N-PX 1 asanpx063019.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY

Investment Company Act file number 811-21650



ASA GOLD AND PRECIOUS METALS LIMITED
Three Canal Plaza, Suite 600
Portland, ME  04101
(Address of Principal Executive Offices)


JPMorgan Chase Bank, N A
3 MetroTech Center, 6th Floor
Brooklyn, NY 11245
 (Name and address of agent for service)

Registrant’s telephone number, including area code: 800-432-3378


Date of fiscal year end: November 30


Date of reporting period: July 1, 2018 - June 30, 2019


ITEM 1. PROXY VOTING RECORD

   
Vote Summary
                                                        
   
AGNICO EAGLE MINES LIMITED
                                                  
   
Security
      
008474108
                      
Meeting Type
      
Annual and Special Meeting
      
   
Ticker Symbol
  
AEM
                      
Meeting Date
      
26-Apr-2019
          
   
ISIN
      
CA0084741085
                    
Agenda
          
934972072 - Management
        
   
Record Date
    
12-Mar-2019
                      
Holding Recon Date
    
12-Mar-2019
          
   
City /
Country
      
/
Canada
                
Vote Deadline Date
    
23-Apr-2019
          
   
SEDOL(s)
                              
Quick Code
                        
                                                                   
   
Item
Proposal
                
Proposed
by
Vote
  
Management
Recommendation
For/Against
Management
    
For/Against Preferred
Provider Recommendation
   
1
DIRECTOR
                
Management
                                    
         
1
Dr. Leanne M. Baker
          
For
    
For
    
For
          
None
        
         
2
Sean Boyd
              
For
    
For
    
For
          
None
        
         
3
Martine A. Celej
              
For
    
For
    
For
          
None
        
         
4
Robert J. Gemmell
            
For
    
For
    
For
          
None
        
         
5
Mel Leiderman
              
For
    
For
    
For
          
None
        
         
6
Deborah McCombe
            
For
    
For
    
For
          
None
        
         
7
James D. Nasso
              
For
    
For
    
For
          
None
        
         
8
Dr. Sean Riley
              
For
    
For
    
For
          
None
        
         
9
J. Merfyn Roberts
            
For
    
For
    
For
          
None
        
         
10
Jamie C. Sokalsky
            
For
    
For
    
For
          
None
        
   
2
Appointment of Ernst & Young LLP as
Auditors of the Company for the ensuing
year and authorizing the Directors to fix
their remuneration.
Management
For
    
For
    
For
              
None
    
   
3
Consideration of and, if deemed advisable,
the passing of an ordinary resolution
approving an amendment to the Company's
Incentive Share Purchase Plan.
Management
For
    
For
    
For
              
None
    
   
4
Consideration of and, if deemed advisable,
the passing of a non-bindary, advisory
resolution accepting the Company's
approach to executive compensation.
Management
For
    
For
    
For
              
None
    
                                                                   
     
Account
Number
    
Account Name
    
Internal Account
    
Custodian
  
Ballot Shares
      
Unavailable
Shares
Vote Date
Date
Confirmed
  
   
2 P  86742
      
ASA LTD
        
2 P  86742
      
JPMORGAN
  
450,000
      
0
    
22-Apr-2019
29-Apr-2019
  
   
ALACER GOLD CORP.
                                                      
   
Security
      
010679108
                      
Meeting Type
      
Annual and Special Meeting
      
   
Ticker Symbol
  
ALIAF
    
ASR.TO
                
Meeting Date
      
14-Jun-2019
          
   
ISIN
      
CA0106791084
                    
Agenda
          
935028452 - Management
        
   
Record Date
    
03-May-2019
                      
Holding Recon Date
    
03-May-2019
          
   
City /
Country
      
/
United
States
                
Vote Deadline Date
    
11-Jun-2019
          
   
SEDOL(s)
                              
Quick Code
                        
   
Item
Proposal
                
Proposed
by
Vote
  
Management
Recommendation
For/Against
Management
    
For/Against Preferred
Provider Recommendation
   
1
DIRECTOR
                
Management
                                    
         
1
Rodney P. Antal
                Abstain    
For
        None        
     N/A  
         
2
Thomas R. Bates, Jr.
            Abstain    
For
        None        
     N/A  
         
3
Edward C. Dowling, Jr.
            Abstain    
For
        None        
     N/A  
         
4
Richard P. Graff
                Abstain    
For
        None        
     N/A  
         
5
Anna Kolonchina
                Abstain    
For
        None        
     N/A  
         
6
Alan P. Krusi
                Abstain    
For
        None        
     N/A  
   
2
Appointment of PricewaterhouseCoopers
LLP as Auditors.
Management
  Abstain    
For
        None            
 N/A  
   
3
Advisory Resolution on the Corporation's
Approach to Executive Compensation.
Management
  Abstain    
For
        None            
 N/A  
                                                                   
     
Account
Number
    
Account Name
    
Internal Account
    
Custodian
  
Ballot Shares
      
Unavailable
Shares
Vote Date
Date
Confirmed
  
   
36104
        
ASA GOLD AND
PRECIOUS METALS
LIMITED
36104
      
JP MORGAN
CHASE
2,500,000
      
0
            
   
ALAMOS GOLD INC.
                                                      
   
Security
      
011532108
                      
Meeting Type
      
Annual and Special Meeting
      
   
Ticker Symbol
  
AGI
                      
Meeting Date
      
02-May-2019
          
   
ISIN
      
CA0115321089
                    
Agenda
          
934967514 - Management
        
   
Record Date
    
22-Mar-2019
                      
Holding Recon Date
    
22-Mar-2019
          
   
City /
Country
      
/
Canada
                
Vote Deadline Date
    
29-Apr-2019
          
   
SEDOL(s)
                              
Quick Code
                        
                                                                   
   
Item
Proposal
                
Proposed
by
Vote
  
Management
Recommendation
For/Against
Management
    
For/Against Preferred
Provider Recommendation
   
1
DIRECTOR
                
Management
                                    
         
1
Elaine Ellingham
              
For
    
For
    
For
          
None
        
         
2
David Fleck
              
For
    
For
    
For
          
None
        
         
3
David Gower
              
For
    
For
    
For
          
None
        
         
4
Claire M. Kennedy
            
For
    
For
    
For
          
None
        
         
5
John A. McCluskey
            
For
    
For
    
For
          
None
        
         
6
Monique Mercier
              
For
    
For
    
For
          
None
        
         
7
Paul J. Murphy
              
For
    
For
    
For
          
None
        
         
8
J. Robert S. Prichard
          
For
    
For
    
For
          
None
        
         
9
Ronald E. Smith
              
For
    
For
    
For
          
None
        
         
10
Kenneth Stowe
              
For
    
For
    
For
          
None
        
   
2
Appointment of KPMG LLP as auditors of
the Company for the ensuing year and
authorizing the directors to fix their
remuneration.
Management
For
    
For
    
For
              
None
    
   
3
To consider, and if deemed advisable, pass
a resolution to approve the Company's
Long-Term Incentive Plan.
Management
For
    
For
    
For
              
None
    
   
4
To consider, and if deemed advisable, pass
a resolution to approve the Company's
Employee Share Purchase Plan.
Management
For
    
For
    
For
              
None
    
   
5
To consider, and if deemed advisable, pass
a resolution to approve the Company's
Fourth Amended and Restated Shareholder
Rights Plan.
Management
For
    
For
    
For
              
None
    
   
6
To consider, and if deemed advisable, pass
a resolution to approve an advisory
resolution on the Company's approach to
executive compensation.
Management
For
    
For
    
For
              
None
    
                                                                   
     
Account
Number
    
Account Name
    
Internal Account
    
Custodian
  
Ballot Shares
      
Unavailable
Shares
Vote Date
Date
Confirmed
  
   
2 P  86742
      
ASA LTD
        
2 P  86742
      
JPMORGAN
  
875,000
      
0
    
27-Apr-2019
03-May-2019
  
   
ANGLOGOLD ASHANTI LTD
                                                  
   
Security
      
S04255196
                      
Meeting Type
      
Annual General Meeting
        
   
Ticker Symbol
  
ANG.JO
                      
Meeting Date
      
09-May-2019
          
   
ISIN
      
ZAE000043485
                    
Agenda
          
710897262 - Management
        
   
Record Date
    
26-Apr-2019
                      
Holding Recon Date
    
26-Apr-2019
          
   
City /
Country
  
JOHANN
ESBURG
/
South Africa
                
Vote Deadline Date
    
02-May-2019
          
   
SEDOL(s)
    
6565655 - B010RD0 - B03NMS7 -
B0H71H7
          
Quick Code
                        
                                                                   
   
Item
Proposal
                
Proposed
by
Vote
  
Management
Recommendation
For/Against
Management
    
For/Against Preferred
Provider Recommendation
   
1.O11
RE-ELECTION OF A DIRECTOR: MS MDC
RICHTER
Management
For
    
For
    
For
              
None
    
   
2.O21
ELECTION OF DIRECTOR: MR KPM
DUSHNISKY
Management
For
    
For
    
For
              
None
    
   
2.O22
ELECTION OF DIRECTOR: MR AM
FERGUSON
  
Management
For
    
For
    
For
              
None
    
   
2.O23
ELECTION OF DIRECTOR: MR JE TILK
    
Management
For
    
For
    
For
              
None
    
   
3.O31
RE-APPOINTMENT AND APPOINTMENT
OF AUDIT AND RISK COMMITTEE
MEMBER: MR R GASANT
Management
For
    
For
    
For
              
None
    
   
3.O32
RE-APPOINTMENT AND APPOINTMENT
OF AUDIT AND RISK COMMITTEE
MEMBER: MR RJ RUSTON
Management
For
    
For
    
For
              
None
    
   
3.O33
RE-APPOINTMENT AND APPOINTMENT
OF AUDIT AND RISK COMMITTEE
MEMBER: MS MDC RICHTER
Management
For
    
For
    
For
              
None
    
   
3.O34
RE-APPOINTMENT AND APPOINTMENT
OF AUDIT AND RISK COMMITTEE
MEMBER: MR AM FERGUSON
Management
For
    
For
    
For
              
None
    
   
4.O4
RE-APPOINTMENT OF ERNST & YOUNG
INC. AS AUDITORS OF THE COMPANY
Management
For
    
For
    
For
              
None
    
   
5.O5
GENERAL AUTHORITY TO DIRECTORS
TO ALLOT AND ISSUE ORDINARY
SHARES
Management
For
    
For
    
For
              
None
    
   
6.O61
SEPARATE NON-BINDING ADVISORY
ENDORSEMENTS OF THE ANGLOGOLD
ASHANTI REMUNERATION POLICY AND
IMPLEMENTATION REPORT:
REMUNERATION POLICY
Management
For
    
For
    
For
              
None
    
   
6.O62
SEPARATE NON-BINDING ADVISORY
ENDORSEMENTS OF THE ANGLOGOLD
ASHANTI REMUNERATION POLICY AND
IMPLEMENTATION REPORT:
IMPLEMENTATION REPORT
Management
For
    
For
    
For
              
None
    
   
7.S1
REMUNERATION OF NON-EXECUTIVE
DIRECTORS
Management
For
    
For
    
For
              
None
    
   
8.S2
GENERAL AUTHORITY TO ACQUIRE
THE COMPANY'S OWN SHARES
Management
For
    
For
    
For
              
None
    
   
9.S3
GENERAL AUTHORITY TO DIRECTORS
TO ISSUE FOR CASH, THOSE
ORDINARY SHARES WHICH THE
DIRECTORS ARE AUTHORISED TO
ALLOT AND ISSUE IN TERMS OF
ORDINARY RESOLUTION 5
Management
For
    
For
    
For
              
None
    
   
10.S4
GENERAL AUTHORITY TO PROVIDE
FINANCIAL ASSISTANCE IN TERMS OF
SECTIONS 44 AND 45 OF THE
COMPANIES ACT
Management
For
    
For
    
For
              
None
    
   
11.O7
DIRECTORS AUTHORITY TO
IMPLEMENT SPECIAL AND ORDINARY
RESOLUTIONS
Management
For
    
For
    
For
              
None
    
                                                                   
     
Account
Number
    
Account Name
    
Internal Account
    
Custodian
  
Ballot Shares
      
Unavailable
Shares
Vote Date
Date
Confirmed
  
   
36104
        
ASA GOLD AND
PRECIOUS METALS
LIMITED
36104
      
JP MORGAN
CHASE
898,420
      
0
    
29-Apr-2019
03-May-2019
  
   
ATLANTIC GOLD CORPORATION
                                                  
   
Security
      
04854Q101
                      
Meeting Type
      
Annual
          
   
Ticker Symbol
  
SPVEF
                    
Meeting Date
      
26-Oct-2018
          
   
ISIN
      
CA04854Q1019
                    
Agenda
          
934882893 - Management
        
   
Record Date
    
12-Sep-2018
                      
Holding Recon Date
    
12-Sep-2018
          
   
City /
Country
      
/
Canada
                
Vote Deadline Date
    
23-Oct-2018
          
   
SEDOL(s)
                              
Quick Code
                        
                                                                   
   
Item
Proposal
                
Proposed
by
Vote
  
Management
Recommendation
For/Against
Management
    
For/Against Preferred
Provider Recommendation
   
1
DIRECTOR
                
Management
                                    
         
1
Steven G. Dean
              
For
    
For
    
For
          
None
        
         
2
Robert G. Atkinson
            
For
    
For
    
For
          
None
        
         
3
Maryse Bélanger
              
For
    
For
    
For
          
None
        
         
4
W. David Black
              
For
    
For
    
For
          
None
        
         
5
Donald Siemens
              
For
    
For
    
For
          
None
        
         
6
William P. Armstrong
          
For
    
For
    
For
          
None
        
         
7
Walter Bucknell
              
For
    
For
    
For
          
None
        
         
8
Ryan Beedie
              
For
    
For
    
For
          
None
        
   
2
Appointment of PricewaterhouseCoopers
LLP as Auditors of the Corporation for the
ensuing year and authorizing the Directors
to fix their remuneration.
Management
For
    
For
    
For
              
None
    
   
3
To ratify, confirm and re-approve the Rolling
Stock Option Plan.
Management
For
    
For
    
For
              
None
    
   
4
To transact such other business as may
properly come before the meeting.
Management
For
    
For
    
For
              
None
    
                                                                   
     
Account
Number
    
Account Name
    
Internal Account
    
Custodian
  
Ballot Shares
      
Unavailable
Shares
Vote Date
Date
Confirmed
  
   
36104
        
ASA GOLD AND
PRECIOUS METALS
LIMITED
36104
      
JP MORGAN
CHASE
2,750,000
      
0
    
03-Oct-2018
29-Oct-2018
  
   
B2GOLD CORP.
                                                        
   
Security
      
11777Q209
                      
Meeting Type
      
Annual and Special Meeting
      
   
Ticker Symbol
  
BTG
                      
Meeting Date
      
14-Jun-2019
          
   
ISIN
      
CA11777Q2099
                    
Agenda
          
935034900 - Management
        
   
Record Date
    
24-Apr-2019
                      
Holding Recon Date
    
24-Apr-2019
          
   
City /
Country
      
/
Canada
                
Vote Deadline Date
    
11-Jun-2019
          
   
SEDOL(s)
                              
