Delaware (State or Other Jurisdiction of Incorporation or Organization) |
7371 (Computer Programming
Services) (Primary Standard Industrial Classification Code Number) |
06-1594540 (I.R.S. Employer Identification Number) |
Marc F. Dupré Angela N. Clement Gunderson Dettmer Stough Villeneuve Franklin & Hachigian, LLP 610 Lincoln Street Waltham, Massachusetts 02451 Telephone: (781) 890-8800 Telecopy: (781) 622-1622 |
Keith F. Higgins Ropes & Gray LLP One International Place Boston, Massachusetts 02110 Telephone: (617) 951-7000 Telecopy: (617) 951-7050 |
Item 13.
Other Expenses of Issuance and Distribution
SEC Registration fee
|
$ | 10,287 | |||
NASD fee
|
$ | 10,114 | |||
Nasdaq National Market listing fee
|
$ | 125,000 | |||
Printing and engraving expenses
|
$ | 306,000 | |||
Legal fees and expenses
|
$ | 1,200,000 | |||
Accounting fees and expenses
|
$ | 700,000 | |||
Blue sky fees and expenses
|
$ | 10,000 | |||
Custodian and transfer agent fees
|
$ | 7,500 | |||
Miscellaneous fees and expenses
|
$ | 55,671 | |||
Total
|
$ | 2,424,572 | |||
Item 14. | Indemnification of Directors and Officers |
II-1
Item 15.
Recent Sales of Unregistered Securities
Item 16.
Exhibits and Financial Statement Schedules
(a)
Exhibits
Exhibit | ||||
No. | Description | |||
1 | .1@ | Form of Underwriting Agreement. | ||
3 | .1@ | Amended and Restated Certificate of Incorporation of the Registrant. | ||
3 | .2^ | Form of Restated Certificate of Incorporation to be effective upon closing. | ||
3 | .3# | Bylaws of the Registrant. | ||
3 | .4& | Amended and Restated Bylaws of the Registrant to be effective upon closing. | ||
4 | .1 | Reference is made to Exhibits 3.1, 3.2, 3.3 and 3.4. | ||
4 | .2@ | Form of Registrants Common Stock certificate. | ||
4 | .3# | Amended and Restated Investors Rights Agreement, dated December 22, 2000, by and among the Registrant, certain stockholders and the investors listed on the signature pages thereto. | ||
4 | .4# | Amendment No. 1 to Synchronoss Technologies, Inc. Amended and Restated Investors Rights Agreement, dated April 27, 2001, by and among the Registrant, certain stockholders and the investors listed on the signature pages thereto. | ||
4 | .5# | Registration Rights Agreement, dated November 13, 2000, by and among the Registrant and the investors listed on the signature pages thereto. | ||
4 | .6# | Amendment No. 1 to Synchronoss Technologies, Inc. Registration Rights Agreement, dated May 21, 2001, by and among the Registrant, certain stockholders listed on the signature pages thereto and Silicon Valley Bank. | ||
5 | .1 | Opinion of Gunderson Dettmer Stough Villeneuve Franklin & Hachigian, LLP. | ||
10 | .1& | Form of Indemnification Agreement between the Registrant and each of its directors and executive officers. | ||
10 | .2# | Synchronoss Technologies, Inc. 2000 Stock Plan and forms of agreements thereunder. | ||
10 | .3& | Amendment No. 1 to Synchronoss Technologies, Inc. 2000 Stock Plan. | ||
10 | .4& | 2006 Equity Incentive Plan and forms of agreements thereunder. |
II-2
Exhibit | ||||
No. | Description | |||
10 | .5# | Lease Agreement between the Registrant and BTCT Associates, L.L.C. for the premises located at 750 Route 202 South, Bridgewater, New Jersey, dated as of May 11, 2004. | ||
10 | .6# | Lease Agreement between the Registrant and Liberty Property Limited Partnership for the premises located at 1525 Valley Center Parkway, Bethlehem, Pennsylvania, dated as of February 14, 2002. | ||
