UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-09377
The Gabelli Dividend Growth Fund
(Exact name of registrant as specified in charter)
One Corporate Center
Rye, New York 10580-1422
(Address of principal executive offices) (Zip code)
Bruce N. Alpert
Gabelli Funds, LLC
One Corporate Center
Rye, New York 10580-1422
(Name and address of agent for service)
Registrant’s telephone number, including area code: 1-800-422-3554
Date of fiscal year end: December 31
Date of reporting period: July 1, 2020 – June 30, 2021
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2020 TO JUNE 30, 2021
ProxyEdge
|
Report
Date: 07/01/2021 |
| Investment Company Report | ||||||||||||
| WILLIS TOWERS WATSON PLC | ||||||||||||
| Security | G96629103 | Meeting Type | Special | |||||||||
| Ticker Symbol | WLTW | Meeting Date | 26-Aug-2020 | |||||||||
| ISIN | IE00BDB6Q211 | Agenda | 935249234 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | Ordinary Resolution to approve the scheme, as described in the joint proxy statement, in its original form or with or subject to any modification(s), addition(s) or condition(s) approved or imposed by the High Court of Ireland, and to authorize the directors of WTW to take all such actions as they consider necessary or appropriate for carrying the scheme into effect. | Management | For | For | ||||||||
| 2. | Special Resolution to amend the constitution of WTW, referred to as the "WTW Constitution," so that any WTW Shares that are issued on or after the WTW Voting Record Time will either be subject to the terms of the scheme or will be immediately and automatically acquired by Aon for the scheme consideration. | Management | For | For | ||||||||
| 3. | Ordinary
Resolution to approve, on a non-binding,
advisory basis, specified compensatory arrangements
between WTW and its named executive officers relating to the transaction. |
Management | For | For | ||||||||
| 4. | Ordinary Resolution to approve any motion by the chairman of the WTW EGM to adjourn the WTW EGM, or any adjournments thereof, to solicit additional proxies in favour of the approval of the resolutions if there are insufficient votes at the time of the WTW EGM to approve resolutions 1 and 2. | Management | For | For | ||||||||
| WILLIS TOWERS WATSON PLC | ||||||||||||
| Security | G96629111 | Meeting Type | Special | |||||||||
| Ticker Symbol | Meeting Date | 26-Aug-2020 | ||||||||||
| ISIN | IE00B4XGY116 | Agenda | 935249246 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | To approve the scheme, as described in the joint proxy statement, in its original form or with or subject to any modification(s), addition(s) or condition(s) approved or imposed by the High Court of Ireland. | Management | For | For | ||||||||
| INTERNATIONAL FLAVORS & FRAGRANCES INC. | ||||||||||||
| Security | 459506101 | Meeting Type | Special | |||||||||
| Ticker Symbol | IFF | Meeting Date | 27-Aug-2020 | |||||||||
| ISIN | US4595061015 | Agenda | 935255566 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | To approve the issuance of shares of IFF common stock to the stockholders of Nutrition and Biosciences, Inc. in the Merger pursuant to the terms of the Merger Agreement (the "Share Issuance"). | Management | For | For | ||||||||
| 2. | To
approve the adjournment of the Special Meeting, if necessary or appropriate, to solicit additional proxies if there are not sufficient votes at the time of the Special Meeting to approve the Share Issuance. |
Management | For | For | ||||||||
| PATTERSON COMPANIES, INC. | ||||||||||||
| Security | 703395103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | PDCO | Meeting Date | 14-Sep-2020 | |||||||||
| ISIN | US7033951036 | Agenda | 935253384 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: John D. Buck | Management | For | For | ||||||||
| 1B. | Election of Director: Alex N. Blanco | Management | For | For | ||||||||
| 1C. | Election of Director: Jody H. Feragen | Management | For | For | ||||||||
| 1D. | Election of Director: Robert C. Frenzel | Management | For | For | ||||||||
| 1E. | Election of Director: Francis J. Malecha | Management | For | For | ||||||||
| 1F. | Election of Director: Ellen A. Rudnick | Management | For | For | ||||||||
| 1G. | Election of Director: Neil A. Schrimsher | Management | For | For | ||||||||
| 1H. | Election of Director: Mark S. Walchirk | Management | For | For | ||||||||
| 2. | Advisory approval of executive compensation. | Management | For | For | ||||||||
| 3. | To
ratify the selection of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending April 24, 2021. |
Management | For | For | ||||||||
| CONAGRA BRANDS, INC. | ||||||||||||
| Security | 205887102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CAG | Meeting Date | 23-Sep-2020 | |||||||||
| ISIN | US2058871029 | Agenda | 935259374 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Anil Arora | Management | For | For | ||||||||
| 1B. | Election of Director: Thomas K. Brown | Management | For | For | ||||||||
| 1C. | Election of Director: Sean M. Connolly | Management | For | For | ||||||||
| 1D. | Election of Director: Joie A. Gregor | Management | For | For | ||||||||
| 1E. | Election of Director: Rajive Johri | Management | For | For | ||||||||
| 1F. | Election of Director: Richard H. Lenny | Management | For | For | ||||||||
| 1G. | Election of Director: Melissa Lora | Management | For | For | ||||||||
| 1H. | Election of Director: Ruth Ann Marshall | Management | For | For | ||||||||
| 1I. | Election of Director: Craig P. Omtvedt | Management | For | For | ||||||||
| 1J. | Election of Director: Scott Ostfeld | Management | For | For | ||||||||
| 2. | Ratification
of the appointment of KPMG LLP as our independent auditor for fiscal 2021. |
Management | For | For | ||||||||
| 3. | Advisory
approval of our named executive officer compensation. |
Management | For | For | ||||||||
| DIAGEO PLC | ||||||||||||
| Security | 25243Q205 | Meeting Type | Annual | |||||||||
| Ticker Symbol | DEO | Meeting Date | 28-Sep-2020 | |||||||||
| ISIN | US25243Q2057 | Agenda | 935266292 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| O1 | Report and accounts 2020. | Management | For | For | ||||||||
| O2 | Directors' remuneration report 2020. | Management | For | For | ||||||||
| O3 | Directors' remuneration policy 2020. | Management | For | For | ||||||||
| O4 | Declaration of final dividend. | Management | For | For | ||||||||
| O5 | Election of Melissa Bethell (1,3,4) as a director. | Management | For | For | ||||||||
| O6 | Re-election of Javier Ferrán (3*) as a director. | Management | For | For | ||||||||
| O7 | Re-election of Susan Kilsby (1,3,4*) as a director. | Management | For | For | ||||||||
| O8 | Re-election of Lady Mendelsohn (1,3,4) as a director. | Management | For | For | ||||||||
| O9 | Re-election of Ivan Menezes (2*) as a director. | Management | For | For | ||||||||
| O10 | Re-election of Kathryn Mikells (2) as a director. | Management | For | For | ||||||||
| O11 | Re-election of Alan Stewart (1*,3,4) as a director. | Management | For | For | ||||||||
| O12 | Re-appointment of auditor. | Management | For | For | ||||||||
| 013 | Remuneration of auditor. | Management | For | For | ||||||||
| O14 | Authority
to make political donations and/or to incur political expenditure. |
Management | For | For | ||||||||
| O15 | Authority to allot shares. | Management | For | For | ||||||||
| O16 | Amendment of the Diageo 2001 Share Incentive Plan. | Management | For | For | ||||||||
| O17 | Adoption of the Diageo 2020 Sharesave Plan. | Management | For | For | ||||||||
| O18 | Adoption of the Diageo Deferred Bonus Share Plan. | Management | For | For | ||||||||
| O19 | Authority to establish international share plans. | Management | For | For | ||||||||
| S20 | Disapplication of pre-emption rights. | Management | For | For | ||||||||
| S21 | Authority to purchase own shares. | Management | For | For | ||||||||
| S22 | Reduced notice of a general meeting other than an AGM. | Management | For | For | ||||||||
| S23 | Approval and adoption of new articles of association. | Management | For | For | ||||||||
| S24 | 2019
Share buy-backs and employee benefit and share ownership trust transactions. |
Management | For | |||||||||
| THE HAIN CELESTIAL GROUP, INC. | ||||||||||||
| Security | 405217100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | HAIN | Meeting Date | 24-Nov-2020 | |||||||||
| ISIN | US4052171000 | Agenda | 935283630 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: Richard A. Beck | Management | For | For | ||||||||
| 1b. | Election of Director: Celeste A. Clark | Management | For | For | ||||||||
| 1c. | Election of Director: Dean Hollis | Management | For | For | ||||||||
| 1d. | Election of Director: Shervin J. Korangy | Management | For | For | ||||||||
| 1e. | Election of Director: Mark L. Schiller | Management | For | For | ||||||||
| 1f. | Election of Director: Michael B. Sims | Management | For | For | ||||||||
| 1g. | Election of Director: Glenn W. Welling | Management | For | For | ||||||||
| 1h. | Election of Director: Dawn M. Zier | Management | For | For | ||||||||
| 2. | To
approve, on an advisory basis, named executive officer compensation. |
Management | For | For | ||||||||
| 3. | To
ratify the appointment of Ernst & Young LLP to act as registered independent accountants of the Company for the fiscal year ending June 30, 2021. |
Management | For | For | ||||||||
| MICROSOFT CORPORATION | ||||||||||||
| Security | 594918104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MSFT | Meeting Date | 02-Dec-2020 | |||||||||
| ISIN | US5949181045 | Agenda | 935284478 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Reid G. Hoffman | Management | For | For | ||||||||
| 1B. | Election of Director: Hugh F. Johnston | Management | For | For | ||||||||
| 1C. | Election of Director: Teri L. List-Stoll | Management | For | For | ||||||||
| 1D. | Election of Director: Satya Nadella | Management | For | For | ||||||||
| 1E. | Election of Director: Sandra E. Peterson | Management | For | For | ||||||||
| 1F. | Election of Director: Penny S. Pritzker | Management | For | For | ||||||||
| 1G. | Election of Director: Charles W. Scharf | Management | For | For | ||||||||
| 1H. | Election of Director: Arne M. Sorenson | Management | For | For | ||||||||
| 1I. | Election of Director: John W. Stanton | Management | For | For | ||||||||
| 1J. | Election of Director: John W. Thompson | Management | For | For | ||||||||
| 1K. | Election of Director: Emma N. Walmsley | Management | For | For | ||||||||
| 1L. | Election of Director: Padmasree Warrior | Management | For | For | ||||||||
| 2. | Advisory
vote to approve named executive officer compensation. |
Management | For | For | ||||||||
| 3. | Ratification
of Deloitte & Touche LLP as our independent auditor for fiscal year 2021. |
Management | For | For | ||||||||
| 4. | Shareholder
Proposal - Report on Employee Representation on Board of Directors. |
Shareholder | Against | For | ||||||||
| PALO ALTO NETWORKS, INC. | ||||||||||||
| Security | 697435105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | PANW | Meeting Date | 09-Dec-2020 | |||||||||
| ISIN | US6974351057 | Agenda | 935287501 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Class III Director: Nikesh Arora | Management | For | For | ||||||||
| 1b. | Election of Class III Director: Carl Eschenbach | Management | For | For | ||||||||
| 1c. | Election of Class III Director: Lorraine Twohill | Management | For | For | ||||||||
| 2. | To
ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for our fiscal year ending July 31, 2021. |
Management | For | For | ||||||||
| 3. | To
approve, on an advisory basis, the compensation of our named executive officers. |
Management | For | For | ||||||||
| MEDTRONIC PLC | ||||||||||||
| Security | G5960L103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MDT | Meeting Date | 11-Dec-2020 | |||||||||