Quick Code
                        
                                                                   
   
Item
Proposal
                
Proposed
by
Vote
  
Management
Recommendation
For/Against
Management
    
For/Against Preferred
Provider Recommendation
   
1
To set the number of Directors at eight (8).
    
Management
  Abstain    
For
        None            
 N/A  
   
2
DIRECTOR
                
Management
                              
   
         
1
Mr. Kevin Bullock
              Abstain    
For
        None        
 
 N/A  
         
2
Mr. Robert Cross
              Abstain    
For
        None        
 
 N/A  
         
3
Mr. Robert Gayton
              Abstain    
For
        None        
 
 N/A  
         
4
Mr. Clive Johnson
              Abstain    
For
        None        
 
 N/A  
         
5
Mr. George Johnson
            Abstain    
For
        None        
 
 N/A  
         
6
Mr. Jerry Korpan
                Abstain    
For
        None        
 
 N/A  
         
7
Mr. Bongani Mtshisi
              Abstain    
For
        None        
 
 N/A  
         
8
Ms. Robin Weisman
            Abstain    
For
        None        
 
 N/A  
   
3
Appointment of PricewaterhouseCoopers
LLP as Auditors of the Corporation for the
ensuing year and authorizing the Directors
to fix their remuneration.
Management
  Abstain    
For
        None            
 N/A  
   
4
To ratify and approve the PSU Plan
Resolution relating to the adoption of the
Performance Share Unit Plan, as described
in the Management Information Circular of
B2Gold Corp. for the Annual General and
Special Meeting of the shareholders to be
held on June 14, 2019.
Shareholder
  Abstain    
For
        None            
 N/A  
   
5
To approve a non-binding advisory
resolution accepting the Corporation's
approach to executive compensation, as
described in the Management Information
Circular of B2Gold Corp. for the Annual
General and Special Meeting of the
shareholders to be held on June 14, 2019.
Management
  Abstain    
For
        None            
 N/A  
                                                                   
     
Account
Number
    
Account Name
    
Internal Account
    
Custodian
  
Ballot Shares
      
Unavailable
Shares
Vote Date
Date
Confirmed
  
   
36104
        
ASA GOLD AND
PRECIOUS METALS
LIMITED
36104
      
JP MORGAN
CHASE
2,450,000
      
0
            
   
BARRICK GOLD CORPORATION
                                                  
   
Security
      
067901108
                      
Meeting Type
      
Special
          
   
Ticker Symbol
  
ABX
                      
Meeting Date
      
05-Nov-2018
          
   
ISIN
      
CA0679011084
                    
Agenda
          
934886310 - Management
        
   
Record Date
    
04-Oct-2018
                      
Holding Recon Date
    
04-Oct-2018
          
   
City /
Country
      
/
Canada
                
Vote Deadline Date
    
31-Oct-2018
          
   
SEDOL(s)
                              
Quick Code
                        
                                                                   
   
Item
Proposal
                
Proposed
by
Vote
  
Management
Recommendation
For/Against
Management
    
For/Against Preferred
Provider Recommendation
   
1
ORDINARY RESOLUTION APPROVING
THE SHARE ISSUANCE by Barrick of such
number of common shares of Barrick as are
required to be issued in connection with the
acquisition of the issued and to be issued
ordinary shares of Randgold Resources
Limited, the full text of which is set out in
Schedule A of Barrick's management
information circular for the Special Meeting
Management
For
    
For
    
For
              
None
    
   
2
SPECIAL RESOLUTION APPROVING THE
CONTINUANCE of Barrick to the Province
of British Columbia under the Business
Corporations Act (British Columbia), the full
text of which is set out in Schedule B of
Barrick's management information circular
for the Special Meeting
Management
For
    
For
    
For
              
None
    
                                                                   
     
Account
Number
    
Account Name
    
Internal Account
    
Custodian
  
Ballot Shares
      
Unavailable
Shares
Vote Date
Date
Confirmed
  
   
2 P  86742
      
ASA LTD
        
2 P  86742
      
JPMORGAN
  
1,125,000
      
0
    
12-Oct-2018
06-Nov-2018
  
   
BARRICK GOLD CORPORATION
                                                  
   
Security
      
067901108
                      
Meeting Type
      
Annual
          
   
Ticker Symbol
  
GOLD
                    
Meeting Date
      
07-May-2019
          
   
ISIN
      
CA0679011084
                    
Agenda
          
934976260 - Management
        
   
Record Date
    
08-Mar-2019
                      
Holding Recon Date
    
08-Mar-2019
          
   
City /
Country
      
/
Canada
                
Vote Deadline Date
    
02-May-2019
          
   
SEDOL(s)
                              
Quick Code
                        
                                                                   
   
Item
Proposal
                
Proposed
by
Vote
  
Management
Recommendation
For/Against
Management
    
For/Against Preferred
Provider Recommendation
   
1
DIRECTOR
                
Management
                                    
         
1
D. M. Bristow
              
For
    
For
    
For
          
None
        
         
2
G. A. Cisneros
              
For
    
For
    
For
          
None
        
         
3
C. L. Coleman
              
For
    
For
    
For
          
None
        
         
4
J. M. Evans
              
For
    
For
    
For
          
None
        
         
5
B. L. Greenspun
              
For
    
For
    
For
          
None
        
         
6
J. B. Harvey
              
For
    
For
    
For
          
None
        
         
7
A. J. Quinn
              
For
    
For
    
For
          
None
        
         
8
J. L. Thornton
              
For
    
For
    
For
          
None
        
   
2
RESOLUTION APPROVING THE
APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP as
the auditor of Barrick and authorizing the
directors to fix its remuneration
Management
For
    
For
    
For
              
None
    
   
3
ADVISORY RESOLUTION ON
APPROACH TO EXECUTIVE
COMPENSATION
Management
For
    
For
    
For
              
None
    
                                                                   
     
Account
Number
    
Account Name
    
Internal Account
    
Custodian
  
Ballot Shares
      
Unavailable
Shares
Vote Date
Date
Confirmed
  
   
2 P  86742
      
ASA LTD
        
2 P  86742
      
JPMORGAN
  
2,278,924
      
0
    
29-Apr-2019
08-May-2019
  
   
CENTAMIN PLC
                                                        
   
Security
      
G2055Q105
                      
Meeting Type
      
Annual General Meeting
        
   
Ticker Symbol
  
CEY.L
                      
Meeting Date
      
08-Apr-2019
          
   
ISIN
      
JE00B5TT1872
                    
Agenda
          
710670870 - Management
        
   
Record Date
                              
Holding Recon Date
    
04-Apr-2019
          
   
City /
Country
  
ST
HELIER
/
Jersey
                
Vote Deadline Date
    
02-Apr-2019
          
   
SEDOL(s)
    
B5TT187 - B64FKF7 - B77GGP6 -
B7GGLT6
          
Quick Code
                        
                                                                   
   
Item
Proposal
                
Proposed
by
Vote
  
Management
Recommendation
For/Against
Management
    
For/Against Preferred
Provider Recommendation
   
1
TO RECEIVE AND ADOPT THE
COMPANY'S ANNUAL ACCOUNTS FOR
THE FINANCIAL YEAR ENDED 31
DECEMBER 2018 TOGETHER WITH THE
STRATEGIC AND GOVERNANCE
REPORTS AND THE AUDITOR'S
REPORT ON THOSE ACCOUNTS
Management
For
    
For
    
For
              
None
    
   
2
TO DECLARE A FINAL DIVIDEND OF 3
US CENTS (USD 0.03) PER ORDINARY
SHARE AS RECOMMENDED BY THE
DIRECTORS IN RESPECT OF THE
FINANCIAL YEAR ENDED 31 DECEMBER
2018, TO HOLDERS OF ORDINARY
SHARES ON THE REGISTER OF
MEMBERS ON THE RECORD DATE OF
23 APRIL 2019
Management
For
    
For
    
For
              
None
    
   
3.1
TO RECEIVE AND APPROVE THE
DIRECTORS' REMUNERATION REPORT
(OTHER THAN THE DIRECTORS'
REMUNERATION POLICY) FOR THE
FINANCIAL YEAR ENDED 31 DECEMBER
2018 AS DETAILED IN THE ANNUAL
REPO
Management
For
    
For
    
For
              
None
    
   
3.2
TO RECEIVE AND APPROVE THE
DIRECTORS' REMUNERATION POLICY
CONTAINED IN THE DIRECTORS'
REMUNERATION REPORT
Management
For
    
For
    
For
              
None
    
   
3.3
TO APPROVE CERTAIN AMENDMENTS
TO THE RULES OF THE PERFORMANCE
SHARE PLAN
Management
For
    
For
    
For
              
None
    
   
4
THAT PURSUANT TO ARTICLE 39 OF
THE ARTICLES OF ASSOCIATION (THE
"ARTICLES") OF THE COMPANY, THE
MAXIMUM AGGREGATE AMOUNT OF
FEES THAT THE COMPANY IS
AUTHORISED TO PAY THE DIRECTORS
FOR THEIR SERVICES AS DIRECTORS
BE INCREASED TO GBP 950,000 WITH
IMMEDIATE EFFECT
Management
Against
    
For
    
Against
              
None
    
   
5.1
TO RE-ELECT JOSEF EL-RAGHY, WHO
RETIRES IN ACCORDANCE WITH
ARTICLE 33 OF THE COMPANY'S
ARTICLES AND, BEING ELIGIBLE,
OFFERS HIMSELF FOR RE-ELECTION
AS A DIRECTOR
Management
Against
    
For
    
Against
              
None
    
   
5.2
TO RE-ELECT ANDREW PARDEY, WHO
RETIRES IN ACCORDANCE WITH
ARTICLE 33 OF THE COMPANY'S
ARTICLES AND, BEING ELIGIBLE,
OFFERS HIMSELF FOR RE-ELECTION
AS A DIRECTOR
Management
For
    
For
    
For
              
None
    
   
5.3
TO RE-ELECT ROSS JERRARD, WHO
RETIRES IN ACCORDANCE WITH
ARTICLE 33 OF THE COMPANY'S
ARTICLES AND, BEING ELIGIBLE,
OFFERS HIMSELF FOR RE-ELECTION
AS A DIRECTOR
Management
For
    
For
    
For
              
None
    
   
5.4
TO RE-ELECT EDWARD HASLAM, WHO
RETIRES IN ACCORDANCE WITH
ARTICLE 33 OF THE COMPANY'S
ARTICLES AND, BEING ELIGIBLE,
OFFERS HIMSELF FOR RE-ELECTION
AS A DIRECTOR
Management
For
    
For
    
For
              
None
    
   
5.5
TO RE-ELECT ALISON BAKER, WHO
RETIRES IN ACCORDANCE WITH
ARTICLE 33 OF THE COMPANY'S
ARTICLES AND, BEING ELIGIBLE,
OFFERS HERSELF FOR RE-ELECTION
AS A DIRECTOR
Management
For
    
For
    
For
              
None
    
   
5.6
TO ELECT DR IBRAHIM FAWZY, WHO
RETIRES IN ACCORDANCE WITH
ARTICLE 29 OF THE COMPANY'S
ARTICLES AND, BEING ELIGIBLE,
OFFERS HIMSELF FOR ELECTION AS A
DIRECTOR
Management
For
    
For
    
For
              
None
    
   
5.7
TO RE-ELECT MARK ARNESEN, WHO
RETIRES IN ACCORDANCE WITH
ARTICLE 33 OF THE COMPANY'S
ARTICLES AND, BEING ELIGIBLE,
OFFERS HIMSELF FOR RE-ELECTION
AS A DIRECTOR
Management
For
    
For
    
For
              
None
    
   
5.8
TO RE-ELECT MARK BANKES, WHO
RETIRES IN ACCORDANCE WITH
ARTICLE 33 OF THE COMPANY'S
ARTICLES AND, BEING ELIGIBLE,
OFFERS HIMSELF FRO RE-ELECTION
AS A DIRECTOR
Management
For
    
For
    
For
              
None
    
   
6.1
TO APPOINT
PRICEWATERHOUSECOOPERS LLP AS
THE COMPANY'S AUDITOR TO HOLD
OFFICE FOR THE CONCLUSION OF THIS
MEETING UNTIL THE CONCLUSION OF
THE NEXT ANNUAL GENERAL MEETING
AT WHICH THE ACCOUNTS ARE LAID
BEFORE THE MEETING
Management
For
    
For
    
For
              
None
    
   
6.2
TO AUTHORISE THE DIRECTORS TO
AGREE THE REMUNERATION OF THE
AUDITOR
Management
For
    
For
    
For
              
None
    
   
7
ALLOTMENT OF RELEVANT SECURITIES
    
Management
For
    
For
    
For
              
None
    
   
8.1
DISAPPLICATION OF PRE-EMPTION
RIGHTS
  
Management
For
    
For
    
For
              
None
    
   
8.2
THAT, SUBJECT TO THE PASSING OF
RESOLUTION 7 ABOVE, THE
DIRECTORS BE GENERALLY
EMPOWERED IN ADDITION TO 8.1, TO
ALLOT EQUITY SECURITIES (AS SUCH
TERM IS DEFINED IN THE COMPANY'S
ARTICLES) PURSUANT TO THE
AUTHORITY CONFERRED BY
RESOLUTION 7
Management
For
    
For
    
For
              
None
    
   
9
MARKET PURCHASES OF ORDINARY
SHARES
  
Management
For
    
For
    
For
              
None
    
                                                                   
     
Account
Number
    
Account Name
    
Internal Account
    
Custodian
  
Ballot Shares
      
Unavailable
Shares
Vote Date
Date
Confirmed
  
   
36104
        
ASA GOLD AND
PRECIOUS METALS
LIMITED
36104
      
JP MORGAN
CHASE
1,500,000
      
0
    
11-Mar-2019
02-Apr-2019
  
   
COMPANIA DE MINAS BUENAVENTURA S.A.A
                                            
   
Security
      
204448104
                      
Meeting Type
      
Annual
          
   
Ticker Symbol
  
BVN
                      
Meeting Date
      
25-Mar-2019
          
   
ISIN
      
US2044481040
                    
Agenda
          
934941142 - Management
        
   
Record Date
    
04-Mar-2019
                      
Holding Recon Date
    
04-Mar-2019
          
   
City /
Country
      
/
United
States
                
Vote Deadline Date
    
20-Mar-2019
          
   
SEDOL(s)
                              
Quick Code
                        
   
Item
Proposal
                
Proposed
by
Vote
  
Management
Recommendation
For/Against
Management
    
For/Against Preferred
Provider Recommendation
   
1.
To approve the 2018 Annual Report. A
preliminary Spanish version of the Annual
Report is available in the Company's web
site:
http://www.buenaventura.com/assets/uploa
ds/pdf/aprobacion_2018_v 2.pdf
Management
For
    
None
                    
None
    
   
2.
To approve the Financial Statements as of
December 31, 2018, which were publicly
reported. A full report in English version is
available in our web site:
http://www.buenaventura.com/assets/uploa
ds/estados_financieros/2
018/e59b304b9f3a9716a98d3cec7ea7a2bb
.pdf
Management
For
    