10 | .7# | Lease Agreement between the Registrant and Apple Tree LLC for the premises located at 8201 164th Avenue NE, Redmond, Washington, dated as of November 28, 2005. | ||
10 | .8# | Warrants to Purchase Series A Preferred Stock of the Registrant issued to Silicon Valley Bank, dated as of May 21, 2001 and June 26, 2002. | ||
10 | .9# | Loan and Security Agreement between the Registrant and Silicon Valley Bank, dated as of May 21, 2001. | ||
10 | .10^ | Cingular Master Services Agreement, effective September 1, 2005 by and between the Registrant and Cingular Wireless LLC. | ||
10 | .11@ | Employment Agreement between the Registrant and Stephen G. Waldis. | ||
10 | .12@ | Employment Agreement between the Registrant and Lawrence R. Irving. | ||
10 | .13@ | Employment Agreement between the Registrant and David E. Berry. | ||
10 | .14@ | Employment Agreement between the Registrant and Robert Garcia. | ||
23 | .1@ | Consent of Ernst & Young, LLP, Independent Registered Public Accounting Firm. | ||
23 | .2 | Consent of Gunderson Dettmer Stough Villeneuve Franklin & Hachigian, LLP (contained in Exhibit 5.1). | ||
23 | .3^ | Consent of Charles E. Hoffman to be named as director nominee. | ||
24 | .1# | Power of Attorney (included on signature page to the Registration Statement filed on February 28, 2004). |
| Compensation Arrangement. | |
* | To be filed by amendment. | |
| Confidential treatment has been requested for portions of this document. The omitted portions of this document have been filed with the Securities and Exchange Commission. | |
# | Previously filed as an exhibit to this Registration Statement filed February 28, 2006. | |
$ | Previously filed as an exhibit to this Registration Statement filed April 14, 2006. | |
& | Previously filed as an exhibit to this Registration Statement filed May 9, 2006. | |
^ | Previously filed as an exhibit to this Registration Statement filed May 30, 2006. | |
@ | Previously filed as an exhibit to this Registration Statement filed June 12, 2006 | |
(b) | Financial Statement Schedules |
II-3
Balance | Balance at | |||||||||||||||
Beginning of | Charged to | End of | ||||||||||||||
Allowance for Doubtful Accounts | Year | Expense | Write-Offs | Year | ||||||||||||
(in thousands) | ||||||||||||||||
December 31, 2003
|
$ | 220 | $ | 137 | $ | | $ | 357 | ||||||||
December 31, 2004
|
$ | 357 | $ | (123 | ) | $ | (34 | ) | $ | 200 | ||||||
December 31, 2005
|
$ | 200 | $ | 21 | $ | | $ | 221 |
Note: | Additions to the allowance for doubtful accounts are charged to expenses. |
Item 17. | Undertakings |
(1) For purposes of determining any liability under the Securities Act, the information omitted from the form of prospectus filed as part of this registration statement in reliance upon Rule 430A and contained in a form of prospectus filed by us under Rule 424(b)(1) or (4) or 497(h) under the Securities Act shall be deemed to be part of this registration statement as of the time it was declared effective. | |
(2) For the purpose of determining any liability under the Securities Act, each post-effective amendment that contains a form of prospectus shall be deemed to be a new registration statement relating to the securities offered, and the offering of these securities at that time shall be deemed to be the initial bona fide offering. |
II-4
SYNCHRONOSS TECHNOLOGIES, INC.
By:
/s/ Stephen G.
