N-PX
1
aegis2-npx.txt
ANNUAL REPORT OF PROXY VOTING
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-21399
NAME OF REGISTRANT: The Aegis Funds
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 6862 Elm Street
Suite 830
McLean, VA 22101
NAME AND ADDRESS OF AGENT FOR SERVICE: Aegis Financial Corporation
6862 Elm Street
Suite 830
McLean, VA 22101
REGISTRANT'S TELEPHONE NUMBER: 703-528-7788
DATE OF FISCAL YEAR END: 12/31
DATE OF REPORTING PERIOD: 07/01/2020 - 06/30/2021
Aegis Value Fund
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ADAMS RESOURCES & ENERGY, INC. Agenda Number: 935387731
--------------------------------------------------------------------------------------------------------------------------
Security: 006351308
Meeting Type: Annual
Meeting Date: 12-May-2021
Ticker: AE
ISIN: US0063513081
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
T.G. Pressler Mgmt For For
M.A. Earley Mgmt For For
M.E. Brasseux Mgmt For For
R.C. Jenner Mgmt For For
W.R. Scofield Mgmt For For
J.O. Niemann Jr. Mgmt For For
D.E. Dominic Mgmt For For
2. Proposal for an Advisory Resolution on Mgmt For For
Executive Compensation.
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AMERIGO RESOURCES LTD. Agenda Number: 935395954
--------------------------------------------------------------------------------------------------------------------------
Security: 03074G109
Meeting Type: Annual
Meeting Date: 03-May-2021
Ticker: ARREF
ISIN: CA03074G1090
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To set the number of Directors at 7. Mgmt For For
2 DIRECTOR
Klaus Zeitler Mgmt For For
Robert Gayton Mgmt For For
Sidney Robinson Mgmt For For
Alberto Salas Mgmt For For
George Ireland Mgmt For For
Aurora Davidson Mgmt For For
Michael Luzich Mgmt For For
3 Appointment of PricewaterhouseCoopers LLP Mgmt For For
as Auditors of the Company for the ensuing
year and authorizing the Directors to fix
their remuneration.
4 To consider and if thought fit, to approve Mgmt Against Against
an ordinary resolution approving all
unallocated options under the Company's
stock option plan, as more particularly
described in the accompanying Information
Circular.
5 To consider and if thought fit, to approve Mgmt For For
an ordinary resolution reconfirming the
continuation of the Company's Shareholder
Rights Plan, previously approved by
Shareholders of the Company on May 7, 2018,
as more particularly described in the
accompanying Information Circular.
6 To transact any other business that may Mgmt For For
properly come before the Meeting and any
adjournment thereof.
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ARDMORE SHIPPING CORPORATION Agenda Number: 935413738
--------------------------------------------------------------------------------------------------------------------------
Security: Y0207T100
Meeting Type: Annual
Meeting Date: 07-Jun-2021
Ticker: ASC
ISIN: MHY0207T1001
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Anthony Gurnee Mgmt For For
Helen Tveitan de Jong Mgmt For For
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ARGONAUT GOLD INC. Agenda Number: 935396704
--------------------------------------------------------------------------------------------------------------------------
Security: 04016A101
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: ARNGF
ISIN: CA04016A1012
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To set the number of Directors at eight Mgmt For For
(8), or such number as the directors may
hereafter determine by resolution, subject
to the limitations in the Articles of the
Corporation.
2 DIRECTOR
James E. Kofman Mgmt For For
Peter C. Dougherty Mgmt For For
Ian Atkinson Mgmt For For
Stephen Lang Mgmt For For
Peter Mordaunt Mgmt For For
Dale C. Peniuk Mgmt For For
Paula Rogers Mgmt For For
Audra B. Walsh Mgmt For For
3 To appoint PricewaterhouseCoopers LLP, Mgmt For For
Chartered Accountants as Auditors of the
Corporation for the ensuing year and
authorize the Directors to fix their
remuneration.
4 To consider and, if deemed appropriate, Mgmt For For
pass a non-binding advisory resolution on
the Corporation's approach to executive
compensation.
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BANK OF CYPRUS HOLDINGS PLC Agenda Number: 713530081
--------------------------------------------------------------------------------------------------------------------------
Security: G07564100
Meeting Type: EGM
Meeting Date: 05-Feb-2021
Ticker:
ISIN: IE00BD5B1Y92
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 APPROVE MIGRATION OF THE MIGRATING SHARES Mgmt For For
TO EUROCLEAR BANK'S CENTRAL SECURITIES
DEPOSITORY
2 AMEND ARTICLES OF ASSOCIATION Mgmt For For
3.A CONDITIONAL UPON THE ADOPTION OF Mgmt For For
RESOLUTIONS 1 AND 2, ADOPT NEW ARTICLES OF
ASSOCIATION
3.B CONDITIONAL UPON THE ADOPTION OF RESOLUTION Mgmt For For
1 AND RESOLUTION 2 NOT BEING APPROVED,
ADOPT NEW ARTICLES OF ASSOCIATION TO
INCLUDE THE AMENDMENTS FOR THE MIGRATION
ONLY
4 AUTHORISE COMPANY TO TAKE ALL ACTIONS TO Mgmt For For
IMPLEMENT THE MIGRATION
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BANK OF CYPRUS HOLDINGS PLC Agenda Number: 714031096
--------------------------------------------------------------------------------------------------------------------------
Security: G07564100
Meeting Type: AGM
Meeting Date: 25-May-2021
Ticker:
ISIN: IE00BD5B1Y92
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
CMMT PLEASE NOTE THAT IF YOU HOLD CREST Non-Voting
DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE
AT THIS MEETING, YOU (OR YOUR CREST
SPONSORED MEMBER/CUSTODIAN) WILL BE
REQUIRED TO INSTRUCT A TRANSFER OF THE
RELEVANT CDIS TO THE ESCROW ACCOUNT
SPECIFIED IN THE ASSOCIATED CORPORATE EVENT
IN THE CREST SYSTEM. THIS TRANSFER WILL
NEED TO BE COMPLETED BY THE SPECIFIED CREST
SYSTEM DEADLINE. ONCE THIS TRANSFER HAS
SETTLED, THE CDIS WILL BE BLOCKED IN THE
CREST SYSTEM. THE CDIS WILL BE RELEASED
FROM ESCROW AS SOON AS PRACTICABLE ON THE
BUSINESS DAY PRIOR TO MEETING DATE UNLESS
OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO
BE ACCEPTED, THE VOTED POSITION MUST BE
BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN
THE CREST SYSTEM. BY VOTING ON THIS
MEETING, YOUR CREST SPONSORED
MEMBER/CUSTODIAN MAY USE YOUR VOTE
INSTRUCTION AS THE AUTHORIZATION TO TAKE
THE NECESSARY ACTION WHICH WILL INCLUDE
TRANSFERRING YOUR INSTRUCTED POSITION TO
ESCROW. PLEASE CONTACT YOUR CREST SPONSORED
MEMBER/CUSTODIAN DIRECTLY FOR FURTHER
INFORMATION ON THE CUSTODY PROCESS AND
WHETHER OR NOT THEY REQUIRE SEPARATE
INSTRUCTIONS FROM YOU
1 TO RECEIVE AND CONSIDER THE FINANCIAL Mgmt For For
STATEMENTS FOR THE YEAR ENDED 31 DECEMBER
2020 TOGETHER WITH THE REPORTS OF THE
DIRECTORS AND THE AUDITORS THEREON
2 TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE AUDITORS' REMUNERATION
3 TO FIX THE ORDINARY REMUNERATION OF THE Mgmt For For
DIRECTORS
4A TO RE-ELECT THE FOLLOWING DIRECTOR: Mgmt For For
EFSTRATIOS-GEORGIOS (TAKIS) ARAPOGLOU
4B TO RE-ELECT THE FOLLOWING DIRECTOR: LYN Mgmt For For
GROBLE
4C TO RE-ELECT THE FOLLOWING DIRECTOR: ARNE Mgmt For For
BERGGREN
4D TO RE-ELECT THE FOLLOWING DIRECTOR: MAKSIM Mgmt Against Against
GOLDMAN
4E TO RE-ELECT THE FOLLOWING DIRECTOR: PAULA Mgmt For For
HADJISOTIRIOU
4F TO RE-ELECT THE FOLLOWING DIRECTOR: DR Mgmt For For
