' PREFERENTIAL SUBSCRIPTION RIGHTS | Management | For | For | ||||||||||
| 7.3 | AMEND ARTICLES RE: GENERAL MEETINGS, MEETING TYPES, QUORUM, RIGHT TO INFORMATION AND ATTENDANCE, CONSTITUTION, DELIBERATIONS AND REMOTE VOTING | Management | For | For | ||||||||||
| 7.4 | AMEND ARTICLES RE: ALLOW SHAREHOLDER MEETINGS TO BE HELD IN VIRTUAL-ONLY FORMAT | Management | For | For | ||||||||||
| 7.5 | AMEND ARTICLES RE: BOARD, AUDIT COMMITTEE, APPOINTMENT AND REMUNERATION COMMITTEE AND SUSTAINABILITY COMMITTEE | Management | For | For | ||||||||||
| 7.6 | AMEND ARTICLES RE: ANNUAL ACCOUNTS | Management | For | For | ||||||||||
| 8.1 | AMEND ARTICLES OF GENERAL MEETING REGULATIONS RE: PURPOSE AND VALIDITY OF THE REGULATIONS, AND ADVERTISING | Management | For | For | ||||||||||
| 8.2 | AMEND ARTICLE 2 OF GENERAL MEETING REGULATIONS RE: CORPORATE WEBSITE | Management | For | For | ||||||||||
| 8.3 | AMEND ARTICLES OF GENERAL MEETING REGULATIONS RE: COMPETENCES AND MEETING TYPES | Management | For | For | ||||||||||
| 8.4 | AMEND ARTICLES OF GENERAL MEETING REGULATIONS RE: ALLOW SHAREHOLDER MEETINGS TO BE HELD IN VIRTUAL-ONLY FORMAT | Management | For | For | ||||||||||
| 8.5 | AMEND ARTICLES OF GENERAL MEETING REGULATIONS RE: QUORUM, CHAIRMAN OF THE GENERAL MEETING, CONSTITUTION, DELIBERATION, ADOPTION OF RESOLUTIONS AND PUBLICITY | Management | For | For | ||||||||||
| 9.1 | APPROVE REMUNERATION REPORT | Management | For | For | ||||||||||
| 9.2 | APPROVE REMUNERATION OF EXECUTIVE DIRECTORS AND NON-EXECUTIVE DIRECTORS | Management | For | For | ||||||||||
| 9.3 | APPROVE LONG-TERM INCENTIVE PLAN | Management | For | For | ||||||||||
| 9.4 | APPROVE REMUNERATION POLICY | Management | For | For | ||||||||||
| 10 | RENEW APPOINTMENT OF KPMG AUDITORES AS AUDITOR | Management | For | For | ||||||||||
| 11 | AUTHORIZE BOARD TO RATIFY AND EXECUTE APPROVED RESOLUTIONS | Management | For | For | ||||||||||
| 12 | RECEIVE CORPORATE GOVERNANCE REPORT | Non-Voting | ||||||||||||
| 13 | RECEIVE AMENDMENTS TO BOARD OF DIRECTORS REGULATIONS | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A-SECOND CALL ON 29 JUN 2021. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL-REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU | Non-Voting | ||||||||||||
| CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND-PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN)-WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW-ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS-TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE.-ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM.-THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS-DAY PRIOR TO MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO- BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW-ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED-MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE-THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING | Non-Voting | ||||||||||||
| YOUR INSTRUCTED POSITION-TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR-FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE-SEPARATE INSTRUCTIONS FROM YOU | ||||||||||||||
| DATANG INTERNATIONAL POWER GENERATION CO LTD | ||||||||||||||
| Security | Y20020106 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 29-Jun-2021 | ||||||||||||