| ISIN | IE00BTN1Y115 | Agenda | 935288286 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Richard H. Anderson | Management | For | For | ||||||||
| 1B. | Election of Director: Craig Arnold | Management | For | For | ||||||||
| 1C. | Election of Director: Scott C. Donnelly | Management | For | For | ||||||||
| 1D. | Election of Director: Andrea J. Goldsmith, Ph.D. | Management | For | For | ||||||||
| 1E. | Election of Director: Randall J. Hogan, III | Management | For | For | ||||||||
| 1F. | Election of Director: Michael O. Leavitt | Management | For | For | ||||||||
| 1G. | Election of Director: James T. Lenehan | Management | For | For | ||||||||
| 1H. | Election of Director: Kevin E. Lofton | Management | For | For | ||||||||
| 1I. | Election of Director: Geoffrey S. Martha | Management | For | For | ||||||||
| 1J. | Election of Director: Elizabeth G. Nabel, M.D. | Management | For | For | ||||||||
| 1K. | Election of Director: Denise M. O'Leary | Management | For | For | ||||||||
| 1L. | Election of Director: Kendall J. Powell | Management | For | For | ||||||||
| 2. | To
ratify, in a non-binding vote, the appointment of PricewaterhouseCoopers LLP as the Company's independent auditor for fiscal year 2021 and to authorize, in a binding vote, the Board of Directors, acting through the Audit Committee, to set the auditor's remuneration. |
Management | For | For | ||||||||
| 3. | To
approve, in a non-binding advisory vote, named executive officer compensation (a "Say-on-Pay" vote). |
Management | For | For | ||||||||
| 4. | To renew the Board's authority to issue shares. | Management | For | For | ||||||||
| 5. | To
renew the Board's authority to opt out of pre-emption rights. |
Management | Against | Against | ||||||||
| 6. | Authorizing
the Company and any subsidiary of the Company to make overseas market purchases of Medtronic ordinary shares. |
Management | For | For | ||||||||
| VISA INC. | ||||||||||||
| Security | 92826C839 | Meeting Type | Annual | |||||||||
| Ticker Symbol | V | Meeting Date | 26-Jan-2021 | |||||||||
| ISIN | US92826C8394 | Agenda | 935315576 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Lloyd A. Carney | Management | For | For | ||||||||
| 1B. | Election of Director: Mary B. Cranston | Management | For | For | ||||||||
| 1C. | Election of Director: Francisco Javier Fernández-Carbajal | Management | For | For | ||||||||
| 1D. | Election of Director: Alfred F. Kelly, Jr. | Management | For | For | ||||||||
| 1E. | Election of Director: Ramon Laguarta | Management | For | For | ||||||||
| 1F. | Election of Director: John F. Lundgren | Management | For | For | ||||||||
| 1G. | Election of Director: Robert W. Matschullat | Management | For | For | ||||||||
| 1H. | Election of Director: Denise M. Morrison | Management | For | For | ||||||||
| 1I. | Election of Director: Suzanne Nora Johnson | Management | For | For | ||||||||
| 1J. | Election of Director: Linda J. Rendle | Management | For | For | ||||||||
| 1K. | Election of Director: John A. C. Swainson | Management | For | For | ||||||||
| 1L. | Election of Director: Maynard G. Webb, Jr. | Management | For | For | ||||||||
| 2. | Approval,
on an advisory basis, of compensation paid to our named executive officers. |
Management | For | For | ||||||||
| 3. | Ratification
of the appointment of KPMG LLP as our independent registered public accounting firm for the 2021 fiscal year. |
Management | For | For | ||||||||
| 4. | Approval
of the Visa Inc. 2007 Equity Incentive Compensation Plan, as amended and restated. |
Management | For | For | ||||||||
| 5. | Approval
of an amendment to our Certificate of Incorporation to enable the adoption of a special meeting right for Class A common stockholders. |
Management | For | For | ||||||||
| 6. | To
vote on a stockholder proposal requesting stockholders' right to act by written consent, if properly presented. |
Shareholder | Against | For | ||||||||
| 7. | To
vote on a stockholder proposal to amend our principles of executive compensation program, if properly presented. |
Shareholder | Against | For | ||||||||
| ENERGIZER HOLDINGS, INC. | ||||||||||||
| Security | 29272W109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ENR | Meeting Date | 01-Feb-2021 | |||||||||
| ISIN | US29272W1099 | Agenda | 935317568 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Carlos Abrams-Rivera | Management | For | For | ||||||||
| 1B. | Election of Director: Bill G. Armstrong | Management | For | For | ||||||||
| 1C. | Election of Director: Cynthia J. Brinkley | Management | For | For | ||||||||
| 1D. | Election of Director: Rebecca Frankiewicz | Management | For | For | ||||||||
| 1E. | Election of Director: Alan R. Hoskins | Management | For | For | ||||||||
| 1F. | Election of Director: Kevin J. Hunt | Management | For | For | ||||||||
| 1G. | Election of Director: James C. Johnson | Management | For | For | ||||||||
| 1H. | Election of Director: Mark S. LaVigne | Management | For | For | ||||||||
| 1I. | Election of Director: Patrick J. Moore | Management | For | For | ||||||||
| 1J. | Election of Director: Nneka L. Rimmer | Management | For | For | ||||||||
| 1K. | Election of Director: Robert V. Vitale | Management | For | For | ||||||||
| 2. | To
ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for fiscal 2021. |
Management | For | For | ||||||||
| 3. | Advisory, non-binding vote on executive compensation. | Management | For | For | ||||||||
| EDGEWELL PERSONAL CARE COMPANY | ||||||||||||
| Security | 28035Q102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | EPC | Meeting Date | 04-Feb-2021 | |||||||||
| ISIN | US28035Q1022 | Agenda | 935313813 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Robert W. Black | Management | For | For | ||||||||
| 1B. | Election of Director: George R. Corbin | Management | For | For | ||||||||
| 1C. | Election of Director: Daniel J. Heinrich | Management | For | For | ||||||||
| 1D. | Election of Director: Carla C. Hendra | Management | For | For | ||||||||
| 1E. | Election of Director: John C. Hunter, III | Management | For | For | ||||||||
| 1F. | Election of Director: James C. Johnson | Management | For | For | ||||||||
| 1G. | Election of Director: Rod R. Little | Management | For | For | ||||||||
| 1H. | Election of Director: Joseph D. O'Leary | Management | For | For | ||||||||
| 1I. | Election of Director: Rakesh Sachdev | Management | For | For | ||||||||
| 1J. | Election of Director: Swan Sit | Management | For | For | ||||||||
| 1K. | Election of Director: Gary K. Waring | Management | For | For | ||||||||
| 2. | To
ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for fiscal 2021. |
Management | For | For | ||||||||
| 3. | To
cast a non-binding advisory vote on executive compensation. |
Management | For | For | ||||||||
| APPLE INC. | ||||||||||||
| Security | 037833100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | AAPL | Meeting Date | 23-Feb-2021 | |||||||||
| ISIN | US0378331005 | Agenda | 935323167 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: James Bell | Management | For | For | ||||||||
| 1B. | Election of Director: Tim Cook | Management | For | For | ||||||||
| 1C. | Election of Director: Al Gore | Management | For | For | ||||||||
| 1D. | Election of Director: Andrea Jung | Management | For | For | ||||||||
| 1E. | Election of Director: Art Levinson | Management | For | For | ||||||||
| 1F. | Election of Director: Monica Lozano | Management | For | For | ||||||||
| 1G. | Election of Director: Ron Sugar | Management | For | For | ||||||||
| 1H. | Election of Director: Sue Wagner | Management | For | For | ||||||||
| 2. | Ratification
of the appointment of Ernst & Young LLP as Apple's independent registered public accounting firm for fiscal 2021. |
Management | For | For | ||||||||
| 3. | Advisory vote to approve executive compensation. | Management | For | For | ||||||||
| 4. | A
shareholder proposal entitled "Shareholder Proxy Access Amendments". |
Shareholder | Against | For | ||||||||
| 5. | A
shareholder proposal entitled "Shareholder Proposal to Improve Executive Compensation Program". |
Shareholder | Against | For | ||||||||
| NATIONAL FUEL GAS COMPANY | ||||||||||||
| Security | 636180101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | NFG | Meeting Date | 11-Mar-2021 | |||||||||
| ISIN | US6361801011 | Agenda | 935329626 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | David H. Anderson | For | For | |||||||||
| 2 | David P. Bauer | For | For | |||||||||
| 3 | Barbara M. Baumann | For | For | |||||||||
| 4 | Rebecca Ranich | Withheld | Against | |||||||||
| 2. | Advisory
approval of named executive officer compensation |
Management | For | For | ||||||||
| 3. | Approval
of an amendment of the Restated Certificate of Incorporation to declassify the Board of Directors |
Management | For | For | ||||||||
| 4. | Ratification
of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for fiscal 2021 |
Management | For | For | ||||||||
| THE BANK OF NEW YORK MELLON CORPORATION | ||||||||||||
| Security | 064058100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BK | Meeting Date | 13-Apr-2021 | |||||||||
| ISIN | US0640581007 | Agenda | 935338132 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Linda Z. Cook | Management | For | For | ||||||||
| 1B. | Election of Director: Joseph J. Echevarria | Management | For | For | ||||||||
| 1C. | Election of Director: Thomas P. "Todd" Gibbons | Management | For | For | ||||||||
| 1D. | Election of Director: M. Amy Gilliland | Management | For | For | ||||||||
| 1E. | Election of Director: Jeffrey A. Goldstein | Management | For | For | ||||||||
| 1F. | Election of Director: K. Guru Gowrappan | Management | For | For | ||||||||
| 1G. | Election of Director: Ralph Izzo | Management | For | For | ||||||||
| 1H. | Election of Director: Edmund F. "Ted" Kelly | Management | For | For | ||||||||
| 1I. | Election of Director: Elizabeth E. Robinson | Management | For | For | ||||||||
| 1J. | Election of Director: Samuel C. Scott III | Management | For | For | ||||||||
| 1K. | Election of Director: Frederick O. Terrell | Management | For | For | ||||||||
| 1L. | Election of Director: Alfred W. "Al" Zollar | Management | For | For | ||||||||
| 2. | Advisory
resolution to approve the 2020 compensation of our named executive officers. |
Management | For | For | ||||||||
| 3. | Ratification
of KPMG LLP as our independent auditor for 2021. |
Management | For | For | ||||||||
| 4. | Stockholder
proposal regarding stockholder requests for a record date to initiate written consent. |
Shareholder | Against | For | ||||||||
| THE BOEING COMPANY | ||||||||||||
| Security | 097023105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BA | Meeting Date | 20-Apr-2021 | |||||||||
| ISIN | US0970231058 | Agenda | 935340884 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Robert A. Bradway | Management | For | For | ||||||||
| 1B. | Election of Director: David L. Calhoun | Management | For | For | ||||||||
| 1C. | Election of Director: Lynne M. Doughtie | Management | For | For | ||||||||
| 1D. | Election of Director: Edmund P. Giambastiani Jr. | Management | For | For | ||||||||
| 1E. | Election of Director: Lynn J. Good | Management | For | For | ||||||||
| 1F. | Election of Director: Akhil Johri | Management | For | For | ||||||||
| 1G. | Election of Director: Lawrence W. Kellner | Management | For | For | ||||||||
| 1H. | Election of Director: Steven M. Mollenkopf | Management | For | For | ||||||||
| 1I. | Election of Director: John M. Richardson | Management | For | For | ||||||||
| 1J. | Election of Director: Ronald A. Williams | Management | For | For | ||||||||
| 2. | Approve,
on an Advisory Basis, Named Executive Officer Compensation. |
Management | For | For | ||||||||
| 3. | Ratify
the Appointment of Deloitte & Touche LLP as Independent Auditor for 2021. |
Management | For | For | ||||||||
| 4. | Additional Report on Lobbying Activities. | Shareholder | Abstain | Against | ||||||||
| 5. | Written Consent. | Shareholder | Against | For | ||||||||
| BANK OF AMERICA CORPORATION | ||||||||||||