Waldis
Stephen G. Waldis
Chairman of the Board of Directors,
President and Chief Executive Officer
Signature | Title | Date | ||||
/s/
Stephen G. Waldis |
Chairman of the Board of Directors, President and Chief Executive Officer | June 13, 2006 | ||||
/s/
Lawrence R. Irving |
Chief Financial Officer and
Treasurer (Principal Financial and Accounting Officer) |
June 13, 2006 | ||||
* |
Director | June 13, 2006 | ||||
* |
Director | June 13, 2006 | ||||
* |
Director | June 13, 2006 | ||||
* |
Director | June 13, 2006 | ||||
By: |
/s/
Stephen G. Waldis Attorney-in-Fact |
II-5
Exhibit | ||||
No. | Description | |||
1 | .1@ | Form of Underwriting Agreement. | ||
3 | .1@ | Amended and Restated Certificate of Incorporation of the Registrant. | ||
3 | .2^ | Form of Restated Certificate of Incorporation to be effective upon closing. | ||
3 | .3# | Bylaws of the Registrant. | ||
3 | .4& | Amended and Restated Bylaws of the Registrant to be effective upon closing. | ||
4 | .1 | Reference is made to Exhibits 3.1, 3.2, 3.3 and 3.4. | ||
4 | .2@ | Form of Registrants Common Stock certificate. | ||
4 | .3# | Amended and Restated Investors Rights Agreement, dated December 22, 2000, by and among the Registrant, certain stockholders and the investors listed on the signature pages thereto. | ||
4 | .4# | Amendment No. 1 to Synchronoss Technologies, Inc. Amended and Restated Investors Rights Agreement, dated April 27, 2001, by and among the Registrant, certain stockholders and the investors listed on the signature pages thereto. | ||
4 | .5# | Registration Rights Agreement, dated November 13, 2000, by and among the Registrant and the investors listed on the signature pages thereto. | ||
4 | .6# | Amendment No. 1 to Synchronoss Technologies, Inc. Registration Rights Agreement, dated May 21, 2001, by and among the Registrant, certain stockholders listed on the signature pages thereto and Silicon Valley Bank. | ||
5 | .1 | Opinion of Gunderson Dettmer Stough Villeneuve Franklin & Hachigian, LLP. | ||
10 | .1& | Form of Indemnification Agreement between the Registrant and each of its directors and executive officers. | ||
10 | .2# | Synchronoss Technologies, Inc. 2000 Stock Plan and forms of agreements thereunder. | ||
10 | .3& | Amendment No. 1 to Synchronoss Technologies, Inc. 2000 Stock Plan. | ||
10 | .4& | 2006 Equity Incentive Plan and forms of agreements thereunder. | ||
10 | .5# | Lease Agreement between the Registrant and BTCT Associates, L.L.C. for the premises located at 750 Route 202 South, Bridgewater, New Jersey, dated as of May 11, 2004. | ||
10 | .6# | Lease Agreement between the Registrant and Liberty Property Limited Partnership for the premises located at 1525 Valley Center Parkway, Bethlehem, Pennsylvania, dated as of February 14, 2002. | ||
10 | .7# | Lease Agreement between the Registrant and Apple Tree LLC for the premises located at 8201 164th Avenue NE, Redmond, Washington, dated as of November 28, 2005. | ||
10 | .8# | Warrants to Purchase Series A Preferred Stock of the Registrant issued to Silicon Valley Bank, dated as of May 21, 2001 and June 26, 2002. | ||
10 | .9# | Loan and Security Agreement between the Registrant and Silicon Valley Bank, dated as of May 21, 2001. | ||
10 | .10^ | Cingular Master Services Agreement, effective September 1, 2005 by and between the Registrant and Cingular Wireless LLC. | ||
10 | .11@ | Employment Agreement between the Registrant and Stephen G. Waldis. | ||
10 | .12@ | Employment Agreement between the Registrant and Lawrence R. Irving. | ||
10 | .13@ | Employment Agreement between the Registrant and David E. Berry. | ||
10 | .14@ | Employment Agreement between the Registrant and Robert Garcia. | ||
23 | .1@ | Consent of Ernst & Young, LLP, Independent Registered Public Accounting Firm. | ||
23 | .2 | Consent of Gunderson Dettmer Stough Villeneuve Franklin & Hachigian, LLP (contained in Exhibit 5.1). | ||
23 | .3^ | Consent of Charles E. Hoffman to be named as a director nominee. | ||
24 | .1# | Power of Attorney (included on signature page to the Registration Statement filed on February 28, 2004). |
| Compensation Arrangement. |
II-6
II-7
*
To be filed by amendment.
Confidential treatment has been requested for portions of this
document. The omitted portions of this document have been filed
with the Securities and Exchange Commission.
#
Previously filed as an exhibit to this Registration Statement
filed February 28, 2006.
$
Previously filed as an exhibit to this Registration Statement
filed April 14, 2006.
&
Previously filed as an exhibit to this Registration Statement
filed May 9, 2006.
^
Previously filed as an exhibit to this Registration Statement
filed May 30, 2006.
@
Previously filed as an exhibit to this Registration Statement
filed June 12, 2006