| ISIN | CNE1000002Z3 | Agenda | 714168285 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0514/2021051400818.pdf-AND- https://www1.hkexnews.hk/listedco/listconews/sehk/2021/ 0514/2021051400822.pdf | Non-Voting | ||||||||||||
| 1 | TO CONSIDER AND APPROVE THE "WORK REPORT OF THE BOARD OF DIRECTORS FOR THE YEAR 2020" (INCLUDING THE WORK REPORT OF INDEPENDENT DIRECTORS) | Management | For | For | ||||||||||
| 2 | TO CONSIDER AND APPROVE THE "WORK REPORT OF THE SUPERVISORY COMMITTEE FOR THE YEAR 2020" | Management | For | For | ||||||||||
| 3 | TO CONSIDER AND APPROVE THE "RESOLUTION ON THE FINAL FINANCIAL REPORT FOR THE YEAR 2020" | Management | For | For | ||||||||||
| 4 | TO CONSIDER AND APPROVE THE "RESOLUTION ON THE PROFIT DISTRIBUTION PROPOSAL FOR THE YEAR 2020": DIVIDEND OF RMB0.091 PER SHARE (TAX INCLUSIVE) | Management | For | For | ||||||||||
| 5 | TO CONSIDER AND APPROVE THE "RESOLUTION ON THE ENGAGEMENT OF ACCOUNTING FIRMS FOR THE YEAR 2021 | Management | For | For | ||||||||||
| ACCIONA SA | ||||||||||||||
| Security | E0008Z109 | Meeting Type | Annual General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 29-Jun-2021 | ||||||||||||
| ISIN | ES0125220311 | Agenda | 714240568 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | Non-Voting | ||||||||||||
| 1.1 | APPROVE CONSOLIDATED AND STANDALONE FINANCIAL STATEMENTS | Management | No Action | |||||||||||
| 1.2 | APPROVE CONSOLIDATED AND STANDALONE MANAGEMENT REPORTS | Management | No Action | |||||||||||
| 1.3 | APPROVE DISCHARGE OF BOARD | Management | No Action | |||||||||||
| 1.4 | APPROVE NON-FINANCIAL INFORMATION STATEMENT | Management | No Action | |||||||||||
| 1.5 | APPROVE SUSTAINABILITY REPORT | Management | No Action | |||||||||||
| 1.6 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS | Management | No Action | |||||||||||
| 1.7 | RENEW APPOINTMENT OF KPMG AUDITORES AS AUDITOR | Management | No Action | |||||||||||
| 2.1 | REELECT JOSE MANUEL ENTRECANALES DOMECQ AS DIRECTOR | Management | No Action | |||||||||||
| 2.2 | REELECT JUAN IGNACIO ENTRECANALES FRANCO AS DIRECTOR | Management | No Action | |||||||||||
| 2.3 | REELECT DANIEL ENTRECANALES DOMECQ AS DIRECTOR | Management | No Action | |||||||||||
| 2.4 | REELECT JAVIER ENTRECANALES FRANCO AS DIRECTOR | Management | No Action | |||||||||||
| 2.5 | REELECT JAVIER SENDAGORTA GOMEZ DEL CAMPILLO AS DIRECTOR | Management | No Action | |||||||||||
| 2.6 | REELECT JOSE MARIA PACHECO GUARDIOLA AS DIRECTOR | Management | No Action | |||||||||||
| 2.7 | REELECT ANA SAIZ DE VICUNA BEMBERG AS DIRECTOR | Management | No Action | |||||||||||
| 2.8 | ELECT MARIA DOLORES DANCAUSA TREVINO AS DIRECTOR | Management | No Action | |||||||||||
| 3.1 | AUTHORIZE SHARE REPURCHASE PROGRAM | Management | No Action | |||||||||||
| 3.2 | AUTHORIZE COMPANY TO CALL EGM WITH 15 DAYS' NOTICE | Management | No Action | |||||||||||
| 4.1 | AMEND ARTICLES RE: CORPORATE PURPOSE AND REPRESENTATION OF SHARES | Management | No Action | |||||||||||
| 4.2 | AMEND ARTICLE 18 RE: ALLOW SHAREHOLDER MEETINGS TO BE HELD IN VIRTUAL-ONLY FORMAT | Management | No Action | |||||||||||
| 4.3 | AMEND ARTICLES RE: COMPETENCES, PROXIES, ADOPTION OF RESOLUTION, MINUTES OF MEETINGS AND CERTIFICATIONS | Management | No Action | |||||||||||
| 4.4 | AMEND ARTICLE 31 RE: BOARD TERM AND REMUNERATION | Management | No Action | |||||||||||