MICHAEL HEGER
4G TO RE-ELECT THE FOLLOWING DIRECTOR: PANICOS Mgmt For For
NICOLAOU
4H TO RE-ELECT THE FOLLOWING DIRECTOR: MARIA Mgmt For For
PHILIPPOU
4I TO RE-ELECT THE FOLLOWING DIRECTOR: Mgmt For For
NICOLAOS SOFIANOS
4J TO RE-ELECT THE FOLLOWING DIRECTOR: IOANNIS Mgmt For For
ZOGRAPHAKIS
4K TO ELECT THE FOLLOWING DIRECTOR: Mgmt For For
CONSTANTINE IORDANOU
4L TO ELECT THE FOLLOWING DIRECTOR: ELIZA Mgmt For For
LIVADIOTOU
5 TO RECEIVE AND CONSIDER THE ANNUAL Mgmt For For
REMUNERATION REPORT OF THE REMUNERATION
COMMITTEE FOR THE YEAR ENDED 31 DECEMBER
2020
6 TO RECEIVE AND CONSIDER THE 2021 Mgmt For For
REMUNERATION POLICY
7 TO CONSIDER AND, IF THOUGHT FIT, AUTHORISE Mgmt For For
THE DIRECTORS TO ALLOT AND ISSUE SHARES
8 TO CONSIDER, AND IF THOUGHT FIT, AUTHORISE Mgmt For For
THE DIRECTORS TO DIS-APPLY THE PRE-EMPTION
PROVISIONS OF SECTION 1022 OF THE COMPANIES
ACT
9 TO CONSIDER, AND IF THOUGHT FIT, AUTHORISE Mgmt For For
THE DIRECTORS TO DIS-APPLY THE PRE-EMPTION
PROVISIONS OF SECTION 1022 OF THE COMPANIES
ACT IN RESPECT OF FINANCING A TRANSACTION
10 TO CONSIDER, AND IF THOUGHT FIT, AUTHORISE Mgmt For For
THE DIRECTORS TO ISSUE, ALLOT, GRANT
OPTIONS OVER OR OTHERWISE DISPOSE OF
ORDINARY SHARES ON THE CONVERSION OR
EXCHANGE OF ADDITIONAL TIER 1 CONTINGENT
EQUITY CONVERSION NOTES
11 TO CONSIDER, AND IF THOUGHT FIT, AUTHORISE Mgmt For For
THE DIRECTORS TO DIS-APPLY THE PRE-EMPTION
PROVISIONS OF SECTION 1022 OF THE COMPANIES
ACT IN RESPECT OF SHARES ISSUED PURSUANT TO
RESOLUTION 10
12 TO CONSIDER, AND IF THOUGHT FIT, AUTHORISE Mgmt For For
THE DIRECTORS TO MAKE MARKET PURCHASES OF
THE COMPANY'S ORDINARY SHARES
13 TO CONSIDER, AND IF THOUGHT FIT, DETERMINE Mgmt For For
THE RE-ISSUE PRICE RANGE FOR TREASURY
SHARES
14 TO CONSIDER, AND IF THOUGHT FIT, ALLOW FOR Mgmt For For
THE CONVENING OF AN EXTRAORDINARY GENERAL
MEETING BY AT LEAST 14 CLEAR DAYS' NOTICE
CMMT 03 MAY 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 03 MAY 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT CHANGE
IN NUMBERING FOR RESOLUTIONS 4. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU
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BASE RESOURCES LTD Agenda Number: 713247270
--------------------------------------------------------------------------------------------------------------------------
Security: Q1353X100
Meeting Type: AGM
Meeting Date: 20-Nov-2020
Ticker:
ISIN: AU000000BSE5
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ADOPTION OF THE REMUNERATION REPORT Mgmt For For
2 RE-ELECTION OF MR MICHAEL STIRZAKER AS A Mgmt For For
DIRECTOR
3 ELECTION OF MS JANINE HERZIG AS A DIRECTOR Mgmt For For
4 APPROVAL OF THE GRANT OF PERFORMANCE RIGHTS Mgmt For For
TO MR TIM CARSTENS
5 APPROVAL OF THE GRANT OF PERFORMANCE RIGHTS Mgmt For For
TO MR COLIN BWYE
CMMT IF A PROPORTIONAL TAKEOVER BID IS MADE FOR Non-Voting
THE COMPANY, A SHARE TRANSFER TO THE
OFFEROR CANNOT BE REGISTERED UNTIL THE BID
IS APPROVED BY MEMBERS NOT ASSOCIATED WITH
THE BIDDER. THE RESOLUTION MUST BE
CONSIDERED AT A MEETING HELD MORE THAN 14
DAYS BEFORE THE BID CLOSES. EACH MEMBER HAS
ONE VOTE FOR EACH FULLY PAID SHARE HELD.
THE VOTE IS DECIDED ON A SIMPLE MAJORITY.
THE BIDDER AND ITS ASSOCIATES ARE NOT
ALLOWED TO VOTE
6 RENEWAL OF PROPORTIONAL TAKEOVER PROVISIONS Mgmt For For
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 1, 4 AND 5 AND VOTES CAST BY ANY
INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
--------------------------------------------------------------------------------------------------------------------------
CANFOR PULP PRODUCTS INC Agenda Number: 713794697
--------------------------------------------------------------------------------------------------------------------------
Security: 137584207
Meeting Type: AGM
Meeting Date: 29-Apr-2021
Ticker:
ISIN: CA1375842079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTION 1 AND 'IN FAVOR' OR 'ABSTAIN'
ONLY FOR RESOLUTION NUMBERS 2.1 TO 2.6 AND
3. THANK YOU
1 SET THE NUMBER OF DIRECTORS OF THE CPPI AT Mgmt For For
SIX
2.1 ELECTION OF DIRECTOR: CONRAD A. PINETTE Mgmt For For
2.2 ELECTION OF DIRECTOR: STAN E. Mgmt For For
BRACKEN-HORROCKS
2.3 ELECTION OF DIRECTOR: JOHN R. BAIRD Mgmt For For
2.4 ELECTION OF DIRECTOR: WILLIAM W. STINSON Mgmt For For
2.5 ELECTION OF DIRECTOR: DIETER W. JENTSCH Mgmt For For
2.6 ELECTION OF DIRECTOR: DONALD B. KAYNE Mgmt For For
3 APPOINTMENT OF KPMG, LLP CHARTERED Mgmt For For
ACCOUNTANTS, AS AUDITORS
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CAPITAL LTD Agenda Number: 713753677
--------------------------------------------------------------------------------------------------------------------------
Security: G02241100
Meeting Type: AGM
Meeting Date: 28-Apr-2021
Ticker:
ISIN: BMG022411000
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE AND ADOPT THE DIRECTORS' REPORT Mgmt For For
AND ACCOUNTS FOR THE YEAR ENDED 31 DECEMBER
2020 AND THE AUDITOR'S REPORT THEREON
2 TO RECEIVE AND APPROVE THE DIRECTORS' Mgmt For For
REMUNERATION REPORT FOR THE YEAR ENDED 31
DECEMBER 2020
3 TO RE-ELECT AS DIRECTOR ALEXANDER DAVIDSON Mgmt For For
4 TO RE-ELECT AS DIRECTOR DAVID ABERY Mgmt For For
5 TO RE-ELECT AS DIRECTOR MICHAEL RAWLINSON Mgmt For For
6 TO RE-ELECT AS DIRECTOR JAMIE BOYTON Mgmt For For
7 TO RE-ELECT AS DIRECTOR BRIAN RUDD Mgmt For For
8 TO RE-APPOINT BDO LLP AS THE COMPANY'S Mgmt For For
AUDITOR
9 TO AUTHORISE THE DIRECTORS TO AGREE THE Mgmt For For
AUDITOR'S REMUNERATION
10 THAT THE DIRECTORS BE GENERALLY AND Mgmt For For
UNCONDITIONALLY AUTHORISED TO ALLOT AND
ISSUE COMMON SHARES (OR IN THE CASE OF
TREASURY SHARES, TO TRANSFER) AND TO MAKE
OFFERS OR AGREEMENTS TO ALLOT AND ISSUE
COMMON SHARES IN THE COMPANY OR GRANT
RIGHTS TO SUBSCRIBE FOR OR TO CONVERT ANY
SECURITY INTO COMMON SHARES OR ANY OTHER
SHARES IN THE COMPANY (OR IN THE CASE OF
TREASURY SHARES, TRANSFER) (TOGETHER
"EQUITY SECURITIES") UP TO AN AGGREGATE
NOMINAL AMOUNT OF USD 6,335.16
(REPRESENTING APPROXIMATELY 33 PER CENT OF
THE EXISTING ISSUED SHARE CAPITAL OF THE
COMPANY AS AT THE DATE OF THIS NOTICE),
PROVIDED THAT THIS AUTHORITY SHALL, UNLESS
RENEWED, VARIED OR REVOKED BY THE COMPANY,
EXPIRE AT THE CONCLUSION OF THE NEXT ANNUAL
GENERAL MEETING OF THE COMPANY OR, IF
EARLIER, ON THE DATE WHICH IS 15 MONTHS
AFTER THE DATE UPON WHICH THIS RESOLUTION
IS PASSED (THE "PRESCRIBED PERIOD"), EXCEPT
THAT THE COMPANY MAY, BEFORE SUCH EXPIRY,
MAKE OFFERS OR AGREEMENTS WHICH WOULD OR
MIGHT REQUIRE EQUITY SECURITIES TO BE
ALLOTTED AND ISSUED (OR IN THE CASE OF
TREASURY SHARES, TRANSFERRED) AND THE
DIRECTORS MAY ALLOT AND ISSUE (OR IN THE
CASE OF TREASURY SHARES, TRANSFER) EQUITY
SECURITIES IN PURSUANCE OF SUCH OFFER OR
AGREEMENT AS IF THE AUTHORITY CONFERRED BY
THIS RESOLUTION HAS NOT EXPIRED
11 THAT, SUBJECT TO THE PASSING OF RESOLUTION Mgmt For For
10, THE DIRECTORS BE GENERALLY EMPOWERED TO
ALLOT AND ISSUE EQUITY SECURITIES FOR CASH
(OR IN THE CASE OF TREASURY SHARES,
TRANSFER) PURSUANT TO THE AUTHORITY
CONFERRED BY RESOLUTION 10, PROVIDED THAT
THIS POWER SHALL: A. BE LIMITED TO THE
ALLOTMENT (OR IN THE CASE OF TREASURY
SHARES, TRANSFER) OF EQUITY SECURITIES UP
TO AN AGGREGATE NOMINAL AMOUNT OF USD
950.27 (REPRESENTING APPROXIMATELY 5 PER
CENT OF THE EXISTING ISSUED SHARE CAPITAL
OF THE COMPANY AS AT THE DATE OF THIS