| Security | 060505104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BAC | Meeting Date | 20-Apr-2021 | |||||||||
| ISIN | US0605051046 | Agenda | 935345670 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Sharon L. Allen | Management | For | For | ||||||||
| 1B. | Election of Director: Susan S. Bies | Management | For | For | ||||||||
| 1C. | Election of Director: Frank P. Bramble, Sr. | Management | For | For | ||||||||
| 1D. | Election of Director: Pierre J.P. de Weck | Management | For | For | ||||||||
| 1E. | Election of Director: Arnold W. Donald | Management | For | For | ||||||||
| 1F. | Election of Director: Linda P. Hudson | Management | For | For | ||||||||
| 1G. | Election of Director: Monica C. Lozano | Management | For | For | ||||||||
| 1H. | Election of Director: Thomas J. May | Management | For | For | ||||||||
| 1I. | Election of Director: Brian T. Moynihan | Management | For | For | ||||||||
| 1J. | Election of Director: Lionel L. Nowell III | Management | For | For | ||||||||
| 1K. | Election of Director: Denise L. Ramos | Management | For | For | ||||||||
| 1L. | Election of Director: Clayton S. Rose | Management | For | For | ||||||||
| 1M. | Election of Director: Michael D. White | Management | For | For | ||||||||
| 1N. | Election of Director: Thomas D. Woods | Management | For | For | ||||||||
| 1O. | Election of Director: R. David Yost | Management | For | For | ||||||||
| 1P. | Election of Director: Maria T. Zuber | Management | For | For | ||||||||
| 2. | Approving
our executive compensation (an advisory, nonbinding "Say on Pay" resolution). |
Management | For | For | ||||||||
| 3. | Ratifying
the appointment of our independent registered public accounting firm for 2021. |
Management | For | For | ||||||||
| 4. | Amending
and restating the Bank of America Corporation Key Employee Equity Plan. |
Management | For | For | ||||||||
| 5. | Shareholder
proposal requesting amendments to our proxy access by law. |
Shareholder | Abstain | Against | ||||||||
| 6. | Shareholder
proposal requesting amendments to allow shareholders to act by written consent. |
Shareholder | Against | For | ||||||||
| 7. | Shareholder
proposal requesting a change in organizational form. |
Shareholder | Abstain | Against | ||||||||
| 8. | Shareholder proposal requesting a racial equity audit. | Shareholder | Abstain | Against | ||||||||
| PFIZER INC. | ||||||||||||
| Security | 717081103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | PFE | Meeting Date | 22-Apr-2021 | |||||||||
| ISIN | US7170811035 | Agenda | 935344503 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Ronald E. Blaylock | Management | For | For | ||||||||
| 1B. | Election of Director: Albert Bourla | Management | For | For | ||||||||
| 1C. | Election of Director: Susan Desmond-Hellmann | Management | For | For | ||||||||
| 1D. | Election of Director: Joseph J. Echevarria | Management | For | For | ||||||||
| 1E. | Election of Director: Scott Gottlieb | Management | For | For | ||||||||
| 1F. | Election of Director: Helen H. Hobbs | Management | For | For | ||||||||
| 1G. | Election of Director: Susan Hockfield | Management | For | For | ||||||||
| 1H. | Election of Director: Dan R. Littman | Management | For | For | ||||||||
| 1I. | Election of Director: Shantanu Narayen | Management | For | For | ||||||||
| 1J. | Election of Director: Suzanne Nora Johnson | Management | For | For | ||||||||
| 1K. | Election of Director: James Quincey | Management | For | For | ||||||||
| 1L. | Election of Director: James C. Smith | Management | For | For | ||||||||
| 2. | Ratify
the selection of KPMG LLP as independent registered public accounting firm for 2021. |
Management | For | For | ||||||||
| 3. | 2021 advisory approval of executive compensation. | Management | For | For | ||||||||
| 4. | Shareholder proposal regarding independent chair policy. | Shareholder | Against | For | ||||||||
| 5. | Shareholder proposal regarding political spending report. | Shareholder | Abstain | Against | ||||||||
| 6. | Shareholder
proposal regarding access to COVID-19 products. |
Shareholder | Abstain | Against | ||||||||
| CITIGROUP INC. | ||||||||||||
| Security | 172967424 | Meeting Type | Annual | |||||||||
| Ticker Symbol | C | Meeting Date | 27-Apr-2021 | |||||||||
| ISIN | US1729674242 | Agenda | 935349515 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Ellen M. Costello | Management | For | For | ||||||||
| 1B. | Election of Director: Grace E. Dailey | Management | For | For | ||||||||
| 1C. | Election of Director: Barbara J. Desoer | Management | For | For | ||||||||
| 1D. | Election of Director: John C. Dugan | Management | For | For | ||||||||
| 1E. | Election of Director: Jane N. Fraser | Management | For | For | ||||||||
| 1F. | Election of Director: Duncan P. Hennes | Management | For | For | ||||||||
| 1G. | Election of Director: Peter B. Henry | Management | For | For | ||||||||
| 1H. | Election of Director: S. Leslie Ireland | Management | For | For | ||||||||
| 1I. | Election of Director: Lew W. (Jay) Jacobs, IV | Management | For | For | ||||||||
| 1J. | Election of Director: Renée J. James | Management | For | For | ||||||||
| 1K. | Election of Director: Gary M. Reiner | Management | For | For | ||||||||
| 1L. | Election of Director: Diana L. Taylor | Management | For | For | ||||||||
| 1M. | Election of Director: James S. Turley | Management | For | For | ||||||||
| 1N. | Election of Director: Deborah C. Wright | Management | For | For | ||||||||
| 1O. | Election of Director: Alexander R. Wynaendts | Management | For | For | ||||||||
| 1P. | Election of Director: Ernesto Zedillo Ponce de Leon | Management | For | For | ||||||||
| 2. | Proposal
to ratify the selection of KPMG LLP as Citi's independent registered public accounting firm for 2021. |
Management | For | For | ||||||||
| 3. | Advisory
vote to approve Citi's 2020 Executive Compensation. |
Management | For | For | ||||||||
| 4. | Approval
of additional authorized shares under the Citigroup 2019 Stock Incentive Plan. |
Management | For | For | ||||||||
| 5. | Stockholder
proposal requesting an amendment to Citi's proxy access by-law provisions pertaining to the aggregation limit. |
Shareholder | Abstain | Against | ||||||||
| 6. | Stockholder
proposal requesting an Independent Board Chairman. |
Shareholder | Against | For | ||||||||
| 7. | Stockholder
proposal requesting non-management employees on director nominee candidate lists. |
Shareholder | Against | For | ||||||||
| 8. | Stockholder
proposal requesting a report disclosing information regarding Citi's lobbying payments, policies and activities. |
Shareholder | Abstain | Against | ||||||||
| 9. | Stockholder
proposal requesting a racial equity audit analyzing Citi's adverse impacts on nonwhite stakeholders and communities of color. |
Shareholder | Abstain | Against | ||||||||
| 10. | Stockholder
proposal requesting that the Board approve an amendment to Citi's Certificate of Incorporation to become a Public Benefit Corporation and to submit the proposed amendment to stockholders for approval. |
Shareholder | Against | For | ||||||||
| TEXTRON INC. | ||||||||||||
| Security | 883203101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | TXT | Meeting Date | 28-Apr-2021 | |||||||||
| ISIN | US8832031012 | Agenda | 935343323 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Scott C. Donnelly | Management | For | For | ||||||||
| 1B. | Election of Director: Kathleen M. Bader | Management | For | For | ||||||||
| 1C. | Election of Director: R. Kerry Clark | Management | For | For | ||||||||
| 1D. | Election of Director: James T. Conway | Management | For | For | ||||||||
| 1E. | Election of Director: Paul E. Gagné | Management | For | For | ||||||||
| 1F. | Election of Director: Ralph D. Heath | Management | For | For | ||||||||
| 1G. | Election of Director: Deborah Lee James | Management | For | For | ||||||||
| 1H. | Election of Director: Lionel L. Nowell III | Management | For | For | ||||||||
| 1I. | Election of Director: James L. Ziemer | Management | For | For | ||||||||
| 1J. | Election of Director: Maria T. Zuber | Management | For | For | ||||||||
| 2. | Approval
of the advisory (non-binding) resolution to approve executive compensation. |
Management | For | For | ||||||||
| 3. | Ratification
of appointment of independent registered public accounting firm. |
Management | For | For | ||||||||
| 4. | Shareholder
proposal regarding shareholder action by written consent. |
Shareholder | Against | For | ||||||||
| NEWMONT CORPORATION | ||||||||||||
| Security | 651639106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | NEM | Meeting Date | 28-Apr-2021 | |||||||||
| ISIN | US6516391066 | Agenda | 935348183 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election
of Director: Patrick Awuah. (Please note that an Against vote is treated as a Withhold) |
Management | For | For | ||||||||
| 1B. | Election
of Director: Gregory Boyce. (Please note that an Against vote is treated as a Withhold) |
Management | For | For | ||||||||
| 1C. | Election
of Director: Bruce Brook. (Please note that an Against vote is treated as a Withhold) |
Management | For | For | ||||||||
| 1D. | Election
of Director: Maura Clark. (Please note that an Against vote is treated as a Withhold) |
Management | For | For | ||||||||
| 1E. | Election
of Director: Matthew Coon Come. (Please note that an Against vote is treated as a Withhold) |
Management | For | For | ||||||||
| 1F. | Election
of Director: José Manuel Madero. (Please note that an Against vote is treated as a Withhold) |
Management | For | For | ||||||||
| 1G. | Election
of Director: René Médori. (Please note that an Against vote is treated as a Withhold) |
Management | For | For | ||||||||
| 1H. | Election
of Director: Jane Nelson. (Please note that an Against vote is treated as a Withhold) |
Management | For | For | ||||||||
| 1I. | Election
of Director: Thomas Palmer. (Please note that an Against vote is treated as a Withhold) |
Management | For | For | ||||||||
| 1J. | Election
of Director: Julio Quintana. (Please note that an Against vote is treated as a Withhold) |
Management | For | For | ||||||||
| 1K. | Election
of Director: Susan Story. (Please note that an Against vote is treated as a Withhold) |
Management | For | For | ||||||||
| 2. | Approve,
on an Advisory Basis, Named Executive Officer Compensation. |
Management | For | For | ||||||||
| 3. | Ratify
Appointment of Independent Registered Public Accounting Firm for 2021. |
Management | For | For | ||||||||
| DUPONT DE NEMOURS INC | ||||||||||||
| Security | 26614N102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | DD | Meeting Date | 28-Apr-2021 | |||||||||
| ISIN | US26614N1028 | Agenda | 935348436 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Amy G. Brady | Management | For | For | ||||||||
| 1B. | Election of Director: Edward D. Breen | Management | For | For | ||||||||
| 1C. | Election of Director: Ruby R. Chandy | Management | For | For | ||||||||
| 1D. | Election of Director: Franklin K. Clyburn, Jr. | Management | For | For | ||||||||
| 1E. | Election of Director: Terrence R. Curtin | Management | For | For | ||||||||
| 1F. | Election of Director: Alexander M. Cutler | Management | For | For | ||||||||
| 1G. | Election of Director: Eleuthère I. du Pont | Management | For | For | ||||||||
| 1H. | Election of Director: Luther C. Kissam | Management | For | For | ||||||||
| 1I. | Election of Director: Frederick M. Lowery | Management | For | For | ||||||||
| 1J. | Election of Director: Raymond J. Milchovich | Management | For | For | ||||||||
| 1K. | Election of Director: Deanna M. Mulligan | Management | For | For | ||||||||
| 1L. | Election of Director: Steven M. Sterin | Management | For | For | ||||||||
| 2. | Advisory
Resolution to Approve Executive Compensation. |
Management | For | For | ||||||||
| 3. | Ratification
of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2021. |
Management | For | For | ||||||||
| 4. | Amendment