| 4.5 | AMEND ARTICLES RE: BOARD OF DIRECTORS AND BOARD COMMITTEES | Management | No Action | |||||||||||
| 4.6 | AMEND ARTICLES RE: ANNUAL ACCOUNTS | Management | No Action | |||||||||||
| 5.1 | AMEND ARTICLES OF GENERAL MEETING REGULATIONS RE: INTERPRETATION, COMPETENCES, INFORMATION AVAILABLE FOR SHAREHOLDERS, INFORMATION SUBJECT TO REQUEST BY SHAREHOLDERS, MEETING LOCATION AND REQUEST FOR INFORMATION | Management | No Action | |||||||||||
| 5.2 | AMEND ARTICLES OF GENERAL MEETING REGULATIONS RE: ALLOW SHAREHOLDER MEETINGS TO BE HELD IN VIRTUAL-ONLY FORMAT | Management | No Action | |||||||||||
| 6 | ADVISORY VOTE ON REMUNERATION REPORT | Management | No Action | |||||||||||
| 7 | RECEIVE AMENDMENTS TO BOARD OF DIRECTORS REGULATIONS | Non-Voting | ||||||||||||
| 8 | AUTHORIZE BOARD TO RATIFY AND EXECUTE APPROVED RESOLUTIONS | Management | No Action | |||||||||||
| CMMT | 31 MAY 2021: PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM,-THERE WILL BE A SECOND CALL ON 30 JUN 2021. CONSEQUENTLY, YOUR VOTING-INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED.-THANK YOU. | Non-Voting | ||||||||||||
| CMMT | 10 JUN 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENTS.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||||
| CMMT | 10 JUN 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE- BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS- | Non-Voting | ||||||||||||
| MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE- TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST- SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY- PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU | ||||||||||||||
| TALEND S.A. | ||||||||||||||
| Security | 874224207 | Meeting Type | Annual | |||||||||||
| Ticker Symbol | TLND | Meeting Date | 29-Jun-2021 | |||||||||||
| ISIN | US8742242071 | Agenda | 935441458 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| O1 | To ratify the provisional appointment of Ms. Elissa Fink as Director. | Management | For | For | ||||||||||
| O2 | To ratify the provisional appointment of Mr. Ryan Kearny as Director. | Management | For | For | ||||||||||
| O3 | To renew the term of office of Mr. Ryan Kearny as Director. | Management | For | For | ||||||||||
| O4 | To renew the term of office of Mr. Patrick Jones as Director. | Management | For | For | ||||||||||
| O5 | To renew the term of office of Ms. Christal Bemont as Director. | Management | For | For | ||||||||||
| O6 | To approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | ||||||||||
| O7 | To approve the statutory financial statements for the year ended December 31, 2020. | Management | For | For | ||||||||||
| O8 | To allocate earnings for the year ended December 31, 2020. | Management | For | For | ||||||||||
| O9 | To approve the consolidated financial statements for the year ended December 31, 2020 prepared in accordance with IFRS. | Management | For | For | ||||||||||
| O10 | To approve an indemnification agreement entered into with Ms. Elissa Fink (agreement referred to in Articles L. 225-38 et seq. of the French Commercial Code). | Management | For | For | ||||||||||
| O11 | To approve an indemnification agreement entered into with Mr. Ryan Kearny (agreement referred to in Articles L. 225-38 et seq. of the French Commercial Code). | Management | For | For | ||||||||||