NOTICE); AND B. EXPIRE AT THE END OF THE
PRESCRIBED PERIOD, EXCEPT THAT THE COMPANY
MAY, BEFORE SUCH EXPIRY, MAKE OFFERS OR
AGREEMENTS WHICH WOULD OR MIGHT REQUIRE
EQUITY SECURITIES TO BE ALLOTTED AND ISSUED
(OR IN THE CASE OF TREASURY SHARES,
TRANSFERRED) AND THE DIRECTORS MAY ALLOT
AND ISSUE (OR IN THE CASE OF TREASURY
SHARES, TRANSFER) EQUITY SECURITIES IN
PURSUANCE OF SUCH OFFER OR AGREEMENT AS IF
THE AUTHORITY CONFERRED BY THIS RESOLUTION
HAS NOT EXPIRED
12 THAT THE COMPANY BE GENERALLY AND Mgmt For For
UNCONDITIONALLY AUTHORISED TO MAKE MARKET
PURCHASES OF COMMON SHARES IN ACCORDANCE
WITH THE COMPANIES ACT 1981 (AS AMENDED),
THE LISTING RULES OF THE UK LISTING
AUTHORITY AND ON SUCH OTHER TERMS AND IN
SUCH MANNER AS THE BOARD MAY FROM TIME TO
TIME DETERMINE PROVIDED THAT: A. THE
MAXIMUM AGGREGATE NUMBER OF COMMON SHARES
THAT MAY BE PURCHASED IS 19,005,484; B. THE
MINIMUM PRICE (EXCLUDING EXPENSES) WHICH
MAY BE PAID FOR EACH COMMON SHARE IS ITS
PAR VALUE OF USD 0.0001; C. THE MAXIMUM
PRICE (EXCLUDING EXPENSES) WHICH MAY BE
PAID FOR EACH COMMON SHARE IS THE HIGHER
OF: I. 105 PER CENT OF THE AVERAGE MARKET
VALUE OF A COMMON SHARE IN THE COMPANY FOR
THE FIVE BUSINESS DAYS PRIOR TO THE DAY THE
PURCHASE IS MADE; AND II. THE VALUE OF A
COMMON SHARE CALCULATED ON THE BASIS OF THE
HIGHER OF THE PRICE QUOTED FOR (A) THE LAST
INDEPENDENT TRADE OF; AND (B) THE HIGHEST
CURRENT INDEPENDENT BID FOR, ANY NUMBER OF
THE COMPANY'S COMMON SHARES ON THE TRADING
VENUE WHERE THE PURCHASE IS CARRIED OUT.
THE AUTHORITY CONFERRED BY THIS RESOLUTION
12 SHALL EXPIRE AT THE END OF THE
PRESCRIBED PERIOD, EXCEPT THAT THE COMPANY
MAY, BEFORE SUCH EXPIRY, MAKE A CONTRACT TO
PURCHASE ITS OWN COMMON SHARES WHICH WILL
OR MAY BE EXECUTED WHOLLY OR PARTLY AFTER
THE EXPIRY OF SUCH AUTHORITY
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CONIFER HOLDINGS, INC. Agenda Number: 935377730
--------------------------------------------------------------------------------------------------------------------------
Security: 20731J102
Meeting Type: Annual
Meeting Date: 19-May-2021
Ticker: CNFR
ISIN: US20731J1025
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
James G. Petcoff Mgmt For For
Jeffrey A. Hakala Mgmt For For
2. The ratification of the Appointment of Mgmt For For
Deloitte & Touche LLP.
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CONIFEX TIMBER INC Agenda Number: 714213650
--------------------------------------------------------------------------------------------------------------------------
Security: 207324104
Meeting Type: AGM
Meeting Date: 22-Jun-2021
Ticker:
ISIN: CA2073241044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR
RESOLUTION NUMBERS 1.1 TO 1.5 AND 2. THANK
YOU
1.1 ELECTION OF DIRECTOR: KENNETH A. SHIELDS Mgmt For For
1.2 ELECTION OF DIRECTOR: DAVID E. ROBERTS Mgmt For For
1.3 ELECTION OF DIRECTOR: MICHAEL COSTELLO Mgmt For For
1.4 ELECTION OF DIRECTOR: JANINE NORTH Mgmt For For
1.5 ELECTION OF DIRECTOR: CHARLES P. MILLER Mgmt For For
2 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, Mgmt For For
CHARTERED PROFESSIONAL ACCOUNTANTS, AS
AUDITORS OF THE CORPORATION FOR THE ENSUING
YEAR AND AUTHORIZING THE DIRECTORS TO FIX
THEIR REMUNERATION
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DELTA APPAREL, INC. Agenda Number: 935318089
--------------------------------------------------------------------------------------------------------------------------
Security: 247368103
Meeting Type: Annual
Meeting Date: 11-Feb-2021
Ticker: DLA
ISIN: US2473681037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Anita D. Britt Mgmt For For
J. Bradley Campbell Mgmt For For
Dr. G. Jay Gogue Mgmt For For
Glenda E. Hood Mgmt For For
Robert W. Humphreys Mgmt For For
A. Alexander Taylor, II Mgmt For For
David G. Whalen Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation of our named executive
officers (as defined in the proxy
statement).
3. To ratify the appointment of Ernst & Young Mgmt For For
LLP as our independent registered public
accounting firm for the fiscal year ending
October 2, 2021.
--------------------------------------------------------------------------------------------------------------------------
DUNDEE PRECIOUS METALS INC. Agenda Number: 935385864
--------------------------------------------------------------------------------------------------------------------------
Security: 265269209
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: DPMLF
ISIN: CA2652692096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Jaimie Donovan Mgmt For For
R. Peter Gillin Mgmt For For
Jonathan Goodman Mgmt For For
Jeremy Kinsman Mgmt For For
Kalidas Madhavpeddi Mgmt For For
Juanita Montalvo Mgmt For For
David Rae Mgmt For For
Marie-Anne Tawil Mgmt For For
Anthony P. Walsh Mgmt For For
2 Appointment of PricewaterhouseCoopers LLP, Mgmt For For
Chartered Professional Accountants, as
auditor of the Company for the ensuing year
and authorizing the directors to set the
auditor's remuneration.
3 To consider, and if deemed appropriate, to Mgmt For For
pass a non-binding, advisory resolution
accepting the Company's approach to
executive compensation, as more
particularly described in the accompanying
management information circular.
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EQUINOX GOLD CORP. Agenda Number: 935369365
--------------------------------------------------------------------------------------------------------------------------
Security: 29446Y502
Meeting Type: Annual and Special
Meeting Date: 05-May-2021
Ticker: EQX
ISIN: CA29446Y5020
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To set the number of directors of Equinox Mgmt For For
Gold at nine.
2 DIRECTOR
Ross Beaty Mgmt For For
Lenard Boggio Mgmt For For
Maryse Belanger Mgmt For For
Timothy Breen Mgmt For For
Gordon Campbell Mgmt For For
Wesley Clark Mgmt For For
Dr. Sally Eyre Mgmt For For
Marshall Koval Mgmt For For
Christian Milau Mgmt For For
3 Appointment of KMPG LLP as Equinox Gold's Mgmt For For
independent auditor to serve for the
ensuing year and authorizing the Board to
set the auditor's remuneration.
4 Resolved that: 1. the existing Articles of Mgmt For For
the Company be amended as set out in
Schedule "A" of the Company's Management
Information Circular dated March 12, 2021;
2. these resolutions shall be effective on
the date and time that this resolution has
been deposited at the Company's records
office; and 3. any one director or officer
of the Company is authorized and directed
for and in the name of and on behalf of the
Company to execute or cause to be executed,
and to deliver or cause to be delivered all
such documents, and to do or cause to be
done all such acts and things, as in the
opinion of such director or officer may be
necessary or desirable in order to carry
out the terms of these resolutions, such
determination to be conclusively evidenced
by the execution and delivery of such
documents or the doing of any such act or
thing.
5 Resolved, on an advisory basis, and not to Mgmt For For
diminish the role and responsibilities of
the board, that the shareholders accept the
approach to executive compensation
disclosed in Equinox Gold's Management
Information Circular dated March 12, 2021,
delivered in advance of the Company's
Annual & Special Meeting of Shareholders.