and Restatement of the Company's Certificate of Incorporation to Decrease the Ownership Threshold for Stockholders to Call a Special Meeting. |
Management | For | For | ||||||||
| 5. | Right to Act by Written Consent. | Shareholder | Against | For | ||||||||
| 6. | Annual Disclosure of EEO-1 Data. | Shareholder | Abstain | Against | ||||||||
| 7. | Annual Report on Plastic Pollution. | Shareholder | Abstain | Against | ||||||||
| CIGNA CORPORATION | ||||||||||||
| Security | 125523100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CI | Meeting Date | 28-Apr-2021 | |||||||||
| ISIN | US1255231003 | Agenda | 935350772 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: David M. Cordani | Management | For | For | ||||||||
| 1B. | Election of Director: William J. DeLaney | Management | For | For | ||||||||
| 1C. | Election of Director: Eric J. Foss | Management | For | For | ||||||||
| 1D. | Election
of Director: Elder Granger, MD, MG, USA (Retired) |
Management | For | For | ||||||||
| 1E. | Election of Director: Isaiah Harris, Jr. | Management | For | For | ||||||||
| 1F. | Election of Director: George Kurian | Management | For | For | ||||||||
| 1G. | Election of Director: Kathleen M. Mazzarella | Management | For | For | ||||||||
| 1H. | Election of Director: Mark B. McClellan, MD, PhD | Management | For | For | ||||||||
| 1I. | Election of Director: John M. Partridge | Management | For | For | ||||||||
| 1J. | Election of Director: Kimberly A. Ross | Management | For | For | ||||||||
| 1K. | Election of Director: Eric C. Wiseman | Management | For | For | ||||||||
| 1L. | Election of Director: Donna F. Zarcone | Management | For | For | ||||||||
| 2. | Advisory approval of Cigna's executive compensation. | Management | For | For | ||||||||
| 3. | Approval
of the Amended and Restated Cigna Long- Term Incentive Plan. |
Management | Against | Against | ||||||||
| 4. | Ratification
of the appointment of PricewaterhouseCoopers LLP as Cigna's independent registered public accounting firm for 2021. |
Management | For | For | ||||||||
| 5. | Shareholder
proposal - Shareholder right to act by written consent. |
Shareholder | Against | For | ||||||||
| 6. | Shareholder proposal - Gender pay gap report. | Shareholder | Abstain | Against | ||||||||
| 7. | Shareholder proposal - Board ideology disclosure policy. | Shareholder | Against | For | ||||||||
| APTIV PLC | ||||||||||||
| Security | G6095L109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | APTV | Meeting Date | 30-Apr-2021 | |||||||||
| ISIN | JE00B783TY65 | Agenda | 935344349 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Kevin P. Clark | Management | For | For | ||||||||
| 1B. | Election of Director: Richard L. Clemmer | Management | For | For | ||||||||
| 1C. | Election of Director: Nancy E. Cooper | Management | For | For | ||||||||
| 1D. | Election of Director: Nicholas M. Donofrio | Management | For | For | ||||||||
| 1E. | Election of Director: Rajiv L. Gupta | Management | For | For | ||||||||
| 1F. | Election of Director: Joseph L. Hooley | Management | For | For | ||||||||
| 1G. | Election of Director: Merit E. Janow | Management | For | For | ||||||||
| 1H. | Election of Director: Sean O. Mahoney | Management | For | For | ||||||||
| 1I. | Election of Director: Paul M. Meister | Management | For | For | ||||||||
| 1J. | Election of Director: Robert K. Ortberg | Management | For | For | ||||||||
| 1K. | Election of Director: Colin J. Parris | Management | For | For | ||||||||
| 1L. | Election of Director: Ana G. Pinczuk | Management | For | For | ||||||||
| 2. | Proposal
to re-appoint auditors, ratify independent public accounting firm and authorize the directors to determine the fees paid to the auditors. |
Management | For | For | ||||||||
| 3. | Say-on-Pay
- To approve, by advisory vote, executive compensation. |
Management | For | For | ||||||||
| DISH NETWORK CORPORATION | ||||||||||||
| Security | 25470M109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | DISH | Meeting Date | 30-Apr-2021 | |||||||||
| ISIN | US25470M1099 | Agenda | 935354605 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Kathleen Q. Abernathy | For | For | |||||||||
| 2 | George R. Brokaw | For | For | |||||||||
| 3 | James DeFranco | For | For | |||||||||
| 4 | Cantey M. Ergen | For | For | |||||||||
| 5 | Charles W. Ergen | For | For | |||||||||
| 6 | Afshin Mohebbi | For | For | |||||||||
| 7 | Tom A. Ortolf | For | For | |||||||||
| 8 | Joseph T. Proietti | For | For | |||||||||
| 2. | To
ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. |
Management | For | For | ||||||||
| 3. | To
amend and restate our 2001 Nonemployee Director Stock Option Plan. |
Management | For | For | ||||||||
| AMERICAN EXPRESS COMPANY | ||||||||||||
| Security | 025816109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | AXP | Meeting Date | 04-May-2021 | |||||||||
| ISIN | US0258161092 | Agenda | 935357358 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election
of Director for a term of one year: Thomas J. Baltimore |
Management | For | For | ||||||||
| 1B. | Election
of Director for a term of one year: Charlene Barshefsky |
Management | For | For | ||||||||
| 1C. | Election
of Director for a term of one year: John J. Brennan |
Management | For | For | ||||||||
| 1D. | Election of Director for a term of one year: Peter Chernin | Management | For | For | ||||||||
| 1E. | Election
of Director for a term of one year: Ralph de la Vega |
Management | For | For | ||||||||
| 1F. | Election
of Director for a term of one year: Michael O. Leavitt |
Management | For | For | ||||||||
| 1G. | Election
of Director for a term of one year: Theodore J. Leonsis |
Management | For | For | ||||||||
| 1H. | Election
of Director for a term of one year: Karen L. Parkhill |
Management | For | For | ||||||||
| 1I. | Election
of Director for a term of one year: Charles E. Phillips |
Management | For | For | ||||||||
| 1J. | Election of Director for a term of one year: Lynn A. Pike | Management | For | For | ||||||||
| 1K. | Election
of Director for a term of one year: Stephen J. Squeri |
Management | For | For | ||||||||
| 1L. | Election
of Director for a term of one year: Daniel L. Vasella |
Management | For | For | ||||||||
| 1M. | Election
of Director for a term of one year: Lisa W. Wardell |
Management | For | For | ||||||||
| 1N. | Election
of Director for a term of one year: Ronald A. Williams |
Management | For | For | ||||||||
| 1O. | Election
of Director for a term of one year: Christopher D. Young |
Management | For | For | ||||||||
| 2. | Ratification
of appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for 2021. |
Management | For | For | ||||||||
| 3. | Approval,
on an advisory basis, of the Company's executive compensation. |
Management | For | For | ||||||||
| 4. | Shareholder
proposal relating to action by written consent. |
Shareholder | Against | For | ||||||||
| 5. | Shareholder
proposal relating to annual report on diversity. |
Shareholder | Abstain | Against | ||||||||
| GENERAL ELECTRIC COMPANY | ||||||||||||
| Security | 369604103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | GE | Meeting Date | 04-May-2021 | |||||||||
| ISIN | US3696041033 | Agenda | 935357954 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Sébastien Bazin | Management | For | For | ||||||||
| 1B. | Election of Director: Ashton Carter | Management | For | For | ||||||||
| 1C. | Election of Director: H. Lawrence Culp, Jr. | Management | For | For | ||||||||
| 1D. | Election of Director: Francisco D'Souza | Management | For | For | ||||||||
| 1E. | Election of Director: Edward Garden | Management | For | For | ||||||||
| 1F. | Election of Director: Thomas Horton | Management | For | For | ||||||||
| 1G. | Election of Director: Risa Lavizzo-Mourey | Management | For | For | ||||||||
| 1H. | Election of Director: Catherine Lesjak | Management | For | For | ||||||||
| 1I. | Election of Director: Paula Rosput Reynolds | Management | For | For | ||||||||
| 1J. | Election of Director: Leslie Seidman | Management | For | For | ||||||||
| 1K. | Election of Director: James Tisch | Management | For | For | ||||||||
| 2. | Advisory
Approval of Our Named Executives' Compensation. |
Management | For | For | ||||||||
| 3. | Ratification of Deloitte as Independent Auditor for 2021. | Management | For | For | ||||||||
| 4. | Approval
of Reverse Stock Split and Reduction in our Authorized Stock and Par Value. |
Management | For | For | ||||||||
| 5. | Require
Nomination of at Least Two Candidates for Each Board Seat. |
Shareholder | Against | For | ||||||||
| 6. | Require the Chairman of the Board to be Independent. | Shareholder | Against | For | ||||||||
| 7. | Report on Meeting the Criteria of the Net Zero Indicator. | Shareholder | For | For | ||||||||
| BRISTOL-MYERS SQUIBB COMPANY | ||||||||||||
| Security | 110122108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BMY | Meeting Date | 04-May-2021 | |||||||||
| ISIN | US1101221083 | Agenda | 935359643 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A) | Election of Director: Peter J. Arduini | Management | For | For | ||||||||
| 1B) | Election of Director: Michael W. Bonney | Management | For | For | ||||||||
| 1C) | Election of Director: Giovanni Caforio, M.D. | Management | For | For | ||||||||
| 1D) | Election of Director: Julia A. Haller, M.D. | Management | For | For | ||||||||
| 1E) | Election of Director: Paula A. Price | Management | For | For | ||||||||
| 1F) | Election of Director: Derica W. Rice | Management | For | For | ||||||||
| 1G) | Election of Director: Theodore R. Samuels | Management | For | For | ||||||||
| 1H) | Election of Director: Gerald L. Storch | Management | For | For | ||||||||
| 1I) | Election of Director: Karen Vousden, Ph.D. | Management | For | For | ||||||||
| 1J) | Election of Director: Phyllis R. Yale | Management | For | For | ||||||||
| 2. | Advisory
Vote to Approve the Compensation of our Named Executive Officers. |
Management | For | For | ||||||||
| 3. | Approval
of the Company's 2021 Stock Award and Incentive Plan. |
Management | For | For | ||||||||
| 4. | Ratification
of the Appointment of an Independent Registered Public Accounting Firm. |
Management | For | For | ||||||||
| 5. | Approval
of an Amendment to the Certificate of Incorporation to Lower the Ownership Threshold for Special Shareholder Meetings to 15%. |
Management | For | For | ||||||||
| 6. | Shareholder
Proposal on Adoption of a Board Policy that the Chairperson of the Board be an Independent Director. |
Shareholder | Against | For | ||||||||
| 7. | Shareholder
Proposal on Shareholder Right to Act by Written Consent. |
Shareholder | Against | For | ||||||||
| 8. | Shareholder
Proposal to Lower the Ownership Threshold for Special Shareholder Meetings to 10%. |
Shareholder | Against | For | ||||||||
| EVERSOURCE ENERGY | ||||||||||||
| Security | 30040W108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ES | Meeting Date | 05-May-2021 | |||||||||
| ISIN | US30040W1080 | Agenda | 935351774 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Trustee: Cotton M. Cleveland | Management | For | For | ||||||||
| 1B. | Election of Trustee: James S. DiStasio | Management | For | For | ||||||||
| 1C. | Election of Trustee: Francis A. Doyle | Management | For | For | ||||||||
| 1D. | Election of Trustee: Linda Dorcena Forry | Management | For | For | ||||||||
| 1E. | Election of Trustee: Gregory M. Jones | Management | For | For | ||||||||
| 1F. | Election of Trustee: James J. Judge | Management | For | For | ||||||||
| 1G. | Election of Trustee: John Y. Kim | Management | For | For | ||||||||
| 1H. | Election of Trustee: Kenneth R. Leibler | Management | For | For | ||||||||
| 1I. | Election of Trustee: David H. Long | Management | For | For | ||||||||
| 1J. | Election of Trustee: William C. Van Faasen | Management | For | For | ||||||||
| 1K. | Election of Trustee: Frederica M. Williams | Management | For | For | ||||||||
| 2. | Consider
an advisory proposal approving the compensation of our Named Executive Officers. |