None
                    
None
    
   
3.
To approve the delegation of authority to
the Board of Directors for the distribution of
Interim Dividends.
Management
For
    
None
                    
None
    
   
4.
To approve the payment of a cash dividend
of 0.06 (US$) per share or ADS.
Management
For
    
None
                    
None
    
   
5.
To approve the Remuneration Policy for the
Board of Directors. An English version of
the proposed policy is available in our web
site:
http://www.buenaventura.com/assets/uploa
ds/pdf/ politica_retribucion_2019_en.pdf
Management
For
    
None
                    
None
    
   
6.
To approve the Annual Remuneration for
the Board of Directors.
http://www.buenaventura.com/assets/uploa
ds/pdf/ politica_retribucion_2019_en.pdf
Management
For
    
None
                    
None
    
   
7.
To appoint Ernst and Young (Paredes,
Burga y Asociados) as External Auditors for
Fiscal Year 2019.
Management
For
    
None
                    
None
    
                                                                   
     
Account
Number
    
Account Name
    
Internal Account
    
Custodian
  
Ballot Shares
      
Unavailable
Shares
Vote Date
Date
Confirmed
  
   
2 P  86742
      
ASA LTD
        
2 P  86742
      
JPMORGAN
  
699,000
      
0
    
11-Mar-2019
22-Mar-2019
  
   
DETOUR GOLD CORPORATION
                                                  
   
Security
      
250669108
                      
Meeting Type
      
Contested-Special
        
   
Ticker Symbol
  
DRGDF
                    
Meeting Date
      
13-Dec-2018
          
   
ISIN
      
CA2506691088
                    
Agenda
          
934903041 - Management
        
   
Record Date
    
09-Nov-2018
                      
Holding Recon Date
    
09-Nov-2018
          
   
City /
Country
      
/
Canada
                
Vote Deadline Date
    
11-Dec-2018
          
   
SEDOL(s)
                              
Quick Code
                        
                                                                   
   
Item
Proposal
                
Proposed
by
Vote
  
Management
Recommendation
For/Against
Management
    
For/Against Preferred
Provider Recommendation
   
1
AN ORDINARY RESOLUTION TO
REMOVE LISA COLNETT AS A
DIRECTOR OF THE COMPANY
PURSUANT TO SECTION 109(1) OF THE
CANADA BUSINESS CORPORATIONS
ACT (THE "CBCA").
Management
For
    
For
    
For
              
None
    
   
2
AN ORDINARY RESOLUTION TO
REMOVE JONATHAN RUBENSTEIN AS A
DIRECTOR OF THE COMPANY
PURSUANT TO SECTION 109(1) OF THE
CBCA.
Management
For
    
For
    
For
              
None
    
   
3
AN ORDINARY RESOLUTION TO
REMOVE EDWARD C. DOWLING, JR. AS
A DIRECTOR OF THE COMPANY
PURSUANT TO SECTION 109(1) OF THE
CBCA.
Management
Against
    
Against
    
For
              
None
    
   
4
AN ORDINARY RESOLUTION TO
REMOVE ALAN EDWARDS AS A
DIRECTOR OF THE COMPANY
PURSUANT TO SECTION 109(1) OF THE
CBCA.
Management
Against
    
Against
    
For
              
None
    
   
5
AN ORDINARY RESOLUTION TO
REMOVE ANDRE FALZON AS A
DIRECTOR OF THE COMPANY
PURSUANT TO SECTION 109(1) OF THE
CBCA.
Management
Against
    
Against
    
For
              
None
    
   
6
AN ORDINARY RESOLUTION TO
REMOVE J. MICHAEL KENYON AS A
DIRECTOR OF THE COMPANY
PURSUANT TO SECTION 109(1) OF THE
CBCA.
Management
Against
    
Against
    
For
              
None
    
   
7
AN ORDINARY RESOLUTION TO
REMOVE JUDY KIRK AS A DIRECTOR
OF THE COMPANY PURSUANT TO
SECTION 109(1) OF THE CBCA.
Management
Against
    
Against
    
For
              
None
    
   
8
AN ORDINARY RESOLUTION TO
REMOVE ALEX G. MORRISON AS A
DIRECTOR OF THE COMPANY
PURSUANT TO SECTION 109(1) OF THE
CBCA.
Management
Against
    
Against
    
For
              
None
    
   
9
AN ORDINARY RESOLUTION TO FIX THE
NUMBER OF DIRECTORS OF THE
COMPANY AT EIGHT.
Management
Against
    
Against
    
For
              
None
    
   
10A
IN THE EVENT THAT A VACANCY IS
CREATED BY THE REMOVAL OF ANY
INCUMBENT DIRECTOR, AS A RESULT
OF RESOLUTIONS 1 THROUGH 8
ABOVE OR OTHERWISE, THEN THE
FOLLOWING PERSONS BE ELECTED AS
THE DIRECTORS OF THE COMPANY, TO
FILL THE VACANCIES PURSUANT TO
SECTION 109(3) OF THE CBCA TO HOLD
OFFICE UNTIL THE CLOSE OF THE
NEXT ANNUAL MEETING OF
SHAREHOLDERS FOLLOWING THEIR
ELECTION. YOU MAY VOTE "FOR" UP
TO EIGHT (8) NOMINEES FOR ELECTION
AS DIRECTOR IN TOTAL. IF THE
NUMBER OF NOMINEES FOR SUCH
ELECTION OF DIRECTORS IS GREATER
THAN THE NUMBER OF VACANCIES
CREATED BY RESOLUTIONS 1
THROUGH 8 ABOVE OR OTHERWISE,
THEN THOSE NOMINEES RECEIVING
THE GREATEST NUMBER OF VOTES
WILL BE DECLARED ELECTED UNTIL
ALL SUCH VACANCIES HAVE BEEN
FILLED, AND IF THE NUMBER OF SUCH
NOMINEES FOR ELECTION IS EQUAL
TO THE NUMBER OF VACANCIES TO BE
FILLED THEN ALL SUCH NOMINEES
WILL BE DECLARED ELECTED. STEVEN
MARK FELDMAN
Management
For
    
For
    
For
              
None
    
   
10B
CHRISTOPHER JAMES ROBISON
      
Management
For
    
For
    
For
              
None
    
   
10C
RONALD STANLEY SIMKUS
        
Management
Withheld
    
Withheld
    
*
              
None
    
   
10D
DAWN PATRICIA WHITTAKER
        
Management
Withheld
    
Withheld
    
*
              
None
    
   
10E
MARIA S. JELESCU DREYFUS
      
Management
Withheld
    
Withheld
    
*
              
None
    
   
10F
WILLIAM C. WILLIAMS
          
Management
For
    
Withheld
    
*
              
None
    
   
10G
MICHAEL D. WOOLLCOMBE
        
Management
Withheld
    
Withheld
    
*
              
None
    
   
10H
MARCELO KIM
            
Management
Withheld
    
Withheld
    
*
              
None
    
       
*Management Position Unknown
                                              
                                                                   
     
Account
Number
    
Account Name
    
Internal Account
    
Custodian
  
Ballot Shares
      
Unavailable
Shares
Vote Date
Date
Confirmed
  
   
36104
        
ASA GOLD AND
PRECIOUS METALS
LIMITED
36104
      
JP MORGAN
CHASE
450,000
      
0
    
05-Dec-2018
05-Dec-2018
  
   
36104
        
ASA GOLD AND
PRECIOUS METALS
LIMITED
36104
      
JP MORGAN
CHASE
450,000
      
0
    
05-Dec-2018
14-Dec-2018
  
   
DETOUR GOLD CORPORATION
                                                  
   
Security
      
250669108
                      
Meeting Type
      
Contested-Special
        
   
Ticker Symbol
  
DRGDF
                    
Meeting Date
      
13-Dec-2018
          
   
ISIN
      
CA2506691088
                    
Agenda
          
934903940 - Opposition
        
   
Record Date
    
09-Nov-2018
                      
Holding Recon Date
    
09-Nov-2018
          
   
City /
Country
      
/
Canada
                
Vote Deadline Date
    
11-Dec-2018
          
   
SEDOL(s)
                              
Quick Code
                        
                                                                   
   
Item
Proposal
                
Proposed
by
Vote
  
Management
Recommendation
For/Against
Management
    
For/Against Preferred
Provider Recommendation
   
1
AN ORDINARY RESOLUTION TO
REMOVE LISA COLNETT AS A
DIRECTOR OF THE COMPANY
PURSUANT TO SECTION 109(1) OF THE
CANADA BUSINESS CORPORATIONS
ACT (THE "CBCA").
Management
  Abstain    
For
        None            
 N/A  
   
2
AN ORDINARY RESOLUTION TO
REMOVE EDWARD C. DOWLING, JR. AS
A DIRECTOR OF THE COMPANY
PURSUANT TO SECTION 109(1) OF THE
CBCA.
Management
  Abstain    
For
        None            
 N/A  
   
3
AN ORDINARY RESOLUTION TO
REMOVE ALAN EDWARDS AS A
DIRECTOR OF THE COMPANY
PURSUANT TO SECTION 109(1) OF THE
CBCA.
Management
  Abstain    
For
        None            
 N/A  
   
4
AN ORDINARY RESOLUTION TO
REMOVE ANDRE FALZON AS A
DIRECTOR OF THE COMPANY
PURSUANT TO SECTION 109(1) OF THE
CBCA.
Management
  Abstain    
For
        None            
 N/A  
   
5
AN ORDINARY RESOLUTION TO
REMOVE J. MICHAEL KENYON AS A
DIRECTOR OF THE COMPANY
PURSUANT TO SECTION 109(1) OF THE
CBCA.
Management
  Abstain    
For
        None            
 N/A  
   
6
AN ORDINARY RESOLUTION TO
REMOVE JUDY KIRK AS A DIRECTOR
OF THE COMPANY PURSUANT TO
SECTION 109(1) OF THE CBCA.
Management
  Abstain    
For
        None            
 N/A  
   
7
AN ORDINARY RESOLUTION TO
REMOVE ALEX G. MORRISON AS A
DIRECTOR OF THE COMPANY
PURSUANT TO SECTION 109(1) OF THE
CBCA.
Management
  Abstain    
For
        None            
 N/A  
   
8
AN ORDINARY RESOLUTION TO
REMOVE JONATHAN RUBENSTEIN AS A
DIRECTOR OF THE COMPANY
PURSUANT TO SECTION 109(1) OF THE
CBCA.
Management
  Abstain    
For
        None            
 N/A  
   
9
AN ORDINARY RESOLUTION TO FIX THE
NUMBER OF DIRECTORS OF THE
COMPANY AT EIGHT.
Management
  Abstain    
Against
        None            
 N/A  
   
10A
IN THE EVENT THAT A VACANCY IS
CREATED BY THE REMOVAL OF ANY
INCUMBENT DIRECTOR, AS A RESULT
OF RESOLUTIONS 1 THROUGH 8
ABOVE OR OTHERWISE, THEN THE
FOLLOWING PERSONS BE ELECTED AS
THE DIRECTORS OF THE COMPANY, TO
FILL THE VACANCIES PURSUANT TO
SECTION 109(3) OF THE CBCA TO HOLD
OFFICE UNTIL THE CLOSE OF THE
NEXT ANNUAL MEETING OF
SHAREHOLDERS FOLLOWING THEIR
ELECTION. YOU MAY VOTE "FOR" UP
TO EIGHT (8) NOMINEES FOR ELECTION
AS A DIRECTOR IN TOTAL. IF THE
NUMBER OF NOMINEES FOR SUCH
ELECTION OF DIRECTORS IS GREATER
THAN THE NUMBER OF VACANCIES
CREATED BY RESOLUTIONS 1
THROUGH 8 ABOVE OR OTHERWISE,
THEN THOSE NOMINEES RECEIVING
THE GREATEST NUMBER OF VOTES
WILL BE DECLARED ELECTED UNTIL
ALL SUCH VACANCIES HAVE BEEN
FILLED, AND IF THE NUMBER OF SUCH
NOMINEES FOR ELECTION IS EQUAL
TO THE NUMBER OF VACANCIES TO BE
FILLED THEN ALL SUCH NOMINEES
WILL BE DECLARED ELECTED. MARIA S.
JELESCU DREYFUS
Management
  Abstain    
For
        None            
 N/A  
   
10B
STEVEN MARK FELDMAN
          
Management
  Abstain    
For
        None            
 N/A  
   
10C
MARCELO KIM
            
Management
  Abstain    
For
        None            
 N/A  
   
10D
CHRISTOPHER JAMES ROBISON
      
Management
  Abstain    
For
        None            
 N/A  
   
10E
RONALD STANLEY SIMKUS
        
Management
  Abstain    
For
        None            
 N/A  
   
10F
DAWN PATRICIA WHITTAKER
        
Management
  Abstain    
For
        None            
 N/A  
   
10G
WILLIAM C. WILLIAMS
          
Management
  Abstain    
For
        None            
 N/A  
   
10H
MICHAEL D. WOOLLCOMBE
        
Management
  Abstain    
For
        None            
 N/A  
                                                                   
     
Account
Number
    
Account Name
    
Internal Account
    
Custodian
  
Ballot Shares
      
Unavailable
Shares
Vote Date
Date
Confirmed
  
   
36104
        
ASA GOLD AND
PRECIOUS METALS
LIMITED
36104
      
JP MORGAN
CHASE
450,000
      
0
            
   
DETOUR GOLD CORPORATION
                                                  
   
Security
      
250669108
                      
Meeting Type
      
Annual and Special Meeting
      
   
Ticker Symbol
  
DRGDF
                    
Meeting Date
      
05-Jun-2019
          
   
ISIN
      
CA2506691088
                    
Agenda
          
935027513 - Management
        
   
Record Date
    
29-Apr-2019
                      
Holding Recon Date
    
29-Apr-2019
          
   
City /
Country
      
/
Canada
                
Vote Deadline Date
    
31-May-2019
          
   
SEDOL(s)
                              
Quick Code
                        
                                                                   
   
Item
Proposal
                
Proposed
by
Vote
  
Management
Recommendation
For/Against
Management
    
For/Against Preferred
Provider Recommendation
   
1
DIRECTOR
                
Management
                                    
         
1
André Falzon
              
For
    
For
    
For
          
None
        
         
2
Steven Feldman
              
For
    
For
    
For
          
None
        
         
3
Judy Kirk
              
For
    
For
    
For
          
None
        
         
4
Michael McMullen
            
For
    
For
    
For
          
None
        
         
5
Christopher Robison
          
For
    
For
    
For
          
None
        
         
6
Ronald Simkus
              
For
    
For
    
For
          
None
        
         
7
Dawn Whittaker
              
For
    
For
    
For
          
None
        
         
8
William C. Williams
            
For
    
For
    
For
          
None
        
   
2
Appointment of KPMG LLP, Chartered
Professional Accountants, as Auditors of
the Corporation, to hold office until the next
annual meeting of shareholders, and
authorizing the Directors to fix their
remuneration.
Management
For
    