--------------------------------------------------------------------------------------------------------------------------
EXTERRAN CORPORATION Agenda Number: 935351382
--------------------------------------------------------------------------------------------------------------------------
Security: 30227H106
Meeting Type: Annual
Meeting Date: 28-Apr-2021
Ticker: EXTN
ISIN: US30227H1068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: William M. Goodyear Mgmt For For
1.2 Election of Director: James C. Gouin Mgmt For For
1.3 Election of Director: John P. Ryan Mgmt For For
1.4 Election of Director: Christopher T. Seaver Mgmt For For
1.5 Election of Director: Hatem Soliman Mgmt For For
1.6 Election of Director: Mark R. Sotir Mgmt For For
1.7 Election of Director: Andrew J. Way Mgmt For For
1.8 Election of Director: Ieda Gomes Yell Mgmt For For
2. Advisory vote to approve the compensation Mgmt Against Against
provided to Exterran Corporation's named
executive officers.
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Exterran
Corporation's independent registered public
accounting firm for fiscal year 2021.
--------------------------------------------------------------------------------------------------------------------------
GEODRILL LIMITED Agenda Number: 713896744
--------------------------------------------------------------------------------------------------------------------------
Security: G3828T103
Meeting Type: MIX
Meeting Date: 12-May-2021
Ticker:
ISIN: IM00B3RLCZ58
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.A ELECTION OF DIRECTOR: DAVE HARPER Mgmt For For
1.B ELECTION OF DIRECTOR: JOHN BINGHAM Mgmt For For
1.C ELECTION OF DIRECTOR: RON SELLWOOD Mgmt For For
1.D ELECTION OF DIRECTOR: JOHNNY CIAMPI Mgmt For For
2 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS AUDITOR OF THE CORPORATION FOR THE
ENSUING YEAR AND AUTHORIZING THE DIRECTORS
TO FIX THEIR REMUNERATION
3 TO CONSIDER, WITH OR WITHOUT VARIATION, THE Mgmt For For
75% RESOLUTION OF THE SHAREHOLDERS OF THE
CORPORATION PERMITTING THE CORPORATION TO
PURCHASE ITS OWN ORDINARY SHARES IN THE
MANNER AS MORE PARTICULARLY DESCRIBED IN
THE ACCOMPANYING MANAGEMENT INFORMATION
CIRCULAR, THE FULL TEXT OF WHICH IS SET
FORTH IN SCHEDULE "A" ATTACHED THERETO
CMMT 14 APR 2021: PLEASE NOTE THAT SHAREHOLDERS Non-Voting
ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'
ONLY FOR RESOLUTION 3 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 1.A
TO 1.D AND 2. THANK YOU.
CMMT 14 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF COMMENT. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
GEOSPACE TECHNOLOGIES CORPORATION Agenda Number: 935320945
--------------------------------------------------------------------------------------------------------------------------
Security: 37364X109
Meeting Type: Annual
Meeting Date: 04-Feb-2021
Ticker: GEOS
ISIN: US37364X1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Tina M. Langtry Mgmt For For
1.2 Election of Director: Kenneth Asbury Mgmt For For
1.3 Election of Director: Margaret Sidney Mgmt For For
Ashworth
2. To ratify the appointment by the audit Mgmt For For
committee of the Board of Directors of RSM
US LLP, independent public accountants, as
the Company's auditors for the year ending
September 30, 2021.
3. To approve the following non-binding, Mgmt For For
advisory resolution: "RESOLVED, that the
stockholders approve the compensation of
the Company's named executive officers as
disclosed in the Company's 2021 proxy
statement pursuant to Item 402 of
Regulation S-K, (which disclosure includes
the Overview of Company Compensation, the
Summary Compensation Table and the other
executive compensation tables and related
discussion)."
4. To approve the amendment to the Company's Mgmt For For
2014 Long-Term Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
GOLDQUEST MINING CORP Agenda Number: 714219385
--------------------------------------------------------------------------------------------------------------------------
Security: 38144C100
Meeting Type: AGM
Meeting Date: 23-Jun-2021
Ticker:
ISIN: CA38144C1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 1 AND 4 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 2.A
TO 2.E AND 3. THANK YOU
1 TO SET THE NUMBER OF DIRECTORS AT 5 Mgmt For For
2.A ELECTION OF DIRECTOR: WILLIAM FISHER Mgmt For For
2.B ELECTION OF DIRECTOR: JULIO ESPAILLAT Mgmt For For
2.C ELECTION OF DIRECTOR: PATRICK MICHAELS Mgmt For For
2.D ELECTION OF DIRECTOR: FLORIAN SIEGFRIED Mgmt For For
2.E ELECTION OF DIRECTOR: FRANK BALINT Mgmt For For
3 APPOINTMENT OF DAVIDSON & COMPANY LLP, Mgmt For For
CHARTERED ACCOUNTANTS, AS THE AUDITOR OF
THE CORPORATION TO HOLD OFFICE UNTIL THE
NEXT ANNUAL GENERAL MEETING OF SHAREHOLDERS
AT REMUNERATION TO BE FIXED BY THE BOARD
4 RE-APPROVE THE CORPORATION'S STOCK OPTION Mgmt For For
PLAN AS REQUIRED BY THE TSX VENTURE
EXCHANGE AND AS MORE PARTICULARLY DESCRIBED
IN THE CORPORATION'S INFORMATION CIRCULAR
CMMT 27 MAY 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTION 2.D . IF YOU HAVE ALREADY SENT
IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN
UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
HALLADOR ENERGY COMPANY Agenda Number: 935407583
--------------------------------------------------------------------------------------------------------------------------
Security: 40609P105
Meeting Type: Annual
Meeting Date: 03-Jun-2021
Ticker: HNRG
ISIN: US40609P1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Brent K. Bilsland Mgmt For For
David C. Hardie Mgmt For For
Steven R. Hardie Mgmt For For
Bryan H. Lawrence Mgmt For For
David J. Lubar Mgmt For For
Charles R. Wesley, IV Mgmt For For
2. Approve, on an Advisory Basis, Named Mgmt For For
Executive Officers' Compensation.
3. Ratify the appointment of Plante & Moran, Mgmt For For
PLLC, as our independent registered public
accounting firm for 2021.
--------------------------------------------------------------------------------------------------------------------------
INTERFOR CORPORATION Agenda Number: 935360595
--------------------------------------------------------------------------------------------------------------------------
Security: 45868C109
Meeting Type: Annual
Meeting Date: 06-May-2021
Ticker: IFSPF
ISIN: CA45868C1095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Ian M. Fillinger Mgmt For For
Christopher R. Griffin Mgmt For For
Jeane L. Hull Mgmt For For
Rhonda D. Hunter Mgmt For For
Gordon H. MacDougall Mgmt For For
J. Eddie McMillan Mgmt For For
Thomas V. Milroy Mgmt For For
Gillian L. Platt Mgmt For For
Lawrence Sauder Mgmt For For
Curtis M. Stevens Mgmt For For
Douglas W.G. Whitehead Mgmt For For
2 BE IT RESOLVED that KPMG LLP be appointed Mgmt For For
as auditor of the Company to hold office
until the close of the next annual general
meeting and the Board of Directors of the
Company be authorized to set the fees of
the auditor.
3 BE IT RESOLVED THAT, on an advisory basis Mgmt For For
only and not to diminish the role and
responsibilities of the Board of Directors,
the Shareholders accept the approach to
executive compensation disclosed in the
Information Circular of the Company dated
March 9, 2021 delivered in connection with
the 2021 Annual General Meeting of
Shareholders.
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL PETROLEUM CORPORATION Agenda Number: 713739994
--------------------------------------------------------------------------------------------------------------------------
Security: 46016U108
Meeting Type: AGM
Meeting Date: 04-May-2021
Ticker:
ISIN: CA46016U1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 1 AND 4 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 2.1
TO 2.7 AND 3. THANK YOU
1 TO SET THE NUMBER OF DIRECTORS AT SEVEN Mgmt Split 10% For Split
2.1 ELECTION OF DIRECTOR: MIKE NICHOLSON Mgmt Split 10% For Split
2.2 ELECTION OF DIRECTOR: C. ASHLEY HEPPENSTALL Mgmt Split 10% For Split
2.3 ELECTION OF DIRECTOR: DONALD K. CHARTER Mgmt Split 10% For Split
2.4 ELECTION OF DIRECTOR: CHRIS BRUIJNZEELS Mgmt Split 10% For Split
2.5 ELECTION OF DIRECTOR: TORSTEIN SANNESS Mgmt Split 10% For Split
2.6 ELECTION OF DIRECTOR: LUKAS H. (HARRY) Mgmt Split 10% For Split
LUNDIN
2.7 ELECTION OF DIRECTOR: EMILY MOORE Mgmt Split 10% For Split
3 TO APPOINT PRICEWATERHOUSECOOPERS SA AS Mgmt Split 10% For Split
AUDITOR OF THE CORPORATION FOR THE ENSUING
YEAR AND AUTHORIZING THE DIRECTORS TO FIX
THEIR REMUNERATION
4 TO PASS AN ORDINARY RESOLUTION APPROVING Mgmt Split 10% For Split
AND RATIFYING THE INCREASE IN THE NUMBER OF
COMMON SHARES OF THE CORPORATION ISSUABLE
UNDER THE CORPORATION'S SHARE UNIT PLAN UP
TO 10,000,000 COMMON SHARES, AS MORE
PARTICULARLY DESCRIBED IN THE CORPORATION'S
MANAGEMENT INFORMATION CIRCULAR DATED MARCH
26, 2021
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL SEAWAYS INC Agenda Number: 935419071
--------------------------------------------------------------------------------------------------------------------------
Security: Y41053102
Meeting Type: Annual
Meeting Date: 02-Jun-2021
Ticker: INSW
ISIN: MHY410531021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Doug Wheat Mgmt For For
Timothy J. Bernlohr Mgmt For For
Ian T. Blackley Mgmt For For
Randee E. Day Mgmt For For
David I. Greenberg Mgmt For For
Joseph I. Kronsberg Mgmt For For
Ty E. Wallach Mgmt For For
Lois K. Zabrocky Mgmt For For
2. Ratification of the appointment of Ernst & Mgmt For For
Young LLP as the Company's independent
registered public accounting firm for the
year 2021.