Management | For | For | ||||||||
| 3. | Ratify
the selection of Deloitte & Touche LLP as our independent registered public accounting firm for 2021. |
Management | For | For | ||||||||
| MGM RESORTS INTERNATIONAL | ||||||||||||
| Security | 552953101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MGM | Meeting Date | 05-May-2021 | |||||||||
| ISIN | US5529531015 | Agenda | 935359491 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Barry Diller | Management | For | For | ||||||||
| 1B. | Election of Director: William W. Grounds | Management | For | For | ||||||||
| 1C. | Election of Director: Alexis M. Herman | Management | For | For | ||||||||
| 1D. | Election of Director: William J. Hornbuckle | Management | For | For | ||||||||
| 1E. | Election of Director: Mary Chris Jammet | Management | For | For | ||||||||
| 1F. | Election of Director: John Kilroy | Management | For | For | ||||||||
| 1G. | Election of Director: Joey Levin | Management | For | For | ||||||||
| 1H. | Election of Director: Rose McKinney-James | Management | For | For | ||||||||
| 1I. | Election of Director: Keith A. Meister | Management | For | For | ||||||||
| 1J. | Election of Director: Paul Salem | Management | For | For | ||||||||
| 1K. | Election of Director: Gregory M. Spierkel | Management | For | For | ||||||||
| 1L. | Election of Director: Jan G. Swartz | Management | For | For | ||||||||
| 1M. | Election of Director: Daniel J. Taylor | Management | For | For | ||||||||
| 2. | To
ratify the selection of Deloitte & Touche LLP, as the independent registered public accounting firm for the year ending December 31, 2021. |
Management | For | For | ||||||||
| 3. | To
approve, on an advisory basis, the compensation of our named executive officers. |
Management | For | For | ||||||||
| 4. | To approve and adopt the amendment to our charter. | Management | Against | Against | ||||||||
| INTERNATIONAL FLAVORS & FRAGRANCES INC. | ||||||||||||
| Security | 459506101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | IFF | Meeting Date | 05-May-2021 | |||||||||
| ISIN | US4595061015 | Agenda | 935364721 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election
of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Kathryn J. Boor |
Management | For | For | ||||||||
| 1b. | Election
of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Edward D. Breen |
Management | For | For | ||||||||
| 1c. | Election
of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Carol Anthony Davidson |
Management | For | For | ||||||||
| 1d. | Election
of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Michael L. Ducker |
Management | For | For | ||||||||
| 1e. | Election
of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Roger W. Ferguson, Jr. |
Management | For | For | ||||||||
| 1f. | Election
of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: John F. Ferraro |
Management | For | For | ||||||||
| 1g. | Election
of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Andreas Fibig |
Management | For | For | ||||||||
| 1h. | Election
of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Christina Gold |
Management | For | For | ||||||||
| 1i. | Election
of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Ilene Gordon |
Management | For | For | ||||||||
| 1j. | Election
of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Matthias J. Heinzel |
Management | For | For | ||||||||
| 1k. | Election
of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Dale F. Morrison |
Management | For | For | ||||||||
| 1l. | Election
of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Kåre Schultz |
Management | For | For | ||||||||
| 1m. | Election
of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Stephen Williamson |
Management | For | For | ||||||||
| 2. | Ratify
the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the 2021 fiscal year. |
Management | For | For | ||||||||
| 3. | Approve,
on an advisory basis, the compensation of our named executive officers in 2020. |
Management | For | For | ||||||||
| 4. | Approve our 2021 Stock Award and Incentive Plan. | Management | For | For | ||||||||
| MACQUARIE INFRASTRUCTURE CORPORATION | ||||||||||||
| Security | 55608B105 | Meeting Type | Special | |||||||||
| Ticker Symbol | MIC | Meeting Date | 06-May-2021 | |||||||||
| ISIN | US55608B1052 | Agenda | 935394407 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | Merger
Proposal: To adopt the agreement and plan of merger, dated as of March 30, 2021 (as it may be amended from time to time), by and among Macquarie Infrastructure Corporation, Macquarie Infrastructure Holdings, LLC, and Plum Merger Sub, Inc. |
Management | For | For | ||||||||
| 2. | Adjournment
Proposal: To adjourn the special meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the special meeting to approve the Merger Proposal. |
Management | For | For | ||||||||
| THE TIMKEN COMPANY | ||||||||||||
| Security | 887389104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | TKR | Meeting Date | 07-May-2021 | |||||||||
| ISIN | US8873891043 | Agenda | 935346379 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1 | DIRECTOR | Management | ||||||||||
| 1 | Maria A. Crowe | For | For | |||||||||
| 2 | Elizabeth A. Harrell | For | For | |||||||||
| 3 | Richard G. Kyle | For | For | |||||||||
| 4 | Sarah C. Lauber | For | For | |||||||||
| 5 | John A. Luke, Jr. | For | For | |||||||||
| 6 | Christopher L. Mapes | For | For | |||||||||
| 7 | James F. Palmer | For | For | |||||||||
| 8 | Ajita G. Rajendra | For | For | |||||||||
| 9 | Frank C. Sullivan | For | For | |||||||||
| 10 | John M. Timken, Jr. | For | For | |||||||||
| 11 | Ward J. Timken, Jr. | For | For | |||||||||
| 12 | Jacqueline F. Woods | For | For | |||||||||
| 2. | Approval,
on an advisory basis, of our named executive officer compensation. |
Management | For | For | ||||||||
| 3. | Ratification
of the appointment of Ernst & Young LLP as our independent auditor for the fiscal year ending December 31, 2021. |
Management | For | For | ||||||||
| 4. | Consideration
of a shareholder proposal asking our Board of Directors to take the steps necessary to give holders in the aggregate of 10% of our outstanding common shares the power to call a special meeting of shareholders, if properly presented. |
Shareholder | Against | For | ||||||||
| CORTEVA INC. | ||||||||||||
| Security | 22052L104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CTVA | Meeting Date | 07-May-2021 | |||||||||
| ISIN | US22052L1044 | Agenda | 935363779 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Lamberto Andreotti | Management | For | For | ||||||||
| 1B. | Election of Director: James C. Collins, Jr. | Management | For | For | ||||||||
| 1C. | Election of Director: Klaus A. Engel | Management | For | For | ||||||||
| 1D. | Election of Director: David C. Everitt | Management | For | For | ||||||||
| 1E. | Election of Director: Janet P. Giesselman | Management | For | For | ||||||||
| 1F. | Election of Director: Karen H. Grimes | Management | For | For | ||||||||
| 1G. | Election of Director: Michael O. Johanns | Management | For | For | ||||||||
| 1H. | Election of Director: Rebecca B. Liebert | Management | For | For | ||||||||
| 1I. | Election of Director: Marcos M. Lutz | Management | For | For | ||||||||
| 1J. | Election of Director: Nayaki Nayyar | Management | For | For | ||||||||
| 1K. | Election of Director: Gregory R. Page | Management | For | For | ||||||||
| 1L. | Election of Director: Kerry J. Preete | Management | For | For | ||||||||
| 1M. | Election of Director: Patrick J. Ward | Management | For | For | ||||||||
| 2. | Advisory
resolution to approve executive compensation of the Company's named executive officers. |
Management | For | For | ||||||||
| 3. | Ratification
of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2021. |
Management | For | For | ||||||||
| T. ROWE PRICE GROUP, INC. | ||||||||||||
| Security | 74144T108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | TROW | Meeting Date | 11-May-2021 | |||||||||
| ISIN | US74144T1088 | Agenda | 935357586 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Mark S. Bartlett | Management | For | For | ||||||||
| 1B. | Election of Director: Mary K. Bush | Management | For | For | ||||||||
| 1C. | Election of Director: Dina Dublon | Management | For | For | ||||||||
| 1D. | Election of Director: Dr. Freeman A. Hrabowski, III | Management | For | For | ||||||||
| 1E. | Election of Director: Robert F. MacLellan | Management | For | For | ||||||||
| 1F. | Election of Director: Olympia J. Snowe | Management | For | For | ||||||||
| 1G. | Election of Director: Robert J. Stevens | Management | For | For | ||||||||
| 1H. | Election of Director: William J. Stromberg | Management | For | For | ||||||||
| 1I. | Election of Director: Richard R. Verma | Management | For | For | ||||||||
| 1J. | Election of Director: Sandra S. Wijnberg | Management | For | For | ||||||||
| 1K. | Election of Director: Alan D. Wilson | Management | For | For | ||||||||
| 2. | To
approve, by a non-binding advisory vote, the compensation paid by the Company to its Named Executive Officers. |
Management | For | For | ||||||||
| 3. | Ratification
of the appointment of KPMG LLP as our independent registered public accounting firm for 2021. |
Management | For | For | ||||||||
| 4. | Stockholder
proposal for a report on voting by our funds and portfolios on matters related to climate change. |
Shareholder | Against | For | ||||||||
| WILLIS TOWERS WATSON PLC | ||||||||||||
| Security | G96629103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | WLTW | Meeting Date | 11-May-2021 | |||||||||
| ISIN | IE00BDB6Q211 | Agenda | 935364973 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Anna C. Catalano | Management | For | For | ||||||||
| 1B. | Election of Director: Victor F. Ganzi | Management | For | For | ||||||||
| 1C. | Election of Director: John J. Haley | Management | For | For | ||||||||
| 1D. | Election of Director: Wendy E. Lane | Management | For | For | ||||||||
| 1E. | Election of Director: Brendan R. O'Neill | Management | For | For | ||||||||
| 1F. | Election of Director: Jaymin B. Patel | Management | For | For | ||||||||
| 1G. | Election of Director: Linda D. Rabbitt | Management | For | For | ||||||||
| 1H. | Election of Director: Paul D. Thomas | Management | For | For | ||||||||
| 1I. | Election of Director: Wilhelm Zeller | Management | For | For | ||||||||
| 2. | Ratify,
on an advisory basis, the appointment of (i) Deloitte & Touche LLP to audit our financial statements and (ii) Deloitte Ireland LLP to audit our Irish Statutory Accounts, and authorize, in a binding vote, the Board, acting through the Audit Committee, to fix the independent auditors' remuneration. |
Management | For | For | ||||||||
| 3. | Approve,
on an advisory basis, the named executive officer compensation. |
Management | For | For | ||||||||
| 4. | Renew
the Board's existing authority to issue shares under Irish law. |
Management | For | For | ||||||||
| 5. | Renew
the Board's existing authority to opt out of statutory pre-emption rights under Irish law. |
Management | Against | Against | ||||||||
| AMERICAN INTERNATIONAL GROUP, INC. | ||||||||||||
| Security | 026874784 | Meeting Type | Annual | |||||||||
| Ticker Symbol | AIG | Meeting Date | 12-May-2021 | |||||||||
| ISIN | US0268747849 | Agenda | 935359136 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1a. | Election of Director: JAMES COLE, JR. | Management | For | For | ||||||||
| 1b. | Election of Director: W. DON CORNWELL | Management | For | For | ||||||||
| 1c. | Election of Director: BRIAN DUPERREAULT | Management | For | For | ||||||||
| 1d. | Election of Director: JOHN H. FITZPATRICK | Management | For | For | ||||||||
| 1e. | Election of Director: WILLIAM G. JURGENSEN | Management | For | For | ||||||||
| 1f. | Election of Director: CHRISTOPHER S. LYNCH | Management | For | For | ||||||||
| 1g. | Election of Director: LINDA A. MILLS | Management | For | For | ||||||||