| O12 | To approve a consulting agreement entered into with Mr. Michael Tuchen (agreement referred to in Articles L. 225- 38 et seq. of the French Commercial Code). | Management | For | For | ||||||||||
| O13 | To approve a separation agreement and release entered into with Mr. Laurent Bride (agreement referred to in Articles L.225-38 et seq. of the French Commercial Code). | Management | For | For | ||||||||||
| O14 | To ratify the selection of KPMG LLP as the independent registered public accountant for the Company for the fiscal year ending December 31, 2021 with respect to the Company's financial statements prepared in accordance with generally accepted accounting principles in the United States for SEC reporting purposes. | Management | For | For | ||||||||||
| E15 | To delegate authority to the board of directors to grant existing and/or newly issued free shares of the Company to all or certain employees and/or all or certain corporate officers of the Company or companies in the group, in accordance with the provisions of Articles L. 225-197-1 et seq. of the French Commercial Code. | Management | Abstain | Against | ||||||||||
| E16 | To delegate authority to the board of directors to issue share warrants (bons de souscription d'actions), without shareholders' preferential subscription right, for the benefit of a category of persons meeting certain characteristics. | Management | Abstain | Against | ||||||||||
| E17 | To delegate authority to the board of directors to grant options to subscribe for new ordinary shares or options to purchase ordinary shares of the Company, pursuant to the provisions of Articles L. 225-177 et seq. of the French Commercial Code to all or certain employees and/or all or certain corporate officers of the Company or companies in the group, in accordance with the provisions of Articles L. 225-180 et seq. of the French Commercial Code. | Management | Abstain | Against | ||||||||||
| E18 | To limit the amount of issues under Proposal Nos. 15, 16 and 17. | Management | For | For | ||||||||||
| E19 | To delegate authority to the board of directors to increase the share capital by way of the issue of shares of the Company to participants in a company savings plan (plan d'épargned'entreprise) established in accordance with Articles L. 3332-1et seq. of the French Labor Code. | Management | For | For | ||||||||||
| SUEZ SA | ||||||||||||||
| Security | F6327G101 | Meeting Type | Ordinary General Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 30-Jun-2021 | ||||||||||||
| ISIN | FR0010613471 | Agenda | 714038444 - Management | |||||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||||
| CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE | Non-Voting | ||||||||||||
| CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN | Non-Voting | ||||||||||||
| CMMT | 04 MAY 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIs)-AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED-MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT-CDIs TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE-CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST-SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIs WILL BE BLOCKED IN-THE CREST SYSTEM. THE CDIs WILL BE RELEASED FROM ESCROW AS SOON AS-PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE-SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE- BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS- MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION-AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE- TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST- SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY- PROCESS AND WHETHER OR NOT THEY REQUIRE | Non-Voting | ||||||||||||