For
    
For
              
None
    
   
3
To approve the resolution approving the
Corporation's amended and restated
performance and restricted share unit plan,
as more particularly described in the
accompanying Management Information
Circular dated May 3, 2019 (the
"Management Information Circular").
Management
For
    
For
    
For
              
None
    
   
4
To approve the resolution approving the
Corporation's amended and restated share
option plan, as more particularly described
in the Management Information Circular.
Management
For
    
For
    
For
              
None
    
   
5
To approve the non-binding advisory
resolution on the Corporation's approach to
executive compensation, as more
particularly described in the Management
Information Circular.
Management
For
    
For
    
For
              
None
    
                                                                   
     
Account
Number
    
Account Name
    
Internal Account
    
Custodian
  
Ballot Shares
      
Unavailable
Shares
Vote Date
Date
Confirmed
  
   
36104
        
ASA GOLD AND
PRECIOUS METALS
LIMITED
36104
      
JP MORGAN
CHASE
450,000
      
0
    
30-May-2019
06-Jun-2019
  
   
ECHO RESOURCES LTD
                                                    
   
Security
      
Q3383L106
                      
Meeting Type
      
Ordinary General Meeting
        
   
Ticker Symbol
  
EAR.AX
                      
Meeting Date
      
10-Jun-2019
          
   
ISIN
      
AU000000EAR9
                    
Agenda
          
711194960 - Management
        
   
Record Date
    
08-Jun-2019
                      
Holding Recon Date
    
08-Jun-2019
          
   
City /
Country
  
WESTER
N
AUSTRA
LIA
/
Australia
                
Vote Deadline Date
    
06-Jun-2019
          
   
SEDOL(s)
    
B12VFB3 - B14YJG3 - BGYPB98
              
Quick Code
                        
                                                                   
   
Item
Proposal
                
Proposed
by
Vote
  
Management
Recommendation
For/Against
Management
    
For/Against Preferred
Provider Recommendation
   
CMMT
VOTING EXCLUSIONS APPLY TO THIS
MEETING FOR ALL PROPOSALS AND
VOTES CAST BY-ANY INDIVIDUAL OR
RELATED PARTY WHO BENEFIT FROM
THE PASSING OF THE-PROPOSAL/S
WILL BE DISREGARDED BY THE
COMPANY. HENCE, IF YOU HAVE
OBTAINED-BENEFIT OR EXPECT TO
OBTAIN FUTURE BENEFIT (AS
REFERRED IN THE COMPANY-
ANNOUNCEMENT) VOTE ABSTAIN ON
THE RELEVANT PROPOSAL ITEMS. BY
DOING SO, YOU-ACKNOWLEDGE THAT
YOU HAVE OBTAINED BENEFIT OR
EXPECT TO OBTAIN BENEFIT BY THE-
PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR
AGAINST) ON THE ABOVE-MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE
THAT YOU HAVE NOT OBTAINED
BENEFIT-NEITHER EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S-AND YOU
COMPLY WITH THE VOTING EXCLUSION
Non-Voting
                                    
   
1
GRANT OF PERFORMANCE RIGHTS TO
RELATED PARTY, MR VICTOR
RAJASOORIAR
Management
For
    
For
    
For
              
None
    
   
2
RATIFICATION OF PLACEMENT
      
Management
For
    
For
    
For
              
None
    
   
3
RATIFICATION OF PLACEMENT -
TRANCHE 1
  
Management
For
    
For
    
For
              
None
    
   
4
APPROVAL FOR PLACEMENT -
TRANCHE 2
    
Management
For
    
For
    
For
              
None
    
                                                                   
     
Account
Number
    
Account Name
    
Internal Account
    
Custodian
  
Ballot Shares
      
Unavailable
Shares
Vote Date
Date
Confirmed
  
   
36104
        
ASA GOLD AND
PRECIOUS METALS
LIMITED
36104
      
JP MORGAN
CHASE
9,296,639
      
0
    
30-May-2019
30-May-2019
  
   
ENDEAVOUR MINING CORPORATION
                                                
   
Security
      
G3040R158
                      
Meeting Type
      
Annual
          
   
Ticker Symbol
  
EDVMF
                    
Meeting Date
      
24-Jun-2019
          
   
ISIN
      
KYG3040R1589
                    
Agenda
          
935042539 - Management
        
   
Record Date
    
10-May-2019
                      
Holding Recon Date
    
10-May-2019
          
   
City /
Country
      
/
Canada
                
Vote Deadline Date
    
20-Jun-2019
          
   
SEDOL(s)
                              
Quick Code
                        
                                                                   
   
Item
Proposal
                
Proposed
by
Vote
  
Management
Recommendation
For/Against
Management
    
For/Against Preferred
Provider Recommendation
   
1
DIRECTOR
                
Management
                                 
         
1
Michael Beckett
               Abstain
   
For
        None        


 N/A  
         
2
James Askew
               Abstain
   
For
        None        


 N/A  
         
3
Olivier Colom
               Abstain    
For
        None        


 N/A  
         
4
Livia Mahler
               Abstain    
For
        None        


 N/A  
         
5
Wayne McManus
             Abstain    
For
        None        


 N/A  
         
6
Sébastien de Montessus
         Abstain    
For
        None        


 N/A  
         
7
Naguib Sawiris
               Abstain    
For
        None        


 N/A  
   
2
Appointment of Deloitte LLP as Auditors of
the Corporation for the ensuing year and
authorizing the Directors to fix their
remuneration.
Management
 Abstain    
For
        None        


 N/A  
   
3
On an advisory basis, and not to diminish
the role and responsibilities of the Board,
the shareholders support the executive
compensation and the framework for
remuneration disclosed in the Corporation's
Circular delivered in advance of the June
24, 2019 annual meeting of shareholders.
Management
 Abstain    
For
        None        


 N/A  
                                                                   
     
Account
Number
    
Account Name
    
Internal Account
    
Custodian
  
Ballot Shares
      
Unavailable
Shares
Vote Date
Date
Confirmed
  
   
36104
        
ASA GOLD AND
PRECIOUS METALS
LIMITED
36104
      
JP MORGAN
CHASE
500,000
      
0
            
   
FRANCO-NEVADA CORPORATION
                                                  
   
Security
      
351858105
                      
Meeting Type
      
Annual and Special Meeting
      
   
Ticker Symbol
  
FNV
                      
Meeting Date
      
08-May-2019
          
   
ISIN
      
CA3518581051
                    
Agenda
          
934971741 - Management
        
   
Record Date
    
18-Mar-2019
                      
Holding Recon Date
    
18-Mar-2019
          
   
City /
Country
      
/
Canada
                
Vote Deadline Date
    
03-May-2019
          
   
SEDOL(s)
                              
Quick Code
                        
                                                                   
   
Item
Proposal
                
Proposed
by
Vote
  
Management
Recommendation
For/Against
Management
    
For/Against Preferred
Provider Recommendation
   
1
DIRECTOR
                
Management
                                    
         
1
Pierre Lassonde
              
For
    
For
    
For
          
None
        
         
2
David Harquail
              
For
    
For
    
For
          
None
        
         
3
Tom Albanese
              
For
    
For
    
For
          
None
        
         
4
Derek W. Evans
              
For
    
For
    
For
          
None
        
         
5
Catharine Farrow
              
For
    
For
    
For
          
None
        
         
6
Louis Gignac
              
For
    
For
    
For
          
None
        
         
7
Jennifer Maki
              
For
    
For
    
For
          
None
        
         
8
Randall Oliphant
              
For
    
For
    
For
          
None
        
         
9
David R. Peterson
            
For
    
For
    
For
          
None
        
   
2
Appointment of PricewaterhouseCoopers
LLP, Chartered Accountants, as Auditors of
the Corporation for the ensuing year and
authorizing the Directors to fix their
remuneration.
Management
For
    
For
    
For
              
None
    
   
3
Acceptance of the Corporation's approach
to executive compensation.
Management
For
    
For
    
For
              
None
    
                                                                   
     
Account
Number
    
Account Name
    
Internal Account
    
Custodian
  
Ballot Shares
      
Unavailable
Shares
Vote Date
Date
Confirmed
  
   
2 P  86742
      
ASA LTD
        
2 P  86742
      
JPMORGAN
  
160,000
      
0
    
29-Apr-2019
09-May-2019
  
   
FRESNILLO PLC
                                                        
   
Security
      
G371E2108
                      
Meeting Type
      
Annual General Meeting
        
   
Ticker Symbol
  
FRES.L
                      
Meeting Date
      
21-May-2019
          
   
ISIN
      
GB00B2QPKJ12
                  
Agenda
          
710995664 - Management
        
   
Record Date
                              
Holding Recon Date
    
17-May-2019
          
   
City /
Country
  
LONDON
/
United
Kingdom
              
Vote Deadline Date
    
15-May-2019
          
   
SEDOL(s)
    
B2QPKJ1 - B2RJTH3 - B2RJZ20 -
B39F2Z5
          
Quick Code
                        
                                                                   
   
Item
Proposal
                
Proposed
by
Vote
  
Management
Recommendation
For/Against
Management
    
For/Against Preferred
Provider Recommendation
   
1
RECEIVING THE 2018 REPORT AND
ACCOUNTS
Management
For
    
For
    
For
              
None
    
   
2
APPROVAL OF THE FINAL DIVIDEND
    
Management
For
    
For
    
For
              
None
    
   
3
APPROVAL OF THE ANNUAL REPORT
ON REMUNERATION
Management
For
    
For
    
For
              
None
    
   
4
RE-ELECTION OF MR ALBERTO
BAILLERES AS A DIRECTOR
Management
For
    
For
    
For
              
None
    
   
5
RE-ELECTION OF MR ALEJANDRO
BAILLERES AS A DIRECTOR
Management
For
    
For
    
For
              
None
    
   
6
RE-ELECTION OF MR JUAN BORDES AS
A DIRECTOR
Management
For
    
For
    
For
              
None
    
   
7
RE-ELECTION OF MR ARTURO
FERNANDEZ AS A DIRECTOR
Management
For
    
For
    
For
              
None
    
   
8
RE-ELECTION OF MR JAIME LOMELIN
AS A DIRECTOR
Management
For
    
For
    
For
              
None
    
   
9
RE-ELECTION OF MR FERNANDO RUIZ
AS A DIRECTOR
Management
For
    
For
    
For
              
None
    
   
10
RE-ELECTION OF MR CHARLES JACOBS
AS A DIRECTOR
Management
For
    
For
    
For
              
None
    
   
11
RE-ELECTION OF MS BARBARA GARZA
LAGUERA AS A DIRECTOR
Management
For
    
For
    
For
              
None
    
   
12
RE-ELECTION OF MR ALBERTO
TIBURCIO AS A DIRECTOR
Management
For
    
For
    
For
              
None
    
   
13
RE-ELECTION OF DAME JUDITH
MACGREGOR AS A DIRECTOR
Management
For
    
For
    
For
              
None
    
   
14
RE-ELECTION OF MS GEORGINA
KESSEL AS A DIRECTOR
Management
For
    
For
    
For
              
None
    
   
15
ELECTION OF MR LUIS ROBLES AS A
DIRECTOR
Management
For
    
For
    
For
              
None
    
   
16
APPROVAL OF THE DIRECTORS'
REMUNERATION POLICY
Management
For
    
For
    
For
              
None
    
   
17
RE-APPOINTMENT OF ERNST & YOUNG
LLP AS AUDITORS
Management
For
    
For
    
For
              
None
    
   
18
AUTHORITY TO SET THE
REMUNERATION OF THE AUDITORS
Management
For
    
For
    
For
              
None
    
   
19
DIRECTORS' AUTHORITY TO ALLOT
SHARES
  
Management
For
    
For
    
For
              
None
    
   
20
AUTHORITY TO DISAPPLY PRE-
EMPTION RIGHTS FOR SHARES ISSUED
WHOLLY FOR CASH
Management
For
    
For
    
For
              
None
    
   
21
AUTHORITY TO DISAPPLY PRE-
EMPTION RIGHTS FOR SHARES ISSUED
WHOLLY FOR CASH AND USED ONLY
FOR FINANCING ACQUISITIONS OR
CAPITAL INVESTMENTS
Management
For
    
For
    
For
              
None
    
   
22
AUTHORITY FOR THE COMPANY TO
PURCHASE ITS OWN SHARES
Management
For
    
For
    
For
              
None
    
   
23
NOTICE PERIOD OF 14 CLEAR DAYS
FOR A GENERAL MEETING
Management
For
    
For
    
For
              
None
    
                                                                   
     
Account
Number
    
Account Name
    
Internal Account
    
Custodian
  
Ballot Shares
      
Unavailable
Shares
Vote Date
Date
Confirmed
  
   
36104
        
ASA GOLD AND
PRECIOUS METALS
LIMITED
36104
      
JP MORGAN
CHASE
400,000
      
0
    
10-May-2019
15-May-2019
  
   
GOLD FIELDS LTD
                                                        
   
Security
      
S31755101
                      
Meeting Type
      
Annual General Meeting
        
   
Ticker Symbol
  
GFI.JO
                      
Meeting Date
      
21-May-2019
          
   
ISIN
      
ZAE000018123
                    
Agenda
          
710889873 - Management
        
   
Record Date
    
10-May-2019
                      
Holding Recon Date
    
10-May-2019
          
   
City /
Country
  
SANDO
WN
/
South Africa
                
Vote Deadline Date
    
15-May-2019
          
   
SEDOL(s)
    
0298377 - 5734177 - 6280215 -
B0372L2
          
Quick Code
                        
                                                                   
   
Item
Proposal
                
Proposed
by
Vote
  
Management
Recommendation
For/Against
Management
    
For/Against Preferred
Provider Recommendation
   
O.1
APPOINTMENT OF AUDITORS:
PRICEWATERHOUSECOOPERS INC
(PWC)
Management
For
    
For
    
For
              
None
    
   
O.2.1
RE-ELECTION OF A DIRECTOR: P
MAHANYELE-DABENGWA
Management
For
    
For
    
For
              
None
    
   
O.2.2
RE-ELECTION OF A DIRECTOR: PA
SCHMIDT
  
Management
For
    
For
    
For
              
None
    
   
O.2.3
RE-ELECTION OF A DIRECTOR: A
ANDANI
    
Management
For
    
For
    
For
              
None
    
   
O.2.4
RE-ELECTION OF A DIRECTOR: PJ
BACCHUS
  
Management
For
    
For
    
For
              
None
    
   
O.2.5
RE-ELECTION OF A DIRECTOR: CE
LETTON
    
Management
For
    
For
    
For
              
None
    
   
O.3.1
RE-ELECTION OF A MEMBER AND
CHAIRPERSON OF THE AUDIT
COMMITTEE: YGH SULEMAN
Management
For
    
For
    
For
              
None
    
   
O.3.2
RE-ELECTION OF A MEMBER OF THE
AUDIT COMMITTEE: A ANDANI
Management
For
    
For
    
For
              
None
    
   
O.3.3
RE-ELECTION OF A MEMBER OF THE
AUDIT COMMITTEE: PJ BACCHUS
Management
For
    
For
    
For
              
None
    
   
O.3.4
RE-ELECTION OF A MEMBER OF THE
AUDIT COMMITTEE: RP MENELL
Management
For
    
For
    
For
              
None
    
   
O.4
APPROVAL FOR THE ISSUE OF
AUTHORISED BUT UNISSUED
ORDINARY SHARES
Management
For
    
For
    
For
              
None
    
   
S.1
APPROVAL FOR THE ISSUING OF
EQUITY SECURITIES FOR CASH
Management
For
    
For
    
For
              
None
    
   
AE.1
ADVISORY ENDORSEMENT OF THE
REMUNERATION POLICY
Management
For
    
For
    
For
              
None
    
   
AE.2
ADVISORY ENDORSEMENT OF THE
REMUNERATION IMPLEMENTATION
REPORT
Management
For
    
For
    
For
              
None
    
   
S.2
APPROVAL OF THE REMUNERATION OF
NON-EXECUTIVE DIRECTORS
Management
For
    
For
    
For
              
None
    
   
S.3
APPROVAL FOR THE COMPANY TO
GRANT FINANCIAL ASSISTANCE IN
TERMS OF SECTIONS 44 AND 45 OF
THE ACT
Management
For
    
For
    
For
              
None
    
   
S.4
ACQUISITION OF THE COMPANY'S OWN
SHARES
Management
For
    
For
    
For
              
None
    
                                                                   
     