| 1h. | Election of Director: THOMAS F. MOTAMED | Management | For | For | ||||||||
| 1i. | Election of Director: PETER R. PORRINO | Management | For | For | ||||||||
| 1j. | Election of Director: AMY L. SCHIOLDAGER | Management | For | For | ||||||||
| 1k. | Election of Director: DOUGLAS M. STEENLAND | Management | For | For | ||||||||
| 1l. | Election of Director: THERESE M. VAUGHAN | Management | For | For | ||||||||
| 1m. | Election of Director: PETER S. ZAFFINO | Management | For | For | ||||||||
| 2. | To
vote, on a non-binding advisory basis, to approve executive compensation. |
Management | For | For | ||||||||
| 3. | To
vote on a proposal to approve the American International Group, Inc. 2021 Omnibus Incentive Plan. |
Management | For | For | ||||||||
| 4. | To
act upon a proposal to ratify the selection of PricewaterhouseCoopers LLP as AIG's independent registered public accounting firm for 2021. |
Management | For | For | ||||||||
| 5. | To
vote on a shareholder proposal to give shareholders who hold at least 10 percent of AIG's outstanding common stock the right to call special meetings. |
Shareholder | Against | For | ||||||||
| PHILLIPS 66 | ||||||||||||
| Security | 718546104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | PSX | Meeting Date | 12-May-2021 | |||||||||
| ISIN | US7185461040 | Agenda | 935362133 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election
of Director for a term of office expiring at the 2024 annual meeting of shareholder: Julie L. Bushman |
Management | For | For | ||||||||
| 1B. | Election
of Director for a term of office expiring at the 2024 annual meeting of shareholder: Lisa A. Davis |
Management | For | For | ||||||||
| 2. | Management
proposal for the annual election of directors. |
Management | For | For | ||||||||
| 3. | To
ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for fiscal year 2021. |
Management | For | For | ||||||||
| 4. | Advisory vote to approve our executive compensation. | Management | For | For | ||||||||
| 5. | Shareholder
proposal regarding greenhouse gas emissions targets. |
Shareholder | Abstain | Against | ||||||||
| 6. | Shareholder
proposal regarding report on climate lobbying. |
Shareholder | Abstain | Against | ||||||||
| XYLEM INC. | ||||||||||||
| Security | 98419M100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | XYL | Meeting Date | 12-May-2021 | |||||||||
| ISIN | US98419M1009 | Agenda | 935365658 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Jeanne Beliveau-Dunn | Management | For | For | ||||||||
| 1B. | Election of Director: Patrick K. Decker | Management | For | For | ||||||||
| 1C. | Election of Director: Robert F. Friel | Management | For | For | ||||||||
| 1D. | Election of Director: Jorge M. Gomez | Management | For | For | ||||||||
| 1E. | Election of Director: Victoria D. Harker | Management | For | For | ||||||||
| 1F. | Election of Director: Steven R. Loranger | Management | For | For | ||||||||
| 1G. | Election of Director: Surya N. Mohapatra, Ph.D. | Management | For | For | ||||||||
| 1H. | Election of Director: Jerome A. Peribere | Management | For | For | ||||||||
| 1I. | Election of Director: Markos I. Tambakeras | Management | For | For | ||||||||
| 1J. | Election of Director: Lila Tretikov | Management | For | For | ||||||||
| 1K. | Election of Director: Uday Yadav | Management | For | For | ||||||||
| 2. | Ratification
of the appointment of Deloitte & Touche LLP as our Independent Registered Public Accounting Firm for 2021. |
Management | For | For | ||||||||
| 3. | Advisory
vote to approve the compensation of our named executive officers. |
Management | For | For | ||||||||
| 4. | Shareholder
proposal requesting amendments to our proxy access by-law, if properly presented at the meeting. |
Shareholder | Abstain | Against | ||||||||
| MACQUARIE INFRASTRUCTURE CORPORATION | ||||||||||||
| Security | 55608B105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MIC | Meeting Date | 12-May-2021 | |||||||||
| ISIN | US55608B1052 | Agenda | 935366509 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Amanda Brock | Management | For | For | ||||||||
| 1B. | Election of Director: Norman H. Brown, Jr. | Management | For | For | ||||||||
| 1C. | Election of Director: Christopher Frost | Management | For | For | ||||||||
| 1D. | Election of Director: Maria Jelescu-Dreyfus | Management | For | For | ||||||||
| 1E. | Election of Director: Ronald Kirk | Management | For | For | ||||||||
| 1F. | Election of Director: H.E. (Jack) Lentz | Management | For | For | ||||||||
| 1G. | Election of Director: Ouma Sananikone | Management | For | For | ||||||||
| 2. | The
ratification of the selection of KPMG LLP as our independent auditor for the fiscal year ending December 31, 2021. |
Management | For | For | ||||||||
| 3. | The
approval, on an advisory basis, of executive compensation. |
Management | For | For | ||||||||
| GILEAD SCIENCES, INC. | ||||||||||||
| Security | 375558103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | GILD | Meeting Date | 12-May-2021 | |||||||||
| ISIN | US3755581036 | Agenda | 935366561 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election
of Director to serve for the next year: Jacqueline K. Barton, Ph.D. |
Management | For | For | ||||||||
| 1B. | Election
of Director to serve for the next year: Jeffrey A. Bluestone, Ph.D. |
Management | For | For | ||||||||
| 1C. | Election
of Director to serve for the next year: Sandra J. Horning, M.D. |
Management | For | For | ||||||||
| 1D. | Election
of Director to serve for the next year: Kelly A. Kramer |
Management | For | For | ||||||||
| 1E. | Election
of Director to serve for the next year: Kevin E. Lofton |
Management | For | For | ||||||||
| 1F. | Election
of Director to serve for the next year: Harish Manwani |
Management | For | For | ||||||||
| 1G. | Election
of Director to serve for the next year: Daniel P. O'Day |
Management | For | For | ||||||||
| 1H. | Election
of Director to serve for the next year: Javier J. Rodriguez |
Management | For | For | ||||||||
| 1I. | Election
of Director to serve for the next year: Anthony Welters |
Management | For | For | ||||||||
| 2. | To
ratify the selection of Ernst & Young LLP by the Audit Committee of the Board of Directors as the independent registered public accounting firm of Gilead for the fiscal year ending December 31, 2021. |
Management | For | For | ||||||||
| 3. | To
approve, on an advisory basis, the compensation of our Named Executive Officers as presented in the Proxy Statement. |
Management | For | For | ||||||||
| 4. | To
vote on a stockholder proposal, if properly presented at the meeting, requesting that the Board adopt a policy that the Chairperson of the Board of Directors be an independent director. |
Shareholder | Against | For | ||||||||
| CVS HEALTH CORPORATION | ||||||||||||
| Security | 126650100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CVS | Meeting Date | 13-May-2021 | |||||||||
| ISIN | US1266501006 | Agenda | 935366927 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Fernando Aguirre | Management | For | For | ||||||||
| 1B. | Election of Director: C. David Brown II | Management | For | For | ||||||||
| 1C. | Election of Director: Alecia A. DeCoudreaux | Management | For | For | ||||||||
| 1D. | Election of Director: Nancy-Ann M. DeParle | Management | For | For | ||||||||
| 1E. | Election of Director: David W. Dorman | Management | For | For | ||||||||
| 1F. | Election of Director: Roger N. Farah | Management | For | For | ||||||||
| 1G. | Election of Director: Anne M. Finucane | Management | For | For | ||||||||
| 1H. | Election of Director: Edward J. Ludwig | Management | For | For | ||||||||
| 1I. | Election of Director: Karen S. Lynch | Management | For | For | ||||||||
| 1J. | Election of Director: Jean-Pierre Millon | Management | For | For | ||||||||
| 1K. | Election of Director: Mary L. Schapiro | Management | For | For | ||||||||
| 1L. | Election of Director: William C. Weldon | Management | For | For | ||||||||
| 1M. | Election of Director: Tony L. White | Management | For | For | ||||||||
| 2. | Ratification
of the appointment of our independent registered public accounting firm for 2021. |
Management | For | For | ||||||||
| 3. | Say
on Pay, a proposal to approve, on an advisory basis, the Company's executive compensation. |
Management | For | For | ||||||||
| 4. | Stockholder
proposal for reducing the threshold for our stockholder right to act by written consent. |
Shareholder | Against | For | ||||||||
| 5. | Stockholder
proposal regarding our independent Board Chair. |
Shareholder | Against | For | ||||||||
| JPMORGAN CHASE & CO. | ||||||||||||
| Security | 46625H100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | JPM | Meeting Date | 18-May-2021 | |||||||||
| ISIN | US46625H1005 | Agenda | 935372285 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Linda B. Bammann | Management | For | For | ||||||||
| 1B. | Election of Director: Stephen B. Burke | Management | For | For | ||||||||
| 1C. | Election of Director: Todd A. Combs | Management | For | For | ||||||||
| 1D. | Election of Director: James S. Crown | Management | For | For | ||||||||
| 1E. | Election of Director: James Dimon | Management | For | For | ||||||||
| 1F. | Election of Director: Timothy P. Flynn | Management | For | For | ||||||||
| 1G. | Election of Director: Mellody Hobson | Management | For | For | ||||||||
| 1H. | Election of Director: Michael A. Neal | Management | For | For | ||||||||
| 1I. | Election of Director: Phebe N. Novakovic | Management | For | For | ||||||||
| 1J. | Election of Director: Virginia M. Rometty | Management | For | For | ||||||||
| 2. | Advisory resolution to approve executive compensation. | Management | For | For | ||||||||
| 3. | Approval
of Amended and Restated Long-Term Incentive Plan effective May 18, 2021. |
Management | For | For | ||||||||
| 4. | Ratification
of independent registered public accounting firm. |
Management | For | For | ||||||||
| 5. | Improve shareholder written consent. | Shareholder | Against | For | ||||||||
| 6. | Racial equity audit and report. | Shareholder | Abstain | Against | ||||||||
| 7. | Independent board chairman. | Shareholder | Against | For | ||||||||
| 8. | Political
and electioneering expenditure congruency report. |
Shareholder | Abstain | Against | ||||||||
| MONDELĒZ INTERNATIONAL, INC. | ||||||||||||
| Security | 609207105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MDLZ | Meeting Date | 19-May-2021 | |||||||||
| ISIN | US6092071058 | Agenda | 935357360 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Lewis W.K. Booth | Management | For | For | ||||||||
| 1B. | Election of Director: Charles E. Bunch | Management | For | For | ||||||||
| 1C. | Election of Director: Lois D. Juliber | Management | For | For | ||||||||
| 1D. | Election of Director: Peter W. May | Management | For | For | ||||||||
| 1E. | Election of Director: Jorge S. Mesquita | Management | For | For | ||||||||
| 1F. | Election of Director: Jane H. Nielsen | Management | For | For | ||||||||
| 1G. | Election of Director: Fredric G. Reynolds | Management | For | For | ||||||||
| 1H. | Election of Director: Christiana S. Shi | Management | For | For | ||||||||
| 1I. | Election of Director: Patrick T. Siewert | Management | For | For | ||||||||
| 1J. | Election of Director: Michael A. Todman | Management | For | For | ||||||||
| 1K. | Election of Director: Jean-François M. L. van Boxmeer | Management | For | For | ||||||||
| 1L. | Election of Director: Dirk Van de Put | Management | For | For | ||||||||
| 2. | Advisory Vote to Approve Executive Compensation. | Management | For | For | ||||||||
| 3. | Ratification
of PricewaterhouseCoopers LLP as Independent Registered Public Accountants for Fiscal Year Ending December 31, 2021. |
Management | For | For | ||||||||
| 4. | Consider
Employee Pay in Setting Chief Executive Officer Pay. |
Shareholder | Abstain | Against | ||||||||
| WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP | ||||||||||||