| SEPARATE INSTRUCTIONS FROM YOU AND-PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF-NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED-RISK OF BEING REJECTED. THANK YOU | ||||||||||||||
| CMMT | PLEASE NOTE THAT DUE TO THE CURRENT COVID19 CRISIS AND IN ACCORDANCE WITH THE- PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF- NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18,-2020 THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE-PHYSICAL PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO-NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS-SITUATION CHANGE, THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY-CONSULT THE COMPANY WEBSITE | Non-Voting | ||||||||||||
| 1 | THE SHAREHOLDERS' MEETING, AFTER HAVING REVIEWED THE REPORTS OF THE BOARD OF DIRECTORS AND THE AUDITORS, APPROVES THE COMPANY'S FINANCIAL STATEMENTS FOR THE FISCAL YEAR THAT ENDED IN 2020, AS PRESENTED, SHOWING NET EARNINGS AMOUNTING TO EUR 246,143,041.04. THE SHAREHOLDERS' MEETING APPROVES THE NON-DEDUCTIBLE EXPENSES AND CHARGES AMOUNTING TO EUR 24,600.00 | Management | No Action | |||||||||||
| 2 | THE SHAREHOLDERS' MEETING, AFTER HAVING REVIEWED THE REPORTS OF THE BOARD OF DIRECTORS AND THE AUDITORS, APPROVES THE CONSOLIDATED FINANCIAL STATEMENTS FOR SAID FISCAL YEAR AS PRESENTED TO THE MEETING | Management | No Action | |||||||||||
| 3 | THE SHAREHOLDERS' MEETING APPROVES THE RECOMMENDATIONS OF THE BOARD OF DIRECTORS AND RESOLVES TO ALLOCATE THE EARNINGS AS FOLLOWS: ORIGIN EARNINGS FOR THE FINANCIAL YEAR: EUR 246,143,041.04 RETAINED EARNINGS: EUR 706,351,321.19 DISTRIBUTABLE INCOME: EUR 952,494,362.23 ALLOCATION DIVIDENDS: EUR 408,435,676.35 (DIVIDED INTO 628,362,579 SHARES) RETAINED EARNINGS: EUR 544,058,685.88 EQUITY SHARE CAPITAL: EUR 2,557,256,896.00 LEGAL RESERVE: EUR 255,735,689.60 SHARE PREMIUM: EUR 5,363,982,724.63 2020 RETAINED EARNINGS: EUR 544,058,685.88 THE SHAREHOLDERS WILL BE GRANTED A NET DIVIDEND OF EUR 0.65 PER SHARE, WHICH WILL BE ELIGIBLE FOR THE 40 PERCENT DEDUCTION PROVIDED BY THE FRENCH | Management | No Action | |||||||||||
| GENERAL TAX CODE. THIS DIVIDEND WILL BE PAID ON JUNE 30TH 2021. AS REQUIRED BY LAW, IT IS REMINDED THAT, FOR THE LAST THREE FINANCIAL YEARS, THE DIVIDENDS WERE PAID FOLLOWS: EUR 0.65 PER SHARE FOR FISCAL YEARS 2017 AND 2018 EUR 0.45 PER SHARE FOR FISCAL YEAR 2019 | ||||||||||||||
| 4 | THE SHAREHOLDERS' MEETING RATIFIES THE APPOINTMENT OF MR BERTRAND MEUNIER AS A DIRECTOR, TO REPLACE MR ISIDRO FAINE CASAS, FOR THE REMAINDER OF MR CASAS'S TERM OF OFFICE, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE FISCAL YEAR 2023 | Management | No Action | |||||||||||
| 5 | THE SHAREHOLDERS' MEETING RATIFIES THE APPOINTMENT OF MR JACQUES RICHIER AS A DIRECTOR, TO REPLACE MR FRANCESCO CALTAGIRONE, FOR THE REMAINDER OF MR CALTAGIRONE'S TERM OF OFFICE, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE FISCAL YEAR 2021 | Management | No Action | |||||||||||
| 6 | THE SHAREHOLDERS' MEETING RATIFIES THE APPOINTMENT OF MR ANTHONY R. COSCIA AS A DIRECTOR, TO REPLACE MR FRANCK BRUEL, FOR THE REMAINDER OF MR BRUEL'S TERM OF OFFICE, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE FISCAL YEAR 2021 | Management | No Action | |||||||||||