Account
Number
    
Account Name
    
Internal Account
    
Custodian
  
Ballot Shares
      
Unavailable
Shares
Vote Date
Date
Confirmed
  
   
36104
        
ASA GOLD AND
PRECIOUS METALS
LIMITED
36104
      
JP MORGAN
CHASE
1,029,577
      
0
    
10-May-2019
16-May-2019
  
   
GOLDCORP INC.
                                                        
   
Security
      
380956409
                      
Meeting Type
      
Special
          
   
Ticker Symbol
  
GG
                      
Meeting Date
      
04-Apr-2019
          
   
ISIN
      
CA3809564097
                    
Agenda
          
934942738 - Management
        
   
Record Date
    
22-Feb-2019
                      
Holding Recon Date
    
22-Feb-2019
          
   
City /
Country
      
/
Canada
                
Vote Deadline Date
    
01-Apr-2019
          
   
SEDOL(s)
                              
Quick Code
                        
                                                                   
   
Item
Proposal
                
Proposed
by
Vote
  
Management
Recommendation
For/Against
Management
    
For/Against Preferred
Provider Recommendation
   
1
A special resolution to approve an
arrangement under Section 182 of the
Business Corporations Act (Ontario)
involving the Company and Newmont
Mining Corporation, all as more particularly
described in the management information
circular of the Company dated March 4,
2019.
Management
For
    
For
    
For
              
None
    
                                                                   
     
Account
Number
    
Account Name
    
Internal Account
    
Custodian
  
Ballot Shares
      
Unavailable
Shares
Vote Date
Date
Confirmed
  
   
2 P  86742
      
ASA LTD
        
2 P  86742
      
JPMORGAN
  
932,400
      
0
    
19-Mar-2019
05-Apr-2019
  
   
GOLDEN STAR RESOURCES LTD.
                                                  
   
Security
      
38119T104
                      
Meeting Type
      
Special
          
   
Ticker Symbol
  
GSS
                      
Meeting Date
      
17-Sep-2018
          
   
ISIN
      
CA38119T1049
                    
Agenda
          
934870355 - Management
        
   
Record Date
    
14-Aug-2018
                      
Holding Recon Date
    
14-Aug-2018
          
   
City /
Country
      
/
Canada
                
Vote Deadline Date
    
12-Sep-2018
          
   
SEDOL(s)
                              
Quick Code
                        
                                                                   
   
Item
Proposal
                
Proposed
by
Vote
  
Management
Recommendation
For/Against
Management
    
For/Against Preferred
Provider Recommendation
   
1
To pass the Private Placement Resolution,
as defined in, and as set out in Schedule A
to, the Management Information Circular of
the Corporation dated August 14, 2018.
Management
For
    
For
    
For
              
None
    
   
2
To pass the Consolidation Resolution, as
defined in, and as set out in Schedule B to,
the Management Information Circular of the
Corporation dated August 14, 2018.
Management
For
    
For
    
For
              
None
    
                                                                   
     
Account
Number
    
Account Name
    
Internal Account
    
Custodian
  
Ballot Shares
      
Unavailable
Shares
Vote Date
Date
Confirmed
  
   
2 P  86742
      
ASA LTD
        
2 P  86742
      
JPMORGAN
  
2,900,000
      
0
    
27-Aug-2018
18-Sep-2018
  
   
GOLDEN STAR RESOURCES LTD.
                                                  
   
Security
      
38119T807
                      
Meeting Type
      
Annual and Special Meeting
      
   
Ticker Symbol
  
GSS
                      
Meeting Date
      
02-May-2019
          
   
ISIN
      
CA38119T8077
                    
Agenda
          
934964556 - Management
        
   
Record Date
    
11-Mar-2019
                      
Holding Recon Date
    
11-Mar-2019
          
   
City /
Country
      
/
Canada
                
Vote Deadline Date
    
30-Apr-2019
          
   
SEDOL(s)
                              
Quick Code
                        
                                                                   
   
Item
Proposal
                
Proposed
by
Vote
  
Management
Recommendation
For/Against
Management
    
For/Against Preferred
Provider Recommendation
   
1
DIRECTOR
                
Management
                                    
         
1
Timothy C. Baker
            
For
    
For
    
For
          
None
        
         
2
Gilmour Clausen
              
For
    
For
    
For
          
None
        
         
3
Samuel T. Coetzer
            
For
    
For
    
For
          
None
        
         
4
Graham Crew
              
For
    
For
    
For
          
None
        
         
5
Anu Dhir
              
For
    
For
    
For
          
None
        
         
6
Robert E. Doyle
              
For
    
For
    
For
          
None
        
         
7
Craig J. Nelsen
              
For
    
For
    
For
          
None
        
         
8
Mona Quartey
              
For
    
For
    
For
          
None
        
         
9
Naguib Sawiris
              
For
    
For
    
For
          
None
        
         
10
Andrew Wray
              
For
    
For
    
For
          
None
        
   
2
To re-appoint PricewaterhouseCoopers LLP
as the auditor of the Corporation and to
authorize the Audit Committee to fix the
auditor's remuneration:
Management
For
    
For
    
For
              
None
    
   
3
To pass the Advisory Vote on Named
Executive Officer Compensation Resolution
(as defined in the management information
circular of the Corporation dated March 11,
2019 (the "Management Information
Circular")).
Management
For
    
For
    
For
              
None
    
                                                                   
     
Account
Number
    
Account Name
    
Internal Account
    
Custodian
  
Ballot Shares
      
Unavailable
Shares
Vote Date
Date
Confirmed
  
   
2 P  86742
      
ASA LTD
        
2 P  86742
      
JPMORGAN
  
580,000
      
0
    
29-Apr-2019
03-May-2019
  
   
GUYANA GOLDFIELDS INC.
                                                  
   
Security
      
403530108
                      
Meeting Type
      
Annual and Special Meeting
      
   
Ticker Symbol
  
GUYFF
                    
Meeting Date
      
22-May-2019
          
   
ISIN
      
CA4035301080
                    
Agenda
          
935028159 - Management
        
   
Record Date
    
26-Mar-2019
                      
Holding Recon Date
    
26-Mar-2019
          
   
City /
Country
      
/
Canada
                
Vote Deadline Date
    
16-May-2019
          
   
SEDOL(s)
                              
Quick Code
                        
                                                                   
   
Item
Proposal
                
Proposed
by
Vote
  
Management
Recommendation
For/Against
Management
    
For/Against Preferred
Provider Recommendation
   
1
DIRECTOR
                
Management
                                    
         
1
Peter Dey
                Abstain    
For
        None        


 N/A  
         
2
Wendy Kei
                Abstain    
For
        None        


 N/A  
         
3
René Marion
                Abstain    
For
        None        


 N/A  
         
4
Allen Palmiere
                Abstain    
For
        None        


 N/A  
         
5
Alan Pangbourne
              Abstain    
For
        None        


 N/A  
         
6
Maryse Saint-Laurent
            Abstain    
For
        None        


 N/A  
         
7
Scott Caldwell
                Abstain    
For
        None        


 N/A  
   
2
To appoint PricewaterhouseCoopers LLP
as Auditors of the Company and to
authorize the directors to fix their
remuneration.
Management
  Abstain    
For
        None        


 N/A  
   
3
To accept the Company's advisory
resolution to approve its approach to
executive compensation, the full text of
which is set out in the Circular.
Management
  Abstain    
For
        None        


 N/A  
                                                                   
     
Account
Number
    
Account Name
    
Internal Account
    
Custodian
  
Ballot Shares
      
Unavailable
Shares
Vote Date
Date
Confirmed
  
   
36104
        
ASA GOLD AND
PRECIOUS METALS
LIMITED
36104
      
JP MORGAN
CHASE
619,500
      
0
            
   
IAMGOLD CORPORATION
                                                  
   
Security
      
450913108
                      
Meeting Type
      
Annual
          
   
Ticker Symbol
  
IAG
                      
Meeting Date
      
07-May-2019
          
   
ISIN
      
CA4509131088
                    
Agenda
          
934982857 - Management
        
   
Record Date
    
26-Mar-2019
                      
Holding Recon Date
    
26-Mar-2019
          
   
City /
Country
      
/
Canada
                
Vote Deadline Date
    
02-May-2019
          
   
SEDOL(s)
                              
Quick Code
                        
                                                                   
   
Item
Proposal
                
Proposed
by
Vote
  
Management
Recommendation
For/Against
Management
    
For/Against Preferred
Provider Recommendation
   
1
DIRECTOR
                
Management
                                    
         
1
John E. Caldwell
              
For
    
For
    
For
          
None
        
         
2
Donald K. Charter
            
For
    
For
    
For
          
None
        
         
3
Richard J. Hall
              
For
    
For
    
For
          
None
        
         
4
Stephen J. J. Letwin
          
For
    
For
    
For
          
None
        
         
5
Mahendra Naik
              
For
    
For
    
For
          
None
        
         
6
Timothy R. Snider
            
For
    
For
    
For
          
None
        
         
7
Sybil E. Veenman
            
For
    
For
    
For
          
None
        
         
8
Ronald P. Gagel
              
For
    
For
    
For
          
None
        
   
2
Appointment of KPMG LLP, Chartered
Accountants, as auditor of the Corporation
for the ensuing year and authorizing the
directors to fix their remuneration.
Management
For
    
For
    
For
              
None
    
   
3
Resolved, on an advisory basis, and not to
diminish the role and responsibilities of the
board of directors of the Corporation, that
the shareholders accept the approach to
executive compensation disclosed in the
Corporation's information circular delivered
in advance of the 2019 annual meeting of
shareholders.
Management
For
    
For
    
For
              
None
    
                                                                   
     
Account
Number
    
Account Name
    
Internal Account
    
Custodian
  
Ballot Shares
      
Unavailable
Shares
Vote Date
Date
Confirmed
  
   
2 P  86742
      
ASA LTD
        
2 P  86742
      
JPMORGAN
  
675,000
      
0
    
29-Apr-2019
08-May-2019
  
   
KINROSS GOLD CORPORATION
                                                  
   
Security
      
496902404
                      
Meeting Type
      
Annual and Special Meeting
      
   
Ticker Symbol
  
KGC
                      
Meeting Date
      
08-May-2019
          
   
ISIN
      
CA4969024047
                    
Agenda
          
934976498 - Management
        
   
Record Date
    
15-Mar-2019
                      
Holding Recon Date
    
15-Mar-2019
          
   
City /
Country
      
/
Canada
                
Vote Deadline Date
    
03-May-2019
          
   
SEDOL(s)
                              
Quick Code
                        
                                                                   
   
Item
Proposal
                
Proposed
by
Vote
  
Management
Recommendation
For/Against
Management
    
For/Against Preferred
Provider Recommendation
   
1
DIRECTOR
                
Management
                                    
         
1
Ian Atkinson
              
For
    
For
    
For
          
None
        
         
2
John A. Brough
              
For
    
For
    
For
          
None
        
         
3
Kerry D. Dyte
              
For
    
For
    
For
          
None
        
         
4
Ave G. Lethbridge
            
For
    
For
    
For
          
None
        
         
5
C. McLeod-Seltzer
            
For
    
For
    
For
          
None
        
         
6
Kelly J. Osborne
              
For
    
For
    
For
          
None
        
         
7
J. Paul Rollinson
              
For
    
For
    
For
          
None
        
         
8
David A. Scott
              
For
    
For
    
For
          
None
        
   
2
To approve the appointment of KPMG LLP,
Chartered Accountants, as auditors of the
Company for the ensuing year and to
authorize the directors to fix their
remuneration.
Management
For
    
For
    
For
              
None
    
   
3
To consider and, if thought fit, to pass, an
ordinary resolution amending the Restricted
Share Plan of the Company to increase the
number of common shares reserved for
issuance thereunder from 35,000,000 to
50,000,000.
Management
For
    
For
    
For
              
None
    
   
4
To consider, and, if deemed appropriate, to
pass an advisory resolution on Kinross'
approach to executive compensation.
Management
For
    
For
    
For
              
None
    
                                                                   
     
Account
Number
    
Account Name
    
Internal Account
    
Custodian
  
Ballot Shares
      
Unavailable
Shares
Vote Date
Date
Confirmed
  
   
2 P  86742
      
ASA LTD
        
2 P  86742
      
JPMORGAN
  
800,000
      
0
    
29-Apr-2019
09-May-2019
  
   
LYDIAN INTERNATIONAL LIMITED
                                                  
   
Security
      
G5724R107
                      
Meeting Type
      
Annual and Special Meeting
      
   
Ticker Symbol
  
LYDIF
                      
Meeting Date
      
12-Jun-2019
          
   
ISIN
      
JE00B29LFF73
                    
Agenda
          
935031764 - Management
        
   
Record Date
    
06-May-2019
                      
Holding Recon Date
    
06-May-2019
          
   
City /
Country
      
/
Jersey
                
Vote Deadline Date
    
07-Jun-2019
          
   
SEDOL(s)
                              
Quick Code
                        
                                                                   
   
Item
Proposal
                
Proposed
by
Vote
  
Management
Recommendation
For/Against
Management
    
For/Against Preferred
Provider Recommendation
   
1
DIRECTOR
                
Management
                                    
         
1
Russell Ball
              
For
    
For
    
For
          
None
        
         
2
João Carrêlo
              
For
    
For
    
For
          
None
        
         
3
Willan J. Abel
              
For
    
For
    
For
          
None
        
         
4
Stephen J. Altmann
            
For
    
For
    
For
          
None
        
         
5
Gillian Davidson
              
For
    
For
    
For
          
None
        
         
6
Edward Sellers
              
For
    
For
    
For
          
None
        
   
2
To re-appoint Grant Thornton LLP as the
auditors of the Corporation from the close of
the Meeting until the close of the next
annual general meeting of the Shareholders
and to authorize the directors to fix the
remuneration to be paid to the auditors.
Management
For
    