| Security | 929740108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | WAB | Meeting Date | 19-May-2021 | |||||||||
| ISIN | US9297401088 | Agenda | 935373516 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Linda Harty | For | For | |||||||||
| 2 | Brian Hehir | For | For | |||||||||
| 3 | Michael Howell | For | For | |||||||||
| 2. | Approve
an advisory (non-binding) resolution relating to the approval of 2020 named executive officer compensation. |
Management | For | For | ||||||||
| 3. | Ratify
the appointment of Ernst & Young LLP as our independent registered public accounting firm for the 2021 fiscal year. |
Management | For | For | ||||||||
| MORGAN STANLEY | ||||||||||||
| Security | 617446448 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MS | Meeting Date | 20-May-2021 | |||||||||
| ISIN | US6174464486 | Agenda | 935372312 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Elizabeth Corley | Management | For | For | ||||||||
| 1B. | Election of Director: Alistair Darling | Management | For | For | ||||||||
| 1C. | Election of Director: Thomas H. Glocer | Management | For | For | ||||||||
| 1D. | Election of Director: James P. Gorman | Management | For | For | ||||||||
| 1E. | Election of Director: Robert H. Herz | Management | For | For | ||||||||
| 1F. | Election of Director: Nobuyuki Hirano | Management | For | For | ||||||||
| 1G. | Election of Director: Hironori Kamezawa | Management | For | For | ||||||||
| 1H. | Election of Director: Shelley B. Leibowitz | Management | For | For | ||||||||
| 1I. | Election of Director: Stephen J. Luczo | Management | For | For | ||||||||
| 1J. | Election of Director: Jami Miscik | Management | For | For | ||||||||
| 1K. | Election of Director: Dennis M. Nally | Management | For | For | ||||||||
| 1L. | Election of Director: Mary L. Schapiro | Management | For | For | ||||||||
| 1M. | Election of Director: Perry M. Traquina | Management | For | For | ||||||||
| 1N. | Election of Director: Rayford Wilkins, Jr. | Management | For | For | ||||||||
| 2. | To
ratify the appointment of Deloitte & Touche LLP as independent auditor. |
Management | For | For | ||||||||
| 3. | To
approve the compensation of executives as disclosed in the proxy statement (non-binding advisory vote). |
Management | For | For | ||||||||
| 4. | To
approve the amended and restated Equity Incentive Compensation Plan. |
Management | Against | Against | ||||||||
| ZOETIS INC. | ||||||||||||
| Security | 98978V103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | ZTS | Meeting Date | 20-May-2021 | |||||||||
| ISIN | US98978V1035 | Agenda | 935383252 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Sanjay Khosla | Management | For | For | ||||||||
| 1B. | Election of Director: Antoinette R. Leatherberry | Management | For | For | ||||||||
| 1C. | Election of Director: Willie M. Reed | Management | For | For | ||||||||
| 1D. | Election of Director: Linda Rhodes | Management | For | For | ||||||||
| 2. | Advisory
vote to approve our executive compensation (Say on Pay). |
Management | For | For | ||||||||
| 3. | Ratification
of appointment of KPMG LLP as our independent registered public accounting firm for 2021. |
Management | For | For | ||||||||
| 4. | Shareholder proposal regarding simple majority vote. | Shareholder | Against | For | ||||||||
| HONEYWELL INTERNATIONAL INC. | ||||||||||||
| Security | 438516106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | HON | Meeting Date | 21-May-2021 | |||||||||
| ISIN | US4385161066 | Agenda | 935374861 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Darius Adamczyk | Management | For | For | ||||||||
| 1B. | Election of Director: Duncan B. Angove | Management | For | For | ||||||||
| 1C. | Election of Director: William S. Ayer | Management | For | For | ||||||||
| 1D. | Election of Director: Kevin Burke | Management | For | For | ||||||||
| 1E. | Election of Director: D. Scott Davis | Management | For | For | ||||||||
| 1F. | Election of Director: Deborah Flint | Management | For | For | ||||||||
| 1G. | Election of Director: Judd Gregg | Management | For | For | ||||||||
| 1H. | Election of Director: Grace D. Lieblein | Management | For | For | ||||||||
| 1I. | Election of Director: Raymond T. Odierno | Management | For | For | ||||||||
| 1J. | Election of Director: George Paz | Management | For | For | ||||||||
| 1K. | Election of Director: Robin L. Washington | Management | For | For | ||||||||
| 2. | Advisory Vote to Approve Executive Compensation. | Management | For | For | ||||||||
| 3. | Approval of Independent Accountants. | Management | For | For | ||||||||
| 4. | Shareholder Right To Act By Written Consent. | Shareholder | Against | For | ||||||||
| REPUBLIC SERVICES, INC. | ||||||||||||
| Security | 760759100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | RSG | Meeting Date | 21-May-2021 | |||||||||
| ISIN | US7607591002 | Agenda | 935380775 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Manuel Kadre | Management | For | For | ||||||||
| 1B. | Election of Director: Tomago Collins | Management | For | For | ||||||||
| 1C. | Election of Director: Michael A. Duffy | Management | For | For | ||||||||
| 1D. | Election of Director: Thomas W. Handley | Management | For | For | ||||||||
| 1E. | Election of Director: Jennifer M. Kirk | Management | For | For | ||||||||
| 1F. | Election of Director: Michael Larson | Management | For | For | ||||||||
| 1G. | Election of Director: Kim S. Pegula | Management | For | For | ||||||||
| 1H. | Election of Director: James P. Snee | Management | For | For | ||||||||
| 1I. | Election of Director: Brian S. Tyler | Management | For | For | ||||||||
| 1J. | Election of Director: Sandra M. Volpe | Management | For | For | ||||||||
| 1K. | Election of Director: Katharine B. Weymouth | Management | For | For | ||||||||
| 2. | Advisory
vote to approve our named executive officer compensation. |
Management | For | For | ||||||||
| 3. | Ratification
of the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2021. |
Management | For | For | ||||||||
| 4. | Shareholder
Proposal to incorporate ESG metrics into executive compensation. |
Shareholder | Abstain | Against | ||||||||
| MERCK & CO., INC. | ||||||||||||
| Security | 58933Y105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MRK | Meeting Date | 25-May-2021 | |||||||||
| ISIN | US58933Y1055 | Agenda | 935381044 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Leslie A. Brun | Management | For | For | ||||||||
| 1B. | Election of Director: Mary Ellen Coe | Management | For | For | ||||||||
| 1C. | Election of Director: Pamela J. Craig | Management | For | For | ||||||||
| 1D. | Election of Director: Kenneth C. Frazier | Management | For | For | ||||||||
| 1E. | Election of Director: Thomas H. Glocer | Management | For | For | ||||||||
| 1F. | Election of Director: Risa J. Lavizzo-Mourey | Management | For | For | ||||||||
| 1G. | Election of Director: Stephen L. Mayo | Management | For | For | ||||||||
| 1H. | Election of Director: Paul B. Rothman | Management | For | For | ||||||||
| 1I. | Election of Director: Patricia F. Russo | Management | For | For | ||||||||
| 1J. | Election of Director: Christine E. Seidman | Management | For | For | ||||||||
| 1K. | Election of Director: Inge G. Thulin | Management | For | For | ||||||||
| 1L. | Election of Director: Kathy J. Warden | Management | For | For | ||||||||
| 1M. | Election of Director: Peter C. Wendell | Management | For | For | ||||||||
| 2. | Non-binding
advisory vote to approve the compensation of our named executive officers. |
Management | For | For | ||||||||
| 3. | Ratification
of the appointment of the Company's independent registered public accounting firm for 2021. |
Management | For | For | ||||||||
| 4. | Shareholder
proposal concerning a shareholder right to act by written consent. |
Shareholder | Against | For | ||||||||
| 5. | Shareholder
proposal regarding access to COVID-19 products. |
Shareholder | Abstain | Against | ||||||||
| MOLSON COORS BEVERAGE COMPANY | ||||||||||||
| Security | 60871R209 | Meeting Type | Annual | |||||||||
| Ticker Symbol | TAP | Meeting Date | 26-May-2021 | |||||||||
| ISIN | US60871R2094 | Agenda | 935387589 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Roger G. Eaton | For | For | |||||||||
| 2 | Charles M. Herington | For | For | |||||||||
| 3 | H. Sanford Riley | For | For | |||||||||
| 2. | To
approve, on an advisory basis, the compensation of our named executive officers. |
Management | For | For | ||||||||
| CHEVRON CORPORATION | ||||||||||||
| Security | 166764100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CVX | Meeting Date | 26-May-2021 | |||||||||
| ISIN | US1667641005 | Agenda | 935390132 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Wanda M. Austin | Management | For | For | ||||||||
| 1B. | Election of Director: John B. Frank | Management | For | For | ||||||||
| 1C. | Election of Director: Alice P. Gast | Management | For | For | ||||||||
| 1D. | Election of Director: Enrique Hernandez, Jr. | Management | For | For | ||||||||
| 1E. | Election of Director: Marillyn A. Hewson | Management | For | For | ||||||||
| 1F. | Election of Director: Jon M. Huntsman Jr. | Management | For | For | ||||||||
| 1G. | Election of Director: Charles W. Moorman IV | Management | For | For | ||||||||
| 1H. | Election of Director: Dambisa F. Moyo | Management | For | For | ||||||||
| 1I. | Election of Director: Debra Reed-Klages | Management | For | For | ||||||||
| 1J. | Election of Director: Ronald D. Sugar | Management | For | For | ||||||||
| 1K. | Election of Director: D. James Umpleby III | Management | For | For | ||||||||
| 1L. | Election of Director: Michael K. Wirth | Management | For | For | ||||||||
| 2. | Ratification
of Appointment of PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm. |
Management | For | For | ||||||||
| 3. | Advisory
Vote to Approve Named Executive Officer Compensation. |
Management | For | For | ||||||||
| 4. | Reduce Scope 3 Emissions. | Shareholder | Abstain | Against | ||||||||
| 5. | Report on Impacts of Net Zero 2050 Scenario. | Shareholder | Abstain | Against | ||||||||
| 6. | Shift to Public Benefit Corporation. | Shareholder | Against | For | ||||||||
| 7. | Report on Lobbying. | Shareholder | Abstain | Against | ||||||||
| 8. | Independent Chair. | Shareholder | Against | For | ||||||||
| 9. | Special Meetings. | Shareholder | Against | For | ||||||||
| PAYPAL HOLDINGS, INC. | ||||||||||||
| Security | 70450Y103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | PYPL | Meeting Date | 26-May-2021 | |||||||||
| ISIN | US70450Y1038 | Agenda | 935392617 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Rodney C. Adkins | Management | For | For | ||||||||
| 1B. | Election of Director: Jonathan Christodoro | Management | For | For | ||||||||
| 1C. | Election of Director: John J. Donahoe | Management | For | For | ||||||||
| 1D. | Election of Director: David W. Dorman | Management | For | For | ||||||||
| 1E. | Election of Director: Belinda J. Johnson | Management | For | For | ||||||||
| 1F. | Election of Director: Gail J. McGovern | Management | For | For | ||||||||
| 1G. | Election of Director: Deborah M. Messemer | Management | For | For | ||||||||
| 1H. | Election of Director: David M. Moffett | Management | For | For | ||||||||
| 1I. | Election of Director: Ann M. Sarnoff | Management | For | For | ||||||||
| 1J. | Election of Director: Daniel H. Schulman | Management | For | For | ||||||||
| 1K. | Election of Director: Frank D. Yeary | Management | For | For | ||||||||
| 2. | Advisory
vote to approve named executive officer compensation. |
Management | For | For | ||||||||
| 3. | Ratification
of the appointment of PricewaterhouseCoopers LLP as our independent auditor for 2021. |
Management | For | For | ||||||||
| 4. | Stockholder
proposal - Stockholder right to act by written consent. |
Shareholder | Against | For | ||||||||
| 5. | Stockholder
