UNITED
STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM
CURRENT
REPORT PURSUANT
TO SECTION 13 OR 15(D) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of
report (Date of earliest event reported):
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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
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Securities registered pursuant to Section 12(b) of the Act:
| Title of each class | Trading Symbol(s) | Name of each exchange on which registered | ||
| NA | NA | NA |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
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If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. o
Cautionary Note Regarding Forward-Looking Statements
This Current Report on Form 8-K includes information that may constitute forward-looking statements. These forward-looking statements are based on the Company’s current beliefs, assumptions and expectations regarding future events, which in turn are based on information currently available to the Company. Such forward-looking statements include, but are not limited to, statements regarding consummation of the acquisition and funding initiatives. By their nature, forward-looking statements address matters that are subject to risks and uncertainties. A variety of factors could cause actual events and results, as well as the Company’s expectations, to differ materially from those expressed in or contemplated by the forward-looking statements. These factors include, without limitation, the risk that additional information may become known prior to the expected closing of the acquisition. Other risk factors affecting the Company are discussed in detail in the Company’s filings with the Securities and Exchange Commission. The Company undertakes no obligation to publicly update or revise any forward-looking statement, whether as a result of new information, future events or otherwise, except to the extent required by applicable securities laws.
Item 5.03. Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year.
On March 7, 2022, Concierge Technologies, Inc. (the “Company”) filed a certificate of amendment to its articles of incorporation (the “Amended Articles of Incorporation”) with the Secretary of State of Nevada changing the name of the Company from “Concierge Technologies, Inc.” to “The Marygold Companies, Inc.” (the “Name Change”), effective as of March 10, 2022.
The descriptions of the Amended Articles of Incorporation contained in this Current Report on Form 8-K is qualified in its entirety by reference to the complete texts of the Amended Articles of Incorporation, a copy of which is filed as Exhibits 3.1, hereto and are incorporated herein by reference.
Item 7.01 Regulation FD Disclosure
On March 7, 2022, the Company issued a press release titled, “Concierge Technologies, Inc. Announces Uplist to NYSE American Exchange and Corporate Name Change to “The Marygold Companies, Inc.” announcing, subject to meeting all initial listing requirements (including the pricing requirement), the Company’s uplist to NYSE American, LLC and its name change. A copy of the press release is attached hereto as Exhibit 99.1 and is incorporated herein by reference.
The information in this Item 7.01, including the press release, shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, except as shall be expressly set forth by reference to such filing.
Item 9.01 Financial Statements and Exhibits (d) Exhibits.
(d) Exhibit
| Exhibit Number |
Description | |
3.1 99.1 |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: March 7, 2022
| CONCIERGE TECHNOLOGIES, INC. | |
| /s/ Nicholas Gerber | |
| Nicholas Gerber | |
| Chief Executive Officer |