| 7 | THE SHAREHOLDERS' MEETING RATIFIES THE APPOINTMENT OF MR PHILIPPE PETITCOLIN AS A DIRECTOR, TO REPLACE MRS ISABELLE KOCHER, FOR THE REMAINDER OF MR KOCHER'S TERM OF OFFICE, I.E. UNTIL THE SHAREHOLDERS' MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE FISCAL YEAR 2022 | Management | No Action | |||||||||||
| 8 | THE SHAREHOLDERS' MEETING, AFTER REVIEWING THE SPECIAL REPORT OF THE AUDITORS ON AGREEMENTS GOVERNED BY ARTICLE L.225-38 ET SEQ. OF THE FRENCH COMMERCIAL CODE, APPROVES SAID REPORT AND NOTES THAT THE AGREEMENT CONCLUDED AND PREVIOUSLY APPROVED BY THE MEETING, REFERRED TO THEREIN, CONTINUED DURING THE PAST FINANCIAL YEAR | Management | No Action | |||||||||||
| 9 | THE SHAREHOLDERS' MEETING APPROVES THE INFORMATION MENTIONED IN ARTICLE L.22-10-9 OF THE FRENCH COMMERCIAL CODE REGARDING THE COMPENSATION OF THE CORPORATE OFFICERS FOR THE 2020 FISCAL YEAR | Management | No Action | |||||||||||
| 10 | THE SHAREHOLDERS' MEETING APPROVES THE COMPONENTS OF THE COMPENSATION AS WELL AS THE BENEFITS OR PERKS OF ANY KIND PAID AND AWARDED TO MR JEAN-LOUIS CHAUSSADE, CHAIRMAN OF THE BOARD OF DIRECTORS, FROM JANUARY 1ST 2020 TO MAY 12TH 2020 | Management | No Action | |||||||||||
| 11 | THE SHAREHOLDERS' MEETING APPROVES THE COMPONENTS OF THE COMPENSATION AS WELL AS THE BENEFITS OR PERKS OF ANY KIND PAID AND AWARDED TO MR PHILIPPE VARIN, CHAIRMAN OF THE BOARD OF DIRECTORS, FROM MAY 12TH 2020 TO DECEMBER 31ST 2020 | Management | No Action | |||||||||||
| 12 | THE SHAREHOLDERS' MEETING APPROVES THE COMPONENTS OF THE COMPENSATION AS WELL AS THE BENEFITS OR PERKS OF ANY KIND PAID AND AWARDED TO MR BERTRAND CAMUS, MANAGING DIRECTOR, FOR THE 2020 FISCAL YEAR | Management | No Action | |||||||||||
| 13 | THE SHAREHOLDERS' MEETING APPROVES THE COMPENSATION POLICY APPLICABLE TO THE CHAIRMAN OF THE BOARD OF DIRECTORS FOR THE 2021 FISCAL YEAR | Management | No Action | |||||||||||
| 14 | THE SHAREHOLDERS' MEETING APPROVES THE COMPENSATION POLICY APPLICABLE TO THE MANAGING DIRECTOR FOR THE 2021 FISCAL YEAR | Management | No Action | |||||||||||
| 15 | THE SHAREHOLDERS' MEETING APPROVES THE COMPENSATION POLICY APPLICABLE TO THE DIRECTORS FOR THE 2021 FISCAL YEAR | Management | No Action | |||||||||||
| 16 | THE SHAREHOLDERS' MEETING GRANTS FULL POWERS TO THE BEARER OF AN ORIGINAL, A COPY OR EXTRACT OF THE MINUTES OF THIS MEETING TO CARRY OUT ALL FILINGS, PUBLICATIONS AND OTHER FORMALITIES PRESCRIBED BY LAW | Management | No Action | |||||||||||
| CMMT | 15 JUNE 2021: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/balo/document/202104302101322-52 AND-PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF COMMENT AND- POSTPONEMENT OF THE MEETING DATE FROM 22 JUNE 2021 TO 30 JUNE 2021 AND CHANGE-IN RECORD DATE FROM 17 JUNE 2021 TO 25 JUNE 2021 AND ADDITION OF UPDATED-EVENT ID. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN-UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||||||||
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| Registrant | The Gabelli Global Utility & Income Trust |
| By (Signature and Title)* | /s/ Bruce N. Alpert |
| Bruce N. Alpert, President and Principal Executive Officer |
| Date | August 24, 2021 |
*Print the name and title of each signing officer under his or her signature.