3. Approval by an advisory vote of the Mgmt For For
compensation paid to the Named Executive
Officers of the Company for 2020 as
described in the Company's Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
JEFFERIES FINANCIAL GROUP INC. Agenda Number: 935333699
--------------------------------------------------------------------------------------------------------------------------
Security: 47233W109
Meeting Type: Annual
Meeting Date: 25-Mar-2021
Ticker: JEF
ISIN: US47233W1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Linda L. Adamany Mgmt For For
1B. Election of Director: Barry J. Alperin Mgmt For For
1C. Election of Director: Robert D. Beyer Mgmt For For
1D. Election of Director: Francisco L. Borges Mgmt For For
1E. Election of Director: Brian P. Friedman Mgmt For For
1F. Election of Director: MaryAnne Gilmartin Mgmt For For
1G. Election of Director: Richard B. Handler Mgmt For For
1H. Election of Director: Jacob M. Katz Mgmt For For
1I. Election of Director: Michael T. O'Kane Mgmt For For
1J. Election of Director: Joseph S. Steinberg Mgmt For For
2. Approve named executive officer Mgmt Against Against
compensation on an advisory basis.
3. Approval of Jefferies' New Equity Mgmt Against Against
Compensation Plan.
4. Ratify Deloitte & Touche LLP as independent Mgmt For For
auditors for the fiscal year-ending
November 30, 2021.
--------------------------------------------------------------------------------------------------------------------------
KENMARE RESOURCES PLC Agenda Number: 713485933
--------------------------------------------------------------------------------------------------------------------------
Security: G52332213
Meeting Type: EGM
Meeting Date: 21-Jan-2021
Ticker:
ISIN: IE00BDC5DG00
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 TO APPROVE THE MIGRATION OF THE MIGRATING Mgmt For For
SHARES TO EUROCLEAR BANK'S CENTRAL
SECURITIES DEPOSITORY
2 TO APPROVE AND ADOPT NEW ARTICLES OF Mgmt For For
ASSOCIATION
3 TO AUTHORISE THE COMPANY TO TAKE ALL Mgmt For For
ACTIONS TO IMPLEMENT THE MIGRATION
--------------------------------------------------------------------------------------------------------------------------
KENMARE RESOURCES PLC Agenda Number: 713912017
--------------------------------------------------------------------------------------------------------------------------
Security: G52332213
Meeting Type: AGM
Meeting Date: 13-May-2021
Ticker:
ISIN: IE00BDC5DG00
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDER DETAILS ARE Non-Voting
REQUIRED TO VOTE AT THIS MEETING. IF NO
SHAREHOLDER DETAILS ARE PROVIDED, YOUR
INSTRUCTION MAY CARRY A HEIGHTENED RISK OF
BEING REJECTED. THANK YOU
1 TO CONSIDER THE FINANCIAL STATEMENTS, THE Mgmt For For
DIRECTORS' REPORT AND THE INDEPENDENT
AUDITOR'S REPORT THEREON FOR THE YEAR ENDED
31 DECEMBER 2020
2 TO CONSIDER THE DIRECTORS' REMUNERATION Mgmt For For
REPORT (OTHER THAN THE DIRECTORS'
REMUNERATION POLICY) AS SET OUT ON PAGES 98
TO 119 OF THE ANNUAL REPORT FOR THE YEAR
ENDED 31 DECEMBER 2020
3 TO DECLARE A FINAL DIVIDEND OF USC7.69 PER Mgmt For For
ORDINARY SHARE FOR THE YEAR ENDED 31
DECEMBER 2020
4.A TO RE-ELECT THE FOLLOWING DIRECTOR: MR. P. Mgmt For For
BACCHUS
4.B TO RE-ELECT THE FOLLOWING DIRECTOR: MR. M. Mgmt For For
CARVILL
4.C TO RE-ELECT THE FOLLOWING DIRECTOR: DR. E. Mgmt For For
DORWARD-KING
4.D TO RE-ELECT THE FOLLOWING DIRECTOR: MR. C. Mgmt For For
FONSECA
4.E TO RE-ELECT THE FOLLOWING DIRECTOR: MR. G. Mgmt For For
MARTIN
4.F TO RE-ELECT THE FOLLOWING DIRECTOR: MR. T. Mgmt For For
MCCLUSKEY
4.G TO RE-ELECT THE FOLLOWING DIRECTOR: MR. S. Mgmt For For
MCTIERNAN
4.H TO ELECT THE FOLLOWING DIRECTOR: MR. S. Mgmt For For
OUNDHAKAR
4.I TO ELECT THE FOLLOWING DIRECTOR: MS. D. Mgmt For For
SOMERS
5 TO AUTHORISE THE DIRECTORS TO FIX THE Mgmt For For
REMUNERATION OF THE AUDITOR
6 TO RENEW THE AUTHORITY TO CONVENE AN EGM BY Mgmt For For
14 DAYS NOTICE
7 TO AUTHORISE THE DIRECTORS TO ALLOT Mgmt For For
RELEVANT SECURITIES
8 TO DISAPPLY STATUTORY PRE-EMPTION RIGHTS Mgmt For For
9 TO AUTHORISE MARKET PURCHASES Mgmt For For
10 TO AUTHORISE RE-ISSUE OF TREASURY SHARES Mgmt For For
CMMT 21 APR 2021: INTERMEDIARY CLIENTS ONLY - Non-Voting
PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS
AN INTERMEDIARY CLIENT UNDER THE
SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD
BE PROVIDING THE UNDERLYING SHAREHOLDER
INFORMATION AT THE VOTE INSTRUCTION LEVEL.
IF YOU ARE UNSURE ON HOW TO PROVIDE THIS
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF
PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED
CLIENT SERVICE REPRESENTATIVE FOR
ASSISTANCE
CMMT 21 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
LION ONE METALS LIMITED Agenda Number: 935297576
--------------------------------------------------------------------------------------------------------------------------
Security: 536216104
Meeting Type: Annual and Special
Meeting Date: 16-Dec-2020
Ticker: LOMLF
ISIN: CA5362161047
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Walter H. Berukoff Mgmt For For
Stephen T. Mann Mgmt For For
Richard J. Meli Mgmt For For
Kevin Puil Mgmt For For
David R. Tretbar Mgmt For For
2 Appointment of Davidson & Company LLP as Mgmt For For
Auditors of the Company for the ensuing
year.
3 Authorize the directors of the Company to Mgmt For For
fix the Auditors remuneration for the
ensuing year.
4 To consider, and, if thought advisable, to Mgmt For For
pass, with or without modification, an
ordinary resolution of the Company to
re-adopt and re-approve the stock option
plan of the Company, as more particularly
described in the accompanying Information
Circular.
--------------------------------------------------------------------------------------------------------------------------
MEG ENERGY CORP. Agenda Number: 935434198
--------------------------------------------------------------------------------------------------------------------------
Security: 552704108
Meeting Type: Annual
Meeting Date: 16-Jun-2021
Ticker: MEGEF
ISIN: CA5527041084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Ian D. Bruce Mgmt For For
Derek W. Evans Mgmt For For
Grant D. Billing Mgmt For For
Judy A. Fairburn Mgmt For For
Robert B. Hodgins Mgmt For For
William R. Klesse Mgmt For For
Susan M. MacKenzie Mgmt For For
Jeffrey J. McCaig Mgmt For For
James D. McFarland Mgmt For For
Diana J. McQueen Mgmt For For
2 The appointment of PricewaterhouseCoopers Mgmt For For
LLP as auditor of the Corporation for the
ensuing year at such remuneration as the
directors of the Corporation may determine.
3 Acceptance of the Corporation's approach to Mgmt For For
executive compensation as described in the
management information circular related to
the Meeting.
--------------------------------------------------------------------------------------------------------------------------
MERCER INTERNATIONAL INC. Agenda Number: 935393809
--------------------------------------------------------------------------------------------------------------------------
Security: 588056101
Meeting Type: Annual
Meeting Date: 28-May-2021
Ticker: MERC
ISIN: US5880561015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jimmy S.H. Lee Mgmt For For
David M. Gandossi Mgmt For For
William D. McCartney Mgmt For For
James Shepherd Mgmt For For
R. Keith Purchase Mgmt For For
Alan C. Wallace Mgmt For For
Linda J. Welty Mgmt For For
Rainer Rettig Mgmt For For
Alice Laberge Mgmt For For
Janine North Mgmt For For
2. Approval of the advisory (non-binding) Mgmt For For
resolution to approve executive
compensation.
3. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as independent
registered public accounting firm for
fiscal year 2021.
--------------------------------------------------------------------------------------------------------------------------
MINERA ALAMOS INC. Agenda Number: 935304319
--------------------------------------------------------------------------------------------------------------------------
Security: 60283L105
Meeting Type: Annual and Special
Meeting Date: 17-Dec-2020
Ticker: MAIFF
ISIN: CA60283L1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Bruce Durham Mgmt For For
Darren Koningen Mgmt For For
Ruben Padilla Mgmt For For
Doug Ramshaw Mgmt For For
Kevin Small Mgmt For For
2 Appointment of MNP LLP as Auditors for the Mgmt For For
ensuing year and authorize the directors to
fix the remunerations of the auditors.
3 To ratify and approve the continuation of Mgmt For For
the incentive stock option plan for the
Company.
4 To ratify and approve the continuation of Mgmt For For
the restricted share unit plan for the
Company.
--------------------------------------------------------------------------------------------------------------------------
OREZONE GOLD CORPORATION Agenda Number: 935457728
--------------------------------------------------------------------------------------------------------------------------
Security: 68616T109
Meeting Type: Annual and Special
Meeting Date: 30-Jun-2021
Ticker: ORZCF
ISIN: CA68616T1093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 To fix the number of Directors at eight Mgmt For For
(8).
2 DIRECTOR
Stephen Axcell Mgmt For For
Ronald Batt Mgmt For For
Joseph Conway Mgmt For For
Patrick Downey Mgmt For For
Michael Halvorson Mgmt For For
Kate Harcourt Mgmt For For
Marco LoCascio Mgmt For For
Charles Oliver Mgmt For For
3 Appointment of Deloitte LLP as Auditors of Mgmt For For
the Company for the ensuing year and
authorizing the Directors to fix their
remuneration.
4 To approve the Company's stock option plan, Mgmt For For
as required by the TSX Venture Exchange and
as more particularly described in the
Management Information Circular.
--------------------------------------------------------------------------------------------------------------------------
PENN VIRGINIA CORPORATION Agenda Number: 935317063
--------------------------------------------------------------------------------------------------------------------------
Security: 70788V102
Meeting Type: Special
Meeting Date: 13-Jan-2021
Ticker: PVAC
ISIN: US70788V1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To consider and vote upon a proposal to Mgmt For For
approve, for purposes of complying with
Nasdaq Listing Rule 5635(a), the potential
issuance of up to 22,597,757 shares of our
common stock, par value $0.01 per share
(the "Common Stock"), upon the redemption
or exchange of up to 225,977.57 shares of
Series A Preferred Stock, par value $0.01
per share, of the Company (which Series A
Preferred Stock will be a non-economic
voting interest) ("Series A Preferred
Stock").
2. To consider and vote upon a proposal to Mgmt For For
approve, for purposes of complying with
Nasdaq Listing Rule 5635(b), the change of
control under Nasdaq Listing Rule 5635(b)
that would result from the proposed
issuance to affiliates of Juniper Capital
of up to 225,977.57 shares of Series A
Preferred Stock pursuant to the
transactions contemplated by the
Contribution Agreement and the Asset
Agreement, which proposal is conditioned
upon the approval of the Issuance Proposal
(the "Change of Control Proposal" and,
together with the Issuance Proposal, the
"Nasdaq Proposals").
3. To consider and vote upon a proposal to Mgmt For For
approve the adjournment of the Special
Meeting to a later date or dates, if
necessary or appropriate, to permit further
solicitation and vote of proxies if there
are insufficient votes for, or otherwise in
connection with, the approval of the Nasdaq
Proposals.
--------------------------------------------------------------------------------------------------------------------------
PENN VIRGINIA CORPORATION Agenda Number: 935390764
--------------------------------------------------------------------------------------------------------------------------
Security: 70788V102
Meeting Type: Annual
Meeting Date: 03-May-2021
Ticker: PVAC
ISIN: US70788V1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Tiffany Thom Cepak Mgmt For For
1B. Election of Director: Darrin J. Henke Mgmt For For
1C. Election of Director: Darin G. Holderness Mgmt For For
1D. Election of Director: Jeffrey E. Wojahn Mgmt For For
2. To approve, on an advisory basis, the Mgmt For For
compensation paid to the Company's named
executive officers.
3. To ratify the appointment of Grant Thornton Mgmt For For
LLP as the Company's independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
4. To approve the amendment to the Penn Mgmt Against Against
Virginia Corporation 2019 Management
Incentive Plan to increase the number of
shares available for issuance thereunder by
3,000,000 shares, subject to adjustment in
accordance with the terms thereof.
5. To approve the amendment to the Second Mgmt Against Against
Amended and Restated Articles of
Incorporation to increase the number of
authorized shares of common stock and the
corresponding total authorized number of
shares.
6. To approve the amendment to the Second Mgmt For For
Amended and Restated Articles of
Incorporation to remove inoperative
provisions.
7. To approve the amendment to the Second Mgmt Against Against
Amended and Restated Articles of
Incorporation to reduce the share ownership
required for shareholders to act by written
consent from unanimous written consent to
not less than a majority of the voting
power of the outstanding shares entitled to
vote.
8. To approve the amendment to the Second Mgmt Against Against
Amended and Restated Articles of
Incorporation to provide that a majority of
votes cast is required to approve a merger
or share exchange.
9. To approve the amendment to the Second Mgmt Against Against
Amended and Restated Articles of
Incorporation to provide the forum for
causes of action arising under the
Securities Act of 1933.
--------------------------------------------------------------------------------------------------------------------------
RESOLUTE FOREST PRODUCTS INC. Agenda Number: 935390447
--------------------------------------------------------------------------------------------------------------------------
Security: 76117W109
Meeting Type: Annual
Meeting Date: 21-May-2021
Ticker: RFP
ISIN: US76117W1099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: Randall C. Benson Mgmt For For
1B Election of Director: Suzanne Blanchet Mgmt For For
1C Election of Director: Jennifer C. Dolan Mgmt For For
1D Election of Director: Remi G. Lalonde Mgmt For For
1E Election of Director: Bradley P. Martin Mgmt For For
1F Election of Director: Alain Rheaume Mgmt For For
1G Election of Director: Michael S. Rousseau Mgmt For For
02 Ratification of PricewaterhouseCoopers LLP Mgmt For For
appointment.
03 Advisory vote to approve executive Mgmt For For
compensation ("say-on-pay").