For
    
For
              
None
    
   
3
To ratify the unallocated entitlements under
the Corporation's stock option plan and the
Corporation's restricted stock unit plan for
the ensuing three (3) years.
Management
For
    
For
    
For
              
None
    
   
4
To approve the continuance of the
Corporation from Jersey to the federal laws
of Canada under the Canada Business
Corporations Act.
Management
For
    
For
    
For
              
None
    
                                                                   
     
Account
Number
    
Account Name
    
Internal Account
    
Custodian
  
Ballot Shares
      
Unavailable
Shares
Vote Date
Date
Confirmed
  
   
36104
        
ASA GOLD AND
PRECIOUS METALS
LIMITED
36104
      
JP MORGAN
CHASE
3,369,000
      
0
    
30-May-2019
13-Jun-2019
  
   
MAG SILVER CORP.
                                                      
   
Security
      
55903Q104
                      
Meeting Type
      
Annual and Special Meeting
      
   
Ticker Symbol
  
MAG
                    
Meeting Date
      
13-Jun-2019
          
   
ISIN
      
CA55903Q1046
                    
Agenda
          
935036574 - Management
        
   
Record Date
    
07-May-2019
                      
Holding Recon Date
    
07-May-2019
          
   
City /
Country
      
/
Canada
                
Vote Deadline Date
    
10-Jun-2019
          
   
SEDOL(s)
                              
Quick Code
                        
                                                                   
   
Item
Proposal
                
Proposed
by
Vote
  
Management
Recommendation
For/Against
Management
    
For/Against Preferred
Provider Recommendation
   
1
To set the number of Directors at seven (7).
    
Management
 Abstain
    
For
       None        


N/A
  
   
2
DIRECTOR
                
Management
  
              
       


   
         
1
Peter D. Barnes
               Abstain
   
For
       None
       


N/A
 
         
2
Richard P. Clark
               Abstain    
For
       None
       


 N/A  
         
3
Jill D. Leversage
               Abstain
   
For
       None
       


 N/A  
         
4
Daniel T. MacInnis
             Abstain
   
For
       None
       


 N/A  
         
5
George N. Paspalas
           Abstain
   
For
       None
       


 N/A  
         
6
Jonathan A. Rubenstein
           Abstain
   
For
       None
       


 N/A  
         
7
Derek C. White
               Abstain
   
For
       None
       


N/A
 
   
3
To appoint Deloitte LLP, an Independent
Registered Public Accounting Firm, as the
Auditor of the Company for the ensuing
year and to authorize the Directors to fix
their remuneration.
Management
 Abstain
   
For
       None
       


 N/A  
   
4
To reconfirm and approve the continuation
of the Shareholder Rights Plan of the
Company in accordance with its terms.
Management
 Abstain
   
For
       None        


 N/A  
   
5
To consider and, if deemed advisable,
approve a non-binding advisory resolution
to accept the Company's approach to
executive compensation.
Management
 Abstain
   
For
       None
       


 N/A  
                                                                   
     
Account
Number
    
Account Name
    
Internal Account
    
Custodian
  
Ballot Shares
      
Unavailable
Shares
Vote Date
Date
Confirmed
  
   
2 P  86742
      
ASA LTD
        
2 P  86742
      
JPMORGAN
  
325,000
      
0
            
   
NEWCREST MINING LIMITED
                                                  
   
Security
      
Q6651B114
                      
Meeting Type
      
Annual General Meeting
        
   
Ticker Symbol
  
NCM.AX
                      
Meeting Date
      
14-Nov-2018
          
   
ISIN
      
AU000000NCM7
                  
Agenda
          
710022865 - Management
        
   
Record Date
    
12-Nov-2018
                      
Holding Recon Date
    
12-Nov-2018
          
   
City /
Country
  
MELBOU
RNE
/
Australia
                
Vote Deadline Date
    
08-Nov-2018
          
   
SEDOL(s)
    
4642226 - 6637101 - B02KH39 -
B75BRF0 - BHZLN63
      
Quick Code
                        
                                                                   
   
Item
Proposal
                
Proposed
by
Vote
  
Management
Recommendation
For/Against
Management
    
For/Against Preferred
Provider Recommendation
   
CMMT
VOTING EXCLUSIONS APPLY TO THIS
MEETING FOR PROPOSALS 3.A, 3.B, 4, 5
AND-VOTES CAST BY ANY INDIVIDUAL
OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF-THE
PROPOSAL/S WILL BE DISREGARDED
BY THE COMPANY. HENCE, IF YOU
HAVE-OBTAINED BENEFIT OR EXPECT
TO OBTAIN FUTURE BENEFIT (AS
REFERRED IN THE-COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON
THE RELEVANT PROPOSAL ITEMS. BY
DOING-SO, YOU ACKNOWLEDGE THAT
YOU HAVE OBTAINED BENEFIT OR
EXPECT TO OBTAIN-BENEFIT BY THE
PASSING OF THE RELEVANT
PROPOSAL/S. BY VOTING (FOR OR
AGAINST)-ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE
THAT YOU HAVE NOT OBTAINED-
BENEFIT NEITHER EXPECT TO OBTAIN
BENEFIT BY THE PASSING OF THE
RELEVANT-PROPOSAL/S AND YOU
COMPLY WITH THE VOTING EXCLUSION
Non-Voting
                                    
   
2.A
ELECTION OF PETER TOMSETT AS A
DIRECTOR
Management
For
    
For
    
For
              
None
    
   
2.B
RE-ELECTION OF PHILIP AIKEN AM AS A
DIRECTOR
Management
For
    
For
    
For
              
None
    
   
3.A
GRANT OF PERFORMANCE RIGHTS TO
MANAGING DIRECTOR AND CHIEF
EXECUTIVE OFFICER SANDEEP
BISWAS
Management
For
    
For
    
For
              
None
    
   
3.B
GRANT OF PERFORMANCE RIGHTS TO
FINANCE DIRECTOR AND CHIEF
FINANCIAL OFFICER GERARD BOND
Management
For
    
For
    
For
              
None
    
   
4
ADOPTION OF THE REMUNERATION
REPORT FOR THE YEAR ENDED 30
JUNE 2018 (ADVISORY ONLY)
Management
For
    
For
    
For
              
None
    
   
5
APPROVAL OF TERMINATION BENEFITS
    
Management
For
    
For
    
For
              
None
    
                                                                   
     
Account
Number
    
Account Name
    
Internal Account
    
Custodian
  
Ballot Shares
      
Unavailable
Shares
Vote Date
Date
Confirmed
  
   
36104
        
ASA GOLD AND
PRECIOUS METALS
LIMITED
36104
      
JP MORGAN
CHASE
1,015,000
      
0
    
09-Oct-2018
09-Oct-2018
  
   
NEWMONT MINING CORPORATION
                                                  
   
Security
      
651639106
                      
Meeting Type
      
Special
          
   
Ticker Symbol
  
NEM
                      
Meeting Date
      
11-Apr-2019
          
   
ISIN
      
US6516391066
                    
Agenda
          
934949287 - Management
        
   
Record Date
    
20-Feb-2019
                      
Holding Recon Date
    
20-Feb-2019
          
   
City /
Country
      
/
United
States
                
Vote Deadline Date
    
10-Apr-2019
          
   
SEDOL(s)
                              
Quick Code
                        
   
Item
Proposal
                
Proposed
by
Vote
  
Management
Recommendation
For/Against
Management
    
For/Against Preferred
Provider Recommendation
   
1.
To approve an amendment and restatement
of the Newmont Restated Certificate of
Incorporation to increase Newmont's
authorized shares of common stock from
750,000,000 shares to 1,280,000,000
shares.
Management
For
    
For
    
For
              
None
    
   
2.
To approve the issuance of shares of
Newmont common stock to Goldcorp
shareholders in connection with the
arrangement agreement, dated as of
January 14, 2019, as amended.
Management
For
    
For
    
For
              
None
    
   
3.
To approve adjournment or postponement
of the Newmont special meeting, if
necessary or appropriate, to solicit
additional proxies if there are not sufficient
votes to approve Proposal 1 or Proposal 2.
Management
For
    
For
    
For
              
None
    
                                                                   
     
Account
Number
    
Account Name
    
Internal Account
    
Custodian
  
Ballot Shares
      
Unavailable
Shares
Vote Date
Date
Confirmed
  
   
2 P  86742
      
ASA LTD
        
2 P  86742
      
JPMORGAN
  
570,368
      
0
    
19-Mar-2019
12-Apr-2019
  
   
NEWMONT MINING CORPORATION
                                                  
   
Security
      
651639106
                      
Meeting Type
      
Annual
          
   
Ticker Symbol
  
NEM
                      
Meeting Date
      
04-Jun-2019
          
   
ISIN
      
US6516391066
                    
Agenda
          
935004298 - Management
        
   
Record Date
    
10-Apr-2019
                      
Holding Recon Date
    
10-Apr-2019
          
   
City /
Country
      
/
United
States
                
Vote Deadline Date
    
03-Jun-2019
          
   
SEDOL(s)
                              
Quick Code
                        
   
Item
Proposal
                
Proposed
by
Vote
  
Management
Recommendation
For/Against
Management
    
For/Against Preferred
Provider Recommendation
   
1a.
Election of Director: G. H. Boyce
      
Management
For
    
For
    
For
              
None
    
   
1b.
Election of Director: B. R. Brook
      
Management
For
    
For
    
For
              
None
    
   
1c.
Election of Director: J. K. Bucknor
      
Management
For
    
For
    
For
              
None
    
   
1d.
Election of Director: J. A. Carrabba
      
Management
For
    
For
    
For
              
None
    
   
1e.
Election of Director: N. Doyle
        
Management
For
    
For
    
For
              
None
    
   
1f.
Election of Director: G. J. Goldberg
      
Management
For
    
For
    
For
              
None
    
   
1g.
Election of Director: V. M. Hagen
      
Management
For
    
For
    
For
              
None
    
   
1h.
Election of Director: S. E. Hickok
      
Management
For
    
For
    
For
              
None
    
   
1i.
Election of Director: R. Médori
        
Management
For
    
For
    
For
              
None
    
   
1j.
Election of Director: J. Nelson
        
Management
For
    
For
    
For
              
None
    
   
1k.
Election of Director: J. M. Quintana
      
Management
For
    
For
    
For
              
None
    
   
1l.
Election of Director: M. P. Zhang
      
Management
For
    
For
    
For
              
None
    
   
2.
Approve, on an Advisory Basis, Named
Executive Officer Compensation.
Management
For
    
For
    
For
              
None
    
   
3.
Ratify Appointment of Independent
Registered Public Accounting Firm for
2019.
Management
For
    
For
    
For
              
None
    
                                                                   
     
Account
Number
    
Account Name
    
Internal Account
    
Custodian
  
Ballot Shares
      
Unavailable
Shares
Vote Date
Date
Confirmed
  
   
2 P  86742
      
ASA LTD
        
2 P  86742
      
JPMORGAN
  
500,000
      
0
    
30-May-2019
05-Jun-2019
  
   
OCEANAGOLD CORPORATION
                                                  
   
Security
      
675222103
                      
Meeting Type
      
Annual and Special Meeting
      
   
Ticker Symbol
  
OCANF
                    
Meeting Date
      
14-Jun-2019
          
   
ISIN
      
CA6752221037
                    
Agenda
          
935039063 - Management
        
   
Record Date
    
10-May-2019
                      
Holding Recon Date
    
10-May-2019
          
   
City /
Country
      
/
Australia
                
Vote Deadline Date
    
10-Jun-2019
          
   
SEDOL(s)
                              
Quick Code
                        
                                                                   
   
Item
Proposal
                
Proposed
by
Vote
  
Management
Recommendation
For/Against
Management
    
For/Against Preferred
Provider Recommendation
   
01
DIRECTOR
                
Management
                                    
         
1
Ian M. Reid
               Abstain
   
For
        None        


 N/A  
         
2
Geoff W. Raby
               Abstain
   
For
        None        


 N/A
 
         
3
Michael F. Wilkes
              Abstain    
For
        None        


  N/A  
         
4
Paul B. Sweeney
              Abstain    
For
        None        


  N/A  
         
5
Nora L. Scheinkestel
            Abstain    
For
        None        


  N/A  
         
6
Craig J. Nelsen
                Abstain    
For
        None        


  N/A  
   
02
Appointment of PricewaterhouseCoopers
as the Auditor of the Company to hold office
until the next annual general meeting of the
shareholders and authorizing the Directors
to fix their remuneration.
Management
  Abstain    
For
        None        


  N/A  
   
03
Approval of a non-binding advisory
resolution accepting the approach to
executive compensation disclosed in the
Company's accompanying Management
Information Circular.
Management
  Abstain    
For
        None        


  N/A  
                                                                   
     
Account
Number
    
Account Name
    
Internal Account
    
Custodian
  
Ballot Shares
      
Unavailable
Shares
Vote Date
Date
Confirmed
  
   
36104
        
ASA GOLD AND
PRECIOUS METALS
LIMITED
36104
      
JP MORGAN
CHASE
2,154,013
      
0
            
   
ORLA MINING LTD.
                                                        
   
Security
      
68634K106
                      
Meeting Type
      
Annual and Special Meeting
      
   
Ticker Symbol
  
ORRLF
                    
Meeting Date
      
12-Jun-2019
          
   
ISIN
      
CA68634K1066
                    
Agenda
          
935032413 - Management
        
   
Record Date
    
25-Apr-2019
                      
Holding Recon Date
    
25-Apr-2019
          
   
City /
Country
      
/
Canada
                
Vote Deadline Date
    
07-Jun-2019
          
   
SEDOL(s)
                              
Quick Code
                        
                                                                   
   
Item
Proposal
                
Proposed
by
Vote
  
Management
Recommendation
For/Against
Management
    
For/Against Preferred
Provider Recommendation
   
1
DIRECTOR
                
Management
                                    
         
1
Charles Jeannes
              
For
    
For
    
For
          
None
        
         
2
Richard Hall
              
For
    
For
    
For
          
None
        
         
3
Jason Simpson
              
For
    
For
    
For
          
None
        
         
4
Jean Robitaille
              
For
    
For
    
For
          
None
        
         
5
George Albino
              
For
    
For
    
For
          
None
        
         
6
Tim Haldane
              
For
    
For
    
For
          
None
        
         
7
David Stephens
              
For
    
For
    
For
          
None
        
         
8
Elizabeth McGregor
            
For
    
For
    
For
          
None
        
   
2
Appointment of Davidson & Company LLP,
Chartered Professional Accountants, as
auditor of the Corporation for the ensuing
year and authorize the board of directors to
fix the remuneration of the auditor.
Management
For
    
For
    
For
              
None
    
   
3
To consider, and if deemed advisable, to
pass an ordinary resolution to approve
certain amendments to the Corporation's
stock option plan, as more particularly
described in the accompanying
management information circular.
Management
For
    
For
    
For
              
None
    
   
4
To consider, and if deemed advisable, to
pass an ordinary resolution to approve
certain amendments to the Corporation's
restricted share unit plan, as more
particularly described in the accompanying
management information circular.
Management
For
    