Proposal - Assessing Inclusion in the Workplace. |
Shareholder | Abstain | Against | ||||||||
| NXP SEMICONDUCTORS NV. | ||||||||||||
| Security | N6596X109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | NXPI | Meeting Date | 26-May-2021 | |||||||||
| ISIN | NL0009538784 | Agenda | 935428335 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | Adoption of the 2020 Statutory Annual Accounts. | Management | For | For | ||||||||
| 2. | Discharge
of the members of the Board for their responsibilities in the financial year ended December 31, 2020 |
Management | For | For | ||||||||
| 3A. | Re-appoint Kurt Sievers as executive director | Management | For | For | ||||||||
| 3B. | Re-appoint Sir Peter Bonfield as non-executive director | Management | For | For | ||||||||
| 3C. | Appoint Annette Clayton as non-executive director | Management | For | For | ||||||||
| 3D. | Appoint Anthony Foxx as non-executive director | Management | For | For | ||||||||
| 3E. | Re-appoint
Kenneth A. Goldman as non-executive director |
Management | For | For | ||||||||
| 3F. | Re-appoint Josef Kaeser as non-executive director | Management | For | For | ||||||||
| 3G. | Re-appoint Lena Olving as non-executive director | Management | For | For | ||||||||
| 3H. | Re-appoint Peter Smitham as non-executive director | Management | For | For | ||||||||
| 3I. | Re-appoint Julie Southern as non-executive director | Management | For | For | ||||||||
| 3J. | Re-appoint Jasmin Staiblin as non-executive director | Management | For | For | ||||||||
| 3K. | Re-appoint Gregory Summe as non-executive director | Management | For | For | ||||||||
| 3L. | Re-appoint
Karl-Henrik Sundström as non-executive director |
Management | For | For | ||||||||
| 4. | Authorization
of the Board to issue ordinary shares of the Company and grant rights to acquire ordinary shares |
Management | For | For | ||||||||
| 5. | Authorization
of the Board to restrict or exclude pre- emption rights accruing in connection with an issue of shares or grant of rights. |
Management | Against | Against | ||||||||
| 6. | Authorization of the Board to repurchase ordinary shares | Management | For | For | ||||||||
| 7. | Authorization
of the Board to cancel ordinary shares held or to be acquired by the Company |
Management | For | For | ||||||||
| 8. | Approval
of the amended remuneration of the non- executive members of the Board |
Management | For | For | ||||||||
| 9. | Non-binding,
advisory approval of the Named Executive Officers' compensation |
Management | For | For | ||||||||
| AVANGRID, INC. | ||||||||||||
| Security | 05351W103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | AGR | Meeting Date | 01-Jun-2021 | |||||||||
| ISIN | US05351W1036 | Agenda | 935402355 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Ignacio S. Galán | For | For | |||||||||
| 2 | John Baldacci | For | For | |||||||||
| 3 | Daniel Alcain Lopéz | For | For | |||||||||
| 4 | Dennis V. Arriola | For | For | |||||||||
| 5 | Pedro Azagra Blázquez | For | For | |||||||||
| 6 | Robert Duffy | For | For | |||||||||
| 7 | Teresa Herbert | For | For | |||||||||
| 8 | Patricia Jacobs | For | For | |||||||||
| 9 | John Lahey | For | For | |||||||||
| 10 | José Á. Marra Rodríguez | For | For | |||||||||
| 11 | Santiago M. Garrido | For | For | |||||||||
| 12 | José Sáinz Armada | For | For | |||||||||
| 13 | Alan Solomont | For | For | |||||||||
| 14 | Elizabeth Timm | For | For | |||||||||
| 2. | RATIFICATION
OF THE SELECTION OF KPMG LLP AS AVANGRID, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2021. |
Management | For | For | ||||||||
| 3. | NON-BINDING
ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. |
Management | For | For | ||||||||
| 4. | APPROVAL
OF AN AMENDMENT TO THE AVANGRID, INC. AMENDED AND RESTATED OMNIBUS INCENTIVE PLAN. |
Management | For | For | ||||||||
| COMCAST CORPORATION | ||||||||||||
| Security | 20030N101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | CMCSA | Meeting Date | 02-Jun-2021 | |||||||||
| ISIN | US20030N1019 | Agenda | 935407139 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Kenneth J. Bacon | For | For | |||||||||
| 2 | Madeline S. Bell | For | For | |||||||||
| 3 | Naomi M. Bergman | For | For | |||||||||
| 4 | Edward D. Breen | For | For | |||||||||
| 5 | Gerald L. Hassell | For | For | |||||||||
| 6 | Jeffrey A. Honickman | For | For | |||||||||
| 7 | Maritza G. Montiel | For | For | |||||||||
| 8 | Asuka Nakahara | For | For | |||||||||
| 9 | David C. Novak | For | For | |||||||||
| 10 | Brian L. Roberts | For | For | |||||||||
| 2. | Advisory vote on executive compensation. | Management | For | For | ||||||||
| 3. | Ratification
of the appointment of our independent auditors. |
Management | For | For | ||||||||
| 4. | Shareholder
Proposal: To conduct independent investigation and report on risks posed by failing to prevent sexual harassment. |
Shareholder | Abstain | Against | ||||||||
| T-MOBILE US, INC. | ||||||||||||
| Security | 872590104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | TMUS | Meeting Date | 03-Jun-2021 | |||||||||
| ISIN | US8725901040 | Agenda | 935400921 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1. | DIRECTOR | Management | ||||||||||
| 1 | Marcelo Claure | For | For | |||||||||
| 2 | Srikant M. Datar | For | For | |||||||||
| 3 | Bavan M. Holloway | For | For | |||||||||
| 4 | Timotheus Höttges | For | For | |||||||||
| 5 | Christian P. Illek | For | For | |||||||||
| 6 | Raphael Kübler | For | For | |||||||||
| 7 | Thorsten Langheim | For | For | |||||||||
| 8 | Dominique Leroy | For | For | |||||||||
| 9 | G. Michael Sievert | For | For | |||||||||
| 10 | Teresa A. Taylor | For | For | |||||||||
| 11 | Omar Tazi | For | For | |||||||||
| 12 | Kelvin R. Westbrook | For | For | |||||||||
| 13 | Michael Wilkens | For | For | |||||||||
| 2. | Ratification
of the Appointment of PricewaterhouseCoopers LLP as the Company's Independent Registered Public Accounting Firm for Fiscal Year 2021. |
Management | For | For | ||||||||
| KEURIG DR PEPPER INC. | ||||||||||||
| Security | 49271V100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | KDP | Meeting Date | 18-Jun-2021 | |||||||||
| ISIN | US49271V1008 | Agenda | 935422953 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Robert Gamgort | Management | For | For | ||||||||
| 1B. | Election of Director: Olivier Goudet | Management | For | For | ||||||||
| 1C. | Election of Director: Peter Harf | Management | For | For | ||||||||
| 1D. | Election of Director: Juliette Hickman | Management | For | For | ||||||||
| 1E. | Election of Director: Genevieve Hovde | Management | For | For | ||||||||
| 1F. | Election of Director: Paul S. Michaels | Management | For | For | ||||||||
| 1G. | Election of Director: Pamela H. Patsley | Management | For | For | ||||||||
| 1H. | Election of Director: Gerhard Pleuhs | Management | For | For | ||||||||
| 1I. | Election of Director: Lubomira Rochet | Management | For | For | ||||||||
| 1J. | Election of Director: Debra Sandler | Management | For | For | ||||||||
| 1K. | Election of Director: Robert Singer | Management | For | For | ||||||||
| 1L. | Election of Director: Justine Tan | Management | For | For | ||||||||
| 1M. | Election of Director: Nelson Urdaneta | Management | For | For | ||||||||
| 1N. | Election of Director: Larry D. Young | Management | For | For | ||||||||
| 2. | To
approve an advisory resolution regarding Keurig Dr Pepper Inc.'s executive compensation. |
Management | For | For | ||||||||
| 3. | To
ratify the appointment of Deloitte & Touche LLP as Keurig Dr Pepper Inc.'s independent registered public accounting firm for fiscal year 2021. |
Management | For | For | ||||||||
| SONY GROUP CORPORATION | ||||||||||||
| Security | 835699307 | Meeting Type | Annual | |||||||||
| Ticker Symbol | SONY | Meeting Date | 22-Jun-2021 | |||||||||
| ISIN | US8356993076 | Agenda | 935442234 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Kenichiro Yoshida | Management | For | For | ||||||||
| 1B. | Election of Director: Hiroki Totoki | Management | For | For | ||||||||
| 1C. | Election of Director: Shuzo Sumi | Management | For | For | ||||||||
| 1D. | Election of Director: Tim Schaaff | Management | For | For | ||||||||
| 1E. | Election of Director: Toshiko Oka | Management | For | For | ||||||||
| 1F. | Election of Director: Sakie Akiyama | Management | For | For | ||||||||
| 1G. | Election of Director: Wendy Becker | Management | For | For | ||||||||
| 1H. | Election of Director: Yoshihiko Hatanaka | Management | For | For | ||||||||
| 1I. | Election of Director: Adam Crozier | Management | For | For | ||||||||
| 1J. | Election of Director: Keiko Kishigami | Management | For | For | ||||||||
| 1K. | Election of Director: Joseph A. Kraft, Jr. | Management | For | For | ||||||||
| 2. | To
issue Stock Acquisition Rights for the purpose of granting stock options. |
Management | For | For | ||||||||
| THE KROGER CO. | ||||||||||||
| Security | 501044101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | KR | Meeting Date | 24-Jun-2021 | |||||||||
| ISIN | US5010441013 | Agenda | 935432889 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Nora A. Aufreiter | Management | For | For | ||||||||
| 1B. | Election of Director: Kevin M. Brown | Management | For | For | ||||||||
| 1C. | Election of Director: Anne Gates | Management | For | For | ||||||||
| 1D. | Election of Director: Karen M. Hoguet | Management | For | For | ||||||||
| 1E. | Election of Director: W. Rodney McMullen | Management | For | For | ||||||||
| 1F. | Election of Director: Clyde R. Moore | Management | For | For | ||||||||
| 1G. | Election of Director: Ronald L. Sargent | Management | For | For | ||||||||
| 1H. | Election of Director: J. Amanda Sourry Knox | Management | For | For | ||||||||
| 1I. | Election of Director: Mark S. Sutton | Management | For | For | ||||||||
| 1J. | Election of Director: Ashok Vemuri | Management | For | For | ||||||||
| 2. | Approval,
on an advisory basis, of Kroger's executive compensation. |
Management | For | For | ||||||||
| 3. | Ratification of PricewaterhouseCoopers LLP, as auditors. | Management | For | For | ||||||||
| 4. | A
shareholder proposal, if properly presented, to issue a report assessing the environmental impacts of using unrecyclable packaging for private label brands. |
Shareholder | Abstain | Against | ||||||||
| NOMAD FOODS LIMITED | ||||||||||||
| Security | G6564A105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | NOMD | Meeting Date | 30-Jun-2021 | |||||||||
| ISIN | VGG6564A1057 | Agenda | 935433704 - Management | |||||||||
| Item | Proposal | Proposed by |
Vote | For/Against Management |
||||||||
| 1A. | Election of Director: Sir Martin Ellis Franklin, KGCN | Management | For | For | ||||||||
| 1B. | Election of Director: Noam Gottesman | Management | For | For | ||||||||
| 1C. | Election of Director: Ian G.H. Ashken | Management | For | For | ||||||||
| 1D. | Election of Director: Stéfan Descheemaeker | Management | For | For | ||||||||
| 1E. | Election of Director: Golnar Khosrowshahi | Management | For | For | ||||||||
| 1F. | Election of Director: James E. Lillie | Management | For | For | ||||||||
| 1G. | Election of Director: Stuart M. MacFarlane | Management | For | For | ||||||||
| 1H. | Election of Director: Lord Myners of Truro CBE | Management | For | For | ||||||||
| 1I. | Election of Director: Victoria Parry | Management | For | For | ||||||||
| 1J. | Election of Director: Melanie Stack | Management | For | For | ||||||||
| 1K. | Election of Director: Samy Zekhout | Management | For | For | ||||||||
| 2. | Ratification
of the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2021. |
Management | For | For | ||||||||
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| Registrant | The Gabelli Dividend Growth Fund |
| By (Signature and Title)* | /s/ Bruce N. Alpert |
| Bruce N. Alpert, President and Principal Executive Officer |
| Date | August 20, 2021 |
*Print the name and title of each signing officer under his or her signature.