--------------------------------------------------------------------------------------------------------------------------
ROXGOLD INC Agenda Number: 714251410
--------------------------------------------------------------------------------------------------------------------------
Security: 779899202
Meeting Type: SGM
Meeting Date: 28-Jun-2021
Ticker:
ISIN: CA7798992029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR
RESOLUTION 1, ABSTAIN IS NOT A VOTING
OPTION ON THIS MEETING
CMMT PLEASE NOTE THAT THIS MEETING MENTIONS Non-Voting
DISSENTER'S RIGHTS, PLEASE REFER TO THE
MANAGEMENT INFORMATION CIRCULAR FOR DETAILS
1 TO CONSIDER AND, IF DEEMEND ADVISABLE, TO Mgmt Against Against
PASS, WITH OR WITHOUT VARIATION, A SPECIAL
RESOLUTION, THE FULL TEXT OF WHICH IS
ATTACHED AS APPENDIX A TO THE MANAGEMENT
INFORMATION CIRCULAR (THE "CIRCULAR") OF
THE CORPORATION TO APPROVE A PLAN OF
ARRANGEMENT UNDER SECTION 288 OF THE
BUSINESS CORPORATIONS ACT (BRITISH
COLUMBIA), INVOLVING, AMONG OTHERS, THE
CORPORATION AND FORTUNA SILVER MINES INC.,
ALL AS MORE PARTICULARLY SET FORTH IN THE
CIRCULAR
--------------------------------------------------------------------------------------------------------------------------
ROXGOLD INC Agenda Number: 714269037
--------------------------------------------------------------------------------------------------------------------------
Security: 779899202
Meeting Type: AGM
Meeting Date: 28-Jun-2021
Ticker:
ISIN: CA7798992029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR
RESOLUTION NUMBERS 1.1 TO 1.7 AND 2. THANK
YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 572908 DUE TO RECEIVED CHANGE IN
SEQUENCE OF DIRECTOR NAMES. ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE
GRANTED. THEREFORE PLEASE REINSTRUCT ON
THIS MEETING NOTICE ON THE NEW JOB. IF
HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT
GRANTED IN THE MARKET, THIS MEETING WILL BE
CLOSED AND YOUR VOTE INTENTIONS ON THE
ORIGINAL MEETING WILL BE APPLICABLE. PLEASE
ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF
ON THE ORIGINAL MEETING, AND AS SOON AS
POSSIBLE ON THIS NEW AMENDED MEETING. THANK
YOU
1.1 ELECTION OF DIRECTOR: RICHARD COLTERJOHN Mgmt No vote
1.2 ELECTION OF DIRECTOR: JOHN DORWARD Mgmt No vote
1.3 ELECTION OF DIRECTOR: KATE HARCOURT Mgmt No vote
1.4 ELECTION OF DIRECTOR: JOHN L. KNOWLES Mgmt No vote
1.5 ELECTION OF DIRECTOR: OLIVER LENNOX-KING Mgmt No vote
1.6 ELECTION OF DIRECTOR: DAWN MOSS Mgmt No vote
1.7 ELECTION OF DIRECTOR: NORMAN PITCHER Mgmt No vote
2 TO REAPPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt No vote
AUDITOR OF THE CORPORATION FOR THE ENSUING
YEAR AND AUTHORIZING THE DIRECTORS TO FIX
THEIR REMUNERATION
--------------------------------------------------------------------------------------------------------------------------
SEPLAT PETROLEUM DEVELOPMENT COMPANY PLC Agenda Number: 713979118
--------------------------------------------------------------------------------------------------------------------------
Security: V78799109
Meeting Type: AGM
Meeting Date: 20-May-2021
Ticker:
ISIN: NGSEPLAT0008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 563855 DUE TO RECEIVED CHANGE IN
VOTING STATUS OF RESOLUTION 7 . ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE
DISREGARDED AND YOU WILL NEED TO REINSTRUCT
ON THIS MEETING NOTICE. THANK YOU
1 TO RECEIVE THE ANNUAL ACCOUNTS, DIRECTORS' Mgmt For For
REPORT, AUDITORS' REPORT FOR THE YEAR ENDED
31 DECEMBER 2020 AND THE AUDIT COMMITTEE
REPORT
2 TO DECLARE A FINAL DIVIDEND RECOMMENDED BY Mgmt For For
THE BOARD OF DIRECTORS OF THE COMPANY IN
RESPECT OF THE FINANCIAL YEAR ENDED 31
DECEMBER 2020
3 TO APPOINT PRICEWATERHOUSECOOPERS ("PWC") Mgmt For For
AS AUDITORS OF THE COMPANY FROM THE
CONCLUSION OF THIS MEETING UNTIL THE
CONCLUSION OF THE NEXT GENERAL MEETING OF
THE COMPANY AT WHICH THE COMPANY'S ANNUAL
ACCOUNTS ARE LAID
4 TO AUTHORISE THE BOARD OF DIRECTORS OF THE Mgmt For For
COMPANY TO DETERMINE THE AUDITORS'
REMUNERATION
5.A.I TO APPROVE THE RE-ELECTION OF THE THE Mgmt For For
FOLLOWING DIRECTOR: MR. EMEKA ONWUKA, AS AN
EXECUTIVE DIRECTOR THE COMPANY
5.AII TO APPROVE THE RE-ELECTION OF THE THE Mgmt For For
FOLLOWING DIRECTOR: MS. ARUNMA OTEH, OON AS
AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF
THE COMPANY
5AIII TO APPROVE THE RE-ELECTION OF THE THE Mgmt For For
FOLLOWING DIRECTOR: MR. XAVIER R. ROLET,
KBE AS AN INDEPENDENT NON-EXECUTIVE
DIRECTOR OF THE COMPANY
5.B.I TO RE-ELECT THE FOLLOWING DIRECTOR WHO IS Mgmt For For
ELIGIBLE FOR RETIREMENT BY ROTATION: LORD
MARK MALLOCH-BROWN (INDEPENDENT
NON-EXECUTIVE DIRECTOR)
5.BII TO RE-ELECT THE FOLLOWING DIRECTOR WHO IS Mgmt For For
ELIGIBLE FOR RETIREMENT BY ROTATION: MR.
DAMIAN DODO, SAN (INDEPENDENT NON-EXECUTIVE
DIRECTOR
6 TO DISCLOSE THE REMUNERATION OF MANAGERS OF Mgmt For For
THE COMPANY
7 TO ELECT THE SHAREHOLDER REPRESENTATIVES OF Non-Voting
THE STATUTORY AUDIT COMMITTEE
8 TO APPROVE THE REMUNERATION SECTION OF THE Mgmt For For
DIRECTORS' REMUNERATION REPORT SET OUT IN
THE ANNUAL REPORT AND ACCOUNTS FOR THE YEAR
ENDED 31 DECEMBER 2020 (INCLUDING THE
FORWARD-LOOKING REMUNERATION POLICY
9 THAT IN VIEW OF THE COMPANY'S STRATEGY OF Mgmt For For
TRANSITIONING INTO AN ENERGY COMPANY
PROMOTING RENEWABLE ENERGY, SUSTAINABILITY,
AND NEW ENERGY, THAT THE NAME OF THE
COMPANY BE CHANGED FROM SEPLAT PETROLEUM
DEVELOPMENT COMPANY PLC TO "SEPLAT ENERGY
PLC." AND THE MEMORANDUM AND ARTICLES OF
THE COMPANY BE AMENDED TO REFLECT THE
CHANGE OF NAME
10 THAT IN VIEW OF THE NEWLY ENACTED COMPANIES Mgmt For For
AND ALLIED MATTERS ACT ("CAMA") 2020 AND IN
ACCORDANCE WITH SECTION 53 OF CAMA, THAT
THE COMPANY'S MEMORANDUM AND ARTICLES OF
ASSOCIATION ("MEMART") BE AMENDED BY
ALIGNING ALL REFERENCES TO THE SECTIONS OF
THE COMPANIES AND ALLIED MATTERS ACT, 2004
WITH THE CORRESPONDING SECTIONS IN CAMA
2020 AND THE SUCCESSIVE ARTICLES BE
RENUMBERED SERIALLY
11 THAT A NEW ARTICLE 26 BE AND IS HEREBY Mgmt For For
INCLUDED TO READ AS FOLLOWS: (26.1)
"SUBJECT TO THE PROVISIONS OF THE ACT, THE
COMPANY SHALL BE ENTITLED TO PURCHASE ITS
OWN SHARES, INCLUDING REDEEMABLE SHARES,
PROVIDED THAT: (A) THE SHAREHOLDERS SHALL,
BY SPECIAL RESOLUTION, APPROVE THE
ACQUISITION BY THE COMPANY OF THE SHARES
THAT IT INTENDS TO PURCHASE; (B) ONLY FULLY
PAID UP SHARES OF THE COMPANY MAY BE
PURCHASED BY THE COMPANY, AND THE TERMS OF
PURCHASE SHALL PROVIDE FOR PAYMENT FOR THE
PURCHASE; AND (C) WITHIN SEVEN (7) DAYS
AFTER THE PASSING OF THE SPECIAL RESOLUTION
REFERRED TO ABOVE, THE COMPANY SHALL
PUBLISH IN TWO (2) NATIONAL NEWSPAPERS, A
NOTICE OF THE PROPOSED PURCHASE BY THE
COMPANY OF ITS OWN SHARES. (26.2) WHERE THE
COMPANY BUYS BACK ITS SHARES, PAYMENT FOR
THE SHARE BUYBACK SHALL BE MADE FROM THE
DISTRIBUTABLE PROFITS OF THE COMPANY.
(26.3) THE COMPANY MAY BUY BACK ITS SHARES:
(A) FROM THE EXISTING SHAREHOLDERS OR
SECURITY HOLDERS ON A PROPORTIONATE BASIS;
(B) FROM THE EXISTING SHAREHOLDERS IN A
MANNER PERMITTED PURSUANT TO A SCHEME OF
ARRANGEMENT SANCTIONED BY THE COURT; FROM
THE OPEN MARKET; AND (C) BY PURCHASING THE
SECURITIES ISSUED TO EMPLOYEES OF THE
COMPANY PURSUANT TO A SCHEME OF STOCK
OPTION OR ANY OTHER SIMILAR SCHEME
12 THAT THE COMPANY SECRETARY BE AND IS HEREBY Mgmt For For
AUTHORISED TO TAKE ALL NECESSARY STEPS TO
GIVE EFFECT TO THE ABOVE RESOLUTIONS
--------------------------------------------------------------------------------------------------------------------------
SOLITARIO ZINC CORP. Agenda Number: 935436508
--------------------------------------------------------------------------------------------------------------------------
Security: 8342EP107
Meeting Type: Annual
Meeting Date: 10-Jun-2021
Ticker: XPL
ISIN: US8342EP1070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Brian Labadie Mgmt For For
1.2 Election of Director: John Labate Mgmt For For
1.3 Election of Director: James Hesketh Mgmt For For
1.4 Election of Director: Christopher E. Herald Mgmt For For
1.5 Election of Director: Gil Atzmon Mgmt For For
1.6 Election of Director: Joshua Crumb Mgmt For For
2. Advisory Approval of the Company's Mgmt For For
Executive Compensation Program: Approval,
on an advisory basis, of the compensation
program of the Company's named executive
officers.
3. Appointment of Auditors: To ratify the Mgmt For For
appointment of Plante Moran PLLC, as
Auditors of the Company for the fiscal year
2021.