For
    
For
              
None
    
   
5
To consider, and if deemed advisable, to
pass an ordinary resolution to approve
certain amendments to the Corporation's
deferred share unit plan, as more
particularly described in the accompanying
management information circular.
Management
For
    
For
    
For
              
None
    
   
6
To consider and if deemed advisable,
approve with or without variation, a
resolution approving the implementation of
the Corporation's early warrant exercise
program as described in the accompanying
information circular.
Management
For
    
For
    
For
              
None
    
                                                                   
     
Account
Number
    
Account Name
    
Internal Account
    
Custodian
  
Ballot Shares
      
Unavailable
Shares
Vote Date
Date
Confirmed
  
   
36104
        
ASA GOLD AND
PRECIOUS METALS
LIMITED
36104
      
JP MORGAN
CHASE
2,400,000
      
0
    
30-May-2019
13-Jun-2019
  
   
PETRA DIAMONDS LTD
                                                    
   
Security
      
G70278109
                      
Meeting Type
      
Annual General Meeting
        
   
Ticker Symbol
  
PDL.L
                      
Meeting Date
      
23-Nov-2018
          
   
ISIN
      
BMG702781094
                    
Agenda
          
710052185 - Management
        
   
Record Date
    
21-Nov-2018
                      
Holding Recon Date
    
21-Nov-2018
          
   
City /
Country
  
LONDON
/
Bermuda
                
Vote Deadline Date
    
09-Nov-2018
          
   
SEDOL(s)
    
0683564 - B03DXN9 - B2NDRV9
                
Quick Code
                        
                                                                   
   
Item
Proposal
                
Proposed
by
Vote
  
Management
Recommendation
For/Against
Management
    
For/Against Preferred
Provider Recommendation
   
1
ACCEPT FINANCIAL STATEMENTS AND
STATUTORY REPORTS
Management
For
    
For
    
For
              
None
    
   
2
APPROVE REMUNERATION REPORT
    
Management
For
    
For
    
For
              
None
    
   
3
REAPPOINT BDO LLP AS AUDITORS
    
Management
For
    
For
    
For
              
None
    
   
4
AUTHORISE BOARD TO FIX
REMUNERATION OF THE AUDITORS
Management
For
    
For
    
For
              
None
    
   
5
RE-ELECT ADONIS POUROULIS AS
DIRECTOR
  
Management
For
    
For
    
For
              
None
    
   
6
RE-ELECT CHRISTOFFEL DIPPENAAR
AS DIRECTOR
Management
For
    
For
    
For
              
None
    
   
7
RE-ELECT ANTHONY LOWRIE AS
DIRECTOR
  
Management
For
    
For
    
For
              
None
    
   
8
RE-ELECT DR PATRICK BARTLETT AS
DIRECTOR
Management
For
    
For
    
For
              
None
    
   
9
RE-ELECT ALEXANDER HAMILTON AS
DIRECTOR
Management
For
    
For
    
For
              
None
    
   
10
RE-ELECT OCTAVIA MATLOA AS
DIRECTOR
  
Management
For
    
For
    
For
              
None
    
   
11
ELECT JACQUES BREYTENBACH AS
DIRECTOR
Management
For
    
For
    
For
              
None
    
   
12
AUTHORISE ISSUE OF EQUITY WITH
PRE-EMPTIVE RIGHTS
Management
For
    
For
    
For
              
None
    
   
13
AUTHORISE ISSUE OF EQUITY
WITHOUT PRE-EMPTIVE RIGHTS
Management
For
    
For
    
For
              
None
    
                                                                   
     
Account
Number
    
Account Name
    
Internal Account
    
Custodian
  
Ballot Shares
      
Unavailable
Shares
Vote Date
Date
Confirmed
  
   
36104
        
ASA GOLD AND
PRECIOUS METALS
LIMITED
36104
      
JP MORGAN
CHASE
1,000,000
      
0
    
06-Nov-2018
09-Nov-2018
  
   
PRETIUM RESOURCES INC.
                                                  
   
Security
      
74139C102
                      
Meeting Type
      
Annual and Special Meeting
      
   
Ticker Symbol
  
PVG
                      
Meeting Date
      
02-May-2019
          
   
ISIN
      
CA74139C1023
                    
Agenda
          
934981134 - Management
        
   
Record Date
    
22-Mar-2019
                      
Holding Recon Date
    
22-Mar-2019
          
   
City /
Country
      
/
Canada
                
Vote Deadline Date
    
29-Apr-2019
          
   
SEDOL(s)
                              
Quick Code
                        
                                                                   
   
Item
Proposal
                
Proposed
by
Vote
  
Management
Recommendation
For/Against
Management
    
For/Against Preferred
Provider Recommendation
   
1
To set the Number of Directors at seven (7).
    
Management
For
    
For
    
For
              
None
    
   
2
DIRECTOR
                
Management
                                    
         
1
ROBERT A. QUARTERMAIN
        
For
    
For
    
For
          
None
        
         
2
JOSEPH J. OVSENEK
          
For
    
For
    
For
          
None
        
         
3
GEORGE PASPALAS
          
For
    
For
    
For
          
None
        
         
4
PETER BIRKEY
              
For
    
For
    
For
          
None
        
         
5
DAVID SMITH
              
For
    
For
    
For
          
None
        
         
6
FAHEEM TEJANI
            
For
    
For
    
For
          
None
        
         
7
ROBIN BIENENSTOCK
          
For
    
For
    
For
          
None
        
   
3
To appoint
PRICEWATERHOUSECOOPERS LLP as
Auditors of the Company for the ensuing
year and to authorize the Directors to fix
their remuneration.
Management
For
    
For
    
For
              
None
    
   
4
To authorize and approve the Company's
Incentive Stock Option Plan, including the
amendments thereto, and the unallocated
options issuable thereunder.
Management
For
    
For
    
For
              
None
    
   
5
To authorize and approve the Company's
Restricted Share Unit Plan, including the
amendments thereto, and the unallocated
units issuable thereunder.
Management
For
    
For
    
For
              
None
    
   
6
To authorize and approve the amendments
to the Articles and, as applicable, Notice of
Articles of the Company to increase the
quorum requirement for meetings of
shareholders and to delete preferred shares
from the Company's share capital.
Management
For
    
For
    
For
              
None
    
   
7
To authorize and approve a non-binding
advisory resolution accepting the
Company's approach to executive
compensation.
Management
For
    
For
    
For
              
None
    
                                                                   
     
Account
Number
    
Account Name
    
Internal Account
    
Custodian
  
Ballot Shares
      
Unavailable
Shares
Vote Date
Date
Confirmed
  
   
2 P  86742
      
ASA LTD
        
2 P  86742
      
JPMORGAN
  
725,000
      
0
    
29-Apr-2019
03-May-2019
  
   
RANDGOLD RESOURCES LIMITED
                                                  
   
Security
      
752344309
                      
Meeting Type
      
Special
          
   
Ticker Symbol
  
GOLD
                    
Meeting Date
      
07-Nov-2018
          
   
ISIN
      
US7523443098
                    
Agenda
          
934885243 - Management
        
   
Record Date
    
27-Sep-2018
                      
Holding Recon Date
    
27-Sep-2018
          
   
City /
Country
      
/
United
States
                
Vote Deadline Date
    
31-Oct-2018
          
   
SEDOL(s)
                              
Quick Code
                        
   
Item
Proposal
                
Proposed
by
Vote
  
Management
Recommendation
For/Against
Management
    
For/Against Preferred
Provider Recommendation
   
C1.
To approve the scheme of arrangement
(the "Scheme") set out in the Scheme
Document dated October 4, 2018.
Management
For
    
For
    
For
              
None
    
   
E1.
THAT for the purpose of giving effect to the
Scheme in its original form or subject to
such modification, addition or condition
approved or imposed by the Royal Court of
Jersey (the "Jersey Court") and agreed by
the Company and Barrick Gold Corporation:
(A) the directors of the Company (or a duly
authorised committee thereof) be
authorised to take all such action as they
may consider necessary or appropriate for
carrying the Scheme into full effect; and (B)
with effect from ...(due to space limits, see
proxy material for full proposal).
Management
For
    
For
    
For
              
None
    
                                                                   
     
Account
Number
    
Account Name
    
Internal Account
    
Custodian
  
Ballot Shares
      
Unavailable
Shares
Vote Date
Date
Confirmed
  
   
2 P  86742
      
ASA LTD
        
2 P  86742
      
JPMORGAN
  
229,100
      
0
    
09-Oct-2018
02-Nov-2018
  
   
ROXGOLD INC.
                                                        
   
Security
      
779899202
                      
Meeting Type
      
Annual and Special Meeting
      
   
Ticker Symbol
  
ROGFF
                    
Meeting Date
      
04-Jun-2019
          
   
ISIN
      
CA7798992029
                    
Agenda
          
935023159 - Management
        
   
Record Date
    
30-Apr-2019
                      
Holding Recon Date
    
30-Apr-2019
          
   
City /
Country
      
/
Canada
                
Vote Deadline Date
    
30-May-2019
          
   
SEDOL(s)
                              
Quick Code
                        
                                                                   
   
Item
Proposal
                
Proposed
by
Vote
  
Management
Recommendation
For/Against
Management
    
For/Against Preferred
Provider Recommendation
   
1
To set the number of directors at seven.
    
Management
For
    
For
    
For
              
None
    
   
2
DIRECTOR
                
Management
                                    
         
1
Oliver Lennox-King
            
For
    
For
    
For
          
None
        
         
2
Richard Colterjohn
            
For
    
For
    
For
          
None
        
         
3
Jonathan A. Rubenstein
          
For
    
For
    
For
          
None
        
         
4
John L. Knowles
              
For
    
For
    
For
          
None
        
         
5
John Dorward
              
For
    
For
    
For
          
None
        
         
6
Kate Harcourt
              
For
    
For
    
For
          
None
        
         
7
Norman Pitcher
              
For
    
For
    
For
          
None
        
   
3
To appoint PricewaterhouseCoopers LLP
as auditor of the Company for the ensuing
year and authorizing the directors to fix their
remuneration.
Management
For
    
For
    
For
              
None
    
   
4
To approve amendments to the Company's
Option Plan all as further detailed in the
accompanying management information
circular of the Company dated as of April
30, 2019 (the "Information Circular");
Management
For
    
For
    
For
              
None
    
   
5
To approve amendments to the Company's
Restricted Share Unit Plan all as further
detailed in the Information Circular.
Management
For
    
For
    
For
              
None
    
   
6
To approve amendments to the Company's
Deferred Share Unit Plan all as further
detailed in the Information Circular.
Management
For
    
For
    
For
              
None
    
                                                                   
     
Account
Number
    
Account Name
    
Internal Account
    
Custodian
  
Ballot Shares
      
Unavailable
Shares
Vote Date
Date
Confirmed
  
   
36104
        
ASA GOLD AND
PRECIOUS METALS
LIMITED
36104
      
JP MORGAN
CHASE
3,200,000
      
0
    
30-May-2019
05-Jun-2019
  
   
ROYAL GOLD, INC.
                                                        
   
Security
      
780287108
                      
Meeting Type
      
Annual
          
   
Ticker Symbol
  
RGLD
                    
Meeting Date
      
14-Nov-2018
          
   
ISIN
      
US7802871084
                    
Agenda
          
934881889 - Management
        
   
Record Date
    
17-Sep-2018
                      
Holding Recon Date
    
17-Sep-2018
          
   
City /
Country
      
/
United
States
                
Vote Deadline Date
    
13-Nov-2018
          
   
SEDOL(s)
                              
Quick Code
                        
   
Item
Proposal
                
Proposed
by
Vote
  
Management
Recommendation
For/Against
Management
    
For/Against Preferred
Provider Recommendation
   
1a.
Election of Director: Tony Jensen
      
Management
For
    
For
    
For
              
None
    
   
1b.
Election of Director: Jamie C. Sokalsky
    
Management
For
    
For
    
For
              
None
    
   
2.
The approval, on an advisory basis, of the
compensation of the named executive
officers.
Management
For
    
For
    
For
              
None
    
   
3.
The ratification of the appointment of Ernst
& Young LLP as independent registered
public accountants of the Company for the
fiscal year ending June 30, 2019.
Management
For
    
For
    
For
              
None
    
                                                                   
     
Account
Number
    
Account Name
    
Internal Account
    
Custodian
  
Ballot Shares
      
Unavailable
Shares
Vote Date
Date
Confirmed
  
   
2 P  86742
      
ASA LTD
        
2 P  86742
      
JPMORGAN
  
165,000
      
0
    
03-Oct-2018
15-Nov-2018
  
   
SEMAFO INC.
                                                        
   
Security
      
816922108
                      
Meeting Type
      
Annual
          
   
Ticker Symbol
  
SEMFF
                    
Meeting Date
      
09-May-2019
          
   
ISIN
      
CA8169221089
                    
Agenda
          
934979569 - Management
        
   
Record Date
    
27-Mar-2019
                      
Holding Recon Date
    
27-Mar-2019
          
   
City /
Country
      
/
Canada
                
Vote Deadline Date
    
06-May-2019
          
   
SEDOL(s)
                              
Quick Code
                        
                                                                   
   
Item
Proposal
                
Proposed
by
Vote
  
Management
Recommendation
For/Against
Management
    
For/Against Preferred
Provider Recommendation
   
1
DIRECTOR
                
Management
                                    
         
1
Terence F. Bowles
            
For
    
For
    
For
          
None
        
         
2
Hélène Cartier
              
For
    
For
    
For
          
None
        
         
3
Benoit Desormeaux
            
For
    
For
    
For
          
None
        
         
4
Flore Konan
              
For
    
For
    
For
          
None
        
         
5
John LeBoutillier
              
For
    
For
    
For
          
None
        
         
6
Gilles Masson
              
For
    
For
    
For
          
None
        
         
7
Tertius Zongo
              
For
    
For
    
For
          
None
        
   
2
Appointment of PricewaterhouseCoopers
LLP as Auditors of the Corporation for the
ensuing year and authorizing the Directors
to determine their compensation.
Management
For
    
For
    
For
              
None
    
   
3
Advisory resolution on the Corporation's
approach to executive compensation.
Management
For
    
For
    
For
              
None
    
                                                                   
     
Account
Number
    
Account Name
    
Internal Account
    
Custodian
  
Ballot Shares
      
Unavailable
Shares
Vote Date
Date
Confirmed
  
   
36104
        
ASA GOLD AND
PRECIOUS METALS
LIMITED
36104
      
JP MORGAN
CHASE
900,000
      
0
    
29-Apr-2019
10-May-2019
  
   
SIBANYE GOLD LIMITED
                                                    
   
Security
      
S7627H100
                      
Meeting Type
      
Annual General Meeting
        
   
Ticker Symbol
  
SGL.JO
                      
Meeting Date
      
28-May-2019
          
   
ISIN
      
ZAE000173951
                    
Agenda
          
710856127 - Management
        
   
Record Date
    
27-May-2019
                      
Holding Recon Date
    
27-May-2019
          
   
City /
Country
  
GLENHA
RVIE
/
South Africa
                
Vote Deadline Date
    
22-May-2019
          
   
SEDOL(s)
    