--------------------------------------------------------------------------------------------------------------------------
SUNDANCE ENERGY INC. Agenda Number: 935236770
--------------------------------------------------------------------------------------------------------------------------
Security: 86725N102
Meeting Type: Annual
Meeting Date: 28-Jul-2020
Ticker: SNDE
ISIN: US86725N1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Stephen J. McDaniel Mgmt For For
1.2 Election of Director: Eric P. McCrady Mgmt For For
1.3 Election of Director: Judith D. Buie Mgmt For For
1.4 Election of Director: Damien A. Hannes Mgmt For For
1.5 Election of Director: H. Weldon Holcombe Mgmt For For
1.6 Election of Director: Neville W. Martin Mgmt For For
1.7 Election of Director: Thomas L. Mitchell Mgmt For For
2. Proposal to approve the Sundance Energy Mgmt For For
Inc. 2020 Equity Incentive Plan.
3. Ratification of Deloitte & Touche LLP as Mgmt For For
the Company's independent registered public
accounting firm for the year ending
December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
SUPERIOR GOLD INC Agenda Number: 714199735
--------------------------------------------------------------------------------------------------------------------------
Security: 86816U106
Meeting Type: MIX
Meeting Date: 24-Jun-2021
Ticker:
ISIN: CA86816U1066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTIONS 3 AND 4 TO 6 AND 'IN FAVOR' OR
'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 1.1
TO 1.5 AND 2. THANK YOU
1.1 ELECTION OF DIRECTOR: MARK WELLINGS Mgmt For For
1.2 ELECTION OF DIRECTOR: TAMARA BROWN Mgmt For For
1.3 ELECTION OF DIRECTOR: RENE MARION Mgmt For For
1.4 ELECTION OF DIRECTOR: MICHAEL MULRONEY Mgmt For For
1.5 ELECTION OF DIRECTOR: DAMIEN MARANTELLI Mgmt For For
2 APPOINTMENT OF KPMG LLP AS AUDITOR OF THE Mgmt For For
COMPANY FOR THE ENSUING YEAR AND
AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION
3 TO CONSIDER AND, IF DEEMED APPROPRIATE, Mgmt For For
APPROVE AN ORDINARY RESOLUTION CONFIRMING
AND RATIFYING AN AMENDMENT TO BY-LAW NO.
A-1 OF THE COMPANY TO SUPPORT A DIRECT
REGISTRATION SYSTEM (DRS) FOR THE COMPANY'S
SECURITIES
4 TO CONSIDER AND, IF DEEMED APPROPRIATE, Mgmt For For
APPROVE THE IMPLEMENTATION OF A NEW 10%
"ROLLING" STOCK OPTION PLAN OF THE COMPANY
AS DISCLOSED IN THE MANAGEMENT INFORMATION
CIRCULAR
5 TO CONSIDER AND, IF DEEMED APPROPRIATE, Mgmt For For
APPROVE THE IMPLEMENTATION OF A NEW "FIXED
NUMBER" SHARE UNIT PLAN OF THE COMPANY AS
DISCLOSED IN THE MANAGEMENT INFORMATION
CIRCULAR
6 TO CONSIDER AND, IF DEEMED APPROPRIATE, Mgmt For For
RE-APPROVE (IF APPLICABLE) THE OMNIBUS
EQUITY INCENTIVE PLAN OF THE COMPANY AS
DISCLOSED IN THE MANAGEMENT INFORMATION
CIRCULAR
--------------------------------------------------------------------------------------------------------------------------
TREVALI MINING CORPORATION Agenda Number: 935260909
--------------------------------------------------------------------------------------------------------------------------
Security: 89531J109
Meeting Type: Annual
Meeting Date: 16-Sep-2020
Ticker: TREVF
ISIN: CA89531J1093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Russell D. Ball Mgmt For For
Aline Cote Mgmt For For
Jill V. Gardiner Mgmt For For
J.F. (Ricus) Grimbeek Mgmt For For
Dan Isserow Mgmt For For
Nickola (Nick) Popovic Mgmt For For
Richard Williams Mgmt For For
2 Appointment of PricewaterhouseCoopers LLP Mgmt For For
as Auditors of the Company for the ensuing
year and authorizing the Directors to fix
their remuneration.
3 Pass an advisory vote on Trevali's approach Mgmt For For
to executive compensation ("Say on Pay").
--------------------------------------------------------------------------------------------------------------------------
TREVALI MINING CORPORATION Agenda Number: 935396021
--------------------------------------------------------------------------------------------------------------------------
Security: 89531J109
Meeting Type: Annual
Meeting Date: 11-May-2021
Ticker: TREVF
ISIN: CA89531J1093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
Jill V. Gardiner Mgmt For For
Russell D. Ball Mgmt For For
Aline Cote Mgmt For For
J. F. (Ricus) Grimbeek Mgmt For For
Jeane L. Hull Mgmt For For
Dan Isserow Mgmt For For
Nikola (Nick) Popovic Mgmt For For
Richard Williams Mgmt For For
2 Appointment of PricewaterhouseCoopers LLP Mgmt For For
as Auditors of the Corporation for the
ensuing year and authorizing the Directors
to fix their remuneration.
3 Pass an advisory vote on Trevali's approach Mgmt Against Against
to executive compensation ("Say on Pay").
--------------------------------------------------------------------------------------------------------------------------
UNIVERSAL STAINLESS & ALLOY PRODS., INC. Agenda Number: 935384836
--------------------------------------------------------------------------------------------------------------------------
Security: 913837100
Meeting Type: Annual
Meeting Date: 05-May-2021
Ticker: USAP
ISIN: US9138371003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Christopher L. Ayers Mgmt For For
Judith L. Bacchus Mgmt For For
M. David Kornblatt Mgmt For For
Dennis M. Oates Mgmt For For
Udi Toledano Mgmt For For
2. Approval of the compensation for the Mgmt For For
Company's named executive officers.
3. Ratification on an Advisory, Non- Binding Mgmt For For
Basis, of the Company's Tax Benefits
Preservation Plan.
4. Approval of the Universal Stainless & Alloy Mgmt For For
Products, Inc. Amended and Restated 2017
Equity Incentive Plan.
5. Approval of the Universal Stainless & Alloy Mgmt For For
Products, Inc. Amended and Restated 1996
Employee Stock Purchase Plan.
6. Ratification of the appointment of Mgmt For For
Schneider Downs & Co., Inc. as the
Company's independent registered pubic
accountants for 2021.
--------------------------------------------------------------------------------------------------------------------------
WOLVERINE ENERGY AND INFRASTRUCTURE INC Agenda Number: 713354087
--------------------------------------------------------------------------------------------------------------------------
Security: 977891100
Meeting Type: MIX
Meeting Date: 30-Nov-2020
Ticker:
ISIN: CA9778911003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR
RESOLUTION 3 AND 'IN FAVOR' OR 'ABSTAIN'
ONLY FOR RESOLUTION NUMBERS 1.A TO 1.C AND
2. THANK YOU
1.A ELECTION OF DIRECTOR: JESSE DOUGLAS Mgmt For For
1.B ELECTION OF DIRECTOR: DIRK LE POOLE Mgmt For For
1.C ELECTION OF DIRECTOR: DAVID D. HEIGHINGTON Mgmt For For
2 TO APPOINTMENT DELOITTE LLP, CHARTERED Mgmt For For
ACCOUNTANTS AS THE AUDITORS OF THE
CORPORATION, FOR THE ENSUING YEAR AND TO
AUTHORIZE THE DIRECTORS TO FIX THEIR
REMUNERATION
3 TO RE-APPROVE THE 10% ROLLING STOCK OPTION Mgmt Against Against
PLAN FOR THE CORPORATION
--------------------------------------------------------------------------------------------------------------------------
WOLVERINE ENERGY AND INFRASTRUCTURE INC Agenda Number: 713794596
--------------------------------------------------------------------------------------------------------------------------
Security: 977891100
Meeting Type: SGM
Meeting Date: 26-Apr-2021
Ticker:
ISIN: CA9778911003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR
RESOLUTION 1, ABSTAIN IS NOT A VOTING
OPTION ON THIS MEETING
1 A SPECIAL RESOLUTION, THE FULL TEXT OF Mgmt For For
WHICH IS SET FORTH IN APPENDIX "A" TO THE
ACCOMPANYING INFORMATION CIRCULAR OF THE
CORPORATION DATED MARCH 26, 2021, TO
APPROVE A PLAN OF ARRANGEMENT PURSUANT TO
SECTION 193 OF THE BUSINESS CORPORATIONS
ACT (ALBERTA) INVOLVING THE CORPORATION,
GREEN IMPACT OPERATING CORP., GREEN IMPACT
PARTNERS SPINCO INC., AND GREEN IMPACT
PARTNERS INC. AS MORE PARTICULARLY
DESCRIBED IN (THE "INFORMATION CIRCULAR")
CMMT 06 APR 2021: PLEASE NOTE THAT THIS MEETING Non-Voting
MENTIONS DISSENTER'S RIGHTS, PLEASE REFER
TO THE MANAGEMENT INFORMATION CIRCULAR FOR
DETAILS"
CMMT 06 APR 2021: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) The Aegis Funds
By (Signature) /s/ Scott L Barbee
Name Scott L Barbee
Title President
Date 08/25/2021