B98XZV9 - B9J9YF3 - B9JMDX3 -
BD6TKG7
          
Quick Code
                        
                                                                   
   
Item
Proposal
                
Proposed
by
Vote
  
Management
Recommendation
For/Against
Management
    
For/Against Preferred
Provider Recommendation
   
O.1
RE-APPOINTMENT OF AUDITORS AND
DESIGNATED INDIVIDUAL PARTNER:
RESOLVED THAT ERNST & YOUNG INC.,
UPON THE RECOMMENDATION OF THE
CURRENT AUDIT COMMITTEE OF THE
COMPANY, BE APPOINTED AS THE
AUDITORS OF THE COMPANY UNTIL
THE CONCLUSION OF THE NEXT AGM
AND THE APPOINTMENT OF LANCE
TOMLINSON AS THE DESIGNATED
INDIVIDUAL PARTNER UNTIL THE
CONCLUSION OF THE NEXT AGM
Management
For
    
For
    
For
              
None
    
   
O.2
ELECTION OF A DIRECTOR: H KENYON-
SLANEY
Management
For
    
For
    
For
              
None
    
   
O.3
RE-ELECTION OF A DIRECTOR: NJ
FRONEMAN
  
Management
For
    
For
    
For
              
None
    
   
O.4
RE-ELECTION OF A DIRECTOR: NG NIKA
    
Management
For
    
For
    
For
              
None
    
   
O.5
RE-ELECTION OF A DIRECTOR: SC VAN
DER MERWE
Management
For
    
For
    
For
              
None
    
   
O.6
RE-ELECTION OF A MEMBER AND
CHAIR OF THE AUDIT COMMITTEE: KA
RAYNER
Management
For
    
For
    
For
              
None
    
   
O.7
ELECTION OF A MEMBER OF THE AUDIT
COMMITTEE: TJ CUMMING
Management
For
    
For
    
For
              
None
    
   
O.8
ELECTION OF A MEMBER OF THE AUDIT
COMMITTEE: SN DANSON
Management
For
    
For
    
For
              
None
    
   
O.9
RE-ELECTION OF A MEMBER OF THE
AUDIT COMMITTEE: RP MENELL
Management
For
    
For
    
For
              
None
    
   
O.10
RE-ELECTION OF A MEMBER OF THE
AUDIT COMMITTEE: NG NIKA
Management
For
    
For
    
For
              
None
    
   
O.11
RE-ELECTION OF A MEMBER OF THE
AUDIT COMMITTEE: SC VAN DER
MERWE
Management
For
    
For
    
For
              
None
    
   
O.12
APPROVAL FOR THE ISSUE OF
AUTHORISED BUT UNISSUED
ORDINARY SHARES
Management
For
    
For
    
For
              
None
    
   
O.13
ISSUING EQUITY SECURITIES FOR
CASH
    
Management
For
    
For
    
For
              
None
    
   
NB.14
NON-BINDING ADVISORY VOTE ON
REMUNERATION POLICY
Management
For
    
For
    
For
              
None
    
   
NB.15
NON-BINDING ADVISORY VOTE ON
REMUNERATION IMPLEMENTATION
REPORT
Management
For
    
For
    
For
              
None
    
   
S.1
APPROVAL FOR THE REMUNERATION
OF NON-EXECUTIVE DIRECTORS
Management
For
    
For
    
For
              
None
    
   
S.2
APPROVAL FOR THE COMPANY TO
GRANT FINANCIAL ASSISTANCE IN
TERMS OF SECTIONS 44 AND 45 OF
THE ACT
Management
For
    
For
    
For
              
None
    
   
S.3
APPROVAL FOR THE ACQUISITION OF
THE COMPANY'S OWN SHARES
Management
For
    
For
    
For
              
None
    
   
CMMT
05 APR 2019: PLEASE NOTE THAT THIS
IS A REVISION DUE TO RECEIPT OF
AUDITOR-NAME FOR RESOLUTION O.1.
IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO-NOT VOTE AGAIN
UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK-YOU.
Non-Voting
                                    
                                                                   
     
Account
Number
    
Account Name
    
Internal Account
    
Custodian
  
Ballot Shares
      
Unavailable
Shares
Vote Date
Date
Confirmed
  
   
36104
        
ASA GOLD AND
PRECIOUS METALS
LIMITED
36104
      
JP MORGAN
CHASE
1,092,174
      
0
    
30-May-2019
    
   
SIBANYE GOLD LIMITED
                                                    
   
Security
      
S7627H100
                      
Meeting Type
      
Ordinary General Meeting
        
   
Ticker Symbol
  
SGL.JO
                      
Meeting Date
      
28-May-2019
          
   
ISIN
      
ZAE000173951
                    
Agenda
          
711062745 - Management
        
   
Record Date
    
17-May-2019
                      
Holding Recon Date
    
17-May-2019
          
   
City /
Country
  
GLENHA
RVIE
/
South Africa
                
Vote Deadline Date
    
22-May-2019
          
   
SEDOL(s)
    
B98XZV9 - B9J9YF3 - B9JMDX3 -
BD6TKG7
          
Quick Code
                        
                                                                   
   
Item
Proposal
                
Proposed
by
Vote
  
Management
Recommendation
For/Against
Management
    
For/Against Preferred
Provider Recommendation
   
1
GRANTING OF AUTHORITY FOR THE
ALLOTMENT AND ISSUANCE OF
SIBANYE-STILLWATER SHARES TO
SETTLE THE CONSIDERATION PAYABLE
BY THE COMPANY FOR THE LONMIN
ACQUISITION
Management
For
    
For
    
For
              
None
    
                                                                   
     
Account
Number
    
Account Name
    
Internal Account
    
Custodian
  
Ballot Shares
      
Unavailable
Shares
Vote Date
Date
Confirmed
  
   
36104
        
ASA GOLD AND
PRECIOUS METALS
LIMITED
36104
      
JP MORGAN
CHASE
1,092,174
      
0
    
30-May-2019
    
   
STORNOWAY DIAMOND CORPORATION
                                              
   
Security
      
86222Q806
                      
Meeting Type
      
Annual
          
   
Ticker Symbol
  
SWYDF
                    
Meeting Date
      
14-May-2019
          
   
ISIN
      
CA86222Q8065
                    
Agenda
          
934984508 - Management
        
   
Record Date
    
01-Apr-2019
                      
Holding Recon Date
    
01-Apr-2019
          
   
City /
Country
      
/
Canada
                
Vote Deadline Date
    
09-May-2019
          
   
SEDOL(s)
                              
Quick Code
                        
                                                                   
   
Item
Proposal
                
Proposed
by
Vote
  
Management
Recommendation
For/Against
Management
    
For/Against Preferred
Provider Recommendation
   
1
DIRECTOR
                
Management
                                    
         
1
Patrick GODIN
              
For
    
For
    
For
          
None
        
         
2
Hume KYLE
              
For
    
For
    
For
          
None
        
         
3
Michele S. DARLING
          
For
    
For
    
For
          
None
        
         
4
Hubert T. LACROIX
            
For
    
For
    
For
          
None
        
         
5
Gaston MORIN
              
For
    
For
    
For
          
None
        
         
6
John HADJIGEORGIOU
          
For
    
For
    
For
          
None
        
         
7
Angelina MEHTA
            
For
    
For
    
For
          
None
        
         
8
Marie-Anne TAWIL
            
For
    
For
    
For
          
None
        
   
2
Appointment of PricewaterhouseCoopers
LLP, Chartered Accountants, as Auditors of
the Corporation for the ensuing year and
authorizing the Directors to fix their
remuneration.
Management
For
    
For
    
For
              
None
    
                                                                   
     
Account
Number
    
Account Name
    
Internal Account
    
Custodian
  
Ballot Shares
      
Unavailable
Shares
Vote Date
Date
Confirmed
  
   
36104
        
ASA GOLD AND
PRECIOUS METALS
LIMITED
36104
      
JP MORGAN
CHASE
11,088,050
      
0
    
29-Apr-2019
15-May-2019
  
   
TAHOE RESOURCES INC.
                                                  
   
Security
      
873868103
                      
Meeting Type
      
Special
          
   
Ticker Symbol
  
TAHO
                    
Meeting Date
      
08-Jan-2019
          
   
ISIN
      
CA8738681037
                    
Agenda
          
934911529 - Management
        
   
Record Date
    
29-Nov-2018
                      
Holding Recon Date
    
29-Nov-2018
          
   
City /
Country
      
/
United
States
                
Vote Deadline Date
    
03-Jan-2019
          
   
SEDOL(s)
                              
Quick Code
                        
   
Item
Proposal
                
Proposed
by
Vote
  
Management
Recommendation
For/Against
Management
    
For/Against Preferred
Provider Recommendation
   
1
To consider, and if thought fit, pass a
special resolution, the full text of which is
set forth in Appendix "A" to Tahoe
Resources Inc.'s management information
circular for the special meeting of
shareholders to be held on January 8, 2019
(the "Tahoe Circular"), to approve an
arrangement (the "Arrangement") under
Section 288 of the Business Corporations
Act (British Columbia), the Arrangement
being set forth in the Plan of Arrangement
attached as Appendix "B" to the Tahoe
Circular, all as more particularly described
in the Tahoe Circular.
Management
Against
    
For
    
Against
              
None
    
                                                                   
     
Account
Number
    
Account Name
    
Internal Account
    
Custodian
  
Ballot Shares
      
Unavailable
Shares
Vote Date
Date
Confirmed
  
   
2 P  86742
      
ASA LTD
        
2 P  86742
      
JPMORGAN
  
593,200
      
0
    
21-Dec-2018
09-Jan-2019
  
   
TMAC RESOURCES INC.
                                                    
   
Security
      
872577101
                      
Meeting Type
      
Annual and Special Meeting
      
   
Ticker Symbol
  
TMMFF
                    
Meeting Date
      
19-Jun-2019
          
   
ISIN
      
CA8725771015
                    
Agenda
          
935031841 - Management
        
   
Record Date
    
07-May-2019
                      
Holding Recon Date
    
07-May-2019
          
   
City /
Country
      
/
Canada
                
Vote Deadline Date
    
14-Jun-2019
          
   
SEDOL(s)
                              
Quick Code
                        
                                                                   
   
Item
Proposal
                
Proposed
by
Vote
  
Management
Recommendation
For/Against
Management
    
For/Against Preferred
Provider Recommendation
   
1
DIRECTOR
                
Management
                                    
         
1
Andrew B. Adams
             Abstain
    
For
        None        


 N/A  
         
2
Leona Aglukkaq
               Abstain
   
For
        None        


 N/A  
         
3
João P. S. Carrêlo
             Abstain
   
For
        None        


 N/A  
         
4
Franklin L. Davis
               Abstain
   
For
        None        


 N/A  
         
5
E. Randall Engel
               Abstain
   
For
        None        


 N/A  
         
6
A. Terrance MacGibbon
           Abstain
   
For
        None        


 N/A  
         
7
David W. McLaren
             Abstain
   
For
        None        


 N/A  
         
8
Jason R. Neal
               Abstain
   
For
        None        


 N/A  
         
9
Jacques Perron
               Abstain
   
For
        None        


 N/A  
   
2
Appointment of KPMG LLP as Auditors of
the Corporation for the ensuing year and
authorizing the Directors to fix their
remuneration.
Management
 Abstain    
For
        None        


 N/A  
   
3
To consider and, if deemed appropriate,
pass an ordinary resolution, with or without
variation, to approve certain amendments
reflected in the Amended and Restated
Incentive Plan and all unallocated awards
under such plan, as more particularly
described in the Company's Management
Information Circular.
Management
 Abstain
   
For
        None        


 N/A  
   
4
To consider and, if deemed appropriate,
pass, with or without variation, a non-
binding advisory resolution on executive
compensation, as more particularly
described in the Company's Management
Information Circular.
Management
 Abstain
   
For
        None        


 N/A  
                                                                   
     
Account
Number
    
Account Name
    
Internal Account
    
Custodian
  
Ballot Shares
      
Unavailable
Shares
Vote Date
Date
Confirmed
  
   
36104
        
ASA GOLD AND
PRECIOUS METALS
LIMITED
36104
      
JP MORGAN
CHASE
211,500
      
0
            
   
TOREX GOLD RESOURCES INC.
                                                  
   
Security
      
891054603
                      
Meeting Type
      
Annual and Special Meeting
      
   
Ticker Symbol
  
TORXF
                    
Meeting Date
      
20-Jun-2019
          
   
ISIN
      
CA8910546032
                    
Agenda
          
935032754 - Management
        
   
Record Date
    
10-May-2019
                      
Holding Recon Date
    
10-May-2019
          
   
City /
Country
      
/
Canada
                
Vote Deadline Date
    
17-Jun-2019
          
   
SEDOL(s)
                              
Quick Code
                        
                                                                   
   
Item
Proposal
                
Proposed
by
Vote
  
Management
Recommendation
For/Against
Management
    
For/Against Preferred
Provider Recommendation
   
1
DIRECTOR
                
Management
                                    
         
1
A. T. MacGibbon
               Abstain
    
For
        None        


 N/A  
         
2
Andrew B. Adams
             Abstain
   
For
        None        


 N/A
 
         
3
James A. Crombie
              Abstain    
For
        None        


  N/A  
         
4
Franklin L. Davis
                Abstain    
For
        None        


  N/A  
         
5
David A. Fennell
                Abstain    
For
        None        


  N/A  
         
6
Michael D. Murphy
              Abstain    
For
        None        


  N/A  
         
7
William M. Shaver
              Abstain    
For
        None        


  N/A  
         
8
Elizabeth A. Wademan
            Abstain    
For
        None        


  N/A  
         
9
Frederick M. Stanford
            Abstain    
For
        None        


  N/A  
   
2
Appointment of KPMG LLP, Chartered
Professional Accountants, as auditors of the
Company for the ensuing year and
authorizing the directors to fix their
remuneration.
Management
  Abstain    
For
        None        


  N/A  
   
3
Approval of all unallocated share units
under the Company's employee share unit
plan.
Management
  Abstain    
For
        None        


  N/A  
   
4
Approval of all unallocated options under
the Company's incentive stock option plan.
Management
  Abstain    
For
        None        


  N/A  
   
5
Approval of unallocated restricted share
units and amendments to the Company's
restricted share plan.
Management
  Abstain    
For
        None        


  N/A  
   
6
To consider and, if deemed appropriate, to
pass, with or without variation, a non-
binding advisory resolution on executive
compensation.
Management
  Abstain    
For
        None            
  N/A  
                                                                   
     
Account
Number
    
Account Name
    
Internal Account
    
Custodian
  
Ballot Shares
      
Unavailable
Shares
Vote Date
Date
Confirmed
  
   
36104
        
ASA GOLD AND
PRECIOUS METALS
LIMITED
36104
      
JP MORGAN
CHASE
460,000
      
0
            



SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

ASA Gold and Precious Metals Limited


By:  /s/ Axel Merk                                                        
Axel Merk
Principal Executive Officer


Date: August 29, 2019